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diff --git a/doc/rfc/rfc7545.txt b/doc/rfc/rfc7545.txt new file mode 100644 index 0000000..985d949 --- /dev/null +++ b/doc/rfc/rfc7545.txt @@ -0,0 +1,5043 @@ + + + + + + +Internet Engineering Task Force (IETF) V. Chen, Ed. +Request for Comments: 7545 Google +Category: Standards Track S. Das +ISSN: 2070-1721 Applied Communication Sciences + L. Zhu + Huawei + J. Malyar + iconectiv + P. McCann + Huawei + May 2015 + + + Protocol to Access White-Space (PAWS) Databases + +Abstract + + Portions of the radio spectrum that are allocated to licensees are + available for non-interfering use. This available spectrum is called + "white space". Allowing secondary users access to available spectrum + "unlocks" existing spectrum to maximize its utilization and to + provide opportunities for innovation, resulting in greater overall + spectrum utilization. + + One approach to managing spectrum sharing uses databases to report + spectrum availability to devices. To achieve interoperability among + multiple devices and databases, a standardized protocol must be + defined and implemented. This document defines such a protocol, the + "Protocol to Access White-Space (PAWS) Databases". + +Status of This Memo + + This is an Internet Standards Track document. + + This document is a product of the Internet Engineering Task Force + (IETF). It represents the consensus of the IETF community. It has + received public review and has been approved for publication by the + Internet Engineering Steering Group (IESG). Further information on + Internet Standards is available in Section 2 of RFC 5741. + + Information about the current status of this document, any errata, + and how to provide feedback on it may be obtained at + http://www.rfc-editor.org/info/rfc7545. + + + + + + + + +Chen, et al. Standards Track [Page 1] + +RFC 7545 PAWS May 2015 + + +Copyright Notice + + Copyright (c) 2015 IETF Trust and the persons identified as the + document authors. All rights reserved. + + This document is subject to BCP 78 and the IETF Trust's Legal + Provisions Relating to IETF Documents + (http://trustee.ietf.org/license-info) in effect on the date of + publication of this document. Please review these documents + carefully, as they describe your rights and restrictions with respect + to this document. Code Components extracted from this document must + include Simplified BSD License text as described in Section 4.e of + the Trust Legal Provisions and are provided without warranty as + described in the Simplified BSD License. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 2] + +RFC 7545 PAWS May 2015 + + +Table of Contents + + 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 5 + 2. Conventions and Terminology . . . . . . . . . . . . . . . . . 5 + 2.1. Conventions Used in This Document . . . . . . . . . . . . 5 + 2.2. Terminology . . . . . . . . . . . . . . . . . . . . . . . 6 + 3. Protocol Overview . . . . . . . . . . . . . . . . . . . . . . 7 + 3.1. Multi-ruleset Support . . . . . . . . . . . . . . . . . . 8 + 4. Protocol Functionalities . . . . . . . . . . . . . . . . . . 9 + 4.1. Database Discovery . . . . . . . . . . . . . . . . . . . 11 + 4.1.1. Preconfiguration . . . . . . . . . . . . . . . . . . 11 + 4.1.2. Configuration Update: Database URI Changes . . . . . 11 + 4.1.3. Error Handling . . . . . . . . . . . . . . . . . . . 12 + 4.2. PAWS Version . . . . . . . . . . . . . . . . . . . . . . 12 + 4.3. Initialization . . . . . . . . . . . . . . . . . . . . . 12 + 4.3.1. INIT_REQ . . . . . . . . . . . . . . . . . . . . . . 13 + 4.3.2. INIT_RESP . . . . . . . . . . . . . . . . . . . . . . 14 + 4.4. Device Registration . . . . . . . . . . . . . . . . . . . 15 + 4.4.1. REGISTRATION_REQ . . . . . . . . . . . . . . . . . . 16 + 4.4.2. REGISTRATION_RESP . . . . . . . . . . . . . . . . . . 17 + 4.5. Available Spectrum Query . . . . . . . . . . . . . . . . 18 + 4.5.1. AVAIL_SPECTRUM_REQ . . . . . . . . . . . . . . . . . 21 + 4.5.2. AVAIL_SPECTRUM_RESP . . . . . . . . . . . . . . . . . 23 + 4.5.3. AVAIL_SPECTRUM_BATCH_REQ . . . . . . . . . . . . . . 26 + 4.5.4. AVAIL_SPECTRUM_BATCH_RESP . . . . . . . . . . . . . . 28 + 4.5.5. SPECTRUM_USE_NOTIFY . . . . . . . . . . . . . . . . . 29 + 4.5.6. SPECTRUM_USE_RESP . . . . . . . . . . . . . . . . . . 31 + 4.6. Device Validation . . . . . . . . . . . . . . . . . . . . 31 + 4.6.1. DEV_VALID_REQ . . . . . . . . . . . . . . . . . . . . 32 + 4.6.2. DEV_VALID_RESP . . . . . . . . . . . . . . . . . . . 33 + 5. Protocol Parameters . . . . . . . . . . . . . . . . . . . . . 34 + 5.1. GeoLocation . . . . . . . . . . . . . . . . . . . . . . . 34 + 5.2. DeviceDescriptor . . . . . . . . . . . . . . . . . . . . 37 + 5.3. AntennaCharacteristics . . . . . . . . . . . . . . . . . 38 + 5.4. DeviceCapabilities . . . . . . . . . . . . . . . . . . . 39 + 5.5. DeviceOwner . . . . . . . . . . . . . . . . . . . . . . . 39 + 5.6. RulesetInfo . . . . . . . . . . . . . . . . . . . . . . . 40 + 5.7. DbUpdateSpec . . . . . . . . . . . . . . . . . . . . . . 41 + 5.8. DatabaseSpec . . . . . . . . . . . . . . . . . . . . . . 42 + 5.9. SpectrumSpec . . . . . . . . . . . . . . . . . . . . . . 42 + 5.10. SpectrumSchedule . . . . . . . . . . . . . . . . . . . . 44 + 5.11. Spectrum . . . . . . . . . . . . . . . . . . . . . . . . 44 + 5.12. SpectrumProfile . . . . . . . . . . . . . . . . . . . . . 50 + 5.13. FrequencyRange . . . . . . . . . . . . . . . . . . . . . 51 + 5.14. EventTime . . . . . . . . . . . . . . . . . . . . . . . . 51 + 5.15. GeoSpectrumSpec . . . . . . . . . . . . . . . . . . . . . 52 + 5.16. DeviceValidity . . . . . . . . . . . . . . . . . . . . . 53 + + + + +Chen, et al. Standards Track [Page 3] + +RFC 7545 PAWS May 2015 + + + 5.17. Error Element . . . . . . . . . . . . . . . . . . . . . . 53 + 5.17.1. OUTSIDE_COVERAGE Error . . . . . . . . . . . . . . . 55 + 5.17.2. DATABASE_CHANGE Error . . . . . . . . . . . . . . . 56 + 5.17.3. MISSING Error . . . . . . . . . . . . . . . . . . . 56 + 6. Message Encoding . . . . . . . . . . . . . . . . . . . . . . 57 + 6.1. JSON-RPC Binding . . . . . . . . . . . . . . . . . . . . 57 + 6.1.1. Method Names . . . . . . . . . . . . . . . . . . . . 59 + 6.1.2. JSON Encoding of Data Models . . . . . . . . . . . . 59 + 6.2. Example Encoding: spectrum.paws.init Method . . . . . . . 61 + 6.3. Example Encoding: spectrum.paws.getSpectrum Method . . . 62 + 6.4. Example Encoding: DeviceOwner vCard . . . . . . . . . . . 66 + 7. HTTPS Binding . . . . . . . . . . . . . . . . . . . . . . . . 66 + 8. Extensibility . . . . . . . . . . . . . . . . . . . . . . . . 68 + 8.1. Defining Ruleset Identifiers . . . . . . . . . . . . . . 68 + 8.2. Defining New Message Parameters . . . . . . . . . . . . . 69 + 8.3. Defining Additional Error Codes . . . . . . . . . . . . . 69 + 9. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 69 + 9.1. PAWS Ruleset ID Registry . . . . . . . . . . . . . . . . 70 + 9.1.1. Registration Template . . . . . . . . . . . . . . . . 70 + 9.1.2. Initial Registry Contents . . . . . . . . . . . . . . 72 + 9.2. PAWS Parameters Registry . . . . . . . . . . . . . . . . 78 + 9.2.1. Registration Template . . . . . . . . . . . . . . . . 78 + 9.2.2. Initial Registry Contents . . . . . . . . . . . . . . 78 + 9.3. PAWS Error Code Registry . . . . . . . . . . . . . . . . 80 + 9.3.1. Registration Template . . . . . . . . . . . . . . . . 81 + 9.3.2. Initial Registry Contents . . . . . . . . . . . . . . 81 + 10. Security Considerations . . . . . . . . . . . . . . . . . . . 81 + 10.1. Assurance of Proper Database . . . . . . . . . . . . . . 83 + 10.2. Protection against Modification . . . . . . . . . . . . 84 + 10.3. Protection against Eavesdropping . . . . . . . . . . . . 84 + 10.4. Client Authentication Considerations . . . . . . . . . . 84 + 11. References . . . . . . . . . . . . . . . . . . . . . . . . . 85 + 11.1. Normative References . . . . . . . . . . . . . . . . . . 85 + 11.2. Informative References . . . . . . . . . . . . . . . . . 86 + Appendix A. Database Listing Server Support . . . . . . . . . . 88 + Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . . . 89 + Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . 89 + Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 90 + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 4] + +RFC 7545 PAWS May 2015 + + +1. Introduction + + This section provides some high-level introductory material. Readers + are strongly encouraged to read "Protocol to Access White-Space + (PAWS) Databases: Use Cases and Requirements" [RFC6953] for use + cases, requirements, and additional background. + + A geospatial database can track available spectrum (in accordance + with the rules of one or more regulatory domains) and make this + information available to devices. This approach shifts the + complexity of spectrum-policy conformance out of the device and into + the database. This approach also simplifies adoption of policy + changes, limiting updates to a handful of databases, rather than + numerous devices. It opens the door for innovations in spectrum + management that can incorporate a variety of parameters, including + user location and time. In the future, it also can include other + parameters, such as user priority, signal type and power, spectrum + supply and demand, payment or micro-auction bidding, and more. + + In providing this service, a database records and updates information + necessary to protect primary users -- for example, this information + may include parameters such as a fixed transmitter's call sign, its + geolocation, antenna height, power, and periods of operation. The + rules that the database is required to follow, including its schedule + for obtaining and updating protection information, protection rules, + and information reported to devices, vary according to regulatory + domain. Such variations, however, should be handled by each database + and hidden from devices to the maximum extent possible. + + This specification defines an extensible protocol, built on top of + HTTP and TLS, to obtain available spectrum from a geospatial database + by a device with geolocation capability. It enables a device to + operate in a regulatory domain that implements this protocol. + +2. Conventions and Terminology + +2.1. Conventions Used in This Document + + The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", + "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this + document are to be interpreted as described in "Key words for use in + RFCs to Indicate Requirement Levels" [RFC2119]. + + + + + + + + + +Chen, et al. Standards Track [Page 5] + +RFC 7545 PAWS May 2015 + + +2.2. Terminology + + Database or Spectrum Database: A Database is an entity that contains + current information about available spectrum at a given location + and time, as well as other types of information related to + spectrum availability and usage. + + Device ID: An identifier for a device. + + EIRP: Effective Isotropically Radiated Power + + ETSI: European Telecommunications Standards Institute + (http://www.etsi.org) + + FCC: The U.S. Federal Communications Commission + (http://www.fcc.gov) + + Listing server: A server that provides the URIs for one or more + Spectrum Databases. A regulator, for example, may operate a + Database Listing Server to publish the list of authorized Spectrum + Databases for its regulatory domain. + + Master Device: A device that queries the Database, on its own behalf + and/or on behalf of a slave device, to obtain available spectrum + information. + + Regulatory Domain: A location where certain rules apply to the use + of white-space spectrum, including the operation of Databases and + devices involved in its use. A regulatory domain is normally + defined by a unit of government for a particular country, but PAWS + is agnostic as to how a regulatory domain is constructed. + + Ruleset: A ruleset represents a set of rules that governs the + operation of white-space devices and Spectrum Databases. A + regulatory authority can define its own set of rules or adopt an + existing ruleset. When a Database or device is said to "support a + ruleset", it means that it contains out-of-band knowledge of the + rules and that its hardware and software implementations conform + to those rules. + + Ruleset Identifier: A ruleset can be identified by an IANA- + registered identifier (see PAWS Ruleset ID Registry + (Section 9.1)). When a Database or