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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group L-N. Hamer
+Request for Comments: 3521 B. Gage
+Category: Informational Nortel Networks
+ H. Shieh
+ AT&T Wireless
+ April 2003
+
+
+ Framework for Session Set-up with Media Authorization
+
+Status of this Memo
+
+ This memo provides information for the Internet community. It does
+ not specify an Internet standard of any kind. Distribution of this
+ memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2003). All Rights Reserved.
+
+Abstract
+
+ Establishing multimedia streams must take into account requirements
+ for end-to-end QoS, authorization of network resource usage and
+ accurate accounting for resources used. During session set up,
+ policies may be enforced to ensure that the media streams being
+ requested lie within the bounds of the service profile established
+ for the requesting host. Similarly, when a host requests resources
+ to provide a certain QoS for a packet flow, policies may be enforced
+ to ensure that the required resources lie within the bounds of the
+ resource profile established for the requesting host.
+
+ To prevent fraud and to ensure accurate billing, this document
+ describes various scenarios and mechanisms that provide the linkage
+ required to verify that the resources being used to provide a
+ requested QoS are in-line with the media streams requested (and
+ authorized) for the session.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 1]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+Table of Contents
+
+ 1. Introduction....................................................2
+ 2. Conventions used in this document...............................3
+ 3. Definition of terms.............................................4
+ 4. The Coupled Model...............................................5
+ 4.1 Coupled Model Message Flows...............................6
+ 4.2 Coupled Model Authorization Token.........................8
+ 4.3 Coupled Model Protocol Impacts............................8
+ 5. The Associated Model <<using One Policy Server>>................8
+ 5.1 Associated Model Message Flows
+ <<using One Policy Server>>...............................9
+ 5.2 Associated Model Authorization Token
+ <<using One Policy Server>>..............................11
+ 5.3 Associated Model Protocol Impacts
+ <<using One Policy Server>>..............................11
+ 5.4 Associated Model Network Impacts
+ <<using One Policy Server>>..............................12
+ 6. The Associated Model <<using Two Policy Servers>>..............12
+ 6.1 Associated Model Message Flows
+ <<using Two Policy Servers>>.............................13
+ 6.2 Associated Model Authorization Token
+ <<using Two Policy Servers>>.............................15
+ 6.3 Associated Model Protocol Impacts
+ <<using Two Policy Servers>>.............................16
+ 7. The Non-Associated Model........................................16
+ 7.1 Non-Associated Model Message Flow........................17
+ 7.2 Non-Associated Model Authorization Token.................19
+ 7.3 Non-Associated Model Protocol Impacts....................19
+ 8. Conclusions....................................................20
+ 9. Security Considerations........................................21
+ 10. Normative References...........................................22
+ 11. Informative References.........................................23
+ 12. Acknowledgments................................................23
+ 13. Authors' Addresses.............................................24
+ 14. Full Copyright Statement.......................................25
+
+1. Introduction
+
+ Various mechanisms have been defined through which end hosts can use
+ a session management protocol (e.g., SIP [6]) to indicate that QoS
+ requirements must be met in order to successfully set up a session.
+ However, a separate protocol (e.g., RSVP [7]) is used to request the
+ resources required to meet the end-to-end QoS of the media stream.
+ To prevent fraud and to ensure accurate billing, some linkage is
+
+
+
+
+
+
+Hamer, et al. Informational [Page 2]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ required to verify that the resources being used to provide the
+ requested QoS are in-line with the media streams requested (and
+ authorized) for the session.
+
+ This document describes such a linkage through use of a "token" that
+ provides capabilities similar to that of a gate in [12] and of a
+ ticket in the push model of [10]. The token is generated by a policy
+ server (or a session management server) and is transparently relayed
+ through the end host to the edge router where it is used as part of
+ the policy-controlled flow admission process.
+
+ In some environments, authorization of media streams can exploit the
+ fact that pre-established relationships exist between elements of the
+ network (e.g., session management servers, edge routers, policy
+ servers and end hosts). Pre-established relationships assume that
+ the different network elements are configured with the identities of
+ the other network elements and, if necessary, are configured with
+ security keys, etc. required to establish a trust relationship. In
+ other environments, however, such pre-established relationships may
+ not exist either due to the complexity of creating these associations
+ a priori (e.g., in a network with many elements), or due to the
+ different business entities involved (e.g., service provider and
+ access provider), or due to the dynamic nature of these associations
+ (e.g., in a mobile environment).
+
+ In this document, we describe these various scenarios and the
+ mechanisms used for exchanging information between network elements
+ in order to authorize the use of resources for a service and to
+ coordinate actions between the session and resource management
+ entities. Specific extensions to session management protocols (e.g.,
+ SIP [6], H.323), to resource reservation protocols (e.g., RSVP [4],
+ YESSIR) and to policy management protocols (e.g., COPS-PR [9], COPS-
+ RSVP [3]) required to realize these scenarios and mechanisms are
+ beyond the scope of this document.
+
+ For clarity, this document will illustrate the media authorization
+ concepts using SIP for session signalling, RSVP for resource
+ reservation and COPS for interaction with the policy servers. Note,
+ however, that the framework could be applied to a multimedia services
+ scenario using different signalling protocols.
+
+2. Conventions used in this document
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in BCP 14, RFC 2119 [1].
+
+
+
+
+
+Hamer, et al. Informational [Page 3]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+3. Definition of terms
+
+ Figure 1 introduces a generic model for session establishment, QoS
+ and policy enforcement.
