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+Network Working Group H. Inamura, Ed.
+Request for Comments: 3481 NTT DoCoMo, Inc.
+BCP: 71 G. Montenegro, Ed.
+Category: Best Current Practice Sun Microsystems Laboratories
+ Europe
+ R. Ludwig
+ Ericsson Research
+ A. Gurtov
+ Sonera
+ F. Khafizov
+ Nortel Networks
+ February 2003
+
+
+ TCP over Second (2.5G) and Third (3G) Generation Wireless Networks
+
+Status of this Memo
+
+ This document specifies an Internet Best Current Practices for the
+ Internet Community, and requests discussion and suggestions for
+ improvements. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2003). All Rights Reserved.
+
+Abstract
+
+ This document describes a profile for optimizing TCP to adapt so that
+ it handles paths including second (2.5G) and third (3G) generation
+ wireless networks. It describes the relevant characteristics of 2.5G
+ and 3G networks, and specific features of example deployments of such
+ networks. It then recommends TCP algorithm choices for nodes known
+ to be starting or ending on such paths, and it also discusses open
+ issues. The configuration options recommended in this document are
+ commonly found in modern TCP stacks, and are widely available
+ standards-track mechanisms that the community considers safe for use
+ on the general Internet.
+
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+Inamura, et al. Best Current Practice [Page 1]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+Table of Contents
+
+ 1. Introduction. . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 2. 2.5G and 3G Link Characteristics. . . . . . . . . . . . . . . 4
+ 2.1 Latency. . . . . . . . . . . . . . . . . . . . . . . . . 4
+ 2.2 Data Rates . . . . . . . . . . . . . . . . . . . . . . . 5
+ 2.3 Asymmetry . . . . . . . . . . . . . . . . . . . . . . . 6
+ 2.4 Delay Spikes . . . . . . . . . . . . . . . . . . . . . . 6
+ 2.5 Packet Loss Due to Corruption. . . . . . . . . . . . . . 7
+ 2.6 Intersystem Handovers. . . . . . . . . . . . . . . . . . 7
+ 2.7 Bandwidth Oscillation. . . . . . . . . . . . . . . . . . 7
+ 3. Example 2.5G and 3G Deployments . . . . . . . . . . . . . . . 8
+ 3.1 2.5G Technologies: GPRS, HSCSD and CDMA2000 1XRTT. . . . 8
+ 3.2 A 3G Technology: W-CDMA. . . . . . . . . . . . . . . . . 8
+ 3.3 A 3G Technology: CDMA2000 1X-EV. . . . . . . . . . . . . 10
+ 4. TCP over 2.5G and 3G. . . . . . . . . . . . . . . . . . . . . 10
+ 4.1 Appropriate Window Size (Sender & Receiver). . . . . . . 11
+ 4.2 Increased Initial Window (Sender). . . . . . . . . . . . 11
+ 4.3 Limited Transmit (Sender). . . . . . . . . . . . . . . . 12
+ 4.4 IP MTU Larger than Default . . . . . . . . . . . . . . . 12
+ 4.5 Path MTU Discovery (Sender & Intermediate Routers) . . . 13
+ 4.6 Selective Acknowledgments (Sender & Receiver). . . . . . 13
+ 4.7 Explicit Congestion Notification (Sender, Receiver &
+ Intermediate Routers). . . . . . . . . . . . . . . . . . 13
+ 4.8 TCP Timestamps Option (Sender & Receiver). . . . . . . . 13
+ 4.9 Disabling RFC 1144 TCP/IP Header Compression (Wireless
+ Host) . . . . . . . . . . . . . . . . . . . . . . . . . 15
+ 4.10 Summary . . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 5. Open Issues . . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 6. Security Considerations . . . . . . . . . . . . . . . . . . . 18
+ 7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 18
+ 8. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 19
+ 9. Normative References . . . . . . . . . . . . . . . . . . . . . 19
+ 10. Informative References . . . . . . . . . . . . . . . . . . . . 21
+ 11. Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . 25
+ 12. Full Copyright Statement . . . . . . . . . . . . . . . . . . . 26
+
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+Inamura, et al. Best Current Practice [Page 2]
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+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+1. Introduction
+
+ The second generation cellular systems are commonly referred to as
+ 2G. The 2G phase began in the 1990s when digital voice encoding had
+ replaced analog systems (1G). 2G systems are based on various radio
+ technologies including frequency-, code- and time- division multiple
+ access. Examples of 2G systems include GSM (Europe), PDC (Japan),
+ and IS-95 (USA). Data links provided by 2G systems are mostly
+ circuit-switched and have transmission speeds of 10-20 kbps uplink
+ and downlink. Demand for higher data rates, instant availability and
+ data volume-based charging, as well as lack of radio spectrum
+ allocated for 2G led to the introduction of 2.5G (for example, GPRS
+ and PDC-P) and 3G (for example, Wideband CDMA and cdma2000) systems.
+
+ Radio technology for both Wideband CDMA (W-CDMA) (adopted, for
+ example, in Europe, Japan, etc) and cdma2000 (adopted, for example,
+ in US, South Korea, etc) is based on code division multiple access
+ allowing for higher data rates and more efficient spectrum
+ utilization than 2G systems. 3G systems provide both packet-switched
+ and circuit-switched connectivity in order to address the quality of
+ service requirements of conversational, interactive, streaming, and
+ bulk transfer applications. The transition to 3G is expected to be a
+ gradual process. Initially, 3G will be deployed to introduce high
+ capacity and high speed access in densely populated areas. Mobile
+ users with multimode terminals will be able to utilize existing
+ coverage of 2.5G systems on the rest of territory.
+
+ Much development and deployment activity has centered around 2.5G and
+ 3G technologies. Along with objectives like increased capacity for
+ voice channels, a primary motivation for these is data communication,
+ and, in particular, Internet access. Accordingly, key issues are TCP
+ performance and the several techniques which can be applied to
+ optimize it over different wireless environments [19].
+
+ This document proposes a profile of such techniques, (particularly
+ effective for use with 2.5G and 3G wireless networks). The
+ configuration options in this document are commonly found in modern
+ TCP stacks, and are widely available IETF standards-track mechanisms
+ that the community has judged to be safe on the general Internet
+ (that is, even in predominantly non-wireless scenarios).
+ Furthermore, this document makes one set of recommendations that
+ covers both 2.5G and 3G networks. Since both generations of wireless
+ technologies exhibit similar challenges to TCP performance (see
+ Section 2), one common set is warranted.
+
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+Inamura, et al. Best Current Practice [Page 3]
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+RFC 3481 TCP over 2.5G/3G February 2003
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+ Two example applications of the recommendations in this document are:
+
+ o The WAP Forum [25] (part of the Open Mobile Alliance [26] as of
+ June 2002) is an industry association that has developed standards
+ for wireless information and telephony services on digital mobile
+ phones. In order to address WAP functionality for higher speed
+ networks such as 2.5G and 3G networks, and to aim at convergence
+ with Internet standards, the WAP Forum thoroughly revised its
+ specifications. The resultant version 2.0 [31] adopts TCP as its
+ transport protocol, and recommends TCP optimization mechanisms
+ closely aligned with those described in this document.
+
+ o I-mode [33] is a wireless Internet service deployed on handsets in
+ Japan. The newer version of i-mode runs on FOMA [34], an
+ implementation of W-CDMA. I-mode over FOMA deploys the profile of
+ TCP described in this document.
