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+Network Working Group S. Crocker
+Request for Comments: 33 UCLA
+ S. Carr
+ University of Utah
+ V. Cerf
+ UCLA
+ 12 February 1970
+
+
+ New HOST-HOST Protocol
+
+ Attached is a copy of the paper to be presented at the SJCC on the
+ HOST-HOST Protocol. It indicates many changes from the old protocol
+ in NWG/RFC 11; these changes resulted from the network meeting on
+ December 8, 1969. The attached document does not contain enough
+ information to write a NCP, and I will send out another memo or so
+ shortly. Responses to this memo are solicited, either as NWG/RFC's
+ or personal notes to me.
+
+
+ HOST-HOST Communication Protocol
+ in the ARPA Network*
+
+ by C. Stephen Carr
+ University of Utah
+ Salt Lake City, Utah
+
+ and
+
+ by Stephen D. Crocker
+ University of California
+ Los Angeles, California
+
+ and
+
+ by Vinton G. Cerf
+ University of California
+ Los Angeles, California
+
+ *This research was sponsored by the Advanced Research Projects
+ Agency, Department of Defense, under contracts AF30(602)-4277 and
+ DAHC15-69-C-0825.
+
+INTRODUCTION
+
+ The Advanced Research Projects Agency (ARPA) Computer Network
+ (hereafter referred to as the "ARPA network") is one of the most
+ ambitious computer networks attempted to date. [1] The types of
+
+
+
+Crocker, et. al. [Page 1]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ machines and operating systems involved in the network vary widely.
+ For example, the computers at the first four sites are an XDS 940
+ (Stanford Research Institute), an IBM 360/75 (University of
+ California, Santa Barbara), an XDS SIGMA-7 (University of California,
+ Los Angeles), and a DEC PDP-10 (University of Utah). The only
+ commonality among the network membership is the use of highly
+ interactive time-sharing systems; but, of course, these are all
+ different in external appearance and implementation. Furthermore, no
+ one node is in control of the network. This has insured reliability
+ but complicates the software.
+
+ Of the networks which have reached the operational phase and been
+ reported in the literature, none have involved the variety of
+ computers and operating systems found in the ARPA network. For
+ example, the Carnegie-Mellon, Princeton, IBM network consists of
+ 360/67's with identical software. [2] Load sharing among identical
+ batch machines was commonplace at North American Rockwell Corporation
+ in the early 1960's. Therefore, the implementers of the present
+ network have been only slightly influenced by earlier network
+ attempts.
+
+ However, early time-sharing studies at the University of California
+ at Berkeley, MIT, Lincoln Laboratory, and System Development
+ Corporation (all ARPAA sponsored) have had considerable influence on
+ the design of the network. In some sense, the ARPA network of time-
+ shared computers is a natural extension of earlier time-sharing
+ concepts.
+
+ The network is seen as a set of data entry and exit points into which
+ individual computers insert messages destined for another (or the
+ same) computer, and from which such messages emerge. The format of
+ such messages and the operation of the network was specified by the
+ network contractor (BB&N) and it became the responsibility of
+ representatives of the various computer sites to impose such
+ additional constraints and provide such protocol as necessary for
+ users at one site to use resources at foreign sites. This paper
+ details the decisions that have been made and the considerations
+ behind these decisions.
+
+ Several people deserve acknowledgement in this effort. J. Rulifson
+ and W. Duvall of SRI participated in the early design effort of the
+ protocol and in the discussions of NIL. G. Deloche of Thompson-CSF
+ participated in the design effort while he was at UCLA and provided
+ considerable documentation. J. Curry of Utah and P. Rovner of
+ Lincoln Laboratory reviewed the early design and NIL. W. Crowther of
+ Bolt, Beranek and Newman, contributed the idea of a virtual net. The
+ BB&N staff provided substantial assistance and guidance while
+ delivering the network.
+
+
+
+Crocker, et. al. [Page 2]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ We have found that, in the process of connecting machines and
+ operating systems together, a great deal of rapport has been
+ established between personnel at the various network node sites. The
+ resulting mixture of ideas, discussions, disagreements, and
+ resolutions has been highly refreshing and beneficial to all
+ involved, and we regard the human interaction as a valuable by-
+ product of the main effect.
+
+THE NETWORK AS SEEN BY THE HOSTS
+
+ Before going on to discuss operating system communication protocol,
+ some definitions are needed.