+
+ +-------------------------------------+ +---+
+ | SCD - Service Control Domain | | |
+ | +-----------------------+ +--------+| | I |
+ | |Session management | |Policy || | n |
+ | |server | |Server || | t |
+ | | +---------+ +------+ | | +----+||<->| e |
+ | | |SIP Proxy| |PEP |<-|-|->|PDP ||| | r |
+ | | +---------+ +------+ | | +----+|| | - |
+ | +-----------------------+ +--------+| | c |
+ | | | o |
+ +-------------------------------------+ | n |
+ | n |
+ +-------------------------------------+ | e |
+ | RCD - Resource Control Domain | | c |
+ | | | t |
+ | | | i |
+ | +------------+ +-------------+ | | n |
+ +----------+ | |Edge Router | |Policy Server| | | g |
+ | End | | | | | | | | |
+ | Host | | |+----------+| |+----------+ | | | N |
+ |+--------+| | ||RSVP Agent|| ||PDP | | | | e |
+ ||RSVP ||<->| |+----------+|<-->|+----------+ | |<->| t |
+ ||Client || | |+----------+| | | | | w |
+ |+--------+| | || PEP || | | | | o |
+ ||SIP User|| | |+----------+| | | | | r |
+ ||Agent || | +------------+ +-------------+ | | k |
+ |+--------+| | | | |
+ +----------+ +-------------------------------------+ +---+
+
+ Figure 1: Generic media authorization network model
+
+ EH - End Host: The End Host is a device used by a subscriber to
+ access network services. The End Host includes a client for
+ requesting network services (e.g., through SIP) and a client for
+ requesting network resources (e.g., through RSVP).
+
+ ER - Edge Router: The Edge Router is a network element connecting the
+ end host to the rest of the Resource Control Domain. The Edge Router
+ contains a PEP to enforce policies related to resource usage in the
+ Resource Control Domain by the End Host. It also contains a
+ signalling agent (e.g., for RSVP) for handling resource reservation
+ requests from the End Host.
+
+
+
+
+Hamer, et al. Informational [Page 4]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ PDP - Policy Decision Point: The PDP is a logical entity located in
+ the Policy Server that is responsible for authorizing or denying
+ access to services and/or resources.
+
+ PEP - Policy Enforcement Point: The PEP is a logical entity that
+ enforces policy decisions made by the PDP. Note that other PEPs may
+ reside in other network elements not shown in the model of Figure 1,
+ however they will not be discussed in this document.
+
+ PS - Policy Server: The Policy Server is a network element that
+ includes a PDP. Note that there may be a PS in the Service Control
+ Domain to control use of services and there may be a separate PS in
+ the Resource Control Domain to control use of resources along the
+ packet forwarding path. Note also that network topology may require
+ multiple Policy Servers within either Domain, however they provide
+ consistent policy decisions to offer the appearance of a single PDP
+ in each Domain.
+
+ RCD - Resource Control Domain: The Resource Control Domain is a
+ logical grouping of elements that provide connectivity along the
+ packet forwarding paths to and from an End Host. The RCD contains ER
+ and PS entities whose responsibilities include management of
+ resources along the packet forwarding paths. Note that there may be
+ one or more RCDs within an autonomous domain.
+
+ SCD - Service Control Domain: The Service Control Domain is a logical
+ grouping of elements that offer applications and content to
+ subscribers of their services. The Session Management Server resides
+ in the SCD along with a PS. Note that there may be one or more SCDs
+ within an autonomous domain.
+
+ SMS - Session Management Server: The Session Management Server is a
+ network element providing session management services (e.g.,
+ telephony call control). The Session Management Server contains a
+ PEP to enforce policies related to use of services by the End Host.
+ It also contains a signalling agent or proxy (e.g., for SIP) for
+ handling service requests from the End Host.
+
+4. The Coupled Model
+
+ In some environments, a pre-established trust relationship exists
+ between elements of the network (e.g., session management servers,
+ edge routers, policy servers and end hosts). We refer to this as the
+ "coupled model", indicating the tight relationship between entities
+ that is presumed. The key aspects of this scenario are the
+ following:
+
+
+
+
+
+Hamer, et al. Informational [Page 5]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - Policy decisions, including media authorization, are made by a
+ single Policy Server.
+
+ - The Edge Router, Session Management Servers and Policy Server
+ involved in establishing the session are known a priori. For
+ example, the End Host may be configured to use a Session
+ Management Server associated with the Edge Router to which the EH
+ is connected.
+
+ - There are pre-defined trust relationships between the SMS and the
+ PS and between the ER and the PS.
+
+ +--------+
+ +------+ | |
+ | | 1 +--------------------+ 2 | |
+ | |-------->| Session Management |----->| |
+ | |<--------| Server |<-----| |
+ | | 4 +--------------------+ 3 | |
+ | End | | Policy |
+ | Host | | Server |
+ | | | |
+ | | 5 +--------------------+ 6 | |
+ | |-------->| Edge |----->| |
+ | |<--------| Router |<-----| |
+ | | 8 +--------------------+ 7 | |
+ +------+ | |
+ +--------+
+
+ Figure 2: The Coupled Model
+
+4.1 Coupled Model Message Flows
+
+ In this model, it is assumed that there is one Policy Server serving
+ both the Service Control and Resource Control Domains and that there
+ are pre-defined trust relationships between the PS and SMS and
+ between the PS and ER. Communications between these entities are
+ then possible as described below. Only the originating side flows
+ are described for simplicity. The same concepts apply to the
+ terminating side.
+
+ 1. The End Host issues a session set-up request (e.g., SIP INVITE) to
+ the Session Management Server indicating, among other things, the
+ media streams to be used in the session. As part of this step,
+ the End Host may authenticate itself to the Session Management
+ Server.
+
+
+
+
+
+
+Hamer, et al. Informational [Page 6]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ 2. The Session Management Server, possibly after waiting for
+ negotiation of the media streams to be completed, sends a policy
+ decision request (e.g., COPS REQ) to the Policy Server in order to
+ determine if the session set-up request should be allowed to
+ proceed.
+
+ 3. The Policy Server sends a decision (e.g., COPS DEC) to the Session
+ Management Server, possibly after modifying the parameters of the
+ media to be used. Included in this response is a "token" that can
+ subsequently be used by the Policy Server to identify the session
+ and the media it has authorized.
