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+Internet Engineering Task Force (IETF) C. Holmberg
+Request for Comments: 6223 Ericsson
+Category: Standards Track April 2011
+ISSN: 2070-1721
+
+
+ Indication of Support for Keep-Alive
+
+Abstract
+
+ This specification defines a new Session Initiation Protocol (SIP)
+ Via header field parameter, "keep", which allows adjacent SIP
+ entities to explicitly negotiate usage of the Network Address
+ Translation (NAT) keep-alive mechanisms defined in SIP Outbound, in
+ cases where SIP Outbound is not supported, cannot be applied, or
+ where usage of keep-alives is not implicitly negotiated as part of
+ the SIP Outbound negotiation.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 5741.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc6223.
+
+Copyright Notice
+
+ Copyright (c) 2011 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+
+
+
+
+Holmberg Standards Track [Page 1]
+
+RFC 6223 Keep-Alive April 2011
+
+
+Table of Contents
+
+ 1. Introduction ....................................................2
+ 1.1. Use-Case: Dialog from Non-Registered UAs ...................3
+ 1.2. Use-Case: SIP Outbound Not Supported .......................3
+ 1.3. Use-Case: SIP Dialog Initiated Outbound Flows ..............3
+ 2. Conventions .....................................................3
+ 3. Definitions .....................................................4
+ 4. User Agent and Proxy Behavior ...................................4
+ 4.1. General ....................................................4
+ 4.2. Lifetime of Keep-Alives ....................................5
+ 4.2.1. General .............................................5
+ 4.2.2. Keep-Alives Associated with Registration ............5
+ 4.2.3. Keep-Alives Associated with Dialog ..................6
+ 4.3. Behavior of a SIP Entity Willing to Send Keep-Alives .......6
+ 4.4. Behavior of a SIP Entity Willing to Receive Keep-Alives ....7
+ 5. Keep-Alive Frequency ............................................8
+ 6. Connection Reuse ................................................9
+ 7. Examples ........................................................9
+ 7.1. General ....................................................9
+ 7.2. Keep-Alive Negotiation Associated with
+ Registration: UA-Proxy .....................................9
+ 7.3. Keep-Alive Negotiation Associated with Dialog: UA-Proxy ...11
+ 7.4. Keep-Alive Negotiation Associated with Dialog: UA-UA ......13
+ 8. Grammar ........................................................15
+ 8.1. General ...................................................15
+ 8.2. ABNF ......................................................15
+ 9. IANA Considerations ............................................15
+ 9.1. "keep" Via Header Field Parameter .........................15
+ 10. Security Considerations .......................................15
+ 11. Acknowledgements ..............................................16
+ 12. References ....................................................17
+ 12.1. Normative References .....................................17
+ 12.2. Informative References ...................................17
+
+1. Introduction
+
+ Section 3.5 of SIP Outbound [RFC5626] defines two keep-alive
+ mechanisms. Even though the keep-alive mechanisms are separated from
+ the rest of the SIP Outbound mechanism, SIP Outbound does not define
+ a mechanism to explicitly negotiate usage of the keep-alive
+ mechanisms. In some cases, usage of keep-alives can be implicitly
+ negotiated as part of the SIP Outbound negotiation.
+
+ However, there are SIP Outbound use-cases where usage of keep-alives
+ is not implicitly negotiated as part of the SIP Outbound negotiation.
+ In addition, there are cases where SIP Outbound is not supported, or
+ where it cannot be applied, but where there is still a need to be
+
+
+
+Holmberg Standards Track [Page 2]
+
+RFC 6223 Keep-Alive April 2011
+
+
+ able to negotiate usage of keep-alives. Last, SIP Outbound only
+ allows keep-alives to be negotiated between a User Agent (UA) and an
+ edge proxy, and not between other SIP entities.
+
+ This specification defines a new Session Initiation Protocol (SIP)
+ [RFC3261] Via header field parameter, "keep", which allows adjacent
+ SIP entities to explicitly negotiate usage of the NAT keep-alive
+ mechanisms defined in SIP Outbound. The "keep" parameter allows SIP
+ entities to indicate willingness to send keep-alives, to indicate
+ willingness to receive keep-alives, and -- for SIP entities willing
+ to receive keep-alives -- to provide a recommended keep-alive
+ frequency.