+
+ A HOST is a computer system which is a part of the network,
+
+ An IMP (Interface Message Processor) is a Honeywell DDP-516
+ computer which interfaces with up to four HOSTs at a particular
+ site, and allows HOSTs access into the network. The configuration
+ of the initial four-HOST network is given in figure 1. The IMPs
+ from a store-and-forward communications network. A companion
+ paper in these proceedings covers the IMPs in some detail. [3]
+
+ A message is a bit stream less than 8096 bits long which is given to
+ an IMP by a HOST for transmission to another HOST. The first 32 bits
+ of the message are the leader. The leader contains the following
+ information:
+
+ (a) HOST
+ (b) Message Type
+ (c) Flags
+ (d) Link Number
+
+ When a message is transmitted from a HOST to its IMP, the HOST field
+ of the leader names the receiving HOST. When the message arrives at
+ the receiving HOST, the HOST field names the sending HOST.
+
+ Only two message types are of concern in this paper. Regular
+ messages are generated by a HOST and sent to its IMP for transmission
+ to a foreign HOST. The other message type of interest is a RFNM
+ (Request-for-Next-Message). RFNM's are explained in conjunction with
+ links.
+
+ The flag field of the leader controls special cases not of concern
+ here.
+
+
+
+
+
+
+
+Crocker, et. al. [Page 3]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ The link number identifies over which of 256 logical paths (links)
+ between the sending HOST and the receiving HOST the message will be
+ sent. Each link is unidirectional and is controlled by the network
+ so that no more than one message at a time may be sent over it. This
+ control is implemented using RFNM messages. After a sending HOST has
+ sent a message to a receiving HOST over a particular link, the
+ sending HOST is prohibited from sending another message over that
+ same link until the sending HOST receives a RFMN. The RFNM is
+ generated by the IMP connected to the receiving HOST, and the RFNM is
+ sent back to the sending HOST after the message has entered the
+ receiving HOST. It is important to remember that there are 356 links
+ in each direction and that no relationship among these is imposed by
+ the network.
+
+ The purpose of the link and RFMN mechanism is to prohibit individual
+ users from overloading an IMP or a HOST. Implicit in this purpose is
+ the assumption that a user does not use multiple links to achieve a
+ wide band, and to a large extent the HOST-HOST protocol cooperates
+ with this assumption. An even more basic assumption, of course, is
+ that the network's load comes from some users transmitting sequences
+ of messages rather than many users transmitting single messages
+ coincidently.
+
+ In order to delimit the length of the message, and to make it easier
+ for HOSTs of differing word lengths to communicate, the following
+ formatting procedure is used. When a HOST prepares a message for
+ output, it creates a 32-bit leader. Following the leader is a binary
+ string, called marking, consisting of an arbitrary number of zeros,
+ followed by one. Marking makes is possible for the sending HOST to
+ synchronize the beginning of the text message with its word
+ boundaries. When the last bit of a message has entered an IMP, the
+ hardware interface between the IMP and HOST appends a one followed by
+ enough zeros to make the message length a multiple of 16 bits. These
+ appended bits are called padding. Except for the marking and
+ padding, no limitations are placed on the text of a message. Figure
+ 2 shows a typical message sent by a 24-bit machine.
+
+DESIGN CONCEPTS
+
+ The computers participating in the network are alike in two important
+ respects: each supports research independent of the network, and each
+ is under the discipline of a time-sharing system. These facts
+ contributed to the following design philosophy.
+
+ First, because the computers in the network have independent purposes
+ it is necessary to preserve decentralized administrative control of
+ the various computers. Since all of the time-sharing supervisors
+ possess elaborate and definite accounting and resource allocation
+
+
+
+Crocker, et. al. [Page 4]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ mechanisms, we arranged matters so that these mechanisms would
+ control the load due to the network in the same way that they control
+ locally generated load.
+
+ Second, because the computers are all operated under time-sharing
+ disciplines, it seemed desirable to facilitate basic interactive
+ mechanisms.
+
+ Third, because this network is used by experienced programmers it was
+ imperative to provide the widest latitude in using the network.
+ Restrictions concerning character sets, programming languages, etc.
+ would not be tolerated and we avoided such restrictions.
+
+ Fourth, again because the network is used by experienced programmers,
+ it was felt necessary to leave the design open-ended. We expect that
+ conventions will arise from time to time as experience is gained, but
+ we felt constrained not to impose them arbitrarily.
