summaryrefslogtreecommitdiff
path: root/doc/rfc/rfc2353.txt
diff options
context:
space:
mode:
authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
commit4bfd864f10b68b71482b35c818559068ef8d5797 (patch)
treee3989f47a7994642eb325063d46e8f08ffa681dc /doc/rfc/rfc2353.txt
parentea76e11061bda059ae9f9ad130a9895cc85607db (diff)
doc: Add RFC documents
Diffstat (limited to 'doc/rfc/rfc2353.txt')
-rw-r--r--doc/rfc/rfc2353.txt2691
1 files changed, 2691 insertions, 0 deletions
diff --git a/doc/rfc/rfc2353.txt b/doc/rfc/rfc2353.txt
new file mode 100644
index 0000000..ead46fb
--- /dev/null
+++ b/doc/rfc/rfc2353.txt
@@ -0,0 +1,2691 @@
+
+
+
+
+
+
+Network Working Group G. Dudley
+Request for Comments: 2353 IBM
+Category: Informational May 1998
+
+
+ APPN/HPR in IP Networks
+ APPN Implementers' Workshop Closed Pages Document
+
+Status of this Memo
+
+ This memo provides information for the Internet community. It does
+ not specify an Internet standard of any kind. Distribution of this
+ memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (1998). All Rights Reserved.
+
+Table of Contents
+
+ 1.0 Introduction . . . . . . . . . . . . . . . . . . . . . . . 2
+ 1.1 Requirements . . . . . . . . . . . . . . . . . . . . . . . 3
+ 2.0 IP as a Data Link Control (DLC) for HPR . . . . . . . . . 3
+ 2.1 Use of UDP and IP . . . . . . . . . . . . . . . . . . . . 4
+ 2.2 Node Structure . . . . . . . . . . . . . . . . . . . . . . 5
+ 2.3 Logical Link Control (LLC) Used for IP . . . . . . . . . . 8
+ 2.3.1 LDLC Liveness . . . . . . . . . . . . . . . . . . . . 8
+ 2.3.1.1 Option to Reduce Liveness Traffic . . . . . . . . 9
+ 2.4 IP Port Activation . . . . . . . . . . . . . . . . . . . . 10
+ 2.4.1 Maximum BTU Sizes for HPR/IP . . . . . . . . . . . . . 12
+ 2.5 IP Transmission Groups (TGs) . . . . . . . . . . . . . . . 12
+ 2.5.1 Regular TGs . . . . . . . . . . . . . . . . . . . . . 12
+ 2.5.1.1 Limited Resources and Auto-Activation . . . . . . 19
+ 2.5.2 IP Connection Networks . . . . . . . . . . . . . . . . 19
+ 2.5.2.1 Establishing IP Connection Networks . . . . . . . 20
+ 2.5.2.2 IP Connection Network Parameters . . . . . . . . . 22
+ 2.5.2.3 Sharing of TGs . . . . . . . . . . . . . . . . . . 24
+ 2.5.2.4 Minimizing RSCV Length . . . . . . . . . . . . . . 25
+ 2.5.3 XID Changes . . . . . . . . . . . . . . . . . . . . . 26
+ 2.5.4 Unsuccessful IP Link Activation . . . . . . . . . . . 30
+ 2.6 IP Throughput Characteristics . . . . . . . . . . . . . . 34
+ 2.6.1 IP Prioritization . . . . . . . . . . . . . . . . . . 34
+ 2.6.2 APPN Transmission Priority and COS . . . . . . . . . . 36
+ 2.6.3 Default TG Characteristics . . . . . . . . . . . . . . 36
+ 2.6.4 SNA-Defined COS Tables . . . . . . . . . . . . . . . . 38
+ 2.6.5 Route Setup over HPR/IP links . . . . . . . . . . . . 39
+ 2.6.6 Access Link Queueing . . . . . . . . . . . . . . . . . 39
+ 2.7 Port Link Activation Limits . . . . . . . . . . . . . . . 40
+
+
+
+Dudley Informational [Page 1]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ 2.8 Network Management . . . . . . . . . . . . . . . . . . . . 40
+ 2.9 IPv4-to-IPv6 Migration . . . . . . . . . . . . . . . . . . 41
+ 3.0 References . . . . . . . . . . . . . . . . . . . . . . . . 42
+ 4.0 Security Considerations . . . . . . . . . . . . . . . . . 43
+ 5.0 Author's Address . . . . . . . . . . . . . . . . . . . . . 44
+ 6.0 Appendix - Packet Format . . . . . . . . . . . . . . . . . 45
+ 6.1 HPR Use of IP Formats . . . . . . . . . . . . . . . . . . 45
+ 6.1.1 IP Format for LLC Commands and Responses . . . . . . . 45
+ 6.1.2 IP Format for NLPs in UI Frames . . . . . . . . . . . 46
+ 7.0 Full Copyright Statement . . . . . . . . . . . . . . . . . 48
+
+1.0 Introduction
+
+ The APPN Implementers' Workshop (AIW) is an industry-wide consortium
+ of networking vendors that develops Advanced Peer-to-Peer
+ Networking(R) (APPN(R)) standards and other standards related to
+ Systems Network Architecture (SNA), and facilitates high quality,
+ fully interoperable APPN and SNA internetworking products. The AIW
+ approved Closed Pages (CP) status for the architecture in this
+ document on December 2, 1997, and, as a result, the architecture was
+ added to the AIW architecture of record. A CP-level document is
+ sufficiently detailed that implementing products will be able to
+ interoperate; it contains a clear and complete specification of all
+ necessary changes to the architecture of record. However, the AIW
+ has procedures by which the architecture may be modified, and the AIW
+ is open to suggestions from the internet community.
+
+ The architecture for APPN nodes is specified in "Systems Network
+ Architecture Advanced Peer-to-Peer Networking Architecture Reference"
+ [1]. A set of APPN enhancements for High Performance Routing (HPR)
+ is specified in "Systems Network Architecture Advanced Peer-to-Peer
+ Networking High Performance Routing Architecture Reference, Version
+ 3.0" [2]. The formats associated with these architectures are
+ specified in "Systems Network Architecture Formats" [3]. This memo
+ assumes the reader is familiar with these specifications.
+
+ This memo defines a method with which HPR nodes can use IP networks
+ for communication, and the enhancements to APPN required by this
+ method. This memo also describes an option set that allows the use
+ of the APPN connection network model to allow HPR nodes to use IP
+ networks for communication without having to predefine link
+ connections.
+
+ (R) 'Advanced Peer-to-Peer Networking' and 'APPN' are trademarks of
+ the IBM Corporation.
+
+
+
+
+
+
+Dudley Informational [Page 2]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+1.1 Requirements
+
+ The following are the requirements for the architecture specified in
+ this memo:
+
+ 1. Facilitate APPN product interoperation in IP networks by
+ documenting agreements such as the choice of the logical link
+ control (LLC).
+
+ 2. Reduce system definition (e.g., by extending the connection
+ network model to IP networks) -- Connection network support is an
+ optional function.
+
+ 3. Use class of service (COS) to retain existing path selection and
+ transmission priority services in IP networks; extend
+ transmission priority function to include IP networks.
+
+ 4. Allow customers the flexibility to design their networks for low
+ cost and high performance.
+
+ 5. Use HPR functions to improve both availability and scalability
+ over existing integration techniques such as Data Link Switching
+ (DLSw) which is specified in RFC 1795 [4] and RFC 2166 [5].
+
+2.0 IP as a Data Link Control (DLC) for HPR
+
+ This memo specifies the use of IP and UDP as a new DLC that can be
+ supported by APPN nodes with the three HPR option sets: HPR (option
+ set 1400), Rapid Transport Protocol (RTP) (option set 1401), and
+ Control Flows over RTP (option set 1402). Logical Data Link Control
+ (LDLC) Support (option set 2006) is also a prerequisite.
+
+ RTP is a connection-oriented, full-duplex protocol designed to
+ transport data in high-speed networks. HPR uses RTP connections to
+ transport SNA session traffic. RTP provides reliability (i.e., error
+ recovery via selective retransmission), in-order delivery (i.e., a
+ first-in-first-out [FIFO] service provided by resequencing data that
+ arrives out of order), and adaptive rate-based (ARB) flow/congestion
+ control. Because RTP provides these functions on an end-to-end basis,
+ it eliminates the need for these functions on the link level along
+ the path of the connection. The result is improved overall
+ performance for HPR. For a more complete description of RTP, see
+ Appendix F of [2].
+
+ This new DLC (referred to as the native IP DLC) allows customers to
+ take advantage of APPN/HPR functions such as class of service (COS)
+ and ARB flow/congestion control in the IP environment. HPR links
+ established over the native IP DLC are referred to as HPR/IP links.
+
+
+
+Dudley Informational [Page 3]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ The following sections describe in detail the considerations and
+ enhancements associated with the native IP DLC.
+
+2.1 Use of UDP and IP
+
+ The native IP DLC will use the User Datagram Protocol (UDP) defined
+ in RFC 768 [6] and the Internet Protocol (IP) version 4 defined in
+ RFC 791 [7].
+
+ Typically, access to UDP is provided by a sockets API. UDP provides
+ an unreliable connectionless delivery service using IP to transport
+ messages between nodes. UDP has the ability to distinguish among
+ multiple destinations within a given node, and allows port-number-
+ based prioritization in the IP network. UDP provides detection of
+ corrupted packets, a function required by HPR. Higher-layer
+ protocols such as HPR are responsible for handling problems of
+ message loss, duplication, delay, out-of-order delivery, and loss of
+ connectivity. UDP is adequate because HPR uses RTP to provide end-
+ to-end error recovery and in-order delivery; in addition, LDLC
+ detects loss of connectivity. The Transmission Control Protocol
+ (TCP) was not chosen for the native IP DLC because the additional
+ services provided by TCP such as error recovery are not needed.
+ Furthermore, the termination of TCP connections would require
+ additional node resources (control blocks, buffers, timers, and
+ retransmit queues) and would, thereby, reduce the scalability of the
+ design.
+
+ The UDP header has four two-byte fields. The UDP Destination Port is
+ a 16-bit field that contains the UDP protocol port number used to
+ demultiplex datagrams at the destination. The UDP Source Port is a
+ 16-bit field that contains the UDP protocol port number that
+ specifies the port to which replies should be sent when other
+ information is not available. A zero setting indicates that no
+ source port number information is being provided. When used with the
+ native IP DLC, this field is not used to convey a port number for
+ replies; moreover, the zero setting is not used. IANA has registered
+ port numbers 12000 through 12004 for use in these two fields by the
+ native IP DLC; use of these port numbers allows prioritization in the
+ IP network. For more details of the use of these fields, see 2.6.1,
+ "IP Prioritization" on page 28.
+
+ The UDP Checksum is a 16-bit optional field that provides coverage of
+ the UDP header and the user data; it also provides coverage of a
+ pseudo-header that contains the source and destination IP addresses.
+ The UDP checksum is used to guarantee that the data has arrived
+ intact at the intended receiver. When the UDP checksum is set to
+
+
+
+
+
+Dudley Informational [Page 4]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ zero, it indicates that the checksum was not calculated and should
+ not be checked by the receiver. Use of the checksum is recommended
+ for use with the native IP DLC.
