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+Network Working Group D. Bernstein
+Request for Comments: 1143 NYU
+ February 1990
+
+
+ The Q Method of Implementing TELNET Option Negotiation
+
+
+Status of This Memo
+
+ This is RFC discusses an implementation approach to option
+ negotiation in the Telnet protocol (RFC 854). It does not propose
+ any changes to the TELNET protocol. Rather, it discusses the
+ implementation of the protocol of one feature, only. This is not a
+ protocol specification. This is an experimental method of
+ implementing a protocol. This memo is not a recommendation of the
+ Telnet Working Group of the Internet Engineering Task Force (IETF).
+ This RFC is Copyright 1990, Daniel J. Bernstein. However,
+ distribution of this memo in original form is unlimited.
+
+1. Introduction
+
+ This RFC amplifies, supplements, and extends the RFC 854 [7] option
+ negotiation rules and guidelines, which are insufficient to prevent
+ all option negotiation loops. This RFC also presents an example of
+ correct implementation.
+
+ DISCUSSION:
+
+ The two items in this RFC of the most interest to implementors are
+ 1. the examples of option negotiation loops given below; and 2. the
+ example of a TELNET state machine preventing loops.
+
+ 1. Implementors of TELNET should read the examples of option
+ negotiation loops and beware that preventing such loops is a
+ nontrivial task.
+
+ 2. Section 7 of this RFC shows by example a working method
+ of avoiding loops. It prescribes the state information that
+ you must keep about each side of each option; it shows what
+ to do in each state when you receive WILL/WONT/DO/DONT from
+ the network, and when the user or process requests that an
+ option be enabled or disabled. An implementor who uses the
+ procedures given in that example need not worry about
+ compliance with this RFC or with a large chunk of RFC 854.
+
+ In short, all implementors should be familiar with TELNET loops, and
+ some implementors may wish to use the pre-written example here in
+
+
+
+Bernstein [Page 1]
+
+RFC 1143 Q Method February 1990
+
+
+ writing a new TELNET implementation.
+
+ NOTE: Reading This Document
+
+ A TELNET implementation is not compliant with this RFC if it fails
+ to satisfy all rules marked MUST. It is compliant if it satisfies
+ all rules marked MUST. If it is compliant, it is unconditionally
+ compliant if it also satisfies all rules marked SHOULD and
+ conditionally compliant otherwise. Rules marked MAY are optional.
+
+ Options are in almost all cases negotiated separately for each
+ side of the connection. The option on one side is separate from
+ the option on the other side. In this document, "the" option
+ referred to by a DONT/WONT or DO/WILL is really two options,
+ combined only for semantic convenience. Each sentence could be
+ split into two, one with the words before the slash and one with
+ the words after the slash.
+
+ An implementor should be able to determine whether or not an
+ implementation complies with this RFC without reading any text
+ marked DISCUSSION. An implementor should be able to implement
+ option negotiation machinery compliant with both this RFC and RFC
+ 854 using just the information in Section 7.
+
+2. RFC 854 Option Negotiation Requirements
+
+ As specified by RFC 854: A TELNET implementation MUST obey a refusal
+ to enable an option; i.e., if it receives a DONT/WONT in response to
+ a WILL/DO, it MUST NOT enable the option.
+
+ DISCUSSION:
+
+ Where RFC 854 implies that the other side may reject a request to
+ enable an option, it means that you must accept such a rejection.
+
+ It MUST therefore remember that it is negotiating a WILL/DO, and this
+ negotiation state MUST be separate from the enabled state and from
+ the disabled state. During the negotiation state, any effects of
+ having the option enabled MUST NOT be used.
+
+ If it receives WONT/DONT and the option is enabled, it MUST respond
+ DONT/WONT repectively and disable the option. It MUST NOT initiate a
+ DO/WILL negotiation for an already enabled option or a DONT/WONT
+ negotiation for a disabled option. It MUST NOT respond to receipt of
+ such a negotiation. It MUST respond to receipt of a negotiation that
+ does propose to change the status quo.
