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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group J. Klensin
+Request for Comments: 5321 October 2008
+Obsoletes: 2821
+Updates: 1123
+Category: Standards Track
+
+
+ Simple Mail Transfer Protocol
+
+Status of This Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Abstract
+
+ This document is a specification of the basic protocol for Internet
+ electronic mail transport. It consolidates, updates, and clarifies
+ several previous documents, making all or parts of most of them
+ obsolete. It covers the SMTP extension mechanisms and best practices
+ for the contemporary Internet, but does not provide details about
+ particular extensions. Although SMTP was designed as a mail
+ transport and delivery protocol, this specification also contains
+ information that is important to its use as a "mail submission"
+ protocol for "split-UA" (User Agent) mail reading systems and mobile
+ environments.
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+Klensin Standards Track [Page 1]
+
+RFC 5321 SMTP October 2008
+
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 5
+ 1.1. Transport of Electronic Mail . . . . . . . . . . . . . . . 5
+ 1.2. History and Context for This Document . . . . . . . . . . 5
+ 1.3. Document Conventions . . . . . . . . . . . . . . . . . . . 6
+ 2. The SMTP Model . . . . . . . . . . . . . . . . . . . . . . . . 7
+ 2.1. Basic Structure . . . . . . . . . . . . . . . . . . . . . 7
+ 2.2. The Extension Model . . . . . . . . . . . . . . . . . . . 9
+ 2.2.1. Background . . . . . . . . . . . . . . . . . . . . . . 9
+ 2.2.2. Definition and Registration of Extensions . . . . . . 10
+ 2.2.3. Special Issues with Extensions . . . . . . . . . . . . 11
+ 2.3. SMTP Terminology . . . . . . . . . . . . . . . . . . . . . 11
+ 2.3.1. Mail Objects . . . . . . . . . . . . . . . . . . . . . 11
+ 2.3.2. Senders and Receivers . . . . . . . . . . . . . . . . 12
+ 2.3.3. Mail Agents and Message Stores . . . . . . . . . . . . 12
+ 2.3.4. Host . . . . . . . . . . . . . . . . . . . . . . . . . 13
+ 2.3.5. Domain Names . . . . . . . . . . . . . . . . . . . . . 13
+ 2.3.6. Buffer and State Table . . . . . . . . . . . . . . . . 14
+ 2.3.7. Commands and Replies . . . . . . . . . . . . . . . . . 14
+ 2.3.8. Lines . . . . . . . . . . . . . . . . . . . . . . . . 14
+ 2.3.9. Message Content and Mail Data . . . . . . . . . . . . 15
+ 2.3.10. Originator, Delivery, Relay, and Gateway Systems . . . 15
+ 2.3.11. Mailbox and Address . . . . . . . . . . . . . . . . . 15
+ 2.4. General Syntax Principles and Transaction Model . . . . . 16
+ 3. The SMTP Procedures: An Overview . . . . . . . . . . . . . . . 17
+ 3.1. Session Initiation . . . . . . . . . . . . . . . . . . . . 18
+ 3.2. Client Initiation . . . . . . . . . . . . . . . . . . . . 18
+ 3.3. Mail Transactions . . . . . . . . . . . . . . . . . . . . 19
+ 3.4. Forwarding for Address Correction or Updating . . . . . . 21
+ 3.5. Commands for Debugging Addresses . . . . . . . . . . . . . 22
+ 3.5.1. Overview . . . . . . . . . . . . . . . . . . . . . . . 22
+ 3.5.2. VRFY Normal Response . . . . . . . . . . . . . . . . . 24
+ 3.5.3. Meaning of VRFY or EXPN Success Response . . . . . . . 25
+ 3.5.4. Semantics and Applications of EXPN . . . . . . . . . . 26
+ 3.6. Relaying and Mail Routing . . . . . . . . . . . . . . . . 26
+ 3.6.1. Source Routes and Relaying . . . . . . . . . . . . . . 26
+ 3.6.2. Mail eXchange Records and Relaying . . . . . . . . . . 26
+ 3.6.3. Message Submission Servers as Relays . . . . . . . . . 27
+ 3.7. Mail Gatewaying . . . . . . . . . . . . . . . . . . . . . 28
+ 3.7.1. Header Fields in Gatewaying . . . . . . . . . . . . . 28
+ 3.7.2. Received Lines in Gatewaying . . . . . . . . . . . . . 29
+ 3.7.3. Addresses in Gatewaying . . . . . . . . . . . . . . . 29
+ 3.7.4. Other Header Fields in Gatewaying . . . . . . . . . . 29
+ 3.7.5. Envelopes in Gatewaying . . . . . . . . . . . . . . . 30
+ 3.8. Terminating Sessions and Connections . . . . . . . . . . . 30
+ 3.9. Mailing Lists and Aliases . . . . . . . . . . . . . . . . 31
+ 3.9.1. Alias . . . . . . . . . . . . . . . . . . . . . . . . 31
+
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+Klensin Standards Track [Page 2]
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+RFC 5321 SMTP October 2008
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+ 3.9.2. List . . . . . . . . . . . . . . . . . . . . . . . . . 31
+ 4. The SMTP Specifications . . . . . . . . . . . . . . . . . . . 32
+ 4.1. SMTP Commands . . . . . . . . . . . . . . . . . . . . . . 32
+ 4.1.1. Command Semantics and Syntax . . . . . . . . . . . . . 32
+ 4.1.2. Command Argument Syntax . . . . . . . . . . . . . . . 41
+ 4.1.3. Address Literals . . . . . . . . . . . . . . . . . . . 43
+ 4.1.4. Order of Commands . . . . . . . . . . . . . . . . . . 44
+ 4.1.5. Private-Use Commands . . . . . . . . . . . . . . . . . 46
+ 4.2. SMTP Replies . . . . . . . . . . . . . . . . . . . . . . . 46
+ 4.2.1. Reply Code Severities and Theory . . . . . . . . . . . 48
+ 4.2.2. Reply Codes by Function Groups . . . . . . . . . . . . 50
+ 4.2.3. Reply Codes in Numeric Order . . . . . . . . . . . . . 52
+ 4.2.4. Reply Code 502 . . . . . . . . . . . . . . . . . . . . 53
+ 4.2.5. Reply Codes after DATA and the Subsequent
+ <CRLF>.<CRLF> . . . . . . . . . . . . . . . . . . . . 53
+ 4.3. Sequencing of Commands and Replies . . . . . . . . . . . . 54
+ 4.3.1. Sequencing Overview . . . . . . . . . . . . . . . . . 54
+ 4.3.2. Command-Reply Sequences . . . . . . . . . . . . . . . 55
+ 4.4. Trace Information . . . . . . . . . . . . . . . . . . . . 57
+ 4.5. Additional Implementation Issues . . . . . . . . . . . . . 61
+ 4.5.1. Minimum Implementation . . . . . . . . . . . . . . . . 61
+ 4.5.2. Transparency . . . . . . . . . . . . . . . . . . . . . 62
+ 4.5.3. Sizes and Timeouts . . . . . . . . . . . . . . . . . . 62
+ 4.5.3.1. Size Limits and Minimums . . . . . . . . . . . . . 62
+ 4.5.3.1.1. Local-part . . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.2. Domain . . . . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.3. Path . . . . . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.4. Command Line . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.5. Reply Line . . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.6. Text Line . . . . . . . . . . . . . . . . . . 63
+ 4.5.3.1.7. Message Content . . . . . . . . . . . . . . . 63
+ 4.5.3.1.8. Recipients Buffer . . . . . . . . . . . . . . 64
+ 4.5.3.1.9. Treatment When Limits Exceeded . . . . . . . . 64
+ 4.5.3.1.10. Too Many Recipients Code . . . . . . . . . . . 64
+ 4.5.3.2. Timeouts . . . . . . . . . . . . . . . . . . . . . 65
+ 4.5.3.2.1. Initial 220 Message: 5 Minutes . . . . . . . . 65
+ 4.5.3.2.2. MAIL Command: 5 Minutes . . . . . . . . . . . 65
+ 4.5.3.2.3. RCPT Command: 5 Minutes . . . . . . . . . . . 65
+ 4.5.3.2.4. DATA Initiation: 2 Minutes . . . . . . . . . . 66
+ 4.5.3.2.5. Data Block: 3 Minutes . . . . . . . . . . . . 66
+ 4.5.3.2.6. DATA Termination: 10 Minutes. . . . . . . . . 66
+ 4.5.3.2.7. Server Timeout: 5 Minutes. . . . . . . . . . . 66
+ 4.5.4. Retry Strategies . . . . . . . . . . . . . . . . . . . 66
+ 4.5.5. Messages with a Null Reverse-Path . . . . . . . . . . 68
+ 5. Address Resolution and Mail Handling . . . . . . . . . . . . . 69
+ 5.1. Locating the Target Host . . . . . . . . . . . . . . . . . 69
+ 5.2. IPv6 and MX Records . . . . . . . . . . . . . . . . . . . 71
+ 6. Problem Detection and Handling . . . . . . . . . . . . . . . . 71
+
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+Klensin Standards Track [Page 3]
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+RFC 5321 SMTP October 2008
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+ 6.1. Reliable Delivery and Replies by Email . . . . . . . . . . 71
+ 6.2. Unwanted, Unsolicited, and "Attack" Messages . . . . . . . 72
+ 6.3. Loop Detection . . . . . . . . . . . . . . . . . . . . . . 73
+ 6.4. Compensating for Irregularities . . . . . . . . . . . . . 73
+ 7. Security Considerations . . . . . . . . . . . . . . . . . . . 75
+ 7.1. Mail Security and Spoofing . . . . . . . . . . . . . . . . 75
+ 7.2. "Blind" Copies . . . . . . . . . . . . . . . . . . . . . . 76
+ 7.3. VRFY, EXPN, and Security . . . . . . . . . . . . . . . . . 76
+ 7.4. Mail Rerouting Based on the 251 and 551 Response Codes . . 77
+ 7.5. Information Disclosure in Announcements . . . . . . . . . 77
+ 7.6. Information Disclosure in Trace Fields . . . . . . . . . . 78
+ 7.7. Information Disclosure in Message Forwarding . . . . . . . 78
+ 7.8. Resistance to Attacks . . . . . . . . . . . . . . . . . . 78
+ 7.9. Scope of Operation of SMTP Servers . . . . . . . . . . . . 78
+ 8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 79
+ 9. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 80
+ 10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 81
+ 10.1. Normative References . . . . . . . . . . . . . . . . . . . 81
+ 10.2. Informative References . . . . . . . . . . . . . . . . . . 82
+ Appendix A. TCP Transport Service . . . . . . . . . . . . . . . . 85
+ Appendix B. Generating SMTP Commands from RFC 822 Header
+ Fields . . . . . . . . . . . . . . . . . . . . . . . 85
+ Appendix C. Source Routes . . . . . . . . . . . . . . . . . . . . 86
+ Appendix D. Scenarios . . . . . . . . . . . . . . . . . . . . . . 87
+ D.1. A Typical SMTP Transaction Scenario . . . . . . . . . . . 88
+ D.2. Aborted SMTP Transaction Scenario . . . . . . . . . . . . 89
+ D.3. Relayed Mail Scenario . . . . . . . . . . . . . . . . . . 90
+ D.4. Verifying and Sending Scenario . . . . . . . . . . . . . . 92
+ Appendix E. Other Gateway Issues . . . . . . . . . . . . . . . . 92
+ Appendix F. Deprecated Features of RFC 821 . . . . . . . . . . . 93
+ F.1. TURN . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
+ F.2. Source Routing . . . . . . . . . . . . . . . . . . . . . . 93
+ F.3. HELO . . . . . . . . . . . . . . . . . . . . . . . . . . . 93
+ F.4. #-literals . . . . . . . . . . . . . . . . . . . . . . . . 94
+ F.5. Dates and Years . . . . . . . . . . . . . . . . . . . . . 94
+ F.6. Sending versus Mailing . . . . . . . . . . . . . . . . . . 94
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+Klensin Standards Track [Page 4]
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+RFC 5321 SMTP October 2008
+
+
+1. Introduction
+
+1.1. Transport of Electronic Mail
+
+ The objective of the Simple Mail Transfer Protocol (SMTP) is to
+ transfer mail reliably and efficiently.
+
+ SMTP is independent of the particular transmission subsystem and
+ requires only a reliable ordered data stream channel. While this
+ document specifically discusses transport over TCP, other transports
+ are possible. Appendices to RFC 821 [1] describe some of them.
+
+ An important feature of SMTP is its capability to transport mail
+ across multiple networks, usually referred to as "SMTP mail relaying"
+ (see Section 3.6). A network consists of the mutually-TCP-accessible
+ hosts on the public Internet, the mutually-TCP-accessible hosts on a
+ firewall-isolated TCP/IP Intranet, or hosts in some other LAN or WAN
+ environment utilizing a non-TCP transport-level protocol. Using
+ SMTP, a process can transfer mail to another process on the same
+ network or to some other network via a relay or gateway process
+ accessible to both networks.
+
+ In this way, a mail message may pass through a number of intermediate
+ relay or gateway hosts on its path from sender to ultimate recipient.
+ The Mail eXchanger mechanisms of the domain name system (RFC 1035
+ [2], RFC 974 [12], and Section 5 of this document) are used to
+ identify the appropriate next-hop destination for a message being
+ transported.
+
+1.2. History and Context for This Document
+
+ This document is a specification of the basic protocol for the
+ Internet electronic mail transport. It consolidates, updates and
+ clarifies, but does not add new or change existing functionality of
+ the following:
+
+ o the original SMTP (Simple Mail Transfer Protocol) specification of
+ RFC 821 [1],
+
+ o domain name system requirements and implications for mail
+ transport from RFC 1035 [2] and RFC 974 [12],
+
+ o the clarifications and applicability statements in RFC 1123 [3],
+ and
+
+ o material drawn from the SMTP Extension mechanisms in RFC 1869
+ [13].
+
+
+
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+Klensin Standards Track [Page 5]
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+RFC 5321 SMTP October 2008
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+ o Editorial and clarification changes to RFC 2821 [14] to bring that
+ specification to Draft Standard.
+
+ It obsoletes RFC 821, RFC 974, RFC 1869, and RFC 2821 and updates RFC
+ 1123 (replacing the mail transport materials of RFC 1123). However,
+ RFC 821 specifies some features that were not in significant use in
+ the Internet by the mid-1990s and (in appendices) some additional
+ transport models. Those sections are omitted here in the interest of
+ clarity and brevity; readers needing them should refer to RFC 821.
+
+ It also includes some additional material from RFC 1123 that required
+ amplification. This material has been identified in multiple ways,
+ mostly by tracking flaming on various lists and newsgroups and
+ problems of unusual readings or interpretations that have appeared as
+ the SMTP extensions have been deployed. Where this specification
+ moves beyond consolidation and actually differs from earlier
+ documents, it supersedes them technically as well as textually.
+
+ Although SMTP was designed as a mail transport and delivery protocol,
+ this specification also contains information that is important to its
+ use as a "mail submission" protocol, as recommended for Post Office
+ Protocol (POP) (RFC 937 [15], RFC 1939 [16]) and IMAP (RFC 3501
+ [17]). In general, the separate mail submission protocol specified
+ in RFC 4409 [18] is now preferred to direct use of SMTP; more
+ discussion of that subject appears in that document.
+
+ Section 2.3 provides definitions of terms specific to this document.
+ Except when the historical terminology is necessary for clarity, this
+ document uses the current 'client' and 'server' terminology to
+ identify the sending and receiving SMTP processes, respectively.
+
+ A companion document, RFC 5322 [4], discusses message header sections
+ and bodies and specifies formats and structures for them.
+
+1.3. Document Conventions
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in RFC 2119 [5]. As each
+ of these terms was intentionally and carefully chosen to improve the
+ interoperability of email, each use of these terms is to be treated
+ as a conformance requirement.
+
+ Because this document has a long history and to avoid the risk of
+ various errors and of confusing readers and documents that point to
+ this one, most examples and the domain names they contain are
+ preserved from RFC 2821. Readers are cautioned that these are
+
+
+
+
+Klensin Standards Track [Page 6]
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+RFC 5321 SMTP October 2008
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+ illustrative examples that should not actually be used in either code
+ or configuration files.
+
+2. The SMTP Model
+
+2.1. Basic Structure
+
+ The SMTP design can be pictured as:
+
+ +----------+ +----------+
+ +------+ | | | |
+ | User |<-->| | SMTP | |
+ +------+ | Client- |Commands/Replies| Server- |
+ +------+ | SMTP |<-------------->| SMTP | +------+
+ | File |<-->| | and Mail | |<-->| File |
+ |System| | | | | |System|
+ +------+ +----------+ +----------+ +------+
+ SMTP client SMTP server
+
+ When an SMTP client has a message to transmit, it establishes a two-
+ way transmission channel to an SMTP server. The responsibility of an
+ SMTP client is to transfer mail messages to one or more SMTP servers,
+ or report its failure to do so.
+
+ The means by which a mail message is presented to an SMTP client, and
+ how that client determines the identifier(s) ("names") of the
+ domain(s) to which mail messages are to be transferred, is a local
+ matter, and is not addressed by this document. In some cases, the
+ designated domain(s), or those determined by an SMTP client, will
+ identify the final destination(s) of the mail message. In other
+ cases, common with SMTP clients associated with implementations of
+ the POP (RFC 937 [15], RFC 1939 [16]) or IMAP (RFC 3501 [17])
+ protocols, or when the SMTP client is inside an isolated transport
+ service environment, the domain determined will identify an
+ intermediate destination through which all mail messages are to be
+ relayed. SMTP clients that transfer all traffic regardless of the
+ target domains associated with the individual messages, or that do
+ not maintain queues for retrying message transmissions that initially
+ cannot be completed, may otherwise conform to this specification but
+ are not considered fully-capable. Fully-capable SMTP
+ implementations, including the relays used by these less capable
+ ones, and their destinations, are expected to support all of the
+ queuing, retrying, and alternate address functions discussed in this
+ specification. In many situations and configurations, the less-
+ capable clients discussed above SHOULD be using the message
+ submission protocol (RFC 4409 [18]) rather than SMTP.
+
+
+
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+RFC 5321 SMTP October 2008
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+ The means by which an SMTP client, once it has determined a target
+ domain, determines the identity of an SMTP server to which a copy of
+ a message is to be transferred, and then performs that transfer, is
+ covered by this document. To effect a mail transfer to an SMTP
+ server, an SMTP client establishes a two-way transmission channel to
+ that SMTP server. An SMTP client determines the address of an
+ appropriate host running an SMTP server by resolving a destination
+ domain name to either an intermediate Mail eXchanger host or a final
+ target host.
+
+ An SMTP server may be either the ultimate destination or an
+ intermediate "relay" (that is, it may assume the role of an SMTP
+ client after receiving the message) or "gateway" (that is, it may
+ transport the message further using some protocol other than SMTP).
+ SMTP commands are generated by the SMTP client and sent to the SMTP
+ server. SMTP replies are sent from the SMTP server to the SMTP
+ client in response to the commands.
+
+ In other words, message transfer can occur in a single connection
+ between the original SMTP-sender and the final SMTP-recipient, or can
+ occur in a series of hops through intermediary systems. In either
+ case, once the server has issued a success response at the end of the
+ mail data, a formal handoff of responsibility for the message occurs:
+ the protocol requires that a server MUST accept responsibility for
+ either delivering the message or properly reporting the failure to do
+ so (see Sections 6.1, 6.2, and 7.8, below).
+
+ Once the transmission channel is established and initial handshaking
+ is completed, the SMTP client normally initiates a mail transaction.
+ Such a transaction consists of a series of commands to specify the
+ originator and destination of the mail and transmission of the
+ message content (including any lines in the header section or other
+ structure) itself. When the same message is sent to multiple
+ recipients, this protocol encourages the transmission of only one
+ copy of the data for all recipients at the same destination (or
+ intermediate relay) host.
+
+ The server responds to each command with a reply; replies may
+ indicate that the command was accepted, that additional commands are
+ expected, or that a temporary or permanent error condition exists.
+ Commands specifying the sender or recipients may include server-
+ permitted SMTP service extension requests, as discussed in
+ Section 2.2. The dialog is purposely lock-step, one-at-a-time,
+ although this can be modified by mutually agreed upon extension
+ requests such as command pipelining (RFC 2920 [19]).
+
+ Once a given mail message has been transmitted, the client may either
+ request that the connection be shut down or may initiate other mail
+
+
+
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+RFC 5321 SMTP October 2008
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+ transactions. In addition, an SMTP client may use a connection to an
+ SMTP server for ancillary services such as verification of email
+ addresses or retrieval of mailing list subscriber addresses.
+
+ As suggested above, this protocol provides mechanisms for the
+ transmission of mail. Historically, this transmission normally
+ occurred directly from the sending user's host to the receiving
+ user's host when the two hosts are connected to the same transport
+ service. When they are not connected to the same transport service,
+ transmission occurs via one or more relay SMTP servers. A very
+ common case in the Internet today involves submission of the original
+ message to an intermediate, "message submission" server, which is
+ similar to a relay but has some additional properties; such servers
+ are discussed in Section 2.3.10 and at some length in RFC 4409 [18].
+ An intermediate host that acts as either an SMTP relay or as a
+ gateway into some other transmission environment is usually selected
+ through the use of the domain name service (DNS) Mail eXchanger
+ mechanism.
+
+ Usually, intermediate hosts are determined via the DNS MX record, not
+ by explicit "source" routing (see Section 5 and Appendix C and
+ Appendix F.2).
+
+2.2. The Extension Model
+
+2.2.1. Background
+
+ In an effort that started in 1990, approximately a decade after RFC
+ 821 was completed, the protocol was modified with a "service
+ extensions" model that permits the client and server to agree to
+ utilize shared functionality beyond the original SMTP requirements.
+ The SMTP extension mechanism defines a means whereby an extended SMTP
+ client and server may recognize each other, and the server can inform
+ the client as to the service extensions that it supports.
+
+ Contemporary SMTP implementations MUST support the basic extension
+ mechanisms. For instance, servers MUST support the EHLO command even
+ if they do not implement any specific extensions and clients SHOULD
+ preferentially utilize EHLO rather than HELO. (However, for
+ compatibility with older conforming implementations, SMTP clients and
+ servers MUST support the original HELO mechanisms as a fallback.)
+ Unless the different characteristics of HELO must be identified for
+ interoperability purposes, this document discusses only EHLO.
+
+ SMTP is widely deployed and high-quality implementations have proven
+ to be very robust. However, the Internet community now considers
+ some services to be important that were not anticipated when the
+ protocol was first designed. If support for those services is to be
+
+
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+RFC 5321 SMTP October 2008
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+
+ added, it must be done in a way that permits older implementations to
+ continue working acceptably. The extension framework consists of:
+
+ o The SMTP command EHLO, superseding the earlier HELO,
+
+ o a registry of SMTP service extensions,
+
+ o additional parameters to the SMTP MAIL and RCPT commands, and
+
+ o optional replacements for commands defined in this protocol, such
+ as for DATA in non-ASCII transmissions (RFC 3030 [20]).
+
+ SMTP's strength comes primarily from its simplicity. Experience with
+ many protocols has shown that protocols with few options tend towards
+ ubiquity, whereas protocols with many options tend towards obscurity.
+
+ Each and every extension, regardless of its benefits, must be
+ carefully scrutinized with respect to its implementation, deployment,
+ and interoperability costs. In many cases, the cost of extending the
+ SMTP service will likely outweigh the benefit.
+
+2.2.2. Definition and Registration of Extensions
+
+ The IANA maintains a registry of SMTP service extensions. A
+ corresponding EHLO keyword value is associated with each extension.
+ Each service extension registered with the IANA must be defined in a
+ formal Standards-Track or IESG-approved Experimental protocol
+ document. The definition must include:
+
+ o the textual name of the SMTP service extension;
+
+ o the EHLO keyword value associated with the extension;
+
+ o the syntax and possible values of parameters associated with the
+ EHLO keyword value;
+
+ o any additional SMTP verbs associated with the extension
+ (additional verbs will usually be, but are not required to be, the
+ same as the EHLO keyword value);
+
+ o any new parameters the extension associates with the MAIL or RCPT
+ verbs;
+
+ o a description of how support for the extension affects the
+ behavior of a server and client SMTP; and
+
+
+
+
+
+
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+
+ o the increment by which the extension is increasing the maximum
+ length of the commands MAIL and/or RCPT, over that specified in
+ this Standard.
