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+Network Working Group C. Partridge
+Request for Comments: 1809 BBN Systems and Technologies
+Category: Informational June 1995
+
+
+
+ Using the Flow Label Field in IPv6
+
+
+Status of this Memo
+
+ This memo provides information for the Internet community. This memo
+ does not specify an Internet standard of any kind. Distribution of
+ this memo is unlimited.
+
+Abstract
+
+ The purpose of this memo is to distill various opinions and
+ suggestions of the End-to-End Research Group regarding the handling
+ of Flow Labels into a set of suggestions for IPv6. This memo is for
+ information purposes only and is not one of the IPv6 specifications.
+ Distribution of this memo is unlimited.
+
+Introduction
+
+ This memo originated as the report of a discussion at an End-to-End
+ Research Group meeting in November 1994. At that meeting the group
+ discussed several issues regarding how to manage flow identifiers in
+ IPv6. A report of the meeting was then circulated to the IPv6
+ community. Feedback from that community resulted in changes to this
+ memo and in changes to the IPv6 specification to fix some minor
+ problems the End-to-End Group had raised.
+
+ While many of the ideas in this memo have found their way into the
+ IPv6 specification, the explanation of why various design decisions
+ were made have not. This memo is intended to provide some additional
+ context for interested parties.
+
+Brief Description of the Flow Label
+
+ The current draft of the IPv6 specification states that every IPv6
+ header contains a 24-bit Flow Label. (Originally the specification
+ called for a 28-bit Flow ID field, which included the flow label and
+ a 4-bit priority field. The priority field is now distinct, for
+ reasons discussed at the end of this memo).
+
+
+
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+Partridge Informational [Page 1]
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+RFC 1809 June 1995
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+ The Flow Label is a pseudo-random number between 1 and FFFFFF (hex)
+ that is unique when combined with the source address. The zero Flow
+ Label is reserved to say that no Flow Label is being used. The
+ specification requires that a source must not reuse a Flow Label
+ value until all state information for the previous use of the Flow
+ Label has been flushed from all routers in the internet.
+
+ The specification further requires that all datagrams with the same
+ (non-zero) Flow Label must have the same Destination Address, Hop-
+ by-Hop Options header, Routing Header and Source Address contents.
+ The notion is that by simply looking up the Flow Label in a table,
+ the router can decide how to route and forward the datagram without
+ examining the rest of the header.
+
+Flow Label Issues
+
+ The IPv6 specification originally left open a number of questions, of
+ which these three were among the most important:
+
+ 1. What should a router do if a datagram with a (non-zero)
+ Flow Label arrives and the router has no state for that
+ Flow Label?
+
+ 2. How does an internet flush old Flow Labels?
+
+ 3. Which datagrams should carry (non-zero) Flow Labels?
+
+ This memo summarizes the End-to-End Group's attempts to answer these
+ questions.
+
+What Does a Router Do With Flow Labels for Which It Has No State?
+
+ If a datagram with a non-zero Flow Label arrives at a router and the
+ router discovers it has no state information for that Flow Label,
+ what is the correct thing for the router to do?
+
+ The IPv6 specification allows routers to ignore Flow Labels and also
+ allows for the possibility that IPv6 datagrams may carry flow setup
+ information in their options. Unknown Flow Labels may also occur if
+ a router crashes and loses its state. During a recovery period, the
+ router will receive datagrams with Flow Labels it does not know, but
+ this is arguably not an error, but rather a part of the recovery
+ period. Finally, if the controversial suggestion that each TCP
+ connection be assigned a separate Flow Label is adopted, it may be
+ necessary to manage Flow Labels using an LRU cache (to avoid Flow
+ Label cache overflow in routers), in which case an active but
+ infrequently used flow's state may have been intentionally discarded.
+
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+RFC 1809 June 1995
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+ In any case, it is clear that treating this situation as an error
+ and, say dropping the datagram and sending an ICMP message, is
+ inappropriate. Indeed, it seems likely that in most cases, simply
+ forwarding the datagram as one would a datagram with a zero Flow
+ Label would give better service to the flow than dropping the
+ datagram.
+
+ Of course, there will be situations in which routing the datagram as
+ if its Flow Label were zero will cause the wrong result. An example
+ is a router which has two paths to the datagram's destination, one
+ via a high-bandwidth satellite link and the other via a low-bandwidth
+ terrestrial link. A high bandwidth flow obviously should be routed
+ via the high-bandwidth link, but if the router loses the flow state,
+ the router may route the traffic via the low-bandwidth link, with the
+ potential for the flow's traffic to swamp the low-bandwidth link. It
+ seems likely, however, these situations will be exceptions rather
+ than the rule. So it seems reasonable to handle these situations
+ using options that indicate that if the flow state is absent, the
+ datagram needs special handling. (The options may be Hop-by-Hop or
+ only handled at some routers, depending on the flow's needs).
+
+ It would clearly be desirable to have some method for signalling to
+ end systems that the flow state has been lost and needs to be
+ refreshed. One possibility is to add a state-lost bit to the Flow
+ Label field, however there is sensitivity to eating into the precious
+ 24-bits of the field. Other possibilities include adding options to
+ the datagram to indicate its Flow Label was unknown or sending an
+ ICMP message back to the flow source.
+
+ In summary, the view is that the default rule should be that if a
+ router receives a datagram with an unknown Flow Label, it treats the
+ datagram as if the Flow Label is zero. As part of forwarding, the
+ router will examine any hop-by-hop options and learn if the the
+ datagram requires special handling. The options could include simply
+ the information that the datagram is to be dropped if the Flow Label
+ is unknown or could contain the flow state the router should have.