+
+ The following sections describe use-cases where a mechanism to
+ explicitly negotiate usage of keep-alives is needed.
+
+1.1. Use-Case: Dialog from Non-Registered UAs
+
+ In some cases, a User Agent Client (UAC) does not register itself
+ before it establishes a dialog, but in order to maintain NAT bindings
+ open during the lifetime of the dialog, it still needs to be able to
+ negotiate the sending of keep-alives towards its adjacent downstream
+ SIP entity. A typical example is an emergency call, where a
+ registration is not always required in order to make the call.
+
+1.2. Use-Case: SIP Outbound Not Supported
+
+ In some cases, some SIP entities that need to be able to negotiate
+ the use of keep-alives might not support SIP Outbound. However, they
+ might still support the keep-alive mechanisms defined in SIP Outbound
+ and need to be able to negotiate usage of them.
+
+1.3. Use-Case: SIP Dialog Initiated Outbound Flows
+
+ SIP Outbound allows the establishment of flows using the initial
+ request for a dialog. As specified in RFC 5626 [RFC5626], usage of
+ keep-alives is not implicitly negotiated for such flows.
+
+2. Conventions
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in BCP 14, RFC 2119
+ [RFC2119].
+
+
+
+
+
+
+
+Holmberg Standards Track [Page 3]
+
+RFC 6223 Keep-Alive April 2011
+
+
+3. Definitions
+
+ Edge proxy: As defined in RFC 5626, a SIP proxy that is located
+ topologically between the registering User Agent (UA) and the
+ Authoritative Proxy.
+
+ NOTE: In some deployments, the edge proxy might be physically
+ located in the same SIP entity as the Authoritative Proxy.
+
+ Keep-alives: The keep-alive messages defined in RFC 5626.
+
+ "keep" parameter: A SIP Via header field parameter that a SIP entity
+ can insert in the topmost Via header field that it adds to the
+ request, to explicitly indicate willingness to send keep-alives
+ towards its adjacent downstream SIP entity. A SIP entity can add a
+ parameter value to the "keep" parameter in a response to explicitly
+ indicate willingness to receive keep-alives from its adjacent
+ upstream SIP entity.
+
+ SIP entity: SIP User Agent (UA), or proxy, as defined in RFC 3261.
+
+ Adjacent downstream SIP entity: The adjacent SIP entity in the
+ direction towards which a SIP request is sent.
+
+ Adjacent upstream SIP entity: The adjacent SIP entity in the
+ direction from which a SIP request is received.
+
+4. User Agent and Proxy Behavior
+
+4.1. General
+
+ This section describes how SIP UAs and proxies negotiate usage of
+ keep-alives associated with a registration or a dialog, which types
+ of SIP requests can be used in order to negotiate the usage, and the
+ lifetime of the negotiated keep-alives.
+
+ SIP entities indicate willingness to send keep-alives towards the
+ adjacent downstream SIP entity using SIP requests. The associated
+ responses are used by SIP entities to indicate willingness to receive
+ keep-alives. SIP entities that indicate willingness to receive keep-
+ alives can provide a recommended keep-alive frequency.
+
+ The procedures to negotiate usage of keep-alives are identical for
+ SIP UAs and proxies.
+
+ In general, it can be useful for SIP entities to indicate willingness
+ to send keep-alives, even if they are not aware of any necessity for
+ them to send keep-alives, since the adjacent downstream SIP entity
+
+
+
+Holmberg Standards Track [Page 4]
+
+RFC 6223 Keep-Alive April 2011
+
+
+ might have knowledge about the necessity. Similarly, if the adjacent
+ upstream SIP entity has indicated willingness to send keep-alives, it
+ can be useful for SIP entities to indicate willingness to receive
+ keep-alives, even if they are not aware of any necessity for the
+ adjacent upstream SIP entity to send them.
+
+ NOTE: Usage of keep-alives is negotiated per direction. If a SIP
+ entity has indicated willingness to receive keep-alives from an
+ adjacent SIP entity, the sending of keep-alives towards that
+ adjacent SIP entity needs to be separately negotiated.