+
+ In addition, any EHLO keyword value starting with an upper or lower
+ case "X" refers to a local SMTP service extension used exclusively
+ through bilateral agreement. Keywords beginning with "X" MUST NOT be
+ used in a registered service extension. Conversely, keyword values
+ presented in the EHLO response that do not begin with "X" MUST
+ correspond to a Standard, Standards-Track, or IESG-approved
+ Experimental SMTP service extension registered with IANA. A
+ conforming server MUST NOT offer non-"X"-prefixed keyword values that
+ are not described in a registered extension.
+
+ Additional verbs and parameter names are bound by the same rules as
+ EHLO keywords; specifically, verbs beginning with "X" are local
+ extensions that may not be registered or standardized. Conversely,
+ verbs not beginning with "X" must always be registered.
+
+2.2.3. Special Issues with Extensions
+
+ Extensions that change fairly basic properties of SMTP operation are
+ permitted. The text in other sections of this document must be
+ understood in that context. In particular, extensions can change the
+ minimum limits specified in Section 4.5.3, can change the ASCII
+ character set requirement as mentioned above, or can introduce some
+ optional modes of message handling.
+
+ In particular, if an extension implies that the delivery path
+ normally supports special features of that extension, and an
+ intermediate SMTP system finds a next hop that does not support the
+ required extension, it MAY choose, based on the specific extension
+ and circumstances, to requeue the message and try later and/or try an
+ alternate MX host. If this strategy is employed, the timeout to fall
+ back to an unextended format (if one is available) SHOULD be less
+ than the normal timeout for bouncing as undeliverable (e.g., if
+ normal timeout is three days, the requeue timeout before attempting
+ to transmit the mail without the extension might be one day).
+
+2.3. SMTP Terminology
+
+2.3.1. Mail Objects
+
+ SMTP transports a mail object. A mail object contains an envelope
+ and content.
+
+ The SMTP envelope is sent as a series of SMTP protocol units
+ (described in Section 3). It consists of an originator address (to
+
+
+
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+
+ which error reports should be directed), one or more recipient
+ addresses, and optional protocol extension material. Historically,
+ variations on the reverse-path (originator) address specification
+ command (MAIL) could be used to specify alternate delivery modes,
+ such as immediate display; those variations have now been deprecated
+ (see Appendix F and Appendix F.6).
+
+ The SMTP content is sent in the SMTP DATA protocol unit and has two
+ parts: the header section and the body. If the content conforms to
+ other contemporary standards, the header section consists of a
+ collection of header fields, each consisting of a header name, a
+ colon, and data, structured as in the message format specification
+ (RFC 5322 [4]); the body, if structured, is defined according to MIME
+ (RFC 2045 [21]). The content is textual in nature, expressed using
+ the US-ASCII repertoire [6]. Although SMTP extensions (such as
+ "8BITMIME", RFC 1652 [22]) may relax this restriction for the content
+ body, the content header fields are always encoded using the US-ASCII
+ repertoire. Two MIME extensions (RFC 2047 [23] and RFC 2231 [24])
+ define an algorithm for representing header values outside the US-
+ ASCII repertoire, while still encoding them using the US-ASCII
+ repertoire.
+
+2.3.2. Senders and Receivers
+
+ In RFC 821, the two hosts participating in an SMTP transaction were
+ described as the "SMTP-sender" and "SMTP-receiver". This document
+ has been changed to reflect current industry terminology and hence
+ refers to them as the "SMTP client" (or sometimes just "the client")
+ and "SMTP server" (or just "the server"), respectively. Since a
+ given host may act both as server and client in a relay situation,
+ "receiver" and "sender" terminology is still used where needed for
+ clarity.
+
+2.3.3. Mail Agents and Message Stores
+
+ Additional mail system terminology became common after RFC 821 was
+ published and, where convenient, is used in this specification. In
+ particular, SMTP servers and clients provide a mail transport service
+ and therefore act as "Mail Transfer Agents" (MTAs). "Mail User
+ Agents" (MUAs or UAs) are normally thought of as the sources and
+ targets of mail. At the source, an MUA might collect mail to be
+ transmitted from a user and hand it off to an MTA; the final
+ ("delivery") MTA would be thought of as handing the mail off to an
+ MUA (or at least transferring responsibility to it, e.g., by
+ depositing the message in a "message store"). However, while these
+ terms are used with at least the appearance of great precision in
+ other environments, the implied boundaries between MUAs and MTAs
+ often do not accurately match common, and conforming, practices with
+
+
+
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+
+ Internet mail. Hence, the reader should be cautious about inferring
+ the strong relationships and responsibilities that might be implied
+ if these terms were used elsewhere.
+
+2.3.4. Host
+
+ For the purposes of this specification, a host is a computer system
+ attached to the Internet (or, in some cases, to a private TCP/IP
+ network) and supporting the SMTP protocol. Hosts are known by names
+ (see the next section); they SHOULD NOT be identified by numerical
+ addresses, i.e., by address literals as described in Section 4.1.2.
+
+2.3.5. Domain Names
+
+ A domain name (or often just a "domain") consists of one or more
+ components, separated by dots if more than one appears. In the case
+ of a top-level domain used by itself in an email address, a single
+ string is used without any dots. This makes the requirement,
+ described in more detail below, that only fully-qualified domain
+ names appear in SMTP transactions on the public Internet,
+ particularly important where top-level domains are involved. These
+ components ("labels" in DNS terminology, RFC 1035 [2]) are restricted
+ for SMTP purposes to consist of a sequence of letters, digits, and
+ hyphens drawn from the ASCII character set [6]. Domain names are
+ used as names of hosts and of other entities in the domain name
+ hierarchy. For example, a domain may refer to an alias (label of a
+ CNAME RR) or the label of Mail eXchanger records to be used to
+ deliver mail instead of representing a host name. See RFC 1035 [2]
+ and Section 5 of this specification.
+
+ The domain name, as described in this document and in RFC 1035 [2],
+ is the entire, fully-qualified name (often referred to as an "FQDN").
+ A domain name that is not in FQDN form is no more than a local alias.
+ Local aliases MUST NOT appear in any SMTP transaction.
+
+ Only resolvable, fully-qualified domain names (FQDNs) are permitted
+ when domain names are used in SMTP. In other words, names that can
+ be resolved to MX RRs or address (i.e., A or AAAA) RRs (as discussed
+ in Section 5) are permitted, as are CNAME RRs whose targets can be
+ resolved, in turn, to MX or address RRs. Local nicknames or
+ unqualified names MUST NOT be used. There are two exceptions to the
+ rule requiring FQDNs:
+
+ o The domain name given in the EHLO command MUST be either a primary
+ host name (a domain name that resolves to an address RR) or, if
+ the host has no name, an address literal, as described in
+ Section 4.1.3 and discussed further in the EHLO discussion of
+ Section 4.1.4.
+
+
+
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+
+ o The reserved mailbox name "postmaster" may be used in a RCPT
+ command without domain qualification (see Section 4.1.1.3) and
+ MUST be accepted if so used.
+
+2.3.6. Buffer and State Table
+
+ SMTP sessions are stateful, with both parties carefully maintaining a
+ common view of the current state. In this document, we model this
+ state by a virtual "buffer" and a "state table" on the server that
+ may be used by the client to, for example, "clear the buffer" or
+ "reset the state table", causing the information in the buffer to be
+ discarded and the state to be returned to some previous state.
+
+2.3.7. Commands and Replies
+
+ SMTP commands and, unless altered by a service extension, message
+ data, are transmitted from the sender to the receiver via the
+ transmission channel in "lines".
+
+ An SMTP reply is an acknowledgment (positive or negative) sent in
+ "lines" from receiver to sender via the transmission channel in
+ response to a command. The general form of a reply is a numeric
+ completion code (indicating failure or success) usually followed by a
+ text string. The codes are for use by programs and the text is
+ usually intended for human users. RFC 3463 [25], specifies further
+ structuring of the reply strings, including the use of supplemental
+ and more specific completion codes (see also RFC 5248 [26]).
+
+2.3.8. Lines
+
+ Lines consist of zero or more data characters terminated by the
+ sequence ASCII character "CR" (hex value 0D) followed immediately by
+ ASCII character "LF" (hex value 0A). This termination sequence is
+ denoted as <CRLF> in this document. Conforming implementations MUST
+ NOT recognize or generate any other character or character sequence
+ as a line terminator. Limits MAY be imposed on line lengths by
+ servers (see Section 4).
+
+ In addition, the appearance of "bare" "CR" or "LF" characters in text
+ (i.e., either without the other) has a long history of causing
+ problems in mail implementations and applications that use the mail
+ system as a tool. SMTP client implementations MUST NOT transmit
+ these characters except when they are intended as line terminators
+ and then MUST, as indicated above, transmit them only as a <CRLF>
+ sequence.
+
+
+
+
+
+
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+
+
+2.3.9. Message Content and Mail Data
+
+ The terms "message content" and "mail data" are used interchangeably
+ in this document to describe the material transmitted after the DATA
+ command is accepted and before the end of data indication is
+ transmitted. Message content includes the message header section and
+ the possibly structured message body. The MIME specification (RFC
+ 2045 [21]) provides the standard mechanisms for structured message
+ bodies.
+
+2.3.10. Originator, Delivery, Relay, and Gateway Systems
+
+ This specification makes a distinction among four types of SMTP
+ systems, based on the role those systems play in transmitting
+ electronic mail. An "originating" system (sometimes called an SMTP
+ originator) introduces mail into the Internet or, more generally,
+ into a transport service environment. A "delivery" SMTP system is
+ one that receives mail from a transport service environment and
+ passes it to a mail user agent or deposits it in a message store that
+ a mail user agent is expected to subsequently access. A "relay" SMTP
+ system (usually referred to just as a "relay") receives mail from an
+ SMTP client and transmits it, without modification to the message
+ data other than adding trace information, to another SMTP server for
+ further relaying or for delivery.
+
+ A "gateway" SMTP system (usually referred to just as a "gateway")
+ receives mail from a client system in one transport environment and
+ transmits it to a server system in another transport environment.
+ Differences in protocols or message semantics between the transport
+ environments on either side of a gateway may require that the gateway
+ system perform transformations to the message that are not permitted
+ to SMTP relay systems. For the purposes of this specification,
+ firewalls that rewrite addresses should be considered as gateways,
+ even if SMTP is used on both sides of them (see RFC 2979 [27]).
+
+2.3.11. Mailbox and Address
+
+ As used in this specification, an "address" is a character string
+ that identifies a user to whom mail will be sent or a location into
+ which mail will be deposited. The term "mailbox" refers to that
+ depository. The two terms are typically used interchangeably unless
+ the distinction between the location in which mail is placed (the
+ mailbox) and a reference to it (the address) is important. An
+ address normally consists of user and domain specifications. The
+ standard mailbox naming convention is defined to be
+ "local-part@domain"; contemporary usage permits a much broader set of
+ applications than simple "user names". Consequently, and due to a
+ long history of problems when intermediate hosts have attempted to
+
+
+
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+
+ optimize transport by modifying them, the local-part MUST be
+ interpreted and assigned semantics only by the host specified in the
+ domain part of the address.
+
+2.4. General Syntax Principles and Transaction Model
+
+ SMTP commands and replies have a rigid syntax. All commands begin
+ with a command verb. All replies begin with a three digit numeric
+ code. In some commands and replies, arguments are required following
+ the verb or reply code. Some commands do not accept arguments (after
+ the verb), and some reply codes are followed, sometimes optionally,
+ by free form text. In both cases, where text appears, it is
+ separated from the verb or reply code by a space character. Complete
+ definitions of commands and replies appear in Section 4.
+
+ Verbs and argument values (e.g., "TO:" or "to:" in the RCPT command
+ and extension name keywords) are not case sensitive, with the sole
+ exception in this specification of a mailbox local-part (SMTP
+ Extensions may explicitly specify case-sensitive elements). That is,
+ a command verb, an argument value other than a mailbox local-part,
+ and free form text MAY be encoded in upper case, lower case, or any
+ mixture of upper and lower case with no impact on its meaning. The
+ local-part of a mailbox MUST BE treated as case sensitive.
+ Therefore, SMTP implementations MUST take care to preserve the case
+ of mailbox local-parts. In particular, for some hosts, the user
+ "smith" is different from the user "Smith". However, exploiting the
+ case sensitivity of mailbox local-parts impedes interoperability and
+ is discouraged. Mailbox domains follow normal DNS rules and are
+ hence not case sensitive.
+
+ A few SMTP servers, in violation of this specification (and RFC 821)
+ require that command verbs be encoded by clients in upper case.
+ Implementations MAY wish to employ this encoding to accommodate those
+ servers.
+
+ The argument clause consists of a variable-length character string
+ ending with the end of the line, i.e., with the character sequence
+ <CRLF>. The receiver will take no action until this sequence is
+ received.
+
+ The syntax for each command is shown with the discussion of that
+ command. Common elements and parameters are shown in Section 4.1.2.
+
+ Commands and replies are composed of characters from the ASCII
+ character set [6]. When the transport service provides an 8-bit byte
+ (octet) transmission channel, each 7-bit character is transmitted,
+ right justified, in an octet with the high-order bit cleared to zero.
+ More specifically, the unextended SMTP service provides 7-bit
+
+
+
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+
+ transport only. An originating SMTP client that has not successfully
+ negotiated an appropriate extension with a particular server (see the
+ next paragraph) MUST NOT transmit messages with information in the
+ high-order bit of octets. If such messages are transmitted in
+ violation of this rule, receiving SMTP servers MAY clear the high-
+ order bit or reject the message as invalid. In general, a relay SMTP
+ SHOULD assume that the message content it has received is valid and,
+ assuming that the envelope permits doing so, relay it without
+ inspecting that content. Of course, if the content is mislabeled and
+ the data path cannot accept the actual content, this may result in
+ the ultimate delivery of a severely garbled message to the recipient.
+ Delivery SMTP systems MAY reject such messages, or return them as
+ undeliverable, rather than deliver them. In the absence of a server-
+ offered extension explicitly permitting it, a sending SMTP system is
+ not permitted to send envelope commands in any character set other
+ than US-ASCII. Receiving systems SHOULD reject such commands,
+ normally using "500 syntax error - invalid character" replies.
+
+ 8-bit message content transmission MAY be requested of the server by
+ a client using extended SMTP facilities, notably the "8BITMIME"
+ extension, RFC 1652 [22]. 8BITMIME SHOULD be supported by SMTP
+ servers. However, it MUST NOT be construed as authorization to
+ transmit unrestricted 8-bit material, nor does 8BITMIME authorize
+ transmission of any envelope material in other than ASCII. 8BITMIME
+ MUST NOT be requested by senders for material with the high bit on
+ that is not in MIME format with an appropriate content-transfer
+ encoding; servers MAY reject such messages.
+
+ The metalinguistic notation used in this document corresponds to the
+ "Augmented BNF" used in other Internet mail system documents. The
+ reader who is not familiar with that syntax should consult the ABNF
+ specification in RFC 5234 [7]. Metalanguage terms used in running
+ text are surrounded by pointed brackets (e.g., <CRLF>) for clarity.
+ The reader is cautioned that the grammar expressed in the
+ metalanguage is not comprehensive. There are many instances in which
+ provisions in the text constrain or otherwise modify the syntax or
+ semantics implied by the grammar.
+
+3. The SMTP Procedures: An Overview
+
+ This section contains descriptions of the procedures used in SMTP:
+ session initiation, mail transaction, forwarding mail, verifying
+ mailbox names and expanding mailing lists, and opening and closing
+ exchanges. Comments on relaying, a note on mail domains, and a
+ discussion of changing roles are included at the end of this section.
+ Several complete scenarios are presented in Appendix D.
+
+
+
+
+
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+
+3.1. Session Initiation
+
+ An SMTP session is initiated when a client opens a connection to a
+ server and the server responds with an opening message.
+
+ SMTP server implementations MAY include identification of their
+ software and version information in the connection greeting reply
+ after the 220 code, a practice that permits more efficient isolation
+ and repair of any problems. Implementations MAY make provision for
+ SMTP servers to disable the software and version announcement where
+ it causes security concerns. While some systems also identify their
+ contact point for mail problems, this is not a substitute for
+ maintaining the required "postmaster" address (see Section 4).
+
+ The SMTP protocol allows a server to formally reject a mail session
+ while still allowing the initial connection as follows: a 554
+ response MAY be given in the initial connection opening message
+ instead of the 220. A server taking this approach MUST still wait
+ for the client to send a QUIT (see Section 4.1.1.10) before closing
+ the connection and SHOULD respond to any intervening commands with
+ "503 bad sequence of commands". Since an attempt to make an SMTP
+ connection to such a system is probably in error, a server returning
+ a 554 response on connection opening SHOULD provide enough
+ information in the reply text to facilitate debugging of the sending
+ system.
+
+3.2. Client Initiation
+
+ Once the server has sent the greeting (welcoming) message and the
+ client has received it, the client normally sends the EHLO command to
+ the server, indicating the client's identity. In addition to opening
+ the session, use of EHLO indicates that the client is able to process
+ service extensions and requests that the server provide a list of the
+ extensions it supports. Older SMTP systems that are unable to
+ support service extensions, and contemporary clients that do not
+ require service extensions in the mail session being initiated, MAY
+ use HELO instead of EHLO. Servers MUST NOT return the extended EHLO-
+ style response to a HELO command. For a particular connection
+ attempt, if the server returns a "command not recognized" response to
+ EHLO, the client SHOULD be able to fall back and send HELO.
+
+ In the EHLO command, the host sending the command identifies itself;
+ the command may be interpreted as saying "Hello, I am <domain>" (and,
+ in the case of EHLO, "and I support service extension requests").
+
+
+
+
+
+
+
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+
+3.3. Mail Transactions
+
+ There are three steps to SMTP mail transactions. The transaction
+ starts with a MAIL command that gives the sender identification. (In
+ general, the MAIL command may be sent only when no mail transaction
+ is in progress; see Section 4.1.4.) A series of one or more RCPT
+ commands follows, giving the receiver information. Then, a DATA
+ command initiates transfer of the mail data and is terminated by the
+ "end of mail" data indicator, which also confirms the transaction.
+
+ The first step in the procedure is the MAIL command.
+
+ MAIL FROM:<reverse-path> [SP <mail-parameters> ] <CRLF>
+
+ This command tells the SMTP-receiver that a new mail transaction is
+ starting and to reset all its state tables and buffers, including any
+ recipients or mail data. The <reverse-path> portion of the first or
+ only argument contains the source mailbox (between "<" and ">"
+ brackets), which can be used to report errors (see Section 4.2 for a
+ discussion of error reporting). If accepted, the SMTP server returns
+ a "250 OK" reply. If the mailbox specification is not acceptable for
+ some reason, the server MUST return a reply indicating whether the
+ failure is permanent (i.e., will occur again if the client tries to
+ send the same address again) or temporary (i.e., the address might be
+ accepted if the client tries again later). Despite the apparent
+ scope of this requirement, there are circumstances in which the
+ acceptability of the reverse-path may not be determined until one or
+ more forward-paths (in RCPT commands) can be examined. In those
+ cases, the server MAY reasonably accept the reverse-path (with a 250
+ reply) and then report problems after the forward-paths are received
+ and examined. Normally, failures produce 550 or 553 replies.
+
+ Historically, the <reverse-path> was permitted to contain more than
+ just a mailbox; however, contemporary systems SHOULD NOT use source
+ routing (see Appendix C).
+
+ The optional <mail-parameters> are associated with negotiated SMTP
+ service extensions (see Section 2.2).
+
+ The second step in the procedure is the RCPT command. This step of
+ the procedure can be repeated any number of times.
+
+ RCPT TO:<forward-path> [ SP <rcpt-parameters> ] <CRLF>
+
+ The first or only argument to this command includes a forward-path
+ (normally a mailbox and domain, always surrounded by "<" and ">"
+ brackets) identifying one recipient. If accepted, the SMTP server
+ returns a "250 OK" reply and stores the forward-path. If the
+
+
+
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+
+ recipient is known not to be a deliverable address, the SMTP server
+ returns a 550 reply, typically with a string such as "no such user -
+ " and the mailbox name (other circumstances and reply codes are
+ possible).
+
+ The <forward-path> can contain more than just a mailbox.
+ Historically, the <forward-path> was permitted to contain a source
+ routing list of hosts and the destination mailbox; however,
+ contemporary SMTP clients SHOULD NOT utilize source routes (see
+ Appendix C). Servers MUST be prepared to encounter a list of source
+ routes in the forward-path, but they SHOULD ignore the routes or MAY
+ decline to support the relaying they imply. Similarly, servers MAY
+ decline to accept mail that is destined for other hosts or systems.
+ These restrictions make a server useless as a relay for clients that
+ do not support full SMTP functionality. Consequently, restricted-
+ capability clients MUST NOT assume that any SMTP server on the
+ Internet can be used as their mail processing (relaying) site. If a
+ RCPT command appears without a previous MAIL command, the server MUST
+ return a 503 "Bad sequence of commands" response. The optional
+ <rcpt-parameters> are associated with negotiated SMTP service
+ extensions (see Section 2.2).
+
+ Since it has been a common source of errors, it is worth noting that
+ spaces are not permitted on either side of the colon following FROM
+ in the MAIL command or TO in the RCPT command. The syntax is exactly
+ as given above.
+
+ The third step in the procedure is the DATA command (or some
+ alternative specified in a service extension).
+
+ DATA <CRLF>
+
+ If accepted, the SMTP server returns a 354 Intermediate reply and
+ considers all succeeding lines up to but not including the end of
+ mail data indicator to be the message text. When the end of text is
+ successfully received and stored, the SMTP-receiver sends a "250 OK"
+ reply.
+
+ Since the mail data is sent on the transmission channel, the end of
+ mail data must be indicated so that the command and reply dialog can
+ be resumed. SMTP indicates the end of the mail data by sending a
+ line containing only a "." (period or full stop). A transparency
+ procedure is used to prevent this from interfering with the user's
+ text (see Section 4.5.2).
+
+ The end of mail data indicator also confirms the mail transaction and
+ tells the SMTP server to now process the stored recipients and mail
+
+
+
+
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+RFC 5321 SMTP October 2008
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+
+ data. If accepted, the SMTP server returns a "250 OK" reply. The
+ DATA command can fail at only two points in the protocol exchange:
+
+ If there was no MAIL, or no RCPT, command, or all such commands were
+ rejected, the server MAY return a "command out of sequence" (503) or
+ "no valid recipients" (554) reply in response to the DATA command.
+ If one of those replies (or any other 5yz reply) is received, the
+ client MUST NOT send the message data; more generally, message data
+ MUST NOT be sent unless a 354 reply is received.
+
+ If the verb is initially accepted and the 354 reply issued, the DATA
+ command should fail only if the mail transaction was incomplete (for
+ example, no recipients), if resources were unavailable (including, of
+ course, the server unexpectedly becoming unavailable), or if the
+ server determines that the message should be rejected for policy or
+ other reasons.
+
+ However, in practice, some servers do not perform recipient
+ verification until after the message text is received. These servers
+ SHOULD treat a failure for one or more recipients as a "subsequent
+ failure" and return a mail message as discussed in Section 6 and, in
+ particular, in Section 6.1. Using a "550 mailbox not found" (or
+ equivalent) reply code after the data are accepted makes it difficult
+ or impossible for the client to determine which recipients failed.
+
+ When the RFC 822 format ([28], [4]) is being used, the mail data
+ include the header fields such as those named Date, Subject, To, Cc,
+ and From. Server SMTP systems SHOULD NOT reject messages based on
+ perceived defects in the RFC 822 or MIME (RFC 2045 [21]) message
+ header section or message body. In particular, they MUST NOT reject
+ messages in which the numbers of Resent-header fields do not match or
+ Resent-to appears without Resent-from and/or Resent-date.
+
+ Mail transaction commands MUST be used in the order discussed above.
+
+3.4. Forwarding for Address Correction or Updating
+
+ Forwarding support is most often required to consolidate and simplify
+ addresses within, or relative to, some enterprise and less frequently
+ to establish addresses to link a person's prior address with a
+ current one. Silent forwarding of messages (without server
+ notification to the sender), for security or non-disclosure purposes,
+ is common in the contemporary Internet.
