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author | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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committer | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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diff --git a/doc/rfc/rfc1602.txt b/doc/rfc/rfc1602.txt new file mode 100644 index 0000000..004b7b7 --- /dev/null +++ b/doc/rfc/rfc1602.txt @@ -0,0 +1,2001 @@ + + + + + + +Network Working Group Internet Architecture Board and +Request for Comments: 1602 Internet Engineering Steering Group +Obsoletes: 1310 March 1994 +Category: Informational + + + The Internet Standards Process -- Revision 2 + +Status of this Memo + + This memo provides information for the Internet community. This memo + does not specify an Internet standard of any kind. Distribution of + this memo is unlimited. + +Notice + + This informational memo presents the current procedures for creating + and documenting Internet Standards. This document is provisional, + pending legal review and concurrence of the Internet Society + Trustees. It is being published in this form to keep the Internet + Community informed as to the current status of policies and + procedures for Internet Standards work. + +Abstract + + This document is a revision of RFC 1310, which defined the official + procedures for creating and documenting Internet Standards. + + This revision (revision 2) includes the following major changes: + + (a) The new management structure arising from the POISED Working + Group is reflected. These changes were agreed to by the IETF + plenary and by the IAB and IESG in November 1992 and accepted by + the ISOC Board of Trustees at their December 1992 meeting. + + (b) Prototype status is added to the non-standards track maturity + levels (Section 2.4.1). + + (c) The Intellectual Property Rights section is completely revised, + in accordance with legal advice. Section 5 of this document + replaces Sections 5 and 6 of RFC-1310. The new section 5 has + been reviewed by legal counsel to the Internet Society. + + + + + + + +IAB - IESG [Page 1] + +RFC 1602 Internet Standards Process March 1994 + + + (d) An appeals procedure is added (Section 3.6). + + (e) The wording of sections 1 and 1.2 has been changed to clarify + the relationships that exist between the Internet Society and + the IAB, the IESG, the IETF, and the Internet Standards process. + + (f) An Appendix B has been added, listing the contact points for the + RFC editor, the IANA, the IESG, the IAB and the ISOC. The + "future issues" are now listed in Appendix C. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +IAB - IESG [Page 2] + +RFC 1602 Internet Standards Process March 1994 + + +TABLE OF CONTENTS + + 1. INTRODUCTION ................................................. 3 + 1.1 Internet Standards. ...................................... 4 + 1.2 Organizations ............................................ 6 + 1.3 Standards-Related Publications ........................... 8 + 1.4 Internet Assigned Number Authority (IANA) ................ 10 + 2. NOMENCLATURE ................................................. 11 + 2.1 The Internet Standards Track ............................. 11 + 2.2 Types of Specifications .................................. 12 + 2.3 Standards Track Maturity Levels .......................... 13 + 2.4 Non-Standards Track Maturity Levels ...................... 15 + 2.5 Requirement Levels ....................................... 17 + 3. THE INTERNET STANDARDS PROCESS ............................... 19 + 3.1 Review and Approval ...................................... 19 + 3.2 Entering the Standards Track ............................. 20 + 3.3 Advancing in the Standards Track ......................... 21 + 3.4 Revising a Standard ...................................... 22 + 3.5 Retiring a Standard ...................................... 22 + 3.6 Conflict Resolution and Appeals .......................... 23 + 4. EXTERNAL STANDARDS AND SPECIFICATIONS ........................ 24 + 5. INTELLECTUAL PROPERTY RIGHTS ................................. 26 + 5.1. General Policy .......................................... 26 + 5.2. Definitions ............................................. 26 + 5.3 Trade Secret Rights ...................................... 27 + 5.4. Rights and Permissions .................................. 27 + 5.5. Notices ................................................. 30 + 5.6. Assurances .............................................. 31 + 6. REFERENCES ................................................... 34 + APPENDIX A: GLOSSARY OF ACRONYMS ................................. 35 + APPENDIX B: CONTACT POINTS ....................................... 35 + APPENDIX C: FUTURE ISSUES ........................................ 36 + Security Considerations .......................................... 37 + Authors' Addresses ............................................... 37 + +1. INTRODUCTION + + This memo documents the process currently used by the Internet + community for the standardization of protocols and procedures. The + Internet Standards process is an activity of the Internet Society + that is organized and managed on behalf of the Internet community by + the Internet Architecture Board (IAB) and the Internet Engineering + Steering Group. + + + + + + +IAB - IESG [Page 3] + +RFC 1602 Internet Standards Process March 1994 + + + 1.1 Internet Standards + + The Internet, a loosely-organized international collaboration of + autonomous, interconnected networks, supports host-to-host + communication through voluntary adherence to open protocols and + procedures defined by Internet Standards. There are also many + isolated internets, i.e., sets of interconnected networks, which + are not connected to the Internet but use the Internet Standards. + + Internet Standards were once limited to those protocols composing + what has been commonly known as the "TCP/IP protocol suite". + However, the Internet has been evolving towards the support of + multiple protocol suites, especially the Open Systems + Interconnection (OSI) suite. The Internet Standards process + described in this document is concerned with all protocols, + procedures, and conventions that are used in or by the Internet, + whether or not they are part of the TCP/IP protocol suite. In the + case of protocols developed and/or standardized by non-Internet + organizations, however, the Internet Standards process may apply + only to the application of the protocol or procedure in the + Internet context, not to the specification of the protocol itself. + + In general, an Internet Standard is a specification that is stable + and well-understood, is technically competent, has multiple, + independent, and interoperable implementations with substantial + operational experience, enjoys significant public support, and is + recognizably useful in some or all parts of the Internet. + + The procedures described in this document are designed to be fair, + open and objective; to reflect existing (proven) practice; and to + be flexible. + + + + + + + + + + + + + + + + + + +IAB - IESG [Page 4] + +RFC 1602 Internet Standards Process March 1994 + + + o These procedures are intended to provide a fair, open, and + objective basis for developing, evaluating, and adopting + Internet Standards. They provide ample opportunity for + participation and comment by all interested parties. At each + stage of the standardization process, a specification is + repeatedly discussed and its merits debated in open meetings + and/or public electronic mailing lists, and it is made + available for review via world-wide on-line directories. + + o These procedures are explicitly aimed at recognizing and + adopting generally-accepted practices. Thus, a candidate + specification is implemented and tested for correct operation + and interoperability by multiple independent parties and + utilized in increasingly demanding environments, before it + can be adopted as an Internet Standard. + + o These procedures provide a great deal of flexibility to adapt + to the wide variety of circumstances that occur in the + standardization process. Experience has shown this + flexibility to be vital in achieving the goals listed above. + + The goal of technical competence, the requirement for prior + implementation and testing, and the need to allow all interested + parties to comment, all require significant time and effort. On + the other hand, today's rapid development of networking technology + places an urgency on timely development of standards. The + Internet standardization rules described here are intended to + balance these conflicting goals. The process is believed to be as + short and simple as possible without undue sacrifice of technical + competence, prior testing, or openness and fairness. + + In summary, the goals for the Internet standards process are: + + * technical excellence; + + * prior implementation and testing; + + * clear, short, and easily understandable documentation; + + * openness and fairness; and + + * timeliness. + + In outline, the process of creating an Internet Standard is + straightforward: a specification undergoes a period of development + and several iterations of review by the Internet community and + + + +IAB - IESG [Page 5] + +RFC 1602 Internet Standards Process March 1994 + + + revision based upon experience, is adopted as a Standard by the + appropriate body (see below), and is published. In practice, the + process is more complicated, due to (1) the difficulty of creating + specifications of high technical quality; (2) the need to consider + the interests of all of the affected parties; (3) the importance + of establishing widespread community consensus; and (4) the + difficulty of evaluating the utility of a particular specification + for the Internet community. + + From its inception, the Internet has been, and is expected to + remain, an evolving system whose participants regularly factor new + requirements and technology into its design and implementation. + Users of the Internet and providers of the equipment, software, + and services that support it should anticipate and embrace this + evolution as a major tenet of Internet philosophy. + + The procedures described in this document are the result of three + years of evolution, driven both by the needs of the growing and + increasingly diverse Internet community, and by experience. + Comments and suggestions are invited for improving these + procedures. + + The remainder of this section describes the organizations and + publications involved in Internet standardization. Section 2 + presents the nomenclature for different kinds and levels of + Internet standard technical specifications and their + applicability. Section 3 describes the process and rules for + Internet standardization. Section 4 defines how relevant + externally-sponsored specifications and practices, developed and + controlled by other standards bodies or by vendors, are handled in + the Internet standardization process. Section 5 presents the + rules that are required to protect intellectual property rights + and to assure unrestricted ability for all interested parties to + practice Internet Standards. + + 1.2 Organizations + + The following organizations are involved in the Internet standards + process. + + * IETF + + The Internet Engineering Task Force (IETF) is a loosely self- + organized group of people who make technical and other + contributions to the engineering and evolution of the + Internet and its technologies. It is the principal body + + + +IAB - IESG [Page 6] + +RFC 1602 Internet Standards Process March 1994 + + + engaged in the development of new Internet Standard + specifications, although it is not itself a part of the + Internet Society. The IETF is composed of individual Working + Groups, which are grouped into Areas, each of which is + coordinated by one or more Area Directors. Nominations to + the Internet Architecture Board and the Internet Engineering + Steering Group are made by a nominating committee selected at + random from the ranks of regular IETF meeting attendees who + have volunteered to serve as nominating committee members. + + * ISOC + + Internet standardization is an organized activity of the + Internet Society (ISOC). The ISOC is a professional society + that is concerned with the growth and evolution of the + worldwide Internet, with the way in which the Internet is and + can be used, and with the social, political, and technical + issues that arise as a result. The ISOC Board of Trustees is + responsible for approving appointments to the Internet + Architecture Board from among the nominees submitted by the + IETF nominating committee. + + * IESG + + The Internet Engineering Steering Group (IESG) is responsible + for technical management of IETF activities and the Internet + Standards process. As part of the Internet Society, it + administers the Internet Standards process according to the + rules and procedures given in this document, which have been + accepted and ratified by the Internet Society Trustees. The + IESG is directly responsible for the actions associated with + entry into and movement along the "standards track", as + described in section 3 of this document, including final + approval of specifications as Internet Standards. The IESG + is composed of the IETF Area Directors and the chairperson of + the IETF, who also serves as the chairperson of the IESG. + + * IAB + + The Internet Architecture Board (IAB) is a technical advisory + group of the Internet Society. It is chartered by the + Internet Society Trustees to provide oversight of the + architecture of the Internet and its protocols, and to serve + in the context of the Internet Standards process as a body to + which the decisions of the IESG may be appealed (as described + in section 3.6 of this document). The IAB is responsible for + + + +IAB - IESG [Page 7] + +RFC 1602 Internet Standards Process March 1994 + + + approving appointments to the IESG from among the nominees + submitted by the IETF nominating committee. + + Any member of the Internet community with the time and interest is + urged to participate actively in one or more IETF Working Groups + and to attend IETF meetings. In many cases, active Working Group + participation is possible through email alone; furthermore, + Internet video conferencing is being used experimentally to allow + remote participation. Participation is by individual technical + contributors rather than formal representatives of organizations. + The process works because the IETF Working Groups display a spirit + of cooperation as well as a high degree of technical maturity; + IETF participants recognize that the greatest benefit for all + members of the Internet community results from cooperative + development of technically superior protocols and services. + + Members of the IESG and IAB are nominated for two-year terms by a + committee that is drawn from the roll of recent participation in + the IETF and chartered by the ISOC Board of Trustees. The + appointment of IESG and of IAB members are made from these + nominations by the IAB and by the ISOC Board of Trustees, + respectively. + + The Internet Research Task Force (IRTF) is not directly part of + the standards process. It investigates topics considered to be + too uncertain, too advanced, or insufficiently well-understood to + be the subject of Internet standardization. When an IRTF activity + generates a specification that is sufficiently stable to be + considered for Internet standardization, the specification is + processed through the IETF using the rules in this document. + + 1.3 Standards-Related Publications + + 1.3.1 Requests for Comments (RFCs) + + Each distinct version of a specification is published as part + of the "Request for Comments" (RFC) document series. This + archival series is the official publication channel for + Internet standards documents and other publications of the + IESG, IAB, and Internet community. RFCs are available for + anonymous FTP from a number of Internet hosts. + + The RFC series of documents on networking began in 1969 as part + of the original ARPA wide-area networking (ARPANET) project + (see Appendix A for glossary of acronyms). RFCs cover a wide + range of topics, from early discussion of new research concepts + + + +IAB - IESG [Page 8] + +RFC 1602 Internet Standards Process March 1994 + + + to status memos about the Internet. RFC publication is the + direct responsibility of the RFC Editor, under the general + direction of the IAB. + + The rules for formatting and submitting an RFC are defined in + reference [5]. Every RFC is available in ASCII text, but some + RFCs are also available in PostScript. The PostScript version + of an RFC may contain material (such as diagrams and figures) + that is not present in the ASCII version, and it may be + formatted differently. + + ********************************************************* + * A stricter requirement applies to standards-track * + * specifications: the ASCII text version is the * + * definitive reference, and therefore it must be a * + * complete and accurate specification of the standard, * + * including all necessary diagrams and illustrations. * + * * + ********************************************************* + + The status of Internet protocol and service specifications is + summarized periodically in an RFC entitled "Internet Official + Protocol Standards" [1]. This RFC shows the level of maturity + and other helpful information for each Internet protocol or + service specification. See Section 3.1.3 below. + + Some RFCs document Internet standards. These RFCs form the + 'STD' subseries of the RFC series [4]. When a specification + has been adopted as an Internet Standard, it is given the + additional label "STDxxxx", but it keeps its RFC number and its + place in the RFC series. + + Not all specifications of protocols or services for the + Internet should or will become Internet Standards. Such non- + standards track specifications are not subject to the rules for + Internet standardization. Generally, they will be published + directly as RFCs at the discretion of the RFC editor and the + IESG. These RFCs will be marked "Prototype", "Experimental" or + "Informational" as appropriate (see section 2.3). + + ******************************************************** + * It is important to remember that not all RFCs * + * are standards track documents, and that not all * + * standards track documents reach the level of * + * Internet Standard. * + ******************************************************** + + + +IAB - IESG [Page 9] + +RFC 1602 Internet Standards Process March 1994 + + + 1.3.2 Internet Drafts + + During the development of a specification, draft versions of + the document are made available for informal review and comment + by placing them in the IETF's "Internet Drafts" directory, + which is replicated on a number of Internet hosts. This makes + an evolving working document readily available to a wide + audience, facilitating the process of review and revision. + + An Internet Draft that is published as an RFC, or that has + remained unchanged in the Internet Drafts directory for more + than six months without being recommended by the IESG for + publication as an RFC, is simply removed from the Internet + Draft directory. At any time, an Internet Draft may be + replaced by a more recent version of the same specification, + restarting