+
+
+
+
+
+Bernstein [Page 2]
+
+RFC 1143 Q Method February 1990
+
+
+ DISCUSSION:
+
+ Many existing implementations respond to rejection by confirming
+ the rejection; i.e., if they send WILL and receive DONT, they send
+ WONT. This has been construed as acceptable behavior under a
+ certain (strained) interpretation of RFC 854. However, to allow
+ this possibility severely complicates later rules; there seems to
+ be no use for the wasted bandwidth and processing. Note that an
+ implementation compliant with this RFC will simply ignore the
+ extra WONT if the other side sends it.
+
+ The implementation MUST NOT automatically respond to the rejection of
+ a request by submitting a new request. As a rule of thumb, new
+ requests should be sent either at the beginning of a connection or in
+ response to an external stimulus, i.e., input from the human user or
+ from the process behind the server.
+
+ A TELNET implementation MUST refuse (DONT/WONT) a request to enable
+ an option for which it does not comply with the appropriate protocol
+ specification.
+
+ DISCUSSION:
+
+ This is not stated as strongly in RFC 854. However, any other
+ action would be counterproductive. This rule appears in
+ Requirements for Internet Hosts [6, Section 3.2.2]; it appears
+ here for completeness.
+
+3. Rule: Remember DONT/WONT requests
+
+ A TELNET implementation MUST remember starting a DONT/WONT
+ negotiation.
+
+ DISCUSSION:
+
+ It is not clear from RFC 854 whether or not TELNET must remember
+ beginning a DONT/WONT negotiation. There seem to be no reasons to
+ remember starting a DONT/WONT negotiation: 1. The argument for
+ remembering a DO/WILL negotiation (viz., the state of negotiating
+ for enabling means different things for the data stream than the
+ state of having the option enabled) does not apply. 2. There is
+ no choice for the other side in responding to a DONT/WONT; the
+ option is going to end up disabled. 3. If we simply disable the
+ option immediately and forget negotiating, we will ignore the
+ WONT/DONT response since the option is disabled.
+
+ Unfortunately, that conclusion is wrong. Consider the following
+ TELNET conversation between two parties, "us" and "him". (The
+
+
+
+Bernstein [Page 3]
+
+RFC 1143 Q Method February 1990
+
+
+ reader of this RFC may want to sort the steps into chronological
+ order for a different view.)
+
+ LOOP EXAMPLE 1
+
+ Both sides know that the option is on.
+
+ On his side:
+ 1 He decides to disable. He sends DONT and disables the option.
+ 2 He decides to reenable. He sends DO and remembers he is
+ negotiating.
+ 5 He receives WONT and gives up on negotiation.
+ 6 He decides to try once again to reenable. He sends DO and
+ remembers he is negotiating.
+ 7 He receives WONT and gives up on negotiation.
+ For whatever reason, he decides to agree with future requests.
+ 10 He receives WILL and agrees. He responds DO and enables the
+ option.
+ 11 He receives WONT and sighs. He responds DONT and disables the
+ option.
+ (repeat 10 and then 11, forever)
+
+ On our side:
+ 3 We receive DONT and sigh. We respond WONT and disable the
+ option.
+ 4 We receive DO but disagree. We respond WONT.
+ 8 We receive DO and decide to agree. We respond WILL and enable
+ the option.
+ 9 We decide to disable. We send WONT and disable the option.
+ For whatever reason, we decide to agree with future requests.
+ 12 We receive DO and agree. We send WILL and enable the option.
+ 13 We receive DONT and sigh. We send WONT and disable the option.
+ (repeat 12 and then 13, forever)
+
+ Both sides have followed RFC 854; but we end in an option
+ negotiation loop, as DONT DO DO and then DO DONT forever travel
+ through the network one way, and WONT WONT followed by WILL WONT
+ forever travel through the network the other way. The behavior in
+ steps 1 and 9 is responsible for this loop. Hence this section's
+ rule. In Section 6 below is discussion of whether separate states
+ are needed for "negotiate for disable" and "negotiate for enable"
+ or whether a single "negotiate" state suffices.
