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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group David C. Plummer
+Request For Comments: 826 (DCP@MIT-MC)
+ November 1982
+
+
+ An Ethernet Address Resolution Protocol
+ -- or --
+ Converting Network Protocol Addresses
+ to 48.bit Ethernet Address
+ for Transmission on
+ Ethernet Hardware
+
+
+
+
+
+ Abstract
+
+The implementation of protocol P on a sending host S decides,
+through protocol P's routing mechanism, that it wants to transmit
+to a target host T located some place on a connected piece of
+10Mbit Ethernet cable. To actually transmit the Ethernet packet
+a 48.bit Ethernet address must be generated. The addresses of
+hosts within protocol P are not always compatible with the
+corresponding Ethernet address (being different lengths or
+values). Presented here is a protocol that allows dynamic
+distribution of the information needed to build tables to
+translate an address A in protocol P's address space into a
+48.bit Ethernet address.
+
+Generalizations have been made which allow the protocol to be
+used for non-10Mbit Ethernet hardware. Some packet radio
+networks are examples of such hardware.
+
+--------------------------------------------------------------------
+
+The protocol proposed here is the result of a great deal of
+discussion with several other people, most notably J. Noel
+Chiappa, Yogen Dalal, and James E. Kulp, and helpful comments
+from David Moon.
+
+
+
+
+[The purpose of this RFC is to present a method of Converting
+Protocol Addresses (e.g., IP addresses) to Local Network
+Addresses (e.g., Ethernet addresses). This is a issue of general
+concern in the ARPA Internet community at this time. The
+method proposed here is presented for your consideration and
+comment. This is not the specification of a Internet Standard.]
+
+Notes:
+------
+
+This protocol was originally designed for the DEC/Intel/Xerox
+10Mbit Ethernet. It has been generalized to allow it to be used
+for other types of networks. Much of the discussion will be
+directed toward the 10Mbit Ethernet. Generalizations, where
+applicable, will follow the Ethernet-specific discussion.
+
+DOD Internet Protocol will be referred to as Internet.
+
+Numbers here are in the Ethernet standard, which is high byte
+first. This is the opposite of the byte addressing of machines
+such as PDP-11s and VAXes. Therefore, special care must be taken
+with the opcode field (ar$op) described below.
+
+An agreed upon authority is needed to manage hardware name space
+values (see below). Until an official authority exists, requests
+should be submitted to
+ David C. Plummer
+ Symbolics, Inc.
+ 243 Vassar Street
+ Cambridge, Massachusetts 02139
+Alternatively, network mail can be sent to DCP@MIT-MC.
+
+The Problem:
+------------
+
+The world is a jungle in general, and the networking game
+contributes many animals. At nearly every layer of a network
+architecture there are several potential protocols that could be
+used. For example, at a high level, there is TELNET and SUPDUP
+for remote login. Somewhere below that there is a reliable byte
+stream protocol, which might be CHAOS protocol, DOD TCP, Xerox
+BSP or DECnet. Even closer to the hardware is the logical
+transport layer, which might be CHAOS, DOD Internet, Xerox PUP,
+or DECnet. The 10Mbit Ethernet allows all of these protocols
+(and more) to coexist on a single cable by means of a type field
+in the Ethernet packet header. However, the 10Mbit Ethernet
+requires 48.bit addresses on the physical cable, yet most
+protocol addresses are not 48.bits long, nor do they necessarily
+have any relationship to the 48.bit Ethernet address of the
+hardware. For example, CHAOS addresses are 16.bits, DOD Internet
+addresses are 32.bits, and Xerox PUP addresses are 8.bits. A
+protocol is needed to dynamically distribute the correspondences
+between a <protocol, address> pair and a 48.bit Ethernet address.
+
+Motivation:
+-----------
+
+Use of the 10Mbit Ethernet is increasing as more manufacturers
+supply interfaces that conform to the specification published by
+DEC, Intel and Xerox. With this increasing availability, more
+and more software is being written for these interfaces. There
+are two alternatives: (1) Every implementor invents his/her own
+method to do some form of address resolution, or (2) every
+implementor uses a standard so that his/her code can be
+distributed to other systems without need for modification. This
+proposal attempts to set the standard.