the six-month timeout period. + + An Internet Draft is NOT a means of "publishing" a + specification; specifications are published through the RFC + mechanism described in the previous section. Internet Drafts + have no formal status, are not part of the permanent archival + record of Internet activity, and are subject to change or + removal at any time. + + ******************************************************** + * Under no circumstances should an Internet Draft * + * be referenced by any paper, report, or Request-for-* + * Proposal, nor should a vendor claim compliance * + * with an Internet-Draft. * + ******************************************************** + + Note: It is acceptable to reference a standards-track + specification that may reasonably be expected to be published + as an RFC using the phrase "Work in Progress", without + referencing an Internet Draft. + + 1.4 Internet Assigned Number Authority (IANA) + + Many protocol specifications include numbers, keywords, and other + parameters that must be uniquely assigned. Examples include + version numbers, protocol numbers, port numbers, and MIB numbers. + The IAB has delegated to the Internet Assigned Numbers Authority + (IANA) the task of assigning such protocol parameters for the + Internet. The IANA publishes tables of all currently assigned + numbers and parameters in RFCs titled "Assigned Numbers" [3]. + + + + +IAB - IESG [Page 10] + +RFC 1602 Internet Standards Process March 1994 + + + Each category of assigned numbers typically arises from some + protocol that is on the standards track or is an Internet + Standard. For example, TCP port numbers are assigned because TCP + is a Standard. A particular value within a category may be + assigned in a variety of circumstances; the specification + requiring the parameter may be in the standards track, it may be + Experimental, or it may be private. Note that assignment of a + number to a protocol is independent of, and does not imply, + acceptance of that protocol as a standard. + + Chaos could result from accidental conflicts of parameter values, + so we urge that every protocol parameter, for either public or + private usage, be explicitly assigned by the IANA. Private + protocols often become public. Programmers are often tempted to + choose a "random" value or to guess the next unassigned value of a + parameter; both are hazardous. + + The IANA is expected to avoid frivolous assignments and to + distinguish different assignments uniquely. The IANA accomplishes + both goals by requiring a technical description of each protocol + or service to which a value is to be assigned. Judgment on the + adequacy of the description resides with the IANA. In the case of + a standards track or Experimental protocol, the corresponding + technical specifications provide the required documentation for + IANA. For a proprietary protocol, the IANA will keep confidential + any writeup that is supplied, but at least a short (2 page) + writeup is still required for an assignment. + +2. NOMENCLATURE + + 2.1 The Internet Standards Track + + Specifications that are destined to become Internet Standards + evolve through a set of maturity levels known as the "standards + track". These maturity levels -- "Proposed Standard", "Draft + Standard", and "Standard" -- are defined and discussed below in + Section 3.2. + + Even after a specification has been adopted as an Internet + Standard, further evolution often occurs based on experience and + the recognition of new requirements. The nomenclature and + procedures of Internet standardization provide for the replacement + of old Internet Standards with new ones, and the assignment of + descriptive labels to indicate the status of "retired" Internet + Standards. A set of maturity levels is defined in Section 3.3 to + cover these and other "off-track" specifications. + + + +IAB - IESG [Page 11] + +RFC 1602 Internet Standards Process March 1994 + + + 2.2 Types of Specifications + + Specifications subject to the Internet standardization process + fall into two categories: Technical Specifications (TS) and + Applicability Statements (AS). + + 2.2.1 Technical Specification (TS) + + A Technical Specification is any description of a protocol, + service, procedure, convention, or format. It may completely + describe all of the relevant aspects of its subject, or it may + leave one or more parameters or options unspecified. A TS may + be completely self-contained, or it may incorporate material + from other specifications by reference to other documents + (which may or may not be Internet Standards). + + A TS shall include a statement of its scope and the general + intent for its use (domain of applicability). Thus, a TS that + is inherently specific to a particular context shall contain a + statement to that effect. However, a TS does not specify + requirements for its use within the Internet; these + requirements, which depend on the particular context in which + the TS is incorporated by different system configurations, is + defined by an Applicability Statement. + + 2.2.2 Applicability Statement (AS) + + An Applicability Statement specifies how, and under what + circumstances, one or more TSs are to be applied to support a + particular Internet capability. An AS may specify uses for TSs + that are not Internet Standards, as discussed in Section 4. + + An AS identifies the relevant TSs and the specific way in which + they are to be combined, and may also specify particular values + or ranges of TS parameters or subfunctions of a TS protocol + that must be implemented. An AS also specifies the + circumstances in which the use of a particular TS is required, + recommended, or elective. + + An AS may describe particular methods of using a TS in a + restricted "domain of applicability", such as Internet routers, + terminal servers, Internet systems that interface to Ethernets, + or datagram-based database servers. + + The broadest type of AS is a comprehensive conformance + specification, commonly called a "requirements document", for a + + + +IAB - IESG [Page 12] + +RFC 1602 Internet Standards Process March 1994 + + + particular class of Internet systems, such as Internet routers + or Internet hosts. + + An AS may not have a higher maturity level in the standards + track than any standards-track TS to which the AS applies. For + example, a TS at Draft Standard level may be referenced by an + AS at the Proposed Standard or Draft Standard level, but not by + an AS at the Standard level. + + An AS may refer to a TS that is either a standards-track speci- + fication or is "Informational", but not to a TS with a maturity + level of "Prototype", "Experimental", or "Historic" (see + section 2.4). + + Although TSs and ASs are conceptually separate, in practice a + standards-track document may combine an AS and one or more related + TSs. For example, Technical Specifications that are developed + specifically and exclusively for some particular domain of + applicability, e.g., for mail server hosts, often contain within a + single specification all of the relevant AS and TS information. + In such cases, no useful purpose would be served by deliberately + distributing the information among several documents just to + preserve the formal AS/TS distinction. However, a TS that is + likely to apply to more than one domain of applicability should be + developed in a modular fashion, to facilitate its incorporation by + multiple ASs. + + 2.3 Standards Track Maturity Levels + + ASs and TSs go through stages of development, testing, and + acceptance. Within the Internet standards process, these stages + are formally labeled "maturity levels". + + This section describes the maturity levels and the expected + characteristics of specifications at each level. + + 2.3.1 Proposed Standard + + The entry-level maturity for the standards track is "Proposed + Standard". A Proposed Standard specification is generally + stable, has resolved known design choices, is believed to be + well-understood, has received significant community review, and + appears to enjoy enough community interest to be considered + valuable. However, further experience might result in a change + or even retraction of the specification before it advances. + + + + +IAB - IESG [Page 13] + +RFC 1602 Internet Standards Process March 1994 + + + Usually, neither implementation nor operational experience is + required for the designation of a specification as a Proposed + Standard. However, such experience is highly desirable, and + will usually represent a strong argument in favor of a Proposed + Standard designation. + + The IESG may require implementation and/or operational + experience prior to granting Proposed Standard status to a + specification that materially affects the core Internet + protocols or that specifies behavior that may have significant + operational impact on the Internet. Typically, such a + specification will be published initially with Experimental or + Prototype status (see below), and moved to the standards track + only after sufficient implementation or operational experience + has been obtained. + + A Proposed Standard should have no known technical omissions + with respect to the requirements placed upon it. However, the + IESG may recommend that this requirement be explicitly reduced + in order to allow a protocol to advance into the Proposed + Standard state, when a specification is considered to be useful + and necessary (and timely), even absent the missing features. + + Implementors should treat Proposed Standards as immature + specifications. It is desirable to implement them in order to + gain experience and to validate, test, and clarify the + specification. However, since the content of Proposed + Standards may