+
+4. Rule: Prohibit new requests before completing old negotiation
+
+ A TELNET implementation MUST NOT initiate a new WILL/WONT/DO/DONT
+ request about an option that is under negotiation, i.e., for which it
+ has already made such a request and not yet received a response.
+
+
+
+Bernstein [Page 4]
+
+RFC 1143 Q Method February 1990
+
+
+ DISCUSSION:
+
+ It is unclear from RFC 854 whether or not a TELNET implementation
+ may allow new requests about an option that is currently under
+ negotiation; it certainly seems limiting to prohibit "option
+ typeahead". Unfortunately, consider the following:
+
+ LOOP EXAMPLE 2
+
+ Suppose an option is disabled, and we decide in quick
+ succession to enable it, disable it, and reenable it. We send
+ WILL WONT WILL and at the end remember that we are negotiating.
+ The other side agrees with DO DONT DO. We receive the first DO,
+ enable the option, and forget we have negotiated. Now DONT DO
+ are coming through the network and both sides have forgotten
+ they are negotiating; consequently we loop.
+
+ (All possible TELNET loops eventually degenerate into the same
+ form, where WILL WONT [or WONT WILL, or WILL WONT WILL WONT, etc.]
+ go through the network while both sides think negotiation is over;
+ the response is DO DONT and we loop forever. TELNET implementors
+ are encouraged to implement any option that can detect such a loop
+ and cut it off; e.g., a method of explicitly differentiating
+ requests from acknowledgments would be sufficient. No such option
+ exists as of February 1990.)
+
+ This particular case is of considerable practical importance: most
+ combinations of existing user-server TELNET implementations do
+ enter an infinite loop when asked quickly a few times to enable
+ and then disable an option. This has taken on an even greater
+ importance with the advent of LINEMODE [4], because LINEMODE is
+ the first option that tends to generate such rapidly changing
+ requests in the normal course of communication. It is clear that
+ a new rule is needed.
+
+ One might try to prevent the several-alternating-requests problem
+ by maintaining a more elaborate state than YES/NO/WANTwhatever,
+ e.g., a state that records all outstanding requests. Dave Borman
+ has proposed an apparently working scheme [2] that won't blow up
+ if both sides initiate several requests at once, and that seems to
+ prevent option negotiation loops; complete analysis of his
+ solution is somewhat difficult since it means that TELNET can no
+ longer be a finite-state automaton. He has implemented his
+ solution in the latest BSD telnet version [5]; as of May 1989, he
+ does not intend to publish it for others to use [3].
+
+ Here the author decided to preserve TELNET's finite-state
+ property, for robustness and because the result can be easily
+
+
+
+Bernstein [Page 5]
+
+RFC 1143 Q Method February 1990
+
+
+ proven to work. Hence the above rule.
+
+ A more restrictive solution would be to buffer all data and do
+ absolutely nothing until the response comes back. There is no
+ apparent reason for this, though some existing TELNET
+ implementations do so anyway at the beginning of a connection,
+ when most options are negotiated.
+
+5. How to reallow the request queue
+
+ DISCUSSION:
+
+ The above rule prevents queueing of more than one request through
+ the network. However, it is possible to queue new requests within
+ the TELNET implementation, so that "option typeahead" is
+ effectively restored.
+
+ An obvious possibility is to maintain a list of requests that have
+ been made but not yet sent, so that when one negotiation finishes,
+ the next can be started immediately. So while negotiating for a
+ WILL, TELNET could buffer the user's requests for WONT, then WILL
+ again, then WONT, then WILL, then WONT, as far as desired.
+
+ This requires a dynamic and potentially unmanageable buffer.
+ However, the restrictions upon possible requests guarantee that
+ the list of requests must simply alternate between WONT and WILL.
+ It is wasteful to enable an option and then disable it, just to
+ enable it again; we might as well just enable it in the first
+ place. The few possible exceptions to this rule do not outweigh
+ the immense simplification afforded by remembering only the last
+ few entries on the queue.