+
+ NOTE: Since there are SIP entities that already use a combination
+ of Carriage Return and Line Feed (CRLF) as keep-alive messages,
+ and SIP entities are expected to be able to receive those, this
+ specification does not forbid the sending of double-CRLF keep-
+ alive messages towards an adjacent SIP entity even if usage of
+ keep-alives with that SIP entity has not been negotiated.
+ However, the "keep" parameter is still important in order for a
+ SIP entity to indicate that it supports the sending of double-CRLF
+ keep-alive messages, so that the adjacent downstream SIP entity
+ does not use other mechanisms (e.g., short registration refresh
+ intervals) in order to keep NAT bindings open.
+
+4.2. Lifetime of Keep-Alives
+
+4.2.1. General
+
+ The lifetime of negotiated keep-alives depends on whether the keep-
+ alives are associated with a registration or a dialog. This section
+ describes the lifetime of negotiated keep-alives.
+
+4.2.2. Keep-Alives Associated with Registration
+
+ SIP entities use a registration request in order to negotiate usage
+ of keep-alives associated with a registration. Usage of keep-alives
+ can be negotiated when the registration is established, or later
+ during the registration. Once negotiated, keep-alives are sent until
+ the registration is terminated, or until a subsequent registration
+ refresh request is sent or forwarded. When a subsequent registration
+ refresh request is sent or forwarded, if a SIP entity is willing to
+ continue sending keep-alives associated with the registration, usage
+ of keep-alives MUST be re-negotiated. If usage is not successfully
+ re-negotiated, the SIP entity MUST cease the sending of keep-alives
+ associated with the registration.
+
+ NOTE: The sending of keep-alives associated with a registration
+ can only be negotiated in the direction from the registering SIP
+ entity towards the registrar.
+
+
+
+Holmberg Standards Track [Page 5]
+
+RFC 6223 Keep-Alive April 2011
+
+
+4.2.3. Keep-Alives Associated with Dialog
+
+ SIP entities use an initial request for a dialog, or a mid-dialog
+ target refresh request [RFC3261], in order to negotiate the sending
+ and receiving of keep-alives associated with a dialog. Usage of
+ keep-alives can be negotiated when the dialog is established, or
+ later during the lifetime of the dialog. Once negotiated, keep-
+ alives MUST be sent for the lifetime of the dialog, until the dialog
+ is terminated. Once the usage of keep-alives associated with a
+ dialog has been negotiated, it is not possible to re-negotiate the
+ usage associated with the dialog.
+
+4.3. Behavior of a SIP Entity Willing to Send Keep-Alives
+
+ As defined in RFC 5626, a SIP entity that supports the sending of
+ keep-alives must act as a Session Traversal Utilities for NAT (STUN)
+ client [RFC5389]. The SIP entity must support those aspects of STUN
+ that are required in order to apply the STUN keep-alive mechanism
+ defined in RFC 5626, and it must support the CRLF keep-alive
+ mechanism defined in RFC 5626. RFC 5626 defines when to use STUN and
+ when to use double-CRLF for keep-alives.
+
+ When a SIP entity sends or forwards a request, if it wants to
+ negotiate the sending of keep-alives associated with a registration
+ or a dialog, it MUST insert a "keep" parameter in the topmost Via
+ header field that it adds to the request, to indicate willingness to
+ send keep-alives.
+
+ When the SIP entity receives the associated response, if the "keep"
+ parameter in the topmost Via header field of the response contains a
+ "keep" parameter value, it MUST start sending keep-alives towards the
+ same destination where it would send a subsequent request (e.g.,
+ REGISTER requests and initial requests for dialog) associated with
+ the registration (if the keep-alive negotiation is for a
+ registration), or where it would send subsequent mid-dialog requests
+ (if the keep-alive negotiation is for a dialog). Subsequent
+ mid-dialog requests are addressed based on the dialog route set.
+
+ Once a SIP entity has negotiated the sending of keep-alives
+ associated with a dialog towards an adjacent SIP entity, it MUST NOT
+ insert a "keep" parameter in any subsequent SIP requests associated
+ with that dialog towards that adjacent SIP entity. Such "keep"
+ parameters MUST be ignored, if received.
