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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Internet Engineering Task Force (IETF) F. Gont
+Request for Comments: 6093 UTN/FRH
+Updates: 793, 1011, 1122 A. Yourtchenko
+Category: Standards Track Cisco
+ISSN: 2070-1721 January 2011
+
+
+ On the Implementation of the TCP Urgent Mechanism
+
+Abstract
+
+ This document analyzes how current TCP implementations process TCP
+ urgent indications and how the behavior of some widely deployed
+ middleboxes affects how end systems process urgent indications. This
+ document updates the relevant specifications such that they
+ accommodate current practice in processing TCP urgent indications,
+ raises awareness about the reliability of TCP urgent indications in
+ the Internet, and recommends against the use of urgent indications
+ (but provides advice to applications that do).
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 5741.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc6093.
+
+Copyright Notice
+
+ Copyright (c) 2011 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+
+
+Gont & Yourtchenko Standards Track [Page 1]
+
+RFC 6093 On the TCP Urgent Mechanism January 2011
+
+
+Table of Contents
+
+ 1. Introduction ....................................................3
+ 2. Specification of the TCP Urgent Mechanism .......................3
+ 2.1. Semantics of Urgent Indications ............................3
+ 2.2. Semantics of the Urgent Pointer ............................4
+ 2.3. Allowed Length of "Urgent Data" ............................4
+ 3. Current Implementation Practice of the TCP Urgent Mechanism .....5
+ 3.1. Semantics of Urgent Indications ............................5
+ 3.2. Semantics of the Urgent Pointer ............................5
+ 3.3. Allowed Length of "Urgent Data" ............................6
+ 3.4. Interaction of Middleboxes with TCP Urgent Indications .....6
+ 4. Updating RFC 793, RFC 1011, and RFC 1122 ........................6
+ 5. Advice to New Applications Employing TCP ........................7
+ 6. Advice to Applications That Make Use of the Urgent Mechanism ....7
+ 7. Security Considerations .........................................7
+ 8. Acknowledgements ................................................8
+ 9. References ......................................................8
+ 9.1. Normative References .......................................8
+ 9.2. Informative References .....................................8
+ Appendix A. Survey of the Processing of TCP Urgent
+ Indications by Some Popular TCP Implementations ......10
+ A.1. FreeBSD ...................................................10
+ A.2. Linux .....................................................10
+ A.3. NetBSD ....................................................10
+ A.4. OpenBSD ...................................................11
+ A.5. Cisco IOS software ........................................11
+ A.6. Microsoft Windows 2000, Service Pack 4 ....................11
+ A.7. Microsoft Windows 2008 ....................................11
+ A.8. Microsoft Windows 95 ......................................11
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+Gont & Yourtchenko Standards Track [Page 2]
+
+RFC 6093 On the TCP Urgent Mechanism January 2011
+
+
+1. Introduction
+
+ This document analyzes how some current TCP implementations process
+ TCP urgent indications, and how the behavior of some widely deployed
+ middleboxes affects the processing of urgent indications by hosts.
+ This document updates RFC 793 [RFC0793], RFC 1011 [RFC1011], and RFC
+ 1122 [RFC1122] such that they accommodate current practice in
+ processing TCP urgent indications. It also provides advice to
+ applications using the urgent mechanism and raises awareness about
+ the reliability of TCP urgent indications in the current Internet.
+
+ Given the above issues and potential interoperability issues with
+ respect to the currently common default mode operation, it is
+ strongly recommended that applications do not employ urgent
+ indications. Nevertheless, urgent indications are still retained as
+ a mandatory part of the TCP protocol to support the few legacy
+ applications that employ them. However, it is expected that even
+ these applications will have difficulties in environments with
+ middleboxes.