be changed if problems are found or better + solutions are identified, deploying implementations of such + standards into a disruption-sensitive customer base is not + normally advisable. + + 2.3.2 Draft Standard + + A specification from which at least two independent and + interoperable implementations have been developed, and for + which sufficient successful operational experience has been + obtained, may be elevated to the "Draft Standard" level. This + is a major advance in status, indicating a strong belief that + the specification is mature and will be useful. + + A Draft Standard must be well-understood and known to be quite + stable, both in its semantics and as a basis for developing an + implementation. A Draft Standard may still require additional + or more widespread field experience, since it is possible for + implementations based on Draft Standard specifications to + + + +IAB - IESG [Page 14] + +RFC 1602 Internet Standards Process March 1994 + + + demonstrate unforeseen behavior when subjected to large-scale + use in production environments. + + 2.3.3 Internet Standard + + A specification for which significant implementation and + successful operational experience has been obtained may be + elevated to the Internet Standard level. An Internet Standard + (which may simply be referred to as a Standard) is + characterized by a high degree of technical maturity and by a + generally held belief that the specified protocol or service + provides significant benefit to the Internet community. + + A Draft Standard is normally considered to be a final + specification, and changes are likely to be made only to solve + specific problems encountered. In most circumstances, it is + reasonable for vendors to deploy implementations of draft + standards into the customer base. + + 2.4 Non-Standards Track Maturity Levels + + Not every TS or AS is on the standards track. A TS may not be + intended to be an Internet Standard, or it may be intended for + eventual standardization but not yet ready to enter the standards + track. A TS or AS may have been superseded by more recent + Internet Standards, or have otherwise fallen into disuse or + disfavor. + + Specifications not on the standards track are labeled with one of + four off-track maturity levels: "Prototype, "Experimental", + "Informational", and "Historic". There are no time limits + associated with these non-standard track labels, and the documents + bearing these labels are not Internet standards in any sense. As + the Internet grows, there is a growing amount of credible + technical work being submitted directly to the RFC Editor without + having been gone through the IETF. It is possible that such + outside submissions may overlap or even conflict with ongoing IETF + activities. In order for the best technical result to emerge for + the community, we believe that the such outside submissions should + be given the opportunity to work within IETF to gain the broadest + possible consensus. + + It is also possible that supporters of a view different from the + IETF may wish to publish their divergent view. For this reason, + it is important that, ultimately, authors should have the + opportunity to publish Informational and Experimental RFCs should + + + +IAB - IESG [Page 15] + +RFC 1602 Internet Standards Process March 1994 + + + they wish to. However, it is also possible that this could open a + loophole in which developers could try to bypass the IETF + consensus process completely by publishing an Informational RFC + (and relying on the prestige of the RFC series to gain community + support for their document). + + For all these reasons, the IESG and the RFC Editor have agreed to + the following policy for publishing Info and Exp RFCs: + + 1. The RFC Editor will bring to the attention of the IESG all + Informational and Experimental submissions that the RFC + Editor feels may be related to, or of interest to, the IETF + community. + + 2. The IESG will review all such referrals within a fixed length + of time and make a recommendation on whether to publish, or + to suggest that the author bring their work within the IETF. + + 3. If the IESG recommends that the work be brought within the + IETF, but the author declines the invitation, the IESG may + add disclaimer text into the standard boilerplate material + added by the RFC Editor (e.g., "Status of this memo"). + + 2.4.1 Prototype + + For new protocols which affect core services of the + Internet or for which the interactions with existing + protocols are too complex to fully assimilate from the + written specification, the IESG may request that + operational experience be obtained prior to advancement to + Proposed Standard status. In these cases, the IESG will + designate an otherwise complete specification as + "Prototype". This status permits it to be published as an + RFC before it is entered onto the standards track. In + this respect, "Prototype" is similar to "Experimental", + except that it indicates the protocol is specifically + being developed to become a standard, while "Experimental" + generally indicates a more exploratory phase of + development. + + 2.4.2 Experimental + + The "Experimental" designation on a TS typically denotes a + specification that is part of some research or development + effort. Such a specification is published for the general + information of the Internet technical community and as an + + + +IAB - IESG [Page 16] + +RFC 1602 Internet Standards Process March 1994 + + + archival record of the work. An Experimental + specification may be the output of an organized Internet + research effort (e.g., a Research Group of the IRTF), or + it may be an individual contribution. + + Documents intended for Experimental status should be + submitted directly to the RFC Editor for publication. The + procedure is intended to expedite the publication of any + responsible Experimental specification, subject only to + editorial considerations, and to verification that there + has been adequate coordination with the standards process. + + 2.4.3 Informational + + An "Informational" specification is published for the + general information of the Internet community, and does + not represent an Internet community consensus or + recommendation. The Informational designation is intended + to provide for the timely publication of a very broad + range of responsible informational documents from many + sources, subject only to editorial considerations and to + verification that there has been adequate coordination + with the standards process. + + Specifications that have been prepared outside of the + Internet community and are not incorporated into the + Internet standards process by any of the provisions of + Section 4 may be published as Informational RFCs, with the + permission of the owner. + + 2.4.4 Historic + + A TS or AS that has been superseded by a more recent + specification or is for any other reason considered to be + obsolete is assigned to the "Historic" level. (Purists + have suggested that the word should be "Historical"; + however, at this point the use of "Historic" is + historical.) + + 2.5 Requirement Levels + + An AS may apply one of the following "requirement levels" to + each of the TSs to which it refers: + + + + + + +IAB - IESG [Page 17] + +RFC 1602 Internet Standards Process March 1994 + + + (a) Required: Implementation of the referenced TS, as specified + by the AS, is required to achieve minimal conformance. For + example, IP and ICMP must be implemented by all Internet + systems using the TCP/IP Protocol Suite. + + (b) Recommended: Implementation of the referenced TS is not + required for minimal conformance, but experience and/or + generally accepted technical wisdom suggest its desirability + in the domain of applicability of the AS. Vendors are + strongly encouraged to include the functions, features, and + protocols of Recommended TSs in their products, and should + omit them only if the omission is justified by some special + circumstance. + + (c) Elective: Implementation of the referenced TS is optional + within the domain of applicability of the AS; that is, the AS + creates no explicit necessity to apply the TS. However, a + particular vendor may decide to implement it, or a particular + user may decide that it is a necessity in a specific + environment. + + As noted in Section 2.4, there are TSs that are not in the + standards track or that have been retired from the standards + track, and are therefore not required, recommended, or elective. + Two additional "requirement level" designations are available for + such TSs: + + (d) Limited Use: The TS is considered appropriate for use only + in limited or unique circumstances. For example, the usage + of a protocol with the "Experimental" designation should + generally be limited to those actively involved with the + experiment. + + (e) Not Recommended: A TS that is considered to be inappropriate + for general use is labeled "Not Recommended". This may be + because of its limited functionality, specialized nature, or + historic status. + + The "Official Protocol Standards" RFC lists a general requirement + level for each TS, using the nomenclature defined in this section. + In many cases, more detailed descriptions of the requirement + levels of particular protocols and of individual features of the + protocols will be found in appropriate ASs. + + + + + + +IAB - IESG [Page 18] + +RFC 1602 Internet Standards Process March 1994 + + +3. THE INTERNET STANDARDS PROCESS + + 3.1 Review and Approval + + A "standards action" -- entering a particular specification into, + advancing it within, or removing it from, the standards track -- + must be approved by the IESG. + + 3.1.1 Initiation of Action + + Typically, a