+
+ Since an ACK request does not have an associated response, it cannot
+ be used to negotiate usage of keep-alives. Therefore, a SIP entity
+ MUST NOT insert a "keep" parameter in the topmost Via header field of
+ an ACK request. Such "keep" parameters MUST be ignored, if received.
+
+
+
+Holmberg Standards Track [Page 6]
+
+RFC 6223 Keep-Alive April 2011
+
+
+ A SIP entity MUST NOT indicate willingness to send keep-alives
+ associated with a dialog, unless it has also inserted itself in the
+ dialog route set [RFC3261].
+
+ NOTE: When a SIP entity sends an initial request for a dialog, if
+ the adjacent downstream SIP entity does not insert itself in the
+ dialog route set using a Record-Route header field [RFC3261], the
+ adjacent downstream SIP entity will change once the dialog route
+ set has been established. If a SIP entity inserts a "keep"
+ parameter in the topmost Via header field of an initial request
+ for a dialog, and the "keep" parameter in the associated response
+ does not contain a parameter value, the SIP entity might choose to
+ insert a "keep" parameter in the topmost Via header field of a
+ subsequent SIP request associated with the dialog, in case the new
+ adjacent downstream SIP entity (based on the dialog route set) is
+ willing to receive keep-alives (in which case it will add a
+ parameter value to the "keep" parameter).
+
+ If an INVITE request is used to indicate willingness to send keep-
+ alives, as long as at least one response (provisional or final) to
+ the INVITE request contains a "keep" parameter with a parameter
+ value, it is seen as an indication that the adjacent downstream SIP
+ entity is willing to receive keep-alives associated with the dialog
+ on which the response is received.
+
+4.4. Behavior of a SIP Entity Willing to Receive Keep-Alives
+
+ As defined in RFC 5626, a SIP entity that supports the receiving of
+ keep-alives must act as a STUN server [RFC5389]. The SIP entity must
+ support those aspects of STUN that are required in order to apply the
+ STUN keep-alive mechanism defined in RFC 5626, and it must support
+ the CRLF keep-alive mechanism defined in RFC 5626.
+
+ When a SIP entity sends or forwards a response, and the adjacent
+ upstream SIP entity has indicated willingness to send keep-alives, if
+ the SIP entity is willing to receive keep-alives associated with the
+ registration or with the dialog from that adjacent upstream SIP
+ entity, then it MUST add a parameter value to the "keep" parameter
+ before sending or forwarding the response. The parameter value, if
+ present and with a value other than zero, represents a recommended
+ keep-alive frequency, given in seconds.
+
+ There might be multiple responses to an INVITE request. When a SIP
+ entity indicates willingness to receive keep-alives in a response to
+ an INVITE request, it MUST add a parameter value to the "keep"
+ parameter in at least one reliable response to the request. The SIP
+ entity MAY add identical parameter values to the "keep" parameters in
+ other responses to the same request. The SIP entity MUST NOT add
+
+
+
+Holmberg Standards Track [Page 7]
+
+RFC 6223 Keep-Alive April 2011
+
+
+ different parameter values to the "keep" parameters in responses to
+ the same request. The SIP entity SHOULD indicate the willingness to
+ receive keep-alives as soon as possible.
+
+ A SIP entity MUST NOT indicate willingness to receive keep-alives
+ associated with a dialog, unless it has also inserted itself in the
+ dialog route set [RFC3261].
+
+5. Keep-Alive Frequency
+
+ If a SIP entity receives a SIP response, where the topmost Via header
+ field contains a "keep" parameter with a non-zero value that
+ indicates a recommended keep-alive frequency, given in seconds, it
+ MUST use the procedures defined for the Flow-Timer header field
+ [RFC5626]. According to the procedures, the SIP entity must send
+ keep-alives at least as often as the indicated recommended keep-alive
+ frequency, and if the SIP entity uses the recommended keep-alive
+ frequency, then it should send its keep-alives so that the interval
+ between each keep-alive is randomly distributed between 80% and 100%
+ of the recommended keep-alive frequency.