+
+ IP provides an unreliable, connectionless delivery mechanism. The IP
+ protocol defines the basic unit of data transfer through the IP
+ network, and performs the routing function (i.e., choosing the path
+ over which data will be sent). In addition, IP characterizes how
+ "hosts" and "gateways" should process packets, the circumstances
+ under which error messages are generated, and the conditions under
+ which packets are discarded. An IP version 4 header contains an 8-
+ bit Type of Service field that specifies how the datagram should be
+ handled. As defined in RFC 1349 [8], the type-of-service byte
+ contains two defined fields. The 3-bit precedence field allows
+ senders to indicate the priority of each datagram. The 4-bit type of
+ service field indicates how the network should make tradeoffs between
+ throughput, delay, reliability, and cost. The 8-bit Protocol field
+ specifies which higher-level protocol created the datagram. When
+ used with the native IP DLC, this field is set to 17 which indicates
+ the higher-layer protocol is UDP.
+
+2.2 Node Structure
+
+ Figure 1 on page 6 shows a possible node functional decomposition for
+ transport of HPR traffic across an IP network. There will be
+ variations in different platforms based on platform characteristics.
+
+ The native IP DLC includes a DLC manager, one LDLC component for each
+ link, and a link demultiplexor. Because UDP is a connectionless
+ delivery service, there is no need for HPR to activate and deactivate
+ lower-level connections.
+
+ The DLC manager activates and deactivates a link demultiplexor for
+ each port and an instance of LDLC for each link established in an IP
+ network. Multiple links (e.g., one defined link and one dynamic link
+ for connection network traffic) may be established between a pair of
+ IP addresses. Each link is identified by the source and destination
+ IP addresses in the IP header and the source and destination service
+ access point (SAP) addresses in the IEEE 802.2 LLC header (see 6.0,
+ "Appendix - Packet Format" on page 37); the link demultiplexor passes
+ incoming packets to the correct instance of LDLC based on these
+ identifiers. Moreover, the IP address pair associated with an active
+ link and used in the IP header may not change.
+
+ LDLC also provides other functions (for example, reliable delivery of
+ Exchange Identification [XID] commands). Error recovery for HPR RTP
+ packets is provided by the protocols between the RTP endpoints.
+
+
+
+
+Dudley Informational [Page 5]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ The network control layer (NCL) uses the automatic network routing
+ (ANR) information in the HPR network header to either pass incoming
+ packets to RTP or an outgoing link.
+
+ All components are shown as single entities, but the number of
+ logical instances of each is as follows:
+
+ o DLC manager -- 1 per node
+
+ o LDLC -- 1 per link
+
+ o Link demultiplexor -- 1 per port
+
+ o NCL -- 1 per node (or 1 per port for efficiency)
+
+ o RTP -- 1 per RTP connection
+
+ o UDP -- 1 per port
+
+ o IP -- 1 per port
+
+ Products are free to implement other structures. Products
+ implementing other structures will need to make the appropriate
+ modifications to the algorithms and protocol boundaries shown in this
+ document.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 6]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ --------------------------------------------------------------------
+
+ -*
+ *-------------* *-------* |
+ |Configuration| | Path | |
+ | Services | |Control| |
+ *-------------* *-------* |
+ A A A |
+ | | | |
+ | | V |
+ | | *-----* | APPN/HPR
+ | | | RTP | |
+ | | *-----* |
+ | | A |
+ | | | |
+ | | V |
+ | | *-----* |
+ | | | NCL | |
+ | | *-----* |
+ | *------------* A -*
+ | | |
+ V V V -*
+ *---------* *---------* |
+ | DLC |--->| LDLC | |
+ | manager | | | |
+ *---------* *---------* |
+ | A | | IP DLC
+ *-----------* | *----* |
+ V | | |
+ *---------* | |
+ | LINK | | |
+ | DEMUX | | |
+ *---------* | |
+ A *-* -*
+ | |
+ | V
+ *---------*
+ | UDP |
+ *---------*
+ A
+ |
+ V
+ *---------*
+ | IP |
+ *---------*
+
+ --------------------------------------------------------------------
+ Figure 1. HPR/IP Node Structure
+
+
+
+Dudley Informational [Page 7]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.3 Logical Link Control (LLC) Used for IP
+
+ Logical Data Link Control (LDLC) is used by the native IP DLC. LDLC
+ is defined in [2]. LDLC uses a subset of the services defined by
+ IEEE 802.2 LLC type 2 (LLC2). LDLC uses only the TEST, XID, DISC,
+ DM, and UI frames.
+
+ LDLC was defined to be used in conjunction with HPR (with the HPR
+ Control Flows over RTP option set 1402) over reliable links that do
+ not require link-level error recovery. Most frame loss in IP
+ networks (and the underlying frame networks) is due to congestion,
+ not problems with the facilities. When LDLC is used on a link, no
+ link-level error recovery is available; as a result, only RTP traffic
+ is supported by the native IP DLC. Using LDLC eliminates the need
+ for LLC2 and its associated cost (adapter storage, longer path
+ length, etc.).
+
+2.3.1 LDLC Liveness
+
+ LDLC liveness (using the LDLC TEST command and response) is required
+ when the underlying subnetwork does not provide notification of
+ connection outage. Because UDP is connectionless, it does not
+ provide outage notification; as a result, LDLC liveness is required
+ for HPR/IP links.
+
+ Liveness should be sent periodically on active links except as
+ described in the following subsection when the option to reduce
+ liveness traffic is implemented. The default liveness timer period
+ is 10 seconds. When the defaults for the liveness timer and retry
+ timer (15 seconds) are used, the period between liveness tests is
+ smaller than the time required to detect failure (retry count
+ multiplied by retry timer period) and may be smaller than the time
+ for liveness to complete successfully (on the order of round-trip
+ delay). When liveness is implemented as specified in the LDLC
+ finite-state machine (see [2]) this is not a problem because the
+ liveness protocol works as follows: The liveness timer is for a
+ single link. The timer is started when the link is first activated
+ and each time a liveness test completes successfully. When the timer
+ expires, a liveness test is performed. When the link is operational,
+ the period between liveness tests is on the order of the liveness
+ timer period plus the round-trip delay.
+
+ For each implementation, it is necessary to check if the liveness
+ protocol will work in a satisfactory manner with the default settings
+ for the liveness and retry timers. If, for example, the liveness
+ timer is restarted immediately upon expiration, then a different
+ default for the liveness timer should be used.
+
+
+
+
+Dudley Informational [Page 8]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.3.1.1 Option to Reduce Liveness Traffic
+
+ In some environments, it is advantageous to reduce the amount of
+ liveness traffic when the link is otherwise idle. (For example, this
+ could allow underlying facilities to be temporarily deactivated when
+ not needed.) As an option, implementations may choose not to send
+ liveness when the link is idle (i.e., when data was neither sent nor
+ received over the link while the liveness timer was running). (If
+ the implementation is not aware of whether data has been received,
+ liveness testing may be stopped while data is not being sent.)
+ However, the RTP connections also have a liveness mechanism which
+ will generate traffic. Some implementations of RTP will allow
+ setting a large value for the ALIVE timer, thus reducing the amount
+ of RTP liveness traffic.
+
+ If LDLC liveness is turned off while the link is idle, one side of
+ the link may detect a link failure much earlier than the other. This
+ can cause the following problems:
+
+ o If a node that is aware of a link failure attempts to reactivate
+ the link, the partner node (unaware of the link failure) may
+ reject the activation as an unsupported parallel link between the
+ two ports.
+
+ o If a node that is unaware of an earlier link failure sends data
+ (including new session activations) on the link, it may be
+ discarded by a node that detected the earlier failure and
+ deactivated the link. As a result, session activations would
+ fail.
+
+ The mechanisms described below can be used to remedy these problems.
+ These mechanisms are needed only in a node not sending liveness when
+ the link is idle; thus, they would not be required of a node not
+ implementing this option that just happened to be adjacent to a node
+ implementing the option.
+
+ o (Mandatory unless the node supports multiple active defined links
+ between a pair of HPR/IP ports and supports multiple active
+ dynamic links between a pair of HPR/IP ports.) Anytime a node
+ rejects the activation of an HPR/IP link as an unsupported
+ parallel link between a pair of HPR/IP ports (sense data
+ X'10160045' or X'10160046'), it should perform liveness on any
+ active link between the two ports that is using a different SAP
+ pair. Thus, if the activation was not for a parallel link but
+ rather was a reactivation because one of these active links had
+ failed, the failed link will be detected. (If the SAP pair for
+ the link being activated matches the SAP pair for an active link,
+ a liveness test would succeed because the adjacent node would
+
+
+
+Dudley Informational [Page 9]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ respond for the link being activated.) A simple way to implement
+ this function is for LDLC, upon receiving an activation XID, to
+ run liveness on all active links with a matching IP address pair
+ and a different SAP pair.
+
+ o (Mandatory) Anytime a node receives an activation XID with an IP
+ address pair and a SAP pair that match those of an active link,
+ it should deactivate the active link and allow it to be
+ reestablished. A timer is required to prevent stray XIDs from
+ deactivating an active link.
+
+ o (Recommended) A node should attempt to reactivate an HPR/IP link
+ before acting on an LDLC-detected failure. This mechanism is
+ helpful in preventing session activation failures in scenarios
+ where the other side detected a link failure earlier, but the
+ network has recovered.
+
+2.4 IP Port Activation
+
+ The node operator (NO) creates a native IP DLC by issuing
+ DEFINE_DLC(RQ) (containing customer-configured parameters) and
+ START_DLC(RQ) commands to the node operator facility (NOF). NOF, in
+ turn, passes DEFINE_DLC(RQ) and START_DLC(RQ) signals to
+ configuration services (CS), and CS creates the DLC manager. Then,
+ the node operator can define a port by issuing DEFINE_PORT(RQ) (also
+ containing customer-configured parameters) to NOF with NOF passing
+ the associated signal to CS.
+
+ A node with adapters attached to multiple IP subnetworks may
+ represent the multiple adapters as a single HPR/IP port. However, in
+ that case, the node associates a single IP address with that port.
+ RFC 1122 [9] requires that a node with multiple adapters be able to
+ use the same source IP address on outgoing UDP packets regardless of
+ the adapter used for transmission.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 10]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ *----------------------------------------------*
+ | NOF CS DLC |
+ *----------------------------------------------*
+ . DEFINE_DLC(RQ) .
+ 1 o----------------->o
+ . DEFINE_DLC(RSP) |
+ 2 o<-----------------*
+ . START_DLC(RQ) . create
+ 3 o----------------->o------------------->o
+ . START_DLC(RSP) | .
+ 4 o<-----------------* .
+ . DEFINE_PORT(RQ) . .
+ 5 o----------------->o .
+ . DEFINE_PORT(RSP) | .
+ 6 o<-----------------* .
+
+ Figure 2. IP Port Activation
+
+ The following parameters are received in DEFINE_PORT(RQ):
+
+ o Port name
+
+ o DLC name
+
+ o Port type (if IP connection networks are supported, set to shared
+ access transport facility [SATF]; otherwise, set to switched)
+
+ o Link station role (set to negotiable)
+
+ o Maximum receive BTU size (default is 1461 [1492 less an allowance
+ for the IP, UDP, and LLC headers])
+
+ o Maximum send BTU size (default is 1461 [1492 less an allowance
+ for the IP, UDP, and LLC headers])
+
+ o Link activation limits (total, inbound, and outbound)
+
+ o IPv4 supported (set to yes)
+
+ o The local IPv4 address (required if IPv4 is supported)
+
+ o IPv6 supported (set to no; may be set to yes in the future; see
+ 2.9, "IPv4-to-IPv6 Migration" on page 35)
+
+ o The local IPv6 address (required if IPv6 is supported)
+
+ o Retry count for LDLC (default is 3)
+
+
+
+
+Dudley Informational [Page 11]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ o Retry timer period for LDLC (default is 15 seconds; a smaller
+ value such as 10 seconds can be used for a campus network)
+
+ o LDLC liveness timer period (default is 10 seconds; see 2.3.1,
+ "LDLC Liveness" on page 7)
+
+ o IP precedence (the setting of the 3-bit field within the Type of
+ Service byte of the IP header for the LLC commands such as XID
+ and for each of the APPN transmission priorities; the defaults
+ are given in 2.6.1, "IP Prioritization" on page 28.)