+
+ 4. The Session Management Server sends a response to the End Host
+ (e.g., SIP 200 or 183) indicating that session set-up is complete
+ or is progressing. Included in this response is a description of
+ the negotiated media along with the token from the Policy Server.
+
+ 5. The End Host issues a request (e.g., RSVP PATH) to reserve the
+ resources necessary to provide the required QoS for the media
+ stream. Included in this request is the token from the Policy
+ Server provided via the Session Management Server.
+
+ 6. The Edge Router intercepts the reservation request and sends a
+ policy decision request (e.g., COPS REQ) to the Policy Server in
+ order to determine if the resource reservation request should be
+ allowed to proceed. Included in this request is the token from
+ the Policy Server provided by the End Host. The Policy Server
+ uses this token to correlate the request for resources with the
+ media authorization previously provided to the Session Management
+ Server.
+
+ 7. The Policy Server sends a decision (e.g., COPS DEC) to the Edge
+ Router, possibly after modifying the parameters of the resources
+ to be reserved.
+
+ 8. The Edge Router, possibly after waiting for end-to-end negotiation
+ for resources to be completed, sends a response to the End Host
+ (e.g., RSVP RESV) indicating that resource reservation is complete
+ or is progressing.
+
+
+
+
+
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 7]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+4.2 Coupled Model Authorization Token
+
+ In the Coupled Model, the Policy Server is the only network entity
+ that needs to interpret the contents of the token. Therefore, in
+ this model, the contents of the token are implementation dependent.
+ Since the End Host is assumed to be untrusted, the Policy Server
+ SHOULD take measures to ensure that the integrity of the token is
+ preserved in transit; the exact mechanisms to be used are also
+ implementation dependent.
+
+4.3 Coupled Model Protocol Impacts
+
+ The use of a media authorization token in the Coupled Model requires
+ the addition of new fields to several protocols:
+
+ - Resource reservation protocol. A new protocol field or object
+ MUST be added to the resource reservation protocol to
+ transparently transport the token from the End Host to the Edge
+ Router. The content and internal structure (if any) of this
+ object SHOULD be opaque to the resource reservation protocol. For
+ example, this is achieved in RSVP with the Policy Data object
+ defined in [8].
+
+ - Policy management protocol. A new protocol field or object MUST
+ be added to the policy management protocol to transparently
+ transport the token from the Policy Server to the Session
+ Management Server and from the Edge Router to the Policy Server.
+ The content and internal structure (if any) of this object SHOULD
+ be opaque to the policy management protocol. For example, this is
+ achieved in COPS-RSVP with the Policy Data object defined in [8].
+
+ - Session management protocol. A new protocol field or object MUST
+ be added to the session management protocol to transparently
+ transport the media authorization token from the Session
+ Management Server to the End Host. The content and internal
+ structure (if any) of this object SHOULD be opaque to the session
+ management protocol (e.g., SIP [6]).
+
+5. The Associated Model <<using One Policy Server>>
+
+ In this scenario, there are multiple instances of the Session
+ Management Servers, Edge Routers and Policy Servers. This leads to a
+ network of sufficient complexity that it precludes distributing
+ knowledge of network topology to all network entities. The key
+ aspects of this scenario are the following:
+
+
+
+
+
+
+Hamer, et al. Informational [Page 8]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - Policy decisions, including media authorization, are made by the
+ same Policy Server for both the Session Management Server and the
+ Edge Router. However, the Policy Server may change on a per-
+ transaction basis, i.e., on a per policy request basis.
+
+ - The Edge Router, Session Management Server and Policy Server
+ involved in establishing the session are not known a priori. For
+ example, the End Host may be dynamically configured to use one of
+ a pool of Session Management Servers and each of the Session
+ Management Servers may be statically configured to use one of a
+ pool of Policy Servers.
+
+ In another example, the End Host may be mobile and continually
+ changing the Edge Router that its point of attachment uses to
+ communicate with the rest of the network.
+
+ - There are pre-defined trust relationships between the SMS and the
+ PS and between the ER and the PS.
+
+ +---------------------+ +---------+
+ | SMS 'n' |<-->| PS 'm' |
+ +---------------------+ +--------+ |
+ +------+ : : : | | |
+ | | 1 +--------------------+ 2 | | |
+ | |-------->| Session Management |----->| | |
+ | |<--------| Server 1 |<-----| | |
+ | | 4 +--------------------+ 3 | | |
+ | End | | Policy | |
+ | Host | +--------------------+ | Server | |
+ | | | ER 'n' | | 1 | |
+ | | 5 +-+------------------+ | | | |
+ | |-------->| Edge |-+ 6 | | |
+ | |<--------| Router |----->| | |
+ | | 8 +--------------------+ 7 | | |
+ +------+ <-----| |-+
+ +--------+
+
+ Figure 3: The Associated Model using One Policy Server
+
+5.1 Associated Model Message Flows <<using One Policy Server>>
+
+ In this model, it is assumed that a Policy Server can make decisions
+ for both the Service Control and Resource Control Domains and that
+ there are pre-defined trust relationships between the PS and SMS and
+ between the PS and ER. Communications between these entities are
+ then possible as described below. Only the originating side flows
+ are described for simplicity. The same concepts apply to the
+ terminating side.
+
+
+
+Hamer, et al. Informational [Page 9]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ 1. The End Host issues a session set-up request (e.g., SIP INVITE) to
+ the Session Management Server indicating, among other things, the
+ media streams to be used in the session. As part of this step,
+ the End Host may authenticate itself to the Session Management
+ Server.
+
+ 2. The Session Management Server, possibly after waiting for
+ negotiation of the media streams to be completed, sends a policy
+ decision request (e.g., COPS REQ) to the Policy Server in order to
+ determine if the session set-up request should be allowed to
+ proceed.