+
+ This document is structured as follows: Section 2 reviews the link
+ layer characteristics of 2.5G/3G networks; Section 3 gives a brief
+ overview of some representative 2.5G/3G technologies like W-CDMA,
+ cdma2000 and GPRS; Section 4 recommends mechanisms and configuration
+ options for TCP implementations used in 2.5G/3G networks, including a
+ summary in chart form at the end of the section; finally, Section 5
+ discusses some open issues.
+
+2. 2.5G and 3G Link Characteristics
+
+ Link layer characteristics of 2.5G/3G networks have significant
+ effects on TCP performance. In this section we present various
+ aspects of link characteristics unique to the 2.5G/3G networks.
+
+2.1 Latency
+
+ The latency of 2.5G/3G links is high mostly due to the extensive
+ processing required at the physical layer of those networks, e.g.,
+ for FEC and interleaving, and due to transmission delays in the radio
+ access network [58] (including link-level retransmissions). A
+ typical RTT varies between a few hundred milliseconds and one second.
+ The associated radio channels suffer from difficult propagation
+ environments. Hence, powerful but complex physical layer techniques
+ need to be applied to provide high capacity in a wide coverage area
+ in a resource efficient way. Hopefully, rapid improvements in all
+ areas of wireless networks ranging from radio layer techniques over
+ signal processing to system architecture will ultimately also lead to
+ reduced delays in 3G wireless systems.
+
+
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+Inamura, et al. Best Current Practice [Page 4]
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+RFC 3481 TCP over 2.5G/3G February 2003
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+2.2 Data Rates
+
+ The main incentives for transition from 2G to 2.5G to 3G are the
+ increase in voice capacity and in data rates for the users. 2.5G
+ systems have data rates of 10-20 kbps in uplink and 10-40 kbps in
+ downlink. Initial 3G systems are expected to have bit rates around
+ 64 kbps in uplink and 384 kbps in downlink. Considering the
+ resulting bandwidth-delay product (BDP) of around 1-5 KB for 2.5G and
+ 8-50 KB for 3G, 2.5G links can be considered LTNs (Long Thin Networks
+ [19]), and 3G links approach LFNs (Long Fat Networks [2], as
+ exemplified by some satellite networks [48]). Accordingly,
+ interested readers might find related and potentially relevant issues
+ discussed in RFC 2488 [49]. For good TCP performance both LFNs and
+ LTNs require maintaining a large enough window of outstanding data.
+ For LFNs, utilizing the available network bandwidth is of particular
+ concern. LTNs need a sufficiently large window for efficient loss
+ recovery. In particular, the fast retransmit algorithm cannot be
+ triggered if the window is less than four segments. This leads to a
+ lengthy recovery through retransmission timeouts. The Limited
+ Transmit algorithm RFC 3042 [10] helps avoid the deleterious effects
+ of timeouts on connections with small windows. Nevertheless, making
+ full use of the SACK RFC 2018 [3] information for loss recovery in
+ both LFNs and LTNs may require twice the window otherwise sufficient
+ to utilize the available bandwidth.
+
+ This document recommends only standard mechanisms suitable both for
+ LTNs and LFNs, and to any network in general. However, experimental
+ mechanisms suggested in Section 5 can be targeted either for LTNs
+ [19] or LFNs [48].
+
+ Data rates are dynamic due to effects from other users and from
+ mobility. Arriving and departing users can reduce or increase the
+ available bandwidth in a cell. Increasing the distance from the base
+ station decreases the link bandwidth due to reduced link quality.
+ Finally, by simply moving into another cell the user can experience a
+ sudden change in available bandwidth. For example, if upon changing
+ cells a connection experiences a sudden increase in available
+ bandwidth, it can underutilize it, because during congestion
+ avoidance TCP increases the sending rate slowly. Changing from a
+ fast to a slow cell normally is handled well by TCP due to the self-
+ clocking property. However, a sudden increase in RTT in this case
+ can cause a spurious TCP timeout as described in Section 2.7. In
+ addition, a large TCP window used in the fast cell can create
+ congestion resulting in overbuffering in the slow cell.
+
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+RFC 3481 TCP over 2.5G/3G February 2003
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+2.3 Asymmetry
+
+ 2.5G/3G systems may run asymmetric uplink and downlink data rates.
+ The uplink data rate is limited by battery power consumption and
+ complexity limitations of mobile terminals. However, the asymmetry
+ does not exceed 3-6 times, and can be tolerated by TCP without the
+ need for techniques like ACK congestion control or ACK filtering
+ [50]. Accordingly, this document does not include recommendations
+ meant for such highly asymmetric networks.
+
+2.4 Delay Spikes
+
+ A delay spike is a sudden increase in the latency of the
+ communication path. 2.5G/3G links are likely to experience delay
+ spikes exceeding the typical RTT by several times due to the
+ following reasons.
+
+ 1. A long delay spike can occur during link layer recovery from a
+ link outage due to temporal loss of radio coverage, for example,
+ while driving into a tunnel or within an elevator.
+
+ 2. During a handover the mobile terminal and the new base station
+ must exchange messages and perform some other time-consuming
+ actions before data can be transmitted in a new cell.
+
+ 3. Many wide area wireless networks provide seamless mobility by
+ internally re-routing packets from the old to the new base station
+ which may cause extra delay.
+
+ 4. Blocking by high-priority traffic may occur when an arriving
+ circuit-switched call or higher priority data temporarily preempts
+ the radio channel. This happens because most current terminals
+ are not able to handle a voice call and a data connection
+ simultaneously and suspend the data connection in this case.
+
+ 5. Additionally, a scheduler in the radio network can suspend a low-
+ priority data transfer to give the radio channel to higher
+ priority users.
+
+ Delay spikes can cause spurious TCP timeouts, unnecessary
+ retransmissions and a multiplicative decrease in the congestion
+ window size.
+
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+2.5 Packet Loss Due to Corruption
+
+ Even in the face of a high probability of physical layer frame
+ errors, 2.5G/3G systems have a low rate of packet losses thanks to
+ link-level retransmissions. Justification for link layer ARQ is
+ discussed in [23], [22], [44]. In general, link layer ARQ and FEC
+ can provide a packet service with a negligibly small probability of
+ undetected errors (failures of the link CRC), and a low level of loss
+ (non-delivery) for the upper layer traffic, e.g., IP. The loss rate
+ of IP packets is low due to the ARQ, but the recovery at the link
+ layer appears as delay jitter to the higher layers lengthening the
+ computed RTO value.
+
+2.6 Intersystem Handovers
+
+ In the initial phase of deployment, 3G systems will be used as a 'hot
+ spot' technology in high population areas, while 2.5G systems will
+ provide lower speed data service elsewhere. This creates an
+ environment where a mobile user can roam between 2.5G and 3G networks
+ while keeping ongoing TCP connections. The inter-system handover is
+ likely to trigger a high delay spike (Section 2.4), and can result in
+ data loss. Additional problems arise because of context transfer,
+ which is out of scope of this document, but is being addressed
+ elsewhere in the IETF in activities addressing seamless mobility
+ [51].
