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+Network Working Group R. Ramanathan
+Request for Comments: 2102 BBN Systems and Technologies
+Category: Informational February 1997
+
+
+ Multicast Support for Nimrod : Requirements and Solution Approaches
+
+
+Status of this Memo
+
+ This memo provides information for the Internet community. This memo
+ does not specify an Internet standard of any kind. Distribution of
+ this memo is unlimited.
+
+Abstract
+
+ Nimrod does not specify a particular solution for multicasting.
+ Rather, Nimrod may use any of a number of emerging multicast
+ techniques. We identify the requirements that Nimrod has of a
+ solution for multicast support. We compare existing approaches for
+ multicasting within an internetwork and discuss their advantages and
+ disadvantages. Finally, as an example, we outline the mechanisms to
+ support multicast in Nimrod using the scheme currently being
+ developed within the IETF - namely, the Protocol Indpendent Multicast
+ (PIM) protocol.
+
+Table of Contents
+
+ 1 Introduction................................................. 2
+ 2 Multicast vs Unicast......................................... 3
+ 3 Goals and Requirements....................................... 4
+ 4 Approaches................................................... 6
+ 5 A Multicasting Scheme based on PIM........................... 10
+ 5.1 Overview ................................................ 10
+ 5.2 Joining and Leaving a Tree .............................. 12
+ 5.2.1 An Example ........................................ 15
+ 5.3 Establishing a Shared Tree .............................. 16
+ 5.4 Switching to a Source-Rooted Shortest Path Tree.......... 18
+ 5.5 Miscellaneous Issues..................................... 20
+ 6 Security Considerations...................................... 21
+ 7 Summary...................................................... 21
+ 8 References................................................... 22
+ 9 Acknowledgements............................................. 23
+ 10 Author's Address............................................. 23
+
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+Ramanathan Informational [Page 1]
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+RFC 2102 Nimrod Multicast Support February 1997
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+
+1 Introduction
+
+ The nature of emerging applications such as videoconferencing, remote
+ classroom, etc. makes the support for multicasting essential for any
+ future routing architecture. Multicasting is performed by using a
+ multicast delivery tree whose leaves are the multicast destinations.
+
+ Nimrod does not propose a solution for the multicasting problem.
+ There are two chief reasons for this. First, multicasting is a non-
+ trivial problem whose requirements are still not well understood.
+ Second, a number of groups (for instance the IDMR working group of
+ the IETF) are studying the problem by itself and it is not our
+ intention to duplicate those efforts.
+
+ This attitude towards multicasting is consistent with Nimrod's
+ general philosophy of flexibility, adaptability and incremental
+ change.
+
+ While a multicasting solution per se is not part of the "core" Nimrod
+ architecture, Nimrod does require that the solution have certain
+ characteristics. It is the purpose of this document to discuss some
+ of these requirements and evaluate approaches towards meeting them.
+
+ This document is organized as follows. In section 2 we discuss why
+ multicasting is treated a little differently than unicast despite the
+ fact that the former is essentially a generalization of the latter.
+ Following that, in section 4 we discuss current approaches toward
+ multicasting . In section 5, we give an example of how Nimrod
+ multicasting may be done using PIM [DEF+94a]. For readers who do not
+ have the time to go through the entire document, a summary is given
+ at the end.
+
+ This document uses many terms and concepts from the Nimrod
+ Architecture document [CCS96] and some terms and concepts (in section
+ 5) from the Nimrod Functionality document [RS96]. Much of the
+ discussion assumes that you have read at least the Nimrod
+ Architecture document [CCS96].
+
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+RFC 2102 Nimrod Multicast Support February 1997
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+2 Multicast vs Unicast
+
+ We begin by looking at the similarities and differences between
+ unicast routing and multicast routing. Both unicast and multicast
+ routing require two phases - route generation and packet forwarding.
+ In the case of unicast routing, Nimrod specifies modes of packet
+ forwarding; route generation itself is not specified but left to the
+ particular routing agent. For multicasting, Nimrod leaves both route
+ generation and packet forwarding mechanisms unspecified. To explain
+ why, we first point out three aspects that make multicasting quite
+ different from unicasting :
+
+o Groups and group dynamism. In multicasting, the destinations are part
+ of a group, whose membership is dynamic. This brings up the following
+ issues :
+
+ - An association between the multicast group and the EIDs and
+ locators of the members comprising that group. This is especially
+ relevant in the case of sender initiated multicasting and policy
+ support.
+
+ - A mechanism to accommodate new group members in the delivery in
+ response to addition of members, and a mechanism to "prune" the
+ delivery in response to departures.
+
+o State creation. Most solutions to multicasting can essentially be
+ viewed as creating state in routers for multicast packet forwarding.
+ Based on who creates the state, multicasting solutions differ. In
+ multicasting, we have several options for this - e.g., the sender, the
+ receivers or the intermediate routers.
+
+o Route generation. Even more so than in unicast routing, one can choose
+ from a rich spectrum of heuristics with different tradeoffs between a
+ number of parameters (such as cost and delay, algorithmic time
+ complexity and optimality etc.). For instance, some heuristics produce
+ a low-cost tree with high end-to-end delay and some produce trees that
+ give the shortest path to each destination but with a higher cost.
+ Heuristics for multicasting are a significant research area today, and
+ we expect advances to result in sophisticated heuristics in the near
+ future.