+
+ 3. The Policy Server sends a decision (e.g., COPS DEC) to the Session
+ Management Server, possibly after modifying the parameters of the
+ media to be used. Included in this response is a "token" that can
+ subsequently be used by the Policy Server to identify the session
+ and the media it has authorized.
+
+ 4. The Session Management Server sends a response to the End Host
+ (e.g., SIP 200 or 183) indicating that session set-up is complete
+ or is progressing. Included in this response is a description of
+ the negotiated media along with the token from the Policy Server.
+
+ 5. The End Host issues a request (e.g., RSVP PATH) to reserve the
+ resources necessary to provide the required QoS for the media
+ stream. Included in this request is the token from the Policy
+ Server provided via the Session Management Server.
+
+ 6. The Edge Router intercepts the reservation request and inspects
+ the token to learn which Policy Server authorized the media. It
+ then sends a policy decision request to that Policy Server in
+ order to determine if the resource reservation request should be
+ allowed to proceed. Included in this request is the token from
+ the Policy Server provided by the End Host. The Policy Server
+ uses this token to correlate the request for resources with the
+ media authorization previously provided to the Session Management
+ Server.
+
+ 7. The Policy Server sends a decision to the Edge Router, possibly
+ after modifying the parameters of the resources to be reserved.
+
+ 8. The Edge Router, possibly after waiting for end-to-end negotiation
+ for resources to be completed, sends a response to the End Host
+ (e.g., RSVP RESV) indicating that resource reservation is complete
+ or is progressing.
+
+
+
+
+
+
+Hamer, et al. Informational [Page 10]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+5.2 Associated Model Authorization Token <<using One Policy Server>>
+
+ Since the ER does not know which SMS and PS are involved in session
+ establishment, the token MUST include:
+
+ - A correlation identifier. This is information that the Policy
+ Server can use to correlate the resource reservation request with
+ the media authorized during session set up. The Policy Server is
+ the only network entity that needs to interpret the contents of
+ the correlation identifier therefore, in this model, the contents
+ of the correlation identifier are implementation dependent. Since
+ the End Host is assumed to be untrusted, the Policy Server SHOULD
+ take measures to ensure that the integrity of the correlation
+ identifier is preserved in transit; the exact mechanisms to be
+ used are also implementation dependent.
+
+ - The identity of the authorizing entity. This information is used
+ by the Edge Router to determine which Policy Server should be used
+ to solicit resource policy decisions.
+
+ In some environments, an Edge Router may have no means for
+ determining if the identity refers to a legitimate Policy Server
+ within its domain. In order to protect against redirection of
+ authorization requests to a bogus authorizing entity, the token
+ SHOULD also include:
+
+ - Authentication data. This authentication data is calculated over
+ all other fields of the token using an agreed mechanism. The
+ mechanism used by the Edge Router is beyond the scope of this
+ document.
+
+ The detailed semantics of an authorization token are defined in [4].
+
+5.3 Associated Model Protocol Impacts <<using One Policy Server>>
+
+ The use of a media authorization token in this version of the
+ Associated Model requires the addition of new fields to several
+ protocols:
+
+ - Resource reservation protocol. A new protocol field or object
+ MUST be added to the resource reservation protocol to
+ transparently transport the token from the End Host to the Edge
+ Router. The content and internal structure of this object MUST be
+ specified so that the Edge Router can distinguish between the
+ elements of the token described in Section 5.2. For example, this
+ is achieved in RSVP with the Policy Data object defined in [8].
+
+
+
+
+
+Hamer, et al. Informational [Page 11]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - Policy management protocol. A new protocol field or object MUST
+ be added to the policy management protocol to transparently
+ transport the token -- or at least the correlation identifier --
+ from the Edge Router to the Policy Server. The content and
+ internal structure of this object SHOULD be opaque to the policy
+ management protocol. For example, this is achieved in COPS-RSVP
+ with the Policy Data object defined in [8].
+
+ - Session management protocol. A new protocol field or object MUST
+ be added to the session management protocol to transparently
+ transport the media authorization token from the Session
+ Management Server to the End Host. The content and internal
+ structure of this object SHOULD be opaque to the session
+ management protocol (e.g., SIP [6]).
+
+5.4 Associated Model Network Impacts <<using One Policy Server>>
+
+ The use of a media authorization token in this version of the
+ Associated Model requires that the Edge Router inspect the token to
+ learn which Policy Server authorized the media. In some
+ environments, it may not be possible for the Edge Router to perform
+ this function; in these cases, an Associated Model using Two Policy
+ Servers (section 6) is required.
+
+ This version of the Associated Model also requires that the Edge
+ Router interact with multiple Policy Servers. Policy decisions are
+ made by the same Policy Server for both the Session Management Server
+ and the Edge Router, however the Policy Server may change on per-
+ transaction basis. Note that the COPS framework does not currently
+ allow PEPs to change PDP on a per-transaction basis. To use this
+ model, a new framework must be defined for policy decision
+ outsourcing. This model also implies that the Policy Servers are
+ able to interact and/or make decisions for the Edge Router in a
+ consistent manner (e.g., as though there is only a single RCD Policy
+ Server). How this is accomplished is beyond the scope of this
+ document.
+
+6. The Associated Model <<using Two Policy Servers>>
+
+ In this scenario, there are multiple instances of the Session
+ Management Servers, Edge Routers and Policy Servers. This leads to a
+ network of sufficient complexity that it precludes distributing
+ knowledge of network topology to all network entities. The key
+ aspects of this scenario are the following:
+
+ - Policy decisions, including media authorization, are made by
+ Policy Servers.
+
+
+
+
+Hamer, et al. Informational [Page 12]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - There is a PS in the Resource Control Domain that is separate from
+ the PS in the Service Control Domain.