+
+ Intersystem handovers can adversely affect ongoing TCP connections
+ since features may only be negotiated at connection establishment and
+ cannot be changed later. After an intersystem handover, the network
+ characteristics may be radically different, and, in fact, may be
+ negatively affected by the initial configuration. This point argues
+ against premature optimization by the TCP implementation.
+
+2.7 Bandwidth Oscillation
+
+ Given the limited RF spectrum, satisfying the high data rate needs of
+ 2.5G/3G wireless systems requires dynamic resource sharing among
+ concurrent data users. Various scheduling mechanisms can be deployed
+ in order to maximize resource utilization. If multiple users wish to
+ transfer large amounts of data at the same time, the scheduler may
+ have to repeatedly allocate and de-allocate resources for each user.
+ We refer to periodic allocation and release of high-speed channels as
+ Bandwidth Oscillation. Bandwidth Oscillation effects such as
+ spurious retransmissions were identified elsewhere (e.g., [30]) as
+ factors that degrade throughput. There are research studies [52],
+ [54], which show that in some cases Bandwidth Oscillation can be the
+ single most important factor in reducing throughput. For fixed TCP
+ parameters the achievable throughput depends on the pattern of
+
+
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+Inamura, et al. Best Current Practice [Page 7]
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+RFC 3481 TCP over 2.5G/3G February 2003
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+ resource allocation. When the frequency of resource allocation and
+ de-allocation is sufficiently high, there is no throughput
+ degradation. However, increasing the frequency of resource
+ allocation/de-allocation may come at the expense of increased
+ signaling, and, therefore, may not be desirable. Standards for 3G
+ wireless technologies provide mechanisms that can be used to combat
+ the adverse effects of Bandwidth Oscillation. It is the consensus of
+ the PILC Working Group that the best approach for avoiding adverse
+ effects of Bandwidth Oscillation is proper wireless sub-network
+ design [23].
+
+3. Example 2.5G and 3G Deployments
+
+ This section provides further details on a few example 2.5G/3G
+ technologies. The objective is not completeness, but merely to
+ discuss some representative technologies and the issues that may
+ arise with TCP performance. Other documents discuss the underlying
+ technologies in more detail. For example, ARQ and FEC are discussed
+ in [23], while further justification for link layer ARQ is discussed
+ in [22], [44].
+
+3.1 2.5G Technologies: GPRS, HSCSD and CDMA2000 1XRTT
+
+ High Speed Circuit-Switched Data (HSCSD) and General Packet Radio
+ Service (GPRS) are extensions of GSM providing high data rates for a
+ user. Both extensions were developed first by ETSI and later by
+ 3GPP. In GSM, a user is assigned one timeslot downlink and one
+ uplink. HSCSD allocates multiple timeslots to a user creating a fast
+ circuit-switched link. GPRS is based on packet-switched technology
+ that allows efficient sharing of radio resources among users and
+ always-on capability. Several terminals can share timeslots. A GPRS
+ network uses an updated base station subsystem of GSM as the access
+ network; the GPRS core network includes Serving GPRS Support Nodes
+ (SGSN) and Gateway GPRS Support Nodes (GGSN). The RLC protocol
+ operating between a base station controller and a terminal provides
+ ARQ capability over the radio link. The Logical Link Control (LLC)
+ protocol between the SGSN and the terminal also has an ARQ capability
+ utilized during handovers.
+
+3.2 A 3G Technology: W-CDMA
+
+ The International Telecommunication Union (ITU) has selected Wideband
+ Code Division Multiple Access (W-CDMA) as one of the global telecom
+ systems for the IMT-2000 3G mobile communications standard. W-CDMA
+ specifications are created in the 3rd Generation Partnership Project
+ (3GPP).
+
+
+
+
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+Inamura, et al. Best Current Practice [Page 8]
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+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ The link layer characteristics of the 3G network which have the
+ largest effect on TCP performance over the link are error controlling
+ schemes such as layer two ARQ (L2 ARQ) and FEC (forward error
+ correction).
+
+ W-CDMA uses RLC (Radio Link Control) [20], a Selective Repeat and
+ sliding window ARQ. RLC uses protocol data units (PDUs) with a 16
+ bit RLC header. The size of the PDUs may vary. Typically, 336 bit
+ PDUs are implemented [34]. This is the unit for link layer
+ retransmission. The IP packet is fragmented into PDUs for
+ transmission by RLC. (For more fragmentation discussion, see Section
+ 4.4.)
+
+ In W-CDMA, one to twelve PDUs (RLC frames) constitute one FEC frame,
+ the actual size of which depends on link conditions and bandwidth
+ allocation. The FEC frame is the unit of interleaving. This
+ accumulation of PDUs for FEC adds part of the latency mentioned in
+ Section 2.1.
+
+ For reliable transfer, RLC has an acknowledged mode for PDU
+ retransmission. RLC uses checkpoint ARQ [20] with "status report"
+ type acknowledgments; the poll bit in the header explicitly solicits
+ the peer for a status report containing the sequence number that the
+ peer acknowledges. The use of the poll bit is controlled by timers
+ and by the size of available buffer space in RLC. Also, when the
+ peer detects a gap between sequence numbers in received frames, it
+ can issue a status report to invoke retransmission. RLC preserves
+ the order of packet delivery.
+
+ The maximum number of retransmissions is a configurable RLC parameter
+ that is specified by RRC [39] (Radio Resource Controller) through RLC
+ connection initialization. The RRC can set the maximum number of
+ retransmissions (up to a maximum of 40). Therefore, RLC can be
+ described as an ARQ that can be configured for either HIGH-
+ PERSISTENCE or LOW-PERSISTENCE, not PERFECT-PERSISTENCE, according to
+ the terminology in [22].
+
+ Since the RRC manages RLC connection state, Bandwidth Oscillation
+ (Section 2.7) can be eliminated by the RRC's keeping RF resource on
+ an RLC connection with data in its queue. This avoids resource de-
+ allocation in the middle of transferring data.
+
+ In summary, the link layer ARQ and FEC can provide a packet service
+ with a negligibly small probability of undetected error (failure of
+ the link CRC), and a low level of loss (non-delivery) for the upper
+ layer traffic, i.e., IP. Retransmission of PDUs by ARQ introduces
+ latency and delay jitter to the IP flow. This is why the transport
+ layer sees the underlying W-CDMA network as a network with a
+
+
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+RFC 3481 TCP over 2.5G/3G February 2003
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+ relatively large BDP (Bandwidth-Delay Product) of up to 50 KB for the
+ 384 kbps radio bearer.
+
+3.3 A 3G Technology: CDMA2000 1X-EV
+
+ One of the Terrestrial Radio Interface standards for 3G wireless
+ systems, proposed under the International Mobile Telecommunications-
+ 2000 umbrella, is cdma2000 [55]. It employs Multi-Carrier Code
+ Division Multiple Access (CDMA) technology with a single-carrier RF
+ bandwidth of 1.25 MHz. cdma2000 evolved from IS-95 [56], a 2G
+ standard based on CDMA technology. The first phase of cdma2000
+ utilizes a single carrier and is designed to double the voice
+ capacity of existing CDMA (IS-95) networks and to support always-on
+ data transmission speeds of up to 316.8 kbps. As mentioned above,
+ these enhanced capabilities are delivered by cdma2000 1XRTT. 3G
+ speeds of 2 Mbps are offered by cdma2000 1X-EV. At the physical
+ layer, the standard allows transmission in 5,10,20,40 or 80 ms time
+ frames. Various orthogonal (Walsh) codes are used for channel
+ identification and to achieve higher data rates.