+
+2.4.1 Maximum BTU Sizes for HPR/IP
+
+ When IP datagrams are larger than the underlying physical links
+ support, IP performs fragmentation. When HPR/IP links are
+ established, the default maximum basic transmission unit (BTU) sizes
+ are 1461 bytes, which corresponds to the typical IP maximum
+ transmission unit (MTU) size of 1492 bytes supported by routers on
+ token-ring networks. 1461 is 1492 less 20 bytes for the IP header, 8
+ bytes for the UDP header, and 3 bytes for the IEEE 802.2 LLC header.
+ The IP header is larger than 20 bytes when optional fields are
+ included; smaller maximum BTU sizes should be configured if optional
+ IP header fields are used in the IP network. For IPv6, the default
+ is reduced to 1441 bytes to allow for the typical IPv6 header size of
+ 40 bytes. Smaller maximum BTU sizes (but not less than 768) should
+ be used to avoid fragmentation when necessary. Larger BTU sizes
+ should be used to improve performance when the customer's IP network
+ supports a sufficiently large IP MTU size. The maximum receive and
+ send BTU sizes are passed to CS in DEFINE_PORT(RQ). These maximum
+ BTU sizes can be overridden in DEFINE_CN_TG(RQ) or DEFINE_LS(RQ).
+
+ The Flags field in the IP header should be set to allow
+ fragmentation. Some products will not be able to control the setting
+ of the bit allowing fragmentation; in that case, fragmentation will
+ most likely be allowed. Although fragmentation is slow and prevents
+ prioritization based on UDP port numbers, it does allow connectivity
+ across paths with small MTU sizes.
+
+2.5 IP Transmission Groups (TGs)
+
+2.5.1 Regular TGs
+
+ Regular HPR TGs may be established in IP networks using the native IP
+ DLC architecture. Each of these TGs is composed of one or more
+ HPR/IP links. Configuration services (CS) identifies the TG with the
+ destination control point (CP) name and TG number; the destination CP
+
+
+
+
+
+Dudley Informational [Page 12]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ name may be configured or learned via XID, and the TG number, which
+ may be configured, is negotiated via XID. For auto-activatable
+ links, the destination CP name and TG number must be configured.
+
+ When multiple links (dynamic or defined) are established between a
+ pair of IP ports (each associated with a single IP address), an
+ incoming packet can be mapped to its associated link using the IP
+ address pair and the service access point (SAP) address pair. If a
+ node receives an activation XID for a defined link with an IP address
+ pair and a SAP pair that are the same as for an active defined link,
+ that node can assume that the link has failed and that the partner
+ node is reactivating the link. In such a case as an optimization,
+ the node receiving the XID can take down the active link and allow
+ the link to be reestablished in the IP network. Because UDP packets
+ can arrive out of order, implementation of this optimization requires
+ the use of a timer to prevent a stray XID from deactivating an active
+ link.
+
+ Support for multiple defined links between a pair of HPR/IP ports is
+ optional. There is currently no value in defining multiple HPR/IP
+ links between a pair of ports. In the future if HPR/IP support for
+ the Resource ReSerVation Protocol (RSVP) [10] is defined, it may be
+ advantageous to define such parallel links to segregate traffic by
+ COS on RSVP "sessions." Using RSVP, HPR would be able to reserve
+ bandwidth in IP networks. An HPR logical link would be mapped to an
+ RSVP "session" that would likely be identified by either a specific
+ application-provided UDP port number or a dynamically-assigned UDP
+ port number.
+
+ When multiple defined HPR/IP links between ports are not supported,
+ an incoming activation for a defined HPR/IP link may be rejected with
+ sense data X'10160045' if an active defined HPR/IP link already
+ exists between the ports. If the SAP pair in the activation XID
+ matches the SAP pair for the existing link, the optimization
+ described above may be used instead.
+
+ If parallel defined HPR/IP links between ports are not supported, an
+ incoming activation XID is mapped to the defined link station (if it
+ exists) associated with the port on the adjacent node using the
+ source IP address in the incoming activation XID. This source IP
+ address should be the same as the destination IP address associated
+ with the matching defined link station. (They may not be the same if
+ the adjacent node has multiple IP addresses, and the configuration
+ was not coordinated correctly.)
+
+ If parallel HPR/IP links between ports are supported, multiple
+ defined link stations may be associated with the port on the adjacent
+ node. In that case, predefined TG numbers (see "Partitioning the TG
+
+
+
+Dudley Informational [Page 13]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ Number Space" in Chapter 9 Configuration Services of [1]) may be used
+ to map the XID to a specific link station. However, because the same
+ TG characteristics may be used for all HPR/IP links between a given
+ pair of ports, all the link stations associated with the port in the
+ adjacent node should be equivalent; as a result, TG number
+ negotiation using negotiable TG numbers may be used.
+
+ In the future, if multiple HPR/IP links with different
+ characteristics are defined between a pair of ports using RSVP,
+ defined link stations will need sufficient configured information to
+ be matched with incoming XIDs. (Correct matching of an incoming XID
+ to a defined link station allows CS to provide the correct TG
+ characteristics to topology and routing services (TRS).) At that
+ time CS will do the mapping based on both the IP address of the
+ adjacent node and a predefined TG number.
+
+ The node initiating link activation knows which link it is
+ activating. Some parameters sent in prenegotiation XID are defined
+ in the regular link station configuration and not allowed to change
+ in following negotiation-proceeding XIDs. To allow for forward
+ migration to RSVP, when a regular TG is activated in an IP network,
+ the node receiving the first XID (i.e., the node not initiating link
+ activation) must also understand which defined link station is being
+ activated before sending a prenegotiation XID in order to correctly
+ set parameters that cannot change. For this reason, the node
+ initiating link activation will indicate the TG number in
+ prenegotiation XIDs by including a TG Descriptor (X'46') control
+ vector containing a TG Identifier (X'80') subfield. Furthermore, the
+ node receiving the first XID will force the node activating the link
+ to send the first prenegotiation XID by responding to null XIDs with
+ null XIDs. To prevent potential deadlocks, the node receiving the
+ first XID has a limit (the LDLC retry count can be used) on the
+ number of null XIDs it will send. Once this limit is reached, that
+ node will send an XID with an XID Negotiation Error (X'22') control
+ vector in response to a null XID; sense data X'0809003A' is included
+ in the control vector to indicate unexpected null XID. If the node
+ that received the first XID receives a prenegotiation XID without the
+ TG Identifier subfield, it will send an XID with an XID Negotiation
+ Error control vector to reject the link connection; sense data
+ X'088C4680' is included in the control vector to indicate the
+ subfield was missing.
+
+ For a regular TG, the TG parameters are provided by the node operator
+ based on customer configuration in DEFINE_PORT(RQ) and DEFINE_LS(RQ).
+ The following parameters are supplied in DEFINE_LS(RQ) for HPR/IP
+ links:
+
+
+
+
+
+Dudley Informational [Page 14]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ o The destination IP host name (this parameter can usually be
+ mapped to the destination IP address): If the link is not
+ activated at node initialization, the IP host name should be
+ mapped to an IP address, and the IP address should be stored with
+ the link station definition. This is required to allow an
+ incoming link activation to be matched with the link station
+ definition. If the adjacent node activates the link with a
+ different IP address (e.g., it could have multiple ports), it
+ will not be possible to match the link activation with the link
+ station definition, and the default parameters specified in the
+ local port definition will be used.
+
+ o The destination IP version (set to version 4, support for version
+ 6 may be required in the future; this parameter is only required
+ if the address and version cannot be determined using the
+ destination IP host name.)
+
+ o The destination IP address (in the format specified by the
+ destination IP version; this parameter is only required if the
+ address cannot be determined using the destination IP host name.)
+
+ o Source service access point address (SSAP) used for XID, TEST,
+ DISC, and DM (default is X'04'; other values may be specified
+ when multiple links between a pair of IP addresses are defined)
+
+ o Destination service access point address (DSAP) used for XID,
+ TEST, DISC, and DM (default is X'04')
+
+ o Source service access point address (SSAP) used for HPR network
+ layer packets (NLPs) (default is X'C8'; other values may be
+ specified when multiple links between a pair of IP addresses are
+ defined.)
+
+ o Maximum receive BTU size (default is 1461; this parameter is used
+ to override the setting in DEFINE_PORT.)
+
+ o Maximum send BTU size (default is 1461; this parameter is used to
+ override the setting in DEFINE_PORT.)
+
+ o IP precedence (the setting of the 3-bit field within the Type of
+ Service byte of the IP header for LLC commands such as XID and
+ for each of the APPN transmission priorities; the defaults are
+ given in 2.6.1, "IP Prioritization" on page 28; this parameter is
+ used to override the settings in DEFINE_PORT)
+
+ o Shareable with connection network traffic (default is yes for
+ non-RSVP links)
+
+
+
+
+Dudley Informational [Page 15]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ o Retry count for LDLC (default is 3; this parameter is used to
+ override the setting in DEFINE_PORT)
+
+ o Retry timer period for LDLC (default is 15 seconds; a smaller
+ value such as 10 seconds can be used for a campus link; this
+ parameter is used to override the setting in DEFINE_PORT)
+
+ o LDLC liveness timer period (default is 10 seconds; this parameter
+ is to override the setting in DEFINE_PORT; see 2.3.1, "LDLC ness"
+ on page 7)
+
+ o Auto-activation supported (default is no; may be set to yes when
+ the local node has switched access to the IP network)
+
+ o Limited resource (default is to set in concert with auto-
+ activation supported)
+
+ o Limited resource liveness timer (default is 45 sec.)
+
+ o Port name
+
+ o Adjacent CP name (optional)
+
+ o Local CP-CP sessions supported
+
+ o Defined TG number (optional)
+
+ o TG characteristics
+
+ The following figures show the activation and deactivation of regular
+ TGs.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 16]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+*------------------------------------------------------------------*
+|CS DLC LDLC DMUX UDP|
+*------------------------------------------------------------------*
+ . . . .
+ .CONNECT_OUT(RQ) . create . .
+ o--------------->o-------------->o . .
+ . | new LDLC . .
+ . o----------------------------->o .
+ CONNECT_OUT(+RSP)| . . .
+ o<---------------* . . .
+ | XID . XID(CMD) . XID
+ *------------------------------->o----------------------------->o----->
+
+ Figure 3. Regular TG Activation (outgoing)
+
+ In Figure 3 upon receiving START_LS(RQ) from NOF, CS starts the link
+ activation process by sending CONNECT_OUT(RQ) to the DLC manager.
+ The DLC manager creates an instance of LDLC for the link, informs the
+ link demultiplexor, and sends CONNECT_OUT(+RSP) to CS. Then, CS
+ starts the activation XID exchange.
+
+*------------------------------------------------------------------*
+|CS DLC LDLC DMUX UDP|
+*------------------------------------------------------------------*
+ . . . .
+ . CONNECT_IN(RQ) . XID(CMD) . XID . XID
+ o<---------------o<-----------------------------o<--------------o<-----
+ | CONNECT_IN(RSP). create . .
+ *--------------->o-------------->o . .
+ . | new LDLC . .
+ . o----------------------------->o .
+ . | XID(CMD) . . .
+ . *-------------->o . .
+ . XID | . .
+ o<-------------------------------* . .