device indicates it supports a + ruleset identifier, it means that it conforms to the rules + associated with that identifier. A regulatory authority can + define and register its own ruleset identifiers, or it can use a + previously registered identifier if it adopts an existing ruleset. + + + + +Chen, et al. Standards Track [Page 6] + +RFC 7545 PAWS May 2015 + + + Slave Device: A device that queries the Database through a master + device. + +3. Protocol Overview + + A Master Device uses PAWS to obtain a schedule of available spectrum + at its location. The security necessary to ensure the accuracy, + privacy, and confidentiality of the device's location is described in + the Security Considerations (Section 10). This document assumes that + the Master Device and the Database are connected to the Internet. + + A typical sequence of PAWS operations is outlined as follows. See + "Protocol Functionalities" (Section 4) and "Protocol Parameters" + (Section 5) for details: + + 1. The Master Device obtains (statically or dynamically) the URI + for a Database appropriate for its location, to which to send + subsequent PAWS messages. + + 2. The Master Device establishes an HTTPS session with the + Database. + + 3. The Master Device optionally sends an initialization message to + the Database to exchange capabilities. + + 4. If the Database receives an initialization message, it responds + with an initialization-response message in the body of the HTTP + response. + + 5. The Database may require the Master Device to be registered + before providing service. + + 6. The Master Device sends an available-spectrum request message to + the Database. The message may be on behalf of a Slave Device + that made a request to the Master Device. + + 7. If the Master Device is making a request on behalf of a Slave + Device, the Master Device may verify with the Database that the + Slave Device is permitted to operate. + + 8. The Database responds with an available-spectrum response + message in the body of the HTTP response. + + + + + + + + + +Chen, et al. Standards Track [Page 7] + +RFC 7545 PAWS May 2015 + + + 9. The Master Device may send a spectrum-usage notification message + to the Database. The notification is purely informational; it + notifies the Database what spectrum the Master Device intends to + use and is not a request to the Database to get permission to + use that spectrum. Some Databases may require spectrum-usage + notification. + + 10. If the Database receives a spectrum-usage notification message, + it responds by sending the Master Device a spectrum-usage + acknowledgement message. Since the notification is purely + informational, the Master Device does not need to process the + database response. + + Different regulatory domains may impose particular requirements, such + as requiring Master Devices to register with the Database, performing + Slave Device verification, and sending spectrum-usage notifications. + +3.1. Multi-ruleset Support + + For a Master Device that supports multiple rulesets and operates with + multiple Databases, PAWS supports the following sequence of + operations for each request by the Master Device: + + 1. The Master Device includes in its request its location and + optionally includes the identifier of all the rulesets it + supports and any parameter values it might need for the request. + + 2. The Database uses the device location and also may use the + ruleset list to determine its response, for example, to select + the list of required parameters. + + 3. If required parameters are missing from the request, the Database + responds with an error and a list of names of the missing + parameters. + + 4. The Master Device makes the request again, adding the missing + parameter values. + + 5. The Database responds to the request, including the identifier of + the applicable ruleset. + + 6. The Master Device uses the indicated ruleset to determine how to + interpret the database response. + + NOTE: Some regulatory domains specify sets of requirements for device + behavior that may be complex and not easily parameterized. The + ruleset-id parameter provides a mechanism for the Database to inform + the Master Device of an applicable ruleset, and, for devices with + + + +Chen, et al. Standards Track [Page 8] + +RFC 7545 PAWS May 2015 + + + out-of-band knowledge of the particular regulatory domain + requirements, to satisfy those requirements without having to specify + the device-side behavior within the protocol. Ruleset identifiers + will normally contain the name of the regulatory body that + established the rules and version information, such as + "FccTvBandWhiteSpace-2010". + + By separating the regulatory "authority" from the "ruleset-id", it + allows the protocol to support multiple regulatory authorities that + use the same device-side ruleset. It also allows support for a + single authority to define multiple rulesets. + +4. Protocol Functionalities + + PAWS consists of several components. As noted below, some regulatory + domains or database implementations may mandate the use of a + component, even when its use is not mandated by PAWS. + + o Database Discovery (Section 4.1) is a required component for the + Master Device. + + o Initialization (Section 4.3) is a required component for the + Database. Its use allows the Master Device to determine necessary + information that has not been preconfigured. + + o Device Registration (Section 4.4) is an optional component for the + Database. It can be implemented as a separate component or as + part of the Available Spectrum Query (Section 4.5) component. It + is used by the Master Device when the Database requires it. Note + that some regulators require device registration for only specific + device types, such as higher-power fixed (as opposed to mobile) + devices, to allow them to contact the operators to resolve any + interference issues. + + o Available Spectrum Query (Section 4.5) is a required component for + the Master Device and the Database. + + o Spectrum Use Notify (Section 4.5.5) is an optional component for + the Master Device and the Database. When it is required, the + Database informs the Master Device via its response to the + Available Spectrum Query (Section 4.5). + + o Device Validation (Section 4.6) as a separate component is + optional for the Master Device and Database. When implemented by + the Database, its use allows the Master Device to validate Slave + Devices without having to use the full Available Spectrum Query. + + + + + +Chen, et al. Standards Track [Page 9] + +RFC 7545 PAWS May 2015 + + + This section describes the protocol components and their messages. + "Protocol Parameters" (Section 5) contains a more thorough discussion + of the parameters that make up the PAWS request and response + messages. "Message Encoding" (Section 6) provides examples of + message encodings. "HTTPS Binding" (Section 7) describes the use of + HTTPS ("HTTP Over TLS" [RFC2818]) for transferring PAWS messages and + optional device authentication. + + The parameter tables in this section and "Protocol Parameters" + (Section 5) are for reference and contain the name of each parameter, + the data type of each parameter, and whether the existence of the + parameter is required for the protocol transaction in question. The + diagrams are loosely based on the Unified Modeling Language (UML), + and the data types are defined either in "Protocol Parameters" + (Section 5) or are one of the following primitive or structured + types: + + string: A string, as defined by JSON [RFC7159], restricted to the + UTF-8 encoding. + + int: A number, as defined by JSON [RFC7159], without a fractional or + exponent part. + + float: A number, as defined by JSON [RFC7159]. + + boolean: A boolean, as defined by JSON [RFC7159]. + + list: A structured type that represents a list of elements, as + defined by JSON [RFC7159] array type. All elements of the list + are of the same data type, which is indicated in its diagram and + description. The diagram notation and description may include + additional constraints, such as minimum or maximum number of + elements. + + Also: + + o All parameter names are case sensitive. Unless stated otherwise, + all string values are case sensitive. + + o All timestamps are in UTC and are expressed using exactly the + form, YYYY-MM-DDThh:mm:ssZ, as defined by "Date and Time on the + Internet: Timestamps" [RFC3339]. + + In some cases, specific rulesets may place additional requirements on + message parameters. These additional requirements will be documented + in the IANA PAWS Ruleset ID Registry (Section 9.1). When a request + message sent to the Database has missing parameters, whether they are + + + + +Chen, et al. Standards Track [Page 10] + +RFC 7545 PAWS May 2015 + + + required by PAWS or the applicable ruleset, the Database returns the + MISSING error (see Section 5.17.3), along with data indicating the + missing parameters. + +4.1. Database Discovery + +4.1.1. Preconfiguration + + The Master Device can be provisioned statically (preconfigured) with + the URI of one or more Databases. For example, in a particular + regulatory domain, there may be a number of certified Databases that + any device operating in that domain is permitted to connect to, and + those URIs can be preconfigured in the device. + + Listing Server Support: As an alternative to preconfiguring devices + with a list of certified Databases, some regulatory domains support + the preconfiguration of devices with the URI of a certified listing + server, to which devices can connect to obtain the list of certified + Databases. See "Database Listing Server Support" (Appendix A) for + further information. + +4.1.2. Configuration Update: Database URI Changes + + To adapt to changes in the list of certified or approved Databases, + the device needs to update its preconfigured list of Databases. + + A Database MAY change its URI, but before it changes its URI, it MUST + indicate the upcoming change by including the URI of one or more + alternate Databases using DbUpdateSpec (Section 5.7) in its responses + to devices. The Database MUST reply with DbUpdateSpec for a minimum + of 2 weeks before disabling the old URI. A device will update its + preconfigured entry for the Database sending the DbUpdateSpec by + replacing this entry with the alternate Databases listed in the + DbUpdateSpec; the list of alternate Databases does not affect any + other entries. Note that the ordering of Databases in the list does + not imply any preference and does not need to remain the same for + every request. The device SHOULD detect infinite redirection loops; + if a suitable Database cannot be contacted, the device MUST treat + this as equivalent to a response indicating no available spectrum. + This database-change mechanism is used, for example, before a + Database ceases operation; it is not intended to be used for dynamic + load balancing. + + + + + + + + + +Chen, et al. Standards Track [Page 11] + +RFC 7545 PAWS May 2015 + + +4.1.3. Error Handling + + The device SHOULD select another Database from its list of + preconfigured Databases if: + + o The selected Database is unreachable or does not respond. + + o The selected Database returns an UNSUPPORTED error (see "Error + Codes" (Section 5.17)), which indicates the Database does not + support the device (based on its device type, model, etc.) or + supports none of the rulesets specified in the request. + + If a suitable Database cannot be contacted, the device MUST treat + this as equivalent to a response indicating no available spectrum. + If the device had previously contacted a Database to get available + spectrum, but subsequently fails to contact a suitable Database, the + spectrum the device is currently using can be used for as long as the + spectrum data is valid. However, after that period, the device will + no longer have valid spectrum to use. Some regulatory domains may + have specific rules regarding how long the spectrum data remains + valid in these cases. + +4.2. PAWS Version + + PAWS version uses a "<major>.