+
+ To be more precise, during a WILL negotiation, the only sensible
+ queues are WONT and WONT WILL, and similarly during a WONT
+ negotiation. In the interest of simplicity, the Q method does not
+ allow the WONT WILL possibility.
+
+ We are now left with a queue consisting of either nothing or the
+ opposite of the current negotiation. When we receive a reply to
+ the negotiation, if the queue indicates that the option should be
+ changed, we send the opposite request immediately and empty the
+ queue. Note that this does not conflict with the RFC 854 rule
+ about automatic regeneration of requests, as these new requests
+ are simply the delayed effects of user or process commands.
+
+ An implementation SHOULD support the queue, where support is defined
+ by the rules following.
+
+
+
+
+Bernstein [Page 6]
+
+RFC 1143 Q Method February 1990
+
+
+ If it does support the queue, and if an option is currently under
+ negotiation, it MUST NOT handle a new request from the user or
+ process to switch the state of that option by sending a new request
+ through the network. Instead, it MUST remember internally that the
+ new request was made.
+
+ If the user or process makes a second new request, for switching back
+ again, while the original negotiation is still incomplete, the
+ implementation SHOULD handle the request simply by forgetting the
+ previous one. The third request SHOULD be treated like the first,
+ etc. In any case, these further requests MUST NOT generate immediate
+ requests through the network.
+
+ When the option negotiation completes, if the implementation is
+ remembering a request internally, and that request is for the
+ opposite state to the result of the completed negotiation, then the
+ implementation MUST act as if that request had been made after the
+ completion of the negotiation. It SHOULD thus immediately generate a
+ new request through the network.
+
+ The implementation MAY provide a method by which support for the
+ queue may be turned off and back on. In this case, it MUST default
+ to having the support turned on. Furthermore, when support is turned
+ off, if the implementation is remembering a new request for an
+ outstanding negotiation, it SHOULD continue remembering and then deal
+ with it at the close of the outstanding negotiation, as if support
+ were still turned on through that point.
+
+ DISCUSSION:
+
+ It is intended (and it is the author's belief) that this queue
+ system restores the full functionality of TELNET. Dave Borman has
+ provided some informal analysis of this issue [1]; the most
+ important possible problem of note is that certain options which
+ may require buffering could be slowed by the queue. The author
+ believes that network delays caused by buffering are independent
+ of the implementation method used, and that the Q Method does not
+ cause any problems; this is borne out by examples.
+
+6. Rule: Separate WANTNO and WANTYES
+
+ Implementations SHOULD separate any states of negotiating WILL/DO
+ from any states of negotiating WONT/DONT.
+
+ DISCUSSION:
+
+ It is possible to maintain a working TELNET implementation if the
+ NO/YES/WANTNO/WANTYES states are simplified to NO/YES/WANT.
+
+
+
+Bernstein [Page 7]
+
+RFC 1143 Q Method February 1990
+
+
+ However, in a hostile environment this is a bad idea, as it means
+ that handling a DO/WILL response to a WONT/DONT cannot be done
+ correctly. It does not greatly simplify code; and the simplicity
+ gained is lost in the extra complexity needed to maintain the
+ queue.
+
+7. Example of Correct Implementation
+
+ To ease the task of writing TELNET implementations, the author
+ presents here a precise example of the response that a compliant
+ TELNET implementation could give in each possible situation. All
+ TELNET implementations compliant with this RFC SHOULD follow the
+ procedures shown here.
+
+ EXAMPLE STATE MACHINE
+ FOR THE Q METHOD OF IMPLEMENTING TELNET OPTION NEGOTIATION
+
+ There are two sides, we (us) and he (him). We keep four
+ variables:
+
+ us: state of option on our side (NO/WANTNO/WANTYES/YES)
+ usq: a queue bit (EMPTY/OPPOSITE) if us is WANTNO or WANTYES
+ him: state of option on his side
+ himq: a queue bit if him is WANTNO or WANTYES
+
+ An option is enabled if and only if its state is YES. Note that
+ us/usq and him/himq could be combined into two six-choice states.