+
+ In both the enterprise and the "new address" cases, information
+ hiding (and sometimes security) considerations argue against exposure
+ of the "final" address through the SMTP protocol as a side effect of
+ the forwarding activity. This may be especially important when the
+
+
+
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+
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+
+
+ final address may not even be reachable by the sender. Consequently,
+ the "forwarding" mechanisms described in Section 3.2 of RFC 821, and
+ especially the 251 (corrected destination) and 551 reply codes from
+ RCPT must be evaluated carefully by implementers and, when they are
+ available, by those configuring systems (see also Section 7.4).
+
+ In particular:
+
+ o Servers MAY forward messages when they are aware of an address
+ change. When they do so, they MAY either provide address-updating
+ information with a 251 code, or may forward "silently" and return
+ a 250 code. However, if a 251 code is used, they MUST NOT assume
+ that the client will actually update address information or even
+ return that information to the user.
+
+ Alternately,
+
+ o Servers MAY reject messages or return them as non-deliverable when
+ they cannot be delivered precisely as addressed. When they do so,
+ they MAY either provide address-updating information with a 551
+ code, or may reject the message as undeliverable with a 550 code
+ and no address-specific information. However, if a 551 code is
+ used, they MUST NOT assume that the client will actually update
+ address information or even return that information to the user.
+
+ SMTP server implementations that support the 251 and/or 551 reply
+ codes SHOULD provide configuration mechanisms so that sites that
+ conclude that they would undesirably disclose information can disable
+ or restrict their use.
+
+3.5. Commands for Debugging Addresses
+
+3.5.1. Overview
+
+ SMTP provides commands to verify a user name or obtain the content of
+ a mailing list. This is done with the VRFY and EXPN commands, which
+ have character string arguments. Implementations SHOULD support VRFY
+ and EXPN (however, see Section 3.5.2 and Section 7.3).
+
+ For the VRFY command, the string is a user name or a user name and
+ domain (see below). If a normal (i.e., 250) response is returned,
+ the response MAY include the full name of the user and MUST include
+ the mailbox of the user. It MUST be in either of the following
+ forms:
+
+ User Name <local-part@domain>
+ local-part@domain
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ When a name that is the argument to VRFY could identify more than one
+ mailbox, the server MAY either note the ambiguity or identify the
+ alternatives. In other words, any of the following are legitimate
+ responses to VRFY:
+
+ 553 User ambiguous
+
+ or
+
+ 553- Ambiguous; Possibilities are
+ 553-Joe Smith <jsmith@foo.com>
+ 553-Harry Smith <hsmith@foo.com>
+ 553 Melvin Smith <dweep@foo.com>
+
+ or
+
+ 553-Ambiguous; Possibilities
+ 553- <jsmith@foo.com>
+ 553- <hsmith@foo.com>
+ 553 <dweep@foo.com>
+
+ Under normal circumstances, a client receiving a 553 reply would be
+ expected to expose the result to the user. Use of exactly the forms
+ given, and the "user ambiguous" or "ambiguous" keywords, possibly
+ supplemented by extended reply codes, such as those described in RFC
+ 3463 [25], will facilitate automated translation into other languages
+ as needed. Of course, a client that was highly automated or that was
+ operating in another language than English might choose to try to
+ translate the response to return some other indication to the user
+ than the literal text of the reply, or to take some automated action
+ such as consulting a directory service for additional information
+ before reporting to the user.
+
+ For the EXPN command, the string identifies a mailing list, and the
+ successful (i.e., 250) multiline response MAY include the full name
+ of the users and MUST give the mailboxes on the mailing list.
+
+ In some hosts, the distinction between a mailing list and an alias
+ for a single mailbox is a bit fuzzy, since a common data structure
+ may hold both types of entries, and it is possible to have mailing
+ lists containing only one mailbox. If a request is made to apply
+ VRFY to a mailing list, a positive response MAY be given if a message
+ so addressed would be delivered to everyone on the list, otherwise an
+ error SHOULD be reported (e.g., "550 That is a mailing list, not a
+ user" or "252 Unable to verify members of mailing list"). If a
+ request is made to expand a user name, the server MAY return a
+
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ positive response consisting of a list containing one name, or an
+ error MAY be reported (e.g., "550 That is a user name, not a mailing
+ list").
+
+ In the case of a successful multiline reply (normal for EXPN),
+ exactly one mailbox is to be specified on each line of the reply.
+ The case of an ambiguous request is discussed above.
+
+ "User name" is a fuzzy term and has been used deliberately. An
+ implementation of the VRFY or EXPN commands MUST include at least
+ recognition of local mailboxes as "user names". However, since
+ current Internet practice often results in a single host handling
+ mail for multiple domains, hosts, especially hosts that provide this
+ functionality, SHOULD accept the "local-part@domain" form as a "user
+ name"; hosts MAY also choose to recognize other strings as "user
+ names".
+
+ The case of expanding a mailbox list requires a multiline reply, such
+ as:
+
+ C: EXPN Example-People
+ S: 250-Jon Postel <Postel@isi.edu>
+ S: 250-Fred Fonebone <Fonebone@physics.foo-u.edu>
+ S: 250 Sam Q. Smith <SQSmith@specific.generic.com>
+
+ or
+
+ C: EXPN Executive-Washroom-List
+ S: 550 Access Denied to You.
+
+ The character string arguments of the VRFY and EXPN commands cannot
+ be further restricted due to the variety of implementations of the
+ user name and mailbox list concepts. On some systems, it may be
+ appropriate for the argument of the EXPN command to be a file name
+ for a file containing a mailing list, but again there are a variety
+ of file naming conventions in the Internet. Similarly, historical
+ variations in what is returned by these commands are such that the
+ response SHOULD be interpreted very carefully, if at all, and SHOULD
+ generally only be used for diagnostic purposes.
+
+3.5.2. VRFY Normal Response
+
+ When normal (2yz or 551) responses are returned from a VRFY or EXPN
+ request, the reply MUST include the <Mailbox> name using a
+ "<local-part@domain>" construction, where "domain" is a fully-
+ qualified domain name. In circumstances exceptional enough to
+ justify violating the intent of this specification, free-form text
+ MAY be returned. In order to facilitate parsing by both computers
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ and people, addresses SHOULD appear in pointed brackets. When
+ addresses, rather than free-form debugging information, are returned,
+ EXPN and VRFY MUST return only valid domain addresses that are usable
+ in SMTP RCPT commands. Consequently, if an address implies delivery
+ to a program or other system, the mailbox name used to reach that
+ target MUST be given. Paths (explicit source routes) MUST NOT be
+ returned by VRFY or EXPN.
+
+ Server implementations SHOULD support both VRFY and EXPN. For
+ security reasons, implementations MAY provide local installations a
+ way to disable either or both of these commands through configuration
+ options or the equivalent (see Section 7.3). When these commands are
+ supported, they are not required to work across relays when relaying
+ is supported. Since they were both optional in RFC 821, but VRFY was
+ made mandatory in RFC 1123 [3], if EXPN is supported, it MUST be
+ listed as a service extension in an EHLO response. VRFY MAY be
+ listed as a convenience but, since support for it is required, SMTP
+ clients are not required to check for its presence on the extension
+ list before using it.
+
+3.5.3. Meaning of VRFY or EXPN Success Response
+
+ A server MUST NOT return a 250 code in response to a VRFY or EXPN
+ command unless it has actually verified the address. In particular,
+ a server MUST NOT return 250 if all it has done is to verify that the
+ syntax given is valid. In that case, 502 (Command not implemented)
+ or 500 (Syntax error, command unrecognized) SHOULD be returned. As
+ stated elsewhere, implementation (in the sense of actually validating
+ addresses and returning information) of VRFY and EXPN are strongly
+ recommended. Hence, implementations that return 500 or 502 for VRFY
+ are not in full compliance with this specification.
+
+ There may be circumstances where an address appears to be valid but
+ cannot reasonably be verified in real time, particularly when a
+ server is acting as a mail exchanger for another server or domain.
+ "Apparent validity", in this case, would normally involve at least
+ syntax checking and might involve verification that any domains
+ specified were ones to which the host expected to be able to relay
+ mail. In these situations, reply code 252 SHOULD be returned. These
+ cases parallel the discussion of RCPT verification in Section 2.1.
+ Similarly, the discussion in Section 3.4 applies to the use of reply
+ codes 251 and 551 with VRFY (and EXPN) to indicate addresses that are
+ recognized but that would be forwarded or rejected were mail received
+ for them. Implementations generally SHOULD be more aggressive about
+ address verification in the case of VRFY than in the case of RCPT,
+ even if it takes a little longer to do so.
+
+
+
+
+
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+
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+
+
+3.5.4. Semantics and Applications of EXPN
+
+ EXPN is often very useful in debugging and understanding problems
+ with mailing lists and multiple-target-address aliases. Some systems
+ have attempted to use source expansion of mailing lists as a means of
+ eliminating duplicates. The propagation of aliasing systems with
+ mail on the Internet for hosts (typically with MX and CNAME DNS
+ records), for mailboxes (various types of local host aliases), and in
+ various proxying arrangements has made it nearly impossible for these
+ strategies to work consistently, and mail systems SHOULD NOT attempt
+ them.
+
+3.6. Relaying and Mail Routing
+
+3.6.1. Source Routes and Relaying
+
+ In general, the availability of Mail eXchanger records in the domain
+ name system (RFC 1035 [2], RFC 974 [12]) makes the use of explicit
+ source routes in the Internet mail system unnecessary. Many
+ historical problems with the interpretation of explicit source routes
+ have made their use undesirable. SMTP clients SHOULD NOT generate
+ explicit source routes except under unusual circumstances. SMTP
+ servers MAY decline to act as mail relays or to accept addresses that
+ specify source routes. When route information is encountered, SMTP
+ servers MAY ignore the route information and simply send to the final
+ destination specified as the last element in the route and SHOULD do
+ so. There has been an invalid practice of using names that do not
+ appear in the DNS as destination names, with the senders counting on
+ the intermediate hosts specified in source routing to resolve any
+ problems. If source routes are stripped, this practice will cause
+ failures. This is one of several reasons why SMTP clients MUST NOT
+ generate invalid source routes or depend on serial resolution of
+ names.
+
+ When source routes are not used, the process described in RFC 821 for
+ constructing a reverse-path from the forward-path is not applicable
+ and the reverse-path at the time of delivery will simply be the
+ address that appeared in the MAIL command.
+
+3.6.2. Mail eXchange Records and Relaying
+
+ A relay SMTP server is usually the target of a DNS MX record that
+ designates it, rather than the final delivery system. The relay
+ server may accept or reject the task of relaying the mail in the same
+ way it accepts or rejects mail for a local user. If it accepts the
+ task, it then becomes an SMTP client, establishes a transmission
+ channel to the next SMTP server specified in the DNS (according to
+ the rules in Section 5), and sends it the mail. If it declines to
+
+
+
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+
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+
+
+ relay mail to a particular address for policy reasons, a 550 response
+ SHOULD be returned.
+
+ This specification does not deal with the verification of return
+ paths for use in delivery notifications. Recent work, such as that
+ on SPF [29] and DKIM [30] [31], has been done to provide ways to
+ ascertain that an address is valid or belongs to the person who
+ actually sent the message. A server MAY attempt to verify the return
+ path before using its address for delivery notifications, but methods
+ of doing so are not defined here nor is any particular method
+ recommended at this time.
+
+3.6.3. Message Submission Servers as Relays
+
+ Many mail-sending clients exist, especially in conjunction with
+ facilities that receive mail via POP3 or IMAP, that have limited
+ capability to support some of the requirements of this specification,
+ such as the ability to queue messages for subsequent delivery
+ attempts. For these clients, it is common practice to make private
+ arrangements to send all messages to a single server for processing
+ and subsequent distribution. SMTP, as specified here, is not ideally
+ suited for this role. A standardized mail submission protocol has
+ been developed that is gradually superseding practices based on SMTP
+ (see RFC 4409 [18]). In any event, because these arrangements are
+ private and fall outside the scope of this specification, they are
+ not described here.
+
+ It is important to note that MX records can point to SMTP servers
+ that act as gateways into other environments, not just SMTP relays
+ and final delivery systems; see Sections 3.7 and 5.
+
+ If an SMTP server has accepted the task of relaying the mail and
+ later finds that the destination is incorrect or that the mail cannot
+ be delivered for some other reason, then it MUST construct an
+ "undeliverable mail" notification message and send it to the
+ originator of the undeliverable mail (as indicated by the reverse-
+ path). Formats specified for non-delivery reports by other standards
+ (see, for example, RFC 3461 [32] and RFC 3464 [33]) SHOULD be used if
+ possible.
+
+ This notification message must be from the SMTP server at the relay
+ host or the host that first determines that delivery cannot be
+ accomplished. Of course, SMTP servers MUST NOT send notification
+ messages about problems transporting notification messages. One way
+ to prevent loops in error reporting is to specify a null reverse-path
+ in the MAIL command of a notification message. When such a message
+ is transmitted, the reverse-path MUST be set to null (see
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ Section 4.5.5 for additional discussion). A MAIL command with a null
+ reverse-path appears as follows:
+
+ MAIL FROM:<>
+
+ As discussed in Section 6.4, a relay SMTP has no need to inspect or
+ act upon the header section or body of the message data and MUST NOT
+ do so except to add its own "Received:" header field (Section 4.4)
+ and, optionally, to attempt to detect looping in the mail system (see
+ Section 6.3). Of course, this prohibition also applies to any
+ modifications of these header fields or text (see also Section 7.9).
+
+3.7. Mail Gatewaying
+
+ While the relay function discussed above operates within the Internet
+ SMTP transport service environment, MX records or various forms of
+ explicit routing may require that an intermediate SMTP server perform
+ a translation function between one transport service and another. As
+ discussed in Section 2.3.10, when such a system is at the boundary
+ between two transport service environments, we refer to it as a
+ "gateway" or "gateway SMTP".
+
+ Gatewaying mail between different mail environments, such as
+ different mail formats and protocols, is complex and does not easily
+ yield to standardization. However, some general requirements may be
+ given for a gateway between the Internet and another mail
+ environment.
+
+3.7.1. Header Fields in Gatewaying
+
+ Header fields MAY be rewritten when necessary as messages are
+ gatewayed across mail environment boundaries. This may involve
+ inspecting the message body or interpreting the local-part of the
+ destination address in spite of the prohibitions in Section 6.4.
+
+ Other mail systems gatewayed to the Internet often use a subset of
+ the RFC 822 header section or provide similar functionality with a
+ different syntax, but some of these mail systems do not have an
+ equivalent to the SMTP envelope. Therefore, when a message leaves
+ the Internet environment, it may be necessary to fold the SMTP
+ envelope information into the message header section. A possible
+ solution would be to create new header fields to carry the envelope
+ information (e.g., "X-SMTP-MAIL:" and "X-SMTP-RCPT:"); however, this
+ would require changes in mail programs in foreign environments and
+ might risk disclosure of private information (see Section 7.2).
+
+
+
+
+
+
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+
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+
+
+3.7.2. Received Lines in Gatewaying
+
+ When forwarding a message into or out of the Internet environment, a
+ gateway MUST prepend a Received: line, but it MUST NOT alter in any
+ way a Received: line that is already in the header section.
+
+ "Received:" header fields of messages originating from other
+ environments may not conform exactly to this specification. However,
+ the most important use of Received: lines is for debugging mail
+ faults, and this debugging can be severely hampered by well-meaning
+ gateways that try to "fix" a Received: line. As another consequence
+ of trace header fields arising in non-SMTP environments, receiving
+ systems MUST NOT reject mail based on the format of a trace header
+ field and SHOULD be extremely robust in the light of unexpected
+ information or formats in those header fields.
+
+ The gateway SHOULD indicate the environment and protocol in the "via"
+ clauses of Received header field(s) that it supplies.
+
+3.7.3. Addresses in Gatewaying
+
+ From the Internet side, the gateway SHOULD accept all valid address
+ formats in SMTP commands and in the RFC 822 header section, and all
+ valid RFC 822 messages. Addresses and header fields generated by
+ gateways MUST conform to applicable standards (including this one and
+ RFC 5322 [4]). Gateways are, of course, subject to the same rules
+ for handling source routes as those described for other SMTP systems
+ in Section 3.3.
+
+3.7.4. Other Header Fields in Gatewaying
+
+ The gateway MUST ensure that all header fields of a message that it
+ forwards into the Internet mail environment meet the requirements for
+ Internet mail. In particular, all addresses in "From:", "To:",
+ "Cc:", etc., header fields MUST be transformed (if necessary) to
+ satisfy the standard header syntax of RFC 5322 [4], MUST reference
+ only fully-qualified domain names, and MUST be effective and useful
+ for sending replies. The translation algorithm used to convert mail
+ from the Internet protocols to another environment's protocol SHOULD
+ ensure that error messages from the foreign mail environment are
+ delivered to the reverse-path from the SMTP envelope, not to an
+ address in the "From:", "Sender:", or similar header fields of the
+ message.
+
+
+
+
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+3.7.5. Envelopes in Gatewaying
+
+ Similarly, when forwarding a message from another environment into
+ the Internet, the gateway SHOULD set the envelope return path in
+ accordance with an error message return address, if supplied by the
+ foreign environment. If the foreign environment has no equivalent
+ concept, the gateway must select and use a best approximation, with
+ the message originator's address as the default of last resort.
+
+3.8. Terminating Sessions and Connections
+
+ An SMTP connection is terminated when the client sends a QUIT
+ command. The server responds with a positive reply code, after which
+ it closes the connection.
+
+ An SMTP server MUST NOT intentionally close the connection under
+ normal operational circumstances (see Section 7.8) except:
+
+ o After receiving a QUIT command and responding with a 221 reply.
+
+ o After detecting the need to shut down the SMTP service and
+ returning a 421 response code. This response code can be issued
+ after the server receives any command or, if necessary,
+ asynchronously from command receipt (on the assumption that the
+ client will receive it after the next command is issued).
+
+ o After a timeout, as specified in Section 4.5.3.2, occurs waiting
+ for the client to send a command or data.
+
+ In particular, a server that closes connections in response to
+ commands that are not understood is in violation of this
+ specification. Servers are expected to be tolerant of unknown
+ commands, issuing a 500 reply and awaiting further instructions from
+ the client.
+
+ An SMTP server that is forcibly shut down via external means SHOULD
+ attempt to send a line containing a 421 response code to the SMTP
+ client before exiting. The SMTP client will normally read the 421
+ response code after sending its next command.
+
+ SMTP clients that experience a connection close, reset, or other
+ communications failure due to circumstances not under their control
+ (in violation of the intent of this specification but sometimes
+ unavoidable) SHOULD, to maintain the robustness of the mail system,
+ treat the mail transaction as if a 451 response had been received and
+ act accordingly.
+
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+3.9. Mailing Lists and Aliases
+
+ An SMTP-capable host SHOULD support both the alias and the list
+ models of address expansion for multiple delivery. When a message is
+ delivered or forwarded to each address of an expanded list form, the
+ return address in the envelope ("MAIL FROM:") MUST be changed to be
+ the address of a person or other entity who administers the list.
+ However, in this case, the message header section (RFC 5322 [4]) MUST
+ be left unchanged; in particular, the "From" field of the header
+ section is unaffected.
+
+ An important mail facility is a mechanism for multi-destination
+ delivery of a single message, by transforming (or "expanding" or
+ "exploding") a pseudo-mailbox address into a list of destination
+ mailbox addresses. When a message is sent to such a pseudo-mailbox
+ (sometimes called an "exploder"), copies are forwarded or
+ redistributed to each mailbox in the expanded list. Servers SHOULD
+ simply utilize the addresses on the list; application of heuristics
+ or other matching rules to eliminate some addresses, such as that of
+ the originator, is strongly discouraged. We classify such a pseudo-
+ mailbox as an "alias" or a "list", depending upon the expansion
+ rules.
+
+3.9.1. Alias
+
+ To expand an alias, the recipient mailer simply replaces the pseudo-
+ mailbox address in the envelope with each of the expanded addresses
+ in turn; the rest of the envelope and the message body are left
+ unchanged. The message is then delivered or forwarded to each
+ expanded address.
+
+3.9.2. List
+
+ A mailing list may be said to operate by "redistribution" rather than
+ by "forwarding". To expand a list, the recipient mailer replaces the
+ pseudo-mailbox address in the envelope with each of the expanded
+ addresses in turn. The return (backward-pointing) address in the
+ envelope is changed so that all error messages generated by the final
+ deliveries will be returned to a list administrator, not to the
+ message originator, who generally has no control over the contents of
+ the list and will typically find error messages annoying. Note that
+ the key difference between handling aliases (Section 3.9.1) and
+ forwarding (this subsection) is the change to the backward-pointing
+ address in this case. When a list constrains its processing to the
+ very limited set of modifications and actions described here, it is
+ attempting to emulate an MTA; such lists can be treated as a
+ continuation in email transit.
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ There exist mailing lists that perform additional, sometimes
+ extensive, modifications to a message and its envelope. Such mailing
+ lists need to be viewed as full MUAs, which accept a delivery and
+ post a new message.
+
+4. The SMTP Specifications
+
+4.1. SMTP Commands
+
+4.1.1. Command Semantics and Syntax
+
+ The SMTP commands define the mail transfer or the mail system
+ function requested by the user. SMTP commands are character strings
+ terminated by <CRLF>. The commands themselves are alphabetic
+ characters terminated by <SP> if parameters follow and <CRLF>
+ otherwise. (In the interest of improved interoperability, SMTP
+ receivers SHOULD tolerate trailing white space before the terminating
+ <CRLF>.) The syntax of the local part of a mailbox MUST conform to
+ receiver site conventions and the syntax specified in Section 4.1.2.
+ The SMTP commands are discussed below. The SMTP replies are
+ discussed in Section 4.2.
+
+ A mail transaction involves several data objects that are
+ communicated as arguments to different commands. The reverse-path is
+ the argument of the MAIL command, the forward-path is the argument of
+ the RCPT command, and the mail data is the argument of the DATA
+ command. These arguments or data objects must be transmitted and
+ held, pending the confirmation communicated by the end of mail data
+ indication that finalizes the transaction. The model for this is
+ that distinct buffers are provided to hold the types of data objects;
+ that is, there is a reverse-path buffer, a forward-path buffer, and a
+ mail data buffer. Specific commands cause information to be appended
+ to a specific buffer, or cause one or more buffers to be cleared.
+
+ Several commands (RSET, DATA, QUIT) are specified as not permitting
+ parameters. In the absence of specific extensions offered by the
+ server and accepted by the client, clients MUST NOT send such
+ parameters and servers SHOULD reject commands containing them as
+ having invalid syntax.
+
+4.1.1.1. Extended HELLO (EHLO) or HELLO (HELO)
+
+ These commands are used to identify the SMTP client to the SMTP
+ server. The argument clause contains the fully-qualified domain name
+ of the SMTP client, if one is available. In situations in which the
+ SMTP client system does not have a meaningful domain name (e.g., when
+ its address is dynamically allocated and no reverse mapping record is
+
+
+
+
+Klensin Standards Track [Page 32]
+
+RFC 5321 SMTP October 2008
+
+
+ available), the client SHOULD send an address literal (see
+ Section 4.1.3).
+
+ RFC 2821, and some earlier informal practices, encouraged following
+ the literal by information that would help to identify the client
+ system. That convention was not widely supported, and many SMTP
+ servers considered it an error. In the interest of interoperability,
+ it is probably wise for servers to be prepared for this string to
+ occur, but SMTP clients SHOULD NOT send it.
+
+ The SMTP server identifies itself to the SMTP client in the
+ connection greeting reply and in the response to this command.
+
+ A client SMTP SHOULD start an SMTP session by issuing the EHLO
+ command. If the SMTP server supports the SMTP service extensions, it
+ will give a successful response, a failure response, or an error
+ response. If the SMTP server, in violation of this specification,
+ does not support any SMTP service extensions, it will generate an
+ error response. Older client SMTP systems MAY, as discussed above,
+ use HELO (as specified in RFC 821) instead of EHLO, and servers MUST
+ support the HELO command and reply properly to it. In any event, a
+ client MUST issue HELO or EHLO before starting a mail transaction.