<minor>" numbering scheme to indicate + versions of the protocol. The protocol versioning policy is intended + to allow the device or Database to indicate the format of a message + and its understanding of PAWS functionality defined by that version. + No change is made to the version string for the addition of message + components that only add to extensible parameter values. The <minor> + number is incremented when the changes made to the protocol add + functionalities (methods) but do not change the existing + functionalities. The <major> number is incremented when incompatible + changes are made to existing functionality. + + The current PAWS version is "1.0". + +4.3. Initialization + + A Master Device SHOULD use the initialization procedure to exchange + capability information with the Database whenever the Master Device + powers up or initiates communication with the Database. The + initialization response informs the Master Device of specific + parameterized-rule values for each supported ruleset, such as + threshold distances and time periods beyond which the device must + update its available-spectrum data (see "RuleSetInfo" (Section 5.6)). + + + + + +Chen, et al. Standards Track [Page 12] + +RFC 7545 PAWS May 2015 + + + When parameterized-rule values are not preconfigured for the + applicable ruleset at the specified location, a Master Device MUST + use the initialization procedure. + + It is important to note that, when parameterized-rule values are + preconfigured in a Master Device, they are preconfigured on a per- + ruleset basis. That is, values preconfigured for one ruleset are not + applicable to any other ruleset. + + For database implementations that require it, the initialization + message also enables extra database-specific or ruleset-specific + handshake parameters to be communicated before allowing available- + spectrum requests. + + The Initialization request procedure is depicted in Figure 1. + + o INIT_REQ (Section 4.3.1) is the initialization request message + + o INIT_RESP (Section 4.3.2) is the initialization response message + + +---------------+ +-------------------+ + | Master Device | | Spectrum Database | + +---------------+ +-------------------+ + | | + | INIT_REQ | + |-------------------->| + | | + | INIT_RESP | + |<--------------------| + | | + + Figure 1 + +4.3.1. INIT_REQ + + The initialization request message allows the Master Device to + initiate exchange of capabilities with the Database. + + +---------------------------------------+ + |INIT_REQ | + +----------------------------+----------| + |deviceDesc:DeviceDescriptor | REQUIRED | + |location:GeoLocation | REQUIRED | + |.......................................| + |*other:any | OPTIONAL | + +----------------------------+----------+ + + + + + +Chen, et al. Standards Track [Page 13] + +RFC 7545 PAWS May 2015 + + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) for the device is + REQUIRED. If the device descriptor does not contain any ruleset + IDs, the Master Device is asking the Database to return a + RulesetInfo (Section 5.6) list that specifies the rulesets that it + supports at the specified location. + + location: The GeoLocation (Section 5.1) of the device is REQUIRED. + If the location is outside all regulatory domain supported by the + Database, the Database MUST respond with an OUTSIDE_COVERAGE error + (see Table 1). + + other: The Master Device MAY specify additional handshake parameters + in the INIT_REQ message. The Database MUST ignore all parameters + it does not understand. To simplify its initialization logic, a + Master Device that supports multiple Databases and rulesets can + include the union of all required parameters for all its supported + rulesets. Consult the PAWS Parameters Registry (Section 9.2) for + possible additional parameters. + +4.3.2. INIT_RESP + + The initialization response message communicates database parameters + to the requesting device. This response is returned only when there + is at least one ruleset. Otherwise, the Database returns an error + response, as described in INIT_REQ (Section 4.3.1). + + +---------------------------------------+ + |INIT_RESP | + +----------------------------+----------+ 1..* +-------------+ + |rulesetInfos:list | REQUIRED |------->| RulesetInfo | + |databaseChange:DbUpdateSpec | OPTIONAL | +-------------+ + |.......................................| + |*other:any | OPTIONAL | + +----------------------------+----------+ + + Parameters: + + rulesetInfos: A RulesetInfo (Section 5.6) list MUST be included in + the response. Each RulesetInfo corresponds to a ruleset supported + by the Database and is applicable to the location specified in the + INIT_REQ (Section 4.3.1) message. + + If the device included a list of ruleset IDs in the + DeviceDescriptor of its INIT_REQ message, each RulesetInfo in the + response MUST match one of the specified ruleset IDs. + + + + +Chen, et al. Standards Track [Page 14] + +RFC 7545 PAWS May 2015 + + + If the DeviceDescriptor did not contain any ruleset IDs, the + Database SHOULD include in the rulesetInfos list a RulesetInfo for + each ruleset it supports at the specified location. + + If the Database does not support the device or supports none of + the rulesets specified in the DeviceDescriptor, it MUST instead + return an error with the UNSUPPORTED code (see Table 1) in the + error response. + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the Master Device of a change to the + database URI, providing one or more alternate database URIs. The + device needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + other: The Database MAY include additional handshake parameters in + the INIT_RESP (Section 4.3.2) message. The Master Device MUST + ignore all parameters it does not understand. Consult the PAWS + Parameters Registry (Section 9.2) for possible additional + parameters. + +4.4. Device Registration + + Some rulesets require a Master Device to send its registration + information to the Database in order to establish certain operational + parameters. FCC rules, for example, require that a 'Fixed Device' + register its owner and operator contact information, its device + identifier, its location, and its antenna height (see FCC CFR47-15H + [FCC-CFR47-15H]). + + The Database MAY implement device registration as a separate Device + Registration request, or as part of the available-spectrum request. + If the Database does not implement a separate Device Registration + request, it MUST return an error with the UNIMPLEMENTED code (see + Table 1) in the error-response message. + + The Device Registration request procedure is depicted in Figure 2. + + o REGISTRATION_REQ (Section 4.4.1) is the device-registration + request message + + o REGISTRATION_RESP (Section 4.4.2) is the device-registration + response message + + + + + + + + +Chen, et al. Standards Track [Page 15] + +RFC 7545 PAWS May 2015 + + + +---------------+ +-------------------+ + | Master Device | | Spectrum Database | + +---------------+ +-------------------+ + | | + | REGISTRATION_REQ | + |------------------------>| + | | + | REGISTRATION_RESP | + |<------------------------| + | | + + Figure 2 + +4.4.1. REGISTRATION_REQ + + The registration request message contains the required registration + parameters. A parameter marked as optional may be required by some + rulesets. + + +-------------------------------------------+ + |REGISTRATION_REQ | + +-------------------------------+-----------+ + |deviceDesc:DeviceDescriptor | REQUIRED | + |location:GeoLocation | REQUIRED | + |deviceOwner:DeviceOwner | OPTIONAL | + |antenna:AntennaCharacteristics | OPTIONAL | + |...........................................| + |*other:any | OPTIONAL | + +-------------------------------+-----------+ + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) for the Master Device + is REQUIRED. The ruleset IDs included in the DeviceDescriptor + indicate the rulesets for which the device wishes to register. + + location: The GeoLocation (Section 5.1) for the device is REQUIRED. + More precisely, this is the location at which the device intends + to operate. If the location is outside all regulatory domains + supported by the Database, the Database MUST respond with an + OUTSIDE_COVERAGE error (see Table 1). + + deviceOwner: The DeviceOwner (Section 5.5) information is OPTIONAL. + Some rulesets may require deviceOwner information under certain + conditions. See PAWS Ruleset ID Registry (Section 9.1) for + ruleset-specific requirements. + + antenna: The AntennaCharacteristics (Section 5.3) is OPTIONAL. + + + +Chen, et al. Standards Track [Page 16] + +RFC 7545 PAWS May 2015 + + + other: Rulesets and database implementations may require additional + registration parameters. To simplify its registration logic, the + Master Device MAY send a union of the registration information + required by all supported rulesets. The Database MUST ignore all + parameters it does not understand. Consult the PAWS Parameters + Registry (Section 9.2) for possible additional parameters. + +4.4.2. REGISTRATION_RESP + + The registration response message acknowledges successful + registration by including a RulesetInfo message for each ruleset in + which the registration is accepted. If the Database accepts the + registration for none of the specified rulesets, the Database MUST + return the NOT_REGISTERED error (see "Error Codes" (Section 5.17)). + + +---------------------------------------+ + |REGISTRATION_RESP | + +----------------------------+----------+ 1..* +-------------+ + |rulesetInfos:list | REQUIRED |------->| RulesetInfo | + |databaseChange:DbUpdateSpec | OPTIONAL | +-------------+ + |............................|..........| + |*other:any | OPTIONAL | + +----------------------------+----------+ + + Parameters: + + rulesetInfos: A RulesetInfo (Section 5.6) list MUST be included in + the response. Each entry corresponds to a ruleset for which the + registration was accepted. The list MUST contain at least one + entry. + + Each RulesetInfo in the response MUST match one of the ruleset IDs + specified in the DeviceDescriptor of REGISTRATION_REQ. + + If the Database does not support the device or supports none of + the rulesets specified in the DeviceDescriptor, it MUST instead + return an error with the UNSUPPORTED code (see Table 1) in the + error response. + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the Master Device of a change to the + database URI, providing one or more alternate database URIs. The + device needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + + + + + + +Chen, et al. Standards Track [Page 17] + +RFC 7545 PAWS May 2015 + + + other: Database implementations MAY return additional parameters in + the registration response. The Master Device MUST ignore any + parameters it does not understand. Consult the PAWS Parameters + Registry (Section 9.2) for possible additional parameters. + +4.5. Available Spectrum Query + + To obtain the available spectrum from the Database, a Master Device + sends a request that contains its geolocation and any parameters + required by the ruleset (such as device identifier, capabilities, and + characteristics). The Database returns a response that describes + which frequencies are available, at what permissible operating power + levels, and a schedule of when they are available. + + The Available Spectrum Query procedure is depicted in Figure 3. + + o AVAIL_SPECTRUM_REQ (Section 4.5.1) is the available-spectrum + request message. + + o AVAIL_SPECTRUM_RESP (Section 4.5.2) is the available-spectrum + response message. + + o AVAIL_SPECTRUM_BATCH_REQ (Section 4.5.3) is an OPTIONAL batch + version of the available-spectrum request message that allows + multiple locations to be specified in the request. + + o AVAIL_SPECTRUM_BATCH_RESP (Section 4.5.4) is the response message + for the batch version of the available-spectrum request that + contains available spectrum for each location in the request. + + o SPECTRUM_USE_NOTIFY (Section 4.5.5) is the spectrum-usage + notification message. + + o SPECTRUM_USE_RESP (Section 4.5.6) is the spectrum-usage + acknowledgment message. + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 18] + +RFC 7545 PAWS May 2015 + + + +---------------+ +-------------------+ + | Master Device | | Spectrum Database | + +---------------+ +-------------------+ + | | + | AVAIL_SPECTRUM_REQ | + | (AVAIL_SPECTRUM_BATCH_REQ) | + |--------------------------->| + | | + | AVAIL_SPECTRUM_RESP | + | (AVAIL_SPECTRUM_BATCH_RESP)| + |<---------------------------| + | | + | (SPECTRUM_USE_NOTIFY) | + |--------------------------->| + | | + | (SPECTRUM_USE_RESP) | + |<---------------------------| + | | + + Figure 3 + + 1. First, the Master Device sends an available-spectrum request + message to the Database. + + 2. The Database MUST respond with