+
+ If the received "keep" parameter value is zero, the SIP entity can
+ send keep-alives at its discretion. RFC 5626 provides additional
+ guidance on selecting the keep-alive frequency in case a recommended
+ keep-alive frequency is not provided.
+
+ This specification does not specify actions to take if negotiated
+ keep-alives are not received. As defined in RFC 5626, the receiving
+ SIP entity may consider a connection to be dead in such situations.
+
+ If a SIP entity that adds a parameter value to the "keep" parameter
+ in order to indicate willingness to receive keep-alives also inserts
+ a Flow-Timer header field (that can happen if the SIP entity is using
+ both the Outbound mechanism and the keep-alive mechanism) in the same
+ SIP message, the header field value and the "keep" parameter value
+ MUST be identical.
+
+ SIP Outbound uses the Flow-Timer header field to indicate the server-
+ recommended keep-alive frequency; however, it will only be sent
+ between a UA and an edge proxy. On the other hand, by using the
+ "keep" parameter, the sending and receiving of keep-alives can be
+ negotiated between multiple entities on the signalling path. In
+ addition, since the server-recommended keep-alive frequency might
+ vary between different SIP entities, a single Flow-Timer header field
+ cannot be used to indicate all the different frequency values.
+
+
+
+
+
+
+Holmberg Standards Track [Page 8]
+
+RFC 6223 Keep-Alive April 2011
+
+
+6. Connection Reuse
+
+ Keep-alives are often sent in order to keep NAT bindings open, so
+ that SIP requests sent in the reverse direction will pass by the NAT
+ and reuse the same connection. In the case of non-connection-
+ oriented transport protocols, keep-alives would permit the same path
+ to be reused. This specification does not define such a connection
+ reuse mechanism. The keep-alive mechanism defined in this
+ specification is only used to negotiate the sending and receiving of
+ keep-alives. Entities that want to reuse connections need to use
+ another mechanism to ensure that security aspects associated with
+ connection reuse are taken into consideration.
+
+ RFC 5923 [RFC5923] specifies a mechanism for using connection-
+ oriented transports to send requests in the reverse direction, and an
+ entity that wants to use connection reuse as well as indicate support
+ of keep-alives on that connection will insert both the "alias"
+ parameter defined in RFC 5923 and the "keep" parameter defined in
+ this specification.
+
+ SIP Outbound specifies how registration flows are used to send
+ requests in the reverse direction.
+
+7. Examples
+
+7.1. General
+
+ This section shows example flows where usage of keep-alives,
+ associated with a registration and a dialog, is negotiated between
+ different SIP entities.
+
+ NOTE: The examples do not show the actual syntactical encoding of
+ the request lines, response lines, and the Via header fields, but
+ rather a pseudocode in order to identify the message type and also
+ identify to which SIP entity a Via header field is associated.
+
+7.2. Keep-Alive Negotiation Associated with Registration: UA-Proxy
+
+ Figure 1 shows an example where Alice sends a REGISTER request. She
+ indicates willingness to send keep-alives by inserting a "keep"
+ parameter in the Via header field of her request. The edge proxy
+ (P1) forwards the request towards the registrar.
+
+ P1 is willing to receive keep-alives from Alice for the duration of
+ the registration, so when P1 receives the associated response it adds
+ a "keep" parameter value, which indicates a recommended keep-alive
+ frequency of 30 seconds, to Alice's Via header field, before it
+ forwards the response towards Alice.
+
+
+
+Holmberg Standards Track [Page 9]
+
+RFC 6223 Keep-Alive April 2011
+
+
+ When Alice receives the response, she determines from her Via header
+ field that P1 is willing to receive keep-alives associated with the
+ registration. Until either the registration expires or Alice sends a
+ registration refresh request, Alice then sends periodic keep-alives
+ (in this example using the STUN keep-alive technique) towards P1,
+ using the recommended keep-alive frequency indicated by the "keep"
+ parameter value.