+ There is clearly room here for experimentation with option design.
+
+Flushing Old Flow Labels
+
+ The flow mechanism assumes that state associated with a given Flow
+ Label is somehow deposited in routers, so they know how to handle
+ datagrams that carry the Flow Label. A serious problem is how to
+ flush Flow Labels that are no longer being used (stale Flow Labels)
+ from the routers.
+
+ Stale Flow Labels can happen a number of ways, even if we assume that
+ the source always sends a message deleting a Flow Label when the
+
+
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+Partridge Informational [Page 3]
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+RFC 1809 June 1995
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+ source finishes using a Flow. An internet may have partioned since
+ the flow was created. Or the deletion message may be lost before
+ reaching all routers. Furthermore, the source may crash before it
+ can send out a Flow Label deletion message. The point here is that
+ we cannot expect the source (or, for the same reasons, a third party)
+ always to clear out stale Flow Labels. Rather, routers will have to
+ find some mechanism to flush Flow Labels themselves.
+
+ The obvious mechanism is to use a timer. Routers should discard Flow
+ Labels whose state has not been refreshed within some period of time.
+ At the same time, a source that crashes must observe a quiet time,
+ during which it creates no flows, until it knows that all Flow Labels
+ from its previous life must have expired. (Sources can avoid quiet
+ time restrictions by keeping information about active Flow Labels in
+ stable storage that survives crashes). This is precisely how TCP
+ initial sequence numbers are managed and it seems the same mechanism
+ should work well for Flow Labels.
+
+ Exactly how the Flow Label and its state should be refreshed needs
+ some study. There are two obvious options. The source could
+ periodically send out a special refresh message (such as an RSVP Path
+ message) to explicitly refresh the Flow Label and its state. Or, the
+ router could treat every datagram that carries the Flow Label as an
+ implicit refresh or sources could send explicit refresh options. The
+ choice is between periodically handling a special update message and
+ doing an extra computation on each datagram (namely noting in the
+ Flow Label's entry that the Flow Label has been refreshed).
+
+Which Datagrams Should Carry (Non-Zero) Flow Labels?
+
+ Interestingly, this is the problem on which the least progress has
+ been made.
+
+ There were some points of basic agreement. Small exchanges of data
+ should have a zero Flow Label, because it is not worth creating a
+ flow for a few datagrams. Real-time flows must obviously always have
+ a Flow Label, since flows are a primary reason Flow Labels were
+ created. The issue is what to do with peers sending large amounts of
+ best effort traffic (e.g., TCP connections). Some people want all
+ long-term TCP connections to use Flow Labels, others do not.
+
+ The argument in favor of using Flow Labels on individual TCP
+ connections is that even if the source does not request special
+ service, a network provider's routers may be able to recognize a
+ large amount of traffic and use the Flow Label field to establish a
+ special route that gives the TCP connection better service (e.g.,
+ lower delay or bigger bandwidth). Another argument is to assist in
+ efficient demux at the receiver (i.e., IP and TCP demuxing could be
+
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+RFC 1809 June 1995
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+ done once).
+
+ An argument against using Flow Labels in individual TCP connections
+ is that it changes how we handling route caches in routers.
+ Currently one can cache a route for a destination host, regardless of
+ how many different sources are sending to that destination host.
+ I.e., if five sources each have two TCP connections sending data to a
+ server, one cache entry containing the route to the server handles
+ all ten TCPs' traffic. Putting Flow Labels in each datagram changes
+ the cache into a Flow Label cache, in which there is a cache entry
+ for every TCP connection. So there's a potential for cache
+ explosion. There are ways to alleviate this problem, such as
+ managing the Flow Label cache as an LRU cache, in which infrequently
+ used Flow Labels get discarded (and then recovered later). It is not
+ clear, however, whether this will cause cache thrashing.
+
+ Observe that there is no easy compromise between these positions.
+ One cannot, for instance, let the application decide whether to use a
+ Flow Label. Those who want different Flow Labels for every TCP
+ connection assume that they may optimize a route without the
+ application's knowledge. And forcing all applications to use Flow
+ Labels will force routing vendors to deal with the cache explosion
+ issue, even if we later discover that we don't want to optimize
+ individual TCP connections.
+
+Note about the Priority Field
+
+ The original IPv6 specification combined the Priority and Flow Label
+ fields and allowed flows to redefine the means of different values of
+ the Priority field. During its discussions, the End-to-End group
+ realized this meant that if a router forwarded a datagram with an
+ unknown Flow Label it had to ignore the Priority field, because the
+ priority values might have been redefined. (For instance, the
+ priorities might have been inverted). The IPv6 community concluded
+ this behavior was undesirable. Indeed, it seems likely that when the
+ Flow Label are unknown, the router will be able to give much better
+ service if it use the Priority field to make a more informed routing
+ decision. So the Priority field is now a distinct field, unaffected
+ by the Flow Label.
+
+Acknowledgements
+
+ I would like to acknowledge the assistance of the members of the
+ End-To-End Research Group, chaired by Bob Braden, whose discussions
+ produced this memo. I would also like to particularly thank Deborah
+ Estrin for her help in putting this memo together. Also thanks to
+ Richard Fox, Noel Chiappa, and Tony Li for insightful comments on the
+ draft.
+
+
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+Partridge Informational [Page 5]
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+RFC 1809 June 1995
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+Security Considerations
+
+ Security issues are not discussed in this memo.
+
+Author's Address
+
+ Craig Partridge
+ BBN Systems and Technologies
+ 10 Moulton St.
+ Cambridge, MA 02138
+
+ EMail: craig@aland.bbn.com
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