+
+ Noting that there are various possible combinations of route
+ generation, group dynamism handling and state creation for a solution
+ and that each solution conceivably has applications for which it is
+ the most suitable, we do not specify one particular approach to
+ multicasting in Nimrod. Every implementation of Nimrod is free to
+ use its own multicasting technique, as long as it meets the goals and
+ requirements of Nimrod. However, for interoperability, it is
+
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+ necessary that certain things are agreed upon - for instance, the
+ structure of the forwarding information database that they create (we
+ discuss this in more detail in section 4).
+
+ Thus, we do not discuss the details of any multicast solution here,
+ only its requirements in the context of Nimrod. Specifically, we
+ structure the discussion in the remainder of this document on the
+ following two themes :
+
+ o What are the goals that we want to meet in providing multicasting in
+ Nimrod, and what specific requirements do these goals imply for the
+ multicast solution?
+
+ o What are some of the approaches to multicasting being discussed
+ currently, and how relevant are each of these approaches to Nimrod?
+
+3 Goals and Requirements
+
+ The chief goals of Nimrod multicasting and their implications on
+ solution requirements are as follows:
+
+1. Scalability. Nimrod multicasting must scale in terms of the size of
+ the internetwork, the number of groups supported and the number of
+ members per group. It must also support group dynamism efficiently.
+ This has the following implications for the solution:
+
+ o Routers not on the direct path to the multicast destinations should
+ not be involved in state management. In a network with a large
+ number of routers, a solution that does involve such routers is
+ unlikely to scale.
+
+ o It is likely that there will be a number of applications that have
+ a few members per group (e.g., medical imaging) and a number of
+ applications that have a large number of members per group (e.g.,
+ news distribution). Nimrod multicasting should scale for both
+ these situations. If no single mechanism adequately scales for
+ both sparse and dense group memberships simultaneously, a
+ combination of mechanisms should be considered.
+
+ o In the face of group membership change, there must be a facility
+ for incremental addition or deletion of "branches" in the
+ multicast tree. Reconstructing the tree from scratch is not likely
+ to scale.
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+ o It is likely that we will have some well-known groups (i.e., groups
+ which are more or less permanent in existence) and some ephemeral
+ groups. The dynamics of group membership are likely to be
+ different for each class of groups, and the solution should take
+ that into account as appropriate.
+
+2. Policy support. This includes both quality of service (QOS) as
+ well as access restrictions, although currently, demand is probably
+ higher for QOS. In particular, every path from a source to each
+ destination in the multicast group should satisfy the requested
+ quality of service and conform to the access restrictions. The
+ implications for the multicasting solution are :
+
+ o It is likely that many multicasting applications will be cost
+ conscious in addition to having strict quality of service bounds
+ (such as delay and jitter). Balancing these will necessitate
+ dealing with some new parameters - e.g., the tree cost (sum of the
+ "cost" of each link), the tree delay (maximum, mean and variance
+ in end-to-end delay) etc.
+
+ o In order to support policy-based routing, we need to know where the
+ destinations are (so that we can decide what route we can take to
+ them). In such a case, a mechanism that provides an association
+ between a group id and a set of destination locators is probably
+ required.
+
+ o Some policy constraints are likely to be destination specific. For
+ instance, a domain might refuse transit service to traffic going to
+ certain destination domains. This presents certain unique problems
+ - in particular, for a single group, multiple trees may need to be
+ built, each tree "servicing" disjoint partitions of the multicast
+ destinations.
+
+3. Resource sharing. Multicasting typically goes hand in hand with large
+ traffic volume or applications with a high demand for resources.
+ These, in turn, imply efficient resource management and sharing if
+ possible. Therefore, it is important that we place an emphasis on
+ interaction with resource reservation. For instance, Nimrod must be
+ able to provide information on which tree resources are shareable and
+ which are not so that resource reservation may use it while allocating
+ resources to flows.
+
+4. Interoperability. There are two issues in this context. First, the
+ solution must be independent of mechanisms that provide the solution
+ with information it needs. For instance, many multicast solutions
+ (e.g., PIM) make use of information supplied by unicast routing
+ protocols. The multicast solution must not be dependent on which
+ unicast protocol is used.
+
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+ Second, a multicast solution must interoperate with other multicast
+ solutions in the construction of a delivery tree. This implies some
+ kind of "agreement" at some "level". For instance, the agreement
+ could be that everybody use the same structure for storing forwarding
+ information in the routers. Since the delivery tree is defined by the
+ nature of forwarding information in the routers and not by the
+ particular mechanism used to create that information, multiple
+ implementations can coexist.
+
+4 Approaches
+
+ The approaches to multicasting currently in operation and those being
+ considered by the IETF include the following :
+
+1. Distance vector multicast routing protocol (DVMRP)[DC90]. This
+ approach is based upon distance-vector routing information distribution
+ and hop-by-hop forwarding. It uses Reverse Path Forwarding (RPF)[DM78]
+ - a distributed algorithm for constructing an internetwork broadcast
+ tree. DVMRP uses a modified RPF algorithm, essentially a truncated
+ broadcast tree, to build a reverse shortest path sender-based multicast
+ delivery tree. A reverse shortest path from s to d is a path that uses
+ the same intermediate nodes as those in the shortest path from d to
+ s (If the paths are symmetric (i.e., cost the same) in either
+ direction, the reverse shortest path is same as the shortest path.)