+
+ Alice P1 REGISTRAR
+ | | |
+ |--- REGISTER------------->| |
+ | Via: Alice;keep | |
+ | |--- REGISTER-------------->|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ | | |
+ | |<-- 200 OK ----------------|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ |<-- 200 OK ---------------| |
+ | Via: Alice;keep=30 | |
+ | | |
+ | | |
+ | *** Timeout *** |
+ | | |
+ |=== STUN request ========>| |
+ |<== STUN response ========| |
+ | | |
+ | *** Timeout *** |
+ | | |
+ |=== STUN request ========>| |
+ |<== STUN response ========| |
+ | | |
+
+ Figure 1: Example Call Flow
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Holmberg Standards Track [Page 10]
+
+RFC 6223 Keep-Alive April 2011
+
+
+7.3. Keep-Alive Negotiation Associated with Dialog: UA-Proxy
+
+ Figure 2 shows an example where Alice sends an initial INVITE request
+ for a dialog. She indicates willingness to send keep-alives by
+ inserting a "keep" parameter in the Via header field of her request.
+ The edge proxy (P1) adds itself to the dialog route set by adding
+ itself to a Record-Route header field, before it forwards the request
+ towards Bob.
+
+ P1 is willing to receive keep-alives from Alice for the duration of
+ the dialog, so when P1 receives the associated response it adds a
+ "keep" parameter value, which indicates a recommended keep-alive
+ frequency of 30 seconds, to Alice's Via header field, before it
+ forwards the response towards Alice.
+
+ When Alice receives the response, she determines from her Via header
+ field that P1 is willing to receive keep-alives associated with the
+ dialog. For the lifetime of the dialog, Alice then sends periodic
+ keep-alives (in this example using the STUN keep-alive technique)
+ towards P1, using the recommended keep-alive frequency indicated by
+ the "keep" parameter value.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Holmberg Standards Track [Page 11]
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+RFC 6223 Keep-Alive April 2011
+
+
+ Alice P1 Bob
+ | | |
+ |--- INVITE -------------->| |
+ | Via: Alice;keep | |
+ | |--- INVITE --------------->|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ | | Record-Route: P1 |
+ | | |
+ | |<-- 200 OK ----------------|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ | | Record-Route: P1 |
+ |<-- 200 OK ---------------| |
+ | Via: Alice;keep=30 | |
+ | Record-Route: P1 | |
+ | | |
+ |--- ACK ----------------->| |
+ | | |
+ | |--- ACK ------------------>|
+ | | |
+ | *** Timeout *** |
+ | | |
+ |=== STUN request ========>| |
+ |<== STUN response ========| |
+ | | |
+ | *** Timeout *** |
+ | | |
+ |=== STUN request ========>| |
+ |<== STUN response ========| |
+ | | |
+ | | |
+ |--- BYE ----------------->| |
+ | | |
+ | |--- BYE ------------------>|
+ | | |
+ | |<-- 200 OK ----------------|
+ | | |
+
+ Figure 2: Example Call Flow
+
+
+
+
+
+
+
+
+
+
+
+Holmberg Standards Track [Page 12]
+
+RFC 6223 Keep-Alive April 2011
+
+
+7.4. Keep-Alive Negotiation Associated with Dialog: UA-UA
+
+ Figure 3 shows an example where Alice sends an initial INVITE request
+ for a dialog. She indicates willingness to send keep-alives by
+ inserting a "keep" parameter in the Via header field of her request.
+ In this scenario, the edge proxy (P1) does not add itself to a
+ Record-Route header field (and so will not be added to the dialog
+ route set) before forwarding the request towards Bob.
+
+ When Alice receives the response, she determines from the Via header
+ field that P1 is not willing to receive keep-alives associated with
+ the dialog from her. When the dialog route set has been established,
+ Alice sends a mid-dialog UPDATE request towards Bob (since P1 did not
+ insert itself in the dialog route set), and she once again indicates
+ willingness to send keep-alives by inserting a "keep" parameter in
+ the Via header field of her request. Bob supports the keep-alive
+ mechanism, and is willing to receive keep-alives associated with the
+ dialog from Alice, so he creates a response and adds a "keep"
+ parameter value, which indicates a recommended keep-alive frequency
+ of 30 seconds, to Alice's Via header field, before he forwards the
+ response towards Alice.