+
+Definitions:
+------------
+
+Define the following for referring to the values put in the TYPE
+field of the Ethernet packet header:
+ ether_type$XEROX_PUP,
+ ether_type$DOD_INTERNET,
+ ether_type$CHAOS,
+and a new one:
+ ether_type$ADDRESS_RESOLUTION.
+Also define the following values (to be discussed later):
+ ares_op$REQUEST (= 1, high byte transmitted first) and
+ ares_op$REPLY (= 2),
+and
+ ares_hrd$Ethernet (= 1).
+
+Packet format:
+--------------
+
+To communicate mappings from <protocol, address> pairs to 48.bit
+Ethernet addresses, a packet format that embodies the Address
+Resolution protocol is needed. The format of the packet follows.
+
+ Ethernet transmission layer (not necessarily accessible to
+ the user):
+ 48.bit: Ethernet address of destination
+ 48.bit: Ethernet address of sender
+ 16.bit: Protocol type = ether_type$ADDRESS_RESOLUTION
+ Ethernet packet data:
+ 16.bit: (ar$hrd) Hardware address space (e.g., Ethernet,
+ Packet Radio Net.)
+ 16.bit: (ar$pro) Protocol address space. For Ethernet
+ hardware, this is from the set of type
+ fields ether_typ$<protocol>.
+ 8.bit: (ar$hln) byte length of each hardware address
+ 8.bit: (ar$pln) byte length of each protocol address
+ 16.bit: (ar$op) opcode (ares_op$REQUEST | ares_op$REPLY)
+ nbytes: (ar$sha) Hardware address of sender of this
+ packet, n from the ar$hln field.
+ mbytes: (ar$spa) Protocol address of sender of this
+ packet, m from the ar$pln field.
+ nbytes: (ar$tha) Hardware address of target of this
+ packet (if known).
+ mbytes: (ar$tpa) Protocol address of target.
+
+
+Packet Generation:
+------------------
+
+As a packet is sent down through the network layers, routing
+determines the protocol address of the next hop for the packet
+and on which piece of hardware it expects to find the station
+with the immediate target protocol address. In the case of the
+10Mbit Ethernet, address resolution is needed and some lower
+layer (probably the hardware driver) must consult the Address
+Resolution module (perhaps implemented in the Ethernet support
+module) to convert the <protocol type, target protocol address>
+pair to a 48.bit Ethernet address. The Address Resolution module
+tries to find this pair in a table. If it finds the pair, it
+gives the corresponding 48.bit Ethernet address back to the
+caller (hardware driver) which then transmits the packet. If it
+does not, it probably informs the caller that it is throwing the
+packet away (on the assumption the packet will be retransmitted
+by a higher network layer), and generates an Ethernet packet with
+a type field of ether_type$ADDRESS_RESOLUTION. The Address
+Resolution module then sets the ar$hrd field to
+ares_hrd$Ethernet, ar$pro to the protocol type that is being
+resolved, ar$hln to 6 (the number of bytes in a 48.bit Ethernet
+address), ar$pln to the length of an address in that protocol,
+ar$op to ares_op$REQUEST, ar$sha with the 48.bit ethernet address
+of itself, ar$spa with the protocol address of itself, and ar$tpa
+with the protocol address of the machine that is trying to be
+accessed. It does not set ar$tha to anything in particular,
+because it is this value that it is trying to determine. It
+could set ar$tha to the broadcast address for the hardware (all
+ones in the case of the 10Mbit Ethernet) if that makes it
+convenient for some aspect of the implementation. It then causes
+this packet to be broadcast to all stations on the Ethernet cable
+originally determined by the routing mechanism.
+
+
+
+Packet Reception:
+-----------------
+
+When an address resolution packet is received, the receiving
+Ethernet module gives the packet to the Address Resolution module
+which goes through an algorithm similar to the following.