+
+ "Error" below means that producing diagnostic information may be a
+ good idea, though it isn't required.
+
+ Upon receipt of WILL, we choose based upon him and himq:
+ NO If we agree that he should enable, him=YES, send
+ DO; otherwise, send DONT.
+ YES Ignore.
+ WANTNO EMPTY Error: DONT answered by WILL. him=NO.
+ OPPOSITE Error: DONT answered by WILL. him=YES*,
+ himq=EMPTY.
+ WANTYES EMPTY him=YES.
+ OPPOSITE him=WANTNO, himq=EMPTY, send DONT.
+
+ * This behavior is debatable; DONT will never be answered by WILL
+ over a reliable connection between TELNETs compliant with this
+ RFC, so this was chosen (1) not to generate further messages,
+ because if we know we're dealing with a noncompliant TELNET we
+ shouldn't trust it to be sensible; (2) to empty the queue
+ sensibly.
+
+
+
+
+Bernstein [Page 8]
+
+RFC 1143 Q Method February 1990
+
+
+ Upon receipt of WONT, we choose based upon him and himq:
+ NO Ignore.
+ YES him=NO, send DONT.
+ WANTNO EMPTY him=NO.
+ OPPOSITE him=WANTYES, himq=NONE, send DO.
+ WANTYES EMPTY him=NO.*
+ OPPOSITE him=NO, himq=NONE.**
+
+ * Here is the only spot a length-two queue could be useful; after
+ a WILL negotiation was refused, a queue of WONT WILL would mean
+ to request the option again. This seems of too little utility
+ and too much potential waste; there is little chance that the
+ other side will change its mind immediately.
+
+ ** Here we don't have to generate another request because we've
+ been "refused into" the correct state anyway.
+
+ If we decide to ask him to enable:
+ NO him=WANTYES, send DO.
+ YES Error: Already enabled.
+ WANTNO EMPTY If we are queueing requests, himq=OPPOSITE;
+ otherwise, Error: Cannot initiate new request
+ in the middle of negotiation.
+ OPPOSITE Error: Already queued an enable request.
+ WANTYES EMPTY Error: Already negotiating for enable.
+ OPPOSITE himq=EMPTY.
+
+ If we decide to ask him to disable:
+ NO Error: Already disabled.
+ YES him=WANTNO, send DONT.
+ WANTNO EMPTY Error: Already negotiating for disable.
+ OPPOSITE himq=EMPTY.
+ WANTYES EMPTY If we are queueing requests, himq=OPPOSITE;
+ otherwise, Error: Cannot initiate new request
+ in the middle of negotiation.
+ OPPOSITE Error: Already queued a disable request.
+
+ We handle the option on our side by the same procedures, with DO-
+ WILL, DONT-WONT, him-us, himq-usq swapped.
+
+8. References
+
+ [1] Borman, D., private communication, April 1989.
+
+ [2] Borman, D., private communication, May 1989.
+
+ [3] Borman, D., private communication, May 1989.
+
+
+
+
+Bernstein [Page 9]
+
+RFC 1143 Q Method February 1990
+
+
+ [4] Borman, D., Editor, "Telnet Linemode Option", RFC 1116, Cray
+ Research, August 1989.
+
+ [5] Borman, D., BSD Telnet Source, November 1989.
+
+ [6] Braden, R., Editor, "Requirements for Internet Hosts --
+ Application and Support", RFC 1123, USC/Information Sciences
+ Institute, October 1989.
+
+ [7] Postel, J., and J. Reynolds, "Telnet Protocol Specification", RFC
+ 854, USC/Information Sciences Institute, May 1983.
+
+9. Acknowledgments
+
+ Thanks to Dave Borman, dab@opus.cray.com, for his helpful comments.
+
+Author's Address
+
+ Daniel J. Bernstein
+ 5 Brewster Lane
+ Bellport, NY 11713
+
+ Phone: 516-286-1339
+
+ Email: brnstnd@acf10.nyu.edu
+
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