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author | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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committer | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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diff --git a/doc/rfc/rfc6569.txt b/doc/rfc/rfc6569.txt new file mode 100644 index 0000000..69f3d5f --- /dev/null +++ b/doc/rfc/rfc6569.txt @@ -0,0 +1,787 @@ + + + + + + +Internet Engineering Task Force (IETF) JM. Valin +Request for Comments: 6569 Mozilla +Category: Informational S. Borilin +ISSN: 2070-1721 SPIRIT DSP + K. Vos + + C. Montgomery + Xiph.Org Foundation + R. Chen + Broadcom Corporation + March 2012 + + + Guidelines for Development of an Audio Codec within the IETF + +Abstract + + This document provides general guidelines for work on developing and + specifying an interactive audio codec within the IETF. These + guidelines cover the development process, evaluation, requirements + conformance, and intellectual property issues. + +Status of This Memo + + This document is not an Internet Standards Track specification; it is + published for informational purposes. + + This document is a product of the Internet Engineering Task Force + (IETF). It represents the consensus of the IETF community. It has + received public review and has been approved for publication by the + Internet Engineering Steering Group (IESG). Not all documents + approved by the IESG are a candidate for any level of Internet + Standard; see Section 2 of RFC 5741. + + Information about the current status of this document, any errata, + and how to provide feedback on it may be obtained at + http://www.rfc-editor.org/info/rfc6569. + +Copyright Notice + + Copyright (c) 2012 IETF Trust and the persons identified as the + document authors. All rights reserved. + + This document is subject to BCP 78 and the IETF Trust's Legal + Provisions Relating to IETF Documents + (http://trustee.ietf.org/license-info) in effect on the date of + publication of this document. Please review these documents + carefully, as they describe your rights and restrictions with respect + + + +Valin, et al. Informational [Page 1] + +RFC 6569 Codec Guidelines March 2012 + + + to this document. Code Components extracted from this document must + include Simplified BSD License text as described in Section 4.e of + the Trust Legal Provisions and are provided without warranty as + described in the Simplified BSD License. + +Table of Contents + + 1. Introduction ....................................................2 + 2. Development Process .............................................2 + 3. Evaluation, Testing, and Characterization .......................5 + 4. Specifying the Codec ............................................6 + 5. Intellectual Property ...........................................8 + 6. Relationship with Other SDOs ...................................10 + 7. Security Considerations ........................................12 + 8. Acknowledgments ................................................12 + 9. References .....................................................12 + 9.1. Normative References ......................................12 + 9.2. Informative References ....................................12 + +1. Introduction + + This document describes a process for work in the IETF codec WG on + standardization of an audio codec that is optimized for use in + interactive Internet applications and that can be widely implemented + and easily distributed among application developers, service + operators, and end users. + +2. Development Process + + The process outlined here is intended to make the work on a codec + within the IETF transparent, predictable, and well organized, in a + way that is consistent with [PROCESS]. Such work might involve + development of a completely new codec, adaptation of an existing + codec to meet the requirements of the working group, or integration + of two or more existing codecs that results in an improved codec + combining the best aspects of each. To enable such procedural + transparency, the contributor of an existing codec must be willing to + cede change control to the IETF and should have sufficient knowledge + of the codec to assist in the work of adapting it or applying some of + its technology to the development or improvement of other codecs. + Furthermore, contributors need to be aware that any codec that + results from work within the IETF is likely to be different from any + existing codec that was contributed to the Internet Standards + Process. + + + + + + + +Valin, et al. Informational [Page 2] + +RFC 6569 Codec Guidelines March 2012 + + + Work on developing an interactive audio codec is expected to proceed + as follows: + + 1. IETF participants will identify the requirements to be met by an + Internet codec in the form of an Internet-Draft. + + 2. Interested parties are encouraged to make contributions proposing + existing or new codecs, or elements thereof, to the codec WG as + long as these contributions are within the scope of the WG. + Ideally, these contributions should be in the form