+
+ - The Edge Router, Session Management Server and Policy Servers
+ involved in establishing the session are not known a priori. For
+ example, the End Host may be dynamically configured to use one of
+ a pool of Session Management Servers or the End Host may be mobile
+ and continually changing the Edge Router that it uses to
+ communicate with the rest of the network.
+
+ - There is a pre-defined trust relationship between the SMS and the
+ SCD PS.
+
+ - There is a pre-defined trust relationship between the ER and the
+ RCD PS.
+
+ - There is a pre-defined trust relationship between the RCD and SCD
+ Policy Servers.
+
+ +--------------------+ +--------+
+ +------+ | SMS `n' | | |
+ | | 1 +-+------------------+ | | SCD |
+ | |-------->| Session Management |-+ 2 | Policy |
+ | |<--------| Server |----->| Server |
+ | | 4 +--------------------+<-----| |
+ | End | 3 +--------+
+ | | 7 ^ |
+ | Host | +--------------------+ | v 8
+ | | | ER 'n' | +--------+
+ | | 5 +-+------------------+ | | |
+ | |-------->| Edge |-+ 6 | RCD |
+ | |<--------| Router |----->| Policy |
+ | | 10 +--------------------+<--- -| Server |
+ +------+ 9 | |
+ +--------+
+
+ Figure 4: The Associated Model using Two Policy Servers
+
+6.1 Associated Model Message Flows <<using Two Policy Servers>>
+
+ In this model, it is assumed that there is one Policy Server for the
+ Service Control Domain and a different Policy Server for the Resource
+ Control Domain. There are pre-defined trust relationships between
+ the SCD PS and SMS, between the RCD PS and ER and between the RCD and
+ SCD Policy Servers. Communications between these entities are then
+ possible as described below. Only the originating side flows are
+ described for simplicity. The same concepts apply to the terminating
+ side.
+
+
+
+Hamer, et al. Informational [Page 13]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ 1. The End Host issues a session set-up request (e.g., SIP INVITE)
+ to the Session Management Server indicating, among other things,
+ the media streams to be used in the session. As part of this
+ step, the End Host may authenticate itself to the Session
+ Management Server.
+
+ 2. The Session Management Server, possibly after waiting for
+ negotiation of the media streams to be completed, sends a policy
+ decision request (e.g., COPS REQ) to the SCD Policy Server in
+ order to determine if the session set-up request should be
+ allowed to proceed.
+
+ 3. The SCD Policy Server sends a decision (e.g., COPS DEC) to the
+ Session Management Server, possibly after modifying the
+ parameters of the media to be used. Included in this response is
+ a "token" that can subsequently be used by the SCD Policy Server
+ to identify the session and the media it has authorized.
+
+ 4. The Session Management Server sends a response to the End Host
+ (e.g., SIP 200 or 183) indicating that session set-up is complete
+ or is progressing. Included in this response is a description of
+ the negotiated media along with the token from the SCD Policy
+ Server.
+
+ 5. The End Host issues a request (e.g., RSVP PATH) to reserve the
+ resources necessary to provide the required QoS for the media
+ stream. Included in this request is the token from the SCD
+ Policy Server provided via the Session Management Server.
+
+ 6. The Edge Router intercepts the reservation request and sends a
+ policy decision request (e.g., COPS REQ) to the RCD Policy Server
+ in order to determine if the resource reservation request should
+ be allowed to proceed. Included in this request is the token
+ from the SCD Policy Server provided by the End Host.
+
+ 7. The RCD Policy Server uses this token to learn which SCD Policy
+ Server authorized the media. It then sends an authorization
+ request [11] to that SCD Policy Server in order to determine if
+ the resource reservation request should be allowed to proceed.
+ Included in this request is the token from the SCD Policy Server
+ provided by the End Host.
+
+ 8. The SCD Policy Server uses this token to correlate the request
+ for resources with the media authorization previously provided to
+ the Session Management Server. The SCD Policy Server sends a
+ decision [11] to the RCD Policy Server on whether the requested
+ resources are within the bounds authorized by the SCD Policy
+ Server.
+
+
+
+Hamer, et al. Informational [Page 14]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ 9. The RCD Policy Server sends a decision (e.g., COPS DEC) to the
+ Edge Router, possibly after modifying the parameters of the
+ resources to be reserved.
+
+ 10. The Edge Router, possibly after waiting for end-to-end
+ negotiation for resources to be completed, sends a response to
+ the End Host (e.g., RSVP RESV) indicating that resource
+ reservation is complete or is progressing
+
+6.2 Associated Model Authorization Token <<using Two Policy Servers>>
+
+ Since the RCD Policy Server does not know which SMS and SCD PS are
+ involved in session establishment, the token MUST include:
+
+ - A correlation identifier. This is information that the SCD Policy
+ Server can use to correlate the resource reservation request with
+ the media authorized during session set up. The SCD Policy Server
+ is the only network entity that needs to interpret the contents of
+ the correlation identifier therefore, in this model, the contents
+ of the correlation identifier are implementation dependent. Since
+ the End Host is assumed to be untrusted, the SCD Policy Server
+ SHOULD take measures to ensure that the integrity of the
+ correlation identifier is preserved in transit; the exact
+ mechanisms to be used are also implementation dependent.
+
+ - The identity of the authorizing entity. This information is used
+ by the RCD Policy Server to determine which SCD Policy Server
+ should be used to verify the contents of the resource reservation
+ request.
+
+ In some environments, an RCD Policy Server may have no means for
+ determining if the identity refers to a legitimate SCD Policy Server.
+ In order to protect against redirection of authorization requests to
+ a bogus authorizing entity, the token SHOULD include:
+
+ - Authentication data. This authentication data is calculated over
+ all other fields of the token using an agreed mechanism. The
+ mechanism used by the RCD Policy Server is beyond the scope of
+ this document.
+
+ Note that the information in this token is the same as that in
+ Section 5.2 for the "One Policy Server" scenario.