+ An implementation of RPF exists in the current Internet in what
+ is commonly referred to as the MBONE. An improvement to this is in the
+ process of being deployed. It incorporates "prune" messages to
+ truncate further the routers not on the path to the destinations and
+ "graft" messages to undo this truncation, if later necessary.
+
+ The main advantage of this scheme is that it is simple. The major
+ handicap is scalability. Two issues have been raised in this
+ context[BFC93]. First, if S is the number of active sources and G
+ the number of groups, then the state overhead is O(GS) and might be
+ unacceptable when resources are limited. Second, routers not on a
+ multicast tree are involved (in terms of sending/tracking prune and
+ graft messages) even though they might not be interested in the
+ particular source-group pair. The performance of this scheme is
+ expected to be relatively poor for large networks with sparsely
+ distributed group membership. Furthermore, no support for policies
+ or QOS is provided.
+
+2. Core Based Trees (CBT)[BFC93]. This scheme uses a single tree shared
+ by all sources per group. This tree has a single router as the core
+ (with additional routers for robustness) from which branches emanate.
+ The chief distinguishing characteristic of CBT is that it is receiver
+ initiated, i.e., receivers wishing to join a multicast group find the
+ tree (or its core) and attach themselves to it, without any
+
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+ participation from the sources.
+
+ The chief motivation behind this scheme is the reduction of the state
+ overhead, to O(G), in comparison to DVMRP and PIM(described below).
+ Also, only routers in the path between the core and the potential
+ members are involved in the process. Core-based tree formation and
+ packet flow are decoupled from underlying unicast routing.
+
+ The main disadvantage is that packets no longer traverse the shortest
+ path from the source to their destinations. The performance in
+ general depends on judicious placement of cores and coordination
+ between them. Traffic concentration on links incident to the core is
+ another problem. There is also a dependence on network entities (in
+ other administrative domains, for instance) for resource reservation
+ and policy routing.
+
+3. Protocol Independent Multicasting (PIM)[DEFJ93]. Yet another approach
+ based on the receiver initiated philosophy, this is designed to reap
+ the advantages of DVMRP and CBT. Using a "rendezvous point", a
+ concept similar to the core discussed above, it allows for the
+ simultaneous existence of shared and source-specific multicast trees.
+ In the steady state, data can be delivered over the reverse shortest
+ path from the sender to the receiver (for better end-to-end delay) or
+ over the shared tree.
+
+ Using two modes of operation, sparse and dense, this provides
+ improved performance, both when the group membership in an
+ internetwork is sparse and when it is dense. It is however, a
+ complex protocol. A limitation of PIM is that the shortest paths are
+ based on the reverse metrics and therefore truly "shortest" only when
+ the links are symmetric.
+
+4. Multicast Open Shortest Path First (MOSPF)[Moy92]. Unlike the
+ abovementioned approaches, this is based on link-state routing
+ information distribution. The packet forwarding mechanism is
+ hop-by-hop. Since every router has complete topology information,
+ every router computes the shortest path multicast tree from any
+ source to any group using Dijkstra's algorithm. If the router
+ doing the computation falls within the tree computed, it can
+ determine which links it must forward copies onto.
+
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+ MOSPF inherits advantages of OSPF and link-state distribution, namely
+ localized route computation (and easy verification of loop-freedom),
+ fast convergence to link-state changes etc. However, group membership
+ information is sent throughout the network, including links that are
+ not in the direct path to the multicast destinations. Thus, like
+ DVMRP, this is most suitable for small internetworks, that is, as an
+ intra-domain routing mechanism.
+
+5. Inter-Domain Policy Routing (IDPR)[Ste]. This approach uses
+ link-state routing information distribution like MOSPF, but uses
+ source-specified packet forwarding. Using the link-state
+ database, the source generates a policy multicast route to the
+ destinations. Using this, the IDPR path-setup procedure sets up
+ state in intermediate entities for packet duplication and
+ forwarding. The state contains information about the next-hop
+ entities for the multicast flow. When a data packet arrives,
+ it is forwarded to each next hop entity obtained from the state.
+
+ Among the advantages of this approach are its ability to support
+ policy based multicast routing with ease and independence
+ (flexibility) in the choice of multicasting algorithm used at the
+ source. IDPR also allows resource sharing over multiple multicast
+ trees. The major disadvantage is that it makes it relatively more
+ difficult to handle group membership changes (additions and
+ deletions) since such changes must be first communicated to the
+ source of the tree which will then add branches appropriately.
+
+ We now discuss the applicability of these approaches to Nimrod.
+ Common to all of the approaches described is the fact that we need to
+ set up state in the intermediate routers for multicast packet
+ forwarding. The approaches differ mainly on who initiates the state
+ creation - the sender (e.g., IDPR, PIM), the receiver (e.g., CBT,
+ PIM) or the routers themselves create state without intitiation by
+ the sender or receivers (e.g., DVMRP, MOSPF).
+
+ Nimrod should be able to accommodate both sender initiated as well as
+ receiver initiated state creation for multicasting. In the remainder
+ of this section, we discuss the pros and cons of these approaches for
+ Nimrod.
+
+ Nimrod uses link-state routing information distribution (topology
+ maps) and has four modes of packet forwarding - flow mode,
+ Connectivity Specification Chain (CSC) mode, Connectivity
+ Specification Sequence (CSS) mode and datagram mode [CCS96].