of Internet- + Drafts, although other forms of contributions are also possible, + as discussed in [PROCESS]. + + 3. Given the importance of intellectual property rights (IPR) to the + activities of the working group, any IPR disclosures must be made + in a timely way. Contributors are required, as described in + [IPR], to disclose any known IPR, both first and third party. + Timely disclosures are particularly important, since those + disclosures may be material to the decision process of the + working group. + + 4. As contributions are received and discussed within the working + group, the group should gain a clearer understanding of what is + achievable within the design space. As a result, the authors of + the requirements document should iteratively clarify and improve + their document to reflect the emerging working group consensus. + This is likely to involve collaboration with IETF working groups + in other areas, such as collaboration with working groups in the + Transport area to identify important aspects of packet + transmission over the Internet and to understand the degree of + rate adaptation desirable and with working groups in the RAI area + to ensure that information about and negotiation of the codec can + be easily represented at the signaling layer. In parallel with + this work, interested parties should evaluate the contributions + at a higher level to see which requirements might be met by each + codec. + + 5. Once a sufficient number of proposals has been received, the + interested parties will identify the strengths, weaknesses, and + innovative aspects of the contributed codecs. This step will + consider not only the codecs as a whole, but also key features of + the individual algorithms (predictors, quantizers, transforms, + etc.). + + 6. Interested parties are encouraged to collaborate and combine the + best ideas from the various codec contributions into a + consolidated codec definition, representing the merging of some + of the contributions. Through this iterative process, the number + + + +Valin, et al. Informational [Page 3] + +RFC 6569 Codec Guidelines March 2012 + + + of proposals will reduce, and consensus will generally form + around one of them. At that point, the working group should + adopt that document as a working group item, forming a baseline + codec. + + 7. IETF participants should then attempt to iteratively add to or + improve each component of the baseline codec reference + implementation, where by "component" we mean individual + algorithms such as predictors, transforms, quantizers, and + entropy coders. The participants should proceed by trying new + designs, applying ideas from the contributed codecs, evaluating + "proof of concept" ideas, and using their expertise in codec + development to improve the baseline codec. Any aspect of the + baseline codec might be changed (even the fundamental principles + of the codec), or the participants might start over entirely by + scrapping the baseline codec and designing a completely new one. + The overriding goal shall be to design a codec that will meet the + requirements defined in the requirements document [CODEC-REQ]. + Given the IETF's open standards process, any interested party + will be able to contribute to this work, whether or not they + submitted an Internet-Draft for one of the contributed codecs. + The codec itself should be normatively specified with code in an + Internet-Draft. + + 8. In parallel with work on the codec reference implementation, + developers and other interested parties should perform evaluation + of the codec as described under Section 3. IETF participants + should define (within the PAYLOAD working group) the codec's + payload format for use with the Real-time Transport Protocol + [RTP]. Ideally, application developers should test the codec by + implementing it in code and deploying it in actual Internet + applications. Unfortunately, developers will frequently wait to + deploy the codec until it is published as an RFC or until a + stable bitstream is guaranteed. As such, this is a nice-to-have + and not a requirement for this process. Lab implementations are + certainly encouraged. + + 9. The group will produce a testing results document. The document + will be a living document that captures testing done before the + codec stabilized, after it has stabilized, and after the codec + specification is issued as an RFC. The document serves the + purpose of helping the group determine whether the codec meets + the requirements. Any testing done after the codec RFC is issued + helps implementers understand the final performance of the codec. + The process of testing is described in Section 3. + + + + + + +Valin, et al. Informational [Page 4] + +RFC 6569 Codec Guidelines March 2012 + + +3. Evaluation, Testing, and Characterization + + Lab evaluation of the codec being developed should happen throughout + the development process because it will help ensure that progress is + being made toward fulfillment of the requirements. There are many + ways in which continuous evaluation can be performed. For minor, + uncontroversial changes to the codec, it