+ | XID . XID(RSP) . XID
+ *------------------------------->o----------------------------->o----->
+
+ Figure 4. Regular TG Activation (incoming)
+
+ In Figure 4, when an XID is received for a new link, it is passed to
+ the DLC manager. The DLC manager sends CONNECT_IN(RQ) to notify CS
+ of the incoming link activation, and CS sends CONNECT_IN(+RSP)
+ accepting the link activation. The DLC manager then creates a new
+ instance of LDLC, informs the link demultiplexor, and forwards the
+ XID to to CS via LDLC. CS then responds by sending an XID to the
+ adjacent node.
+
+
+
+
+Dudley Informational [Page 17]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ The two following figures show normal TG deactivation (outgoing and
+ incoming).
+
+*------------------------------------------------------------------*
+|CS DLC LDLC DMUX UDP|
+*------------------------------------------------------------------*
+ . . . . .
+ . DEACT . DISC . DISC
+ o------------------------------->o----------------------------->o----->
+ . DEACT . DM . DM . DM
+ o<-------------------------------o<-------------o<--------------o<-----
+ | DISCONNECT(RQ) . destroy . . .
+ *--------------->o-------------->o . .
+ DISCONNECT(RSP) | . .
+ o<---------------* . .
+
+ Figure 5. Regular TG Deactivation (outgoing)
+
+ In Figure 5 upon receiving STOP_LS(RQ) from NOF, CS sends DEACT to
+ notify the partner node that the HPR link is being deactivated. When
+ the response is received, CS sends DISCONNECT(RQ) to the DLC manager,
+ and the DLC manager deactivates the instance of LDLC. Upon receiving
+ DISCONNECT(RSP), CS sends STOP_LS(RSP) to NOF.
+
+*------------------------------------------------------------------*
+|CS DLC LDLC DMUX UDP|
+*------------------------------------------------------------------*
+ . . . . .
+ . DEACT . DISC . DISC . DISC
+ o<-------------------------------o<-------------o<--------------o<-----
+ | . | DM . DM
+ | . *----------------------------->o----->
+ | DISCONNECT(RQ) . destroy . . .
+ *--------------->o-------------->o . .
+ .DISCONNECT(RSP) | . .
+ o<---------------* . .
+
+ Figure 6. Regular TG Deactivation (incoming)
+
+ In Figure 6, when an adjacent node deactivates a TG, the local node
+ receives a DISC. CS sends STOP_LS(IND) to NOF. Because IP is
+ connectionless, the DLC manager is not aware that the link has been
+ deactivated. For that reason, CS also needs to send DISCONNECT(RQ)
+ to the DLC manager; the DLC manager deactivates the instance of LDLC.
+
+
+
+
+
+
+
+Dudley Informational [Page 18]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.5.1.1 Limited Resources and Auto-Activation
+
+ To reduce tariff charges, the APPN architecture supports the
+ definition of switched links as limited resources. A limited-
+ resource link is deactivated when there are no sessions traversing
+ the link. Intermediate HPR nodes are not aware of sessions between
+ logical units (referred to as LU-LU sessions) carried in crossing RTP
+ connections; in HPR nodes, limited-resource TGs are deactivated when
+ no traffic is detected for some period of time. Furthermore, APPN
+ links may be defined as auto-activatable. Auto-activatable links are
+ activated when a new session has been routed across the link.
+
+ An HPR node may have access to an IP network via a switched access
+ link. In such environments, it may be advisable for customers to
+ define regular HPR/IP links as limited resources and as being auto-
+ activatable.
+
+2.5.2 IP Connection Networks
+
+ Connection network support for IP networks (option set 2010), is
+ described in this section.
+
+ APPN architecture defines single link TGs across the point-to-point
+ lines connecting APPN nodes. The natural extension of this model
+ would be to define a TG between each pair of nodes connected to a
+ shared access transport facility (SATF) such as a LAN or IP network.
+ However, the high cost of the system definition of such a mesh of TGs
+ is prohibitive for a network of more than a few nodes. For that
+ reason, the APPN connection network model was devised to reduce the
+ system definition required to establish TGs between APPN nodes.
+
+ Other TGs may be defined through the SATF which are not part of the
+ connection network. Such TGs (referred to as regular TGs in this
+ document) are required for sessions between control points (referred
+ to as CP-CP sessions) but may also be used for LU-LU sessions.
+
+ In the connection network model, a virtual routing node (VRN) is
+ defined to represent the SATF. Each node attached to the SATF
+ defines a single TG to the VRN rather than TGs to all other attached
+ nodes.
+
+ Topology and routing services (TRS) specifies that a session is to be
+ routed between two nodes across a connection network by including the
+ connection network TGs between each of those nodes and the VRN in the
+ Route Selection control vector (RSCV). When a network node has a TG
+ to a VRN, the network topology information associated with that TG
+ includes DLC signaling information required to establish connectivity
+ to that node across the SATF. For an end node, the DLC signaling
+
+
+
+Dudley Informational [Page 19]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ information is returned as part of the normal directory services (DS)
+ process. TRS includes the DLC signaling information for TGs across
+ connection networks in RSCVs.
+
+ CS creates a dynamic link station when the next hop in the RSCV of an
+ ACTIVATE_ROUTE signal received from session services (SS) is a
+ connection network TG or when an adjacent node initiates link
+ activation upon receiving such an ACTIVATE_ROUTE signal. Dynamic
+ link stations are normally treated as limited resources, which means
+ they are deactivated when no sessions are using them. CP-CP sessions
+ are not supported on connections using dynamic link stations because
+ CP-CP sessions normally need to be kept up continuously.
+
+ Establishment of a link across a connection network normally requires
+ the use of CP-CP sessions to determine the destination IP address.
+ Because CP-CP sessions must flow across regular TGs, the definition
+ of a connection network does not eliminate the need to define regular
+ TGs as well.
+
+ Normally, one connection network is defined on a LAN (i.e., one VRN
+ is defined.) For an environment with several interconnected campus
+ IP networks, a single wide-area connection network can be defined; in
+ addition, separate connection networks can be defined between the
+ nodes connected to each campus IP network.
+
+2.5.2.1 Establishing IP Connection Networks
+
+ Once the port is defined, a connection network can be defined on the
+ port. In order to support multiple TGs from a port to a VRN, the
+ connection network is defined by the following process:
+
+ 1. A connection network and its associated VRN are defined on the
+ port. This is accomplished by the node operator issuing a
+ DEFINE_CONNECTION_NETWORK(RQ) command to NOF and NOF passing a
+ DEFINE_CN(RQ) signal to CS.
+
+ 2. Each TG from the port to the VRN is defined by the node operator
+ issuing DEFINE_CONNECTION_NETWORK_TG(RQ) to NOF and NOF passing
+ DEFINE_CN_TG(RQ) to CS.
+
+ Prior to implementation of Resource ReSerVation Protocol (RSVP)
+ support, only one connection network TG between a port and a VRN is
+ required. In that case, product support for the DEFINE_CN_TG(RQ)
+ signal is not required because a single set of port configuration
+ parameters for each connection network is sufficient. If a NOF
+ implementation does not support DEFINE_CN_TG(RQ), the parameters
+ listed in the following section for DEFINE_CN_TG(RQ), are provided by
+ DEFINE_CN(RQ) instead. Furthermore, the Connection Network TG
+
+
+
+Dudley Informational [Page 20]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ Numbers (X'81') subfield in the TG Descriptor (X'46') control vector
+ on an activation XID is only required to support multiple connection
+ network TGs to a VRN, and its use is optional.
+
+ *-----------------------------------------------------*
+ | NO NOF CS |
+ *-----------------------------------------------------*
+ DEFINE_CONNECTION_NETWORK(RQ) DEFINE_CN(RQ) .
+ o------------------------>o----------------->o
+ DEFINE_CONNECTION_NETWORK(RSP) DEFINE_CN(RSP) |
+ o<------------------------o<-----------------*
+ DEFINE_CONNECTION_NETWORK_TG(RQ) DEFINE_CN_TG(RQ) .
+ o------------------------>o----------------->o
+ DEFINE_CONNECTION_NETWORK_TG(RSP) DEFINE_CN_TG(RSP)|
+ o<------------------------o<-----------------*
+
+ Figure 7. IP Connection Network Definition
+
+ An incoming dynamic link activation may be rejected with sense data
+ X'10160046' if there is an existing dynamic link between the two
+ ports over the same connection network (i.e., with the same VRN CP
+ name). If a node receives an activation XID for a dynamic link with
+ an IP address pair, a SAP pair, and a VRN CP name that are the same
+ as for an active dynamic link, that node can assume that the link has
+ failed and that the partner node is reactivating the link. In such a
+ case as an optimization, the node receiving the XID can take down the
+ active link and allow the link to be reestablished in the IP network.
+ Because UDP packets can arrive out of order, implementation of this
+ optimization requires the use of a timer to prevent a stray XID from
+ deactivating an active link.
+
+ Once all the connection networks are defined, the node operator
+ issues START_PORT(RQ), NOF passes the associated signal to CS, and CS
+ passes ACTIVATE_PORT(RQ) to the DLC manager. Upon receiving the
+ ACTIVATE_PORT(RSP) signal from the DLC manager, CS sends a TG_UPDATE
+ signal to TRS for each defined connection network TG. Each signal
+ notifies TRS that a TG to the VRN has been activated and includes TG
+ vectors describing the TG. If the port fails or is deactivated, CS
+ sends TG_UPDATE indicating the connection network TGs are no longer
+ operational. Information about TGs between a network node and the
+ VRN is maintained in the network topology database. Information
+ about TGs between an end node and the VRN is maintained only in the
+ local topology database. If TRS has no node entry in its topology
+ database for the VRN, TRS dynamically creates such an entry. A VRN
+ node entry will become part of the network topology database only if
+
+
+
+
+
+
+Dudley Informational [Page 21]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ a network node has defined a TG to the VRN; however, TRS is capable
+ of selecting a direct path between two end nodes across a connection
+ network without a VRN node entry.
+
+*--------------------------------------------------------------------*
+| CS TRS DLC DMUX |
+*--------------------------------------------------------------------*
+ . ACTIVATE_PORT(RQ) . create
+ o--------------------------------------->o----------------->o
+ . ACTIVATE_PORT(RSP) | .
+ o<---------------------------------------* .
+ | TG_UPDATE . . .
+ *------------------->o . .
+ . . . .
+
+ Figure 8. IP Connection Network Establishment
+
+The TG vectors for IP connection network TGs include the following
+information:
+
+ o TG number
+
+ o VRN CP name
+
+ o TG characteristics used during route selection
+
+ - Effective capacity
+ - Cost per connect time
+ - Cost per byte transmitted
+ - Security
+ - Propagation delay
+ - User defined parameters
+
+ o Signaling information
+
+ - IP version (indicates the format of the IP header including
+ the IP address)
+
+ - IP address
+
+ - Link service access point address (LSAP) used for XID, TEST,
+ DISC, and DM
+
+2.5.2.2 IP Connection Network Parameters
+
+ For a connection network TG, the parameters are determined by CS
+ using several inputs. Parameters that are particular to the local
+ port, connection network, or TG are system defined and received in
+
+
+
+Dudley Informational [Page 22]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ DEFINE_PORT(RQ), DEFINE_CN(RQ), or DEFINE_CN_TG(RQ). Signaling
+ information for the destination node including its IP address is
+ received in the ACTIVATE_ROUTE request from SS.
+
+ The following configuration parameters are received in DEFINE_CN(RQ):
+
+ o Connection network name (CP name of the VRN)
+
+ o Limited resource liveness timer (default is 45 sec.)