standards action is initiated by a recommendation + to the appropriate IETF Area Director by the individual or + group that is responsible for the specification, usually an + IETF Working Group. + + After completion to the satisfaction of its author and the + cognizant Working Group, a document that is expected to enter + or advance in the Internet standardization process shall be + made available as an Internet Draft. It shall remain as an + Internet Draft for a period of time that permits useful + community review, at least two weeks, before submission to the + IESG with a recommendation for action. + + 3.1.2 IESG Review and Approval + + The IESG shall determine whether a specification satisfies the + applicable criteria for the recommended action (see Sections + 3.2 and 3.3 of this document). + + The IESG shall determine if an independent technical review of + the specification is required, and shall commission one when + necessary. This may require creating a new Working Group, or + an existing group may agree to take responsibility for + reviewing the specification. When a specification is + sufficiently important in terms of its potential impact on the + Internet or on the suite of Internet protocols, the IESG shall + form an independent technical review and analysis committee to + prepare an evaluation of the specification. Such a committee + is commissioned to provide an objective basis for agreement + within the Internet community that the specification is ready + for advancement. + + The IESG shall communicate its findings to the IETF to permit a + final review by the general Internet community. This "last- + call" notification shall be via electronic mail to the IETF + mailing list. In addition, for important specifications there + + + +IAB - IESG [Page 19] + +RFC 1602 Internet Standards Process March 1994 + + + shall be a presentation or statement by the appropriate Working + Group or Area Director during an IETF plenary meeting. Any + significant issues that have not been resolved satisfactorily + during the development of the specification may be raised at + this time for final resolution by the IESG. + + In a timely fashion, but no sooner than two weeks after issuing + the last-call notification to the IETF mailing list, the IESG + shall make its final determination on whether or not to approve + the standards action, and shall notify the IETF of its decision + via email. + + 3.1.3 Publication + + Following IESG approval and any necessary editorial work, the + RFC Editor shall publish the specification as an RFC. The + specification shall then be removed from the Internet Drafts + directory. + + An official summary of standards actions completed and pending + shall appear in each issue of the Internet Society Newsletter. + This shall constitute the "journal of record" for Internet + standards actions. In addition, the IESG shall publish a + monthly summary of standards actions completed and pending in + the Internet Monthly Report, which is distributed to all + members of the IETF mailing list. + + Finally, the IAB shall publish quarterly an "Internet Official + Protocol Standards" RFC, summarizing the status of all Internet + protocol and service specifications, both within and outside + the standards track. + + 3.2 Entering the Standards Track + + A specification that is potentially an Internet Standard may + originate from: + + (a) an ISOC-sponsored effort (typically an IETF Working Group), + + (b) independent activity by individuals, or + + (c) an external organization. + + Case (a) accounts for the great majority of specifications that + enter the standards track. In cases (b) and (c), the work might + be tightly integrated with the work of an existing IETF Working + + + +IAB - IESG [Page 20] + +RFC 1602 Internet Standards Process March 1994 + + + Group, or it might be offered for standardization without prior + IETF involvement. In most cases, a specification resulting from + an effort that took place outside of an IETF Working Group will be + submitted to an appropriate Working Group for evaluation and + refinement. If necessary, an appropriate Working Group will be + created. + + For externally-developed specifications that are well-integrated + with existing Working Group efforts, a Working Group is assumed to + afford adequate community review of the accuracy and applicability + of the specification. If a Working Group is unable to resolve all + technical and usage questions, additional independent review may + be necessary. Such reviews may be done within a Working Group + context, or by an ad hoc review committee established specifically + for that purpose. Ad hoc review committees may also be convened + in other circumstances when the nature of review required is too + small to require the formality of Working Group creation. It is + the responsibility of the appropriate IETF Area Director to + determine what, if any, review of an external specification is + needed and how it shall be conducted. + + 3.3 Advancing in the Standards Track + + A specification shall remain at the Proposed Standard level for at + least six (6) months. + + A specification shall remain at the Draft Standard level for at + least four (4) months, or until at least one IETF meeting has + occurred, whichever comes later. + + These minimum periods are intended to ensure adequate opportunity + for community review without severely impacting timeliness. These + intervals shall be measured from the date of publication of the + corresponding RFC(s), or, if the action does not result in RFC + publication, the date of IESG approval of the action. + + A specification may be (indeed, is likely to be) revised as it + advances through the standards track. At each stage, the IESG + shall determine the scope and significance of the revision to the + specification, and, if necessary and appropriate, modify the + recommended action. Minor revisions are expected, but a + significant revision may require that the specification accumulate + more experience at its current maturity level before progressing. + Finally, if the specification has been changed very significantly, + the IESG may recommend that the revision be treated as a new + document, re-entering the standards track at the beginning. + + + +IAB - IESG [Page 21] + +RFC 1602 Internet Standards Process March 1994 + + + Change of status shall result in republication of the + specification as an RFC, except in the rare case that there have + been no changes at all in the specification since the last + publication. Generally, desired changes will be "batched" for + incorporation at the next level in the standards track. However, + deferral of changes to the next standards action on the + specification will not always be possible or desirable; for + example, an important typographical error, or a technical error + that does not represent a change in overall function of the + specification, may need to be corrected immediately. In such + cases, the IESG or RFC Editor may be asked to republish the RFC + with corrections, and this will not reset the minimum time-at- + level clock. + + When a standards-track specification has not reached the Internet + Standard level but has remained at the same status level for + twenty-four (24) months, and every twelve (12) months thereafter + until the status is changed, the IESG shall review the viability + of the standardization effort responsible for that specification. + Following each such review, the IESG shall approve termination or + continuation of the development. This decision shall be + communicated to the IETF via electronic mail to the IETF mailing + list, to allow the Internet community an opportunity to comment. + This provision is not intended to threaten a legitimate and active + Working Group effort, but rather to provide an administrative + mechanism for terminating a moribund effort. + + 3.4 Revising a Standard + + A new version of an established Internet Standard must progress + through the full Internet standardization process as if it were a + completely new specification. Once the new version has reached + the Standard level, it will usually replace the previous version, + which will move to Historic status. However, in some cases both + versions may remain as Internet Standards to honor the + requirements of an installed base. In this situation, the + relationship between the previous and the new versions must be + explicitly stated in the text of the new version or in another + appropriate document (e.g., an Applicability Statement; see + Section 2.2.2). + + 3.5 Retiring a Standard + + As the technology changes and matures, it is possible for a new + Standard specification to be so clearly superior technically that + one or more existing Internet Standards for the same function + + + +IAB - IESG [Page 22] + +RFC 1602 Internet Standards Process March 1994 + + + should be retired. In this case, the IESG shall approve a change + of status of the superseded specification(s) from Standard to + Historic. This recommendation shall be issued with the same + Last-Call and notification procedures used for any other standards + action. + + 3.6 Conflict Resolution and Appeals + + IETF Working Groups are generally able to reach consensus, which + sometimes requires difficult compromises between differing + technical solutions. However, there are times when even + reasonable and knowledgeable people are unable to agree. To + achieve the goals of openness and fairness, such conflicts must be + resolved with a process of open review and discussion. + Participants in a Working Group may disagree with Working Group + decisions, based either upon the belief that their own views are + not being adequately considered or the belief