should usually be sufficient + to use objective measurements (e.g., Perceptual Evaluation of Speech + Quality (PESQ) [ITU-T-P.862], Perceptual Evaluation of Audio Quality + (PEAQ) [ITU-R-BS.1387-1], and segmental signal-to-noise ratio) + validated by informal subjective evaluation. For more complex + changes (e.g., when psychoacoustic aspects are involved) or for + controversial issues, internal testing should be performed. An + example of internal testing would be to have individual participants + rate the decoded samples using one of the established testing + methodologies, such as MUltiple Stimuli with Hidden Reference and + Anchor (MUSHRA) [ITU-R-BS.1534]. + + Throughout the process, it will be important to make use of the + Internet community at large for real-world distributed testing. This + will enable many different people with different equipment and use + cases to test the codec and report any problems they experience. In + the same way, third-party developers will be encouraged to integrate + the codec into their software (with a warning about the bitstream not + being final) and provide feedback on its performance in real-world + use cases. + + Characterization of the final codec must be based on the reference + implementation only (and not on any "private implementation"). This + can be performed by independent testing labs or, if this is not + possible, by testing labs of the organizations that contribute to the + Internet Standards Process. Packet-loss robustness should be + evaluated using actual loss patterns collected from use over the + Internet, rather than theoretical models. The goals of the + characterization phase are to: + + o ensure that the requirements have been fulfilled + + o guide the IESG in its evaluation of the resulting work + + o assist application developers in understanding whether the codec + is suitable for a particular application + + The exact methodology for the characterization phase can be + determined by the working group. Because the IETF does not have + testing resources of its own, it has to rely on the resources of its + participants. For this reason, even if the group agrees that a + particular test is important, if no one volunteers to do it, or if + + + +Valin, et al. Informational [Page 5] + +RFC 6569 Codec Guidelines March 2012 + + + volunteers do not complete it in a timely fashion, then that test + should be discarded. This ensures that only important tests be done + -- in particular, the tests that are important to participants. + +4. Specifying the Codec + + Specifying a codec requires careful consideration regarding what is + required versus what is left to the implementation. The following + text provides guidelines for consideration by the working group: + + 1. Any audio codec specified by the codec working group must include + source code for a normative software implementation, documented + in an Internet-Draft intended for publication as a Standards + Track RFC. This implementation will be used to verify + conformance of an implementation. Although a text description of + the algorithm should be provided, its use should be limited to + helping the reader in understanding the source code. Should the + description contradict the source code, the latter shall take + precedence. For convenience, the source code may be provided in + compressed form, with base64 [BASE64] encoding. + + 2. Because of the size and complexity of most codecs, it is possible + that even after publishing the RFC, bugs will be found in the + reference implementation, or differences will be found between + the implementation and the text description. As usual, an errata + list should be maintained for the RFC. Although a public + software repository containing the current reference + implementation is desirable, the normative implementation would + still be the RFC. + + 3. It is the intention of the group to allow the greatest possible + choice of freedom in implementing the specification. + Accordingly, the number of binding RFC 2119 [KEYWORDS] keywords + will be the minimum that still allows interoperable + implementations. In practice, this generally means that only the + decoder needs to be normative, so that the encoder can improve + over time. This also enables different trade-offs between + quality and complexity. + + 4. To reduce the risk of bias towards certain CPU/DSP (central + processing unit / digital signal processor) architectures, + ideally the decoder specification should not require "bit-exact" + conformance with the reference implementation. In that case, the + output of a decoder implementation should only be "close enough" + to the output of the reference decoder, and a comparison tool + should be provided along with the codec to verify objectively + that the output of a decoder is likely to be perceptually + indistinguishable from that of the reference decoder. An + + + +Valin, et al. Informational [Page 6] + +RFC 6569 Codec Guidelines March 2012 + + + implementation may still wish to produce an output that is bit- + exact with the reference implementation to simplify the testing + procedure. + + 5. To