+
+ o IP precedence (the setting of the 3-bit field within the Type of
+ Service byte of the IP header for LLC commands such as XID and
+ for each of the APPN transmission priorities; the defaults are
+ given in 2.6.1, "IP Prioritization" on page 28; this parameter is
+ used to override the settings in DEFINE_PORT)
+
+ The following configuration parameters are received in
+ DEFINE_CN_TG(RQ):
+
+ o Port name
+
+ o Connection network name (CP name of the VRN)
+
+ o Connection network TG number (set to a value between 1 and 239)
+
+ o TG characteristics (see 2.6.3, "Default TG Characteristics" on
+ page 30)
+
+ o Link service access point address (LSAP) used for XID, TEST,
+ DISC, and DM (default is X'04')
+
+ o Link service access point address (LSAP) used for HPR network
+ layer packets (default is X'C8')
+
+ o Limited resource (default is yes)
+
+ o Retry count for LDLC (default is 3; this parameter is used to
+ override the setting in DEFINE_PORT)
+
+ o Retry timer period for LDLC (default is 15 sec.; a smaller value
+ such as 10 seconds can be used for a campus connection network;
+ this parameter is used to override the setting in DEFINE_PORT)
+
+ o LDLC liveness timer period (default is 10 seconds; this parameter
+ is used to override the setting in DEFINE_PORT; see 2.3.1, "LDLC
+ Liveness" on page 7)
+
+
+
+
+
+Dudley Informational [Page 23]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ o Shareable with other HPR traffic (default is yes for non-RSVP
+ links)
+
+ o Maximum receive BTU size (default is 1461; this parameter is used
+ to override the value in DEFINE_PORT(RQ).)
+
+ o Maximum send BTU size (default is 1461; this parameter is used to
+ override the value in DEFINE_PORT(RQ).)
+
+ The following parameters are received in ACTIVATE_ROUTE for
+ connection network TGs:
+
+ o The TG pair
+
+ o The destination IP version (if this version is not supported by
+ the local node, the ACTIVATE_ROUTE_RSP reports the activation
+ failure with sense data X'086B46A5'.)
+
+ o The destination IP address (in the format specified by the
+ destination IP version)
+
+ o Destination service access point address (DSAP) used for XID,
+ TEST, DISC, and DM
+
+2.5.2.3 Sharing of TGs
+
+ Connection network traffic is multiplexed onto a regular defined IP
+ TG (usually used for CP-CP session traffic) in order to reduce the
+ control block storage. No XIDs flow to establish a new TG on the IP
+ network, and no new LLC is created. When a regular TG is shared,
+ incoming traffic is demultiplexed using the normal means. If the
+ regular TG is deactivated, a path switch is required for the HPR
+ connection network traffic sharing the TG.
+
+ Multiplexing is possible if the following conditions hold:
+
+ 1. Both the regular TG and the connection network TG to the VRN are
+ defined as shareable between HPR traffic streams.
+
+ 2. The destination IP address is the same.
+
+ 3. The regular TG is established first. (Because links established
+ for connection network traffic do not support CP-CP sessions,
+ there is little value in allowing a regular TG to share such a
+ link.)
+
+ The destination node is notified via XID when a TG can be shared
+ between HPR data streams. At either end, upon receiving
+
+
+
+Dudley Informational [Page 24]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ ACTIVATE_ROUTE requesting a shared TG for connection network traffic,
+ CS checks its TGs for one meeting the required specifications before
+ initiating a new link. First, CS looks for a link established for
+ the TG pair; if there is no such link, CS determines if there is a
+ regular TG that can be shared and, if multiple such TGs exist, which
+ TG to choose. As a result, RTP connections routed over the same TG
+ pair may actually use different links, and RTP connections routed
+ over different TG pairs may use the same link.
+
+2.5.2.4 Minimizing RSCV Length
+
+ The maximum length of a Route Selection (X'2B') control vector (RSCV)
+ is 255 bytes. Use of connection networks significantly increases the
+ size of the RSCV contents required to describe a "hop" across an
+ SATF. First, because two connection network TGs are used to specify
+ an SATF hop, two TG Descriptor (X'46') control vectors are required.
+ Furthermore, inclusion of DLC signaling information within the TG
+ Descriptor control vectors increases the length of these control
+ vectors. As a result, the total number of hops that can be specified
+ in RSCVs traversing connection networks is reduced.
+
+ To avoid unnecessarily limiting the number of hops, a primary goal in
+ designing the formats for IP signaling information is to minimize
+ their size. Additional techniques are also used to reduce the effect
+ of the RSCV length limitation.
+
+ For an IP connection network, DLC signaling information is required
+ only for the second TG (i.e., from the VRN to the destination node);
+ the signaling information for the first TG is locally defined at the
+ origin node. For this reason, the topology database does not include
+ DLC signaling information for the entry describing a connection
+ network TG from a network node to a VRN. The DLC signaling
+ information is included in the allied entry for the TG in the
+ opposite direction. This mechanism cannot be used for a connection
+ network TG between a VRN and an end node. However, a node
+ implementing IP connection networks does not include IP signaling
+ information for the first connection network TG when constructing an
+ RSCV.
+
+ In an environment where APPN network nodes are used to route between
+ legacy LANs and wide-area IP networks, it is recommended that
+ customers not define connection network TGs between these network
+ nodes and VRNs representing legacy LANs. Typically, defined links
+ are required between end nodes on the legacy LANs and such network
+ nodes which also act as network node servers for the end nodes.
+ These defined links can be used for user traffic as well as control
+ traffic. This technique will reduce the number of connection network
+ hops in RSCVs between end nodes on different legacy LANs.
+
+
+
+Dudley Informational [Page 25]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ Lastly, for environments where RSCVs are still not able to include
+ enough hops, extended border nodes (EBNs) can be used to partition
+ the network. In this case, the EBNs will also provide piecewise
+ subnet route calculation and RSCV swapping. Thus, the entire route
+ does not need to be described in a single RSCV with its length
+ limitation.
+
+2.5.3 XID Changes
+
+ Packets transmitted over IP networks are lost or arrive out of order
+ more often than packets transmitted over other "link" technologies.
+ As a result, the following problem with the XID3 negotiation protocol
+ was exposed:
+
+ --------------------------------------------------------------------
+
+ *---------------------------------*
+ |Node A Node B|
+ *---------------------------------*
+ o
+ o
+ o
+ XID3 (np, NEG)
+ o<-------------------------o
+ |XID3 (np, SEC)
+ *------------------------->o
+ XID3 (np, PRI)|
+ lost<-----------*
+
+ time out
+ XID3 (np, SEC)
+ o------------------------->o
+ SETMODE |
+ o<-------------------------*
+ fail because never
+ received XID3 (np, PRI)
+
+ Notation: np - negotiation proceeding
+ NEG - negotiable link station role
+ SEC - secondary link station role
+ PRI - primary link station role
+
+ --------------------------------------------------------------------
+ Figure 9. XID3 Protocol Problem
+
+ In the above sequence, the XID3(np, PRI), which is a link-level
+ response to the received XID3(np, SEC), is lost. Node A times out
+ and resends the XID3(np, SEC) as a link-level command. When Node B
+
+
+
+Dudley Informational [Page 26]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ receives this command, it thinks that the XID3(np, PRI) was
+ successfully received by Node A and that the activation XID exchange
+ is complete. As a result, Node B sends SETMODE (SNRM, SABME, or
+ XID_DONE_RQ, depending upon the link type). When Node A receives
+ SETMODE, it fails the link activation because it has not received an
+ XID3(np, PRI) from Node B confirming that Node B does indeed agree to
+ be the primary. Moreover, there are similar problems with incomplete
+ TG number negotiation.
+
+ To solve the problems with incomplete role and TG number negotiation,
+ two new indicators are defined in XID3. The problems are solved only
+ if both link stations support these new indicators:
+
+ o Negotiation Complete Supported indicator (byte 12 bit 0) -- this
+ 1-bit field indicates whether the Negotiation Complete indicator
+ is supported. This field is meaningful when the XID exchange
+ state is negotiation proceeding; otherwise, it is reserved. A
+ value of 0 means the Negotiation Complete indicator is not
+ supported; a value of 1 means the indicator is supported.
+
+ o Negotiation Complete indicator (byte 12 bit 1) -- this 1-bit
+ field is meaningful only when the XID exchange state is
+ negotiation proceeding, the XID3 is sent by the secondary link
+ station, and the Negotiation Complete Supported indicator is set
+ to 1; otherwise, this field is reserved. This field is set to 1
+ by a secondary link station that supports enhanced XID
+ negotiation when it considers the activation XID negotiation to
+ be complete for both link station role and TG number (i.e., it is
+ ready to receive a SETMODE command from the primary link
+ station.)
+
+ When a primary link station that supports enhanced XID negotiation
+ receives an XID3(np) with both the Negotiation Complete Supported
+ indicator and the Negotiation Complete indicator set to 1, the
+ primary link station will know that it can safely send SETMODE if it
+ also considers the XID negotiation to be complete. The new
+ indicators are used as shown in the following sequence when both the
+ primary and secondary link stations support enhanced XID negotiation.
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 27]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ --------------------------------------------------------------------
+
+ *----------------------------------*
+ |Node A Node B |
+ *----------------------------------*
+ o
+ o
+ o
+ XID3 (np, NEG, S, ^C)
+ 1 o<--------------------------o
+ |XID3 (np, SEC, S, ^C)
+ 2 *-------------------------->o
+ XID3 (np, PRI, S, ^C)|
+ 3 lost <-----------*
+
+ time out
+ XID3 (np, SEC, S, ^C)
+ 4 o-------------------------->o
+ XID3 (np, PRI, S, ^C)|
+ 5 o<--------------------------*
+ |XID3 (np, SEC, S, C)
+ 6 *-------------------------->o
+ SETMODE |
+ 7 o<--------------------------*
+
+ ^S indicates that byte 12 bit 0 is set to 0.
+ S indicates that byte 12 bit 0 is set to 1.
+ ^C indicates that byte 12 bit 1 is set to 0.
+ C indicates that byte 12 bit 1 is set to 1.
+
+ --------------------------------------------------------------------
+ Figure 10. Enhanced XID Negotiation
+
+ When Node B receives the XID in flow 4, it realizes that the Node A
+ does not consider XID negotiation to be complete; as a result, it
+ resends its current XID information in flow 5. When Node A receives
+ this XID, it responds in flow 6 with an XID that indicates XID
+ negotiation is complete. At this point, Node B, acting as the
+ primary link station, sends SETMODE, and the link is activated
+ successfully.
+
+ Migration cases with only one link station supporting enhanced XID
+ negotiation are shown in the two following sequences. In the next
+ sequence, only Node A (acting as the secondary link station) supports
+ the new function.
+
+
+
+
+
+
+Dudley Informational [Page 28]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ --------------------------------------------------------------------
+
+ *---------------------------------*
+ |Node A Node B|
+ *---------------------------------*
+ o
+ o
+ o
+ XID3 (np, NEG, ^S)
+ 1 o<--------------------------o
+ |XID3 (np, SEC, S, ^C)
+ 2 *-------------------------->o
+ XID3 (np, PRI, ^S)|
+ 3 lost <-----------*
+
+ time out
+ XID3 (np, SEC, S, ^C)
+ 4 o-------------------------->o
+ SETMODE |
+ 5 o<--------------------------*
+ fail
+
+
+ --------------------------------------------------------------------
+ Figure 11. First Migration Case
+
+ The XID negotiation fails because Node B does not understand the new
+ indicators and responds to flow 4 with SETMODE.