+
+ These commands, and a "250 OK" reply to one of them, confirm that
+ both the SMTP client and the SMTP server are in the initial state,
+ that is, there is no transaction in progress and all state tables and
+ buffers are cleared.
+
+ Syntax:
+
+ ehlo = "EHLO" SP ( Domain / address-literal ) CRLF
+
+ helo = "HELO" SP Domain CRLF
+
+ Normally, the response to EHLO will be a multiline reply. Each line
+ of the response contains a keyword and, optionally, one or more
+ parameters. Following the normal syntax for multiline replies, these
+ keywords follow the code (250) and a hyphen for all but the last
+ line, and the code and a space for the last line. The syntax for a
+ positive response, using the ABNF notation and terminal symbols of
+ RFC 5234 [7], is:
+
+ ehlo-ok-rsp = ( "250" SP Domain [ SP ehlo-greet ] CRLF )
+ / ( "250-" Domain [ SP ehlo-greet ] CRLF
+ *( "250-" ehlo-line CRLF )
+ "250" SP ehlo-line CRLF )
+
+
+
+
+
+Klensin Standards Track [Page 33]
+
+RFC 5321 SMTP October 2008
+
+
+ ehlo-greet = 1*(%d0-9 / %d11-12 / %d14-127)
+ ; string of any characters other than CR or LF
+
+ ehlo-line = ehlo-keyword *( SP ehlo-param )
+
+ ehlo-keyword = (ALPHA / DIGIT) *(ALPHA / DIGIT / "-")
+ ; additional syntax of ehlo-params depends on
+ ; ehlo-keyword
+
+ ehlo-param = 1*(%d33-126)
+ ; any CHAR excluding <SP> and all
+ ; control characters (US-ASCII 0-31 and 127
+ ; inclusive)
+
+ Although EHLO keywords may be specified in upper, lower, or mixed
+ case, they MUST always be recognized and processed in a case-
+ insensitive manner. This is simply an extension of practices
+ specified in RFC 821 and Section 2.4.
+
+ The EHLO response MUST contain keywords (and associated parameters if
+ required) for all commands not listed as "required" in Section 4.5.1
+ excepting only private-use commands as described in Section 4.1.5.
+ Private-use commands MAY be listed.
+
+4.1.1.2. MAIL (MAIL)
+
+ This command is used to initiate a mail transaction in which the mail
+ data is delivered to an SMTP server that may, in turn, deliver it to
+ one or more mailboxes or pass it on to another system (possibly using
+ SMTP). The argument clause contains a reverse-path and may contain
+ optional parameters. In general, the MAIL command may be sent only
+ when no mail transaction is in progress, see Section 4.1.4.
+
+ The reverse-path consists of the sender mailbox. Historically, that
+ mailbox might optionally have been preceded by a list of hosts, but
+ that behavior is now deprecated (see Appendix C). In some types of
+ reporting messages for which a reply is likely to cause a mail loop
+ (for example, mail delivery and non-delivery notifications), the
+ reverse-path may be null (see Section 3.6).
+
+ This command clears the reverse-path buffer, the forward-path buffer,
+ and the mail data buffer, and it inserts the reverse-path information
+ from its argument clause into the reverse-path buffer.
+
+ If service extensions were negotiated, the MAIL command may also
+ carry parameters associated with a particular service extension.
+
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ Syntax:
+
+ mail = "MAIL FROM:" Reverse-path
+ [SP Mail-parameters] CRLF
+
+4.1.1.3. RECIPIENT (RCPT)
+
+ This command is used to identify an individual recipient of the mail
+ data; multiple recipients are specified by multiple uses of this
+ command. The argument clause contains a forward-path and may contain
+ optional parameters.
+
+ The forward-path normally consists of the required destination
+ mailbox. Sending systems SHOULD NOT generate the optional list of
+ hosts known as a source route. Receiving systems MUST recognize
+ source route syntax but SHOULD strip off the source route
+ specification and utilize the domain name associated with the mailbox
+ as if the source route had not been provided.
+
+ Similarly, relay hosts SHOULD strip or ignore source routes, and
+ names MUST NOT be copied into the reverse-path. When mail reaches
+ its ultimate destination (the forward-path contains only a
+ destination mailbox), the SMTP server inserts it into the destination
+ mailbox in accordance with its host mail conventions.
+
+ This command appends its forward-path argument to the forward-path
+ buffer; it does not change the reverse-path buffer nor the mail data
+ buffer.
+
+ For example, mail received at relay host xyz.com with envelope
+ commands
+
+ MAIL FROM:<userx@y.foo.org>
+ RCPT TO:<@hosta.int,@jkl.org:userc@d.bar.org>
+
+ will normally be sent directly on to host d.bar.org with envelope
+ commands
+
+ MAIL FROM:<userx@y.foo.org>
+ RCPT TO:<userc@d.bar.org>
+
+ As provided in Appendix C, xyz.com MAY also choose to relay the
+ message to hosta.int, using the envelope commands
+
+ MAIL FROM:<userx@y.foo.org>
+ RCPT TO:<@hosta.int,@jkl.org:userc@d.bar.org>
+
+
+
+
+
+Klensin Standards Track [Page 35]
+
+RFC 5321 SMTP October 2008
+
+
+ or to jkl.org, using the envelope commands
+
+ MAIL FROM:<userx@y.foo.org>
+ RCPT TO:<@jkl.org:userc@d.bar.org>
+
+ Attempting to use relaying this way is now strongly discouraged.
+ Since hosts are not required to relay mail at all, xyz.com MAY also
+ reject the message entirely when the RCPT command is received, using
+ a 550 code (since this is a "policy reason").
+
+ If service extensions were negotiated, the RCPT command may also
+ carry parameters associated with a particular service extension
+ offered by the server. The client MUST NOT transmit parameters other
+ than those associated with a service extension offered by the server
+ in its EHLO response.
+
+ Syntax:
+
+ rcpt = "RCPT TO:" ( "<Postmaster@" Domain ">" / "<Postmaster>" /
+ Forward-path ) [SP Rcpt-parameters] CRLF
+
+ Note that, in a departure from the usual rules for
+ local-parts, the "Postmaster" string shown above is
+ treated as case-insensitive.
+
+4.1.1.4. DATA (DATA)
+
+ The receiver normally sends a 354 response to DATA, and then treats
+ the lines (strings ending in <CRLF> sequences, as described in
+ Section 2.3.7) following the command as mail data from the sender.
+ This command causes the mail data to be appended to the mail data
+ buffer. The mail data may contain any of the 128 ASCII character
+ codes, although experience has indicated that use of control
+ characters other than SP, HT, CR, and LF may cause problems and
+ SHOULD be avoided when possible.
+
+ The mail data are terminated by a line containing only a period, that
+ is, the character sequence "<CRLF>.<CRLF>", where the first <CRLF> is
+ actually the terminator of the previous line (see Section 4.5.2).
+ This is the end of mail data indication. The first <CRLF> of this
+ terminating sequence is also the <CRLF> that ends the final line of
+ the data (message text) or, if there was no mail data, ends the DATA
+ command itself (the "no mail data" case does not conform to this
+ specification since it would require that neither the trace header
+ fields required by this specification nor the message header section
+ required by RFC 5322 [4] be transmitted). An extra <CRLF> MUST NOT
+ be added, as that would cause an empty line to be added to the
+ message. The only exception to this rule would arise if the message
+
+
+
+Klensin Standards Track [Page 36]
+
+RFC 5321 SMTP October 2008
+
+
+ body were passed to the originating SMTP-sender with a final "line"
+ that did not end in <CRLF>; in that case, the originating SMTP system
+ MUST either reject the message as invalid or add <CRLF> in order to
+ have the receiving SMTP server recognize the "end of data" condition.
+
+ The custom of accepting lines ending only in <LF>, as a concession to
+ non-conforming behavior on the part of some UNIX systems, has proven
+ to cause more interoperability problems than it solves, and SMTP
+ server systems MUST NOT do this, even in the name of improved
+ robustness. In particular, the sequence "<LF>.<LF>" (bare line
+ feeds, without carriage returns) MUST NOT be treated as equivalent to
+ <CRLF>.<CRLF> as the end of mail data indication.
+
+ Receipt of the end of mail data indication requires the server to
+ process the stored mail transaction information. This processing
+ consumes the information in the reverse-path buffer, the forward-path
+ buffer, and the mail data buffer, and on the completion of this
+ command these buffers are cleared. If the processing is successful,
+ the receiver MUST send an OK reply. If the processing fails, the
+ receiver MUST send a failure reply. The SMTP model does not allow
+ for partial failures at this point: either the message is accepted by
+ the server for delivery and a positive response is returned or it is
+ not accepted and a failure reply is returned. In sending a positive
+ "250 OK" completion reply to the end of data indication, the receiver
+ takes full responsibility for the message (see Section 6.1). Errors
+ that are diagnosed subsequently MUST be reported in a mail message,
+ as discussed in Section 4.4.
+
+ When the SMTP server accepts a message either for relaying or for
+ final delivery, it inserts a trace record (also referred to
+ interchangeably as a "time stamp line" or "Received" line) at the top
+ of the mail data. This trace record indicates the identity of the
+ host that sent the message, the identity of the host that received
+ the message (and is inserting this time stamp), and the date and time
+ the message was received. Relayed messages will have multiple time
+ stamp lines. Details for formation of these lines, including their
+ syntax, is specified in Section 4.4.
+
+ Additional discussion about the operation of the DATA command appears
+ in Section 3.3.
+
+ Syntax:
+
+ data = "DATA" CRLF
+
+
+
+
+
+
+
+Klensin Standards Track [Page 37]
+
+RFC 5321 SMTP October 2008
+
+
+4.1.1.5. RESET (RSET)
+
+ This command specifies that the current mail transaction will be
+ aborted. Any stored sender, recipients, and mail data MUST be
+ discarded, and all buffers and state tables cleared. The receiver
+ MUST send a "250 OK" reply to a RSET command with no arguments. A
+ reset command may be issued by the client at any time. It is
+ effectively equivalent to a NOOP (i.e., it has no effect) if issued
+ immediately after EHLO, before EHLO is issued in the session, after
+ an end of data indicator has been sent and acknowledged, or
+ immediately before a QUIT. An SMTP server MUST NOT close the
+ connection as the result of receiving a RSET; that action is reserved
+ for QUIT (see Section 4.1.1.10).
+
+ Since EHLO implies some additional processing and response by the
+ server, RSET will normally be more efficient than reissuing that
+ command, even though the formal semantics are the same.
+
+ There are circumstances, contrary to the intent of this
+ specification, in which an SMTP server may receive an indication that
+ the underlying TCP connection has been closed or reset. To preserve
+ the robustness of the mail system, SMTP servers SHOULD be prepared
+ for this condition and SHOULD treat it as if a QUIT had been received
+ before the connection disappeared.
+
+ Syntax:
+
+ rset = "RSET" CRLF
+
+4.1.1.6. VERIFY (VRFY)
+
+ This command asks the receiver to confirm that the argument
+ identifies a user or mailbox. If it is a user name, information is
+ returned as specified in Section 3.5.
+
+ This command has no effect on the reverse-path buffer, the forward-
+ path buffer, or the mail data buffer.
+
+ Syntax:
+
+ vrfy = "VRFY" SP String CRLF
+
+
+
+
+
+
+
+
+
+
+Klensin Standards Track [Page 38]
+
+RFC 5321 SMTP October 2008
+
+
+4.1.1.7. EXPAND (EXPN)
+
+ This command asks the receiver to confirm that the argument
+ identifies a mailing list, and if so, to return the membership of
+ that list. If the command is successful, a reply is returned
+ containing information as described in Section 3.5. This reply will
+ have multiple lines except in the trivial case of a one-member list.
+
+ This command has no effect on the reverse-path buffer, the forward-
+ path buffer, or the mail data buffer, and it may be issued at any
+ time.
+
+ Syntax:
+
+ expn = "EXPN" SP String CRLF
+
+4.1.1.8. HELP (HELP)
+
+ This command causes the server to send helpful information to the
+ client. The command MAY take an argument (e.g., any command name)
+ and return more specific information as a response.
+
+ This command has no effect on the reverse-path buffer, the forward-
+ path buffer, or the mail data buffer, and it may be issued at any
+ time.
+
+ SMTP servers SHOULD support HELP without arguments and MAY support it
+ with arguments.
+
+ Syntax:
+
+ help = "HELP" [ SP String ] CRLF
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Klensin Standards Track [Page 39]
+
+RFC 5321 SMTP October 2008
+
+
+4.1.1.9. NOOP (NOOP)
+
+ This command does not affect any parameters or previously entered
+ commands. It specifies no action other than that the receiver send a
+ "250 OK" reply.
+
+ This command has no effect on the reverse-path buffer, the forward-
+ path buffer, or the mail data buffer, and it may be issued at any
+ time. If a parameter string is specified, servers SHOULD ignore it.
+
+ Syntax:
+
+ noop = "NOOP" [ SP String ] CRLF
+
+4.1.1.10. QUIT (QUIT)
+
+ This command specifies that the receiver MUST send a "221 OK" reply,
+ and then close the transmission channel.
+
+ The receiver MUST NOT intentionally close the transmission channel
+ until it receives and replies to a QUIT command (even if there was an
+ error). The sender MUST NOT intentionally close the transmission
+ channel until it sends a QUIT command, and it SHOULD wait until it
+ receives the reply (even if there was an error response to a previous
+ command). If the connection is closed prematurely due to violations
+ of the above or system or network failure, the server MUST cancel any
+ pending transaction, but not undo any previously completed
+ transaction, and generally MUST act as if the command or transaction
+ in progress had received a temporary error (i.e., a 4yz response).
+
+ The QUIT command may be issued at any time. Any current uncompleted
+ mail transaction will be aborted.
+
+ Syntax:
+
+ quit = "QUIT" CRLF
+
+4.1.1.11. Mail-Parameter and Rcpt-Parameter Error Responses
+
+ If the server SMTP does not recognize or cannot implement one or more
+ of the parameters associated with a particular MAIL FROM or RCPT TO
+ command, it will return code 555.
+
+ If, for some reason, the server is temporarily unable to accommodate
+ one or more of the parameters associated with a MAIL FROM or RCPT TO
+ command, and if the definition of the specific parameter does not
+ mandate the use of another code, it should return code 455.
+
+
+
+
+Klensin Standards Track [Page 40]
+
+RFC 5321 SMTP October 2008
+
+
+ Errors specific to particular parameters and their values will be
+ specified in the parameter's defining RFC.
+
+4.1.2. Command Argument Syntax
+
+ The syntax of the argument clauses of the above commands (using the
+ syntax specified in RFC 5234 [7] where applicable) is given below.
+ Some of the productions given below are used only in conjunction with
+ source routes as described in Appendix C. Terminals not defined in
+ this document, such as ALPHA, DIGIT, SP, CR, LF, CRLF, are as defined
+ in the "core" syntax in Section 6 of RFC 5234 [7] or in the message
+ format syntax in RFC 5322 [4].
+
+ Reverse-path = Path / "<>"
+
+ Forward-path = Path
+
+ Path = "<" [ A-d-l ":" ] Mailbox ">"
+
+ A-d-l = At-domain *( "," At-domain )
+ ; Note that this form, the so-called "source
+ ; route", MUST BE accepted, SHOULD NOT be
+ ; generated, and SHOULD be ignored.
+
+ At-domain = "@" Domain
+
+ Mail-parameters = esmtp-param *(SP esmtp-param)
+
+ Rcpt-parameters = esmtp-param *(SP esmtp-param)
+
+ esmtp-param = esmtp-keyword ["=" esmtp-value]
+
+ esmtp-keyword = (ALPHA / DIGIT) *(ALPHA / DIGIT / "-")
+
+ esmtp-value = 1*(%d33-60 / %d62-126)
+ ; any CHAR excluding "=", SP, and control
+ ; characters. If this string is an email address,
+ ; i.e., a Mailbox, then the "xtext" syntax [32]
+ ; SHOULD be used.
+
+ Keyword = Ldh-str
+
+ Argument = Atom
+
+ Domain = sub-domain *("." sub-domain)
+
+
+
+
+
+
+Klensin Standards Track [Page 41]
+
+RFC 5321 SMTP October 2008
+
+
+ sub-domain = Let-dig [Ldh-str]
+
+ Let-dig = ALPHA / DIGIT
+
+ Ldh-str = *( ALPHA / DIGIT / "-" ) Let-dig
+
+ address-literal = "[" ( IPv4-address-literal /
+ IPv6-address-literal /
+ General-address-literal ) "]"
+ ; See Section 4.1.3
+
+ Mailbox = Local-part "@" ( Domain / address-literal )
+
+ Local-part = Dot-string / Quoted-string
+ ; MAY be case-sensitive
+
+
+ Dot-string = Atom *("." Atom)
+
+ Atom = 1*atext
+
+ Quoted-string = DQUOTE *QcontentSMTP DQUOTE
+
+ QcontentSMTP = qtextSMTP / quoted-pairSMTP
+
+ quoted-pairSMTP = %d92 %d32-126
+ ; i.e., backslash followed by any ASCII
+ ; graphic (including itself) or SPace
+
+ qtextSMTP = %d32-33 / %d35-91 / %d93-126
+ ; i.e., within a quoted string, any
+ ; ASCII graphic or space is permitted
+ ; without blackslash-quoting except
+ ; double-quote and the backslash itself.
+
+ String = Atom / Quoted-string
+
+ While the above definition for Local-part is relatively permissive,
+ for maximum interoperability, a host that expects to receive mail
+ SHOULD avoid defining mailboxes where the Local-part requires (or
+ uses) the Quoted-string form or where the Local-part is case-
+ sensitive. For any purposes that require generating or comparing
+ Local-parts (e.g., to specific mailbox names), all quoted forms MUST
+ be treated as equivalent, and the sending system SHOULD transmit the
+ form that uses the minimum quoting possible.
+
+ Systems MUST NOT define mailboxes in such a way as to require the use
+ in SMTP of non-ASCII characters (octets with the high order bit set
+
+
+
+Klensin Standards Track [Page 42]
+
+RFC 5321 SMTP October 2008
+
+
+ to one) or ASCII "control characters" (decimal value 0-31 and 127).
+ These characters MUST NOT be used in MAIL or RCPT commands or other
+ commands that require mailbox names.
+
+ Note that the backslash, "\", is a quote character, which is used to
+ indicate that the next character is to be used literally (instead of
+ its normal interpretation). For example, "Joe\,Smith" indicates a
+ single nine-character user name string with the comma being the
+ fourth character of that string.
+
+ To promote interoperability and consistent with long-standing
+ guidance about conservative use of the DNS in naming and applications
+ (e.g., see Section 2.3.1 of the base DNS document, RFC 1035 [2]),
+ characters outside the set of alphabetic characters, digits, and
+ hyphen MUST NOT appear in domain name labels for SMTP clients or
+ servers. In particular, the underscore character is not permitted.
+ SMTP servers that receive a command in which invalid character codes
+ have been employed, and for which there are no other reasons for
+ rejection, MUST reject that command with a 501 response (this rule,
+ like others, could be overridden by appropriate SMTP extensions).
+
+4.1.3. Address Literals
+
+ Sometimes a host is not known to the domain name system and
+ communication (and, in particular, communication to report and repair
+ the error) is blocked. To bypass this barrier, a special literal
+ form of the address is allowed as an alternative to a domain name.
+ For IPv4 addresses, this form uses four small decimal integers
+ separated by dots and enclosed by brackets such as [123.255.37.2],
+ which indicates an (IPv4) Internet Address in sequence-of-octets
+ form. For IPv6 and other forms of addressing that might eventually
+ be standardized, the form consists of a standardized "tag" that
+ identifies the address syntax, a colon, and the address itself, in a
+ format specified as part of the relevant standards (i.e., RFC 4291
+ [8] for IPv6).
+
+ Specifically:
+
+ IPv4-address-literal = Snum 3("." Snum)
+
+ IPv6-address-literal = "IPv6:" IPv6-addr
+
+ General-address-literal = Standardized-tag ":" 1*dcontent
+
+ Standardized-tag = Ldh-str
+ ; Standardized-tag MUST be specified in a
+ ; Standards-Track RFC and registered with IANA
+
+
+
+
+Klensin Standards Track [Page 43]
+
+RFC 5321 SMTP October 2008
+
+
+ dcontent = %d33-90 / ; Printable US-ASCII
+ %d94-126 ; excl. "[", "\", "]"
+
+ Snum = 1*3DIGIT
+ ; representing a decimal integer
+ ; value in the range 0 through 255
+
+ IPv6-addr = IPv6-full / IPv6-comp / IPv6v4-full / IPv6v4-comp
+
+ IPv6-hex = 1*4HEXDIG
+
+ IPv6-full = IPv6-hex 7(":" IPv6-hex)
+
+ IPv6-comp = [IPv6-hex *5(":" IPv6-hex)] "::"
+ [IPv6-hex *5(":" IPv6-hex)]
+ ; The "::" represents at least 2 16-bit groups of
+ ; zeros. No more than 6 groups in addition to the
+ ; "::" may be present.
+
+ IPv6v4-full = IPv6-hex 5(":" IPv6-hex) ":" IPv4-address-literal
+
+ IPv6v4-comp = [IPv6-hex *3(":" IPv6-hex)] "::"
+ [IPv6-hex *3(":" IPv6-hex) ":"]
+ IPv4-address-literal
+ ; The "::" represents at least 2 16-bit groups of
+ ; zeros. No more than 4 groups in addition to the
+ ; "::" and IPv4-address-literal may be present.
+
+4.1.4. Order of Commands
+
+ There are restrictions on the order in which these commands may be
+ used.
+
+ A session that will contain mail transactions MUST first be
+ initialized by the use of the EHLO command. An SMTP server SHOULD
+ accept commands for non-mail transactions (e.g., VRFY or EXPN)
+ without this initialization.
+
+ An EHLO command MAY be issued by a client later in the session. If
+ it is issued after the session begins and the EHLO command is
+ acceptable to the SMTP server, the SMTP server MUST clear all buffers
+ and reset the state exactly as if a RSET command had been issued. In
+ other words, the sequence of RSET followed immediately by EHLO is
+ redundant, but not harmful other than in the performance cost of
+ executing unnecessary commands.
+
+ If the EHLO command is not acceptable to the SMTP server, 501, 500,
+ 502, or 550 failure replies MUST be returned as appropriate. The
+
+
+
+Klensin Standards Track [Page 44]
+
+RFC 5321 SMTP October 2008
+
+
+ SMTP server MUST stay in the same state after transmitting these
+ replies that it was in before the EHLO was received.
+
+ The SMTP client MUST, if possible, ensure that the domain parameter
+ to the EHLO command is a primary host name as specified for this
+ command in Section 2.3.5. If this is not possible (e.g., when the
+ client's address is dynamically assigned and the client does not have
+ an obvious name), an address literal SHOULD be substituted for the
+ domain name.
+
+ An SMTP server MAY verify that the domain name argument in the EHLO
+ command actually corresponds to the IP address of the client.
+ However, if the verification fails, the server MUST NOT refuse to
+ accept a message on that basis. Information captured in the
+ verification attempt is for logging and tracing purposes. Note that
+ this prohibition applies to the matching of the parameter to its IP
+ address only; see Section 7.9 for a more extensive discussion of
+ rejecting incoming connections or mail messages.
+
+ The NOOP, HELP, EXPN, VRFY, and RSET commands can be used at any time
+ during a session, or without previously initializing a session. SMTP
+ servers SHOULD process these normally (that is, not return a 503
+ code) even if no EHLO command has yet been received; clients SHOULD
+ open a session with EHLO before sending these commands.
+
+ If these rules are followed, the example in RFC 821 that shows "550
+ access denied to you" in response to an EXPN command is incorrect
+ unless an EHLO command precedes the EXPN or the denial of access is
+ based on the client's IP address or other authentication or
+ authorization-determining mechanisms.