+
+
+
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+RFC 2102 Nimrod Multicast Support February 1997
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+ An approach similar to that used in IDPR is viable for multicasting
+ using the flow mode. The source can set up state in intermediate
+ routers which can then appropriately duplicate packets. For the CSC,
+ BTES and datagram modes, an approach similar to the one used in MOSPF
+ is applicable. In these situations, the advantages and disadvantages
+ of these approaches in the context of Nimrod is similar to the
+ advantages and disadvantages of IDPR and MOSPF respectively.
+
+ Sender based trees can be set up using an approach similar to IDPR
+ and generalizing it to an "n" level hierarchy. A significant
+ advantage of this approach is policy-based routing. The source knows
+ about the policies of nodes that care to advertise them and can
+ choose a route the way it wants (i.e., not depend upon other entities
+ to choose the route, as in some schemes mentioned above). Another
+ advantage is that each source can use the multicast route generation
+ algorithm and packet forwarding scheme that best suits it, instead of
+ being forced to use whatever is implemented elsewhere in the network.
+ Further, this approach allows for incrementally deploying new
+ multicast tree generation algorithms as research in that area
+ progresses.
+
+ CBT-like methods may be used to set up receiver initiated trees.
+ Nimrod provides link-state maps for generating routes and a CBT-like
+ method is compatible with this. For instance, a receiver wishing to
+ join a group may generate a (policy) route to the core for that group
+ using its link-state map and attach itself to the tree.
+
+ A disadvantage of sender based methods in general seems to be the
+ support of group dynamism. Specifically, if there is a change in the
+ membership of the group, the particular database which contains the
+ group-destination mapping must be updated. In comparison, receiver
+ oriented approaches seem to be able to accommodate group dynamism
+ more naturally.
+
+ Nimrod does not preclude the simultaneous existence of multiple
+ approaches to multicasting and the possibility of switching from one
+ to the other depending on the dynamics of group distributions.
+ Interoperability is an issue - that is, the question of whether or
+ not different implementations of Nimrod can participate in the same
+ tree. However, as long as there is agreement in the structure of the
+ state created (i.e., the states can be interpreted uniformly for
+ packet forwarding), this should not be a problem. For instance, a
+ receiver wishing to join a sender created tree might set up state on
+ a path between itself and a router on the tree with the sender itself
+ being unaware of it. Packets entering the router would now be
+ additionally forwarded along this new "branch" to the new receiver.
+
+
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+RFC 2102 Nimrod Multicast Support February 1997
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+ In conclusion, the architecture of Nimrod can accommodate diverse
+ approaches to multicasting. Each approach has its disadvantages with
+ respect to the requirements mentioned in the previous section. The
+ architecture does not demand that one particular solution be used,
+ and indeed, we expect that a combination of approaches will be
+ employed and engineered in a manner most appropriate to the
+ requirements of the particular application or subscriber.
+
+5 A Multicasting Scheme based on PIM
+
+ The Inter-Domain Multicast Routing (IDMR) working group of the IETF
+ has developed a specification for a new multicast scheme, namely,
+ Protocol Independent Multicasting (PIM) for use in the Internet
+ [DEF+94a, DEF+94b]. In this section, we decribe how the schemes
+ mentioned therein may be implemented using the facilities provided by
+ Nimrod.
+
+ We note that the path setup facility provided in Nimrod makes it very
+ conducive to PIM-style multicasting; despite the length of the
+ description given here, we assure the reader that it is quite simple
+ to implement PIM style multicasting in Nimrod.
+
+ Before reading this section, we recommend that the reader acquire
+ some familiarity with PIM (see [DEF+94a, DEF+94b]).
+
+5.1 Overview
+
+ The PIM architecture maintains the traditional IP multicast service
+ model of receiver-initiated membership and is independent of any
+ specific unicast routing protocol (hence the name).
+
+ A significant aspect of PIM is that it provides mechanisms for
+ establishing two kinds of trees - a shared tree, which is intended
+ for low "cost" multicasting and a source-based tree, intended for low
+ delay multicasting.
+
+ A shared tree is rooted at a rendezvous point (RP), which is
+ typically a prespecified router for the multicast group in question.
+ In order to establish a shared tree, a designated router (DR) for a
+ host wishing to join a group G initiates a flow setup from the RP for
+ G to the DR. A source S wishing to send to a group G initiates a flow
+ setup between S and the RP for group G. At the conclusion of these
+ flow setups, packets can be forwarded from S to H through the RP. For
+ details on the protocol used to implement this flow setup please
+ refer to [DEF+94b].
+
+
+
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+ After the shared tree has been setup, a recipient for group G has the
+ option of switching to a source-based shortest path tree. In such a
+ tree, packets are delivered from the source to each recipient along
+ the shortest path. To establish a source-based shortest path tree,
+ the DR for H looks at the source S of the packets it is receiving via
+ the shared tree and establishes a flow between S and the DR. The flow
+ is established along the shortest path from the DR to S (Thus,
+ strictly speaking, it is the reverse shortest path that is being
+ used.) Subsequently, packets can be forwarded from S to H using this
+ shortest path and thereby bypassing the RP. For details on the
+ protocol used to implement source-based trees in PIM please refer to
+ [DEF+94b].
+
+ When a host wishes to leave a multicast group, its designated router
+ sends a prune message towards the source (for source-based trees) or
+ towards the RP (for shared trees). For details on this and other
+ features of PIM please refer to [DEF+94b].