+
+ The detailed semantics of an authorization token are defined in [4].
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 15]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+6.3 Associated Model Protocol Impacts <<using Two Policy Servers>>
+
+ The use of a media authorization token in this version of the
+ Associated Model requires the addition of new fields to several
+ protocols:
+
+ - Resource reservation protocol. A new protocol field or object
+ MUST be added to the resource reservation protocol to
+ transparently transport the token from the End Host to the Edge
+ Router. The content and internal structure of this object SHOULD
+ be opaque to the resource reservation protocol. For example, this
+ is achieved in RSVP with the Policy Data object defined in [8].
+
+ - Policy management protocol. A new protocol field or object MUST
+ be added to the policy management protocol to transport the token
+ from the SCD Policy Server to the Session Management Server and
+ from the Edge Router to the RCD Policy Server. The content and
+ internal structure of this object MUST be specified so that the
+ Policy Servers can distinguish between the elements of the token
+ described in Section 6.2. For example, this is achieved in COPS-
+ RSVP with the Policy Data object defined in [8].
+
+ - Session management protocol. A new protocol field or object MUST
+ be added to the session management protocol to transparently
+ transport the media authorization token from the Session
+ Management Server to the End Host. The content and internal
+ structure of this object SHOULD be opaque to the session
+ management protocol (e.g., SIP [6]).
+
+ Note that these impacts are the same as those discussed in Section
+ 5.3 for the "One Policy Server" scenario. However the use of two
+ Policy Servers has one additional impact:
+
+ - Authorization protocol. A new protocol field or object MUST be
+ added to the authorization protocol to transport the token from
+ the RCD Policy Server to the SCD Policy Server. The content and
+ internal structure of this object MUST be specified so that the
+ Policy Servers can distinguish between the elements of the token
+ described in Section 6.2.
+
+7. The Non-Associated Model
+
+ In this scenario, the Session Management Servers and Edge Routers are
+ associated with different Policy Servers, the network entities do not
+ have a priori knowledge of the topology of the network and there are
+ no pre-established trust relationships between entities in the
+ Resource Control Domain and entities in the Service Control Domain.
+ The key aspects of this scenario are the following:
+
+
+
+Hamer, et al. Informational [Page 16]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - Policy decisions, including media authorization, are made by
+ Policy Servers.
+
+ - The PS in the Resource Control Domain is separate from the PS in
+ the Service Control Domain.
+
+ - There is a pre-defined trust relationship between the SMS and the
+ SCD PS.
+
+ - There is a pre-defined trust relationship between the ER and the
+ RCD PS.
+
+ - There are no pre-defined trust relationships between the ER and
+ SMS or between the RCD and SCD Policy Servers.
+
+ +--------+
+ +------+ | |
+ | | 1 +--------------------+ 2 | SCD |
+ | |-------->| Session Management |----->| Policy |
+ | |<--------| Server |<-----| Server |
+ | | 4 +--------------------+ 3 | |
+ | End | +--------+
+ | Host |
+ | | +--------+
+ | | 5 +--------------------+ 6 | |
+ | |-------->| Edge |----->| RCD |
+ | |<--------| Router |<-----| Policy |
+ | | 8 +--------------------+ 7 | Server |
+ +------+ | |
+ +--------+
+
+ Figure 5: The Non-Associated Model
+
+7.1 Non-Associated Model Message Flow
+
+ In this model it is assumed that the policy servers make independent
+ decisions for their respective domains, obviating the need for
+ information exchange between policy servers. This model also enables
+ session authorization when communication between policy servers is
+ not possible for various reasons. It may also be used as a means to
+ speed up session setup and still ensure proper authorization is
+ performed.
+
+ This model does not preclude the possibility that the policy servers
+ may communicate at other times for other purposes (e.g., exchange of
+ accounting information).
+
+
+
+
+
+Hamer, et al. Informational [Page 17]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ Communications between network entities in this model is described
+ below. Only the originating side flows are described for simplicity.
+ The same concepts apply to the terminating side.
+
+ 1. The End Host issues a session set-up request (e.g., SIP INVITE) to
+ the Session Management Server indicating, among other things, the
+ media streams to be used in the session. As part of this step,
+ the End Host may authenticate itself to the Session Management
+ Server.
+
+ 2. The Session Management Server, possibly after waiting for
+ negotiation of the media streams to be completed, sends a policy
+ decision request (e.g., COPS REQ) to the SCD Policy Server in
+ order to determine if the session set-up request should be allowed
+ to proceed.
+
+ 3. The SCD Policy Server sends a decision (e.g., COPS DEC) to the
+ Session Management Server, possibly after modifying the parameters
+ of the media to be used. Included in this response is a "token"
+ that can subsequently be used by the RCD Policy Server to
+ determine what media has been authorized.
+
+ 4. The Session Management Server sends a response to the End Host
+ (e.g., SIP 200 or 183) indicating that session set-up is complete
+ or is progressing. Included in this response is a description of
+ the negotiated media along with the token from the SCD Policy
+ Server.
+
+ 5. The End Host issues a request (e.g., RSVP PATH) to reserve the
+ resources necessary to provide the required QoS for the media
+ stream. Included in this request is the token from the SCD Policy
+ Server provided via the Session Management Server.
+
+ 6. The Edge Router intercepts the reservation request and sends a
+ policy decision request (e.g., COPS REQ) to the RCD Policy Server
+ in order to determine if the resource reservation request should
+ be allowed to proceed. Included in this request is the token from
+ the SCD Policy Server provided by the End Host.
+
+ 7. The RCD Policy Server uses this token to extract information about
+ the media that was authorized by the SCD Policy Server. The RCD
+ Policy Server uses this information in making its decision on
+ whether the resource reservation should be allowed to proceed.
+
+ The Policy Server sends a decision (e.g., COPS DEC) to the Edge
+ Router, possibly after modifying the parameters of the resources
+ to be reserved.