+
+ Section 2 describes what the current IETF specifications state with
+ respect to TCP urgent indications. Section 3 describes how current
+ TCP implementations actually process TCP urgent indications. Section
+ 4 updates RFC 793 [RFC0793], RFC 1011 [RFC1011], and RFC 1122
+ [RFC1122], such that they accommodate current practice in processing
+ TCP urgent indications. Section 5 provides advice to new
+ applications employing TCP, with respect to the TCP urgent mechanism.
+ Section 6 provides advice to existing applications that use or rely
+ on the TCP urgent mechanism.
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in RFC 2119 [RFC2119].
+
+2. Specification of the TCP Urgent Mechanism
+
+2.1. Semantics of Urgent Indications
+
+ TCP implements an "urgent mechanism" that allows the sending user to
+ stimulate the receiving user to accept some "urgent data" and that
+ permits the receiving TCP to indicate to the receiving user when all
+ the currently known "urgent data" have been read.
+
+ The TCP urgent mechanism permits a point in the data stream to be
+ designated as the end of urgent information. Whenever this point is
+ in advance of the receive sequence number (RCV.NXT) at the receiving
+ TCP, that TCP must tell the user to go into "urgent mode"; when the
+ receive sequence number catches up to the urgent pointer, the TCP
+
+
+
+Gont & Yourtchenko Standards Track [Page 3]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
+
+
+ must tell user to go into "normal mode" [RFC0793]. This means, for
+ example, that data that was received as "normal data" might become
+ "urgent data" if an urgent indication is received in some successive
+ TCP segment before that data is consumed by the TCP user.
+
+ The URG control flag indicates that the "Urgent Pointer" field is
+ meaningful and must be added to the segment sequence number to yield
+ the urgent pointer. The absence of this flag indicates that there is
+ no "urgent data" outstanding [RFC0793].
+
+ The TCP urgent mechanism is NOT a mechanism for sending "out-of-band"
+ data: the so-called "urgent data" should be delivered "in-line" to
+ the TCP user.
+
+2.2. Semantics of the Urgent Pointer
+
+ There is some ambiguity in RFC 793 [RFC0793] with respect to the
+ semantics of the Urgent Pointer. Section 3.1 (page 17) of RFC 793
+ [RFC0793] states that the Urgent Pointer "communicates the current
+ value of the urgent pointer as a positive offset from the sequence
+ number in this segment. The urgent pointer points to the sequence
+ number of the octet following the urgent data. This field is only be
+ interpreted in segments with the URG control bit set" (sic).
+ However, Section 3.9 (page 56) of RFC 793 [RFC0793] states, when
+ describing the processing of the SEND call in the ESTABLISHED and
+ CLOSE-WAIT states, that "If the urgent flag is set, then SND.UP <-
+ SND.NXT-1 and set the urgent pointer in the outgoing segments".
+
+ RFC 1011 [RFC1011] clarified this ambiguity in RFC 793 stating that
+ "Page 17 is wrong. The urgent pointer points to the last octet of
+ urgent data (not to the first octet of non-urgent data)". RFC 1122
+ [RFC1122] formally updated RFC 793 by stating, in Section 4.2.2.4
+ (page 84), that "the urgent pointer points to the sequence number of
+ the LAST octet (not LAST+1) in a sequence of urgent data".
+
+2.3. Allowed Length of "Urgent Data"
+
+ RFC 793 [RFC0793] allows TCP peers to send "urgent data" of any
+ length, as the TCP urgent mechanism simply provides a pointer to an
+ interesting point in the data stream. In this respect, Section
+ 4.2.2.4 (page 84) of RFC 1122 [RFC1122] explicitly states that "A TCP
+ MUST support a sequence of urgent data of any length".
+
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+Gont & Yourtchenko Standards Track [Page 4]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+3. Current Implementation Practice of the TCP Urgent Mechanism
+
+3.1. Semantics of Urgent Indications
+
+ As discussed in Section 2, the TCP urgent mechanism simply permits a
+ point in the data stream to be designated as the end of urgent
+ information but does NOT provide a mechanism for sending "out-of-
+ band" data.