+
+ In the next sequence, Node B supports the new indicators but Node A
+ does not.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 29]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ --------------------------------------------------------------------
+
+ *---------------------------------*
+ |Node A Node B|
+ *---------------------------------*
+ o
+ o
+ o
+ XID3 (np, NEG, S, ^C)
+ 1 o<--------------------------o
+ |XID3 (np, SEC, ^S)
+ 2 *-------------------------->o
+ XID3 (np, PRI, S, ^C)|
+ 3 lost <-----------*
+
+ time out
+ XID3 (np, SEC, ^S)
+ 4 o-------------------------->o
+ SETMODE |
+ 5 o<--------------------------*
+ fail
+
+
+ ------------------------------------------------------------------------
+ Figure 12. Second Migration Case
+
+ The XID negotiation fails because Nobe A does not understand the new
+ indicators and thus cannot indicate that it thinks XID negotiation is
+ not complete in flow 4. Node B understands that the secondary link
+ station (node A) does not support the new indicators and respond with
+ SETMODE in flow 5.
+
+ Products that support HPR/IP links are required to support enhanced
+ XID negotiation. Moreover, it is recommended that products
+ implementing this solution for HPR/IP links also support it for other
+ link types.
+
+2.5.4 Unsuccessful IP Link Activation
+
+ Link activation may fail for several different reasons. When link
+ activation over a connection network or of an auto-activatable link
+ is attempted upon receiving ACTIVATE_ROUTE from SS, activation
+ failure is reported with ACTIVATE_ROUTE_RSP containing sense data
+ explaining the cause of failure. Likewise, when activation fails for
+ other regular defined links, the failure is reported with
+ START_LS(RSP) containing sense data.
+
+
+
+
+
+Dudley Informational [Page 30]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ As is normal for session activation failures, the sense data is also
+ sent to the node that initiated the session. At the APPN-to-HPR
+ boundary, a -RSP(BIND) or an UNBIND with an Extended Sense Data
+ control vector is generated and returned to the primary logical unit
+ (PLU).
+
+ At an intermediate HPR node, link activation failure can be reported
+ with sense data X'08010000' or X'80020000'. At a node with route-
+ selection responsibility, such failure can be reported with sense
+ data X'80140001'.
+
+ The following table contains the sense data for the various causes of
+ link activation failure:
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 31]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
++----------------------------------------------------------------------+
+| Table 1 (Page 1 of 2). Native IP DLC Link Activation Failure Sense |
+| Data |
++--------------------------------------------------------+-------------+
+| ERROR DESCRIPTION | SENSE DATA |
++--------------------------------------------------------+-------------+
+| The link specified in the RSCV is not available. | X'08010000' |
++--------------------------------------------------------+-------------+
+| The limit for null XID responses by a called node was | X'0809003A' |
+| reached. | |
++--------------------------------------------------------+-------------+
+| A BIND was received over a subarea link, but the next | X'08400002' |
+| hop is over a port that supports only HPR links. The | |
+| receiver does not support this configuration. | |
++--------------------------------------------------------+-------------+
+| The contents of the DLC Signaling Type (X'91') | X'086B4691' |
+| subfield of the TG Descriptor (X'46') control vector | |
+| contained in the RSCV were invalid. | |
++--------------------------------------------------------+-------------+
+| The contents of the IP Address and Link Service Access | X'086B46A5' |
+| Point Address (X'A5') subfield of the TG Descriptor | |
+| (X'46') control vector contained in the RSCV were | |
+| invalid. | |
++--------------------------------------------------------+-------------+
+| No DLC Signaling Type (X'91') subfield was found in | X'086D4691' |
+| the TG Descriptor (X'46') control vector contained in | |
+| the RSCV. | |
++--------------------------------------------------------+-------------+
+| No IP Address and Link Service Access Point Address | X'086D46A5' |
+| (X'A5') subfield was found in the TG Descriptor | |
+| (X'46') control vector contained in the RSCV. | |
++--------------------------------------------------------+-------------+
+| Multiple sets of DLC signaling information were found | X'08770019' |
+| in the TG Descriptor (X'46') control vector contained | |
+| in the RSCV. IP supports only one set of DLC | |
+| signaling information. | |
++--------------------------------------------------------+-------------+
+| Link Definition Error: A link is defined as not | X'08770026' |
+| supporting HPR, but the port only supports HPR links. | |
++--------------------------------------------------------+-------------+
+| A called node found no TG Identifier (X'80') subfield | X'088C4680' |
+| within a TG Descriptor (X'46') control vector in a | |
+| prenegotiation XID for a defined link in an IP | |
+| network. | |
++--------------------------------------------------------+-------------+
+
+
+
+
+
+
+Dudley Informational [Page 32]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
++----------------------------------------------------------------------+
+| Table 1 (Page 2 of 2). Native IP DLC Link Activation Failure Sense |
+| Data |
++--------------------------------------------------------+-------------+
+| The XID3 received from the adjacent node does not | X'10160031' |
+| contain an HPR Capabilities (X'61') control vector. | |
+| The IP port supports only HPR links. | |
++--------------------------------------------------------+-------------+
+| The RTP Supported indicator is set to 0 in the HPR | X'10160032' |
+| Capabilities (X'61') control vector of the XID3 | |
+| received from the adjacent node. The IP port supports | |
+| only links to nodes that support RTP. | |
++--------------------------------------------------------+-------------+
+| The Control Flows over RTP Supported indicator is set | X'10160033' |
+| to 0 in the HPR Capabilities (X'61') control vector of | |
+| the XID3 received from the adjacent node. The IP port | |
+| supports only links to nodes that support control | |
+| flows over RTP. | |
++--------------------------------------------------------+-------------+
+| The LDLC Supported indicator is set to 0 in the HPR | X'10160034' |
+| Capabilities (X'61') control vector of the XID3 | |
+| received from the adjacent node. The IP port supports | |
+| only links to nodes that support LDLC. | |
++--------------------------------------------------------+-------------+
+| The HPR Capabilities (X'61') control vector received | X'10160044' |
+| in XID3 does not include an IEEE 802.2 LLC (X'80') HPR | |
+| Capabilities subfield. The subfield is required on an | |
+| IP link. | |
++--------------------------------------------------------+-------------+
+| Multiple defined links between a pair of switched | X'10160045' |
+| ports is not supported by the local node. A link | |
+| activation request was received for a defined link, | |
+| but there is an active defined link between the paired | |
+| switched ports. | |
++--------------------------------------------------------+-------------+
+| Multiple dynamic links across a connection network | X'10160046' |
+| between a pair of switched ports is not supported by | |
+| the local node. A link activation request was | |
+| received for a dynamic link, but there is an active | |
+| dynamic link between the paired switched ports across | |
+| the same connection network. | |
++--------------------------------------------------------+-------------+
+| Link failure | X'80020000' |
++--------------------------------------------------------+-------------+
+| Route selection services has determined that no path | X'80140001' |
+| to the destination node exists for the specified COS. | |
++--------------------------------------------------------+-------------+
+
+
+
+
+Dudley Informational [Page 33]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.6 IP Throughput Characteristics
+
+2.6.1 IP Prioritization
+
+ Typically, IP routers process packets on a first-come-first-served
+ basis; i.e., no packets are given transmission priority. However,
+ some IP routers prioritize packets based on IP precedence (the 3-bit
+ field within the Type of Service byte of the IP header) or UDP port
+ numbers. (With the current plans for IP security, the UDP port
+ numbers are encrypted; as a result, IP routers would not be able to
+ prioritize encrypted traffic based on the UDP port numbers.) HPR
+ will be able to exploit routers that provide priority function.
+
+ The 5 UDP port numbers, 12000-12004 (decimal), have been assigned by
+ the Internet Assigned Number Authority (IANA). Four of these port
+ numbers are used for ANR-routed network layer packets (NLPs) and
+ correspond to the APPN transmission priorities (network, 12001; high,
+ 12002; medium, 12003; and low, 12004), and one port number (12000) is
+ used for a set of LLC commands (i.e., XID, TEST, DISC, and DM) and
+ function-routed NLPs (i.e., XID_DONE_RQ and XID_DONE_RSP). These
+ port numbers are used for "listening" and are also used in the
+ destination port number field of the UDP header of transmitted
+ packets. The source port number field of the UDP header can be set
+ either to one of these port numbers or to an ephemeral port number.
+
+ The IP precedence for each transmission priority and for the set of
+ LLC commands (including function-routed NLPs) are configurable. The
+ implicit assumption is that the precedence value is associated with
+ priority queueing and not with bandwidth allocation; however,
+ bandwidth allocation policies can be administered by matching on the
+ precedence field. The default mapping to IP precedence is shown in
+ the following table:
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 34]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ +---------------------------------------------+
+ | Table 2. Default IP Precedence Settings |
+ +----------------------+----------------------+
+ | PRIORITY | PRECEDENCE |
+ +----------------------+----------------------+
+ | LLC commands and | 110 |
+ | function-routed NLPs | |
+ +----------------------+----------------------+
+ | Network | 110 |
+ +----------------------+----------------------+
+ | High | 100 |
+ +----------------------+----------------------+
+ | Medium | 010 |
+ +----------------------+----------------------+
+ | Low | 001 |
+ +----------------------+----------------------+
+
+ As an example, with this default mapping, telnet, interactive ftp,
+ and business-use web traffic could be mapped to a precedence value of
+ 011, and batch ftp could be mapped to a value of 000.
+
+ These settings were devised based on the AIW's understanding of the
+ intended use of IP precedence. The use of IP precedence will be
+ modified appropriately if the IETF standardizes its use differently.
+ The other fields in the IP TOS byte are not used and should be set to
+ 0.
+
+ For outgoing ANR-routed NLPs, the destination (and optionally the
+ source) UDP port numbers and IP precedence are set based on the
+ transmission priority specified in the HPR network header.
+
+ It is expected that the native IP DLC architecture described in this
+ document will be used primarily for private campus or wide-area
+ intranets where the customer will be able to configure the routers to
+ honor the transmission priority associated with the UDP port numbers
+ or IP precedence. The architecture can be used to route HPR traffic
+ in the Internet; however, in that environment, routers do not
+ currently provide the priority function, and customers may find the
+ performance unacceptable.
+
+ In the future, a form of bandwidth reservation may be possible in IP
+ networks using the Resource ReSerVation Protocol (RSVP), or the
+ differentiated services currently being studied by the Integrated
+ Services working group of the IETF. Bandwidth could be reserved for
+ an HPR/IP link thus insulating the HPR traffic from congestion
+ associated with the traffic of other protocols.
+
+
+
+
+
+Dudley Informational [Page 35]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.6.2 APPN Transmission Priority and COS
+
+ APPN transmission priority and class of service (COS) allow APPN TGs
+ to be highly utilized with batch traffic without impacting the
+ performance of response-time sensitive interactive traffic.
+ Furthermore, scheduling algorithms guarantee that lower-priority
+ traffic is not completely blocked. The result is predictable
+ performance.
+
+ When a session is initiated across an APPN network, the session's
+ mode is mapped into a COS and transmission priority. For each COS,
+ APPN has a COS table that is used in the route selection process to
+ select the most appropriate TGs (based on their TG characteristics)
+ for the session to traverse. The TG characteristics and COS tables
+ are defined such that APPN topology and routing services (TRS) will
+ select the appropriate TG for the traffic of each COS.
+
+2.6.3 Default TG Characteristics
+
+ In Chapter 7 (TRS) of [1], there is a set of SNA-defined TG default
+ profiles. When a TG (connection network or regular) is defined as
+ being of a particular technology (e.g., ethernet or X.25) without
+ specification of the TG's characteristics, parameters from the
+ technology's default profile are used in the TG's topology entry.
+ The customer is free to override these values via configuration.