ensure freedom of implementation, decoder-side-only error + concealment does not need to be specified, although the reference + implementation should include the same packet-loss concealment + (PLC) algorithm as used in the testing phase. Is it up to the + working group to decide whether minimum requirements on PLC + quality will be required for compliance with the specification. + Obviously, any information signaled in the bitstream intended to + aid PLC needs to be specified. + + 6. An encoder implementation should not be required to make use of + all the "features" (tools) in the bitstream definition. However, + the codec specification may require that an encoder + implementation be able to generate any possible bitrate. Unless + a particular "profile" is defined in the specification, the + decoder must be able to decode all features of the bitstream. + The decoder must also be able to handle any combination of bits, + even combinations that cannot be generated by the reference + encoder. It is recommended that the decoder specification shall + define how the decoder should react to "impossible" packets + (e.g., reject or consider as valid). However, an encoder must + never generate packets that do not conform to the bitstream + definition. + + 7. Compressed test vectors should be provided as a means to verify + conformance with the decoder specification. These test vectors + should be designed to exercise as much of the decoder code as + possible. + + 8. While the exact encoder will not be specified, it is recommended + to specify objective measurement targets for an encoder, below + which use of a particular encoder implementation is not + recommended. For example, one such specification could be: "the + use of an encoder whose PESQ mean opinion score (MOS) is better + than 0.1 below the reference encoder in the following conditions + is not recommended". + + + + + + + + + + + + +Valin, et al. Informational [Page 7] + +RFC 6569 Codec Guidelines March 2012 + + +5. Intellectual Property + + Producing an unencumbered codec is desirable for the following + reasons: + + o It is the experience of a wide variety of application developers + and service providers that encumbrances such as licensing and + royalties make it difficult to implement, deploy, and distribute + multimedia applications for use by the Internet community. + + o It is beneficial to have low-cost options whenever possible, + because innovation -- the hallmark of the Internet -- is hampered + when small development teams cannot deploy an application because + of usage-based licensing fees and royalties. + + o Many market segments are moving away from selling hard-coded + hardware devices and toward freely distributing end-user software; + this is true of numerous large application providers and even + telcos themselves. + + o Compatibility with the licensing of typical open source + applications implies the need to avoid encumbrances, including + even the requirement to obtain a license for implementation, + deployment, or use (even if the license does not require the + payment of a fee). + + Therefore, a codec that can be widely implemented and easily + distributed among application developers, service operators, and end + users is preferred. Many existing codecs that might fulfill some or + most of the technical attributes listed above are encumbered in + various ways. For example, patent holders might require that those + wishing to implement the codec in software, deploy the codec in a + service, or distribute the codec in software or hardware need to + request a license, enter into a business agreement, pay licensing + fees or royalties, or adhere to other special conditions or + restrictions. Because such encumbrances have made it difficult to + widely implement and easily distribute high-quality codecs across the + entire Internet community, the working group prefers unencumbered + technologies in a way that is consistent with BCP 78 [IPR] and BCP 79 + [TRUST]. In particular, the working group shall heed the preference + stated in BCP 79: "In general, IETF working groups prefer + technologies with no known IPR claims or, for technologies with + claims against them, an offer of royalty-free licensing." Although + this preference cannot guarantee that the working group will produce + an unencumbered codec, the working group shall follow and adhere to + the spirit of BCP 79. The working group cannot explicitly rule out + the possibility of adopting encumbered technologies; however, the + + + + +Valin, et al. Informational [Page 8] + +RFC 6569 Codec Guidelines March 2012 + + + working group will try to avoid encumbered technologies that require + royalties or other encumbrances that would prevent such technologies + from being easy to redistribute and use. + + When considering license terms for technologies with IPR claims + against them, some members of the working group have expressed their + preference for license terms that: + + o are available to all, worldwide, whether or not they are working + group participants + + o extend to all essential claims owned or controlled by the licensor + + o