an error using the NOT_REGISTERED + code (see Table 1) if: + + * registration information is required, and + + * the request does not include registration information, and + + * the device has not previously registered with the Database + + 3. If the location specified in the request is outside the + regulatory domain supported by the Database, the Database MUST + respond with an OUTSIDE_COVERAGE error (see Table 1). If some, + but not all, locations within a batch request are outside the + regulatory domain supported by the Database, the Database MUST + return an OK response with available spectrum for only the valid + locations; otherwise, if all locations within a batch request are + outside the regulatory domain, the Database MUST respond with an + OUTSIDE_COVERAGE error. + + + + + + + + + +Chen, et al. Standards Track [Page 19] + +RFC 7545 PAWS May 2015 + + + 4. The Database MAY perform other validation of the request, (e.g., + checking for missing required parameters or authorizations). If + validation fails, the Database returns an appropriate error code + (Table 1). If the request is missing required parameters, the + Database MUST respond with a MISSING error (see Table 1) and + SHOULD include a list of the missing parameters. + + 5. If the request is valid, the Database responds with an available- + spectrum response message. If the ruleset requires that devices + must report anticipated spectrum usage, the Database will + indicate so in the response message. + + 6. If the available-spectrum response indicates that the Master + Device must send a spectrum-usage notification message, the + Master Device sends the notification message to the Database. + Even when not required by the Database, the Master Device MAY + send a notification message. + + 7. If the Database receives a spectrum-usage notification message, + it MUST send a spectrum-usage acknowledgment message to the + Master Device. + + The procedure for a Master Device to ask for available spectrum on + behalf of a Slave Device is similar, except that the process is + initiated by the Slave Device. The device identifier, capabilities, + and characteristics communicated in the AVAIL_SPECTRUM_REQ message + MUST be those of the Slave Device, and: + + o The "masterDeviceLocation" field specifying the location of the + Master Device is REQUIRED. + + o The "location" field specifying the location of the Slave Device + is OPTIONAL, since the Slave Device may not have location-sensing + capabilities. + + Although the communication and protocol between the Slave Device and + Master Device are outside the scope of this document (represented as + dotted lines), the expected message sequence is shown in Figure 4. + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 20] + +RFC 7545 PAWS May 2015 + + + +------------+ +---------------+ +-------------------+ + |Slave Device| | Master Device | | Spectrum Database | + +------------+ +---------------+ +-------------------+ + | | | + | AVAIL_SPEC_REQ | | + |................>| | + | | | + | | AVAIL_SPECTRUM_REQ | + | |-------------------------->| + | | | + | | AVAIL_SPECTRUM_RESP | + | |<--------------------------| + | AVAIL_SPEC_RESP | | + |<................| | + | | | + | (SPECTRUM_USE) | | + |................>| (SPECTRUM_USE_NOTIFY) | + | |-------------------------->| + | | | + | | (SPECTRUM_USE_RESP) | + | |<--------------------------| + | | | + + Figure 4 + +4.5.1. AVAIL_SPECTRUM_REQ + + The request message for the Available Spectrum Query protocol MUST + include a geolocation. Rulesets may mandate that it be the device's + current location or allow it to be an anticipated location. A + parameter marked as optional may be required by some rulesets. + + +----------------------------------------------------+ + |AVAIL_SPECTRUM_REQ | + +----------------------------------+-----------------+ + |deviceDesc:DeviceDescriptor | see description | + |location:GeoLocation | see description | + |owner:DeviceOwner | OPTIONAL | + |antenna:AntennaCharacteristics | OPTIONAL | + |capabilities:DeviceCapabilities | OPTIONAL | + |masterDeviceDesc:DeviceDescriptor | OPTIONAL | + |masterDeviceLocation:GeoLocation | see description | + |requestType:string | OPTIONAL | + |..................................|.................| + |*other:any | OPTIONAL | + +----------------------------------+-----------------+ + + + + + +Chen, et al. Standards Track [Page 21] + +RFC 7545 PAWS May 2015 + + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) for the device + requesting available spectrum. When the request is made by a + Master Device on its own behalf, the descriptor is that of the + Master Device, and it is REQUIRED. When the request is made on + behalf of a Slave Device, the descriptor is that of the Slave + Device, and it is REQUIRED if the "requestType" parameter is not + specified. The deviceDesc parameter may be OPTIONAL for some + values of requestType. + + location: The GeoLocation (Section 5.1) for the device requesting + available spectrum. More precisely, this is the location at which + the device intends to operate. When the request is made by the + Master Device on its own behalf, the location is that of the + Master Device, and it is REQUIRED. When the request is made by + the Master Device on behalf of a Slave Device, the location is + that of the Slave Device, and it is OPTIONAL (see also + masterDeviceLocation). The location may be an anticipated + position of the device to support mobile devices, but its use + depends on the ruleset. If the location specifies a region, + rather than a point, the Database MAY return an error with the + UNIMPLEMENTED code (see Table 1), if it does not implement query + by region. + + NOTE: Technically, this is the location of the radiation center of + the device's antenna, but that distinction may be relevant only + for fixed devices. + + owner: The DeviceOwner (Section 5.5) information MAY be included to + register the device with the Database. This enables the device to + register and get spectrum-availability information in a single + request. Some rulesets mandate registration for specific device + types. + + antenna: The AntennaCharacteristics (Section 5.3) is OPTIONAL. + + capabilities: The Master Device MAY include its DeviceCapabilities + (Section 5.4) to limit the available-spectrum response to the + spectrum that is compatible with its capabilities. The Database + SHOULD NOT return spectrum that is not compatible with the + specified capabilities. + + masterDeviceDesc: When the request is made by the Master Device on + behalf of a Slave Device, the Master Device MAY provide its own + descriptor. + + + + + +Chen, et al. Standards Track [Page 22] + +RFC 7545 PAWS May 2015 + + + masterDeviceLocation: When the request is made by the Master Device + on behalf of a Slave Device, the Master Device MUST provide its + own GeoLocation (Section 5.1). + + requestType: The request type is OPTIONAL; it may be used to modify + the request, but its use depends on the applicable ruleset. The + request type may be used, for example, to indicate that the + response should include generic Slave Device parameters without + having to specify the device descriptor for a specific device. + When requestType is missing, the request is for a specific device + (Master or Slave), so deviceDesc is REQUIRED. The maximum length + of the value is 64 octets. See the specifics in the Initial + Registry Contents (Section 9.1.2) for the Ruleset ID Registry. + + other: Rulesets and database implementations may require additional + request parameters. The Database MUST ignore all parameters it + does not understand. Consult the PAWS Parameters Registry + (Section 9.2) for possible additional parameters. + +4.5.2. AVAIL_SPECTRUM_RESP + + The response message for the Available Spectrum Query contains one or + more SpectrumSpec (Section 5.9) elements, one for each ruleset + supported at the location specified in the corresponding + AVAIL_SPECTRUM_REQ (Section 4.5.1) message. Each SpectrumSpec + element contains a list of one or more spectrum schedules, + representing permissible power levels over time: + + o Each spectrum schedule specifies the permissible power level for a + duration defined by a pair of start and stop times. The power + levels refer to permissible EIRP over a resolution bandwidth. + + o Within each list of schedules, event-time intervals MUST be + disjoint and MUST be sorted in increasing time. + + o A gap in the time schedule means no spectrum is available for that + time interval. + + Consider a Database that provides a schedule of available spectrum + for the next 24 hours. If spectrum availability were to be different + at different times of day, the response would contain a list of + schedules, each transition representing some change to the spectrum + availability. A device might use different strategies to select + which spectrum to use, e.g.: + + o Always use the frequencies that permit the highest power + + + + + +Chen, et al. Standards Track [Page 23] + +RFC 7545 PAWS May 2015 + + + o Use the frequencies that are available for the longest period of + time. + + o Just use the first set of frequencies that matches its needs. + + +---------------------------------------+ + |AVAIL_SPECTRUM_RESP | + +----------------------------+----------+ + |timestamp:string | REQUIRED | + |deviceDesc:DeviceDescriptor | REQUIRED | + |spectrumSpecs:list | REQUIRED |-------+ + |............................|..........| | + |databaseChange:DbUpdateSpec | OPTIONAL | | + |*other:any | OPTIONAL | | + +----------------------------+----------+ | 1..* + V + +-----------------------------------+ + |SpectrumSpec | + +------------------------+----------+ + |rulesetInfo:RulesetInfo | REQUIRED | + |spectrumSchedules:list | REQUIRED |-+ + |timeRange:EventTime | OPTIONAL | | + |frequencyRanges:list | OPTIONAL | | + |needsSpectrumReport:bool| OPTIONAL | | + |maxTotalBwHz:float | OPTIONAL | | + |maxContiguousBwHz:float | OPTIONAL | | + +------------------------+----------+ | + +--------------------+ + | 1..* + V + +-------------------------------+ + |SpectrumSchedule | + +--------------------+----------+ + |eventTime:EventTime | REQUIRED | + |spectra:list | REQUIRED | + +--------------------+----------+ + + Parameters: + + timestamp: Timestamp of the response is expressed in UTC using the + form, YYYY-MM-DDThh:mm:ssZ, as defined by "Date and Time on the + Internet: Timestamps" [RFC3339]. This can be used by the device + as a reference for the start and stop times in the spectrum + schedules. + + deviceDesc: The Database MUST include the DeviceDescriptor + (Section 5.2) specified in the AVAIL_SPECTRUM_REQ message. + + + + +Chen, et al. Standards Track [Page 24] + +RFC 7545 PAWS May 2015 + + + spectrumSpecs: The SpectrumSpec (Section 5.9) list MUST include at + least one entry. Each entry contains the schedules of available + spectrum for a ruleset. The Database MAY return more than one + SpectrumSpec to represent available spectrum for multiple rulesets + at the specified location. + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the device of a change to the database + URI, providing one or more alternate database URIs. The device + needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + other: Database implementations MAY return additional parameters in + the response. The device MUST ignore any parameters that it does + not understand. Consult the PAWS Parameters Registry + (Section 9.2) for possible additional parameters and requirements + they place on the device. + +4.5.2.1. Update Requirements + + When the stop time specified in the schedule has been reached, the + device: + + o MUST obtain a new spectrum-availability schedule, either by using + the next one in the list (if provided) or making another Available + Spectrum Query (Section 4.5). + + o If the device is unable to contact the Database to obtain a new + schedule, it MUST treat this as equivalent to a response with no + available spectrum. + + Some rulesets also mandate that a device must obtain a new spectrum- + availability schedule if the device moves beyond a threshold distance + (established by the ruleset) from the actual location and all + anticipated location(s) it reported in previous AVAIL_SPECTRUM_REQ or + AVAIL_SPECTRUM_BATCH_REQ messages (see "maxLocationChange" in + RulesetInfo (Section 5.6)). If the device is unable to contact the + Database to obtain a new schedule, it MUST treat this