+
+ Radio Link Protocol Type 3 (RLP) [57] is used with a cdma2000 Traffic
+ Channel to support CDMA data services. RLP provides an octet stream
+ transport service and is unaware of higher layer framing. There are
+ several RLP frame formats. RLP frame formats with higher payload
+ were designed for higher data rates. Depending on the channel speed,
+ one or more RLP frames can be transmitted in a single physical layer
+ frame.
+
+ RLP can substantially decrease the error rate exhibited by CDMA
+ traffic channels [53]. When transferring data, RLP is a pure NAK-
+ based finite selective repeat protocol. The receiver does not
+ acknowledge successfully received data frames. If one or more RLP
+ data frames are missing, the receiving RLP makes several attempts
+ (called NAK rounds) to recover them by sending one or more NAK
+ control frames to the transmitter. Each NAK frame must be sent in a
+ separate physical layer frame. When RLP supplies the last NAK
+ control frame of a particular NAK round, a retransmission timer is
+ set. If the missing frame is not received when the timer expires,
+ RLP may try another NAK round. RLP may not recover all missing
+ frames. If after all RLP rounds, a frame is still missing, RLP
+ supplies data with a missing frame to the higher layer protocols.
+
+4. TCP over 2.5G and 3G
+
+ What follows is a set of recommendations for configuration parameters
+ for protocol stacks which will be used to support TCP connections
+ over 2.5G and 3G wireless networks. Some of these recommendations
+ imply special configuration:
+
+
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+Inamura, et al. Best Current Practice [Page 10]
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+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ o at the data receiver (frequently a stack at or near the wireless
+ device),
+
+ o at the data sender (frequently a host in the Internet or possibly
+ a gateway or proxy at the edge of a wireless network), or
+
+ o at both.
+
+ These configuration options are commonly available IETF standards-
+ track mechanisms considered safe on the general Internet. System
+ administrators are cautioned, however, that increasing the MTU size
+ (Section 4.4) and disabling RFC 1144 header compression (Section 4.9)
+ could affect host efficiency, and that changing such parameters
+ should be done with care.
+
+4.1 Appropriate Window Size (Sender & Receiver)
+
+ TCP over 2.5G/3G should support appropriate window sizes based on the
+ Bandwidth Delay Product (BDP) of the end-to-end path (see Section
+ 2.2). The TCP specification [14] limits the receiver window size to
+ 64 KB. If the end-to-end BDP is expected to be larger than 64 KB,
+ the window scale option [2] can be used to overcome that limitation.
+ Many operating systems by default use small TCP receive and send
+ buffers around 16KB. Therefore, even for a BDP below 64 KB, the
+ default buffer size setting should be increased at the sender and at
+ the receiver to allow a large enough window.
+
+4.2 Increased Initial Window (Sender)
+
+ TCP controls its transmit rate using the congestion window mechanism.
+ The traditional initial window value of one segment, coupled with the
+ delayed ACK mechanism [17] implies unnecessary idle times in the
+ initial phase of the connection, including the delayed ACK timeout
+ (typically 200 ms, but potentially as much as 500 ms) [4]. Senders
+ can avoid this by using a larger initial window of up to four
+ segments (not to exceed roughly 4 KB) [4]. Experiments with
+ increased initial windows and related measurements have shown (1)
+ that it is safe to deploy this mechanism (i.e., it does not lead to
+ congestion collapse), and (2) that it is especially effective for the
+ transmission of a few TCP segments' worth of data (which is the
+ behavior commonly seen in such applications as Internet-enabled
+ mobile wireless devices). For large data transfers, on the other
+ hand, the effect of this mechanism is negligible.
+
+ TCP over 2.5G/3G SHOULD set the initial CWND (congestion window)
+ according to Equation 1 in [4]:
+
+ min (4*MSS, max (2*MSS, 4380 bytes))
+
+
+
+Inamura, et al. Best Current Practice [Page 11]
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+RFC 3481 TCP over 2.5G/3G February 2003
+
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+ This increases the permitted initial window from one to between two
+ and four segments (not to exceed approximately 4 KB).
+
+4.3 Limited Transmit (Sender)
+
+ RFC 3042 [10], Limited Transmit, extends Fast Retransmit/Fast
+ Recovery for TCP connections with small congestion windows that are
+ not likely to generate the three duplicate acknowledgements required
+ to trigger Fast Retransmit [1]. If a sender has previously unsent
+ data queued for transmission, the limited transmit mechanism calls
+ for sending a new data segment in response to each of the first two
+ duplicate acknowledgments that arrive at the sender. This mechanism
+ is effective when the congestion window size is small or if a large
+ number of segments in a window are lost. This may avoid some
+ retransmissions due to TCP timeouts. In particular, some studies
+ [10] have shown that over half of a busy server's retransmissions
+ were due to RTO expiration (as opposed to Fast Retransmit), and that
+ roughly 25% of those could have been avoided using Limited Transmit.
+ Similar to the discussion in Section 4.2, this mechanism is useful
+ for small amounts of data to be transmitted. TCP over 2.5G/3G
+ implementations SHOULD implement Limited Transmit.
+
+4.4 IP MTU Larger than Default
+
+ The maximum size of an IP datagram supported by a link layer is the
+ MTU (Maximum Transfer Unit). The link layer may, in turn, fragment
+ IP datagrams into PDUs. For example, on links with high error rates,
+ a smaller link PDU size increases the chance of successful
+ transmission. With layer two ARQ and transparent link layer
+ fragmentation, the network layer can enjoy a larger MTU even in a
+ relatively high BER (Bit Error Rate) condition. Without these
+ features in the link, a smaller MTU is suggested.
+
+ TCP over 2.5G/3G should allow freedom for designers to choose MTU
+ values ranging from small values (such as 576 bytes) to a large value
+ that is supported by the type of link in use (such as 1500 bytes for
+ IP packets on Ethernet). Given that the window is counted in units
+ of segments, a larger MTU allows TCP to increase the congestion
+ window faster [5]. Hence, designers are generally encouraged to
+ choose larger values. These may exceed the default IP MTU values of
+ 576 bytes for IPv4 RFC 1191 [6] and 1280 bytes for IPv6 [18]. While
+ this recommendation is applicable to 3G networks, operation over 2.5G
+ networks should exercise caution as per the recommendations in RFC
+ 3150 [5].
+
+
+
+
+
+
+
+Inamura, et al. Best Current Practice [Page 12]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+4.5 Path MTU Discovery (Sender & Intermediate Routers)
+
+ Path MTU discovery allows a sender to determine the maximum end-to-
+ end transmission unit (without IP fragmentation) for a given routing
+ path. RFC 1191 [6] and RFC 1981 [8] describe the MTU discovery
+ procedure for IPv4 and IPv6, respectively. This allows TCP senders
+ to employ larger segment sizes (without causing IP layer
+ fragmentation) instead of assuming the small default MTU. TCP over
+ 2.5G/3G implementations should implement Path MTU Discovery. Path
+ MTU Discovery requires intermediate routers to support the generation
+ of the necessary ICMP messages. RFC 1435 [7] provides
+ recommendations that may be relevant for some router implementations.