do not require payment of royalties, fees, or other consideration + + o do not require licensees to adhere to restrictions on usage + (though, licenses that apply only to implementation of the + standard are acceptable) + + o do not otherwise impede the ability of the codec to be implemented + in open-source software projects + + The following guidelines will help to maximize the odds that the + codec will be unencumbered: + + 1. In accordance with BCP 79 [IPR], contributed codecs should + preferably use technologies with no known IPR claims or + technologies with an offer of royalty-free licensing. + + 2. As described in BCP 79, the working group should use technologies + that are perceived by the participants to be safer with regard to + IPR issues. + + 3. Contributors must disclose IPR as specified in BCP 79. + + 4. In cases where no royalty-free license can be obtained regarding + a patent, BCP 79 suggests that the working group consider + alternative algorithms or methods, even if they result in lower + quality, higher complexity, or otherwise less desirable + characteristics. + + 5. In accordance with BCP 78 [TRUST], the source code for the + reference implementation must be made available under a BSD-style + license (or whatever license is defined as acceptable by the IETF + Trust when the Internet-Draft defining the reference + implementation is published). + + + + + +Valin, et al. Informational [Page 9] + +RFC 6569 Codec Guidelines March 2012 + + + Many IPR licenses specify that a license is granted only for + technologies that are adopted by the IETF as a standard. While + reasonable, this has the unintended side effect of discouraging + implementation prior to RFC status. Real-world implementation is + beneficial for evaluation of the codec. As such, entities making IPR + license statements are encouraged to use wording that permits early + implementation and deployment. + + IETF participants should be aware that, given the way patents work in + most countries, the resulting codec can never be guaranteed to be + free of patent claims because some patents may not be known to the + contributors, some patent applications may not be disclosed at the + time the codec is developed, and only courts of law can determine the + validity and breadth of patent claims. However, these observations + are no different within the Internet Standards Process than they are + for standardization of codecs within other Standards Development + Organizations (SDOs) (or development of codecs outside the context of + any SDO); furthermore, they are no different for codecs than for + other technologies worked on within the IETF. In all these cases, + the best approach is to minimize the risk of unknowingly incurring + encumbrance on existing patents. Despite these precautions, + participants need to understand that, practically speaking, it is + nearly impossible to _guarantee_ that implementers will not incur + encumbrance on existing patents. + +6. Relationship with Other SDOs + + It is understood that other SDOs are also involved in the codec + development and standardization, including but not necessarily + limited to: + + o The Telecommunication Standardization Sector (ITU-T) of the + International Telecommunication Union (ITU), in particular Study + Group 16 + + o The Moving Picture Experts Group (MPEG) of the International + Organization for Standardization and International + Electrotechnical Commission (ISO/IEC) + + o The European Telecommunications Standards Institute (ETSI) + + o The 3rd Generation Partnership Project (3GPP) + + o The 3rd Generation Partnership Project 2 (3GPP2) + + It is important to ensure that such work does not constitute + uncoordinated protocol development of the kind described in [UNCOORD] + in the following principle: + + + +Valin, et al. Informational [Page 10] + +RFC 6569 Codec Guidelines March 2012 + + + [T]he IAB considers it an essential principle of the protocol + development process that only one SDO maintains design authority + for a given protocol, with that SDO having ultimate authority over + the allocation of protocol parameter code-points and over defining + the intended semantics, interpretation, and actions associated + with those code-points. + + The work envisioned by this guidelines document is not uncoordinated + in the sense described in the foregoing quote, since the intention of + this process is that two possible outcomes might occur: + + 1. The IETF adopts an existing audio codec and specifies that it is + the "anointed" IETF Internet codec. In such a case, codec + ownership lies entirely with the SDO that produced the codec, and + not with the IETF. + + 2. The IETF produces a new codec. Even if this codec uses concepts, + algorithms, or even source code from a codec produced by another + SDO, the IETF codec is a specification unto itself and under + complete control of the IETF. Any changes or enhancements made + by the original SDO to the codecs whose components the IETF used + are not applicable to the IETF codec. Such changes would be + incorporated as a consequence of a revision or extension of the + IETF RFC. In