as equivalent + to a response with no available spectrum. + + NOTE: The ruleset determines required device behavior when spectrum + is no longer available. The ruleset also governs whether a device + may request and use spectrum at anticipated locations beyond the + threshold distance from its current location. + + + + + + + +Chen, et al. Standards Track [Page 25] + +RFC 7545 PAWS May 2015 + + +4.5.3. AVAIL_SPECTRUM_BATCH_REQ + + The Database MAY implement the batch request that allows multiple + locations to be specified. This enables a portable Master Device, + for example, to get available spectrum for a sequence of anticipated + locations using a single request. The Database interprets each + location in the batch request as if it were an independent request + and returns results consistent with multiple individual + AVAIL_SPECTRUM_REQ (Section 4.5.1) messages, but it returns these + results in a batched response (Section 4.5.4). The request message + for the batch Available Spectrum Query protocol MUST include at least + one GeoLocation (Section 5.1). If the Database does not implement + batch requests, it MUST return an UNIMPLEMENTED error (see Table 1). + + NOTE: Whether anticipated locations are allowed depends on the + specified ruleset. A parameter marked as optional may be required by + some rulesets. + + +---------------------------------------------------+ + |AVAIL_SPECTRUM_BATCH_REQ | + +---------------------------------+-----------------+ + |deviceDesc:DeviceDescriptor | see description | + |locations:list | REQUIRED |--+ + |owner:DeviceOwner | OPTIONAL | | + |antenna:AntennaCharacteristics | OPTIONAL | | + |capabilities:DeviceCapabilities | OPTIONAL | | + |masterDeviceDesc:DeviceDescriptor| OPTIONAL | | + |masterDeviceLocation:GeoLocation | see description | | + |requestType:string | OPTIONAL | | + +.................................+.................+ | + |*other:any | OPTIONAL | | + +---------------------------------+-----------------+ | + | + 1..* V + +-------------+ + | GeoLocation | + +-------------+ + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) for the device + requesting available spectrum. When the request is made by a + Master Device on its own behalf, the descriptor is that of the + Master Device, and it is REQUIRED. When the request is made on + behalf of a Slave Device, the descriptor is that of the Slave + Device, and it is REQUIRED if the "requestType" parameter is not + specified. The deviceDesc parameter may be OPTIONAL for some + values of requestType. + + + +Chen, et al. Standards Track [Page 26] + +RFC 7545 PAWS May 2015 + + + locations: The GeoLocation (Section 5.1) list for the device is + REQUIRED. This allows the device to specify its actual location + plus additional anticipated locations. At least one location MUST + be included. This specification places no upper limit on the + number of locations, but the Database MAY restrict the number of + locations it supports by returning a response with fewer locations + than specified in the request. If the locations specify regions, + rather than points, the Database MAY return an error with the + UNIMPLEMENTED code (see Table 1), if it does not implement query + by region. When the request is made by a Master Device on its own + behalf, the locations are those of the Master Device. When the + request is made by the Master Device on behalf of a Slave Device, + the locations are those of the Slave Device (see also + masterDeviceLocation). + + owner: The DeviceOwner (Section 5.5) information MAY be included to + register the device with the Database. This enables the device to + register and get spectrum-availability information in a single + request. Some rulesets mandate registration for specific device + types. + + antenna: The AntennaCharacteristics (Section 5.3) is OPTIONAL. + + capabilities: The Master Device MAY include its DeviceCapabilities + (Section 5.4) to limit the available-spectrum response to the + spectrum that is compatible with its capabilities. The Database + SHOULD NOT return spectrum that is not compatible with the + specified capabilities. + + masterDeviceDesc: When the request is made by the Master Device on + behalf of a Slave Device, the Master Device MAY provide its own + descriptor. + + masterDeviceLocation: When the request is made by the Master Device + on behalf of a Slave Device, the Master Device MUST provide its + own GeoLocation (Section 5.1). + + requestType: The request type is an OPTIONAL parameter that may be + used to modify the request, but its use depends on the applicable + ruleset. The request type may be used, for example, to request + generic Slave Device parameters without having to specify the + device descriptor for a specific device. When the requestType + parameter is missing, the request is for a specific device (Master + or Slave), so deviceDesc is REQUIRED. The maximum length is 64 + octets. See the ruleset specifics in the Initial Registry + Contents (Section 9.1.2) for the Ruleset ID Registry. + + + + + +Chen, et al. Standards Track [Page 27] + +RFC 7545 PAWS May 2015 + + + other: Rulesets and database implementations may require additional + request parameters. The Database MUST ignore all parameters it + does not understand. Consult the PAWS Parameters Registry + (Section 9.2) for possible additional parameters. + +4.5.4. AVAIL_SPECTRUM_BATCH_RESP + + The response message for the batch Available Spectrum Query contains + a schedule of available spectrum for the device at multiple + locations. + + +---------------------------------------+ + |AVAIL_SPECTRUM_BATCH_RESP | + +----------------------------+----------+ + |timestamp:string | REQUIRED | + |deviceDesc:DeviceDescriptor | REQUIRED | + |geoSpectrumSpecs:list | REQUIRED |-------+ + |............................|..........| | + |databaseChange:DbUpdateSpec | OPTIONAL | | + |*other:any | OPTIONAL | | + +----------------------------+----------+ | 0..* + V + +---------------------------------+ + |GeoSpectrumSpec | + +----------------------+----------+ + |location:GeoLocation | REQUIRED | + |spectrumSpecs:list | REQUIRED | + +----------------------+----------+ + + Parameters: + + timestamp: Timestamp of the response of the form, + YYYY-MM-DDThh:mm:ssZ, as defined by "Date and Time on the + Internet: Timestamps" [RFC3339]. This can be used by the device + as a reference for the start and stop times in the spectrum + schedules. + + deviceDesc: The Database MUST include the DeviceDescriptor + (Section 5.2) specified in the AVAIL_SPECTRUM_BATCH_REQ message. + + geoSpectrumSpecs: The geoSpectrumSpecs (Section 5.15) list is + REQUIRED (although it MAY be empty if spectrum is unavailable). + For each location, the Database MAY return one or more + SpectrumSpecs (Section 5.9) to represent available spectrum for + one or more rulesets. The Database MAY return available spectrum + for fewer locations than requested. The order of the entries in + + + + + +Chen, et al. Standards Track [Page 28] + +RFC 7545 PAWS May 2015 + + + the list is not significant, and the device MUST use the location + value in each GeoSpectrumSpec entry to match available spectrum to + a location. + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the device of a change to the database + URI, providing one or more alternate database URIs. The device + needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + other: Database implementations MAY return additional parameters in + the response. Consult the PAWS Parameters Registry (Section 9.2) + for possible additional parameters and requirements they place on + the device. + + See "Update Requirements" (Section 4.5.2.1) for when the device must + update its available spectrum data. + +4.5.5. SPECTRUM_USE_NOTIFY + + The spectrum-use notification message indicates the spectrum + anticipated to be used by the device. + + +---------------------------------------------------+ + |SPECTRUM_USE_NOTIFY | + +---------------------------------+-----------------+ + |deviceDesc:DeviceDescriptor | REQUIRED | + |location:GeoLocation | see description | + |masterDeviceDesc:DeviceDescriptor| OPTIONAL | + |masterDeviceLocation:GeoLocation | see description | + |spectra:list | REQUIRED |--+ + |...................................................| | + |*other:any | OPTIONAL | | + +---------------------------------+-----------------+ | 0..* + V + +--------------------------------+ + |Spectrum | + +---------------------+----------+ + |resolutionBwHz:float | REQUIRED | + |profiles:list | REQUIRED | + +---------------------+----------+ + + + + + + + + + + +Chen, et al. Standards Track [Page 29] + +RFC 7545 PAWS May 2015 + + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) for the device is + REQUIRED. + + location: The GeoLocation (Section 5.1) for the device. When the + notification is made by a Master Device on its own behalf, the + location is that of the Master Device and is REQUIRED. When the + notification is made by a Master Device on behalf of a Slave + Device, the location is that of the Slave Device and is OPTIONAL + but may be required by some rulesets. + + spectra: The Spectrum (Section 5.11) list is REQUIRED and specifies + the spectrum anticipated to be used by the device; this includes + profiles of frequencies and power levels. The list MAY be empty, + if the device decides not to use any spectrum. For consistency, + the resolution bandwidth value, "resolutionBwHz", MUST match that + from one of the Spectrum (Section 5.11) elements in the + corresponding AVAIL_SPECTRUM_RESP message, and the maximum power + levels in the Spectrum element MUST be expressed as power (EIRP) + over the specified "resolutionBwHz" value. The actual bandwidth + to be used (as computed from the start and stop frequencies) MAY + be different from the "resolutionBwHz" value. As an example, when + the ruleset expresses maximum power spectral density in terms of + maximum power over any 100 kHz band, then the "resolutionBwHz" + value should be set to 100 kHz, even though the actual bandwidth + used can be 20 kHz. + + masterDeviceDesc: When the notification is made by the Master Device + on behalf of a Slave Device, the Master Device MAY provide its own + descriptor. + + masterDeviceLocation: When the notification is made by the Master + Device on behalf of a Slave Device, the Master Device MUST include + its own GeoLocation (Section 5.1). + + other: Depending on the ruleset, other parameters may be required. + To simplify its logic, the device MAY include the union of all + parameters required by all supported rulesets. The Database MUST + ignore all parameters it does not understand. + + + + + + + + + + + +Chen, et al. Standards Track [Page 30] + +RFC 7545 PAWS May 2015 + + +4.5.6. SPECTRUM_USE_RESP + + The spectrum-use response message simply acknowledges receipt of the + notification. + + +---------------------------------------+ + |SPECTRUM_USE_RESP | + +----------------------------+----------+ + |databaseChange:DbUpdateSpec | OPTIONAL | + |.......................................| + |*other:any | OPTIONAL | + +----------------------------+----------+ + + Parameters: + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the device of a change to the database + URI, providing one or more alternate database URIs. The device + needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + other: Database implementations MAY return additional parameters in + the response. Consult the PAWS Parameters Registry (Section 9.2) + for possible additional parameters. + +4.6. Device Validation + + A Slave Device needs a Master Device to ask the Database on its + behalf for available spectrum. Depending on the ruleset, the Master + Device also must validate with the Database that the Slave Device is + permitted to operate. When the ruleset allows a Master Device to + "cache" the available spectrum for a period of time, the Master + Device may use the simpler Device Validation component, instead of + the full Available Spectrum Query component, to validate a Slave + Device. + + When validating one or more Slave Devices, the Master Device sends + the Database a request that includes the device identifier -- and any + other parameters required by the ruleset -- for each Slave Device. + The Database MUST return a response with an entry for each device to + indicate whether it is permitted to use the spectrum. + + A typical sequence for using the Device Validation request is + illustrated in Figure 5, where the Master Device already has a valid + set of available spectrum for Slave Devices. Note that the + communication and protocol between the Slave Device and Master Device + are outside the scope of this document. + + + + +Chen, et al. Standards Track [Page 31] + +RFC 7545 PAWS May 2015 + + + o DEV_VALID_REQ (Section 4.6.1) is the device-validation request + message. + + o DEV_VALID_RESP (Section 4.6.2) is the device-validation response + message. + + +------------+ +---------------+ +-------------------+ + |Slave Device| | Master Device | | Spectrum Database | + +------------+ +---------------+ +-------------------+ + | | | + | AVAIL_SPEC_REQ | | + |................