that the Working + Group made a technical choice which essentially will not work. + The first issue is a difficulty with Working Group process, and + the latter is an assertion of technical error. These two kinds of + disagreements may have different kinds of final outcome, but the + resolution process is the same for both cases. + + Working Group participants always should first attempt to discuss + their concerns with the Working Group chair. If this proves + unsatisfactory, they should raise their concerns with an IESG Area + Director or other IESG member. In most cases, issues raised to + the level of the IESG will receive consideration by the entire + IESG, with the relevant Area Director or the IETF Chair being + tasked with communicating results of the discussion. + + For the general community as well as Working Group participants + seeking a larger audience for their concerns, there are two + opportunities for explicit comment. (1) When appropriate, a + specification that is being suggested for advancement along the + standards track will be presented during an IETF plenary. At that + time, IETF participants may choose to raise issues with the + plenary or to pursue their issues privately, with any of the + relevant IETF/IESG management personnel. (2) Specifications that + are to be considered by the IESG are publicly announced to the + IETF mailing list, with a request for comments. + + Finally, if a problem persists, the IAB may be asked to adjudicate + the dispute. + + + + + +IAB - IESG [Page 23] + +RFC 1602 Internet Standards Process March 1994 + + + * If a concern involves questions of adequate Working Group + discussion, the IAB will attempt to determine the actual + nature and extent of discussion that took place within the + Working Group, based upon the Working Group's written record + and upon comments of other Working Group participants. + + * If a concern involves questions of technical adequacy, the + IAB may convene an appropriate review panel, which may then + recommend that the IESG and Working Group re-consider an + alternate technical choice. + + * If a concern involves a reasonable difference in technical + approach, but does not substantiate a claim that the Working + Group decision will fail to perform adequately, the Working + Group participant may wish to pursue formation of a separate + Working Group. The IESG and IAB encourage alternative points + of view and the development of technical options, allowing + the general Internet community to show preference by making + its own choices, rather than by having legislated decisions. + + +4. EXTERNAL STANDARDS AND SPECIFICATIONS + + Many standards groups other than the IETF create and publish + standards documents for network protocols and services. When these + external specifications play an important role in the Internet, it is + desirable to reach common agreements on their usage -- i.e., to + establish Internet Standards relating to these external + specifications. + + There are two categories of external specifications: + + (1) Open Standards + + Accredited national and international standards bodies, such as + ANSI, ISO, IEEE, and ITU-TS, develop a variety of protocol and + service specifications that are similar to Technical + Specifications defined here. National and international groups + also publish "implementors' agreements" that are analogous to + Applicability Statements, capturing a body of implementation- + specific detail concerned with the practical application of + their standards. + + + + + + + +IAB - IESG [Page 24] + +RFC 1602 Internet Standards Process March 1994 + + + (2) Vendor Specifications + + A vendor-proprietary specification that has come to be widely + used in the Internet may be treated by the Internet community as + if it were a "standard". Such a specification is not generally + developed in an open fashion, is typically proprietary, and is + controlled by the vendor or vendors that produced it. + + To avoid conflict between competing versions of a specification, the + Internet community will not standardize a TS or AS that is simply an + "Internet version" of an existing external specification unless an + explicit cooperative arrangement to do so has been made. However, + there are several ways in which an external specification that is + important for the operation and/or evolution of the Internet may be + adopted for Internet use. + + (a) Incorporation of an Open Standard + + An Internet Standard TS or AS may incorporate an open external + standard by reference. The reference must be to a specific + version of the external standard, e.g., by publication date or + by edition number, according to the prevailing convention of the + organization that is responsible for the specification. + + For example, many Internet Standards incorporate by reference + the ANSI standard character set "ASCII" [2]. Whenever possible, + the referenced specification shall be made available online. + + (b) Incorporation of a Vendor Specification + + Vendor-proprietary specifications may be incorporated by + reference to a specific version of the vendor standard. If the + vendor-proprietary specification is not widely and readily + available, the IESG may request that it be published as an + Informational RFC. + + For a vendor-proprietary specification to be incorporated within + the Internet standards process, the proprietor must meet the + requirements of section 5 below, and in general the + specification shall be made available online. + + The IESG shall not favor a particular vendor's proprietary + specification over the technically equivalent and competing + specifications of other vendors by making it "required" or + "recommended". + + + + +IAB - IESG [Page 25] + +RFC 1602 Internet Standards Process March 1994 + + + (c) Assumption + + An IETF Working Group may start from an external specification + and develop it into an Internet TS or AS. This is acceptable if + (1) the specification is provided to the Working Group in + compliance with the requirements of section 5 below, and (2) + change control has been conveyed to IETF by the original + developer of the specification. Continued participation in the + IETF work by the original owner is likely to be valuable, and is + encouraged. + + The following sample text illustrates how a vendor might convey + change control to the Internet Society: + + "XXXX Organization asserts that it has the right to transfer to + the Internet Society responsibility for further evolution of the + YYYY protocol documented in References (1-n) below. XXXX + Organization hereby transfers to the Internet Society + responsibility for all future modification and development of + the YYYY protocol, without reservation or condition." + + +5. INTELLECTUAL PROPERTY RIGHTS + + 5.1. General Policy + + In all matters of intellectual property rights and procedures, the + intention is to benefit the Internet community and the public at + large, while respecting the legitimate rights of others. + + 5.2. Definitions + + As used in this section, the following terms have the indicated + meanings: + + o "Trade secrets" are confidential, proprietary information. + + o "Contribution" means any disclosure of information or ideas, + whether in oral, written, or other form of expression, by an + individual or entity ("Contributor"). + + o "Standards track documents" are specifications and other + documents that have been elevated to the Internet standards + track in accordance with the Internet Standards Process. + + + + + +IAB - IESG [Page 26] + +RFC 1602 Internet Standards Process March 1994 + + + o "Copyrights" are purportedly valid claims to copyright in all + or part of a contribution to standards work, whether or not + the contribution becomes a standards track document, + including but not limited to any works by third parties that + the contribution is based on or incorporates. + + o "ISOC" refers to the Internet Society and its trustees, + officers, employees, contractors, and agents, as well as the + IAB, IETF, IESG, IRTF, IRSG, and other task forces, + committees, and groups coordinated by the Internet Society. + + o "Standards work" is work involved in the creation, testing, + development, revision, adoption, or maintenance of an + Internet standard that is carried out under the auspices of + ISOC. + + o "Internet community" refers to the entire set of persons, + whether individuals or entities, including but not limited to + technology developers, service vendors, and researchers, who + use the Internet, either directly or indirectly, and users of + any other networks which implement and use Internet + Standards. + + 5.3 Trade Secret Rights + + Except as otherwise provided under this section, ISOC will not + accept, in connection with standards work, any idea, technology, + information, document, specification, work, or other contribution, + whether written or oral, that is a trade secret or otherwise + subject to any commitment, understanding, or agreement to keep it + confidential or otherwise restrict its use or dissemination; and, + specifically, ISOC does not assume any confidentiality obligation + with respect to any such contribution. + + 5.4. Rights and Permissions + + In the course of standards work, ISOC receives contributions in + various forms and from many persons. To facilitate the wide + dissemination of these contributions, it is necessary to establish + specific understandings concerning any copyrights, patents, patent + applications, or other rights in the contribution. The procedures + set forth in this section apply to contributions submitted after 1 + April 1994. For Internet standards documents published before + this date (the RFC series has been published continuously