+
+ Unfortunately, virtually all TCP implementations process TCP urgent
+ indications differently. By default, the last byte of "urgent data"
+ is delivered "out of band" to the application. That is, it is not
+ delivered as part of the normal data stream [UNPv1]. For example,
+ the "out-of-band" byte is read by an application when a recv(2)
+ system call with the MSG_OOB flag set is issued.
+
+ Most implementations provide a socket option (SO_OOBINLINE) that
+ allows an application to override the (broken) default processing of
+ urgent indications, so that "urgent data" is delivered "in line" to
+ the application, thus providing the semantics intended by the IETF
+ specifications.
+
+3.2. Semantics of the Urgent Pointer
+
+ All the popular implementations that the authors of this document
+ have been able to test interpret the semantics of the TCP Urgent
+ Pointer as specified in Section 3.1 of RFC 793. This means that even
+ when RFC 1122 formally updated RFC 793 to clarify the ambiguity in
+ the semantics of the Urgent Pointer, this clarification was never
+ reflected in actual implementations (i.e., virtually all
+ implementations default to the semantics of the urgent pointer
+ specified in Section 3.1 of RFC 793).
+
+ Some operating systems provide a system-wide toggle to override this
+ behavior and interpret the semantics of the Urgent Pointer as
+ clarified in RFC 1122. However, this system-wide toggle has been
+ found to be inconsistent. For example, Linux provides the sysctl
+ "tcp_stdurg" (i.e., net.ipv4.tcp_stdurg) that, when set, supposedly
+ changes the system behavior to interpret the semantics of the TCP
+ Urgent Pointer as specified in RFC 1122. However, this sysctl changes
+ the semantics of the Urgent Pointer only for incoming segments (i.e.,
+ not for outgoing segments). This means that if this sysctl is set,
+ an application might be unable to interoperate with itself if both
+ the TCP sender and the TCP receiver are running on the same host.
+
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+Gont & Yourtchenko Standards Track [Page 5]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+3.3. Allowed Length of "Urgent Data"
+
+ While Section 4.2.2.4 (page 84) of RFC 1122 explicitly states that "A
+ TCP MUST support a sequence of urgent data of any length", in
+ practice, all those implementations that interpret TCP urgent
+ indications as a mechanism for sending "out-of-band" data keep a
+ buffer of a single byte for storing the "last byte of urgent data".
+ Thus, if successive indications of "urgent data" are received before
+ the application reads the pending "out-of-band" byte, that pending
+ byte will be discarded (i.e., overwritten by the new byte of "urgent
+ data").
+
+ In order to avoid "urgent data" from being discarded, some
+ implementations queue each of the received "urgent bytes", so that
+ even if another urgent indication is received before the pending
+ "urgent data" are consumed by the application, those bytes do not
+ need to be discarded. Some of these implementations have been known
+ to fail to enforce any limits on the amount of "urgent data" that
+ they queue; thus, they become vulnerable to trivial resource
+ exhaustion attacks [CPNI-TCP].
+
+ It should be reinforced that the aforementioned implementations are
+ broken. The TCP urgent mechanism is not a mechanism for delivering
+ "out-of-band" data.
+
+3.4. Interaction of Middleboxes with TCP Urgent Indications
+
+ As a result of the publication of Network Intrusion Detection System
+ (NIDS) evasion techniques based on TCP urgent indications [phrack],
+ some middleboxes clear the urgent indications by clearing the URG
+ flag and setting the Urgent Pointer to zero. This causes the "urgent
+ data" to become "in line" (that is, accessible by the read(2) call or
+ the recv(2) call without the MSG_OOB flag) in the case of those TCP
+ implementations that interpret the TCP urgent mechanism as a facility
+ for delivering "out-of-band" data (as described in Section 3.1). An
+ example of such a middlebox is the Cisco PIX firewall [Cisco-PIX].