+
+ The MAIL command (or the obsolete SEND, SOML, or SAML commands)
+ begins a mail transaction. Once started, a mail transaction consists
+ of a transaction beginning command, one or more RCPT commands, and a
+ DATA command, in that order. A mail transaction may be aborted by
+ the RSET, a new EHLO, or the QUIT command. There may be zero or more
+ transactions in a session. MAIL (or SEND, SOML, or SAML) MUST NOT be
+ sent if a mail transaction is already open, i.e., it should be sent
+ only if no mail transaction had been started in the session, or if
+ the previous one successfully concluded with a successful DATA
+ command, or if the previous one was aborted, e.g., with a RSET or new
+ EHLO.
+
+ If the transaction beginning command argument is not acceptable, a
+ 501 failure reply MUST be returned and the SMTP server MUST stay in
+ the same state. If the commands in a transaction are out of order to
+ the degree that they cannot be processed by the server, a 503 failure
+
+
+
+
+Klensin Standards Track [Page 45]
+
+RFC 5321 SMTP October 2008
+
+
+ reply MUST be returned and the SMTP server MUST stay in the same
+ state.
+
+ The last command in a session MUST be the QUIT command. The QUIT
+ command SHOULD be used by the client SMTP to request connection
+ closure, even when no session opening command was sent and accepted.
+
+4.1.5. Private-Use Commands
+
+ As specified in Section 2.2.2, commands starting in "X" may be used
+ by bilateral agreement between the client (sending) and server
+ (receiving) SMTP agents. An SMTP server that does not recognize such
+ a command is expected to reply with "500 Command not recognized". An
+ extended SMTP server MAY list the feature names associated with these
+ private commands in the response to the EHLO command.
+
+ Commands sent or accepted by SMTP systems that do not start with "X"
+ MUST conform to the requirements of Section 2.2.2.
+
+4.2. SMTP Replies
+
+ Replies to SMTP commands serve to ensure the synchronization of
+ requests and actions in the process of mail transfer and to guarantee
+ that the SMTP client always knows the state of the SMTP server.
+ Every command MUST generate exactly one reply.
+
+ The details of the command-reply sequence are described in
+ Section 4.3.
+
+ An SMTP reply consists of a three digit number (transmitted as three
+ numeric characters) followed by some text unless specified otherwise
+ in this document. The number is for use by automata to determine
+ what state to enter next; the text is for the human user. The three
+ digits contain enough encoded information that the SMTP client need
+ not examine the text and may either discard it or pass it on to the
+ user, as appropriate. Exceptions are as noted elsewhere in this
+ document. In particular, the 220, 221, 251, 421, and 551 reply codes
+ are associated with message text that must be parsed and interpreted
+ by machines. In the general case, the text may be receiver dependent
+ and context dependent, so there are likely to be varying texts for
+ each reply code. A discussion of the theory of reply codes is given
+ in Section 4.2.1. Formally, a reply is defined to be the sequence: a
+ three-digit code, <SP>, one line of text, and <CRLF>, or a multiline
+ reply (as defined in the same section). Since, in violation of this
+ specification, the text is sometimes not sent, clients that do not
+ receive it SHOULD be prepared to process the code alone (with or
+ without a trailing space character). Only the EHLO, EXPN, and HELP
+ commands are expected to result in multiline replies in normal
+
+
+
+Klensin Standards Track [Page 46]
+
+RFC 5321 SMTP October 2008
+
+
+ circumstances; however, multiline replies are allowed for any
+ command.
+
+ In ABNF, server responses are:
+
+ Greeting = ( "220 " (Domain / address-literal)
+ [ SP textstring ] CRLF ) /
+ ( "220-" (Domain / address-literal)
+ [ SP textstring ] CRLF
+ *( "220-" [ textstring ] CRLF )
+ "220" [ SP textstring ] CRLF )
+
+ textstring = 1*(%d09 / %d32-126) ; HT, SP, Printable US-ASCII
+
+ Reply-line = *( Reply-code "-" [ textstring ] CRLF )
+ Reply-code [ SP textstring ] CRLF
+
+ Reply-code = %x32-35 %x30-35 %x30-39
+
+ where "Greeting" appears only in the 220 response that announces that
+ the server is opening its part of the connection. (Other possible
+ server responses upon connection follow the syntax of Reply-line.)
+
+ An SMTP server SHOULD send only the reply codes listed in this
+ document. An SMTP server SHOULD use the text shown in the examples
+ whenever appropriate.
+
+ An SMTP client MUST determine its actions only by the reply code, not
+ by the text (except for the "change of address" 251 and 551 and, if
+ necessary, 220, 221, and 421 replies); in the general case, any text,
+ including no text at all (although senders SHOULD NOT send bare
+ codes), MUST be acceptable. The space (blank) following the reply
+ code is considered part of the text. Whenever possible, a receiver-
+ SMTP SHOULD test the first digit (severity indication) of the reply
+ code.
+
+ The list of codes that appears below MUST NOT be construed as
+ permanent. While the addition of new codes should be a rare and
+ significant activity, with supplemental information in the textual
+ part of the response being preferred, new codes may be added as the
+ result of new Standards or Standards-Track specifications.
+ Consequently, a sender-SMTP MUST be prepared to handle codes not
+ specified in this document and MUST do so by interpreting the first
+ digit only.
+
+ In the absence of extensions negotiated with the client, SMTP servers
+ MUST NOT send reply codes whose first digits are other than 2, 3, 4,
+
+
+
+
+Klensin Standards Track [Page 47]
+
+RFC 5321 SMTP October 2008
+
+
+ or 5. Clients that receive such out-of-range codes SHOULD normally
+ treat them as fatal errors and terminate the mail transaction.
+
+4.2.1. Reply Code Severities and Theory
+
+ The three digits of the reply each have a special significance. The
+ first digit denotes whether the response is good, bad, or incomplete.
+ An unsophisticated SMTP client, or one that receives an unexpected
+ code, will be able to determine its next action (proceed as planned,
+ redo, retrench, etc.) by examining this first digit. An SMTP client
+ that wants to know approximately what kind of error occurred (e.g.,
+ mail system error, command syntax error) may examine the second
+ digit. The third digit and any supplemental information that may be
+ present is reserved for the finest gradation of information.
+
+ There are four values for the first digit of the reply code:
+
+ 2yz Positive Completion reply
+ The requested action has been successfully completed. A new
+ request may be initiated.
+
+ 3yz Positive Intermediate reply
+ The command has been accepted, but the requested action is being
+ held in abeyance, pending receipt of further information. The
+ SMTP client should send another command specifying this
+ information. This reply is used in command sequence groups (i.e.,
+ in DATA).
+
+ 4yz Transient Negative Completion reply
+ The command was not accepted, and the requested action did not
+ occur. However, the error condition is temporary, and the action
+ may be requested again. The sender should return to the beginning
+ of the command sequence (if any). It is difficult to assign a
+ meaning to "transient" when two different sites (receiver- and
+ sender-SMTP agents) must agree on the interpretation. Each reply
+ in this category might have a different time value, but the SMTP
+ client SHOULD try again. A rule of thumb to determine whether a
+ reply fits into the 4yz or the 5yz category (see below) is that
+ replies are 4yz if they can be successful if repeated without any
+ change in command form or in properties of the sender or receiver
+ (that is, the command is repeated identically and the receiver
+ does not put up a new implementation).
+
+ 5yz Permanent Negative Completion reply
+ The command was not accepted and the requested action did not
+ occur. The SMTP client SHOULD NOT repeat the exact request (in
+ the same sequence). Even some "permanent" error conditions can be
+ corrected, so the human user may want to direct the SMTP client to
+
+
+
+Klensin Standards Track [Page 48]
+
+RFC 5321 SMTP October 2008
+
+
+ reinitiate the command sequence by direct action at some point in
+ the future (e.g., after the spelling has been changed, or the user
+ has altered the account status).
+
+ It is worth noting that the file transfer protocol (FTP) [34] uses a
+ very similar code architecture and that the SMTP codes are based on
+ the FTP model. However, SMTP uses a one-command, one-response model
+ (while FTP is asynchronous) and FTP's 1yz codes are not part of the
+ SMTP model.
+
+ The second digit encodes responses in specific categories:
+
+ x0z Syntax: These replies refer to syntax errors, syntactically
+ correct commands that do not fit any functional category, and
+ unimplemented or superfluous commands.
+
+ x1z Information: These are replies to requests for information, such
+ as status or help.
+
+ x2z Connections: These are replies referring to the transmission
+ channel.
+
+ x3z Unspecified.
+
+ x4z Unspecified.
+
+ x5z Mail system: These replies indicate the status of the receiver
+ mail system vis-a-vis the requested transfer or other mail system
+ action.
+
+ The third digit gives a finer gradation of meaning in each category
+ specified by the second digit. The list of replies illustrates this.
+ Each reply text is recommended rather than mandatory, and may even
+ change according to the command with which it is associated. On the
+ other hand, the reply codes must strictly follow the specifications
+ in this section. Receiver implementations should not invent new
+ codes for slightly different situations from the ones described here,
+ but rather adapt codes already defined.
+
+ For example, a command such as NOOP, whose successful execution does
+ not offer the SMTP client any new information, will return a 250
+ reply. The reply is 502 when the command requests an unimplemented
+ non-site-specific action. A refinement of that is the 504 reply for
+ a command that is implemented, but that requests an unimplemented
+ parameter.
+
+
+
+
+
+
+Klensin Standards Track [Page 49]
+
+RFC 5321 SMTP October 2008
+
+
+ The reply text may be longer than a single line; in these cases the
+ complete text must be marked so the SMTP client knows when it can
+ stop reading the reply. This requires a special format to indicate a
+ multiple line reply.
+
+ The format for multiline replies requires that every line, except the
+ last, begin with the reply code, followed immediately by a hyphen,
+ "-" (also known as minus), followed by text. The last line will
+ begin with the reply code, followed immediately by <SP>, optionally
+ some text, and <CRLF>. As noted above, servers SHOULD send the <SP>
+ if subsequent text is not sent, but clients MUST be prepared for it
+ to be omitted.
+
+ For example:
+
+ 250-First line
+ 250-Second line
+ 250-234 Text beginning with numbers
+ 250 The last line
+
+ In a multiline reply, the reply code on each of the lines MUST be the
+ same. It is reasonable for the client to rely on this, so it can
+ make processing decisions based on the code in any line, assuming
+ that all others will be the same. In a few cases, there is important
+ data for the client in the reply "text". The client will be able to
+ identify these cases from the current context.
+
+4.2.2. Reply Codes by Function Groups
+
+ 500 Syntax error, command unrecognized (This may include errors such
+ as command line too long)
+
+ 501 Syntax error in parameters or arguments
+
+ 502 Command not implemented (see Section 4.2.4)
+
+ 503 Bad sequence of commands
+
+ 504 Command parameter not implemented
+
+
+ 211 System status, or system help reply
+
+ 214 Help message (Information on how to use the receiver or the
+ meaning of a particular non-standard command; this reply is useful
+ only to the human user)
+
+
+
+
+
+Klensin Standards Track [Page 50]
+
+RFC 5321 SMTP October 2008
+
+
+ 220 <domain> Service ready
+
+ 221 <domain> Service closing transmission channel
+
+ 421 <domain> Service not available, closing transmission channel
+ (This may be a reply to any command if the service knows it must
+ shut down)
+
+
+ 250 Requested mail action okay, completed
+
+ 251 User not local; will forward to <forward-path> (See Section 3.4)
+
+ 252 Cannot VRFY user, but will accept message and attempt delivery
+ (See Section 3.5.3)
+
+ 455 Server unable to accommodate parameters
+
+ 555 MAIL FROM/RCPT TO parameters not recognized or not implemented
+
+ 450 Requested mail action not taken: mailbox unavailable (e.g.,
+ mailbox busy or temporarily blocked for policy reasons)
+
+ 550 Requested action not taken: mailbox unavailable (e.g., mailbox
+ not found, no access, or command rejected for policy reasons)
+
+ 451 Requested action aborted: error in processing
+
+ 551 User not local; please try <forward-path> (See Section 3.4)
+
+ 452 Requested action not taken: insufficient system storage
+
+ 552 Requested mail action aborted: exceeded storage allocation
+
+ 553 Requested action not taken: mailbox name not allowed (e.g.,
+ mailbox syntax incorrect)
+
+ 354 Start mail input; end with <CRLF>.<CRLF>
+
+ 554 Transaction failed (Or, in the case of a connection-opening
+ response, "No SMTP service here")
+
+
+
+
+
+
+
+
+
+
+Klensin Standards Track [Page 51]
+
+RFC 5321 SMTP October 2008
+
+
+4.2.3. Reply Codes in Numeric Order
+
+ 211 System status, or system help reply
+
+ 214 Help message (Information on how to use the receiver or the
+ meaning of a particular non-standard command; this reply is useful
+ only to the human user)
+
+ 220 <domain> Service ready
+
+ 221 <domain> Service closing transmission channel
+
+ 250 Requested mail action okay, completed
+
+ 251 User not local; will forward to <forward-path> (See Section 3.4)
+
+ 252 Cannot VRFY user, but will accept message and attempt delivery
+ (See Section 3.5.3)
+
+ 354 Start mail input; end with <CRLF>.<CRLF>
+
+ 421 <domain> Service not available, closing transmission channel
+ (This may be a reply to any command if the service knows it must
+ shut down)
+
+ 450 Requested mail action not taken: mailbox unavailable (e.g.,
+ mailbox busy or temporarily blocked for policy reasons)
+
+ 451 Requested action aborted: local error in processing
+
+ 452 Requested action not taken: insufficient system storage
+
+ 455 Server unable to accommodate parameters
+
+ 500 Syntax error, command unrecognized (This may include errors such
+ as command line too long)
+
+ 501 Syntax error in parameters or arguments
+
+ 502 Command not implemented (see Section 4.2.4)
+
+ 503 Bad sequence of commands
+
+ 504 Command parameter not implemented
+
+ 550 Requested action not taken: mailbox unavailable (e.g., mailbox
+ not found, no access, or command rejected for policy reasons)
+
+
+
+
+Klensin Standards Track [Page 52]
+
+RFC 5321 SMTP October 2008
+
+
+ 551 User not local; please try <forward-path> (See Section 3.4)
+
+ 552 Requested mail action aborted: exceeded storage allocation
+
+ 553 Requested action not taken: mailbox name not allowed (e.g.,
+ mailbox syntax incorrect)
+
+ 554 Transaction failed (Or, in the case of a connection-opening
+ response, "No SMTP service here")
+
+ 555 MAIL FROM/RCPT TO parameters not recognized or not implemented
+
+4.2.4. Reply Code 502
+
+ Questions have been raised as to when reply code 502 (Command not
+ implemented) SHOULD be returned in preference to other codes. 502
+ SHOULD be used when the command is actually recognized by the SMTP
+ server, but not implemented. If the command is not recognized, code
+ 500 SHOULD be returned. Extended SMTP systems MUST NOT list
+ capabilities in response to EHLO for which they will return 502 (or
+ 500) replies.
+
+4.2.5. Reply Codes after DATA and the Subsequent <CRLF>.<CRLF>
+
+ When an SMTP server returns a positive completion status (2yz code)
+ after the DATA command is completed with <CRLF>.<CRLF>, it accepts
+ responsibility for:
+
+ o delivering the message (if the recipient mailbox exists), or
+
+ o if attempts to deliver the message fail due to transient
+ conditions, retrying delivery some reasonable number of times at
+ intervals as specified in Section 4.5.4.
+
+ o if attempts to deliver the message fail due to permanent
+ conditions, or if repeated attempts to deliver the message fail
+ due to transient conditions, returning appropriate notification to
+ the sender of the original message (using the address in the SMTP
+ MAIL command).
+
+ When an SMTP server returns a temporary error status (4yz) code after
+ the DATA command is completed with <CRLF>.<CRLF>, it MUST NOT make a
+ subsequent attempt to deliver that message. The SMTP client retains
+ responsibility for the delivery of that message and may either return
+ it to the user or requeue it for a subsequent attempt (see
+ Section 4.5.4.1).
+
+
+
+
+
+Klensin Standards Track [Page 53]
+
+RFC 5321 SMTP October 2008
+
+
+ The user who originated the message SHOULD be able to interpret the
+ return of a transient failure status (by mail message or otherwise)
+ as a non-delivery indication, just as a permanent failure would be
+ interpreted. If the client SMTP successfully handles these
+ conditions, the user will not receive such a reply.
+
+ When an SMTP server returns a permanent error status (5yz) code after
+ the DATA command is completed with <CRLF>.<CRLF>, it MUST NOT make
+ any subsequent attempt to deliver the message. As with temporary
+ error status codes, the SMTP client retains responsibility for the
+ message, but SHOULD not again attempt delivery to the same server
+ without user review of the message and response and appropriate
+ intervention.
+
+4.3. Sequencing of Commands and Replies
+
+4.3.1. Sequencing Overview
+
+ The communication between the sender and receiver is an alternating
+ dialogue, controlled by the sender. As such, the sender issues a
+ command and the receiver responds with a reply. Unless other
+ arrangements are negotiated through service extensions, the sender
+ MUST wait for this response before sending further commands. One
+ important reply is the connection greeting. Normally, a receiver
+ will send a 220 "Service ready" reply when the connection is
+ completed. The sender SHOULD wait for this greeting message before
+ sending any commands.
+
+ Note: all the greeting-type replies have the official name (the
+ fully-qualified primary domain name) of the server host as the first
+ word following the reply code. Sometimes the host will have no
+ meaningful name. See Section 4.1.3 for a discussion of alternatives
+ in these situations.
+
+ For example,
+
+ 220 ISIF.USC.EDU Service ready
+
+ or
+
+ 220 mail.example.com SuperSMTP v 6.1.2 Service ready
+
+ or
+
+ 220 [10.0.0.1] Clueless host service ready
+
+ The table below lists alternative success and failure replies for
+ each command. These SHOULD be strictly adhered to. A receiver MAY
+
+
+
+Klensin Standards Track [Page 54]
+
+RFC 5321 SMTP October 2008
+
+
+ substitute text in the replies, but the meanings and actions implied
+ by the code numbers and by the specific command reply sequence MUST
+ be preserved.
+
+4.3.2. Command-Reply Sequences
+
+ Each command is listed with its usual possible replies. The prefixes
+ used before the possible replies are "I" for intermediate, "S" for
+ success, and "E" for error. Since some servers may generate other
+ replies under special circumstances, and to allow for future
+ extension, SMTP clients SHOULD, when possible, interpret only the
+ first digit of the reply and MUST be prepared to deal with
+ unrecognized reply codes by interpreting the first digit only.
+ Unless extended using the mechanisms described in Section 2.2, SMTP
+ servers MUST NOT transmit reply codes to an SMTP client that are
+ other than three digits or that do not start in a digit between 2 and
+ 5 inclusive.
+
+ These sequencing rules and, in principle, the codes themselves, can
+ be extended or modified by SMTP extensions offered by the server and
+ accepted (requested) by the client. However, if the target is more
+ precise granularity in the codes, rather than codes for completely
+ new purposes, the system described in RFC 3463 [25] SHOULD be used in
+ preference to the invention of new codes.
+
+ In addition to the codes listed below, any SMTP command can return
+ any of the following codes if the corresponding unusual circumstances
+ are encountered:
+
+ 500 For the "command line too long" case or if the command name was
+ not recognized. Note that producing a "command not recognized"
+ error in response to the required subset of these commands is a
+ violation of this specification. Similarly, producing a "command
+ too long" message for a command line shorter than 512 characters
+ would violate the provisions of Section 4.5.3.1.4.
+
+ 501 Syntax error in command or arguments. In order to provide for
+ future extensions, commands that are specified in this document as
+ not accepting arguments (DATA, RSET, QUIT) SHOULD return a 501
+ message if arguments are supplied in the absence of EHLO-
+ advertised extensions.
+
+ 421 Service shutting down and closing transmission channel
+
+
+
+
+
+
+
+
+Klensin Standards Track [Page 55]
+
+RFC 5321 SMTP October 2008
+
+
+ Specific sequences are:
+
+ CONNECTION ESTABLISHMENT
+
+ S: 220
+ E: 554
+
+ EHLO or HELO
+
+ S: 250
+ E: 504 (a conforming implementation could return this code only
+ in fairly obscure cases), 550, 502 (permitted only with an old-
+ style server that does not support EHLO)
+
+ MAIL
+
+ S: 250
+ E: 552, 451, 452, 550, 553, 503, 455, 555
+
+ RCPT
+
+ S: 250, 251 (but see Section 3.4 for discussion of 251 and 551)
+ E: 550, 551, 552, 553, 450, 451, 452, 503, 455, 555
+
+ DATA
+
+ I: 354 -> data -> S: 250
+
+ E: 552, 554, 451, 452
+
+ E: 450, 550 (rejections for policy reasons)
+
+ E: 503, 554
+
+ RSET
+
+ S: 250
+
+ VRFY
+
+ S: 250, 251, 252
+ E: 550, 551, 553, 502, 504
+
+ EXPN
+
+ S: 250, 252
+ E: 550, 500, 502, 504
+
+
+
+
+Klensin Standards Track [Page 56]
+
+RFC 5321 SMTP October 2008
+
+
+ HELP
+
+ S: 211, 214
+ E: 502, 504
+
+ NOOP
+
+ S: 250
+
+ QUIT
+
+ S: 221
+
+4.4. Trace Information
+
+ When an SMTP server receives a message for delivery or further
+ processing, it MUST insert trace ("time stamp" or "Received")
+ information at the beginning of the message content, as discussed in
+ Section 4.1.1.4.
+
+ This line MUST be structured as follows:
+
+ o The FROM clause, which MUST be supplied in an SMTP environment,
+ SHOULD contain both (1) the name of the source host as presented
+ in the EHLO command and (2) an address literal containing the IP
+ address of the source, determined from the TCP connection.
+
+ o The ID clause MAY contain an "@" as suggested in RFC 822, but this
+ is not required.
+
+ o If the FOR clause appears, it MUST contain exactly one <path>
+ entry, even when multiple RCPT commands have been given. Multiple
+ <path>s raise some security issues and have been deprecated, see
+ Section 7.2.
+
+ An Internet mail program MUST NOT change or delete a Received: line
+ that was previously added to the message header section. SMTP
+ servers MUST prepend Received lines to messages; they MUST NOT change
+ the order of existing lines or insert Received lines in any other
+ location.
+
+ As the Internet grows, comparability of Received header fields is
+ important for detecting problems, especially slow relays. SMTP
+ servers that create Received header fields SHOULD use explicit
+ offsets in the dates (e.g., -0800), rather than time zone names of
+ any type. Local time (with an offset) SHOULD be used rather than UT
+ when feasible. This formulation allows slightly more information
+ about local circumstances to be specified. If UT is needed, the
+
+
+
+Klensin Standards Track [Page 57]
+
+RFC 5321 SMTP October 2008
+
+
+ receiver need merely do some simple arithmetic to convert the values.
+ Use of UT loses information about the time zone-location of the
+ server. If it is desired to supply a time zone name, it SHOULD be
+ included in a comment.
+
+ When the delivery SMTP server makes the "final delivery" of a
+ message, it inserts a return-path line at the beginning of the mail
+ data. This use of return-path is required; mail systems MUST support
+ it. The return-path line preserves the information in the <reverse-
+ path> from the MAIL command. Here, final delivery means the message
+ has left the SMTP environment. Normally, this would mean it had been
+ delivered to the destination user or an associated mail drop, but in
+ some cases it may be further processed and transmitted by another
+ mail system.
+
+ It is possible for the mailbox in the return path to be different
+ from the actual sender's mailbox, for example, if error responses are
+ to be delivered to a special error handling mailbox rather than to
+ the message sender. When mailing lists are involved, this
+ arrangement is common and useful as a means of directing errors to
+ the list maintainer rather than the message originator.
+
+ The text above implies that the final mail data will begin with a
+ return path line, followed by one or more time stamp lines. These
+ lines will be followed by the rest of the mail data: first the
+ balance of the mail header section and then the body (RFC 5322 [4]).
+
+ It is sometimes difficult for an SMTP server to determine whether or
+ not it is making final delivery since forwarding or other operations
+ may occur after the message is accepted for delivery. Consequently,
+ any further (forwarding, gateway, or relay) systems MAY remove the
+ return path and rebuild the MAIL command as needed to ensure that
+ exactly one such line appears in a delivered message.