+
+ In Nimrod, PIM is implemented as follows (we refer to PIM based
+ multicast as Nimpim). In order to join a shared tree, an endpoint
+ (or an agent acting on behalf of the endpoint) wishing to join a
+ group G queries the association database for the EID and locator of
+ the RP for G (for well-known groups the association may be
+ configured). It is required that such an association be maintained
+ for every multicast group G. The endpoint gets a route for the RP and
+ initiates a multicast flow setup to the RP (a multicast flow setup is
+ similar to an unicast flow setup described in [CCS96] except for one
+ feature - when a multicast flow setup request reaches a node that
+ already has that flow present, the request is not forwarded further.
+ The new flow gets "spliced" in as a new branch of the existing
+ multicast tree). Similarly, the source establishes a flow to the RP.
+ The RP creates state to associate these two flows and now packets can
+ be forwarded to the endpoints from the source. Note that each flow
+ setup may be "hierarchical" and involve many subflows. All this,
+ however, is transparent to Nimpim. For details on management of
+ hierarchical flows please refer to [CCS96].
+
+ To create the source-based tree, the representative for a recipient
+ node N obtains the EID or locator of the source from the data packets
+ and initiates a multicast flow setup to the source. The route agent
+ for the node N uses its map in order to calculate the shortest path
+ from the source to N. The flow request is sent along the reverse of
+ this path. We note that the "shortness" of the path is constrained
+ by the amount of routing information available locally. However,
+ since the map is available locally, one can find the actual shortest
+ path from the source to N and not use the shortest path from N to S.
+ Thus, with Nimrod one can actually surmount a shortcoming of PIM with
+ relative ease.
+
+
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+ We now discuss some more details of Nimpim. We start with a
+ description of multicast flow setup. This is the "basic"
+ functionality required to implement multicasting. Having this
+ "building-block" spelt out, we use this to specify the establishment
+ of the shared tree (in section 5.3) and the establishment of a
+ source-based tree (in section 5.4).
+
+ We only discuss sparse-mode multicasting, as described in [DEF+94a]
+ here. Further, to simplify the discussion, we assume a single
+ Rendezvous Point per group. Finally, we "address" all entities in
+ terms of their EIDs alone for reasons of conciseness - the locators
+ could be used in conjuction to reduce the overhead of database
+ lookups.
+
+5.2 Joining and Leaving a Tree
+
+ Nimpim uses two control packets in order to setup a flow - the Nimrod
+ Multicast Flow-Request packet (NMFReq) and the Nimrod Multicast
+ Flow-Reply packet (NMFRep).
+
+ The NMFReq packet is a control packet identified by a prespecified
+ "payload type". The protocol-specific part of this packet includes
+ the following fields (except for the Code field, these fields are
+ present in the Unicast Flow-Request packet too) :
+
+ 1. S-EID : The EID of the initiator of the flow.
+
+ 2. T-EID : The EID of the target of the flow.
+
+ 3. Flow-id : A label denoting the flow.
+
+ 4. Direction : The direction of the flow - whether from the initiator
+ to the target (FORW) or from the target to the initiator (REVERSE)
+ or both (BOTH).
+
+ 5. Code : Denotes whether the packet is for joining a flow
+ (NMFReq-Join) for leaving a flow (NMFReq-Prune).
+
+ 6. Source Route : A sequence of node locators through which the packet
+ must travel.
+
+
+
+
+
+
+
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+ The processing of the NMFReq by a forwarding agent at node N is
+ similar to that of the unicast flow request (see [CCS96]), except for
+ the fact that now we provide the ability for the new flow to "splice"
+ onto an existing delivery tree or "un-splice" from an existing
+ delivery tree. Specifically,
+
+ o If the Code is NMFReq-Join then the algorithm executed by the
+ forwarding agent for node N is shown in Figure 1.
+
+ o If the Code is NMFReq-Prune then the algorithm is executed by the
+ forwarding agent at node N is shown in Figure 2.
+
+ The NMFRep packet is used to accept or reject an NMFReq-Join or
+ NMFReq-Prune. The packet format is the same as that for unicast flow
+ request. However, an NMFRep packet is generated now by the first
+ node N that grafts the new flow to the existing tree. This may be
+ different from the target of the NMFReq.
+
+ It is required that a leaf router keep track of all hosts currently
+ joined to the group and send a prune message only if there is no host
+ in the local network for the group.
+
+ The NMFReq - NMFRep exchanges constitute a procedure for joining a
+ multicast delivery tree (when the Code is Join) and for leaving a
+ multicast delivery tree (when the Code is Prune). We term these
+ procedures Tree-Join and Tree-Leave respectively; we shall be using
+ these procedures as "building-blocks" in the construction of shared
+ trees (section 5.3) and of source-based trees (section 5.4).
+
+
+
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+RFC 2102 Nimrod Multicast Support February 1997
+
+
+begin
+if the flow-id F in NMFReq-Join is in flow-list then
+ if T-EID in NMFReq-Join = target in flow state for F then
+ if Direction in NMFReq-Join is REVERSE or BOTH then
+ Add the node preceding N in source route to child list for F
+ else
+ discard packet
+ else
+ discard packet
+else
+ begin
+ install state for F in N, i.e.,
+ assign parent(F) = node succeeding N in source route
+ assign child(F) = node preceeding N in source route
+ assign target(F) = T-EID in NMFReq-Join
+ forward NMFReq-Join to parent(F)
+ end
+end.