+
+ Fifth, in order to make network participation comfortable, or in some
+ cases, feasible, the software interface to the network should require
+ minimal surgery on the HOST operating system.
+
+ Finally, we except the assumption stated above that network use
+ consists of prolonged conversations instead of one-shot requests.
+
+ These considerations led to the notions of connections, a Network
+ Control Program, a control link, control commands, sockets, and
+ virtual nets.
+
+ A connection is an extension of a link. A connection connects two
+ processes so that output from one process is input to the other.
+ Connections are simplex, so two connections are needed if two
+ processes are to converse in both directions.
+
+ Processes within a HOST communicate with the network through a
+ Network Control Program (NCP). In most HOSTs, the NCP will be a part
+ of the executive, so that processes will use system calls to
+ communicate with it. The primary function of the NCP is to establish
+ connections, break connections, switch connections, and control flow.
+
+ In order to accomplish its tasks, a NCP in one HOST must communicate
+ with a NCP in another HOST. To this end, a particular link between
+ each pair of HOSTs has been designated as the control link. Messages
+ received over the control link are always interpreted by the NCP as a
+ sequence of one or more control commands. As an example, one of the
+ kinds of control commands is used to assign a link and initiate a
+
+
+
+
+
+Crocker, et. al. [Page 5]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ connection, while another kind carries notification that a connection
+ has been terminated. A partial sketch of the syntax and semantics of
+ control commands is given in the next section.
+
+ A major issue is how to refer to processes in a foreign HOST. Each
+ HOST has some internal naming scheme, but these various schemes often
+ are incompatible. Since it is not practical to impose a common
+ internal process naming scheme, an intermediate name space was
+ created with a separate portion of the name space given to each HOST.
+ It is left to each HOST to map internal process identifiers into its
+ name space.
+
+ The elements of the name space are called sockets. A socket forms
+ one end of a connection, and a connection is fully specified by a
+ pair of sockets. A socket is specified by the concatenation of three
+ numbers:
+
+ (a) a user number (24 bits)
+ (b) a HOST number (8 bits)
+ (c) AEN (8 bits)
+
+ A typical socket is illustrated in Figure 3.
+
+ Each HOST is assigned all sockets in the name space which have field
+ (b) equal to the HOST's own identification.
+
+ A socket is either a receive socket or a send socket, and is so
+ marked by the lower-order bit of the AEN (0 = receive, 1 = send).
+ The other seven bits of the AEN simply provide a sizable population
+ of sockets for each used number at each HOST. (AEN stands for
+ "another eight-bit number")
+
+ Each user is assigned a 24-bit user number which uniquely identifies
+ him throughout the network. Generally this will be the 8-bit HOST
+ number of his home HOST, followed by 16 bits which uniquely identify
+ him at that HOST. Provision can also be made for a user to have a
+ user number not keyed to a particular HOST, an arrangement desirable
+ for mobile users who might have no home HOST or more than one home
+ HOST. This 24-bit user number is then used in the following manner.
+ When a user signs onto a HOST, his user number is looked up.
+ Thereafter, each process the user creates is tagged with his user
+ number. When the user signs onto a foreign HOST via the network, his
+ same user number is used to tag processes he creates in that HOST.
+ The foreign HOST obtains the user number either by consulting a table
+ at login time, as the home HOST does, or by noticing the
+ identification of the caller. The effect of propagating the user's
+ number is that each user creates his own virtual net consisting of
+ processes he has created. This virtual net may span an arbitrary
+
+
+
+Crocker, et. al. [Page 6]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ number of HOSTs. It will thus be easy for a user to connect his
+ processes in arbitrary ways, while still permitting him to connect
+ his processes with those in other virtual nets.
+
+ The relationship between sockets and processes is now describable
+ (see Figure 4). For each user number at each HOST, there are 128
+ send sockets and 128 receive sockets. A process may request from the
+ local NCP the use of any one of the sockets with the same user
+ number; the request is granted if the socket is not otherwise in use.
+ The key observation here is that a socket requested by a process
+ cannot already be in use unless it is by some other process within
+ the same virtual net, and such a process is controlled by the same
+ user.