+
+ A message-originating SMTP system SHOULD NOT send a message that
+ already contains a Return-path header field. SMTP servers performing
+ a relay function MUST NOT inspect the message data, and especially
+ not to the extent needed to determine if Return-path header fields
+ are present. SMTP servers making final delivery MAY remove Return-
+ path header fields before adding their own.
+
+ The primary purpose of the Return-path is to designate the address to
+ which messages indicating non-delivery or other mail system failures
+ are to be sent. For this to be unambiguous, exactly one return path
+ SHOULD be present when the message is delivered. Systems using RFC
+ 822 syntax with non-SMTP transports SHOULD designate an unambiguous
+ address, associated with the transport envelope, to which error
+ reports (e.g., non-delivery messages) should be sent.
+
+
+
+Klensin Standards Track [Page 58]
+
+RFC 5321 SMTP October 2008
+
+
+ Historical note: Text in RFC 822 that appears to contradict the use
+ of the Return-path header field (or the envelope reverse-path address
+ from the MAIL command) as the destination for error messages is not
+ applicable on the Internet. The reverse-path address (as copied into
+ the Return-path) MUST be used as the target of any mail containing
+ delivery error messages.
+
+ In particular:
+ o a gateway from SMTP -> elsewhere SHOULD insert a return-path
+ header field, unless it is known that the "elsewhere" transport
+ also uses Internet domain addresses and maintains the envelope
+ sender address separately.
+
+ o a gateway from elsewhere -> SMTP SHOULD delete any return-path
+ header field present in the message, and either copy that
+ information to the SMTP envelope or combine it with information
+ present in the envelope of the other transport system to construct
+ the reverse-path argument to the MAIL command in the SMTP
+ envelope.
+
+ The server must give special treatment to cases in which the
+ processing following the end of mail data indication is only
+ partially successful. This could happen if, after accepting several
+ recipients and the mail data, the SMTP server finds that the mail
+ data could be successfully delivered to some, but not all, of the
+ recipients. In such cases, the response to the DATA command MUST be
+ an OK reply. However, the SMTP server MUST compose and send an
+ "undeliverable mail" notification message to the originator of the
+ message.
+
+ A single notification listing all of the failed recipients or
+ separate notification messages MUST be sent for each failed
+ recipient. For economy of processing by the sender, the former
+ SHOULD be used when possible. Note that the key difference between
+ handling aliases (Section 3.9.1) and forwarding (this subsection) is
+ the change to the backward-pointing address in this case. All
+ notification messages about undeliverable mail MUST be sent using the
+ MAIL command (even if they result from processing the obsolete SEND,
+ SOML, or SAML commands) and MUST use a null return path as discussed
+ in Section 3.6.
+
+ The time stamp line and the return path line are formally defined as
+ follows (the definitions for "FWS" and "CFWS" appear in RFC 5322
+ [4]):
+
+ Return-path-line = "Return-Path:" FWS Reverse-path <CRLF>
+
+ Time-stamp-line = "Received:" FWS Stamp <CRLF>
+
+
+
+Klensin Standards Track [Page 59]
+
+RFC 5321 SMTP October 2008
+
+
+ Stamp = From-domain By-domain Opt-info [CFWS] ";"
+ FWS date-time
+ ; where "date-time" is as defined in RFC 5322 [4]
+ ; but the "obs-" forms, especially two-digit
+ ; years, are prohibited in SMTP and MUST NOT be used.
+
+ From-domain = "FROM" FWS Extended-Domain
+
+ By-domain = CFWS "BY" FWS Extended-Domain
+
+ Extended-Domain = Domain /
+ ( Domain FWS "(" TCP-info ")" ) /
+ ( address-literal FWS "(" TCP-info ")" )
+
+ TCP-info = address-literal / ( Domain FWS address-literal )
+ ; Information derived by server from TCP connection
+ ; not client EHLO.
+
+ Opt-info = [Via] [With] [ID] [For]
+ [Additional-Registered-Clauses]
+
+ Via = CFWS "VIA" FWS Link
+
+ With = CFWS "WITH" FWS Protocol
+
+ ID = CFWS "ID" FWS ( Atom / msg-id )
+ ; msg-id is defined in RFC 5322 [4]
+
+ For = CFWS "FOR" FWS ( Path / Mailbox )
+
+ Additional-Registered-Clauses = CFWS Atom FWS String
+ ; Additional standard clauses may be
+ added in this
+ ; location by future standards and
+ registration with
+ ; IANA. SMTP servers SHOULD NOT use
+ unregistered
+ ; names. See Section 8.
+
+ Link = "TCP" / Addtl-Link
+
+ Addtl-Link = Atom
+ ; Additional standard names for links are
+ ; registered with the Internet Assigned Numbers
+ ; Authority (IANA). "Via" is primarily of value
+ ; with non-Internet transports. SMTP servers
+ ; SHOULD NOT use unregistered names.
+
+
+
+
+Klensin Standards Track [Page 60]
+
+RFC 5321 SMTP October 2008
+
+
+ Protocol = "ESMTP" / "SMTP" / Attdl-Protocol
+
+ Attdl-Protocol = Atom
+ ; Additional standard names for protocols are
+ ; registered with the Internet Assigned Numbers
+ ; Authority (IANA) in the "mail parameters"
+ ; registry [9]. SMTP servers SHOULD NOT
+ ; use unregistered names.
+
+4.5. Additional Implementation Issues
+
+4.5.1. Minimum Implementation
+
+ In order to make SMTP workable, the following minimum implementation
+ MUST be provided by all receivers. The following commands MUST be
+ supported to conform to this specification:
+
+ EHLO
+ HELO
+ MAIL
+ RCPT
+ DATA
+ RSET
+ NOOP
+ QUIT
+ VRFY
+
+ Any system that includes an SMTP server supporting mail relaying or
+ delivery MUST support the reserved mailbox "postmaster" as a case-
+ insensitive local name. This postmaster address is not strictly
+ necessary if the server always returns 554 on connection opening (as
+ described in Section 3.1). The requirement to accept mail for
+ postmaster implies that RCPT commands that specify a mailbox for
+ postmaster at any of the domains for which the SMTP server provides
+ mail service, as well as the special case of "RCPT TO:<Postmaster>"
+ (with no domain specification), MUST be supported.
+
+ SMTP systems are expected to make every reasonable effort to accept
+ mail directed to Postmaster from any other system on the Internet.
+ In extreme cases -- such as to contain a denial of service attack or
+ other breach of security -- an SMTP server may block mail directed to
+ Postmaster. However, such arrangements SHOULD be narrowly tailored
+ so as to avoid blocking messages that are not part of such attacks.
+
+
+
+
+
+
+
+
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+
+
+4.5.2. Transparency
+
+ Without some provision for data transparency, the character sequence
+ "<CRLF>.<CRLF>" ends the mail text and cannot be sent by the user.
+ In general, users are not aware of such "forbidden" sequences. To
+ allow all user composed text to be transmitted transparently, the
+ following procedures are used:
+
+ o Before sending a line of mail text, the SMTP client checks the
+ first character of the line. If it is a period, one additional
+ period is inserted at the beginning of the line.
+
+ o When a line of mail text is received by the SMTP server, it checks
+ the line. If the line is composed of a single period, it is
+ treated as the end of mail indicator. If the first character is a
+ period and there are other characters on the line, the first
+ character is deleted.
+
+ The mail data may contain any of the 128 ASCII characters. All
+ characters are to be delivered to the recipient's mailbox, including
+ spaces, vertical and horizontal tabs, and other control characters.
+ If the transmission channel provides an 8-bit byte (octet) data
+ stream, the 7-bit ASCII codes are transmitted, right justified, in
+ the octets, with the high-order bits cleared to zero. See
+ Section 3.6 for special treatment of these conditions in SMTP systems
+ serving a relay function.
+
+ In some systems, it may be necessary to transform the data as it is
+ received and stored. This may be necessary for hosts that use a
+ different character set than ASCII as their local character set, that
+ store data in records rather than strings, or which use special
+ character sequences as delimiters inside mailboxes. If such
+ transformations are necessary, they MUST be reversible, especially if
+ they are applied to mail being relayed.
+
+4.5.3. Sizes and Timeouts
+
+4.5.3.1. Size Limits and Minimums
+
+ There are several objects that have required minimum/maximum sizes.
+ Every implementation MUST be able to receive objects of at least
+ these sizes. Objects larger than these sizes SHOULD be avoided when
+ possible. However, some Internet mail constructs such as encoded
+ X.400 addresses (RFC 2156 [35]) will often require larger objects.
+ Clients MAY attempt to transmit these, but MUST be prepared for a
+ server to reject them if they cannot be handled by it. To the
+ maximum extent possible, implementation techniques that impose no
+ limits on the length of these objects should be used.
+
+
+
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+
+
+ Extensions to SMTP may involve the use of characters that occupy more
+ than a single octet each. This section therefore specifies lengths
+ in octets where absolute lengths, rather than character counts, are
+ intended.
+
+4.5.3.1.1. Local-part
+
+ The maximum total length of a user name or other local-part is 64
+ octets.
+
+4.5.3.1.2. Domain
+
+ The maximum total length of a domain name or number is 255 octets.
+
+4.5.3.1.3. Path
+
+ The maximum total length of a reverse-path or forward-path is 256
+ octets (including the punctuation and element separators).
+
+4.5.3.1.4. Command Line
+
+ The maximum total length of a command line including the command word
+ and the <CRLF> is 512 octets. SMTP extensions may be used to
+ increase this limit.
+
+4.5.3.1.5. Reply Line
+
+ The maximum total length of a reply line including the reply code and
+ the <CRLF> is 512 octets. More information may be conveyed through
+ multiple-line replies.
+
+4.5.3.1.6. Text Line
+
+ The maximum total length of a text line including the <CRLF> is 1000
+ octets (not counting the leading dot duplicated for transparency).
+ This number may be increased by the use of SMTP Service Extensions.
+
+4.5.3.1.7. Message Content
+
+ The maximum total length of a message content (including any message
+ header section as well as the message body) MUST BE at least 64K
+ octets. Since the introduction of Internet Standards for multimedia
+ mail (RFC 2045 [21]), message lengths on the Internet have grown
+ dramatically, and message size restrictions should be avoided if at
+ all possible. SMTP server systems that must impose restrictions
+ SHOULD implement the "SIZE" service extension of RFC 1870 [10], and
+ SMTP client systems that will send large messages SHOULD utilize it
+ when possible.
+
+
+
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+
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+
+
+4.5.3.1.8. Recipients Buffer
+
+ The minimum total number of recipients that MUST be buffered is 100
+ recipients. Rejection of messages (for excessive recipients) with
+ fewer than 100 RCPT commands is a violation of this specification.
+ The general principle that relaying SMTP server MUST NOT, and
+ delivery SMTP servers SHOULD NOT, perform validation tests on message
+ header fields suggests that messages SHOULD NOT be rejected based on
+ the total number of recipients shown in header fields. A server that
+ imposes a limit on the number of recipients MUST behave in an orderly
+ fashion, such as rejecting additional addresses over its limit rather
+ than silently discarding addresses previously accepted. A client
+ that needs to deliver a message containing over 100 RCPT commands
+ SHOULD be prepared to transmit in 100-recipient "chunks" if the
+ server declines to accept more than 100 recipients in a single
+ message.
+
+4.5.3.1.9. Treatment When Limits Exceeded
+
+ Errors due to exceeding these limits may be reported by using the
+ reply codes. Some examples of reply codes are:
+
+ 500 Line too long.
+
+ or
+
+ 501 Path too long
+
+ or
+
+ 452 Too many recipients (see below)
+
+ or
+
+ 552 Too much mail data.
+
+4.5.3.1.10. Too Many Recipients Code
+
+ RFC 821 [1] incorrectly listed the error where an SMTP server
+ exhausts its implementation limit on the number of RCPT commands
+ ("too many recipients") as having reply code 552. The correct reply
+ code for this condition is 452. Clients SHOULD treat a 552 code in
+ this case as a temporary, rather than permanent, failure so the logic
+ below works.
+
+ When a conforming SMTP server encounters this condition, it has at
+ least 100 successful RCPT commands in its recipients buffer. If the
+ server is able to accept the message, then at least these 100
+
+
+
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+
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+
+
+ addresses will be removed from the SMTP client's queue. When the
+ client attempts retransmission of those addresses that received 452
+ responses, at least 100 of these will be able to fit in the SMTP
+ server's recipients buffer. Each retransmission attempt that is able
+ to deliver anything will be able to dispose of at least 100 of these
+ recipients.
+
+ If an SMTP server has an implementation limit on the number of RCPT
+ commands and this limit is exhausted, it MUST use a response code of
+ 452 (but the client SHOULD also be prepared for a 552, as noted
+ above). If the server has a configured site-policy limitation on the
+ number of RCPT commands, it MAY instead use a 5yz response code. In
+ particular, if the intent is to prohibit messages with more than a
+ site-specified number of recipients, rather than merely limit the
+ number of recipients in a given mail transaction, it would be
+ reasonable to return a 503 response to any DATA command received
+ subsequent to the 452 (or 552) code or to simply return the 503 after
+ DATA without returning any previous negative response.
+
+4.5.3.2. Timeouts
+
+ An SMTP client MUST provide a timeout mechanism. It MUST use per-
+ command timeouts rather than somehow trying to time the entire mail
+ transaction. Timeouts SHOULD be easily reconfigurable, preferably
+ without recompiling the SMTP code. To implement this, a timer is set
+ for each SMTP command and for each buffer of the data transfer. The
+ latter means that the overall timeout is inherently proportional to
+ the size of the message.
+
+ Based on extensive experience with busy mail-relay hosts, the minimum
+ per-command timeout values SHOULD be as follows:
+
+4.5.3.2.1. Initial 220 Message: 5 Minutes
+
+ An SMTP client process needs to distinguish between a failed TCP
+ connection and a delay in receiving the initial 220 greeting message.
+ Many SMTP servers accept a TCP connection but delay delivery of the
+ 220 message until their system load permits more mail to be
+ processed.
+
+4.5.3.2.2. MAIL Command: 5 Minutes
+
+4.5.3.2.3. RCPT Command: 5 Minutes
+
+ A longer timeout is required if processing of mailing lists and
+ aliases is not deferred until after the message was accepted.
+
+
+
+
+
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+
+
+4.5.3.2.4. DATA Initiation: 2 Minutes
+
+ This is while awaiting the "354 Start Input" reply to a DATA command.
+
+4.5.3.2.5. Data Block: 3 Minutes
+
+ This is while awaiting the completion of each TCP SEND call
+ transmitting a chunk of data.
+
+4.5.3.2.6. DATA Termination: 10 Minutes.
+
+ This is while awaiting the "250 OK" reply. When the receiver gets
+ the final period terminating the message data, it typically performs
+ processing to deliver the message to a user mailbox. A spurious
+ timeout at this point would be very wasteful and would typically
+ result in delivery of multiple copies of the message, since it has
+ been successfully sent and the server has accepted responsibility for
+ delivery. See Section 6.1 for additional discussion.
+
+4.5.3.2.7. Server Timeout: 5 Minutes.
+
+ An SMTP server SHOULD have a timeout of at least 5 minutes while it
+ is awaiting the next command from the sender.
+
+4.5.4. Retry Strategies
+
+ The common structure of a host SMTP implementation includes user
+ mailboxes, one or more areas for queuing messages in transit, and one
+ or more daemon processes for sending and receiving mail. The exact
+ structure will vary depending on the needs of the users on the host
+ and the number and size of mailing lists supported by the host. We
+ describe several optimizations that have proved helpful, particularly
+ for mailers supporting high traffic levels.
+
+ Any queuing strategy MUST include timeouts on all activities on a
+ per-command basis. A queuing strategy MUST NOT send error messages
+ in response to error messages under any circumstances.
+
+4.5.4.1. Sending Strategy
+
+ The general model for an SMTP client is one or more processes that
+ periodically attempt to transmit outgoing mail. In a typical system,
+ the program that composes a message has some method for requesting
+ immediate attention for a new piece of outgoing mail, while mail that
+ cannot be transmitted immediately MUST be queued and periodically
+ retried by the sender. A mail queue entry will include not only the
+ message itself but also the envelope information.
+
+
+
+
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+
+
+ The sender MUST delay retrying a particular destination after one
+ attempt has failed. In general, the retry interval SHOULD be at
+ least 30 minutes; however, more sophisticated and variable strategies
+ will be beneficial when the SMTP client can determine the reason for
+ non-delivery.
+
+ Retries continue until the message is transmitted or the sender gives
+ up; the give-up time generally needs to be at least 4-5 days. It MAY
+ be appropriate to set a shorter maximum number of retries for non-
+ delivery notifications and equivalent error messages than for
+ standard messages. The parameters to the retry algorithm MUST be
+ configurable.
+
+ A client SHOULD keep a list of hosts it cannot reach and
+ corresponding connection timeouts, rather than just retrying queued
+ mail items.
+
+ Experience suggests that failures are typically transient (the target
+ system or its connection has crashed), favoring a policy of two
+ connection attempts in the first hour the message is in the queue,
+ and then backing off to one every two or three hours.
+
+ The SMTP client can shorten the queuing delay in cooperation with the
+ SMTP server. For example, if mail is received from a particular
+ address, it is likely that mail queued for that host can now be sent.
+ Application of this principle may, in many cases, eliminate the
+ requirement for an explicit "send queues now" function such as ETRN,
+ RFC 1985 [36].
+
+ The strategy may be further modified as a result of multiple
+ addresses per host (see below) to optimize delivery time versus
+ resource usage.
+
+ An SMTP client may have a large queue of messages for each
+ unavailable destination host. If all of these messages were retried
+ in every retry cycle, there would be excessive Internet overhead and
+ the sending system would be blocked for a long period. Note that an
+ SMTP client can generally determine that a delivery attempt has
+ failed only after a timeout of several minutes, and even a one-minute
+ timeout per connection will result in a very large delay if retries
+ are repeated for dozens, or even hundreds, of queued messages to the
+ same host.
+
+ At the same time, SMTP clients SHOULD use great care in caching
+ negative responses from servers. In an extreme case, if EHLO is
+ issued multiple times during the same SMTP connection, different
+ answers may be returned by the server. More significantly, 5yz
+ responses to the MAIL command MUST NOT be cached.
+
+
+
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+
+
+ When a mail message is to be delivered to multiple recipients, and
+ the SMTP server to which a copy of the message is to be sent is the
+ same for multiple recipients, then only one copy of the message
+ SHOULD be transmitted. That is, the SMTP client SHOULD use the
+ command sequence: MAIL, RCPT, RCPT, ..., RCPT, DATA instead of the
+ sequence: MAIL, RCPT, DATA, ..., MAIL, RCPT, DATA. However, if there
+ are very many addresses, a limit on the number of RCPT commands per
+ MAIL command MAY be imposed. This efficiency feature SHOULD be
+ implemented.
+
+ Similarly, to achieve timely delivery, the SMTP client MAY support
+ multiple concurrent outgoing mail transactions. However, some limit
+ may be appropriate to protect the host from devoting all its
+ resources to mail.
+
+4.5.4.2. Receiving Strategy
+
+ The SMTP server SHOULD attempt to keep a pending listen on the SMTP
+ port (specified by IANA as port 25) at all times. This requires the
+ support of multiple incoming TCP connections for SMTP. Some limit
+ MAY be imposed, but servers that cannot handle more than one SMTP
+ transaction at a time are not in conformance with the intent of this
+ specification.
+
+ As discussed above, when the SMTP server receives mail from a
+ particular host address, it could activate its own SMTP queuing
+ mechanisms to retry any mail pending for that host address.
+
+4.5.5. Messages with a Null Reverse-Path
+
+ There are several types of notification messages that are required by
+ existing and proposed Standards to be sent with a null reverse-path,
+ namely non-delivery notifications as discussed in Section 3.7, other
+ kinds of Delivery Status Notifications (DSNs, RFC 3461 [32]), and
+ Message Disposition Notifications (MDNs, RFC 3798 [37]). All of
+ these kinds of messages are notifications about a previous message,
+ and they are sent to the reverse-path of the previous mail message.
+ (If the delivery of such a notification message fails, that usually
+ indicates a problem with the mail system of the host to which the
+ notification message is addressed. For this reason, at some hosts
+ the MTA is set up to forward such failed notification messages to
+ someone who is able to fix problems with the mail system, e.g., via
+ the postmaster alias.)
+
+ All other types of messages (i.e., any message which is not required
+ by a Standards-Track RFC to have a null reverse-path) SHOULD be sent
+ with a valid, non-null reverse-path.
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ Implementers of automated email processors should be careful to make
+ sure that the various kinds of messages with a null reverse-path are
+ handled correctly. In particular, such systems SHOULD NOT reply to
+ messages with a null reverse-path, and they SHOULD NOT add a non-null
+ reverse-path, or change a null reverse-path to a non-null one, to
+ such messages when forwarding.
+
+5. Address Resolution and Mail Handling
+
+5.1. Locating the Target Host
+
+ Once an SMTP client lexically identifies a domain to which mail will
+ be delivered for processing (as described in Sections 2.3.5 and 3.6),
+ a DNS lookup MUST be performed to resolve the domain name (RFC 1035
+ [2]). The names are expected to be fully-qualified domain names
+ (FQDNs): mechanisms for inferring FQDNs from partial names or local
+ aliases are outside of this specification. Due to a history of
+ problems, SMTP servers used for initial submission of messages SHOULD
+ NOT make such inferences (Message Submission Servers [18] have
+ somewhat more flexibility) and intermediate (relay) SMTP servers MUST
+ NOT make them.
+
+ The lookup first attempts to locate an MX record associated with the
+ name. If a CNAME record is found, the resulting name is processed as
+ if it were the initial name. If a non-existent domain error is
+ returned, this situation MUST be reported as an error. If a
+ temporary error is returned, the message MUST be queued and retried
+ later (see Section 4.5.4.1). If an empty list of MXs is returned,
+ the address is treated as if it was associated with an implicit MX
+ RR, with a preference of 0, pointing to that host. If MX records are
+ present, but none of them are usable, or the implicit MX is unusable,
+ this situation MUST be reported as an error.
+
+ If one or more MX RRs are found for a given name, SMTP systems MUST
+ NOT utilize any address RRs associated with that name unless they are
+ located using the MX RRs; the "implicit MX" rule above applies only
+ if there are no MX records present. If MX records are present, but
+ none of them are usable, this situation MUST be reported as an error.
+
+ When a domain name associated with an MX RR is looked up and the
+ associated data field obtained, the data field of that response MUST
+ contain a domain name. That domain name, when queried, MUST return
+ at least one address record (e.g., A or AAAA RR) that gives the IP
+ address of the SMTP server to which the message should be directed.
+ Any other response, specifically including a value that will return a
+ CNAME record when queried, lies outside the scope of this Standard.
+ The prohibition on labels in the data that resolve to CNAMEs is
+ discussed in more detail in RFC 2181, Section 10.3 [38].
+
+
+
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+
+
+ When the lookup succeeds, the mapping can result in a list of
+ alternative delivery addresses rather than a single address, because
+ of multiple MX records, multihoming, or both. To provide reliable
+ mail transmission, the SMTP client MUST be able to try (and retry)
+ each of the relevant addresses in this list in order, until a
+ delivery attempt succeeds. However, there MAY also be a configurable
+ limit on the number of alternate addresses that can be tried. In any
+ case, the SMTP client SHOULD try at least two addresses.
+
+ Two types of information are used to rank the host addresses:
+ multiple MX records, and multihomed hosts.
+
+ MX records contain a preference indication that MUST be used in
+ sorting if more than one such record appears (see below). Lower
+ numbers are more preferred than higher ones. If there are multiple
+ destinations with the same preference and there is no clear reason to
+ favor one (e.g., by recognition of an easily reached address), then
+ the sender-SMTP MUST randomize them to spread the load across
+ multiple mail exchangers for a specific organization.
+
+ The destination host (perhaps taken from the preferred MX record) may
+ be multihomed, in which case the domain name resolver will return a
+ list of alternative IP addresses. It is the responsibility of the
+ domain name resolver interface to have ordered this list by
+ decreasing preference if necessary, and the SMTP sender MUST try them
+ in the order presented.