+
+
+
+Figure 1: Algorithm executed by a forwarding agent for node N when
+when it receives an NMFReq-Join.
+
+
+
+begin
+ if the flow-id F in NMFReq-Prune is in flow-list
+ then begin
+ delete previous hop in source route from child list for F, if exists
+ if child list for F is empty
+ then begin
+ delete the flow-id and state associated with it
+ forward to next hop in source route
+ end
+ else discard packet
+ end
+ else forward to next hop in source-route
+end.
+
+
+
+Figure 2: Algorithm executed by a forwarding agent for node N when it
+receives an NMFReq-Prune.
+
+
+
+
+
+
+
+Ramanathan Informational [Page 14]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+5.2.1 An Example
+
+ An example of how a tree is joined is given here with the help of
+ Figure 3. In the figure, bold lines indicate an existing tree.
+ Representative R on behalf of host H joins the tree by sending an
+ NMFJoin-Req towards a target T. When used in the shared tree mode,
+ the target is the RP and when used in the source tree mode, it is the
+ source (root) of the multicast tree. Suppose that a host H wants to
+ join the multicast tree. The following steps are executed :
+
+Step 1. A representative R of H queries the route agent for a route
+ from T to R. It obtains the route T - C- B - A - R. It builds a
+ NMFJoin-Req packet with source route as R, A, B, C, T and flow
+ as F forwards it to A.
+
+Step 2. A looks for flow F in its installed flow database and
+ doesn't find it. It installs state for F (makes R a child and
+ B a parent in the multicast tree) and sends the NMFJoin-Req packet
+ to B.
+
+Step 3. B looks for flow F in its installed flow database and finds it.
+ It adds B to its child list and constructs an NMFJoin-Rep packet and
+ sends it to A.
+
+Step 4. A forwards the packet to R and the tree joining is complete.
+ Branch B-A-R is now added to the tree.
+
+
+
+
+
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+RFC 2102 Nimrod Multicast Support February 1997
+
+
+5.3 Establishing a Shared Tree
+
+ There are two parts to establishing a shared tree - the receiver-to-
+ RP communication wherein the receiver joins the delivery tree rooted
+ at RP and the sender-to-RP communication wherein the RP joins the
+ delivery tree rooted at the sender.
+
+
+ T
+ +---+
+ | |\
+ +---+ \
+ / \
+ / \
+ C / \ X
+ +---+ +---+
+ | | | |
+ +---+ +---+
+ \
+ \
+ \
+ R join-req join-req \ B
+ +---+ - - - - -> +---+ - - - - -> +---+
+ | |<------------| |<-----------| |
+ +---+ join-rep +---+ join-rep +---+
+ | A \
+ | \
+ | \ Y
+ ( ) +---+
+ H | |
+ +---+
+
+Figure 3: Illustration for the example describing joining an existing
+multicast tree.
+
+ Receiver-RP Communications: When an endpoint wishes to join a
+ multicast group G, the endpoint representative obtains the Rendezvous
+ Point EID for G. We assume that the association database contains
+ such a mapping. For details on how the association database query is
+ implemented, please refer [CCS96].
+
+ The representative also obtains the flow-id to be used for the flow.
+ The flow-id is constructed as the tuple (RP-EID, G) or an equivalent
+ thereof. Note that the flow-id must be unique to the particular
+ multicast flow. This is not the only method or perhaps even the best
+ method for obtaining a flow id. Alternate methods for obtaining the
+ flow-id are discussed in section 5.5.
+
+
+
+
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+RFC 2102 Nimrod Multicast Support February 1997
+
+
+ The representative then initiates a Tree-Join procedure.
+
+ The NMFReq packet fields are as follows:
+
+ o S-EID : The EID of the endpoint wishing to join.
+
+ o T-EID : The RP EID (obtained from the Association Database).
+
+ o Flow-id : The flow-id for this group (obtained as mentioned
+ above).
+
+ o Direction : REVERSE (from the RP to the receiving endpoint).
+
+ o Code : Join.
+
+ o Source Route : Reverse of the route obtained from the map agent
+ for a query "from RP-EID to Receiver-EID".
+
+ At the first node already containing this Flow-id or the RP, an
+ NMFRep packet is generated. The S-EID, T-EID, Direction and Flow-id
+ fields are copied from the NMFReq packet and the Code is set to
+ Join-Accept or Join-Refuse as the case may be. The source route is
+ reversed from the NMFReq packet.
+
+ Sender-RP Communications: When an endpoint wishes to send to a
+ multicast group G, the endpoint representative obtains the Rendezvous
+ Point EID for G. We assume that the association database contains
+ such a mapping. For details on how the association database query is
+ implemented, please refer [CCS96].
+
+ The representative also obtains the flow-id to be used for the flow.
+ The flow-id is constructed as the tuple (Sender-EID, G) or an
+ equivalent thereof. Note that the flow-id must be unique to the
+ particular multicast flow. This is not the only method or perhaps
+ even the best method for obtaining a flow id. Alternate methods for
+ obtaining the flow-id are discussed in section 5.5.
+
+ The representative then sends a RP-Register Message to the RP. This
+ register message is equivalent to the PIM-Register described in
+ [DEF+94b]. The RP-Register message contains the group G and the
+ flow-id (obtained as discussed above) and the sender EID.
+
+ The RP then initiates a Tree-Join with the Sender EID as the target.
+ The NMFReq fields are as follows :
+
+ o S-EID : RP-EID.