>| | + | | | + | | DEV_VALID_REQ | + | |-------------------------->| + | | | + | | DEV_VALID_RESP | + | |<--------------------------| + | AVAIL_SPEC_RESP | | + |<................| | + | | | + | (SPECTRUM_USE) | | + |................>| (SPECTRUM_USE_NOTIFY) | + | |-------------------------->| + | | | + | | (SPECTRUM_USE_RESP) | + | |<--------------------------| + + Figure 5 + +4.6.1. DEV_VALID_REQ + + This request is used by a Master Device to determine which Slave + Devices are permitted to operate. + + +---------------------------------------------+ + |DEV_VALID_REQ | + +----------------------------------+----------+ + |deviceDescs:list | REQUIRED |---+ + |masterDeviceDesc:DeviceDescriptor | OPTIONAL | | + +----------------------------------+----------+ | + V 1..* + +----------------------+ + |DeviceDescriptor | + +----------------------+ + + + + + + +Chen, et al. Standards Track [Page 32] + +RFC 7545 PAWS May 2015 + + + Parameters: + + deviceDescs: A DeviceDescriptor (Section 5.2) list is REQUIRED; it + specifies the list of Slave Devices that are to be validated. + + masterDeviceDesc: The Master Device MAY provide its own descriptor. + +4.6.2. DEV_VALID_RESP + + +---------------------------------------+ + |DEV_VALID_RESP | + +----------------------------+----------+ + |deviceValidities:list | REQUIRED |---- + |databaseChange:DbUpdateSpec | OPTIONAL | | + +----------------------------+----------+ | + V 1..* + +---------------------------------------+ + |DeviceValidity | + +----------------------------+----------+ + |deviceDesc:DeviceDescriptor | REQUIRED | + |isValid:boolean | REQUIRED | + |reason:string | OPTIONAL | + +----------------------------+----------+ + + Parameters: + + deviceValidities: A DeviceValidities (Section 5.16) list is REQUIRED + to report the list of Slave Devices and whether each listed device + is valid. The number of entries MUST match the number of + DeviceDescriptors (Section 5.2) listed in the DEV_VALID_REQ + message. + + databaseChange: The Database MAY include a DbUpdateSpec + (Section 5.7) to notify the device of a change to the database + URI, providing one or more alternate database URIs. The device + needs to update its preconfigured entry for the responding + Database with the alternate Databases listed in the DbUpdateSpec. + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 33] + +RFC 7545 PAWS May 2015 + + +5. Protocol Parameters + + This section presents more details of the parameters that make up the + PAWS request and response messages. It also includes a subsection + that defines response codes. + +5.1. GeoLocation + + GeoLocation is used to specify one of the following: + + o a single point with optional uncertainty + + o a region described by a polygon + + These are represented using geometric shapes defined in Section 5 of + "GEOPRIV Presence Information Data Format Location Object" [RFC5491], + where: + + o A "point" with uncertainty is represented using the Ellipse shape. + + o A region is represented using the Polygon shape. + + The coordinates are expressed using the WGS84 datum [WGS-84], and + units are degrees or meters. GeoLocation MAY also include a + confidence level, expressed as a percentage. The confidence and + uncertainty parameters may be required by some rulesets (see also + [RFC7459]). + + + + + + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 34] + +RFC 7545 PAWS May 2015 + + + The data model for GeoLocation is illustrated below: + + +------------------------------------+ + |GeoLocation | + +------------------+-----------------+ + |point:Ellipse | see description | + |region:Polygon | see description | + |confidence:int | OPTIONAL | + +------------------+-----------------+ + Note: Point and region are mutually exclusive. Exactly one must + be present. + + +-------------------------------+ + |Ellipse | + +--------------------+----------+ + |center:Point | REQUIRED |--+ + |semiMajorAxis:float | OPTIONAL | | + |semiMinorAxis:float | OPTIONAL | | + |orientation:float | OPTIONAL | | + +--------------------+----------+ v + +---------------------------+ + |Point | + +----------------+----------+ + |latitude:float | REQUIRED | + |longitude:float | REQUIRED | + +----------------+----------+ + + +-------------------------------+ + |Polygon | + +-------------------+-----------+ 4..* +---------------------------+ + |exterior:list | REQUIRED |------>|Point | + +-------------------+-----------+ +----------------+----------+ + |latitude:float | REQUIRED | + |longitude:float | REQUIRED | + +----------------+----------+ + + Parameters: + + point: If present, it specifies the GeoLocation as a point. + Paradoxically, a "point" is parameterized using an Ellipse, where + the center represents the location of the point and the distances + along the major and minor axes represent the uncertainty. The + uncertainty values may be required, depending on the ruleset. + Exactly one of "point" or "region" MUST be present. + + region: If present, it specifies the GeoLocation as a region. + Exactly one of "point" or "region" MUST be present. + + + + +Chen, et al. Standards Track [Page 35] + +RFC 7545 PAWS May 2015 + + + center: The center refers to the location of a GeoLocation point and + is represented as the center of an ellipse. + + latitude, longitude: Floating-point numbers that express the + latitude and longitude in degrees using the WGS84 datum [WGS-84]. + + semiMajorAxis, semiMinorAxis: This OPTIONAL parameter expresses the + location uncertainty, in meters. It is parameterized using + distances along the major and minor axes of the ellipse. The + default value for each parameter is 0. + + orientation: This defines the orientation of the ellipse, expressed + as the rotation, in degrees, of the semi-major axis from North + towards the East. For example, when the uncertainty is greatest + along the North-South direction, orientation is 0 degrees; + conversely, if the uncertainty is greatest along the East-West + direction, orientation is 90 degrees. When orientation is not + present, the default value is 0. + + exterior: When GeoLocation describes a region, the "exterior" + parameter refers to a list of latitude and longitude points that + represents the vertices of a polygon. The first and last points + MUST be the same. Thus, a minimum of 4 points is required. The + following polygon restrictions from [RFC5491] apply: + + * A connecting line SHALL NOT cross another connecting line of + the same polygon. + + * The vertices MUST be defined in a counter-clockwise direction, + looking at them from above. + + * The edges of a polygon are defined by the shortest path between + two points in space (not a geodesic curve). Consequently, the + length between two adjacent vertices SHOULD be restricted to a + maximum of 130 km. + + * Polygon shapes SHOULD be restricted to a maximum of 15 vertices + (16 points that includes the repeated vertex). + + Additionally, all vertices are assumed to be at the same altitude. + + confidence: The location confidence level, as a percentage, MAY be + provided. When this parameter is not provided, the default value + is 95. Valid values range from 0 to 100, but, in practice, 100% + confidence is not achievable. The confidence value is meaningful + only when GeoLocation refers to a point with uncertainty. + + + + + +Chen, et al. Standards Track [Page 36] + +RFC 7545 PAWS May 2015 + + +5.2. DeviceDescriptor + + The device descriptor contains parameters that identify the specific + device, such as its manufacturer serial number, manufacturer's ID, + and any other device characteristics required by ruleset. + + +--------------------------------+ + |DeviceDescriptor | + +---------------------+----------+ + |serialNumber:string | OPTIONAL | + |manufacturerId:string| OPTIONAL | + |modelId:string | OPTIONAL | 1..* + |rulesetIds:list | OPTIONAL |------>string + |.....................|..........| + |*other:any | OPTIONAL | + +---------------------+----------+ + + Parameters: + + serialNumber: The manufacturer's device serial number is OPTIONAL, + although rulesets typically require it. Its maximum length is 64 + octets. + + manufacturerId: The manufacturer's ID is OPTIONAL but may be + required by some rulesets. This represents the name of the device + manufacturer, and therefore ought to be consistent across all + devices from the same manufacturer and distinct from that of other + manufacturers. Its maximum length is 64 octets. + + modelId: The device's model ID is OPTIONAL but may be required by + some rulesets. Its maximum length is 64 octets. + + rulesetIds: The list of identifiers for rulesets supported by the + device (see Ruleset ID Registry (Section 9.1)). A Database MAY + require that the device provides this list before servicing the + device requests. If the Database supports none of the rulesets + specified in the list, the Database MAY refuse to service the + device requests. See RulesetInfo (Section 5.6) for discussion on + ruleset identifiers. If present, the list MUST contain at least + one entry. + + other: Depending on the ruleset, other parameters may be required. + The Database MUST ignore all parameters in the message it does not + understand. See PAWS Parameters Registry (Section 9.2) for + additional valid parameters and for the process for extending the + message with more parameters. Additionally, see PAWS Ruleset ID + Registry (Section 9.1) for the valid set of parameters for each + ruleset. + + + +Chen, et al. Standards Track [Page 37] + +RFC 7545 PAWS May 2015 + + +5.3. AntennaCharacteristics + + Antenna characteristics provide additional information, such as the + antenna height, antenna type, etc. Whether antenna characteristics + must be provided in a request depends on the device type and ruleset. + Additionally, a parameter marked as optional may be required by some + rulesets. + + +------------------------------------+ + |AntennaCharacteristics | + +-------------------------+----------+ + |height:float | OPTIONAL | + |heightType:enum | OPTIONAL | + |heightUncertainty:float | OPTIONAL | + |.........................|..........| + |*characteristics: | OPTIONAL | + | various | | + +-------------------------+----------+ + + Parameters: + + height: The antenna height in meters. Note that the height may be + negative. + + heightType: Valid values are: + + AGL - Above Ground Level (default) + + AMSL - Above Mean Sea Level + + heightUncertainty: The height uncertainty in meters. + + NOTE: Depending on the ruleset, additional antenna characteristics + may be required, such as: + + o antenna direction + + o antenna radiation pattern + + o antenna gain + + o antenna polarization + + These are not defined by the base protocol but may be added to the + PAWS Parameters Registry, as needed. + + + + + + +Chen, et al. Standards Track [Page 38] + +RFC 7545 PAWS May 2015 + + +5.4. DeviceCapabilities + + Device capabilities provide additional information that may be used + by the device to provide additional information to the Database that + can help it to determine available spectrum. If the Database does + not support device capabilities, it MUST ignore the parameter + altogether. + + +-------------------------------+ + |DeviceCapabilities | + +---------------------+---------+ + |frequencyRanges:list |OPTIONAL |--+ + |.....................|.........| | + |*other:any |OPTIONAL | | + +---------------------+---------+ | 0..