+
+4.6 Selective Acknowledgments (Sender & Receiver)
+
+ The selective acknowledgment option (SACK), RFC 2018 [3], is
+ effective when multiple TCP segments are lost in a single TCP window
+ [24]. In particular, if the end-to-end path has a large BDP and a
+ high packet loss rate, the probability of multiple segment losses in
+ a single window of data increases. In such cases, SACK provides
+ robustness beyond TCP-Tahoe and TCP-Reno [21]. TCP over 2.5G/3G
+ SHOULD support SACK.
+
+ In the absence of SACK feature, the TCP should use NewReno RFC 2582
+ [15].
+
+4.7 Explicit Congestion Notification (Sender, Receiver & Intermediate
+ Routers)
+
+ Explicit Congestion Notification, RFC 3168 [9], allows a TCP receiver
+ to inform the sender of congestion in the network by setting the
+ ECN-Echo flag upon receiving an IP packet marked with the CE bit(s).
+ The TCP sender will then reduce its congestion window. Thus, the use
+ of ECN is believed to provide performance benefits [32], [43]. RFC
+ 3168 [9] also places requirements on intermediate routers (e.g.,
+ active queue management and setting of the CE bit(s) in the IP header
+ to indicate congestion). Therefore, the potential improvement in
+ performance can only be achieved when ECN capable routers are
+ deployed along the path. TCP over 2.5G/3G SHOULD support ECN.
+
+4.8 TCP Timestamps Option (Sender & Receiver)
+
+ Traditionally, TCPs collect one RTT sample per window of data [14],
+ [17]. This can lead to an underestimation of the RTT, and spurious
+ timeouts on paths in which the packet transmission delay dominates
+ the RTT. This holds despite a conservative retransmit timer such as
+ the one specified in RFC 2988 [11]. TCP connections with large
+ windows may benefit from more frequent RTT samples provided with
+
+
+
+Inamura, et al. Best Current Practice [Page 13]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ timestamps by adapting quicker to changing network conditions [2].
+ However, there is some empirical evidence that for TCPs with an RFC
+ 2988 timer [11], timestamps provide little or no benefits on backbone
+ Internet paths [59]. Using the TCP Timestamps option has the
+ advantage that retransmitted segments can be used for RTT
+ measurement, which is otherwise forbidden by Karn's algorithm [17],
+ [11]. Furthermore, the TCP Timestamps option is the basis for
+ detecting spurious retransmits using the Eifel algorithm [30].
+
+ A 2.5/3G link (layer) is dedicated to a single host. It therefore
+ only experiences a low degree of statistical multiplexing between
+ different flows. Also, the packet transmission and queuing delays of
+ a 2.5/3G link often dominate the path's RTT. This already results in
+ large RTT variations as packets fill the queue while a TCP sender
+ probes for more bandwidth, or as packets drain from the queue while a
+ TCP sender reduces its load in response to a packet loss. In
+ addition, the delay spikes across a 2.5/3G link (see Section 2.4) may
+ often exceed the end-to-end RTT. The thus resulting large variations
+ in the path's RTT may often cause spurious timeouts.
+
+ When running TCP in such an environment, it is therefore advantageous
+ to sample the path's RTT more often than only once per RTT. This
+ allows the TCP sender to track changes in the RTT more closely. In
+ particular, a TCP sender can react more quickly to sudden increases
+ of the RTT by sooner updating the RTO to a more conservative value.
+ The TCP Timestamps option [2] provides this capability, allowing the
+ TCP sender to sample the RTT from every segment that is acknowledged.
+ Using timestamps in the mentioned scenario leads to a more
+ conservative TCP retransmission timer and reduces the risk of
+ triggering spurious timeouts [45], [52], [54], [60].
+
+ There are two problematic issues with using timestamps:
+
+ o 12 bytes of overhead are introduced by carrying the TCP Timestamps
+ option and padding in the TCP header. For a small MTU size, it
+ can present a considerable overhead. For example, for an MTU of
+ 296 bytes the added overhead is 4%. For an MTU of 1500 bytes, the
+ added overhead is only 0.8%.
+
+ o Current TCP header compression schemes are limited in their
+ handling of the TCP options field. For RFC 2507 [13], any change
+ in the options field (caused by timestamps or SACK, for example)
+ renders the entire field uncompressible (leaving the TCP/IP header
+ itself compressible, however). Even worse, for RFC 1144 [40] such
+ a change in the options field effectively disables TCP/IP header
+ compression altogether. This is the case when a connection uses
+ the TCP Timestamps option. That option field is used both in the
+ data and the ACK path, and its value typically changes from one
+
+
+
+Inamura, et al. Best Current Practice [Page 14]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ packet to the next. The IETF is currently specifying a robust
+ TCP/IP header compression scheme with better support for TCP
+ options [29].
+
+ The original definition of the timestamps option [2] specifies that
+ duplicate segments below cumulative ACK do not update the cached
+ timestamp value at the receiver. This may lead to overestimating of
+ RTT for retransmitted segments. A possible solution [47] allows the
+ receiver to use a more recent timestamp from a duplicate segment.
+ However, this suggestion allows for spoofing attacks against the TCP
+ receiver. Therefore, careful consideration is needed in
+ implementing this solution.
+
+ Recommendation: TCP SHOULD use the TCP Timestamps option. It allows
+ for better RTT estimation and reduces the risk of spurious timeouts.
+
+4.9 Disabling RFC 1144 TCP/IP Header Compression (Wireless Host)
+
+ It is well known (and has been shown with experimental data) that RFC
+ 1144 [40] TCP header compression does not perform well in the
+ presence of packet losses [43], [52]. If a wireless link error is
+ not recovered, it will cause TCP segment loss between the compressor
+ and decompressor, and then RFC 1144 header compression does not allow
+ TCP to take advantage of Fast Retransmit Fast Recovery mechanism.
+ The RFC 1144 header compression algorithm does not transmit the
+ entire TCP/IP headers, but only the changes in the headers of
+ consecutive segments. Therefore, loss of a single TCP segment on the
+ link causes the transmitting and receiving TCP sequence numbers to
+ fall out of synchronization. Hence, when a TCP segment is lost
+ after the compressor, the decompressor will generate false TCP
+ headers. Consequently, the TCP receiver will discard all remaining
+ packets in the current window because of a checksum error. This
+ continues until the compressor receives the first retransmission
+ which is forwarded uncompressed to synchronize the decompressor [40].
+
+ As previously recommended in RFC 3150 [5], RFC 1144 header
+ compression SHOULD NOT be enabled unless the packet loss probability
+ between the compressor and decompressor is very low. Actually,
+ enabling the Timestamps Option effectively accomplishes the same
+ thing (see Section 4.8). Other header compression schemes like RFC
+ 2507 [13] and Robust Header Compression [12] are meant to address
+ deficiencies in RFC 1144 header compression. At the time of this
+ writing, the IETF was working on multiple extensions to Robust Header
+ Compression (negotiating Robust Header Compression over PPP,
+ compressing TCP options, etc) [16].