+
+ Although the capability to try multiple alternative addresses is
+ required, specific installations may want to limit or disable the use
+ of alternative addresses. The question of whether a sender should
+ attempt retries using the different addresses of a multihomed host
+ has been controversial. The main argument for using the multiple
+ addresses is that it maximizes the probability of timely delivery,
+ and indeed sometimes the probability of any delivery; the counter-
+ argument is that it may result in unnecessary resource use. Note
+ that resource use is also strongly determined by the sending strategy
+ discussed in Section 4.5.4.1.
+
+ If an SMTP server receives a message with a destination for which it
+ is a designated Mail eXchanger, it MAY relay the message (potentially
+ after having rewritten the MAIL FROM and/or RCPT TO addresses), make
+ final delivery of the message, or hand it off using some mechanism
+ outside the SMTP-provided transport environment. Of course, neither
+ of the latter require that the list of MX records be examined
+ further.
+
+ If it determines that it should relay the message without rewriting
+ the address, it MUST sort the MX records to determine candidates for
+
+
+
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+
+
+ delivery. The records are first ordered by preference, with the
+ lowest-numbered records being most preferred. The relay host MUST
+ then inspect the list for any of the names or addresses by which it
+ might be known in mail transactions. If a matching record is found,
+ all records at that preference level and higher-numbered ones MUST be
+ discarded from consideration. If there are no records left at that
+ point, it is an error condition, and the message MUST be returned as
+ undeliverable. If records do remain, they SHOULD be tried, best
+ preference first, as described above.
+
+5.2. IPv6 and MX Records
+
+ In the contemporary Internet, SMTP clients and servers may be hosted
+ on IPv4 systems, IPv6 systems, or dual-stack systems that are
+ compatible with either version of the Internet Protocol. The host
+ domains to which MX records point may, consequently, contain "A RR"s
+ (IPv4), "AAAA RR"s (IPv6), or any combination of them. While RFC
+ 3974 [39] discusses some operational experience in mixed
+ environments, it was not comprehensive enough to justify
+ standardization, and some of its recommendations appear to be
+ inconsistent with this specification. The appropriate actions to be
+ taken either will depend on local circumstances, such as performance
+ of the relevant networks and any conversions that might be necessary,
+ or will be obvious (e.g., an IPv6-only client need not attempt to
+ look up A RRs or attempt to reach IPv4-only servers). Designers of
+ SMTP implementations that might run in IPv6 or dual-stack
+ environments should study the procedures above, especially the
+ comments about multihomed hosts, and, preferably, provide mechanisms
+ to facilitate operational tuning and mail interoperability between
+ IPv4 and IPv6 systems while considering local circumstances.
+
+6. Problem Detection and Handling
+
+6.1. Reliable Delivery and Replies by Email
+
+ When the receiver-SMTP accepts a piece of mail (by sending a "250 OK"
+ message in response to DATA), it is accepting responsibility for
+ delivering or relaying the message. It must take this responsibility
+ seriously. It MUST NOT lose the message for frivolous reasons, such
+ as because the host later crashes or because of a predictable
+ resource shortage. Some reasons that are not considered frivolous
+ are discussed in the next subsection and in Section 7.8.
+
+ If there is a delivery failure after acceptance of a message, the
+ receiver-SMTP MUST formulate and mail a notification message. This
+ notification MUST be sent using a null ("<>") reverse-path in the
+ envelope. The recipient of this notification MUST be the address
+ from the envelope return path (or the Return-Path: line). However,
+
+
+
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+
+
+ if this address is null ("<>"), the receiver-SMTP MUST NOT send a
+ notification. Obviously, nothing in this section can or should
+ prohibit local decisions (i.e., as part of the same system
+ environment as the receiver-SMTP) to log or otherwise transmit
+ information about null address events locally if that is desired. If
+ the address is an explicit source route, it MUST be stripped down to
+ its final hop.
+
+ For example, suppose that an error notification must be sent for a
+ message that arrived with:
+
+ MAIL FROM:<@a,@b:user@d>
+
+ The notification message MUST be sent using:
+
+ RCPT TO:<user@d>
+
+ Some delivery failures after the message is accepted by SMTP will be
+ unavoidable. For example, it may be impossible for the receiving
+ SMTP server to validate all the delivery addresses in RCPT command(s)
+ due to a "soft" domain system error, because the target is a mailing
+ list (see earlier discussion of RCPT), or because the server is
+ acting as a relay and has no immediate access to the delivering
+ system.
+
+ To avoid receiving duplicate messages as the result of timeouts, a
+ receiver-SMTP MUST seek to minimize the time required to respond to
+ the final <CRLF>.<CRLF> end of data indicator. See RFC 1047 [40] for
+ a discussion of this problem.
+
+6.2. Unwanted, Unsolicited, and "Attack" Messages
+
+ Utility and predictability of the Internet mail system requires that
+ messages that can be delivered should be delivered, regardless of any
+ syntax or other faults associated with those messages and regardless
+ of their content. If they cannot be delivered, and cannot be
+ rejected by the SMTP server during the SMTP transaction, they should
+ be "bounced" (returned with non-delivery notification messages) as
+ described above. In today's world, in which many SMTP server
+ operators have discovered that the quantity of undesirable bulk email
+ vastly exceeds the quantity of desired mail and in which accepting a
+ message may trigger additional undesirable traffic by providing
+ verification of the address, those principles may not be practical.
+
+ As discussed in Section 7.8 and Section 7.9 below, dropping mail
+ without notification of the sender is permitted in practice.
+ However, it is extremely dangerous and violates a long tradition and
+ community expectations that mail is either delivered or returned. If
+
+
+
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+RFC 5321 SMTP October 2008
+
+
+ silent message-dropping is misused, it could easily undermine
+ confidence in the reliability of the Internet's mail systems. So
+ silent dropping of messages should be considered only in those cases
+ where there is very high confidence that the messages are seriously
+ fraudulent or otherwise inappropriate.
+
+ To stretch the principle of delivery if possible even further, it may
+ be a rational policy to not deliver mail that has an invalid return
+ address, although the history of the network is that users are
+ typically better served by delivering any message that can be
+ delivered. Reliably determining that a return address is invalid can
+ be a difficult and time-consuming process, especially if the putative
+ sending system is not directly accessible or does not fully and
+ accurately support VRFY and, even if a "drop messages with invalid
+ return addresses" policy is adopted, it SHOULD be applied only when
+ there is near-certainty that the return addresses are, in fact,
+ invalid.
+
+ Conversely, if a message is rejected because it is found to contain
+ hostile content (a decision that is outside the scope of an SMTP
+ server as defined in this document), rejection ("bounce") messages
+ SHOULD NOT be sent unless the receiving site is confident that those
+ messages will be usefully delivered. The preference and default in
+ these cases is to avoid sending non-delivery messages when the
+ incoming message is determined to contain hostile content.
+
+6.3. Loop Detection
+
+ Simple counting of the number of "Received:" header fields in a
+ message has proven to be an effective, although rarely optimal,
+ method of detecting loops in mail systems. SMTP servers using this
+ technique SHOULD use a large rejection threshold, normally at least
+ 100 Received entries. Whatever mechanisms are used, servers MUST
+ contain provisions for detecting and stopping trivial loops.
+
+6.4. Compensating for Irregularities
+
+ Unfortunately, variations, creative interpretations, and outright
+ violations of Internet mail protocols do occur; some would suggest
+ that they occur quite frequently. The debate as to whether a well-
+ behaved SMTP receiver or relay should reject a malformed message,
+ attempt to pass it on unchanged, or attempt to repair it to increase
+ the odds of successful delivery (or subsequent reply) began almost
+ with the dawn of structured network mail and shows no signs of
+ abating. Advocates of rejection claim that attempted repairs are
+ rarely completely adequate and that rejection of bad messages is the
+ only way to get the offending software repaired. Advocates of
+ "repair" or "deliver no matter what" argue that users prefer that
+
+
+
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+
+
+ mail go through it if at all possible and that there are significant
+ market pressures in that direction. In practice, these market
+ pressures may be more important to particular vendors than strict
+ conformance to the standards, regardless of the preference of the
+ actual developers.
+
+ The problems associated with ill-formed messages were exacerbated by
+ the introduction of the split-UA mail reading protocols (Post Office
+ Protocol (POP) version 2 [15], Post Office Protocol (POP) version 3
+ [16], IMAP version 2 [41], and PCMAIL [42]). These protocols
+ encouraged the use of SMTP as a posting (message submission)
+ protocol, and SMTP servers as relay systems for these client hosts
+ (which are often only intermittently connected to the Internet).
+ Historically, many of those client machines lacked some of the
+ mechanisms and information assumed by SMTP (and indeed, by the mail
+ format protocol, RFC 822 [28]). Some could not keep adequate track
+ of time; others had no concept of time zones; still others could not
+ identify their own names or addresses; and, of course, none could
+ satisfy the assumptions that underlay RFC 822's conception of
+ authenticated addresses.
+
+ In response to these weak SMTP clients, many SMTP systems now
+ complete messages that are delivered to them in incomplete or
+ incorrect form. This strategy is generally considered appropriate
+ when the server can identify or authenticate the client, and there
+ are prior agreements between them. By contrast, there is at best
+ great concern about fixes applied by a relay or delivery SMTP server
+ that has little or no knowledge of the user or client machine. Many
+ of these issues are addressed by using a separate protocol, such as
+ that defined in RFC 4409 [18], for message submission, rather than
+ using originating SMTP servers for that purpose.
+
+ The following changes to a message being processed MAY be applied
+ when necessary by an originating SMTP server, or one used as the
+ target of SMTP as an initial posting (message submission) protocol:
+
+ o Addition of a message-id field when none appears
+
+ o Addition of a date, time, or time zone when none appears
+
+ o Correction of addresses to proper FQDN format
+
+ The less information the server has about the client, the less likely
+ these changes are to be correct and the more caution and conservatism
+ should be applied when considering whether or not to perform fixes
+ and how. These changes MUST NOT be applied by an SMTP server that
+ provides an intermediate relay function.
+
+
+
+
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+
+
+ In all cases, properly operating clients supplying correct
+ information are preferred to corrections by the SMTP server. In all
+ cases, documentation SHOULD be provided in trace header fields and/or
+ header field comments for actions performed by the servers.
+
+7. Security Considerations
+
+7.1. Mail Security and Spoofing
+
+ SMTP mail is inherently insecure in that it is feasible for even
+ fairly casual users to negotiate directly with receiving and relaying
+ SMTP servers and create messages that will trick a naive recipient
+ into believing that they came from somewhere else. Constructing such
+ a message so that the "spoofed" behavior cannot be detected by an
+ expert is somewhat more difficult, but not sufficiently so as to be a
+ deterrent to someone who is determined and knowledgeable.
+ Consequently, as knowledge of Internet mail increases, so does the
+ knowledge that SMTP mail inherently cannot be authenticated, or
+ integrity checks provided, at the transport level. Real mail
+ security lies only in end-to-end methods involving the message
+ bodies, such as those that use digital signatures (see RFC 1847 [43]
+ and, e.g., Pretty Good Privacy (PGP) in RFC 4880 [44] or Secure/
+ Multipurpose Internet Mail Extensions (S/MIME) in RFC 3851 [45]).
+
+ Various protocol extensions and configuration options that provide
+ authentication at the transport level (e.g., from an SMTP client to
+ an SMTP server) improve somewhat on the traditional situation
+ described above. However, in general, they only authenticate one
+ server to another rather than a chain of relays and servers, much
+ less authenticating users or user machines. Consequently, unless
+ they are accompanied by careful handoffs of responsibility in a
+ carefully designed trust environment, they remain inherently weaker
+ than end-to-end mechanisms that use digitally signed messages rather
+ than depending on the integrity of the transport system.
+
+ Efforts to make it more difficult for users to set envelope return
+ path and header "From" fields to point to valid addresses other than
+ their own are largely misguided: they frustrate legitimate
+ applications in which mail is sent by one user on behalf of another,
+ in which error (or normal) replies should be directed to a special
+ address, or in which a single message is sent to multiple recipients
+ on different hosts. (Systems that provide convenient ways for users
+ to alter these header fields on a per-message basis should attempt to
+ establish a primary and permanent mailbox address for the user so
+ that Sender header fields within the message data can be generated
+ sensibly.)
+
+
+
+
+
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+
+
+ This specification does not further address the authentication issues
+ associated with SMTP other than to advocate that useful functionality
+ not be disabled in the hope of providing some small margin of
+ protection against a user who is trying to fake mail.
+
+7.2. "Blind" Copies
+
+ Addresses that do not appear in the message header section may appear
+ in the RCPT commands to an SMTP server for a number of reasons. The
+ two most common involve the use of a mailing address as a "list
+ exploder" (a single address that resolves into multiple addresses)
+ and the appearance of "blind copies". Especially when more than one
+ RCPT command is present, and in order to avoid defeating some of the
+ purpose of these mechanisms, SMTP clients and servers SHOULD NOT copy
+ the full set of RCPT command arguments into the header section,
+ either as part of trace header fields or as informational or private-
+ extension header fields. Since this rule is often violated in
+ practice, and cannot be enforced, sending SMTP systems that are aware
+ of "bcc" use MAY find it helpful to send each blind copy as a
+ separate message transaction containing only a single RCPT command.
+
+ There is no inherent relationship between either "reverse" (from
+ MAIL, SAML, etc., commands) or "forward" (RCPT) addresses in the SMTP
+ transaction ("envelope") and the addresses in the header section.
+ Receiving systems SHOULD NOT attempt to deduce such relationships and
+ use them to alter the header section of the message for delivery.
+ The popular "Apparently-to" header field is a violation of this
+ principle as well as a common source of unintended information
+ disclosure and SHOULD NOT be used.
+
+7.3. VRFY, EXPN, and Security
+
+ As discussed in Section 3.5, individual sites may want to disable
+ either or both of VRFY or EXPN for security reasons (see below). As
+ a corollary to the above, implementations that permit this MUST NOT
+ appear to have verified addresses that are not, in fact, verified.
+ If a site disables these commands for security reasons, the SMTP
+ server MUST return a 252 response, rather than a code that could be
+ confused with successful or unsuccessful verification.
+
+ Returning a 250 reply code with the address listed in the VRFY
+ command after having checked it only for syntax violates this rule.
+ Of course, an implementation that "supports" VRFY by always returning
+ 550 whether or not the address is valid is equally not in
+ conformance.
+
+ On the public Internet, the contents of mailing lists have become
+ popular as an address information source for so-called "spammers."
+
+
+
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+
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+
+
+ The use of EXPN to "harvest" addresses has increased as list
+ administrators have installed protections against inappropriate uses
+ of the lists themselves. However, VRFY and EXPN are still useful for
+ authenticated users and within an administrative domain. For
+ example, VRFY and EXPN are useful for performing internal audits of
+ how email gets routed to check and to make sure no one is
+ automatically forwarding sensitive mail outside the organization.
+ Sites implementing SMTP authentication may choose to make VRFY and
+ EXPN available only to authenticated requestors. Implementations
+ SHOULD still provide support for EXPN, but sites SHOULD carefully
+ evaluate the tradeoffs.
+
+ Whether disabling VRFY provides any real marginal security depends on
+ a series of other conditions. In many cases, RCPT commands can be
+ used to obtain the same information about address validity. On the
+ other hand, especially in situations where determination of address
+ validity for RCPT commands is deferred until after the DATA command
+ is received, RCPT may return no information at all, while VRFY is
+ expected to make a serious attempt to determine validity before
+ generating a response code (see discussion above).
+
+7.4. Mail Rerouting Based on the 251 and 551 Response Codes
+
+ Before a client uses the 251 or 551 reply codes from a RCPT command
+ to automatically update its future behavior (e.g., updating the
+ user's address book), it should be certain of the server's
+ authenticity. If it does not, it may be subject to a man in the
+ middle attack.
+
+7.5. Information Disclosure in Announcements
+
+ There has been an ongoing debate about the tradeoffs between the
+ debugging advantages of announcing server type and version (and,
+ sometimes, even server domain name) in the greeting response or in
+ response to the HELP command and the disadvantages of exposing
+ information that might be useful in a potential hostile attack. The
+ utility of the debugging information is beyond doubt. Those who
+ argue for making it available point out that it is far better to
+ actually secure an SMTP server rather than hope that trying to
+ conceal known vulnerabilities by hiding the server's precise identity
+ will provide more protection. Sites are encouraged to evaluate the
+ tradeoff with that issue in mind; implementations SHOULD minimally
+ provide for making type and version information available in some way
+ to other network hosts.
+
+
+
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+7.6. Information Disclosure in Trace Fields
+
+ In some circumstances, such as when mail originates from within a LAN
+ whose hosts are not directly on the public Internet, trace
+ ("Received") header fields produced in conformance with this
+ specification may disclose host names and similar information that
+ would not normally be available. This ordinarily does not pose a
+ problem, but sites with special concerns about name disclosure should
+ be aware of it. Also, the optional FOR clause should be supplied
+ with caution or not at all when multiple recipients are involved lest
+ it inadvertently disclose the identities of "blind copy" recipients
+ to others.
+
+7.7. Information Disclosure in Message Forwarding
+
+ As discussed in Section 3.4, use of the 251 or 551 reply codes to
+ identify the replacement address associated with a mailbox may
+ inadvertently disclose sensitive information. Sites that are
+ concerned about those issues should ensure that they select and
+ configure servers appropriately.
+
+7.8. Resistance to Attacks
+
+ In recent years, there has been an increase of attacks on SMTP
+ servers, either in conjunction with attempts to discover addresses
+ for sending unsolicited messages or simply to make the servers
+ inaccessible to others (i.e., as an application-level denial of
+ service attack). While the means of doing so are beyond the scope of
+ this Standard, rational operational behavior requires that servers be
+ permitted to detect such attacks and take action to defend
+ themselves. For example, if a server determines that a large number
+ of RCPT TO commands are being sent, most or all with invalid
+ addresses, as part of such an attack, it would be reasonable for the
+ server to close the connection after generating an appropriate number
+ of 5yz (normally 550) replies.
+
+7.9. Scope of Operation of SMTP Servers
+
+ It is a well-established principle that an SMTP server may refuse to
+ accept mail for any operational or technical reason that makes sense
+ to the site providing the server. However, cooperation among sites
+ and installations makes the Internet possible. If sites take
+ excessive advantage of the right to reject traffic, the ubiquity of
+ email availability (one of the strengths of the Internet) will be
+ threatened; considerable care should be taken and balance maintained
+ if a site decides to be selective about the traffic it will accept
+ and process.
+
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ In recent years, use of the relay function through arbitrary sites
+ has been used as part of hostile efforts to hide the actual origins
+ of mail. Some sites have decided to limit the use of the relay
+ function to known or identifiable sources, and implementations SHOULD
+ provide the capability to perform this type of filtering. When mail
+ is rejected for these or other policy reasons, a 550 code SHOULD be
+ used in response to EHLO (or HELO), MAIL, or RCPT as appropriate.
+
+8. IANA Considerations
+
+ IANA maintains three registries in support of this specification, all
+ of which were created for RFC 2821 or earlier. This document expands
+ the third one as specified below. The registry references listed are
+ as of the time of publication; IANA does not guarantee the locations
+ associated with the URLs. The registries are as follows:
+
+ o The first, "Simple Mail Transfer Protocol (SMTP) Service
+ Extensions" [46], consists of SMTP service extensions with the
+ associated keywords, and, as needed, parameters and verbs. As
+ specified in Section 2.2.2, no entry may be made in this registry
+ that starts in an "X". Entries may be made only for service
+ extensions (and associated keywords, parameters, or verbs) that
+ are defined in Standards-Track or Experimental RFCs specifically
+ approved by the IESG for this purpose.
+
+ o The second registry, "Address Literal Tags" [47], consists of
+ "tags" that identify forms of domain literals other than those for
+ IPv4 addresses (specified in RFC 821 and in this document). The
+ initial entry in that registry is for IPv6 addresses (specified in
+ this document). Additional literal types require standardization
+ before being used; none are anticipated at this time.
+
+ o The third, "Mail Transmission Types" [46], established by RFC 821
+ and renewed by this specification, is a registry of link and
+ protocol identifiers to be used with the "via" and "with"
+ subclauses of the time stamp ("Received:" header field) described
+ in Section 4.4. Link and protocol identifiers in addition to
+ those specified in this document may be registered only by
+ standardization or by way of an RFC-documented, IESG-approved,
+ Experimental protocol extension. This name space is for
+ identification and not limited in size: the IESG is encouraged to
+ approve on the basis of clear documentation and a distinct method
+ rather than preferences about the properties of the method itself.
+
+ An additional subsection has been added to the "VIA link types"
+ and "WITH protocol types" subsections of this registry to contain
+ registrations of "Additional-registered-clauses" as described
+ above. The registry will contain clause names, a description, a
+
+
+
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+
+RFC 5321 SMTP October 2008
+
+
+ summary of the syntax of the associated String, and a reference.
+ As new clauses are defined, they may, in principle, specify
+ creation of their own registries if the Strings consist of
+ reserved terms or keywords rather than less restricted strings.
+ As with link and protocol identifiers, additional clauses may be
+ registered only by standardization or by way of an RFC-documented,
+ IESG-approved, Experimental protocol extension. The additional
+ clause name space is for identification and is not limited in
+ size: the IESG is encouraged to approve on the basis of clear
+ documentation, actual use or strong signs that the clause will be
+ used, and a distinct requirement rather than preferences about the
+ properties of the clause itself.
+
+ In addition, if additional trace header fields (i.e., in addition to
+ Return-path and Received) are ever created, those trace fields MUST
+ be added to the IANA registry established by BCP 90 (RFC 3864) [11]
+ for use with RFC 5322 [4].
+
+9. Acknowledgments
+
+ Many people contributed to the development of RFC 2821. That
+ document should be consulted for those acknowledgments. For the
+ present document, the editor and the community owe thanks to Dawn
+ Mann and Tony Hansen who assisted in the very painful process of
+ editing and converting the internal format of the document from one
+ system to another.
+
+ Neither this document nor RFC 2821 would have been possible without
+ the many contribution and insights of the late Jon Postel. Those
+ contributions of course include the original specification of SMTP in
+ RFC 821. A considerable quantity of text from RFC 821 still appears
+ in this document as do several of Jon's original examples that have
+ been updated only as needed to reflect other changes in the
+ specification.
+
+ Many people made comments or suggestions on the mailing list or in
+ notes to the author. Important corrections or clarifications were
+ suggested by several people, including Matti Aarnio, Glenn Anderson,
+ Derek J. Balling, Alex van den Bogaerdt, Stephane Bortzmeyer, Vint
+ Cerf, Jutta Degener, Steve Dorner, Lisa Dusseault, Frank Ellerman,
+ Ned Freed, Randy Gellens, Sabahattin Gucukoglu, Philip Guenther, Arnt
+ Gulbrandsen, Eric Hall, Richard O. Hammer, Tony Hansen, Peter J.
+ Holzer, Kari Hurtta, Bryon Roche Kain, Valdis Kletnieks, Mathias
+ Koerber, John Leslie, Bruce Lilly, Jeff Macdonald, Mark E. Mallett,
+ Mark Martinec, S. Moonesamy, Lyndon Nerenberg, Chris Newman, Douglas
+ Otis, Pete Resnick, Robert A. Rosenberg, Vince Sabio, Hector Santos,
+ David F. Skoll, Paul Smith, and Brett Watson.
+
+
+
+
+Klensin Standards Track [Page 80]
+
+RFC 5321 SMTP October 2008
+
+
+ The efforts of the Area Directors -- Lisa Dusseault, Ted Hardie, and
+ Chris Newman -- to get this effort restarted and keep it moving, and
+ of an ad hoc committee with the same purpose, are gratefully
+ acknowledged. The members of that committee were (in alphabetical
+ order) Dave Crocker, Cyrus Daboo, Tony Finch, Ned Freed, Randall
+ Gellens, Tony Hansen, the author, and Alexey Melnikov. Tony Hansen
+ also acted as ad hoc chair on the mailing list reviewing this
+ document; without his efforts, sense of balance and fairness, and
+ patience, it clearly would not have been possible.
+
+10. References
+
+10.1. Normative References
+
+ [1] Postel, J., "Simple Mail Transfer Protocol", STD 10, RFC 821,
+ August 1982.
+
+ [2] Mockapetris, P., "Domain names - implementation and
+ specification", STD 13, RFC 1035, November 1987.