+
+ When Alice receives the response, she determines from her Via header
+ field that Bob is willing to receive keep-alives associated with the
+ dialog. For the lifetime of the dialog, Alice then sends periodic
+ keep-alives (in this example using the STUN keep-alive technique)
+ towards Bob, using the recommended keep-alive frequency indicated by
+ the "keep" parameter value.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
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+Holmberg Standards Track [Page 13]
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+RFC 6223 Keep-Alive April 2011
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+
+ Alice P1 Bob
+ | | |
+ |--- INVITE -------------->| |
+ | Via: Alice;keep | |
+ | |--- INVITE --------------->|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ | | |
+ | |<-- 200 OK ----------------|
+ | | Via: P1 |
+ | | Via: Alice;keep |
+ |<-- 200 OK ---------------| |
+ | Via: Alice;keep | |
+ | | |
+ | |
+ |--- ACK --------------------------------------------->|
+ | |
+ |--- UPDATE ------------------------------------------>|
+ | Via: Alice;keep |
+ | |
+ |<-- 200 OK -------------------------------------------|
+ | Via: Alice;keep=30 |
+ | |
+ | |
+ | *** Timeout *** |
+ | |
+ |=== STUN request ====================================>|
+ |<== STUN response ====================================|
+ | |
+ | *** Timeout *** |
+ | |
+ |=== STUN request ====================================>|
+ |<== STUN response ====================================|
+ | |
+ | |
+ |--- BYE --------------------------------------------->|
+ | |
+ |<-- 200 OK -------------------------------------------|
+ | |
+
+ Figure 3: Example Call Flow
+
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+Holmberg Standards Track [Page 14]
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+RFC 6223 Keep-Alive April 2011
+
+
+8. Grammar
+
+8.1. General
+
+ This section extends the ABNF definition of via-params from [RFC3261]
+ by adding a new Via header field parameter, "keep". The ABNF defined
+ in this specification is conformant to RFC 5234 [RFC5234]. "EQUAL"
+ is defined in RFC 3261. "DIGIT" is defined in RFC 5234.
+
+8.2. ABNF
+
+ via-params =/ keep
+
+ keep = "keep" [ EQUAL 1*(DIGIT) ]
+
+9. IANA Considerations
+
+9.1. "keep" Via Header Field Parameter
+
+ This specification defines a new Via header field parameter called
+ "keep" in the "Header Field Parameters and Parameter Values"
+ sub-registry as per the registry created by [RFC3968]. The syntax is
+ defined in Section 8 of this document. IANA has registered the
+ following:
+ Predefined
+ Header Field Parameter Name Values Reference
+ ---------------------- --------------------- ---------- ---------
+ Via keep No [RFC6223]
+
+10. Security Considerations
+
+ SIP entities that send or receive keep-alives are often required to
+ use a connection reuse mechanism, in order to ensure that requests
+ sent in the reverse direction, towards the sender of the keep-alives,
+ traverse NATs, etc. This specification does not define a connection
+ reuse mechanism, and it does not address security issues related to
+ connection reuse. SIP entities that wish to reuse connections need
+ to use a dedicated connection reuse mechanism, in conjunction with
+ the keep-alive negotiation mechanism.
+
+ Unless SIP messages are integrity protected hop-by-hop, e.g., using
+ Transport Layer Security (TLS) [RFC5246] or Datagram Transport Layer
+ Security (DTLS) [RFC4347], a man-in-the-middle can modify Via header
+ fields used by two entities to negotiate the sending of keep-alives,
+ e.g., by removing the designations used to indicate willingness to
+ send and receive keep-alives, or by decreasing the timer value to a
+ very low value, which might trigger additional resource consumption
+ due to the frequently sent keep-alives.
+
+
+
+Holmberg Standards Track [Page 15]
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+RFC 6223 Keep-Alive April 2011
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+
+ The behaviors defined in Sections 4.3 and 4.4 require a SIP entity
+ using the mechanism defined in this specification to place a value in
+ the "keep" parameter in the topmost Via header field value of a
+ response the SIP entity sends. They do not instruct the entity to
+ place a value in a "keep" parameter of any request it forwards. In
+ particular, a SIP proxy MUST NOT place a value into the "keep"
+ parameter of the topmost Via header field value of a request it
+ receives before forwarding it. A SIP proxy implementing this
+ specification SHOULD remove any "keep" parameter values in any Via
+ header field values below the topmost one in responses it receives
+ before forwarding them.