+
+ o T-EID : Sender EID (copied from RP-Register Message).
+
+
+
+Ramanathan Informational [Page 17]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+ o Flow-id : The flow-id field from RP-Register Message.
+
+ o Code : Join.
+
+ o Direction : REVERSE.
+
+ o Source Route : Reverse of the route obtained from map agent
+ query "from Sender-EID to RP-EID".
+
+ The NMFRep fields are obvious.
+
+ Shared Tree Data Forwarding: Packets sent from the source for group G
+ contain the Flow-id used by the sender(s) and receiver(s) for setting
+ up the delivery tree. The packets from the sender are sent to the RP
+ where they are multicast, using the state created for the flow, into
+ the delivery tree rooted at the RP to all of the receivers that did a
+ Tree-Join.
+
+5.4 Switching to a Source-Rooted Shortest Path Tree
+
+ There are two parts involved in switching to a Source-Rooted Shortest
+ Path Tree - the receiver-source communications wherein the receiver
+ joins a multicast delivery tree rooted at the source and the
+ receiver-RP communications wherein the receiver leaves the shared
+ tree.
+
+ Receiver-Source Communications: An endpoint E that is receiving
+ packets through the shared tree from source S has the option of
+ switching to a delivery tree rooted at the source such that packets
+ from S to E traverse the shortest path (using whatever metric).
+
+ The endpoint representative of E obtains the flow-id to be used for
+ the flow. The flow-id is constructed equivalently to the tuple
+ (Source-EID, G). Note that the flow-id must be unique to the
+ particular multicast flow. This is not the only method or perhaps
+ even the best method for obtaining a flow id. Alternate methods for
+ obtaining the flow-id are discussed in section 5.5.
+
+ The representative for E initiates a Tree-Join toward S with NMFReq
+ fields as follows:
+
+ o S-EID : EID of the Endpoint E.
+
+ o T-EID : EID of the source.
+
+ o Flow-id : Flow id for the multicast (obtained as mentioned above).
+
+ o Code : Join.
+
+
+
+Ramanathan Informational [Page 18]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+ o Direction : REVERSE.
+
+ o Source Route : To obtain the route, the route agent is queried for
+ a shortest path route (based on the chosen metric, typically, the
+ delay) from the source to the endpoint. We note that the quality
+ of the route is constrained by the amount of routing information
+ available, directly or indirectly, to the route agent. The Source
+ Route is the reverse of the route thus obtained.
+
+ A comment on the difference between the shortest-path trees obtained
+ using the RPF tree as in [DEF+94b, DC90] and the trees that are be
+ obtained here. When using the RPF scheme, the packets from the
+ source S to the endpoint E follow a path that is the shortest path
+ from E to S. This is the desired path if and only if the path is
+ symmetric in either direction. However, in the mechanism described
+ here for Nimrod, the packets do follow the "actual" shortest path
+ from S to E whether or not the path is symmetric.
+
+ The NMFRep fields are obvious.
+
+ Receiver-RP Communications: After the receiver has joined the
+ source-rooted tree, it can optionally disassociate itself from the
+ shared tree. This is done by initiating a Tree-Leave procedure.
+
+ The representative sends a NMFReq packet toward the RP with the
+ fields as follows.
+
+ o S-EID : The EID of the endpoint wishing to leave the shared tree.
+
+ o T-EID : The RP-EID.
+
+ o Flow-id : The flow-id it used to join the shared tree.
+
+ o Code : Prune.
+
+ o Direction : REVERSE.
+
+ o Source Route : Obtained as for the Tree-Join.
+
+ The prune packet is processed by the intermediate forwarding agents
+ as mentioned in section 5.2. When the receiver gets back the NMFRep
+ packet, the receiver has left the shared tree.
+
+ Source Tree Data Forwarding: Packets from the source contain the
+ flow-id that was used to join the source tree for a given multicast
+ group. Forwarding agents simply use the state created by the Tree-
+ Join procedure in order to duplicate and forward packets toward the
+ receivers.
+
+
+
+Ramanathan Informational [Page 19]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+5.5 Miscellaneous Issues
+
+ Obtaining the Flow-Id: In the above scheme the flow-id for a
+ particular multicast group G was obtained by combining the RP-EID and
+ the group set-id (G-SID) (in case of shared tree) or by combining the
+ Source-EID and the G-SID (in case of source-based tree). A
+ disadvantage of this approach is that the bit-length of EID/SID is
+ potentially high (more than 64 bits) and thus the flow-id could be
+ very long. While there do exist bit-based data structures and search
+ algorithms (such as Patricia Trees) that may be used for an efficient
+ implementation, it is worth considering some other methods in lieu of
+ using the EID/SID combination. We describe some methods below :
+
+1. For shared trees, the flow-id for a particular group G may be stored
+ and updated in the association database. Since we have to use the
+ association database anyway to obtain the RP-EID, these does not cause
+ much additional burden.
+
+ However, this cannot be used efficiently for source-based trees because
+ we need a flow-id for each combination of Source and Group.
+
+2. The flow-id for shared trees could be done as above. When the sender
+ does an RP-Register, it could send the RP the flow-id that it wishes to
+ be used by receivers when they switch to a source-based tree. This
+ could be included in the RP-Register message. The RP could then
+ multicast that flow-id to all receivers in a special packet. When the
+ receivers wish to switch, they use that flow-id.