+Negative conditionals indicate an end of processing and a
+discarding of the packet.
+
+?Do I have the hardware type in ar$hrd?
+Yes: (almost definitely)
+ [optionally check the hardware length ar$hln]
+ ?Do I speak the protocol in ar$pro?
+ Yes:
+ [optionally check the protocol length ar$pln]
+ Merge_flag := false
+ If the pair <protocol type, sender protocol address> is
+ already in my translation table, update the sender
+ hardware address field of the entry with the new
+ information in the packet and set Merge_flag to true.
+ ?Am I the target protocol address?
+ Yes:
+ If Merge_flag is false, add the triplet <protocol type,
+ sender protocol address, sender hardware address> to
+ the translation table.
+ ?Is the opcode ares_op$REQUEST? (NOW look at the opcode!!)
+ Yes:
+ Swap hardware and protocol fields, putting the local
+ hardware and protocol addresses in the sender fields.
+ Set the ar$op field to ares_op$REPLY
+ Send the packet to the (new) target hardware address on
+ the same hardware on which the request was received.
+
+Notice that the <protocol type, sender protocol address, sender
+hardware address> triplet is merged into the table before the
+opcode is looked at. This is on the assumption that communcation
+is bidirectional; if A has some reason to talk to B, then B will
+probably have some reason to talk to A. Notice also that if an
+entry already exists for the <protocol type, sender protocol
+address> pair, then the new hardware address supersedes the old
+one. Related Issues gives some motivation for this.
+
+Generalization: The ar$hrd and ar$hln fields allow this protocol
+and packet format to be used for non-10Mbit Ethernets. For the
+10Mbit Ethernet <ar$hrd, ar$hln> takes on the value <1, 6>. For
+other hardware networks, the ar$pro field may no longer
+correspond to the Ethernet type field, but it should be
+associated with the protocol whose address resolution is being
+sought.
+
+
+Why is it done this way??
+-------------------------
+
+Periodic broadcasting is definitely not desired. Imagine 100
+workstations on a single Ethernet, each broadcasting address
+resolution information once per 10 minutes (as one possible set
+of parameters). This is one packet every 6 seconds. This is
+almost reasonable, but what use is it? The workstations aren't
+generally going to be talking to each other (and therefore have
+100 useless entries in a table); they will be mainly talking to a
+mainframe, file server or bridge, but only to a small number of
+other workstations (for interactive conversations, for example).
+The protocol described in this paper distributes information as
+it is needed, and only once (probably) per boot of a machine.
+
+This format does not allow for more than one resolution to be
+done in the same packet. This is for simplicity. If things were
+multiplexed the packet format would be considerably harder to
+digest, and much of the information could be gratuitous. Think
+of a bridge that talks four protocols telling a workstation all
+four protocol addresses, three of which the workstation will
+probably never use.
+
+This format allows the packet buffer to be reused if a reply is
+generated; a reply has the same length as a request, and several
+of the fields are the same.
+
+The value of the hardware field (ar$hrd) is taken from a list for
+this purpose. Currently the only defined value is for the 10Mbit
+Ethernet (ares_hrd$Ethernet = 1). There has been talk of using
+this protocol for Packet Radio Networks as well, and this will
+require another value as will other future hardware mediums that
+wish to use this protocol.
+
+For the 10Mbit Ethernet, the value in the protocol field (ar$pro)
+is taken from the set ether_type$. This is a natural reuse of
+the assigned protocol types. Combining this with the opcode
+(ar$op) would effectively halve the number of protocols that can
+be resolved under this protocol and would make a monitor/debugger
+more complex (see Network Monitoring and Debugging below). It is
+hoped that we will never see 32768 protocols, but Murphy made
+some laws which don't allow us to make this assumption.
+
+In theory, the length fields (ar$hln and ar$pln) are redundant,
+since the length of a protocol address should be determined by
+the hardware type (found in ar$hrd) and the protocol type (found
+in ar$pro). It is included for optional consistency checking,
+and for network monitoring and debugging (see below).