since + April 1969), information on rights and permissions must be sought + directly from persons claiming rights therein. + + + +IAB - IESG [Page 27] + +RFC 1602 Internet Standards Process March 1994 + + + 5.4.1. All Contributions + + By submission of a contribution to ISOC, and in consideration + of possible dissemination of the contribution to the Internet + community, a contributor is deemed to agree to the following + terms and conditions: + + l. Contributor agrees to grant, and does grant to ISOC, a + perpetual, non-exclusive, royalty-free, world-wide right + and license under any copyrights in the contribution to + reproduce, distribute, perform or display publicly and + prepare derivative works that are based on or incorporate + all or part of the contribution, and to reproduce, + distribute and perform or display publicly any such + derivative works, in any form and in all languages, and to + authorize others to do so. + + 2. Contributor acknowledges that ISOC has no duty to publish + or otherwise use or disseminate every contribution. + + 3. Contributor grants ISOC permission to reference the + name(s) and address(s) of the contributor as well as other + persons who are named as contributors. + + 4. Where the contribution was prepared jointly with others, + or is a work for hire, the contributor represents and + warrants that the other owner(s) of rights have been + informed of the rights and permissions granted to ISOC and + that any required authorizations have been obtained. + Copies of any such required authorizations will be + furnished to ISOC, upon request. + + 5. Contributor acknowledges and agrees that ISOC assumes no + obligation to maintain any confidentiality with respect to + any aspect of the contribution, and warrants that the the + contribution does not violate the rights of others. + + 6. All material objects in which contributions are submitted + to ISOC become the property of ISOC and need not be + returned to the contributor. + + Where appropriate, written confirmation of the above terms and + conditions will be obtained in writing by ISOC, usually by + electronic mail; however, a decision not to obtain such + confirmation in a given case shall not act to revoke the prior + grant of rights and permissions with respect to the + + + +IAB - IESG [Page 28] + +RFC 1602 Internet Standards Process March 1994 + + + contribution as provided herein. Except as provided below, the + Executive Director of the IETF Secretariat, or a person + designated by the Executive Director, will be responsible for + obtaining written confirmations. + + In the case of IETF Working Groups, the responsibility for + identifying the principal contributor(s) for purposes of + obtaining written confirmation of the above rights and + permissions will be assumed by the Editor or Chair of the + particular Group. While only those persons named as principal + contributor(s) will generally be requested to provide written + confirmation, it is the responsibility of all contributors to + standards work to inform the IETF Secretariat of any + proprietary claims in any contributions and to furnish the + Secretariat with any required confirmation. + + Where any person participating in standards work asserts any + proprietary right in a contribution, it is the responsibility + of such person to so inform the Editor or Chair of the group, + promptly, in writing. The Editor or Chair will then determine + whether to list the person as a principal contributor, or to + revise the document to omit the particular contribution in + question. + + 5.4.2. Standards Track Documents + + + (A) ISOC will not propose, adopt, or continue to maintain any + standards, including but not limited to standards labelled + Proposed, Draft or Internet Standards, which can only be + practiced using technology or works that are subject to + known copyrights, patents or patent applications, or other + rights, except with the prior written assurance of the + owner of rights that: + + l. ISOC may, without cost, freely implement and use the + technology or works in its standards work; + + 2. upon adoption and during maintenance of an Internet + Standard, any party will be able to obtain the right + to implement and use the technology or works under + specified, reasonable, non-discriminatory terms; and + + 3. the party giving the assurance has the right and + power to grant the licenses and knows of no other + copyrights, patents, patent applications, or other + + + +IAB - IESG [Page 29] + +RFC 1602 Internet Standards Process March 1994 + + + rights that may prevent ISOC and members of the + Internet community from implementing and operating + under the standard. + + (B) ISOC disclaims any responsibility for identifying the + existence of or for evaluating any copyrights, patents, + patent applications, or other rights, on behalf of or for + the benefit of any member of the Internet community, and + ISOC takes no position on the validity or scope of any + such rights. Further, ISOC will take no position on the + ownership of inventions made during standards work, except + for inventions of which an employee or agent of the + Internet Society is a joint inventor. In the latter case, + the Internet Society will make its rights available under + license to anyone in the Internet community in accordance + with the written assurances set forth below. + + 5.5. Notices + + (A) When a written assurance has been obtained as set forth + below, the relevant standards track documents shall include + the following notice: + + "__________(name of rights' owner) has provided written + assurance to the Internet Society that any party will be + able to obtain, under reasonable, nondiscriminatory + terms, the right to use the technology covered + by__________(list copyrights, patents, patent + applications, and other rights) to practice the + standard. A copy of this assurance may be obtained from + the Executive Director of the IETF Secretariat. The + Internet Society takes no position on the validity or + scope of the copyrights, patents, patent applications, + or other rights, or on the appropriateness of the terms + and conditions of the assurances. The Internet Society + does not make any representation there are no other + rights which may apply to the practice of this standard, + nor that it has made any effort to identify any such + rights. For further information on the Internet + Society's procedures with respect to rights in standards + and standards-related documentation, see RFC_____, + dated________." + + (B) ISOC encourages all interested parties to bring to its + attention, at the earliest possible time, the existence of + any copyrights, patents, patent applications, or other rights + + + +IAB - IESG [Page 30] + +RFC 1602 Internet Standards Process March 1994 + + + pertaining to Internet Standards. For this purpose, each + standards document will include the following invitation: + + "The Internet Society invites any interested party to + bring to its attention any copyrights, patents or patent + applications, or other proprietary rights which purport + to cover technology or works that may be required to + practice this standard. Please address the information + to the Executive Director of the Internet Engineering + Task Force Secretariat." + + (C) When applicable, the following sentence will be included in + the notice: + + "As of __________, no information about any copyrights, + patents or patent applications, or other proprietary + rights has been received." + + (D) The following copyright notice and disclaimer will be + included in all ISOC standards-related documentation: + + "Copyright (c) ISOC (year date). Permission is granted + to reproduce, distribute, transmit and otherwise + communicate to the public any material subject to + copyright by ISOC, provided that credit is given to the + source. For information concerning required + permissions, please contact the Executive Director of + the Internet Engineering Task Force Secretariat." + + ISOC hereby informs the Internet community and other + persons that any standards, whether or not elevated to + the Internet Standard level of maturity, or any + standards-related documentation made available under the + auspices of ISOC are provided on an "AS IS" basis and + ISOC DISCLAIMS ALL WARRANTIES, EXPRESSED OR IMPLIED, + INCLUDING BUT NOT LIMITED TO ANY IMPLIED WARRANTY OF + MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE, OR + THAT ANY STANDARD OR DOCUMENTATION DOES NOT VIOLATE THE + RIGHTS OF OTHERS. + + 5.6. Assurances + + The agreement on assurances set forth below will normally be + entered into between the owner of rights and ISOC at the time a + standards track document in which proprietary rights are claimed + reaches the "Proposed Standard" stage of maturity: + + + +IAB - IESG [Page 31] + +RFC 1602 Internet Standards Process March 1994 + + + This is an agreement between ______________(hereinafter + called "Rights Holder") and the Internet Society on behalf of + itself and its trustees, officers, employees, contractors and + agents, the Internet Architecture Board, Internet Engineering + Steering Group, Internet Engineering Task Force, and other task + forces, committees and groups coordinated by the Internet Society + (hereinafter called "ISOC"), and for the benefit of all users of + the Internet and users of any other networks which implement and + use Internet Standards (hereinafter together with ISOC called + "Internet community"). This agreement takes effect when signed on + behalf of the Rights Holder and the Internet Society. + + The Rights Holder represents that it has or will have rights + in patent applications, patents, copyrights, trade secrets, and + other proprietary