+
+ An unusual aspect of the HOST-HOST protocol is that a process may
+ switch its end of a connection from one socket to another. The new
+ socket may be in any virtual net and at any HOST, and the process may
+ initiate a switch either at the time the connection is being
+ established, or later. The most general forms of switching entail
+ quite complex implementation, and are not germane to the rest of this
+ paper, so only a limited form will be explained. This limited form
+ of switching provides only that a process may substitute one socket
+ for another while establishing a connection. The new socket must
+ have the same user number and HOST number, and the connection is
+ still established to the same process. This form of switching is
+ thus only a way of relabelling a socket, for no charge in the routing
+ of messages takes place. In the next section we document the system
+ calls and control commands; in the section after next, we consider
+ how login might be implemented.
+
+SYSTEM CALLS AND CONTROL COMMANDS
+
+ Here we sketch the mechanisms of establishing, switching and breaking
+ a connection. As noted above, the NCP interacts with user processes
+ via system calls and with other NCPs via control commands. We
+ therefore begin with a partial description of system calls and
+ control commands.
+
+ System calls will vary from one operating system to another, so the
+ following description is only suggestive. We assume here that a
+ process has several input-output paths which we will call ports.
+ Each port may be connected to a sequential I/O device, and while
+ connected, transmits information in only one direction. We further
+ assume that the process is blocked (dismissed, slept) while
+ transmission proceeds. The following is the list of system calls:
+
+
+
+
+
+
+Crocker, et. al. [Page 7]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ Init <port>, <AEN 1>, <AEN 2>, <foreign socket>
+
+ where <port> is part of the process issuing the Init
+ _
+ <AEN 1> |
+ and +- are 8-bit AEN's (see Figure 2)
+ <AEN 2> |
+ _|
+
+ The first AEN is used to initiate the connection; the second
+ is used while the connection exists.
+
+ <foreign socket> is the 40-bit socket name of the distant
+ end of the connection.
+
+ The lower-order bits of <AEN 1> and <AEN 2> must agree, and
+ these must be the complement of the lower-order bit of
+ <foreign socket>.
+
+ The NCP concatenates <AEN 1> and <AEN 2> each with the user
+ number of the process and the HOST number to form 40-bit
+ sockets. It then sends a Request for Connection (RFC)
+ control command to the distant NCP. When the distant NCP
+ responds positively, the connection is established and the
+ process is unblocked. If the distant NCP responds
+ negatively, the local NCP unblocks the requesting process,
+ but informs it that the system call has failed.
+
+ Listen <port>, <AEN 1>
+
+ where <port> and <AEN 1> are as above. The NCP retains the ports
+ and <AEN 1> and blocks the process. When an RFC control
+ command arrives naming the local socket, the process is
+ unblocked and notified that a foreign process is calling.
+
+ Accept <AEN 2>
+
+ After a Listen has been satisfied, the process may either
+ refuse the call or accept it and switch it to another
+ socket. To accept the call, the process issues the Accept
+ system call. The NCP then sends back an RFC control
+ command.
+
+ Close <port>
+
+ After establishing a connection, a process issues a Close to
+ break the connection. The Close is also issued after a
+ Listen to refuse a call.
+
+
+
+Crocker, et. al. [Page 8]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ Transmit <port>, <addr>
+
+ If <port> is attached to a send socket, <addr> points to a
+ message to be sent. This message is preceded by its length
+ in bits.
+
+ If <port> is attached to a receive socket, a message is
+ stored at <addr>. The length of the message is stored
+ first.
+
+Control Commands
+
+ A vocabulary of control commands has been defined for communication
+ between Network Control Programs. Each control command consists of
+ an 8-bit operation code to indicate its function, followed by some
+ parameters. The number and format of parameters is fixed for each
+ operation code. A sequence of control commands destined for a
+ particular HOST can be packed into a single control message.
+
+ RFC <my socket 1>, <my socket 2>.
+
+ <your socket>, (<link>)
+
+ This command is sent because a process has executed either an Init
+ system call or an Accept system call. A link is assigned by the
+ prospective receiver, so it is omitted if <my socket 1> is a send
+ socket.
+
+ There is distinct advantage in using the same commands both to
+ initiate a connection (Init) and to accept a call (Accept). If the
+ responding command were different from the initiating command, then
+ two processes could call each other and become blocked waiting for
+ each other to respond. With this scheme, no deadlock occurs and it
+ provides a more compact way to connect a set of processes.
+
+ CLS <my socket>, <your socket>
+
+ The specified connection is terminated
+
+ CEASE <link>
+
+ When the receiving process does not consume its input as fast as it
+ arrives, the buffer space in the receiving HOST is used to queue the
+ waiting messages. Since only limited space is generally available,
+ the receiving HOST may need to inhibit the sending HOST from sending
+ any more messages over the offending connection. When the sending
+ HOST receives this command, it may block the process generating the
+ messages.