+
+The opcode is to determine if this is a request (which may cause
+a reply) or a reply to a previous request. 16 bits for this is
+overkill, but a flag (field) is needed.
+
+The sender hardware address and sender protocol address are
+absolutely necessary. It is these fields that get put in a
+translation table.
+
+The target protocol address is necessary in the request form of
+the packet so that a machine can determine whether or not to
+enter the sender information in a table or to send a reply. It
+is not necessarily needed in the reply form if one assumes a
+reply is only provoked by a request. It is included for
+completeness, network monitoring, and to simplify the suggested
+processing algorithm described above (which does not look at the
+opcode until AFTER putting the sender information in a table).
+
+The target hardware address is included for completeness and
+network monitoring. It has no meaning in the request form, since
+it is this number that the machine is requesting. Its meaning in
+the reply form is the address of the machine making the request.
+In some implementations (which do not get to look at the 14.byte
+ethernet header, for example) this may save some register
+shuffling or stack space by sending this field to the hardware
+driver as the hardware destination address of the packet.
+
+There are no padding bytes between addresses. The packet data
+should be viewed as a byte stream in which only 3 byte pairs are
+defined to be words (ar$hrd, ar$pro and ar$op) which are sent
+most significant byte first (Ethernet/PDP-10 byte style).
+
+
+Network monitoring and debugging:
+---------------------------------
+
+The above Address Resolution protocol allows a machine to gain
+knowledge about the higher level protocol activity (e.g., CHAOS,
+Internet, PUP, DECnet) on an Ethernet cable. It can determine
+which Ethernet protocol type fields are in use (by value) and the
+protocol addresses within each protocol type. In fact, it is not
+necessary for the monitor to speak any of the higher level
+protocols involved. It goes something like this:
+
+When a monitor receives an Address Resolution packet, it always
+enters the <protocol type, sender protocol address, sender
+hardware address> in a table. It can determine the length of the
+hardware and protocol address from the ar$hln and ar$pln fields
+of the packet. If the opcode is a REPLY the monitor can then
+throw the packet away. If the opcode is a REQUEST and the target
+protocol address matches the protocol address of the monitor, the
+monitor sends a REPLY as it normally would. The monitor will
+only get one mapping this way, since the REPLY to the REQUEST
+will be sent directly to the requesting host. The monitor could
+try sending its own REQUEST, but this could get two monitors into
+a REQUEST sending loop, and care must be taken.
+
+Because the protocol and opcode are not combined into one field,
+the monitor does not need to know which request opcode is
+associated with which reply opcode for the same higher level
+protocol. The length fields should also give enough information
+to enable it to "parse" a protocol addresses, although it has no
+knowledge of what the protocol addresses mean.
+
+A working implementation of the Address Resolution protocol can
+also be used to debug a non-working implementation. Presumably a
+hardware driver will successfully broadcast a packet with Ethernet
+type field of ether_type$ADDRESS_RESOLUTION. The format of the
+packet may not be totally correct, because initial
+implementations may have bugs, and table management may be
+slightly tricky. Because requests are broadcast a monitor will
+receive the packet and can display it for debugging if desired.
+
+
+An Example:
+-----------
+
+Let there exist machines X and Y that are on the same 10Mbit
+Ethernet cable. They have Ethernet address EA(X) and EA(Y) and
+DOD Internet addresses IPA(X) and IPA(Y) . Let the Ethernet type
+of Internet be ET(IP). Machine X has just been started, and
+sooner or later wants to send an Internet packet to machine Y on
+the same cable. X knows that it wants to send to IPA(Y) and
+tells the hardware driver (here an Ethernet driver) IPA(Y). The
+driver consults the Address Resolution module to convert <ET(IP),
+IPA(Y)> into a 48.bit Ethernet address, but because X was just
+started, it does not have this information. It throws the
+Internet packet away and instead creates an ADDRESS RESOLUTION
+packet with
+ (ar$hrd) = ares_hrd$Ethernet
+ (ar$pro) = ET(IP)
+ (ar$hln) = length(EA(X))
+ (ar$pln) = length(IPA(X))
+ (ar$op) = ares_op$REQUEST
+ (ar$sha) = EA(X)
+ (ar$spa) = IPA(X)
+ (ar$tha) = don't care
+ (ar$tpa) = IPA(Y)
+and broadcasts this packet to everybody on the cable.