+ This should discourage applications from depending on urgent
+ indications for their correct operation, as urgent indications may
+ not be reliable in the current Internet.
+
+4. Updating RFC 793, RFC 1011, and RFC 1122
+
+ Considering that as long as both the TCP sender and the TCP receiver
+ implement the same semantics for the Urgent Pointer there is no
+ functional difference in having the Urgent Pointer point to "the
+ sequence number of the octet following the urgent data" vs. "the
+ last octet of urgent data", and that all known implementations
+ interpret the semantics of the Urgent Pointer as pointing to "the
+
+
+
+Gont & Yourtchenko Standards Track [Page 6]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+ sequence number of the octet following the urgent data", we hereby
+ update RFC 793 [RFC0793], RFC 1011 [RFC1011], and RFC 1122 [RFC1122]
+ such that "the urgent pointer points to the sequence number of the
+ octet following the urgent data" (in segments with the URG control
+ bit set), thus accommodating virtually all existing TCP
+ implementations.
+
+5. Advice to New Applications Employing TCP
+
+ As a result of the issues discussed in Section 3.2 and Section 3.4,
+ new applications SHOULD NOT employ the TCP urgent mechanism.
+ However, TCP implementations MUST still include support for the
+ urgent mechanism such that existing applications can still use it.
+
+6. Advice to Applications That Make Use of the Urgent Mechanism
+
+ Even though applications SHOULD NOT employ the urgent mechanism,
+ applications that still decide to employ it MUST set the SO_OOBINLINE
+ socket option, such that "urgent data" is delivered in line, as
+ intended by the IETF specifications.
+
+ Additionally, applications that still decide to use the urgent
+ mechanism need to be designed for correct operation even when the URG
+ flag is cleared by middleboxes.
+
+7. Security Considerations
+
+ Multiple factors can affect the data flow that is actually delivered
+ to an application when the TCP urgent mechanism is employed: for
+ example, the two possible interpretations of the semantics of the
+ Urgent Pointer in current implementations (e.g., depending on the
+ value of the tcp_stdurg sysctl), the possible implementation of the
+ urgent mechanism as an "out-of-band" (OOB) facility (versus "in-band"
+ as intended by the IETF specifications), or middleboxes (such as
+ packet scrubbers) or the end-systems themselves that could cause the
+ "urgent data" to be processed "in line". This might make it
+ difficult for a Network Intrusion Detection System (NIDS) to track
+ the application-layer data transferred to the destination system and
+ thus lead to false negatives or false positives in the NIDS
+ [CPNI-TCP] [phrack].
+
+ Probably the best way to avoid the security implications of TCP
+ "urgent data" is to avoid having applications use the TCP urgent
+ mechanism altogether. Packet scrubbers could probably be configured
+ to clear the URG bit and set the Urgent Pointer to zero. This would
+ basically cause the "urgent data" to be put "in line". However, this
+
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+ might cause interoperability problems or undesired behavior in those
+ applications that rely on the TCP urgent mechanism, such as Telnet
+ [RFC0854] and FTP [RFC0959].
+
+8. Acknowledgements
+
+ The authors of this document would like to thank (in alphabetical
+ order) Jari Arkko, Ron Bonica, David Borman, Dave Cridland, Ralph
+ Droms, Wesley Eddy, John Heffner, Alfred Hoenes, Alexey Melnikov,
+ Keith Moore, Carlos Pignataro, Tim Polk, Anantha Ramaiah, Joe Touch,
+ Michael Welzl, Dan Wing, and Alexander Zimmermann for providing
+ valuable feedback on earlier versions of this document.
+
+ Fernando would like to thank David Borman and Joe Touch for a
+ fruitful discussion about the TCP urgent mechanism at IETF 73
+ (Minneapolis).
+
+ Fernando Gont's attendance to IETF meetings was supported by ISOC's
+ "Fellowship to the IETF" program.