+
+
+
+
+Hamer, et al. Informational [Page 18]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ 8. The Edge Router, possibly after waiting for end-to-end negotiation
+ for resources to be completed, sends a response to the End Host
+ (e.g., RSVP RESV) indicating that resource reservation is complete
+ or is progressing
+
+7.2 Non-Associated Model Authorization Token
+
+ In this model, the token MUST contain sufficient information to allow
+ the RCD Policy Server to make resource policy decisions autonomously
+ from the SCD Policy Server. The token is created using information
+ about the session received by the SMS. The information in the token
+ MUST include:
+
+ - Calling party name or IP address (e.g., from SDP "c=" parameter).
+
+ - Called party name or IP address (e.g., from SDP "c=" parameter).
+
+ - The characteristics of (each of) the media stream(s) authorized
+ for this session (e.g., codecs, maximum bandwidth from SDP "m="
+ and/or "b=" parameters).
+
+ - The authorization lifetime. To protect against replay attacks,
+ the token should be valid for only a few seconds after the start
+ time of the session.
+
+ - The identity of the authorizing entity to allow for validation of
+ the token.
+
+ - Authentication data used to prevent tampering with the token.
+ This authentication data is calculated over all other fields of
+ the token using an agreed mechanism. The mechanism used by the
+ RCD Policy Server is beyond the scope of this document.
+
+ Furthermore, the token MAY include:
+
+ - The lifetime of (each of) the media stream(s) (e.g., from SDP "t="
+ parameter). This field may be useful in pre-paid scenarios in
+ order to limit the lifetime of the session.
+
+ - The Calling and called party port numbers (e.g., from the "m="
+ parameter).
+
+ The detailed semantics of an authorization token are defined in [4].
+
+7.3 Non-Associated Model Protocol Impacts
+
+ The use of a media authorization token in the Non-Associated Model
+ requires the addition of new fields to several protocols:
+
+
+
+Hamer, et al. Informational [Page 19]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - Resource reservation protocol. A new protocol field or object
+ MUST be added to the resource reservation protocol to
+ transparently transport the token from the End Host to the Edge
+ Router. The content and internal structure of this object SHOULD
+ be opaque to the resource reservation protocol. For example, this
+ is achieved in RSVP with the Policy Data object defined in [8].
+
+ - Policy management protocol. A new protocol field or object MUST
+ be added to the policy management protocol to transport the token
+ from the SCD Policy Server to the Session Management Server and
+ from the Edge Router to the RCD Policy Server. The content and
+ internal structure of this object MUST be specified so that the
+ Policy Servers can distinguish between the elements of the token
+ described in Section 7.2. For example, this is achieved in COPS-
+ RSVP with the Policy Data object defined in [8].
+
+ - Session management protocol. A new protocol field or object MUST
+ be added to the session management protocol to transparently
+ transport the media authorization token from the Session
+ Management Server to the End Host. The content and internal
+ structure of this object SHOULD be opaque to the session
+ management protocol (e.g., SIP [6]).
+
+8. Conclusions
+
+ This document defines three models for session set-up with media
+ authorization:
+
+ - The Coupled Model which assumes a priori knowledge of network
+ topology and where pre-established trust relationships exist
+ between network entities.
+
+ - The Associated Model where there are common or trusted policy
+ servers but knowledge of the network topology is not known a
+ priori.
+
+ - The Non-Associated Model where knowledge of the network topology
+ is not known a priori, where there are different policy servers
+ involved and where a trust relationship does not exist between the
+ policy servers.
+
+ The Associated Model is applicable to environments where the network
+ elements involved in establishing a session have a pre-determined
+ trust relationship but where their identities must be determined
+ dynamically during session set up. The Non-Associated Model is
+ applicable to environments where there is a complex network topology
+ and/or where trust relationships between domains do not exist (e.g.,
+ when they are different business entities).
+
+
+
+Hamer, et al. Informational [Page 20]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ In any given network, one or more of these models may be applicable.
+ Indeed, the model to be used may be chosen dynamically during session
+ establishment based on knowledge of the end points involved in the
+ call. In all cases, however, there is no need for the End Host or
+ the Session Management Server to understand or interpret the
+ authorization token - to them it is an opaque protocol element that
+ is simply copied from one container protocol to another.
+
+ Finally, the framework defined in this document is extensible to any
+ kind of session management protocol coupled to any one of a number of
+ resource reservation and/or policy management protocols.
+
+9. Security Considerations
+
+ The purpose of this document is to describe a mechanism for media
+ authorization to prevent theft of service.
+
+ For the authorization token to be effective, its integrity MUST be
+ guaranteed as it passes through untrusted network entities such as
+ the End Host. This can be achieved by using authentication data.
+ There is no requirement for encryption of the token since it does not
+ contain confidential information that may be used by malicious users.
+
+ This document assumes that trust relationships exist between various
+ network entities, as described in each of the models. The means for
+ establishing these relationships are beyond the scope of this
+ document.
+
+ The different interfaces between the network entities described in
+ this document have different natures requiring different security
+ characteristics:
+
+ - The edge router and RCD policy server MUST have a trust
+ relationship. If necessary, this relationship can be enforced
+ through a formal security association [14].
+
+ - The network policies exchanged over the interface between edge
+ router and RCD policy server SHOULD be integrity protected. This
+ can be accomplished using integrity mechanisms built into the
+ policy control protocol (e.g., the Integrity object in COPS [2])
+ or through generic IP security mechanisms [14].
+
+ - The SCD and RCD policy servers MUST have a trust relationship in
+ the associated model. If necessary, this relationship can be
+ enforced through a formal security association [14].
+
+
+
+
+
+
+Hamer, et al. Informational [Page 21]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ - The information exchanged over the interface between policy
+ servers SHOULD be integrity protected. This can be accomplished
+ using integrity mechanisms built into the policy exchange protocol
+ [2] or through generic IP security mechanisms [14].