* + V + +--------------------------------+ + |FrequencyRange | + +----------------------+---------+ + |startHz:float |REQUIRED | + |stopHz:float |REQUIRED | + +----------------------+---------+ + + Parameters: + + frequencyRanges: Optional FrequencyRange (Section 5.13) list. Each + FrequencyRange element contains start and stop frequencies in + which the device can operate. When specified, the Database SHOULD + NOT return available spectrum that falls outside these ranges. + + other Consult the PAWS Parameters Registry (Section 9.2) for + possible additional parameters. The Database MUST ignore all + parameters it does not understand. + +5.5. DeviceOwner + + DeviceOwner contains information on device ownership that is provided + as part of device registration. Some rulesets may require additional + parameters. + + +-----------------------------+ + |DeviceOwner | + +------------------+----------+ + |owner:vcard | REQUIRED | + |operator:vcard | OPTIONAL | + +------------------+----------+ + + + + + +Chen, et al. Standards Track [Page 39] + +RFC 7545 PAWS May 2015 + + + Parameters: + + owner: The vCard contact information for the individual or business + that owns the device is REQUIRED. + + operator: The vCard contact information for the device operator is + OPTIONAL but may be required by specific rulesets. + + See PAWS Ruleset ID Registry (Section 9.1) for ruleset-specific + requirements on mandatory vCard properties. Depending on the + ruleset, the Database may be required to validate the device-owner + information. In these cases, the Database MUST respond with an + INVALID_VALUE error (see "Error Codes" (Section 5.17)) if validation + fails. + + All contact information MUST be expressed using the structure defined + by the "vCard Format Specification" [RFC6350], encoded in JSON + [RFC7095]. Note that the vCard specification defines maximum lengths + for each parameter. + +5.6. RulesetInfo + + RulesetInfo contains parameters for the ruleset of a regulatory + domain that is communicated using the Initialization (Section 4.3), + Device Registration (Section 4.4), and Available Spectrum Query + (Section 4.5) components. + + +------------------------------------------+ + |RulesetInfo | + +------------------------------------------+ + |authority:string | REQUIRED | + |rulesetId:string | REQUIRED | + |maxLocationChange:float | see description | + |maxPollingSecs:int | see description | + |..........................................| + |*other:any | OPTIONAL | + +------------------------+-----------------+ + + Parameters: + + authority: A string that indicates the regulatory domain to which + the ruleset applies is REQUIRED. It will normally be a 2-letter + country code defined by Country Codes - ISO 3166 [ISO3166-1]. + + + + + + + + +Chen, et al. Standards Track [Page 40] + +RFC 7545 PAWS May 2015 + + + rulesetId: The ID of a ruleset for the specified authority (see + Ruleset ID Registry (Section 9.1)). The device can use this to + determine additional device behavior required by the associated + ruleset. To define new ruleset IDs, see "Defining Ruleset + Identifiers" (Section 8.1). + + maxLocationChange: The maximum location change in meters is REQUIRED + for the Initialization Response (Section 4.3.2), but OPTIONAL + otherwise. Some regulatory domains mandate that, when the device + changes location by more than this specified distance, it contact + the Database to get the available spectrum for the new location. + If this value is provided by the Database within the context of an + Available Spectrum Response (Section 4.5.2), it takes precedence + over the value within the Initialization Response (Section 4.3.2). + + maxPollingSecs: The maximum duration, in seconds, between requests + for available spectrum is REQUIRED for the Initialization Response + (Section 4.3.2), but OPTIONAL otherwise. The device MUST contact + the Database to get available spectrum no less frequently than + this duration. If this value is provided within the context of an + Available Spectrum Response (Section 4.5.2), it takes precedence + over the value within the Initialization Response (Section 4.3.2). + + other: Depending on the ruleset, other parameters may be required. + The device MUST ignore all parameters in the message it does not + understand. Consult the PAWS Parameters Registry (Section 9.2) + for possible additional parameters. + +5.7. DbUpdateSpec + + This element is provided by the Database to notify devices of an + upcoming change to the database URI. + + +-------------------------------+ + |DbUpdateSpec | + +---------------------+---------+ +--------------------------+ + |databases:list |REQUIRED |------>|DatabaseSpec | + +---------------------+---------+ 1..* +---------------+----------+ + |name:string | REQUIRED | + |uri:string | REQUIRED | + +---------------+----------+ + + Parameters: + + databases: List of one or more DatabaseSpec (Section 5.8) entries. + A device needs to update its preconfigured entry for the + responding Database with the alternate Databases listed in the + DbUpdateSpec. + + + +Chen, et al. Standards Track [Page 41] + +RFC 7545 PAWS May 2015 + + +5.8. DatabaseSpec + + This element contains the name and URI of a Database. + + +--------------------------+ + |DatabaseSpec | + +---------------+----------+ + |name:string | REQUIRED | + |uri:string | REQUIRED | + +---------------+----------+ + + Parameters: + + name: The display name. Its maximum length is 64 octets. + + uri: The corresponding URI of the Database. Its maximum length is + 1024 octets. + +5.9. SpectrumSpec + + The SpectrumSpec element encapsulates the schedule of available + spectrum for a ruleset. + + +---------------------------------------+ + |SpectrumSpec | + +----------------------------+----------+ + |rulesetInfo:RulesetInfo | REQUIRED | + |spectrumSchedules:list | REQUIRED |-----+ + |timeRange:EventTime | OPTIONAL | | + |frequencyRanges:list | OPTIONAL | | + |needsSpectrumReport:boolean | OPTIONAL | | + |maxTotalBwHz:float | OPTIONAL | | + |maxContiguousBwHz:float | OPTIONAL | | + +----------------------------+----------+ | + | 1..* + V + +-------------------------------+ + |SpectrumSchedule | + +--------------------+----------+ + |eventTime:EventTime | REQUIRED | + |spectra:list | REQUIRED | + +--------------------+----------+ + + + + + + + + + +Chen, et al. Standards Track [Page 42] + +RFC 7545 PAWS May 2015 + + + Parameters: + + rulesetInfo: RulesetInfo (Section 5.6) is REQUIRED to identify the + regulatory domain and ruleset to which the spectrum schedule + applies (see Ruleset ID Registry (Section 9.1)). The device needs + to use the corresponding ruleset to interpret the response. + Values provided within rulesetInfo, such as maxLocationChange, + take precedence over the values provided by the Initialization + Procedure (Section 4.3). + + spectrumSchedules: The SpectrumSchedule (Section 5.10) list is + REQUIRED. At least one schedule MUST be included. More than one + schedule MAY be included to represent future changes to the + available spectrum. How far in advance a schedule may be provided + depends on the ruleset. If more than one schedule is included, + the eventTime intervals MUST be disjoint and MUST be sorted in + increasing time. A gap in the time schedule indicates no + available spectrum during that time-interval gap. + + timeRange: The time range for which the specification is + comprehensive is OPTIONAL. When specified, any gaps in time + intervals within the spectrumSchedules element that overlap with + the range specified by "timeRange" are interpreted by the device + as time intervals in which there is no available spectrum. + + frequencyRanges: Specifying the frequency ranges for which the + specification is comprehensive is OPTIONAL. It is a list of + disjoint FrequencyRange (Section 5.13) entries. When specified, + it typically corresponds to the frequency ranges governed by the + ruleset, e.g., for TV white space, the frequency ranges can + correspond to the VHF and UHF bands of the associated regulatory + domain. A device can combine this information with the available- + spectrum specification within the spectrumSchedules element to + distinguish between "unavailable spectrum" and "spectrum for which + no information has been provided". + + needsSpectrumReport: The Database MAY return true for this parameter + if spectrumSchedules list is non-empty; otherwise, the Database + MAY omit this parameter altogether, in which case, the default + value is false. If this parameter is present and its value is + true, the device sends a SPECTRUM_USE_NOTIFY (Section 4.5.5) + message to the Database; otherwise, the device SHOULD NOT send the + SPECTRUM_USE_NOTIFY message. Some rulesets mandate this value be + set to true. + + + + + + + +Chen, et al. Standards Track [Page 43] + +RFC 7545 PAWS May 2015 + + + maxTotalBwHz: The Database MAY return a constraint on the maximum + total bandwidth (in hertz) allowed, which may or may not be + contiguous. Some rulesets mandate the Database to return this + parameter. When present in the response, the device needs to + apply this constraint to its spectrum-selection logic to ensure + total bandwidth does not exceed this value. + + maxContiguousBwHz: The Database MAY return a constraint on the + maximum contiguous bandwidth (in hertz) allowed. Some rulesets + mandate the Database to return this parameter. When present in + the response, the device needs to apply this constraint to its + spectrum-selection logic to ensure no single block of spectrum has + bandwidth that exceeds this value. + +5.10. SpectrumSchedule + + The SpectrumSchedule element combines EventTime (Section 5.14) with + Spectrum (Section 5.11) to define a time period in which the spectrum + is valid. + + +-------------------------------+ + |SpectrumSchedule | + +--------------------+----------+ + |eventTime:EventTime | REQUIRED | +--------------------+ + |spectra:list | REQUIRED |------->|Spectrum | + +--------------------+----------+ 0..* +--------------------+ + |resolutionBwHz:float| + |profiles:list | + +--------------------+ + + Parameters: + + eventTime: The EventTime (Section 5.14) is REQUIRED to express + "when" this specification is valid. + + spectra: The Spectrum (Section 5.11) list is REQUIRED to specify the + available spectrum and permissible power levels, one per + resolutionBwHz. The list MAY be empty when there is no available + spectrum. + +5.11. Spectrum + + Available spectrum can be characterized by an ordered list of + spectrum profiles that defines permissible power levels over a set of + frequency ranges. Each Spectrum element defines permissible power + levels as maximum power spectral densities over a specified + resolution bandwidth, "resolutionBwHz". Note that the spectrum + + + + +Chen, et al. Standards Track [Page 44] + +RFC 7545 PAWS May 2015 + + + profiles represent the "availability mask", as defined by the + governing ruleset; they are not intended to encode device-level + transmission-mask requirements. + + NOTE: Within the contexts of the AVAIL_SPECTRUM_RESP (Section 4.5.2), + AVAIL_SPECTRUM_BATCH_RESP (Section 4.5.4), and SPECTRUM_USE_NOTIFY + (Section 4.5.5) messages, the power levels expressed within the + Spectrum messages refer to EIRP. Future extensions of PAWS may use + Spectrum in other contexts for other definitions of power levels. + + o To support a ruleset that defines different "wide-band" and + "narrow-band" power levels, PAWS allows multiple Spectrum elements + to be included in the available-spectrum response, each with a + different resolution bandwidth. + + o When multiple Spectrum elements are included in the response, each + represents a constraint that the device must satisfy (logical + AND). + + o Each Spectrum element covers the range of frequencies governed by + a ruleset, rather than splitting the frequencies across multiple + Spectrum elements for the same resolution bandwidth. + + o Each spectrum profile represents the maximum permissible power + spectral density over a contiguous range of frequencies. + + o When multiple spectrum profiles are included, they MUST be + disjoint and MUST be ordered in non-decreasing frequency value. + + o Gaps in frequencies between consecutive spectrum profiles + represent unavailability for those frequencies. + + The following figure illustrates the Spectrum element and the + SpectrumProfile list. + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 45] + +RFC 7545 PAWS May 2015 + + + +-------------------------------+ + |Spectrum | + +---------------------+---------+ + |resolutionBwHz:float |REQUIRED | + |profiles:list |REQUIRED |---+ + +---------------------+---------+ | 0..* + V + +-----------------------------+ + |SpectrumProfile | + +-------------------+---------+ + |list |REQUIRED | + +-------------------+---------+ + | + V 2..