+
+ Finally, Fernando Gont wishes to express deep and heartfelt gratitude
+ to Jorge Oscar Gont and Nelida Garcia for their precious motivation
+ and guidance.
+
+9. References
+
+9.1. Normative References
+
+ [RFC0793] Postel, J., "Transmission Control Protocol", STD 7, RFC
+ 793, September 1981.
+
+ [RFC1011] Reynolds, J. and J. Postel, "Official Internet
+ protocols", RFC 1011, May 1987.
+
+ [RFC1122] Braden, R., Ed., "Requirements for Internet Hosts -
+ Communication Layers", STD 3, RFC 1122, October 1989.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+9.2. Informative References
+
+ [CPNI-TCP] Gont, F., "Security Assessment of the Transmission
+ Control Protocol (TCP)", "http://www.cpni.gov.uk/
+ Docs/tn-03-09-security-assessment-TCP.pdf", 2009.
+
+ [Cisco-PIX] Cisco PIX, "http://www.cisco.com/en/US/docs/security/
+ asa/asa70/command/reference/tz.html#wp1288756".
+
+
+
+Gont & Yourtchenko Standards Track [Page 8]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+ [FreeBSD] The FreeBSD project, "http://www.freebsd.org".
+
+ [Linux] The Linux Project, "http://www.kernel.org".
+
+ [NetBSD] The NetBSD project, "http://www.netbsd.org".
+
+ [OpenBSD] The OpenBSD project, "http://www.openbsd.org".
+
+ [RFC0854] Postel, J. and J. Reynolds, "Telnet Protocol
+ Specification", STD 8, RFC 854, May 1983.
+
+ [RFC0959] Postel, J. and J. Reynolds, "File Transfer Protocol",
+ STD 9, RFC 959, October 1985.
+
+ [UNPv1] Stevens, W., "UNIX Network Programming, Volume 1.
+ Networking APIs: Sockets and XTI", Prentice Hall PTR,
+ 1997.
+
+ [Windows2000] Microsoft Windows 2000, "http://technet.microsoft.com/
+ en-us/library/bb726981(printer).aspx".
+
+ [Windows95] Microsoft Windows 95, "ftp://ftp.demon.co.uk/pub/
+ mirrors/win95netfaq/faq-c.html".
+
+ [phrack] Ko, Y., Ko, S., and M. Ko, "NIDS Evasion Method named
+ "SeolMa"", Phrack Magazine, Volume 0x0b, Issue 0x39,
+ Phile #0x03 of 0x12 http://www.phrack.org/
+ issues.html?issue=57&id=3#article, 2001.
+
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+Appendix A. Survey of the Processing of TCP Urgent Indications by Some
+ Popular TCP Implementations
+
+A.1. FreeBSD
+
+ FreeBSD 8.0 [FreeBSD] interprets the semantics of the urgent pointer
+ as specified in Section 4 of this document. It does not provide any
+ sysctl to override this behavior.
+
+ FreeBSD provides the SO_OOBINLINE socket option that, when set,
+ causes TCP "urgent data" to remain "in line". That is, it will be
+ accessible by the read(2) call or the recv(2) call without the
+ MSG_OOB flag.
+
+ FreeBSD supports only one byte of "urgent data". That is, only the
+ byte preceding the Urgent Pointer is considered "urgent data".
+
+A.2. Linux
+
+ Linux 2.6.15-53-386 [Linux] interprets the semantics of the urgent
+ pointer as specified in Section 4 of this document. It provides the
+ net.ipv4.tcp_stdurg sysctl to override this behavior to interpret the
+ Urgent Pointer as specified in RFC 1122 [RFC1122]. However, this
+ sysctl only affects the processing of incoming segments (the Urgent
+ Pointer in outgoing segments will still be set as specified in
+ Section 4 of this document).