+
+Machine Y gets this packet, and determines that it understands
+the hardware type (Ethernet), that it speaks the indicated
+protocol (Internet) and that the packet is for it
+((ar$tpa)=IPA(Y)). It enters (probably replacing any existing
+entry) the information that <ET(IP), IPA(X)> maps to EA(X). It
+then notices that it is a request, so it swaps fields, putting
+EA(Y) in the new sender Ethernet address field (ar$sha), sets the
+opcode to reply, and sends the packet directly (not broadcast) to
+EA(X). At this point Y knows how to send to X, but X still
+doesn't know how to send to Y.
+
+Machine X gets the reply packet from Y, forms the map from
+<ET(IP), IPA(Y)> to EA(Y), notices the packet is a reply and
+throws it away. The next time X's Internet module tries to send
+a packet to Y on the Ethernet, the translation will succeed, and
+the packet will (hopefully) arrive. If Y's Internet module then
+wants to talk to X, this will also succeed since Y has remembered
+the information from X's request for Address Resolution.
+
+Related issue:
+---------------
+
+It may be desirable to have table aging and/or timeouts. The
+implementation of these is outside the scope of this protocol.
+Here is a more detailed description (thanks to MOON@SCRC@MIT-MC).
+
+If a host moves, any connections initiated by that host will
+work, assuming its own address resolution table is cleared when
+it moves. However, connections initiated to it by other hosts
+will have no particular reason to know to discard their old
+address. However, 48.bit Ethernet addresses are supposed to be
+unique and fixed for all time, so they shouldn't change. A host
+could "move" if a host name (and address in some other protocol)
+were reassigned to a different physical piece of hardware. Also,
+as we know from experience, there is always the danger of
+incorrect routing information accidentally getting transmitted
+through hardware or software error; it should not be allowed to
+persist forever. Perhaps failure to initiate a connection should
+inform the Address Resolution module to delete the information on
+the basis that the host is not reachable, possibly because it is
+down or the old translation is no longer valid. Or perhaps
+receiving of a packet from a host should reset a timeout in the
+address resolution entry used for transmitting packets to that
+host; if no packets are received from a host for a suitable
+length of time, the address resolution entry is forgotten. This
+may cause extra overhead to scan the table for each incoming
+packet. Perhaps a hash or index can make this faster.
+
+The suggested algorithm for receiving address resolution packets
+tries to lessen the time it takes for recovery if a host does
+move. Recall that if the <protocol type, sender protocol
+address> is already in the translation table, then the sender
+hardware address supersedes the existing entry. Therefore, on a
+perfect Ethernet where a broadcast REQUEST reaches all stations
+on the cable, each station will be get the new hardware address.
+
+Another alternative is to have a daemon perform the timeouts.
+After a suitable time, the daemon considers removing an entry.
+It first sends (with a small number of retransmissions if needed)
+an address resolution packet with opcode REQUEST directly to the
+Ethernet address in the table. If a REPLY is not seen in a short
+amount of time, the entry is deleted. The request is sent
+directly so as not to bother every station on the Ethernet. Just
+forgetting entries will likely cause useful information to be
+forgotten, which must be regained.
+
+Since hosts don't transmit information about anyone other than
+themselves, rebooting a host will cause its address mapping table
+to be up to date. Bad information can't persist forever by being
+passed around from machine to machine; the only bad information
+that can exist is in a machine that doesn't know that some other
+machine has changed its 48.bit Ethernet address. Perhaps
+manually resetting (or clearing) the address mapping table will
+suffice.
+
+This issue clearly needs more thought if it is believed to be
+important. It is caused by any address resolution-like protocol.
+