+
+ When requests are forwarded across multiple hops, it is possible for
+ a malicious downstream SIP entity to tamper with the accrued values
+ in the Via header field. The malicious SIP entity could place a
+ value, or change an existing value in a "keep" parameter in any of
+ the Via header field values -- not just the topmost value. A proxy
+ implementation that simply forwards responses by stripping the
+ topmost Via header field value and not inspecting the resulting new
+ topmost Via header field value risks being adversely affected by such
+ a malicious downstream SIP entity. In particular, such a proxy may
+ start receiving STUN requests if it blindly forwards a response with
+ a "keep" parameter with a value it did not create in the topmost Via
+ header field.
+
+ To lower the chances of the malicious SIP entity's actions having
+ adverse effects on such proxies, when a SIP entity sends STUN keep-
+ alives to an adjacent downstream SIP entity and does not receive a
+ response to those STUN messages (as described in Section 7.2.1 of
+ RFC 5389 [RFC5389], it MUST stop sending keep-alives for the
+ remaining duration of the dialog (if the sending of keep-alives were
+ negotiated for a dialog) or until the sending of keep-alives is
+ re-negotiated for the registration (if the sending keep-alives were
+ negotiated for a registration).
+
+ Apart from the issues described above, this specification does not
+ introduce security considerations in addition to those specified for
+ keep-alives in [RFC5626].
+
+11. Acknowledgements
+
+ Thanks to Staffan Blau, Francois Audet, Hadriel Kaplan, Sean
+ Schneyer, and Milo Orsic for their comments on the initial draft
+ version of this document. Thanks to Juha Heinanen, Jiri Kuthan, Dean
+ Willis, John Elwell, Paul Kyzivat, Peter Musgrave, Dale Worley, Adam
+ Roach, and Robert Sparks for their comments on the sipcore mailing
+ list. Thanks to Vijay Gurbani for providing text about the
+ relationship with the connect reuse specification.
+
+
+
+Holmberg Standards Track [Page 16]
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+RFC 6223 Keep-Alive April 2011
+
+
+12. References
+
+12.1. Normative References
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
+ A., Peterson, J., Sparks, R., Handley, M., and E.
+ Schooler, "SIP: Session Initiation Protocol", RFC 3261,
+ June 2002.
+
+ [RFC5234] Crocker, D., Ed., and P. Overell, "Augmented BNF for
+ Syntax Specifications: ABNF", STD 68, RFC 5234,
+ January 2008.
+
+ [RFC5389] Rosenberg, J., Mahy, R., Matthews, P., and D. Wing,
+ "Session Traversal Utilities for NAT (STUN)", RFC 5389,
+ October 2008.
+
+ [RFC5626] Jennings, C., Ed., Mahy, R., Ed., and F. Audet, Ed.,
+ "Managing Client-Initiated Connections in the Session
+ Initiation Protocol (SIP)", RFC 5626, October 2009.
+
+12.2. Informative References
+
+ [RFC3968] Camarillo, G., "The Internet Assigned Number Authority
+ (IANA) Header Field Parameter Registry for the Session
+ Initiation Protocol (SIP)", BCP 98, RFC 3968,
+ December 2004.
+
+ [RFC4347] Rescorla, E. and N. Modadugu, "Datagram Transport Layer
+ Security", RFC 4347, April 2006.
+
+ [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
+ (TLS) Protocol Version 1.2", RFC 5246, August 2008.
+
+ [RFC5923] Gurbani, V., Ed., Mahy, R., and B. Tate, "Connection Reuse
+ in the Session Initiation Protocol (SIP)", RFC 5923,
+ June 2010.
+
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+Holmberg Standards Track [Page 17]
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+RFC 6223 Keep-Alive April 2011
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+
+Author's Address
+
+ Christer Holmberg
+ Ericsson
+ Hirsalantie 11
+ Jorvas 02420
+ Finland
+
+ EMail: christer.holmberg@ericsson.com
+
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