+
+ Linux provides the SO_OOBINLINE socket option that, when set, causes
+ TCP "urgent data" to remain "in line". That is, it will be
+ accessible by the read(2) call or the recv(2) call without the
+ MSG_OOB flag.
+
+ Linux supports only one byte of "urgent data". That is, only the
+ byte preceding the Urgent Pointer is considered "urgent data".
+
+A.3. NetBSD
+
+ NetBSD 5.0.1 [NetBSD] interprets the semantics of the urgent pointer
+ as specified in Section 4 of this document. It does not provide any
+ sysctl to override this behavior.
+
+ NetBSD provides the SO_OOBINLINE socket option that, when set, causes
+ TCP "urgent data" to remain "in line". That is, it will be
+ accessible by the read(2) call or the recv(2) call without the
+ MSG_OOB flag.
+
+ NetBSD supports only one byte of "urgent data". That is, only the
+ byte preceding the Urgent Pointer is considered "urgent data".
+
+
+
+Gont & Yourtchenko Standards Track [Page 10]
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+RFC 6093 On the TCP Urgent Mechanism January 2011
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+A.4. OpenBSD
+
+ OpenBSD 4.2 [OpenBSD] interprets the semantics of the urgent pointer
+ as specified in Section 4 of this document. It does not provide any
+ sysctl to override this behavior.
+
+ OpenBSD provides the SO_OOBINLINE socket option that, when set,
+ causes TCP "urgent data" to remain "in line". That is, it will be
+ accessible by the read(2) or recv(2) calls without the MSG_OOB flag.
+
+ OpenBSD supports only one byte of "urgent data". That is, only the
+ byte preceding the Urgent Pointer is considered "urgent data".
+
+A.5. Cisco IOS software
+
+ Cisco IOS Software Releases 12.2(18)SXF7, 12.4(15)T7 interpret the
+ semantics of the urgent pointer as specified in Section 4 of this
+ document.
+
+ The behavior is consistent with having the SO_OOBINLINE socket option
+ turned on, i.e., the data is processed "in line".
+
+A.6. Microsoft Windows 2000, Service Pack 4
+
+ Microsoft Windows 2000 [Windows2000] interprets the semantics of the
+ urgent pointer as specified in Section 4 of this document. It
+ provides the TcpUseRFC1122UrgentPointer system-wide variable to
+ override this behavior, interpreting the Urgent Pointer as specified
+ in RFC 1122 [RFC1122].
+
+ Tests performed with a sample server application compiled using the
+ cygwin environment has shown that the default behavior is to return
+ the "urgent data" "in line".
+
+A.7. Microsoft Windows 2008
+
+ Microsoft Windows 2008 interprets the semantics of the urgent pointer
+ as specified in Section 4 of this document.
+
+A.8. Microsoft Windows 95
+
+ Microsoft Windows 95 interprets the semantics of the urgent pointer
+ as specified in Section 4 of this document. It provides the
+ BSDUrgent system-wide variable to override this behavior,
+ interpreting the Urgent Pointer as specified in RFC 1122 [RFC1122].
+ Windows 95 supports only one byte of "urgent data". That is, only
+ the byte preceding the Urgent Pointer is considered "urgent data"
+ [Windows95].
+
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+Gont & Yourtchenko Standards Track [Page 11]
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+
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+Authors' Addresses
+
+ Fernando Gont
+ Universidad Tecnologica Nacional / Facultad Regional Haedo
+ Evaristo Carriego 2644
+ Haedo, Provincia de Buenos Aires 1706
+ Argentina
+
+ Phone: +54 11 4650 8472
+ EMail: fernando@gont.com.ar
+ URI: http://www.gont.com.ar
+
+
+ Andrew Yourtchenko
+ Cisco
+ De Kleetlaan, 7
+ Diegem B-1831
+ Belgium
+
+ Phone: +32 2 704 5494
+ EMail: ayourtch@cisco.com
+
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