rights in various countries (hereinafter called + "Rights") which may block or impede the ability of the Internet + community to implement and operate under the standards set forth + in ISOC standards document ____,____, and ____(the listed + standards and any similar or related standards now existing or + later developed are together hereinafter called "Standards"). The + Rights as they presently exist are listed on attached Schedule A. + The Rights Holder further agrees to review the Rights listed in + Schedule A from time to time, and, in particular, immediately + prior to the elevation of the Standards to the Internet Standard + level of maturity in accordance with the Internet Standards + Process, and to inform the Executive Director of the Internet + Engineering Task Force Secretariat promptly upon learning of any + new Rights in the Standards that should be added to the list in + Schedule A. + + The Rights Holder believes and affirms that it will derive + benefits by permitting ISOC and the Internet community to + implement and operate under the Standards without interference of + any of the Rights. The policy of ISOC is not to propose, adopt, + or continue to maintain the Standards unless written assurances + are given by the Rights Holder with respect to proprietary rights. + Accordingly, in consideration of the benefits noted above and + other good and valuable consideration, the Rights Holder makes the + assurances set forth herein. + + The Rights Holder grants to ISOC a cost-free, perpetual, + non-exclusive, world-wide license under the Rights with respect to + implementing and operating under the Standards. The license + extends to all activities of ISOC involving the Standards without + limit, including the rights to reproduce, distribute, propose, + test, develop, analyze, enhance, revise, adopt, maintain, + + + +IAB - IESG [Page 32] + +RFC 1602 Internet Standards Process March 1994 + + + withdraw, perform and display publicly, and prepare derivative + works in any form whatsoever and in all languages, and to + authorize others to do so. The Rights Holder also grants ISOC + permission to use the name and address of Rights Holder in + connection with the Standards. + + The Rights Holder relinquishes any right or claim in any + trade secret which is part of the Rights, and makes the trade + secrets available without restriction to the Internet community. + The Rights Holder hereby acknowledges that ISOC assumes no + obligation to maintain any confidentiality with respect to any + aspect of the Standards, and warrants that the Standards do not + violate the rights of others. + + The Rights Holder assures ISOC that the Rights Holder shall + grant to any member of the Internet community, as a beneficiary of + this agreement, a non-exclusive, perpetual, world-wide license + under the Rights, with respect to operating under the Standards + for a reasonable royalty and under other terms which are + reasonable considering the objective of ISOC to assure that all + members of the Internet community will be able to operate under + the Standards at a minimal cost. The license discussed in this + paragraph shall permit the licensee to make, have made, test, + enhance, implement, and use methods, works, computer programs, and + hardware as needed or desirable for operating under the Standards. + Every license shall include a clause automatically modifying the + terms of the license to be as favorable as the terms of any other + license under the Rights previously or later granted by the Rights + Holder. + + A form of the license shall always be publicly accessible on + the Internet, and shall become effective immediately when the + member of the Internet community executes it and posts it for + delivery to the Rights Holder either by mail or electronically. + The initial version of the license shall be in the form attached + as Schedule B. + + The Rights Holder represents and warrants that its rights are + sufficient to permit it to grant the licenses and give the other + assurances recited in this agreement. The Rights Holder further + represents and warrants that it does not know of any rights of any + other party in any country which would block or impede the ability + of ISOC and the Internet community to implement or operate under + the Standards, or that would prevent the Rights Holder from + granting the licenses and other assurances in this agreement. + + + + +IAB - IESG [Page 33] + +RFC 1602 Internet Standards Process March 1994 + + + This agreement shall not be construed to obligate the ISOC to + propose, adopt, develop, or maintain any of the Standards or any + other standard. + +6. REFERENCES + + [1] Postel, J., "Internet Official Protocol Standards", STD 1, RFC + 1600, USC/Information Sciences Institute, March 1994. + + [2] ANSI, Coded Character Set -- 7-Bit American Standard Code for + Information Interchange, ANSI X3.4-1986. + + [3] Reynolds, J., and J. Postel, "Assigned Numbers", STD 2, RFC + 1340, USC/Information Sciences Institute, July 1992. + + [4] Postel, J., "Introduction to the STD Notes", RFC 1311, + USC/Information Sciences Institute, March 1992. + + [5] Postel, J., "Instructions to RFC Authors", RFC 1543, + USC/Information Sciences Institute, October 1993. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +IAB - IESG [Page 34] + +RFC 1602 Internet Standards Process March 1994 + + +APPENDIX A: GLOSSARY OF ACRONYMS + +ANSI: American National Standards Institute +ARPA: (U.S.) Advanced Research Projects Agency +AS: Applicability Statement +ASCII: American Standard Code for Information Interchange +ITU-T: Telecommunications Standardization sector of the International + Telecommunications Union (ITU), a UN treaty organization; + ITU-T was formerly called CCITT. +IAB: Internet Architecture Board +IANA: Internet Assigned Numbers Authority +IEEE: Institute of Electrical and Electronics Engineers +ICMP: Internet Control Message Protocol +IESG: Internet Engineering Steering Group +IETF: Internet Engineering Task Force +IP: Internet Protocol +IRTF: Internet Research Task Force +ISO: International Organization for Standardization +ISOC: Internet Society +MIB: Management Information Base +OSI: Open Systems Interconnection +RFC: Request for Comments +TCP: Transmission Control Protocol +TS: Technical Specification + + +APPENDIX B: CONTACT POINTS + +To contact the RFC Editor, send an email message to: "rfc- +editor@isi.edu". + +To contact the IANA for information or to request a number, keyword or +parameter assignment send an email message to: "iana@isi.edu". + +To contact the IESG, send an email message to: "iesg@cnri.reston.va.us". + +To contact the IAB, send an email message to: "iab-contact@isi.edu". + +To contact the Executive Director of the ISOC, send an email message to +"amr@isoc.org". + + + + + + + + + +IAB - IESG [Page 35] + +RFC 1602 Internet Standards Process March 1994 + + +APPENDIX C: FUTURE ISSUES + +It has been suggested that additional procedures in the following areas +should be considered. + +o Policy Recommendations and Operational Guidelines + + Internet standards have generally been concerned with the technical + specifications for hardware and software required for computer + communication across interconnected networks. The Internet itself + is composed of networks operated by a great variety of + organizations, with diverse goals and rules. However, good user + service requires that the operators and administrators of the + Internet follow some common guidelines for policies and operations. + While these guidelines are generally different in scope and style + from protocol standards, their establishment needs a similar + process for consensus building. Specific rules for establishing + policy recommendations and operational guidelines for the Internet + in an open and fair fashion should be developed, published, and + adopted by the Internet community. + +o Industry Consortia + + The rules presented in Section 4 for external standards should be + expanded to handle industry consortia. + +o Tracking Procedure + + It has been suggested that there should be a formal procedure for + tracking problems and change requests as a specification moves + through the standards track. Such a procedure might include + written responses, which were cataloged and disseminated, or simply + a database that listed changes between versions. At the present + time, there are not sufficient resources to administer such a + procedure. + + A simpler proposal is to keep a change log for documents. + + + + + + + + + + + + +IAB - IESG [Page 36] + +RFC 1602 Internet Standards Process March 1994 + + +o Time Limit + + An explicit time limit (e.g., 3 months) has been suggested for IESG + resolution concerning a standards action under the rules of Section + 3.1.2. If it were necessary to extend the time for some reason, + the IETF would have to be explicitly notified. + +o Bug Reporting + + There is no documented mechanism for an individual community member + to use to report a problem or bug with a standards-track + specification. One suggestion was that every standards RFC should + include an email list for the responsible Working Group. + + +Security Considerations + + Security issues are not discussed in this memo. + +Authors' Addresses + + Christian Huitema, IAB Chairman + INRIA, Sophia-Antipolis + 2004 Route des Lucioles + BP 109 + F-06561 Valbonne Cedex + France + + Phone: +33 93 65 77 15 + + EMail: Christian.Huitema@MIRSA.INRIA.FR + + + Phill Gross, IESG Chairman + Director of Broadband Engineering + MCI Data Services Division + 2100 Reston Parkway, Room 6001 + Reston, VA 22091 + + Phone: +1 703 715 7432 + Fax: +1 703 715 7436 + EMail: 0006423401@mcimail.com + + + + + + + +IAB - IESG [Page 37] + |