+
+
+
+Crocker, et. al. [Page 9]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ RESUME <link>
+
+ This command is also sent from the receiving HOST to the sending HOST
+ and negates a previous CEASE.
+
+LOGGING IN
+
+ We assume that within each HOST there is always a process in
+ execution which listens to login requests. We call this process the
+ logger, and it is part of a special virtual net whose user number is
+ zero. The logger is programmed to listen to calls on socket number
+ 0. Upon receiving a call, the logger switches it to a higher (even)
+ numbered sockets, and returns a call to the socket numbered one less
+ than the send socket originally calling. In this fashion, the logger
+ can initiate 127 conversations.
+
+ To illustrate, assume a user whose identification is X'010005' (user
+ number 5 at UCLA) signs into UCLA, starts up one of his programs, and
+ this program wants to start a process at SRI. No process except the
+ logger is currently willing to listen to our user, so he executes
+
+ Init, <port> = 1, <AEN 1> = 7, <AEN 2> = 7,
+
+ <foreign socket> = 0
+
+ His process is blocked, and the NCP at UCLA sends
+
+ RFC <my socket 1> = X'0100050107',
+
+ <my socket 2> = X'0100050107',
+
+ <your socket> = X'000000200'
+
+ The logger at SRI is notified when this message is received, because
+ it has previously executed
+
+ Listen <port> = 9, <AEN 1> = 0.
+
+ The logger then executes
+
+ Accept <AEN 2> = 88.
+
+
+
+
+
+
+
+
+
+
+Crocker, et. al. [Page 10]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ In response to the Accept, the SRI NCP sends
+
+ RFC <my socket 1> = X'0000000200'
+
+ <my socket 2> = X'0000000258'
+
+ <your socket> = X'0100050107'
+
+ <link> = 37
+
+ where the link has been chosen from the set of available links. The
+ SRI logger than executes
+
+ Init <port> = 10
+
+ <AEN 1> = 89, <AEN 2> = 89,
+
+ <foreign socket> = X'0100050106'
+
+ which causes the NCP to send
+
+ RFC <my socket 1> = X'0000000259'
+
+ <my socket 2> = x'0000000259'
+
+ <your socket> = X'0100050106'
+
+ The process at UCLA is unblocked and notified of the successful Init.
+ Because SRI logger always initiates a connection to the AEN one less
+ than it has just been connected to, the UCLA process then executes
+
+ Listen <port> = 11
+
+ <AEN 1> = 6
+
+ and when unblocked
+
+ Accept <AEN 2> = 6
+
+ When these transactions are complete, the UCLA process is doubly
+ connected to the logger at SRI. The logger will then interrogate the
+ UCLA process, and if satisfied, create a new process at SRI. This
+ new process will be tagged with user number X'010005', and both
+ connections wil be switched to the new process. In this case,
+ switching the connections to the new process corresponds to "passing
+ the console down" in many time-sharing systems.
+
+
+
+
+
+Crocker, et. al. [Page 11]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+USER LEVEL SOFTWARE
+
+ At the user level, subroutines which manage data buffer and format
+ input designed for other HOSTs are provided. It is not mandatory
+ that the user use such subroutines, since the user has access to the
+ network system calls in his monitor.
+
+ In addition to user programming access, it is desirable to have a
+ subsystem program at each HOST which makes the network immediately
+ accessible from a teletype-like device without special programming.
+ Subsystems are commonly used system components such as text editors,
+ compilers and interpreters. An example of a network-related
+ subsystem is TELNET, which will allow users at the University of Utah
+ to connect to Stanford Research Institute and appear as regular
+ terminal users. It is expected that more sophisticated subsystems
+ will be developed in time, but this basic one will render the early
+ network immediately useful.
+
+ A user at the University of Utah (UTAH) is sitting at a teletype
+ dialed into the University's PDP-10/50 time-sharing system. He
+ wishes to operate the Conversational Algebraic Language (CAL)
+ subsystem on the XDS-940 at Stanford Research Institute (SRI) in
+ Menlo Park, California. A typical TELNET dialog is illustrated in
+ Figure 5. The meaning of each line of dialogue is discussed here.
+
+ (i) The user signs in at UTAH
+
+ (ii) The PDP-10 run command starts up the TELNET subsystem at
+ the user's HOST.