+ Some technologies have multiple profiles (e.g., ISDN has both a
+ profile for switched and nonswitched.) Two default profiles are
+ required for IP TGs. This many are needed because there are both
+ campus and wide-area IP networks. As a result for each HPR/IP TG, a
+ customer should specify, at minimum, campus or wide area. HPR/IP TGs
+ traversing the Internet should be specified as wide-area links. If
+ no specification is made, a campus network is assumed.
+
+ The 2 IP profiles are as follows:
+
++----------------------------------------------------------------------+
+| Table 3. IP Default TG Characteristics |
++-------------------+---------+----------+---------+---------+---------+
+| | Cost | Cost per | Security| Propa- | Effec- |
+| | per | byte | | gation | tive |
+| | connect | | | delay | capacity|
+| | time | | | | |
++-------------------+---------+----------+---------+---------+---------+
+| Campus | 0 | 0 | X'01' | X'71' | X'75' |
++-------------------+---------+----------+---------+---------+---------+
+| Wide area | 0 | 0 | X'20' | X'91' | X'43' |
++-------------------+---------+----------+---------+---------+---------+
+
+
+
+
+Dudley Informational [Page 36]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ Typically, a TG is either considered to be "free" if it is owned or
+ leased or "costly" if it is a switched carrier facility. Free TGs
+ have 0 for both cost parameters, and costly TGs have 128 for both
+ parameters. For campus IP networks, the default for both cost
+ parameters is 0.
+
+ It is less clear what the defaults should be for wide area. Because
+ a router normally has leased access to an IP network, the defaults
+ for both costs are also 0. This assumes the IP network is not
+ tariffed. However, if the IP network is tariffed, then the customer
+ should set the cost per byte to 0 or 128 depending on whether the
+ tariff contains a component based on quantity of data transmitted,
+ and the customer should set the cost per connect time to 0 or 128
+ based on whether there is a tariff component based on connect time.
+ Furthermore, for switched access to the IP network, the customer
+ settings for both costs should also reflect the tariff associated
+ with the switched access link.
+
+ Only architected values (see "Security" in [1]) may be used for a
+ TG's security parameter. The default security value is X'01'
+ (lowest) for campus and X'20' (public switched network; secure in the
+ sense that there is no predetermined route the traffic will take) for
+ wide-area IP networks. The network administrator may override the
+ default value but should, in that case, ensure that an appropriate
+ level of security exists.
+
+ For wide area, the value X'91' (packet switched) is the default for
+ propagation delay; this is consistent with other wide-area facilities
+ and indicates that IP packets will experience both terrestrial
+ propagation delay and queueing delay in intermediate routers. This
+ value is suitable for both the Internet and wide-area intranets;
+ however, the customer could use different values to favor intranets
+ over the Internet during route selection. The value X'99' (long) may
+ be appropriate for some international links across the Internet. For
+ campus, the default is X'71' (terrestrial); this setting essentially
+ equates the queueing delay in IP networks with terrestrial
+ propagation delay.
+
+ For wide area, X'43' (56 kbs) is shown as the default effective
+ capacity; this is at the low-end of typical speeds for wide-area IP
+ links. For campus, X'75' (4 Mbs) is the default; this is at the
+ low-end of typical speeds for campus IP links. However, customers
+ should set the effective capacity for both campus and wide area IP
+ links based on the actual physical speed of the access link to the IP
+ network; for regular links, if both the source and destination access
+ speeds are known, customers should set the effective capacity based
+ on the minimum of these two link speeds. If there are multiple
+ access links, the capacity setting should be based on the physical
+
+
+
+Dudley Informational [Page 37]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ speed of the access link that is expected to be used for the link.
+
+ For the encoding technique for effective capacity in the topology
+ database, see "Effective Capacity" in Chapter 7, Topology and Routing
+ Services of [1]. The table in that section can be extended as
+ follows for higher speeds:
+
++----------------------------------------------------------------------+
+| Table 4. Calculated Effective Capacity Representations |
++-----------------------------------+----------------------------------+
+| Link Speed (Approx.) | Effective Capacity |
++-----------------------------------+----------------------------------+
+| 25M | X'8A' |
++-----------------------------------+----------------------------------+
+| 45M | X'91' |
++-----------------------------------+----------------------------------+
+| 100M | X'9A' |
++-----------------------------------+----------------------------------+
+| 155M | X'A0' |
++-----------------------------------+----------------------------------+
+| 467M | X'AC' |
++-----------------------------------+----------------------------------+
+| 622M | X'B0' |
++-----------------------------------+----------------------------------+
+| 1G | X'B5' |
++-----------------------------------+----------------------------------+
+| 1.9G | X'BC' |
++-----------------------------------+----------------------------------+
+
+2.6.4 SNA-Defined COS Tables
+
+ SNA-defined batch and interactive COS tables are provided in [1].
+ These tables are enhanced in [2] (see section 18.7.2) for the
+ following reasons:
+
+ o To ensure that the tables assign reasonable weights to ATM TGs
+ relative to each other and other technologies based on cost,
+ speed, and delay
+
+ o To facilitate use of other new higher-speed facilities - This
+ goal is met by providing several speed groupings above 10 Mbps.
+ To keep the tables from growing beyond 12 rows, low-speed
+ groupings are merged.
+
+ Products implementing the native IP DLC should use the new COS
+ tables. Although the effective capacity values in the old tables are
+ sufficient for typical IP speeds, the new tables are valuable because
+ higher-speed links can be used for IP networks.
+
+
+
+Dudley Informational [Page 38]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.6.5 Route Setup over HPR/IP links
+
+ The Resequence ("REFIFO") indicator is set in Route Setup request and
+ reply when the RTP path uses a multi-link TG because packets may not
+ be received in the order sent. The Resequence indicator is also set
+ when the RTP path includes an HPR/IP link as packets sent over an IP
+ network may arrive out of order.
+
+ Adaptive rate-based congestion control (ARB) is an HPR Rapid
+ Transport Protocol (RTP) function that controls the data transmission
+ rate over RTP connections. ARB also provides fairness between the
+ RTP traffic streams sharing a link. For ARB to perform these
+ functions in the IP environment, it is necessary to coordinate the
+ ARB parameters with the IP TG characteristics. This is done for IP
+ links in a similar manner to that done for other link types.
+
+2.6.6 Access Link Queueing
+
+ Typically, nodes implementing the native IP DLC have an access link
+ to a network of IP routers. These IP routers may be providing
+ prioritization based on UDP port numbers or IP precedence. A node
+ implementing the native IP DLC can be either an IP host or an IP
+ router; in both cases, such nodes should also honor the priorities
+ associated with either the UDP port numbers or the IP precedence when
+ transmitting HPR data over the access link to the IP network.
+
+--------------------------------------------------------------------
+
+*--------* access link *--------* *--------*
+| HPR |-------------| IP |-----| IP |
+| node | | Router | | Router |
+*--------* *--------* *--------*
+ | |
+ | |
+ | |
+ *--------* *--------* access link *--------*
+ | IP |-----| IP |-------------| HPR |
+ | Router | | Router | | node |
+ *--------* *--------* *--------*
+
+
+--------------------------------------------------------------------
+ Figure 13. Access Links
+
+ Otherwise, the priority function in the router network will be
+ negated with the result being HPR interactive traffic delayed by
+ either HPR batch traffic or the traffic of other higher-layer
+ protocols at the access link queues.
+
+
+
+Dudley Informational [Page 39]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+2.7 Port Link Activation Limits
+
+ Three parameters are provided by NOF to CS on DEFINE_PORT(RQ) to
+ define the link activation limits for a port: total limit, inbound
+ limit, and outbound limit. The total limit is the desired maximum
+ number of active link stations allowed on the port for both regular
+ TGs and connection network TGs. The inbound limit is the desired
+ number of link stations reserved for connections initiated by
+ adjacent nodes; the purpose of this field is to insure that a minimum
+ number of link stations may be activated by adjacent nodes. The
+ outbound limit is the desired number of link stations reserved for
+ connections initiated by the local node. The sum of the inbound and
+ outbound limits must be less than or equal to the total limit. If
+ the sum is less than the total limit, the difference is the number of
+ link stations that can be activated on a demand basis as either
+ inbound or outbound. These limits should be based on the actual
+ adapter capability and the node's resources (e.g., control blocks).
+
+ A connection network TG will be reported to topology as quiescing
+ when its port's total limit threshold is reached; likewise, an
+ inactive auto-activatable regular TG is reported as nonoperational.
+ When the number of active link stations drops far enough below the
+ threshold (e.g., so that at least 20 percent of the original link
+ activation limit has been recovered), connection network TGs are
+ reported as not quiescing, and auto-activatable TGs are reported as
+ operational.
+
+2.8 Network Management
+
+ APPN and HPR management information is defined by the APPN MIB (RFC
+ 2155 [11]) and the HPR MIB (RFC 2238 [13]). In addition, the SNANAU
+ working group of the IETF plans to define an HPR-IP-MIB that will
+ provide HPR/IP-specific management information. In particular, this
+ MIB will provide a mapping of APPN traffic types to IP Type of
+ Service Precedence values, as well as a count of UDP packets sent for
+ each traffic type.
+
+ There are also rules that must be specified concerning the values an
+ HPR/IP implementation returns for objects in the APPN MIB:
+
+ o Several objects in the APPN MIB have the syntax IANAifType. The
+ value 126, defined as "IP (for APPN HPR in IP networks)" should
+ be returned by the following three objects when they identify an
+ HPR/IP link:
+
+ - appnPortDlcType
+ - appnLsDlcType
+ - appnLsStatusDlcType
+
+
+
+Dudley Informational [Page 40]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ o Link-level addresses are reported in the following objects:
+
+ - appnPortDlcLocalAddr
+ - appnLsLocalAddr
+ - appnLsRemoteAddr
+ - appnLsStatusLocalAddr
+ - appnLsStatusRemoteAddr
+
+ All of these objects should return ASCII character strings that
+ represent IP addresses in the usual dotted-decimal format. (At
+ this point it's not clear what the "usual...format" will be for
+ IPv6 addresses, but whatever it turns out to be, that is what
+ these objects will return when an HPR/IP link traverses an IP
+ network.)
+
+ o The following two objects return Object Identifiers that tie
+ table entries in the APPN MIB to entries in lower-layer MIBs:
+
+ - appnPortSpecific
+ - appnLsSpecific
+
+ Both of these objects should return the same value: a RowPointer
+ to the ifEntry in the agent's ifTable for the physical interface
+ associated with the local IP address for the port. If the agent
+ implements the IP-MIB (RFC 2011 [12]), this association between
+ the IP address and the physical interface will be represented in
+ the ipNetToMediaTable.
+
+2.9 IPv4-to-IPv6 Migration
+
+ The native IP DLC is architected to use IP version 4 (IPv4).
+ However, support for IP version 6 (IPv6) may be required in the
+ future.
+
+ IP routers and hosts can interoperate only if both ends use the same
+ version of the IP protocol. However, most IPv6 implementations
+ (routers and hosts) will actually have dual IPv4/IPv6 stacks. IPv4
+ and IPv6 traffic can share transmission facilities provided that the
+ router/host at each end has a dual stack. IPv4 and IPv6 traffic will
+ coexist on the same infrastructure in most areas. The version number
+ in the IP header is used to map incoming packets to either the IPv4
+ or IPv6 stack. A dual-stack host which wishes to talk to an IPv4
+ host will use IPv4.
+
+ Hosts which have an IPv4 address can use it as an IPv6 address using
+ a special IPv6 address prefix (i.e., it is an embedded IPv4 address).