+
+ - The end host SHOULD be authenticated by the RCD to protect against
+ identity theft. The network resource request/responses should be
+ protected against corruption and spoofing. Thus, the interface
+ between host and edge router SHOULD provide integrity and
+ authentication of messages. For example, [13] provides integrity
+ and authentication of RSVP messages.
+
+ - The end host SHOULD be authenticated by the SCD to protect against
+ identity theft. The session setup request/response should be
+ protected against corruption and spoofing. Thus, the interface
+ between host and SMS SHOULD provide integrity and authentication
+ of messages.
+
+ - The SMS and the SCD policy server MUST have a a trust
+ relationship. If necessary, this relationship can be enforced
+ through a formal security association [14].
+
+ - The network policies exchanged over the interface between the SMS
+ and SCD policy server SHOULD be integrity protected. This can be
+ accomplished using integrity mechanisms built into the policy
+ control protocol (e.g., the Integrity object in COPS [2]) or
+ through generic IP security mechanisms [14].
+
+10. Normative References
+
+ [1] Bradner, S., "Key words for use in RFCs to Indicate Requirement
+ Levels", BCP 14, RFC 2119, March 1997.
+
+ [2] Durham, D., Boyle, J., Cohen, R., Herzog, S., Rajan, R. and A.
+ Sastry, "The COPS (Common Open Policy Service) Protocol", RFC
+ 2748, January 2000.
+
+ [3] Herzog, S., Boyle, J., Cohen, R., Durham, D., Rajan, R. and A.
+ Sastry, "COPS usage for RSVP", RFC 2749, January 2000.
+
+ [4] Hamer, L-N., Gage, B., Kosinski, B. and H. Shieh, "Session
+ Authorization Policy Element", RFC 3520, April 2003.
+
+ [5] Handley, M. and V. Jacobson, "SDP: session description
+ protocol," RFC 2327, April 1998.
+
+
+
+
+
+
+Hamer, et al. Informational [Page 22]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+ [6] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A.,
+ Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP:
+ Session Initiation Protocol", RFC 3261, June 2002.
+
+ [7] Braden, R., Zhang, L., Berson, S., Herzog, S. and S. Jamin,
+ "Resource ReSerVation protocol (RSVP) -- version 1 functional
+ specification," RFC 2205, September 1997.
+
+ [8] Herzog, S., "RSVP Extensions for Policy Control", RFC 2750,
+ January 2000.
+
+ [9] Chan, K., Seligson, J., Durham, D., Gai, S., McCloghrie, K.,
+ Herzog, S., Reichmeyer, F., Yavatkar, R. and A. Smith, "COPS
+ Usage for Policy Provisioning (COPS-PR)", RFC 3084, March 2001.
+
+11. Informative References
+
+ [10] Vollbrecht, J., Calhoun, P., Farrell, S., Gommans, L., Gross,
+ G., de Bruijn, B., de Laat, C., Holdrege, M. and P. Spence, "AAA
+ Authorization Framework", RFC 2904, August 2000.
+
+ [11] de Laat, C., Gross, G., Gommans, L., Vollbrecht, J. and D.
+ Spence, "Generic AAA Architecture", RFC 2903, August 2000.
+
+ [12] "PacketCable Dynamic Quality of Service Specification",
+ CableLabs, December 1999.
+
+ [13] Baker, F., Lindell, B. and M. Talwar, "RSVP Cryptographic
+ Authentication", RFC 2747, January 2000.
+
+ [14] Kent, S. and R. Atkinson, "Security Architecture for the
+ Internet Protocol", RFC 2401, November 1998.
+
+12. Acknowledgments
+
+ The authors would like to thank to following people for their useful
+ comments and suggestions related to this document: Kwok Ho Chan, Doug
+ Reeves, Sam Christie, Matt Broda, Yajun Liu, Brett Kosinski, Francois
+ Audet, Bill Marshall, Diana Rawlins and many others.
+
+
+
+
+
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 23]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+13. Authors' Addresses
+
+ Louis-Nicolas Hamer
+ Nortel Networks
+ PO Box 3511 Station C
+ Ottawa, ON
+ CANADA K1Y 4H7
+
+ Phone: +1 613.768.3409
+ EMail: nhamer@nortelnetworks.com
+
+
+ Bill Gage
+ Nortel Networks
+ PO Box 3511 Station C
+ Ottawa, ON
+ CANADA K1Y 4H7
+
+ Phone: +1 613.763.4400
+ EMail: gageb@nortelnetworks.com
+
+
+ Hugh Shieh
+ AT&T Wireless
+ 7277 164th Avenue NE
+ Redmond, WA
+ USA 98073-9761
+
+ Phone: +1 425.580.6898
+ EMail: hugh.shieh@attws.com
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 24]
+
+RFC 3521 Session Set-up with Media Authorization April 2003
+
+
+14. Full Copyright Statement
+
+ Copyright (C) The Internet Society (2003). All Rights Reserved.
+
+ This document and translations of it may be copied and furnished to
+ others, and derivative works that comment on or otherwise explain it
+ or assist in its implementation may be prepared, copied, published
+ and distributed, in whole or in part, without restriction of any
+ kind, provided that the above copyright notice and this paragraph are
+ included on all such copies and derivative works. However, this
+ document itself may not be modified in any way, such as by removing
+ the copyright notice or references to the Internet Society or other
+ Internet organizations, except as needed for the purpose of
+ developing Internet standards in which case the procedures for
+ copyrights defined in the Internet Standards process must be
+ followed, or as required to translate it into languages other than
+ English.
+
+ The limited permissions granted above are perpetual and will not be
+ revoked by the Internet Society or its successors or assigns.
+
+ This document and the information contained herein is provided on an
+ "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
+ TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
+ BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
+ HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
+ MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Hamer, et al. Informational [Page 25]
+