+
+
+
+
+
+
+Inamura, et al. Best Current Practice [Page 15]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+4.10 Summary
+
+ Items Comments
+ ----------------------------------------------------------------
+ Appropriate Window Size (sender & receiver)
+ based on end-to-end BDP
+
+ Window Scale Option (sender & receiver)
+ [RFC1323] Window size > 64KB
+
+ Increased Initial Window (sender)
+ [RFC3390] CWND = min (4*MSS,
+ max (2*MSS, 4380 bytes))
+
+ Limited Transmit (sender)
+ [RFC3042]
+
+ IP MTU larger than more applicable to 3G
+ Default
+
+ Path MTU Discovery (sender & intermediate routers)
+ [RFC1191,RFC1981]
+
+ Selective Acknowledgment
+ option (SACK)
+ [RFC2018] (sender & receiver)
+
+ Explicit Congestion
+ Notification(ECN)
+ [RFC3168] (sender, receiver &
+ intermediate routers)
+
+ Timestamps Option (sender & receiver)
+ [RFC1323, R.T.Braden's ID]
+
+ Disabling RFC1144
+ TCP/IP Header Compression
+ [RFC1144] (wireless host)
+
+5. Open Issues
+
+ This section outlines additional mechanisms and parameter settings
+ that may increase end-to-end performance when running TCP across
+ 2.5G/3G networks. Note, that apart from the discussion of the RTO's
+ initial value, those mechanisms and parameter settings are not part
+ of any standards track RFC at the time of this writing. Therefore,
+ they cannot be recommended for the Internet in general.
+
+
+
+
+Inamura, et al. Best Current Practice [Page 16]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ Other mechanisms for increasing TCP performance include enhanced TCP/
+ IP header compression schemes [29], active queue management RFC 2309
+ [28], link layer retransmission schemes [23], and caching packets
+ during transient link outages to retransmit them locally when the
+ link is restored to operation [23].
+
+ Shortcomings of existing TCP/IP header compression schemes (RFC 1144
+ [40], RFC 2507 [13]) are that they do not compress headers of
+ handshaking packets (SYNs and FINs), and that they lack proper
+ handling of TCP option fields (e.g., SACK or timestamps) (see Section
+ 4.8). Although RFC 3095 [12] does not yet address this issue, the
+ IETF is developing improved TCP/IP header compression schemes,
+ including better handling of TCP options such as timestamps and
+ selective acknowledgements. Especially, if many short-lived TCP
+ connections run across the link, the compression of the handshaking
+ packets may greatly improve the overall header compression ratio.
+
+ Implementing active queue management is attractive for a number of
+ reasons as outlined in RFC 2309 [28]. One important benefit for
+ 2.5G/ 3G networks, is that it minimizes the amount of potentially
+ stale data that may be queued in the network ("clicking from page to
+ page" before the download of the previous page is complete).
+ Avoiding the transmission of stale data across the 2.5G/3G radio link
+ saves transmission (battery) power, and increases the ratio of useful
+ data over total data transmitted. Another important benefit of
+ active queue management for 2.5G/3G networks, is that it reduces the
+ risk of a spurious timeout for the first data segment as outlined
+ below.
+
+ Since 2.5G/3G networks are commonly characterized by high delays,
+ avoiding unecessary round-trip times is particularly attractive.
+ This is specially beneficial for short-lived, transactional (request/
+ response-style) TCP sessions that typically result from browsing the
+ Web from a smart phone. However, existing solutions such as T/TCP
+ RFC 1644 [27], have not been adopted due to known security concerns
+ [38].
+
+ Spurious timeouts, packet re-ordering, and packet duplication may
+ reduce TCP's performance. Thus, making TCP more robust against those
+ events is desirable. Solutions to this problem have been proposed
+ [30], [35], [41], and standardization work within the IETF is ongoing
+ at the time of writing. Those solutions include reverting congestion
+ control state after such an event has been detected, and adapting the
+ retransmission timer and duplicate acknowledgement threshold. The
+ deployment of such solutions may be particularly beneficial when
+ running TCP across wireless networks because wireless access links
+ may often be subject to handovers and resource preemption, or the
+ mobile transmitter may traverse through a radio coverage hole. Such
+
+
+
+Inamura, et al. Best Current Practice [Page 17]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ disrupting events may easily trigger a spurious timeout despite a
+ conservative retransmission timer. Also, the mobility mechanisms of
+ some wireless networks may cause packet duplication.
+
+ The algorithm for computing TCP's retransmission timer is specified
+ in RFC 2988 [11]. The standard specifies that the initial setting of
+ the retransmission timeout value (RTO) should not be less than 3
+ seconds. This value might be too low when running TCP across 2.5G/3G
+ networks. In addition to its high latencies, those networks may be
+ run at bit rates of as low as about 10 kb/s which results in large
+ packet transmission delays. In this case, the RTT for the first data
+ segment may easily exceed the initial TCP retransmission timer
+ setting of 3 seconds. This would then cause a spurious timeout for
+ that segment. Hence, in such situations it may be advisable to set
+ TCP's initial RTO to a value larger than 3 seconds. Furthermore, due
+ to the potentially large packet transmission delays, a TCP sender
+ might choose to refrain from initializing its RTO from the RTT
+ measured for the SYN, but instead take the RTT measured for the first
+ data segment.
+
+ Some of the recommendations in RFC 2988 [11] are optional, and are
+ not followed by all TCP implementations. Specifically, some TCP
+ stacks allow a minimum RTO less than the recommended value of 1
+ second (section 2.4 of [11]), and some implementations do not
+ implement the recommended restart of the RTO timer when an ACK is
+ received (section 5.3 of [11]). Some experiments [52], [54], have
+ shown that in the face of bandwidth oscillation, using the
+ recommended minimum RTO value of 1 sec (along with the also
+ recommended initial RTO of 3 sec) reduces the number of spurious
+ retransmissions as compared to using small minimum RTO values of 200
+ or 400 ms. Furthermore, TCP stacks that restart the retransmission
+ timer when an ACK is received experience far less spurious
+ retransmissions than implementations that do not restart the RTO
+ timer when an ACK is received. Therefore, at the time of this
+ writing, it seems preferable for TCP implementations used in 3G
+ wireless data transmission to comply with all recommendations of RFC
+ 2988.
+
+6. Security Considerations
+
+ In 2.5G/3G wireless networks, data is transmitted as ciphertext over
+ the air and as cleartext between the Radio Access Network (RAN) and
+ the core network. IP security RFC 2401 [37] or TLS RFC 2246 [36] can
+ be deployed by user devices for end-to-end security.
+
+7. IANA Considerations
+
+ This specification requires no IANA actions.
+
+
+
+Inamura, et al. Best Current Practice [Page 18]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+8. Acknowledgements
+
+ The authors would like to acknowledge contributions to the text from
+ the following individuals:
+
+ Max Hata, NTT DoCoMo, Inc. (hata@mml.yrp.nttdocomo.co.jp)
+
+ Masahiro Hara, Fujitsu, Inc. (mhara@FLAB.FUJITSU.CO.JP)
+
+ Joby James, Motorola, Inc. (joby@MIEL.MOT.COM)
+
+ William Gilliam, Hewlett-Packard Company (wag@cup.hp.com)
+
+ Alan Hameed, Fujitsu FNC, Inc. (Alan.Hameed@fnc.fujitsu.com)
+
+ Rodrigo Garces, Mobility Network Systems
+ (rodrigo.garces@mobilitynetworks.com)
+
+ Peter Ford, Microsoft (peterf@Exchange.Microsoft.com)
+
+ Fergus Wills, Openwave (fergus.wills@openwave.com)
+
+ Michael Meyer (Michael.Meyer@eed.ericsson.se)
+
+ The authors gratefully acknowledge the valuable advice from the
+ following individuals:
+
+ Gorry Fairhurst (gorry@erg.abdn.ac.uk)
+
+ Mark Allman (mallman@grc.nasa.gov)
+
+ Aaron Falk (falk@ISI.EDU)
+
+9. Normative References
+
+ [1] Allman, M., Paxson, V. and W. Stevens, "TCP Congestion Control",
+ RFC 2581, April 1999.