+ This mapping was provided mainly for "legacy" application
+ compatibility purposes as such applications don't have the socket
+
+
+
+Dudley Informational [Page 41]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ structures needed to store full IPv6 addresses. Two IPv6 hosts may
+ communicate using IPv6 with embedded-IPv4 addresses.
+
+ Both IPv4 and IPv6 addresses can be stored by the domain name service
+ (DNS). When an application queries DNS, it asks for IPv4 addresses,
+ IPv6 addresses, or both. So, it's the application that decides which
+ stack to use based on which addresses it asks for.
+
+ Migration for HPR/IP ports will work as follows:
+
+ An HPR/IP port is configured to support IPv4, IPv6, or both. If IPv4
+ is supported, a local IPv4 address is defined; if IPv6 is supported,
+ a local IPv6 address (which can be an embedded IPv4 address) is
+ defined. If both IPv4 and IPv6 are supported, both a local IPv4
+ address and a local IPv6 address are defined.
+
+ Defined links will work as follows: If the local node supports IPv4
+ only, a destination IPv4 address may be defined, or an IP host name
+ may be defined in which case DNS will be queried for an IPv4 address.
+ If the local node supports IPv6 only, a destination IPv6 address may
+ be defined, or an IP host name may be defined in which case DNS will
+ be queried for an IPv6 address. If both IPv4 and IPv6 are supported,
+ a destination IPv4 address may be defined, a destination IPv6 address
+ may be defined, or an IP host name may be defined in which case DNS
+ will be queried for both IPv4 and IPv6 addresses; if provided by DNS,
+ an IPv6 address can be used, and an IPv4 address can be used
+ otherwise.
+
+ Separate IPv4 and IPv6 connection networks can be defined. If the
+ local node supports IPv4, it can define a connection network TG to
+ the IPv4 VRN. If the local node supports IPv6, it can define a TG to
+ the IPv6 VRN. If both are supported, TGs can be defined to both
+ VRNs. Therefore, the signaling information received in RSCVs will be
+ compatible with the local node's capabilities unless a configuration
+ error has occurred.
+
+3.0 References
+
+ [1] IBM, Systems Network Architecture Advanced Peer-to-Peer
+ Networking Architecture Reference, SC30-3442-04. Viewable at URL:
+ http://www.raleigh.ibm.com/cgi-bin/bookmgr/BOOKS/D50L0000/CCONTENTS
+
+ [2] IBM, Systems Network Architecture Advanced Peer-to-Peer
+ Networking High Performance Routing Architecture Reference, Version
+ 3.0, SV40-1018-02. Viewable at URL: http://www.raleigh.ibm.com/cgi-
+ bin/bookmgr/BOOKS/D50H6001/CCONTENTS
+
+
+
+
+
+Dudley Informational [Page 42]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ [3] IBM, Systems Network Architecture Formats, GA27-3136-16.
+ Viewable at URL: http://www.raleigh.ibm.com/cgi-
+ bin/bookmgr/BOOKS/D50A5003/CCONTENTS
+
+ [4] Wells, L. and A. Bartky, "Data Link Switching: Switch-to-Switch
+ Protocol, AIW DLSw RIG: DLSw Closed Pages, DLSw Standard Version
+ 1.0", RFC 1795, April 1995.
+
+ [5] Bryant, D. and P. Brittain, "APPN Implementers' Workshop Closed
+ Pages Document DLSw v2.0 Enhancements", RFC 2166, June 1997.
+
+ [6] Postel, J., "User Datagram Protocol", STD 6, RFC 768, August
+ 1980.
+
+ [7] Postel, J., "Internet Protocol", STD 5, RFC 791, September 1981.
+
+ [8] Almquist, P., "Type of Service in the Internet Protocol Suite",
+ RFC 1349, July 1992.
+
+ [9] Braden, R., "Requirements for Internet Hosts -- Communication
+ Layers", STD 3, RFC 1122, October 1989.
+
+ [10] Braden, R., Zhang, L., Berson, S., Herzog, S., and S. Jamin,
+ "Resource ReSerVation Protocol (RSVP) -- Version 1 Functional
+ Specification", RFC 2205, September 1997.
+
+ [11] Clouston, B., and B. Moore, "Definitions of Managed Objects for
+ APPN using SMIv2", RFC 2155, June 1997.
+
+ [12] McCloghrie, K., "SNMPv2 Management Information Base for the
+ Internet Protocol using SMIv2", RFC 2011, November 1996.
+
+ [13] Clouston, B., and B. Moore, "Definitions of Managed Objects for
+ HPR using SMIv2", RFC 2238, November 1997.
+
+4.0 Security Considerations
+
+ For HPR, the IP network appears to be a link. For that reason, the
+ SNA session-level security functions (user authentication, LU
+ authentication, session encryption, etc.) are still available for
+ use. In addition, as HPR traffic flows as UDP datagrams through the
+ IP network, IPsec can be used to provide network-layer security
+ inside the IP network.
+
+ There are firewall considerations when supporting HPR traffic using
+ the native IP DLC. First, the firewall filters can be set to allow
+ the HPR traffic to pass. Traffic can be restricted based on the
+ source and destination IP addresses and the destination port number;
+
+
+
+Dudley Informational [Page 43]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+ the source port number is not relevant. That is, the firewall should
+ accept traffic with the IP addresses of the HPR/IP nodes and with
+ destination port numbers in the range 12000 to 12004. Second, the
+ possibility exists for an attack using forged UDP datagrams; such
+ attacks could cause the RTP connection to fail or even introduce
+ false data on a session. In environments where such attacks are
+ expected, the use of network-layer security is recommended.
+
+5.0 Author's Address
+
+ Gary Dudley
+ C3BA/501
+ IBM Corporation
+ P.O. Box 12195
+ Research Triangle Park, NC 27709, USA
+
+ Phone: +1 919-254-4358
+ Fax: +1 919-254-6243
+ EMail: dudleyg@us.ibm.com
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 44]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+6.0 Appendix - Packet Format
+
+6.1 HPR Use of IP Formats
+
++----------------------------------------------------------------------+
+| 6.1.1 IP Format for LLC Commands and Responses |
+| |
+| The formats described here are used for the |
+| following LLC commands and responses: XID |
+| command and response, TEST command and response, |
+| DISC command, and DM response. |
++----------------------------------------------------------------------+
+
+
++----------------------------------------------------------------------+
+| IP Format for LLC Commands and Responses |
++-------+-----+--------------------------------------------------------+
+| Byte | Bit | Content |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| 0-p | | IP header (see note 1) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+1- | | UDP header (see note 2) |
+| p+8 | | |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+9- | | IEEE 802.2 LLC header (see note 3) |
+ _____________________
+| p+11 | | |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+9 | | DSAP: same as for the base APPN (i.e., X'04' or an |
+| | | installation-defined value) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+10 | | SSAP: same as for the base APPN (i.e., X'04' or an |
+| | | installation-defined value) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+11 | | Control: set as appropriate |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+12-n| | Remainder of PDU: XID3 or TEST information field, or |
+| | | null for DISC command and DM response |
++-------+-----+--------------------------------------------------------+
+
+
+
+
+
+Dudley Informational [Page 45]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
++-------+-----+--------------------------------------------------------+
+| | | Note 1: Rules for encoding the IP header can be found |
+| | | in RFC 791. |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| | | Note 2: Rules for encoding the UDP header can be |
+| | | found in RFC 768. |
++-------+-----+--------------------------------------------------------+
+
++----------------------------------------------------------------------+
+| IP Format for LLC Commands and Responses |
++-------+-----+--------------------------------------------------------+
+| Byte | Bit | Content |
++-------+-----+--------------------------------------------------------+
+
++-------+-----+--------------------------------------------------------+
+| | | Note 3: Rules for encoding the IEEE 802.2 LLC header |
+| | | can be found in ISO/IEC 8802-2:1994 (ANSI/IEEE Std |
+| | | 802.2, 1994 Edition), Information technology - |
+| | | Telecommunications and information exchange between |
+| | | systems - Local and metropolitan area networks - |
+| | | Specific requirements - Part 2: Logical Link Control. |
++-------+-----+--------------------------------------------------------+
+
++----------------------------------------------------------------------+
+| 6.1.2 IP Format for NLPs in UI Frames |
+| |
+| This format is used for either LDLC specific |
+| messages or HPR session and control traffic. |
++----------------------------------------------------------------------+
++----------------------------------------------------------------------+
+| IP Format for NLPs in UI Frames |
++-------+-----+--------------------------------------------------------+
+| Byte | Bit | Content |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| 0-p | | IP header (see note 1) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+1- | | UDP header (see note 2) |
+| p+8 | | |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+9- | | IEEE 802.2 LLC header |
+ _____________________
+| p+11 | | |
++-------+-----+--------------------------------------------------------+
+
+
+
+
+Dudley Informational [Page 46]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
++-------+-----+--------------------------------------------------------+
+| p+9 | | DSAP: the destination SAP obtained from the IEEE |
+| | | 802.2 LLC (X'80') subfield in the HPR Capabilities |
+| | | (X'61') control vector in the received XID3 (see note |
+| | | 3) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+10 | | SSAP: the source SAP obtained from the IEEE 802.2 LLC |
+| | | (X'80') subfield in the HPR Capabilities (X'61') |
+| | | control vector in the sent XID3 (see note 4) |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+11 | | Control: |
++-------+-----+-------+------------------------------------------------+
+| | | X'03' | UI with P/F bit off |
++-------+-----+-------+------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| p+12-n| | Remainder of PDU: NLP |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| | | Note 1: Rules for encoding the IP header can be found |
+| | | in RFC 791. |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| | | Note 2: Rules for encoding the UDP header can be |
+| | | found in RFC 768. |
++-------+-----+--------------------------------------------------------+
++----------------------------------------------------------------------+
+| IP Format for NLPs in UI Frames |
++-------+-----+--------------------------------------------------------+
+| Byte | Bit | Content |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| | | Note 3: The User-Defined Address bit is considered |
+| | | part of the DSAP. The Individual/Group bit in the |
+| | | DSAP field is set to 0 by the sender and ignored by |
+| | | the receiver. |
++-------+-----+--------------------------------------------------------+
++-------+-----+--------------------------------------------------------+
+| | | Note 4: The User-Defined Address bit is considered |
+| | | part of the SSAP. The Command/Response bit in the |
+| | | SSAP field is set to 0 by the sender and ignored by |
+| | | the receiver. |
++-------+-----+--------------------------------------------------------+
+
+
+
+
+
+
+
+Dudley Informational [Page 47]
+
+RFC 2353 APPN/HPR in IP Networks May 1998
+
+
+7.0 Full Copyright Statement
+
+Copyright (C) The Internet Society (1997). All Rights Reserved.
+
+This document and translations of it may be copied and furnished to
+others, and derivative works that comment on or otherwise explain it or
+assist in its implementation may be prepared, copied, published and
+distributed, in whole or in part, without restriction of any kind,
+provided that the above copyright notice and this paragraph are included
+on all such copies and derivative works. However, this document itself
+may not be modified in any way, such as by removing the copyright notice
+or references to the Internet Society or other Internet organizations,
+except as needed for the purpose of developing Internet standards in
+which case the procedures for copyrights defined in the Internet
+Standards process must be followed, or as required to translate it into
+languages other than English.
+
+The limited permissions granted above are perpetual and will not be
+revoked by the Internet Society or its successors or assigns.
+
+This document and the information contained herein is provided on an "AS
+IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING TASK
+FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING BUT NOT
+LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION HEREIN WILL NOT
+INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF MERCHANTABILITY OR
+FITNESS FOR A PARTICULAR PURPOSE.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dudley Informational [Page 48]
+