+
+ (111) The user identifies a break character which causes any
+ message following the break to be interpreted locally
+ rather than being sent on the foreign HOST.
+
+ (iv) The TELNET subsystem will make the appropriate system
+ calls to establish a pair of connections to the SRI
+ logger. The connections will be established only if SRI
+ accepts another foreign user.
+
+ The UTAH user is now in the pre-logged-in state at SRI. This is
+ analogous to the standard teletype user's state after dialing into a
+ computer and making a connection but before typing anything.
+
+ (v) The user signs in to SRI with a standard login command.
+ Characters typed on the user's teletype are transmitted
+ unaltered through the PDP-10 (user HOST) and on to the
+ 940 (serving HOST). The PDP-10 TELNET will have
+ automatically switched to full-duplex, character-by-
+
+
+
+Crocker, et. al. [Page 12]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ character transmission, since this is required by SRI's
+ 940. Full duplex operation is allowed for by the PDP-10,
+ though not used by most Digital Equipment Corporations
+ subsystems.
+
+ (vi) and (vii) The 940 subsystem, CAL, is started.
+
+ At this point, the user wishes to load a local CAL file into the 940
+ CAL subsystem, from the file system on his local PDP-10.
+
+ (viii) CAL is instructed to establish a connection to UTAH in
+ order to receive this file. "NETWRK" is a predefined 940
+ name similar in nature to "PAPER TYPE" or "TELETYPE".
+
+ (ix) Finally, the user types the break character (#) followed
+ by a command to his PDP-10 TELNET program, which sends
+ the desired file to SRI from Utah on the connection just
+ established for this purpose. The user's next statement
+ is in CAL again.
+
+ The TELNET subsystem coding should be minimal for it is essentially a
+ shell program built over the network system calls. It effectively
+ established a shunt in the user HOST between the remote user and a
+ distant serving HOST.
+
+ Given the basic system primitives, the TELNET subsystem at the user
+ HOST and a manual for the serving HOST, the network can be profitably
+ employed by remote users today.
+
+HIGHER LEVEL PROTOCOL
+
+ The network poses special problems where a high degree of interaction
+ is required between the user and a particular subsystem in a foreign
+ HOST. These problems arise due to heterogeneous consoles, local
+ operating systems overhead, and network transmission delays. Unless
+ we use special strategies it may be difficult or even impossible for
+ a distant user to make use of the more sophisticated subsystems
+ offered. While these difficulties are especially severe in the area
+ of graphics, problems may arise even for teletype interaction. For
+ example, suppose that a foreign subsystem is designed for teletype
+ consoles connected by telephone, and then this subsystem becomes
+ available to network users. This subsystem might have the following
+ characteristics.
+
+ 1. Except for echoing and correction of mistyping, no action is
+ taken until a carriage return is typed.
+
+
+
+
+
+Crocker, et. al. [Page 13]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ 2. All characters except "^", and "<-" and carriage returns are
+ echoed as the character is typed.
+
+ 3. <- causes deletion of the immediately preceding character, and
+ is echoed as that character.
+
+ 4. ^ causes all previously typed characters to be ignored. A
+ carriage return and line feed are echoed.
+
+ 5. A carriage return is echoed as a carriage return followed by a
+ line feed.
+
+ If each character typed is sent in its own message, then the
+ characters
+
+ H E L L O <- <- P c.r.
+
+ cause nine messages in each direction. Furthermore, each character
+ is handled by a user level program in the local HOST before being
+ sent to the foreign HOST.
+
+ Now it is clear that if this particular example were important, we
+ would quickly implement rules 1 to 5 in a local HOST program and send
+ only complete lines to the foreign HOST. If the foreign HOST program
+ could not be modified so as to not generate echoes, then the local
+ program could not only echo properly, it could also throw away the
+ later echoes from the foreign HOST. However, the problem is not any
+ particular interaction scheme; the problem is that we expect many of
+ these kinds of schemes to occur. We have not found any general
+ solutions to these problems, but some observations and conjectures
+ may lead the way.
+
+ With respect to heterogeneous consoles, we note that although
+ consoles are rarely compatible, many are equivalent. It is probably
+ reasonable to treat a model 37 teletype as the equivalent of an IBM
+ 2741. Similarly, most storage scopes will form an equivalence class,
+ and most refresh display scopes will form another. Furthermore, a
+ hierarchy might emerge with members of one class usable in place of
+ those in another, but not vice versa. We can imagine that any scope
+ might be an adequate substitute for a teletype, but hardly the
+ reverse. This observation leads us to wonder if a network-wide
+ language for consoles might be possible. Such a language would
+ provide for distinct treatment of different classes of consoles, with
+ semantics appropriate to each class. Each site could then write
+ interface programs for its consoles to make them look like network
+ standard devices.