+
+ This needs the definition of the "special" packet.
+
+3. The flow-id is handed out only by the source (for source-based trees)
+ or the RP (for shared trees). The receivers use a "dummy" flow-id in
+ the NMFReq when doing a Tree-Join. The correct flow-id to be used is
+ returned in the NMFRep message generated by the forwarding agent where
+ the new branch meets the existing tree. Forwarding agents in the path
+ of the NMFRep packet update the state information by rewriting the
+ dummy flow-id by the correct flow-id contained in the NMFRep packet.
+
+ This requires the re-definition of the NMFRep packet. Note that now
+ there must be space for two flow-ids in the NMFRep packet - one for the
+ "dummy" flow-id and the other for the "correct" flow-id that must
+ replace the dummy flow-id.
+
+ We claim that each of the above schemes achieves synchronization in
+ the flow-id in various parts of the internetwork and that each flow-
+ id is unique to the multicast delivery tree. A formal proof of these
+ claims is beyond the scope of this document.
+
+
+
+
+Ramanathan Informational [Page 20]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+ Dense Mode Multicast: The PIM architecture [DEF+94a] includes a
+ multicast protocol when the group membership is densely distributed
+ within the internetwork. In this mode, no Rendezvous Points are used
+ and a source rooted tree is formed based on Reverse Path Forwarding
+ in a manner similar to that of DVMRP [DC90].
+
+ We do not give details of how Nimrod can implement Dense Mode
+ Multicast here.
+
+ Multiple RPs: Our discussion above has been based on the assumption
+ that there is one RP per group. PIM allows more than one RP per
+ group. We do not discuss multiple-RP PIM here.
+
+6 Security Considerations
+
+ Security issues are not discussed in this memo.
+
+7 Summary
+
+o Nimrod does not specify a particular multicast route generation
+ algorithm or state creation procedure. Nimrod can accommodate diverse
+ multicast techniques and leaves the choice of the technique to the
+ particular instantiation of Nimrod.
+
+o A solution for multicasting within Nimrod should be capable of:
+
+ - Scaling to large networks, large numbers of multicast groups and
+ large multicast groups.
+
+ - Supporting policy, including quality of service and access
+ restrictions.
+
+ - Resource sharing.
+
+ - Interoperability with other solutions.
+
+o Multicasting typically requires the setting up of state in intermediate
+ routers for packet forwarding. The state setup may be initiated by the
+ sender (e.g., IDPR), by the receiver (e.g., CBT), by both (e.g., PIM)
+ or by neither. The architecture of Nimrod provides sufficient
+ flexibility to accommodate any of these approaches.
+
+o A receiver-initiated multicast protocol, PIM, is being designed by the
+ IDMR working group of the IETF. The facilities provided by Nimrod make
+ the use of PIM as a multicast protocol quite straightforward.
+
+
+
+
+
+
+Ramanathan Informational [Page 21]
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+RFC 2102 Nimrod Multicast Support February 1997
+
+
+8 References
+
+[BFC93] A. J. Ballardie, P. F. Francis, and J. Crowcroft. Core based
+ trees. In Proceedings of ACM SIGCOMM, 1993.
+
+[CCS96] Castineyra, I., Chiappa, N., and M. Steenstrup, "The Nimrod
+ Routing Architecture", RFC 1992, August 1996.
+
+[DC90] S. Deering and D. Cheriton. Multicast routing in datagram
+ internetworks and extended lans. ACM Transactions on Computer
+ Systems, pages 85--111, May 1990.
+
+[DEF+94a] Deering, S., Estrin, D., Farinacci, D., Jacobson, V., Liu,
+ C., and L. Wei, "Protocol Independent Multicast (PIM) :
+ Motivation and Architecture, Work in Progress.
+
+[DEF+94b] Deering, S., Estrin, D., Farinacci, D., Jacobson, V., Liu,
+ C., and L. Wei, "Protocol Independent Multicast (PIM) :
+ Sparse Mode Protocol Specification, Work in Progress.
+
+[DEFJ93] Deering, S., Estrin, D., Farinacci, D., and V. Jacobson,
+ "IGMP router extensions for routing to sparse multicast
+ groups, Work in Progress.
+
+[DM78] Y. K. Dalal and R. M. Metcalfe. Reverse path forwarding of
+ broadcast packets. Communications of the ACM, 21(12), pages
+ 1040--1048, 1978.
+
+[Moy92] Moy, J., "Multicast Extensions to OSPF, RFC 1584, March 1994.
+
+[RS96] Ramanathan, S., and M. Steenstrup, "Nimrod functional and
+ protocol specifications, Work in Progress.
+
+[Ste] Steenstrup, M., "Inter-domain policy routing protocol
+ specification: Version 2", Work in Progress.
+
+
+
+
+
+
+
+
+
+
+
+
+
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+Ramanathan Informational [Page 22]
+
+RFC 2102 Nimrod Multicast Support February 1997
+
+
+9 Acknowledgements
+
+ We thank Isidro Castineyra (BBN), Charles Lynn (BBN), Martha
+ Steenstrup (BBN) and other members of the Nimrod Working Group for
+ their comments and suggestions on this memo.
+
+10 Author's Address
+
+ Ram Ramanathan
+ BBN Systems and Technologies
+ 10 Moulton Street
+ Cambridge, MA 02138
+
+ Phone: (617) 873-2736
+ EMail: ramanath@bbn.com
+
+
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