no case should the new codec reuse a name or code + point from another SDO. + + Although there is already sufficient codec expertise available among + IETF participants to complete the envisioned work, additional + contributions are welcome within the framework of the Internet + Standards Process in the following ways: + + o Individuals who are technical contributors to codec work within + other SDOs can participate directly in codec work within the IETF. + + o Other SDOs can contribute their expertise (e.g., codec + characterization and evaluation techniques) and thus facilitate + the testing of a codec produced by the IETF. + + o Any SDO can provide input to IETF work through liaison statements. + + However, it is important to note that final responsibility for the + development process and the resulting codec will remain with the IETF + as governed by BCP 9 [PROCESS]. + + + + + + + + +Valin, et al. Informational [Page 11] + +RFC 6569 Codec Guidelines March 2012 + + + Finally, there is precedent for the contribution of codecs developed + elsewhere to the ITU-T (e.g., Adaptive Multi-Rate Wideband (AMR-WB) + was standardized originally within 3GPP). This is a model to explore + as the IETF coordinates further with the ITU-T in accordance with the + collaboration guidelines defined in [COLLAB]. + +7. Security Considerations + + The procedural guidelines for codec development do not have security + considerations. However, the resulting codec needs to take + appropriate security considerations into account, as outlined in + [SECGUIDE] and in the security considerations of [CODEC-REQ]. More + specifically, the resulting codec must avoid being subject to denial + of service [DOS] and buffer overflows, and should take into + consideration the impact of variable bitrate (VBR) [SRTP-VBR]. + +8. Acknowledgments + + We would like to thank all the other people who contributed directly + or indirectly to this document, including Jason Fischl, Gregory + Maxwell, Alan Duric, Jonathan Christensen, Julian Spittka, Michael + Knappe, Timothy B. Terriberry, Christian Hoene, Stephan Wenger, and + Henry Sinnreich. We would also like to thank Cullen Jennings and + Gregory Lebovitz for their advice. Special thanks to Peter Saint- + Andre, who originally co-authored this document. + +9. References + +9.1. Normative References + + [IPR] Bradner, S., "Intellectual Property Rights in IETF + Technology", BCP 79, RFC 3979, March 2005. + + [PROCESS] Bradner, S., "The Internet Standards Process -- + Revision 3", BCP 9, RFC 2026, October 1996. + + [TRUST] Bradner, S. and J. Contreras, "Rights Contributors + Provide to the IETF Trust", BCP 78, RFC 5378, + November 2008. + +9.2. Informative References + + [BASE64] Josefsson, S., "The Base16, Base32, and Base64 + Data Encodings", RFC 4648, October 2006. + + [CODEC-REQ] Valin, J. and K. Vos, "Requirements for an + Internet Audio Codec", RFC 6366, August 2011. + + + + +Valin, et al. Informational [Page 12] + +RFC 6569 Codec Guidelines March 2012 + + + [COLLAB] Fishman, G. and S. Bradner, "Internet Engineering + Task Force and International Telecommunication + Union - Telecommunications Standardization Sector + Collaboration Guidelines", RFC 3356, August 2002. + + [DOS] Handley, M., Rescorla, E., and IAB, "Internet + Denial-of-Service Considerations", RFC 4732, + December 2006. + + [ITU-R-BS.1387-1] "Method for objective measurements of perceived + audio quality", ITU-R Recommendation BS.1387-1, + November 2001. + + [ITU-R-BS.1534] "Method for the subjective assessment of + intermediate quality levels of coding systems", + ITU-R Recommendation BS.1534, January 2003. + + [ITU-T-P.862] "Perceptual evaluation of speech quality (PESQ): + An objective method for end-to-end speech quality + assessment of narrow-band telephone networks and + speech codecs", ITU-T Recommendation P.862, + October 2007. + + [KEYWORDS] Bradner, S., "Key words for use in RFCs to + Indicate Requirement Levels", BCP 14, RFC 2119, + March 1997. + + [RTP] Schulzrinne, H., Casner, S., Frederick, R., and V. + Jacobson, "RTP: A Transport Protocol for Real-Time + Applications", STD 64, RFC 3550, July 2003. + + [SECGUIDE] Rescorla, E. and B. Korver, "Guidelines for + Writing RFC Text on Security Considerations", + BCP 72, RFC 3552, July 2003. + + [SRTP-VBR] Perkins, C. and JM. Valin, "Guidelines for the Use + of Variable Bit Rate Audio with Secure RTP", + RFC 6562, March 2012. + + [UNCOORD] Bryant, S., Morrow, M., and IAB, "Uncoordinated + Protocol Development Considered Harmful", + RFC 5704, November 2009. + + + + + + + + + +Valin, et al. Informational [Page 13] + +RFC 6569 Codec Guidelines March 2012 + + +Authors' Addresses + + Jean-Marc Valin + Mozilla + 650 Castro Street + Mountain View, CA 94041 + USA + + EMail: jmvalin@jmvalin.ca + + + Slava Borilin + SPIRIT DSP + + EMail: borilin@spiritdsp.com + + + Koen Vos + + EMail: koen.vos@skype.net + + + Christopher Montgomery + Xiph.Org Foundation + + EMail: xiphmont@xiph.org + + + Raymond (Juin-Hwey) Chen + Broadcom Corporation + + EMail: rchen@broadcom.com + + + + + + + + + + + + + + + + + + + +Valin, et al. Informational [Page 14] + |