+
+
+
+
+
+Crocker, et. al. [Page 14]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ Another observation is that a user evaluates an interactive system by
+ comparing the speed of the system's responses with his own
+ expectations. Sometimes a user feels that he has made only a minor
+ request, so the response should be immediate; at other times he feels
+ he has made a substantial request, and is therefore willing to wait
+ for the response. Some interactive subsystems are especially
+ pleasant to use because a great deal of work has gone into tailoring
+ the responses to the user's expectations. In the network, however, a
+ local user level process intervenes between a local console and a
+ foreign subsystem, and we may expect the response time for minor
+ requests to degrade. Now it may happen that all of this tailoring of
+ the interaction is fairly independent of the portion of the subsystem
+ which does the heavy computing or I/O. In such a case, it may be
+ possible to separate a subsystem into two sections. One section
+ would be a "front end" which formats output to the user, accepts his
+ input, and controls computationally simple responses such as echoes.
+ In the example above, the program to accumulate a line and generate
+ echoes would be the front end of some subsystem. We now take notice
+ of the fact that the local HOSTs have substantial computational
+ power, but our current designs make use of the local HOST only as a
+ data concentrator. This is somewhat ironic, for the local HOST is
+ not only poorly utilized as a data concentrator, it also degrades
+ performance because of the delays it introduces.
+
+ These arguments have led us to consider the possibility of a Network
+ Interface Language (NIL) which would be a network-wide language for
+ writing the front end of interactive subsystems. This language would
+ have the feature that subprograms communicate through network-like
+ connections. The strategy is then to transport the source code for
+ the front end of a subsystem to the local HOST, where it would be
+ compiled and executed.
+
+ During preliminary discussions we have agreed that NIL should have at
+ least the following semantic properties not generally found in other
+ languages.
+
+ 1. Concurrency. Because messages arrive asynchronously on
+ different connections, and because user input is not
+ synchronized with subsystem output, NIL must include semantics
+ to accurately model the possible concurrencies.
+
+ 2. Program Concatenation. It is very useful to be able to insert
+ a program in between two other programs. To achieve this, the
+ interconnection of programs would be specified at run time and
+ would not be implicit in the source code.
+
+
+
+
+
+
+Crocker, et. al. [Page 15]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ 3. Device substitutability. It is usual to define languages so
+ that one device may be substituted for another. The
+ requirement here is that any device can be modeled by a NIL
+ program. For example, if a network standard display controller
+ manipulates tree-structures according to messages sent to it
+ then these structures must be easily implementable in NIL.
+
+ NIL has not been fully specified, and reservations have been
+ expressed about its usefulness. These reservations hinge upon our
+ conjecture that it is possible to divide an interactive system into a
+ transportable front end which satisfies a user's expectations at low
+ cost and a more substantial stay-at-home section. If our conjecture
+ is false, then NIL will not be useful; otherwise it seems worth
+ pursuing. Testing of this conjecture and further development of NIL
+ will take priority after low level HOST-HOST protocol has stabilized.
+
+HOST/IMP INTERFACING
+
+ The hardware and software interfaces between HOST and IMP is an area
+ of particular concern for the HOST organizations. Considering the
+ diversity of HOST computers to which a standard IMP must connect, the
+ hardware interface was made bit serial and full-duplex. Each HOST
+ organization implements its half of this very simple interface.
+
+ The software interface is equally simple and consists of messages
+ passed back and forth between the IMP and HOST programs. Special
+ error and signal messages are defined as well as messages containing
+ normal data. Messages waiting in queues in either machine are sent
+ at the pleasure of the machine in which they reside with no concern
+ for the needs of the other computer.
+
+ The effect of the present software interface is the needless
+ rebuffering of all messages in the HOST in addition to the buffering
+ in the IMP. The messages have no particular order other than arrival
+ times at the IMP. The Network Control Program at one HOST (e.g.,
+ UTAH) needs waiting RFNM's before all other messages. At another
+ site (e.g., SRI), the NCP could benefit by receiving messages for the
+ user who is next to be run.