+
+ [3] Braden, R., "Requirements for Internet Hosts - Application and
+ Support", STD 3, RFC 1123, October 1989.
+
+ [4] Resnick, P., "Internet Message Format", RFC 5322, October 2008.
+
+ [5] Bradner, S., "Key words for use in RFCs to Indicate Requirement
+ Levels", BCP 14, RFC 2119, March 1997.
+
+ [6] American National Standards Institute (formerly United States
+ of America Standards Institute), "USA Code for Information
+ Interchange", ANSI X3.4-1968, 1968.
+
+ ANSI X3.4-1968 has been replaced by newer versions with slight
+ modifications, but the 1968 version remains definitive for the
+ Internet.
+
+ [7] Crocker, D. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", STD 68, RFC 5234, January 2008.
+
+ [8] Hinden, R. and S. Deering, "IP Version 6 Addressing
+ Architecture", RFC 4291, February 2006.
+
+ [9] Newman, C., "ESMTP and LMTP Transmission Types Registration",
+ RFC 3848, July 2004.
+
+ [10] Klensin, J., Freed, N., and K. Moore, "SMTP Service Extension
+ for Message Size Declaration", STD 10, RFC 1870, November 1995.
+
+
+
+
+Klensin Standards Track [Page 81]
+
+RFC 5321 SMTP October 2008
+
+
+ [11] Klyne, G., Nottingham, M., and J. Mogul, "Registration
+ Procedures for Message Header Fields", BCP 90, RFC 3864,
+ September 2004.
+
+10.2. Informative References
+
+ [12] Partridge, C., "Mail routing and the domain system", RFC 974,
+ January 1986.
+
+ [13] Klensin, J., Freed, N., Rose, M., Stefferud, E., and D.
+ Crocker, "SMTP Service Extensions", STD 10, RFC 1869,
+ November 1995.
+
+ [14] Klensin, J., "Simple Mail Transfer Protocol", RFC 2821,
+ April 2001.
+
+ [15] Butler, M., Postel, J., Chase, D., Goldberger, J., and J.
+ Reynolds, "Post Office Protocol: Version 2", RFC 937,
+ February 1985.
+
+ [16] Myers, J. and M. Rose, "Post Office Protocol - Version 3",
+ STD 53, RFC 1939, May 1996.
+
+ [17] Crispin, M., "INTERNET MESSAGE ACCESS PROTOCOL - VERSION
+ 4rev1", RFC 3501, March 2003.
+
+ [18] Gellens, R. and J. Klensin, "Message Submission for Mail",
+ RFC 4409, April 2006.
+
+ [19] Freed, N., "SMTP Service Extension for Command Pipelining",
+ STD 60, RFC 2920, September 2000.
+
+ [20] Vaudreuil, G., "SMTP Service Extensions for Transmission of
+ Large and Binary MIME Messages", RFC 3030, December 2000.
+
+ [21] Freed, N. and N. Borenstein, "Multipurpose Internet Mail
+ Extensions (MIME) Part One: Format of Internet Message Bodies",
+ RFC 2045, November 1996.
+
+ [22] Klensin, J., Freed, N., Rose, M., Stefferud, E., and D.
+ Crocker, "SMTP Service Extension for 8bit-MIMEtransport",
+ RFC 1652, July 1994.
+
+ [23] Moore, K., "MIME (Multipurpose Internet Mail Extensions) Part
+ Three: Message Header Extensions for Non-ASCII Text", RFC 2047,
+ November 1996.
+
+
+
+
+
+Klensin Standards Track [Page 82]
+
+RFC 5321 SMTP October 2008
+
+
+ [24] Freed, N. and K. Moore, "MIME Parameter Value and Encoded Word
+ Extensions: Character Sets, Languages, and Continuations",
+ RFC 2231, November 1997.
+
+ [25] Vaudreuil, G., "Enhanced Mail System Status Codes", RFC 3463,
+ January 2003.
+
+ [26] Hansen, T. and J. Klensin, "A Registry for SMTP Enhanced Mail
+ System Status Codes", BCP 138, RFC 5248, June 2008.
+
+ [27] Freed, N., "Behavior of and Requirements for Internet
+ Firewalls", RFC 2979, October 2000.
+
+ [28] Crocker, D., "Standard for the format of ARPA Internet text
+ messages", STD 11, RFC 822, August 1982.
+
+ [29] Wong, M. and W. Schlitt, "Sender Policy Framework (SPF) for
+ Authorizing Use of Domains in E-Mail, Version 1", RFC 4408,
+ April 2006.
+
+ [30] Fenton, J., "Analysis of Threats Motivating DomainKeys
+ Identified Mail (DKIM)", RFC 4686, September 2006.
+
+ [31] Allman, E., Callas, J., Delany, M., Libbey, M., Fenton, J., and
+ M. Thomas, "DomainKeys Identified Mail (DKIM) Signatures",
+ RFC 4871, May 2007.
+
+ [32] Moore, K., "Simple Mail Transfer Protocol (SMTP) Service
+ Extension for Delivery Status Notifications (DSNs)", RFC 3461,
+ January 2003.
+
+ [33] Moore, K. and G. Vaudreuil, "An Extensible Message Format for
+ Delivery Status Notifications", RFC 3464, January 2003.
+
+ [34] Postel, J. and J. Reynolds, "File Transfer Protocol", STD 9,
+ RFC 959, October 1985.
+
+ [35] Kille, S., "MIXER (Mime Internet X.400 Enhanced Relay): Mapping
+ between X.400 and RFC 822/MIME", RFC 2156, January 1998.
+
+ [36] De Winter, J., "SMTP Service Extension for Remote Message Queue
+ Starting", RFC 1985, August 1996.
+
+ [37] Hansen, T. and G. Vaudreuil, "Message Disposition
+ Notification", RFC 3798, May 2004.
+
+ [38] Elz, R. and R. Bush, "Clarifications to the DNS Specification",
+ RFC 2181, July 1997.
+
+
+
+Klensin Standards Track [Page 83]
+
+RFC 5321 SMTP October 2008
+
+
+ [39] Nakamura, M. and J. Hagino, "SMTP Operational Experience in
+ Mixed IPv4/v6 Environments", RFC 3974, January 2005.
+
+ [40] Partridge, C., "Duplicate messages and SMTP", RFC 1047,
+ February 1988.
+
+ [41] Crispin, M., "Interactive Mail Access Protocol: Version 2",
+ RFC 1176, August 1990.
+
+ [42] Lambert, M., "PCMAIL: A distributed mail system for personal
+ computers", RFC 1056, June 1988.
+
+ [43] Galvin, J., Murphy, S., Crocker, S., and N. Freed, "Security
+ Multiparts for MIME: Multipart/Signed and Multipart/Encrypted",
+ RFC 1847, October 1995.
+
+ [44] Callas, J., Donnerhacke, L., Finney, H., Shaw, D., and R.
+ Thayer, "OpenPGP Message Format", RFC 4880, November 2007.
+
+ [45] Ramsdell, B., "Secure/Multipurpose Internet Mail Extensions
+ (S/MIME) Version 3.1 Message Specification", RFC 3851,
+ July 2004.
+
+ [46] Internet Assigned Number Authority (IANA), "IANA Mail
+ Parameters", 2007,
+ <http://www.iana.org/assignments/mail-parameters>.
+
+ [47] Internet Assigned Number Authority (IANA), "Address Literal
+ Tags", 2007,
+ <http://www.iana.org/assignments/address-literal-tags>.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Klensin Standards Track [Page 84]
+
+RFC 5321 SMTP October 2008
+
+
+Appendix A. TCP Transport Service
+
+ The TCP connection supports the transmission of 8-bit bytes. The
+ SMTP data is 7-bit ASCII characters. Each character is transmitted
+ as an 8-bit byte with the high-order bit cleared to zero. Service
+ extensions may modify this rule to permit transmission of full 8-bit
+ data bytes as part of the message body, or, if specifically designed
+ to do so, in SMTP commands or responses.
+
+Appendix B. Generating SMTP Commands from RFC 822 Header Fields
+
+ Some systems use an RFC 822 header section (only) in a mail
+ submission protocol, or otherwise generate SMTP commands from RFC 822
+ header fields when such a message is handed to an MTA from a UA.
+ While the MTA-UA protocol is a private matter, not covered by any
+ Internet Standard, there are problems with this approach. For
+ example, there have been repeated problems with proper handling of
+ "bcc" copies and redistribution lists when information that
+ conceptually belongs to the mail envelope is not separated early in
+ processing from header field information (and kept separate).
+
+ It is recommended that the UA provide its initial ("submission
+ client") MTA with an envelope separate from the message itself.
+ However, if the envelope is not supplied, SMTP commands SHOULD be
+ generated as follows:
+
+ 1. Each recipient address from a TO, CC, or BCC header field SHOULD
+ be copied to a RCPT command (generating multiple message copies
+ if that is required for queuing or delivery). This includes any
+ addresses listed in a RFC 822 "group". Any BCC header fields
+ SHOULD then be removed from the header section. Once this
+ process is completed, the remaining header fields SHOULD be
+ checked to verify that at least one TO, CC, or BCC header field
+ remains. If none do, then a BCC header field with no additional
+ information SHOULD be inserted as specified in [4].
+
+ 2. The return address in the MAIL command SHOULD, if possible, be
+ derived from the system's identity for the submitting (local)
+ user, and the "From:" header field otherwise. If there is a
+ system identity available, it SHOULD also be copied to the Sender
+ header field if it is different from the address in the From
+ header field. (Any Sender header field that was already there
+ SHOULD be removed.) Systems may provide a way for submitters to
+ override the envelope return address, but may want to restrict
+ its use to privileged users. This will not prevent mail forgery,
+ but may lessen its incidence; see Section 7.1.
+
+
+
+
+
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+
+
+ When an MTA is being used in this way, it bears responsibility for
+ ensuring that the message being transmitted is valid. The mechanisms
+ for checking that validity, and for handling (or returning) messages
+ that are not valid at the time of arrival, are part of the MUA-MTA
+ interface and not covered by this specification.
+
+ A submission protocol based on Standard RFC 822 information alone
+ MUST NOT be used to gateway a message from a foreign (non-SMTP) mail
+ system into an SMTP environment. Additional information to construct
+ an envelope must come from some source in the other environment,
+ whether supplemental header fields or the foreign system's envelope.
+
+ Attempts to gateway messages using only their header "To" and "Cc"
+ fields have repeatedly caused mail loops and other behavior adverse
+ to the proper functioning of the Internet mail environment. These
+ problems have been especially common when the message originates from
+ an Internet mailing list and is distributed into the foreign
+ environment using envelope information. When these messages are then
+ processed by a header-section-only remailer, loops back to the
+ Internet environment (and the mailing list) are almost inevitable.
+
+Appendix C. Source Routes
+
+ Historically, the <reverse-path> was a reverse source routing list of
+ hosts and a source mailbox. The first host in the <reverse-path> was
+ historically the host sending the MAIL command; today, source routes
+ SHOULD NOT appear in the reverse-path. Similarly, the <forward-path>
+ may be a source routing lists of hosts and a destination mailbox.
+ However, in general, the <forward-path> SHOULD contain only a mailbox
+ and domain name, relying on the domain name system to supply routing
+ information if required. The use of source routes is deprecated (see
+ Appendix F.2); while servers MUST be prepared to receive and handle
+ them as discussed in Section 3.3 and Appendix F.2, clients SHOULD NOT
+ transmit them and this section is included in the current
+ specification only to provide context. It has been modified somewhat
+ from the material in RFC 821 to prevent server actions that might
+ confuse clients or subsequent servers that do not expect a full
+ source route implementation.
+
+ For relay purposes, the forward-path may be a source route of the
+ form "@ONE,@TWO:JOE@THREE", where ONE, TWO, and THREE MUST be fully-
+ qualified domain names. This form is used to emphasize the
+ distinction between an address and a route. The mailbox (here, JOE@
+ THREE) is an absolute address, and the route is information about how
+ to get there. The two concepts should not be confused.
+
+ If source routes are used, RFC 821 and the text below should be
+ consulted for the mechanisms for constructing and updating the
+
+
+
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+
+
+ forward-path. A server that is reached by means of a source route
+ (e.g., its domain name appears first in the list in the forward-path)
+ MUST remove its domain name from any forward-paths in which that
+ domain name appears before forwarding the message and MAY remove all
+ other source routing information. The reverse-path SHOULD NOT be
+ updated by servers conforming to this specification.
+
+ Notice that the forward-path and reverse-path appear in the SMTP
+ commands and replies, but not necessarily in the message. That is,
+ there is no need for these paths and especially this syntax to appear
+ in the "To:" , "From:", "CC:", etc. fields of the message header
+ section. Conversely, SMTP servers MUST NOT derive final message
+ routing information from message header fields.
+
+ When the list of hosts is present despite the recommendations above,
+ it is a "reverse" source route and indicates that the mail was
+ relayed through each host on the list (the first host in the list was
+ the most recent relay). This list is used as a source route to
+ return non-delivery notices to the sender. If, contrary to the
+ recommendations here, a relay host adds itself to the beginning of
+ the list, it MUST use its name as known in the transport environment
+ to which it is relaying the mail rather than that of the transport
+ environment from which the mail came (if they are different). Note
+ that a situation could easily arise in which some relay hosts add
+ their names to the reverse source route and others do not, generating
+ discontinuities in the routing list. This is another reason why
+ servers needing to return a message SHOULD ignore the source route
+ entirely and simply use the domain as specified in the Mailbox.
+
+Appendix D. Scenarios
+
+ This section presents complete scenarios of several types of SMTP
+ sessions. In the examples, "C:" indicates what is said by the SMTP
+ client, and "S:" indicates what is said by the SMTP server.
+
+
+
+
+
+
+
+
+
+
+
+
+
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+
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+
+
+D.1. A Typical SMTP Transaction Scenario
+
+ This SMTP example shows mail sent by Smith at host bar.com, and to
+ Jones, Green, and Brown at host foo.com. Here we assume that host
+ bar.com contacts host foo.com directly. The mail is accepted for
+ Jones and Brown. Green does not have a mailbox at host foo.com.
+
+ S: 220 foo.com Simple Mail Transfer Service Ready
+ C: EHLO bar.com
+ S: 250-foo.com greets bar.com
+ S: 250-8BITMIME
+ S: 250-SIZE
+ S: 250-DSN
+ S: 250 HELP
+ C: MAIL FROM:<Smith@bar.com>
+ S: 250 OK
+ C: RCPT TO:<Jones@foo.com>
+ S: 250 OK
+ C: RCPT TO:<Green@foo.com>
+ S: 550 No such user here
+ C: RCPT TO:<Brown@foo.com>
+ S: 250 OK
+ C: DATA
+ S: 354 Start mail input; end with <CRLF>.<CRLF>
+ C: Blah blah blah...
+ C: ...etc. etc. etc.
+ C: .
+ S: 250 OK
+ C: QUIT
+ S: 221 foo.com Service closing transmission channel
+
+
+
+
+
+
+
+
+
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+
+
+
+
+
+
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+
+
+D.2. Aborted SMTP Transaction Scenario
+
+ S: 220 foo.com Simple Mail Transfer Service Ready
+ C: EHLO bar.com
+ S: 250-foo.com greets bar.com
+ S: 250-8BITMIME
+ S: 250-SIZE
+ S: 250-DSN
+ S: 250 HELP
+ C: MAIL FROM:<Smith@bar.com>
+ S: 250 OK
+ C: RCPT TO:<Jones@foo.com>
+ S: 250 OK
+ C: RCPT TO:<Green@foo.com>
+ S: 550 No such user here
+ C: RSET
+ S: 250 OK
+ C: QUIT
+ S: 221 foo.com Service closing transmission channel
+
+
+
+
+
+
+
+
+
+
+
+
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+
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+
+
+D.3. Relayed Mail Scenario
+
+ Step 1 -- Source Host to Relay Host
+
+ The source host performs a DNS lookup on XYZ.COM (the destination
+ address) and finds DNS MX records specifying xyz.com as the best
+ preference and foo.com as a lower preference. It attempts to open a
+ connection to xyz.com and fails. It then opens a connection to
+ foo.com, with the following dialogue:
+
+ S: 220 foo.com Simple Mail Transfer Service Ready
+ C: EHLO bar.com
+ S: 250-foo.com greets bar.com
+ S: 250-8BITMIME
+ S: 250-SIZE
+ S: 250-DSN
+ S: 250 HELP
+ C: MAIL FROM:<JQP@bar.com>
+ S: 250 OK
+ C: RCPT TO:<Jones@XYZ.COM>
+ S: 250 OK
+ C: DATA
+ S: 354 Start mail input; end with <CRLF>.<CRLF>
+ C: Date: Thu, 21 May 1998 05:33:29 -0700
+ C: From: John Q. Public <JQP@bar.com>
+ C: Subject: The Next Meeting of the Board
+ C: To: Jones@xyz.com
+ C:
+ C: Bill:
+ C: The next meeting of the board of directors will be
+ C: on Tuesday.
+ C: John.
+ C: .
+ S: 250 OK
+ C: QUIT
+ S: 221 foo.com Service closing transmission channel
+
+
+
+
+
+
+
+
+
+
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+
+
+ Step 2 -- Relay Host to Destination Host
+
+ foo.com, having received the message, now does a DNS lookup on
+ xyz.com. It finds the same set of MX records, but cannot use the one
+ that points to itself (or to any other host as a worse preference).
+ It tries to open a connection to xyz.com itself and succeeds. Then
+ we have:
+
+ S: 220 xyz.com Simple Mail Transfer Service Ready
+ C: EHLO foo.com
+ S: 250 xyz.com is on the air
+ C: MAIL FROM:<JQP@bar.com>
+ S: 250 OK
+ C: RCPT TO:<Jones@XYZ.COM>
+ S: 250 OK
+ C: DATA
+ S: 354 Start mail input; end with <CRLF>.<CRLF>
+ C: Received: from bar.com by foo.com ; Thu, 21 May 1998
+ C: 05:33:29 -0700
+ C: Date: Thu, 21 May 1998 05:33:22 -0700
+ C: From: John Q. Public <JQP@bar.com>
+ C: Subject: The Next Meeting of the Board
+ C: To: Jones@xyz.com
+ C:
+ C: Bill:
+ C: The next meeting of the board of directors will be
+ C: on Tuesday.
+ C: John.
+ C: .
+ S: 250 OK
+ C: QUIT
+ S: 221 foo.com Service closing transmission channel
+
+
+
+
+
+
+
+
+
+
+
+
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+
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+
+
+D.4. Verifying and Sending Scenario
+
+ S: 220 foo.com Simple Mail Transfer Service Ready
+ C: EHLO bar.com
+ S: 250-foo.com greets bar.com
+ S: 250-8BITMIME
+ S: 250-SIZE
+ S: 250-DSN
+ S: 250-VRFY
+ S: 250 HELP
+ C: VRFY Crispin
+ S: 250 Mark Crispin <Admin.MRC@foo.com>
+ C: MAIL FROM:<EAK@bar.com>
+ S: 250 OK
+ C: RCPT TO:<Admin.MRC@foo.com>
+ S: 250 OK
+ C: DATA
+ S: 354 Start mail input; end with <CRLF>.<CRLF>
+ C: Blah blah blah...
+ C: ...etc. etc. etc.
+ C: .
+ S: 250 OK
+ C: QUIT
+ S: 221 foo.com Service closing transmission channel
+
+Appendix E. Other Gateway Issues
+
+ In general, gateways between the Internet and other mail systems
+ SHOULD attempt to preserve any layering semantics across the
+ boundaries between the two mail systems involved. Gateway-
+ translation approaches that attempt to take shortcuts by mapping
+ (such as mapping envelope information from one system to the message
+ header section or body of another) have generally proven to be
+ inadequate in important ways. Systems translating between
+ environments that do not support both envelopes and a header section
+ and Internet mail must be written with the understanding that some
+ information loss is almost inevitable.
+
+
+
+
+
+
+
+
+
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+
+
+Appendix F. Deprecated Features of RFC 821
+
+ A few features of RFC 821 have proven to be problematic and SHOULD
+ NOT be used in Internet mail.
+
+F.1. TURN
+
+ This command, described in RFC 821, raises important security issues
+ since, in the absence of strong authentication of the host requesting
+ that the client and server switch roles, it can easily be used to
+ divert mail from its correct destination. Its use is deprecated;
+ SMTP systems SHOULD NOT use it unless the server can authenticate the
+ client.
+
+F.2. Source Routing
+
+ RFC 821 utilized the concept of explicit source routing to get mail
+ from one host to another via a series of relays. The requirement to
+ utilize source routes in regular mail traffic was eliminated by the
+ introduction of the domain name system "MX" record and the last
+ significant justification for them was eliminated by the
+ introduction, in RFC 1123, of a clear requirement that addresses
+ following an "@" must all be fully-qualified domain names.
+ Consequently, the only remaining justifications for the use of source
+ routes are support for very old SMTP clients or MUAs and in mail
+ system debugging. They can, however, still be useful in the latter
+ circumstance and for routing mail around serious, but temporary,
+ problems such as problems with the relevant DNS records.
+
+ SMTP servers MUST continue to accept source route syntax as specified
+ in the main body of this document and in RFC 1123. They MAY, if
+ necessary, ignore the routes and utilize only the target domain in
+ the address. If they do utilize the source route, the message MUST
+ be sent to the first domain shown in the address. In particular, a
+ server MUST NOT guess at shortcuts within the source route.
+
+ Clients SHOULD NOT utilize explicit source routing except under
+ unusual circumstances, such as debugging or potentially relaying
+ around firewall or mail system configuration errors.
+
+F.3. HELO
+
+ As discussed in Sections 3.1 and 4.1.1, EHLO SHOULD be used rather
+ than HELO when the server will accept the former. Servers MUST
+ continue to accept and process HELO in order to support older
+ clients.
+
+
+
+
+
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+
+
+F.4. #-literals
+
+ RFC 821 provided for specifying an Internet address as a decimal
+ integer host number prefixed by a pound sign, "#". In practice, that
+ form has been obsolete since the introduction of TCP/IP. It is
+ deprecated and MUST NOT be used.
+
+F.5. Dates and Years
+
+ When dates are inserted into messages by SMTP clients or servers
+ (e.g., in trace header fields), four-digit years MUST BE used. Two-
+ digit years are deprecated; three-digit years were never permitted in
+ the Internet mail system.
+
+F.6. Sending versus Mailing
+
+ In addition to specifying a mechanism for delivering messages to
+ user's mailboxes, RFC 821 provided additional, optional, commands to
+ deliver messages directly to the user's terminal screen. These
+ commands (SEND, SAML, SOML) were rarely implemented, and changes in
+ workstation technology and the introduction of other protocols may
+ have rendered them obsolete even where they are implemented.
+
+ Clients SHOULD NOT provide SEND, SAML, or SOML as services. Servers
+ MAY implement them. If they are implemented by servers, the
+ implementation model specified in RFC 821 MUST be used and the
+ command names MUST be published in the response to the EHLO command.
+
+Author's Address
+
+ John C. Klensin
+ 1770 Massachusetts Ave, Suite 322
+ Cambridge, MA 02140
+ USA
+
+ EMail: john+smtp@jck.com
+
+
+
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+
+
+Full Copyright Statement
+
+ Copyright (C) The IETF Trust (2008).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
+ THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
+ OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
+ THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
+ WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Intellectual Property
+
+ The IETF takes no position regarding the validity or scope of any
+ Intellectual Property Rights or other rights that might be claimed to
+ pertain to the implementation or use of the technology described in
+ this document or the extent to which any license under such rights
+ might or might not be available; nor does it represent that it has
+ made any independent effort to identify any such rights. Information
+ on the procedures with respect to rights in RFC documents can be
+ found in BCP 78 and BCP 79.
+
+ Copies of IPR disclosures made to the IETF Secretariat and any
+ assurances of licenses to be made available, or the result of an
+ attempt made to obtain a general license or permission for the use of
+ such proprietary rights by implementers or users of this
+ specification can be obtained from the IETF on-line IPR repository at
+ http://www.ietf.org/ipr.
+
+ The IETF invites any interested party to bring to its attention any
+ copyrights, patents or patent applications, or other proprietary
+ rights that may cover technology that may be required to implement
+ this standard. Please address the information to the IETF at
+ ietf-ipr@ietf.org.
+
+
+
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