+
+ [2] Jacobson, V., Braden, R. and D. Borman, "TCP Extensions for High
+ Performance", RFC 1323, May 1992.
+
+ [3] Mathis, M., Mahdavi, J., Floyd, S. and R. Romanow, "TCP
+ Selective Acknowledgment Options", RFC 2018, October 1996.
+
+ [4] Allman, M., Floyd, S. and C. Partridge, "Increasing TCP's
+ Initial Window", RFC 3390, October 2002.
+
+
+
+
+
+Inamura, et al. Best Current Practice [Page 19]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ [5] Dawkins, S., Montenegro, G., Kojo, M. and V. Magret, "End-to-end
+ Performance Implications of Slow Links", BCP 48, RFC 3150, July
+ 2001.
+
+ [6] Mogul, J. and S. Deering, "Path MTU Discovery", RFC 1191,
+ November 1990.
+
+ [7] Knowles, S., "IESG Advice from Experience with Path MTU
+ Discovery", RFC 1435, March 1993.
+
+ [8] McCann, J., Deering, S. and J. Mogul, "Path MTU Discovery for IP
+ version 6", RFC 1981, August 1996.
+
+ [9] Ramakrishnan, K., Floyd, S. and D. Black, "The Addition of
+ Explicit Congestion Notification (ECN) to IP", RFC 3168,
+ September 2001.
+
+ [10] Allman, M., Balakrishnan, H. and S. Floyd, "Enhancing TCP's Loss
+ Recovery Using Limited Transmit", RFC 3042, January 2001.
+
+ [11] Paxson, V. and M. Allman, "Computing TCP's Retransmission
+ Timer", RFC 2988, November 2000.
+
+ [12] Bormann, C., Burmeister, C., Degermark, M., Fukushima, H.,
+ Hannu, H., Jonsson, L-E., Hakenberg, R., Koren, T., Le, K., Liu,
+ Z., Martensson, A., Miyazaki, A., Svanbro, K., Wiebke, T.,
+ Yoshimura, T. and H. Zheng, "RObust Header Compression (ROHC):
+ Framework and four profiles: RTP, UDP, ESP, and uncompressed",
+ RFC 3095, July 2001.
+
+ [13] Degermark, M., Nordgren, B. and S. Pink, "IP Header
+ Compression", RFC 2507, February 1999.
+
+ [14] Postel, J., "Transmission Control Protocol - DARPA Internet
+ Program Protocol Specification", STD 7, RFC 793, September 1981.
+
+ [15] Floyd, S. and T. Henderson, "The NewReno Modification to TCP's
+ Fast Recovery Algorithm", RFC 2582, April 1999.
+
+ [16] Bormann, C., "Robust Header Compression (ROHC) over PPP", RFC
+ 3241, April 2002.
+
+ [17] Braden, R., "Requirements for Internet Hosts - Communication
+ Layers", STD 3, RFC 1122, October 1989.
+
+ [18] Deering, S. and R. Hinden, "Internet Protocol, Version 6 (IPv6)
+ Specification", RFC 2460, December 1998.
+
+
+
+
+Inamura, et al. Best Current Practice [Page 20]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+10. Informative References
+
+ [19] Montenegro, G., Dawkins, S., Kojo, M., Magret, V. and N.
+ Vaidya, "Long Thin Networks", RFC 2757, January 2000.
+
+ [20] Third Generation Partnership Project, "RLC Protocol
+ Specification (3G TS 25.322:)", 1999.
+
+ [21] Fall, K. and S. Floyd, "Simulation-based Comparisons of Tahoe,
+ Reno, and SACK TCP", Computer Communication Review, 26(3) , July
+ 1996.
+
+ [22] Fairhurst, G. and L. Wood, "Advice to link designers on link
+ Automatic Repeat reQuest (ARQ)", BCP 62, RFC 3366, August 2002.
+
+ [23] Karn, P., "Advice for Internet Subnetwork Designers", Work in
+ Progress.
+
+ [24] Dawkins, S., Montenegro, G., Magret, V., Vaidya, N. and M.
+ Kojo, "End-to-end Performance Implications of Links with
+ Errors", BCP 50, RFC 3135, August 2001.
+
+ [25] Wireless Application Protocol, "WAP Specifications", 2002,
+ <http://www.wapforum.org>.
+
+ [26] Open Mobile Alliance, "Open Mobile Alliance", 2002,
+ <http://www.openmobilealliance.org/>.
+
+ [27] Braden, R., "T/TCP -- TCP Extensions for Transactions", RFC
+ 1644, July 1994.
+
+ [28] Braden, R., Clark, D., Crowcroft, J., Davie, B., Deering, S.,
+ Estrin, D., Floyd, S., Jacobson, V., Minshall, G., Partridge,
+ C., Peterson, L., Ramakrishnan, K., Shenker, S., Wroclawski, J.
+ and L. Zhang, "Recommendations on Queue Management and
+ Congestion Avoidance in the Internet", RFC 2309, April 1998.
+
+ [29] IETF, "Robust Header Compression", 2001,
+ <http://www.ietf.org/html.charters/rohc-charter.html>.
+
+ [30] Ludwig, R. and R. H. Katz, "The Eifel Algorithm: Making TCP
+ Robust Against Spurious Retransmissions", ACM Computer
+ Communication Review 30(1), January 2000.
+
+ [31] Wireless Application Protocol, "WAP Wireless Profiled TCP",
+ WAP-225-TCP-20010331-a, April 2001,
+ <http://www.wapforum.com/what/technical.htm>.
+
+
+
+
+Inamura, et al. Best Current Practice [Page 21]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ [32] Hadi Salim, J. and U. Ahmed, "Performance Evaluation of Explicit
+ Congestion Notification (ECN) in IP Networks", RFC 2884, July
+ 2000.
+
+ [33] NTT DoCoMo Technical Journal, "Special Issue on i-mode Service",
+ October 1999.
+
+ [34] NTT DoCoMo Technical Journal, "Special Article on IMT-2000
+ Services", September 2001.
+
+ [35] Floyd, S., Mahdavi, J., Mathis, M. and M. Podolsky, "An
+ Extension to the Selective Acknowledgement (SACK) Option for
+ TCP", RFC 2883, July 2000.
+
+ [36] Dierks, T. and C. Allen, "The TLS Protocol Version 1.0", RFC
+ 2246, January 1999.
+
+ [37] Kent, S. and R. Atkinson, "Security Architecture for the
+ Internet Protocol", RFC 2401, November 1998.
+
+ [38] de Vivo, M., O. de Vivo, G., Koeneke, R. and G. Isern, "Internet
+ Vulnerabilities Related to TCP/IP and T/TCP", ACM Computer
+ Communication Review 29(1), January 1999.