+
+ What is needed is coding representing the specific needs of the HOST
+ on both sides of the interface to make intelligent decisions about
+ what to transmit next over the channel. With the present software
+ interface, the channel in one direction once committed to a
+ particular message is then locked up for up to 80 milliseconds! This
+ approaches one teletype character time and needlessly limits full-
+ duplex, character by character, interactions over the net. At the
+ very least, the IMP/HOST protocol should be expended to permit each
+ side to assist the other in scheduling messages over the channels.
+
+
+
+Crocker, et. al. [Page 16]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+CONCLUSIONS
+
+ At this time (February 1970) the initial network of four sites is
+ just beginning to be utilized. The communications system of four
+ IMPs and wide band telephone lines have been operational for two
+ months. Programmers at UCLA have signed in as users of the SRI 940.
+ More significantly, one of the authors (S. Carr) living in Palo Alto
+ uses the Salt Lake PDP-10 on a daily basis by first connecting to
+ SRI. We thus have first hand experience that remote interaction is
+ possible and is highly effective.
+
+ Work on the ARPA network has generated new areas of interest. NIL is
+ one example, and interprocess communication is another. Interprocess
+ communication over the network is a subcase of general interprocess
+ communication in a multiprogrammed environment. The mechanism of
+ connections seems to be new, and we wonder whether this mechanism is
+ useful even when the processes are within the same computer.
+
+REFERENCES
+
+ 1 L. ROBERTS
+ "The ARPA network"
+ Invitational Workshop on Networks of Computers Proceedings
+ National Security Agency 1968 p 115 ff
+
+ 2. R M RUTLEDGE et al
+ "An interactive network of time-sharing computers"
+ Proceedings of the 24th National Conference
+ Association for Computing Machinery 1969 p 431 ff
+
+ 3. F E HEART R E KAHN S M ORNSTEIN W R CROWTHER
+ D C WALDEN
+ "The interface message processors for the ARPA network"
+ These Proceedings
+
+LIST OF FIGURES
+
+ Figure 1 Initial network configuration
+
+ Figure 2 A typical message from a 24-bit machine
+
+ Figure 3 A typical socket
+
+ Figure 4 The relationship between sockets and processes
+
+ Figure 5 A typical TELNET dialog.
+
+ Underlined characters are those types by the user.
+
+
+
+Crocker, et. al. [Page 17]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ SRI
+ _____
+ / \
+ | XDS |
+ | 940 |
+ \_____/
+ |
+ +----------+
+ | IMP |
+ +----------+
+ / | \
+ / | \
+ / | \ +----+ _____
+ / | \ | I | / \
+ ______ +----+ / | \| M |--| DEC |
+ / \ | I |/ | | P | | PDP-10|
+ | IBM |---| M | | +----+ \_____/
+ | 360/75 | | P |\ |
+ \______/ +----+ \ | UTAH
+ \ |
+ UCSB \ |
+ +----------+
+ | IMP |
+ +----------+
+ |
+ ___|___
+ / \
+ | XDS |
+ |(sigma)-7|
+ \_______/
+
+ UCLA
+
+ Figure 1 Initial network configuration
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Crocker, et. al. [Page 18]
+
+RFC 33 New HOST-HOST Protocol 12 February 1970
+
+
+ |<------------ 24bits ----------->|
+ | |
+ +---------------------------------+
+ | |
+ | Leader (32 bits) |
+ | __________________|
+ | | 100 --- ----0 |<----16 bits of marking
+ +--------------+------------------+
+ | |
+ | |
+ | Text of messages (96 bits) |
+ | |
+ +------------------------+--------+
+ | 100----- ----0|
+ +-------^----------------+
+ |
+ |______16 bits of padding added
+ by the interface
+
+ Figure 2 A typical message from a 24-bit machine
+
+
+
+ 24 8 8
+ +----------------------+-----------+----------+
+ | User Number | | |
+ +----------------------+-----------+----------+
+ | |___AEN
+ |
+ |___HOST number
+ Figure 3 A typical socket
+
+
+
+ |<--- connection --->|
+ +---------+ +---------+
+ | | link | |
+ | process |--(|--------------|)--| process |
+ | | ^ ^ | |
+ +---------+ | | +---------+
+ | |
+ send socket receive socket
+
+ Figure 4 The relationship between sockets and processes
+
+ [ This RFC was put into machine readable form for entry ]
+ [ into the online RFC archives by Lorrie Shiota 08/00]
+
+
+
+
+Crocker, et. al. [Page 19]
+