+
+ [39] Third Generation Partnership Project, "RRC Protocol
+ Specification (3GPP TS 25.331:)", September 2001.
+
+ [40] Jacobson, V., "Compressing TCP/IP Headers for Low-Speed Serial
+ Links", RFC 1144, February 1990.
+
+ [41] Blanton, E. and M. Allman, "On Making TCP More Robust to Packet
+ Reordering", ACM Computer Communication Review 32(1), January
+ 2002, <http://roland.grc.nasa.gov/~mallman/papers/tcp-reorder-
+ ccr.ps>.
+
+ [42] Karn, P. and C. Partridge, "Improving Round-Trip Time Estimates
+ in Reliable Transport Protocols", ACM SIGCOMM 87, 1987.
+
+ [43] Ludwig, R., Rathonyi, B., Konrad, A. and A. Joseph, "Multi-layer
+ tracing of TCP over a reliable wireless link", ACM SIGMETRICS
+ 99, May 1999.
+
+ [44] Ludwig, R., Konrad, A., Joseph, A. and R. Katz, "Optimizing the
+ End-to-End Performance of Reliable Flows over Wireless Links",
+ Kluwer/ACM Wireless Networks Journal Vol. 8, Nos. 2/3, pp. 289-
+ 299, March-May 2002.
+
+
+
+
+
+Inamura, et al. Best Current Practice [Page 22]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ [45] Gurtov, A., "Making TCP Robust Against Delay Spikes", University
+ of Helsinki, Department of Computer Science, Series of
+ Publications C, C-2001-53, Nov 2001,
+ <http://www.cs.helsinki.fi/u/gurtov/papers/report01.html>.
+
+ [46] Stevens, W., "TCP/IP Illustrated, Volume 1; The Protocols",
+ Addison Wesley, 1995.
+
+ [47] Braden, R., "TCP Extensions for High Performance: An Update",
+ Work in Progress.
+
+ [48] Allman, M., Dawkins, S., Glover, D., Griner, J., Tran, D.,
+ Henderson, T., Heidemann, J., Touch, J., Kruse, H., Ostermann,
+ S., Scott, K. and J. Semke, "Ongoing TCP Research Related to
+ Satellites", RFC 2760, February 2000.
+
+ [49] Allman, M., Glover, D. and L. Sanchez, "Enhancing TCP Over
+ Satellite Channels using Standard Mechanisms", BCP 28, RFC 2488,
+ January 1999.
+
+ [50] Balakrishnan, H., Padmanabhan, V., Fairhurst, G. and M.
+ Sooriyabandara, "TCP Performance Implications of Network
+ Asymmetry", RFC 3449, December 2002.
+
+ [51] Kempf, J., "Problem Description: Reasons For Performing Context
+ Transfers Between Nodes in an IP Access Network", RFC 3374,
+ September 2002.
+
+ [52] Khafizov, F. and M. Yavuz, "Running TCP over IS-2000", Proc. of
+ IEEE ICC, 2002.
+
+ [53] Khafizov, F. and M. Yavuz, "Analytical Model of RLP in IS-2000
+ CDMA Networks", Proc. of IEEE Vehicular Technology Conference,
+ September 2002.
+
+ [54] Yavuz, M. and F. Khafizov, "TCP over Wireless Links with
+ Variable Bandwidth", Proc. of IEEE Vehicular Technology
+ Conference, September 2002.
+
+ [55] TIA/EIA/cdma2000, "Mobile Station - Base Station Compatibility
+ Standard for Dual-Mode Wideband Spread Spectrum Cellular
+ Systems", Washington: Telecommunication Industry Association,
+ 1999.
+
+ [56] TIA/EIA/IS-95 Rev A, "Mobile Station - Base Station
+ Compatibility Standard for Dual-Mode Wideband Spread Spectrum
+ Cellular Systems", Washington: Telecommunication Industry
+ Association, 1995.
+
+
+
+Inamura, et al. Best Current Practice [Page 23]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+ [57] TIA/EIA/IS-707-A-2.10, "Data Service Options for Spread Spectrum
+ Systems: Radio Link Protocol Type 3", January 2000.
+
+ [58] Dahlman, E., Beming, P., Knutsson, J., Ovesjo, F., Persson, M.
+ and C. Roobol, "WCDMA - The Radio Interface for Future Mobile
+ Multimedia Communications", IEEE Trans. on Vehicular Technology,
+ vol. 47, no. 4, pp. 1105-1118, November 1998.
+
+ [59] Allman, M. and V. Paxson, "On Estimating End-to-End Network Path
+ Properties", ACM SIGCOMM 99, September 1999.
+
+ [60] Gurtov, A. and R. Ludwig, "Responding to Spurious Timeouts in
+ TCP", IEEE INFOCOM'03, March 2003.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Inamura, et al. Best Current Practice [Page 24]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+11. Authors' Addresses
+
+ Hiroshi Inamura
+ NTT DoCoMo, Inc.
+ 3-5 Hikarinooka
+ Yokosuka Shi, Kanagawa Ken 239-8536
+ Japan
+
+ EMail: inamura@mml.yrp.nttdocomo.co.jp
+ URI: http://www.nttdocomo.co.jp/
+
+
+ Gabriel Montenegro
+ Sun Microsystems Laboratories, Europe
+ Avenue de l'Europe
+ ZIRST de Montbonnot
+ 38334 Saint Ismier CEDEX
+ France
+
+ EMail: gab@sun.com
+
+
+ Reiner Ludwig
+ Ericsson Research
+ Ericsson Allee 1
+ 52134 Herzogenrath
+ Germany
+
+ EMail: Reiner.Ludwig@Ericsson.com
+
+
+ Andrei Gurtov
+ Sonera
+ P.O. Box 970, FIN-00051
+ Helsinki,
+ Finland
+
+ EMail: andrei.gurtov@sonera.com
+ URI: http://www.cs.helsinki.fi/u/gurtov/
+
+
+ Farid Khafizov
+ Nortel Networks
+ 2201 Lakeside Blvd
+ Richardson, TX 75082,
+ USA
+
+ EMail: faridk@nortelnetworks.com
+
+
+
+Inamura, et al. Best Current Practice [Page 25]
+
+RFC 3481 TCP over 2.5G/3G February 2003
+
+
+12. Full Copyright Statement
+
+ Copyright (C) The Internet Society (2003). All Rights Reserved.
+
+ This document and translations of it may be copied and furnished to
+ others, and derivative works that comment on or otherwise explain it
+ or assist in its implementation may be prepared, copied, published
+ and distributed, in whole or in part, without restriction of any
+ kind, provided that the above copyright notice and this paragraph are
+ included on all such copies and derivative works. However, this
+ document itself may not be modified in any way, such as by removing
+ the copyright notice or references to the Internet Society or other
+ Internet organizations, except as needed for the purpose of
+ developing Internet standards in which case the procedures for
+ copyrights defined in the Internet Standards process must be
+ followed, or as required to translate it into languages other than
+ English.
+
+ The limited permissions granted above are perpetual and will not be
+ revoked by the Internet Society or its successors or assigns.
+
+ This document and the information contained herein is provided on an
+ "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
+ TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
+ BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
+ HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
+ MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
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+Inamura, et al. Best Current Practice [Page 26]
+