* + +--------------------------+ + |SpectrumProfilePoint | + +----------------+---------+ + |hz:float |REQUIRED | + |dbm:float |REQUIRED | + +----------------+---------+ + + Parameters: + + resolutionBwHz: This parameter defines the resolution bandwidth (in + hertz) over which permissible power spectral density is defined. + For example, FCC regulation would require one spectrum + specification at a bandwidth of 6 MHz, and ETSI regulation would + require two specifications, at 0.1 MHz and 8 MHz. + + profiles: A SpectrumProfile (Section 5.12) list specifies + permissible power levels over a set of frequency ranges. The list + MAY be empty if there is no available spectrum. + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 46] + +RFC 7545 PAWS May 2015 + + + The following example shows permitted power spectral densities for a + single resolution bandwidth of 6 MHz (for illustrative purposes + only): + + [ + { + "resolutionBwHz": 6e6, + "profiles": [ + [ + {"hz": 5.18e8, "dbm": 30.0}, + {"hz": 5.30e8, "dbm": 30.0} + ], + ... + ] + } + ] + + This is interpreted as: + + o Over any 6 MHz within the frequency range [518 MHz, 530 MHz), + maximum permitted power is 30.0 dBm (1000 mW) + + Consider now an example with two different sets of permitted power + spectral densities for the same set of frequencies over different + resolution bandwidths (for illustrative purposes only): + + [ + { + "resolutionBwHz": 6e6, + "profiles": [ + [ + {"hz": 5.18e8, "dbm": 30.0}, + {"hz": 5.30e8, "dbm": 30.0} + ], + ... + ] + }, + { + "resolutionBwHz": 1e5, + "profiles": [ + [ + {"hz": 5.18e8, "dbm": 27.0}, + {"hz": 5.30e8, "dbm": 27.0} + ], + ... + ] + } + ] + + + +Chen, et al. Standards Track [Page 47] + +RFC 7545 PAWS May 2015 + + + This is interpreted as: + + o Over any 6 MHz within the frequency range [518 MHz, 530 MHz), + maximum permitted power is 30.0 dBm (1000 mW), and + + o Over any 100 kHz within the frequency range [518 MHz, 530 MHz), + maximum permitted power is 27.0 dBm (500 mW) + + This would allow, for example, operating two 100 kHz sub-channels + within the indicated 12 MHz range at 500 mW each, totaling 1000 mW. + Of course, many combinations are possible, as long as they satisfy + both conditions. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 48] + +RFC 7545 PAWS May 2015 + + + The following example encodes multiple (two) spectrum profiles, each + having a gap from 530 MHz to 536 MHz (for illustrative purposes + only): + + [ + { + "resolutionBwHz": 6e6, + "profiles": [ + [ + {"hz": 5.18e8, "dbm": 30.0}, + {"hz": 5.24e8, "dbm": 30.0}, + {"hz": 5.24e8, "dbm": 36.0}, + {"hz": 5.30e8, "dbm": 36.0} + ], + [ + {"hz": 5.36e8, "dbm": 30.0}, + {"hz": 5.42e8, "dbm": 30.0} + ], + ... + ] + }, + { + "resolutionBwHz": 1e5, + "profiles": [ + [ + {"hz": 5.18e8, "dbm": 27.0}, + {"hz": 5.24e8, "dbm": 27.0}, + {"hz": 5.24e8, "dbm": 30.0}, + {"hz": 5.30e8, "dbm": 30.0} + ], + [ + {"hz": 5.36e8, "dbm": 27.0}, + {"hz": 5.42e8, "dbm": 27.0} + ], + ... + ] + } + ] + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 49] + +RFC 7545 PAWS May 2015 + + +5.12. SpectrumProfile + + A spectrum profile is characterized by an ordered list of (frequency, + power) points that represents the shape of maximum permissible power + levels over a range of frequencies as a piecewise linear curve. + + o It MUST contain a minimum of two entries. + + o The entries in the list MUST be ordered in non-decreasing + frequency values. + + o Two consecutive points MAY have the same frequency value to + represent a "step function". + + o Three or more points MUST NOT share the same frequency value. + + o The first frequency is inclusive; the last frequency is exclusive. + + NOTE: This encoding allows presentation of "ramps" where the slope of + a line segment may be finite and non-zero. + + The following figure illustrates the SpectrumProfile element. + + +-------------------------------+ + |SpectrumProfile | + +---------------------+---------+ + |list |REQUIRED |---+ + +---------------------+---------+ | 2..* + V + +--------------------------+ + |SpectrumProfilePoint | + +----------------+---------+ + |hz:float |REQUIRED | + |dbm:float |REQUIRED | + +----------------+---------+ + + Parameters of each point in the profile: + + hz: The frequency, in hertz, at which the power level is defined. + + dbm: The power level, expressed as dBm per resolution bandwidth, as + defined by the resolutionBwHz element of the enclosing Spectrum + (Section 5.11) element. + + + + + + + + +Chen, et al. Standards Track [Page 50] + +RFC 7545 PAWS May 2015 + + +5.13. FrequencyRange + + FrequencyRange specifies a frequency range. + + +--------------------------------+ + |FrequencyRange | + +----------------------+---------+ + |startHz:float |REQUIRED | + |stopHz:float |REQUIRED | + +----------------------+---------+ + + Parameters: + + startHz: The inclusive start of the frequency range (in hertz) is + REQUIRED. + + stopHz: The exclusive end of the frequency range (in hertz) is + REQUIRED. + +5.14. EventTime + + The EventTime element specifies the start and stop times of an + "event". This is used to indicate the time period for which a + Spectrum (Section 5.11) is valid. + + +---------------------------+ + |EventTime | + +-----------------+---------+ + |startTime:string |REQUIRED | + |stopTime:string |REQUIRED | + +-----------------+---------+ + + Parameters: + + startTime: The inclusive start of the event is REQUIRED. + + stopTime: The exclusive end of the event is REQUIRED. + + Both times are expressed using the format, YYYY-MM-DDThh:mm:ssZ, as + defined by "Date and Time on the Internet: Timestamps" [RFC3339]. + The times MUST be expressed using UTC. + + + + + + + + + + +Chen, et al. Standards Track [Page 51] + +RFC 7545 PAWS May 2015 + + + A device that does not have access to the current date and time MUST + use the timestamp at the top level of the response message as a + substitute for the current time (see "Available Spectrum Response" + (Section 4.5.2) and "Available Spectrum Batch Response" + (Section 4.5.4)). For example, + + o (startTime - timestamp) gives the duration that a device must wait + before the event becomes "active". If the value is zero or + negative, the event is already active. + + o If the event is already active, (stopTime - timestamp) is the + duration that the event remains active. If the value is zero or + negative, the event is no longer active and MUST be ignored. + +5.15. GeoSpectrumSpec + + The GeoSpectrumSpec element encapsulates the available spectrum for a + location. It is returned within an AVAIL_SPECTRUM_BATCH_RESP + (Section 4.5.4) batch response that contains multiple GeoSpectrumSpec + entries, each matching a location provided in the batch request. + + +----------------------------------+ + |GeoSpectrumSpec | + +-----------------------+----------+ + |location:GeoLocation | REQUIRED | + |spectrumSpecs:list | REQUIRED |-------+ + +-----------------------+----------+ | + | 1..* + V + +--------------+ + | SpectrumSpec | + +--------------+ + + Parameters: + + location: The GeoLocation (Section 5.1) identifies the location at + which the spectrum schedule applies. + + spectrumSpecs: The SpectrumSpec (Section 5.9) list is REQUIRED. At + least one entry MUST be included. Each entry represents schedules + of available spectrum for a ruleset. More than one entry MAY be + included to support multiple rulesets at a location. + + + + + + + + + +Chen, et al. Standards Track [Page 52] + +RFC 7545 PAWS May 2015 + + +5.16. DeviceValidity + + The DeviceValidity element is used to indicate whether a device is + valid. See Section 4.6.2. + + +---------------------------------------+ + |DeviceValidity | + +----------------------------+----------+ + |deviceDesc:DeviceDescriptor | REQUIRED | + |isValid:boolean | REQUIRED | + |reason:string | OPTIONAL | + +----------------------------+----------+ + + Parameters: + + deviceDesc: The DeviceDescriptor (Section 5.2) that was used to + check for validity is REQUIRED. + + isValid: This is a REQUIRED boolean value that indicates whether the + device is valid. + + reason: If the device identifier is not valid, the Database MAY + include a reason. The reason MAY be in any language. Its maximum + length is 128 octets. + +5.17. Error Element + + If the Database responds to a PAWS request message with an error, it + MUST include an Error element. + + +----------------------------------+ + |Error | + +----------------+-----------------+ + |code:int | REQUIRED | + |message:string | OPTIONAL | + |data:any | see description | + +----------------+-----------------+ + + Parameters: + + code: An integer code that indicates the error type is REQUIRED. + Values MUST be within the range -32768 to 32767, inclusive. + + message: A description of the error is OPTIONAL. It MAY be in any + language. Its maximum length is 128 octets. + + + + + + +Chen, et al. Standards Track [Page 53] + +RFC 7545 PAWS May 2015 + + + data: The Database MAY include additional data. For some errors, + additional data may be required (see Table 1). The device MUST + ignore any data parameters it does not understand. + + The following table lists predefined and reserved error codes. They + are loosely grouped into the following categories: + + -100s: Indicates compatibility issues, e.g., version mismatch, + unsupported or unimplemented features. + + -200s: Indicates that the device request contains an error that + needs to be modified before making another request. + + -300s: Indicates authorization-related issues. + + Values that are not defined explicitly in the Error Codes + Table (Table 1) below are unassigned. To define new error codes, see + PAWS Error Code Registry (Section 9.3). + + Code Name Description and Additional Parameters + ------ ---------------- --------------------------------------------- + 0 (reserved) + -100 (reserved) + -101 VERSION The Database does not support the specified + version of the message. This error does not + use any additional data. + -102 UNSUPPORTED The Database does not support the device. + For example, it supports none of the rulesets + specified in the request or does not support + the device, based on its device type, model, + etc. This error does not use any additional + data. + -103 UNIMPLEMENTED The Database does not implement the optional + request or optional feature. This error does + not use any additional data. + -104 OUTSIDE_COVERAGE The specified geolocation is outside the + coverage area of the Database. The Database + MAY include a DbUpdateSpec (Section 5.7) to + provide a list of alternate Databases that + might be appropriate for the requested + location. See OUTSIDE_COVERAGE Error + (Section 5.17.1) for more details. + + + + + + + + + +Chen, et al. Standards Track [Page 54] + +RFC 7545 PAWS May 2015 + + + -105 DATABASE_CHANGE The Database has changed its URI. The + Database MAY include a DbUpdateSpec (Section + 5.7) in the error response to provide devices + with one or more alternate database URIs. + The device needs to update its preconfigured + entry for the responding Database with the + alternate Databases listed in the + DbUpdateSpec. See DATABASE_CHANGE Error + (Section 5.17.2) for more details. + -200 (reserved) + -201 MISSING A required parameter is missing. The + Database MUST include a list of the required + parameter names. The Database MAY include + only names of parameters that are missing, + but MAY include a full list. Including the + full list of missing parameters may reduce + the number of re-queries from the device. + See MISSING Error (Section 5.17.3) for more + details. + -202 INVALID_VALUE A parameter value is invalid in some way. + The Database SHOULD include a message + indicating which parameter and why its value + is invalid. This error does not use any + additional data. + -300 (reserved) + -301 UNAUTHORIZED The device is not authorized to used the + Database. Authorization may be determined + by the ruleset or be dependent on prior + arrangement between the device and Database. + This error does not use any additional data. + -302 NOT_REGISTERED Device registration required, but the device + is not registered. This error does not use + any additional data. + -32000 (reserved) Reserved for JSON-RPC error codes. + to + -32768 + + Table 1: Error Codes + +5.17.1. OUTSIDE_COVERAGE Error + + When the error code is OUTSIDE_COVERAGE, the Database MAY include an + ErrorData element within its Error response as the "data" parameter, + and, if present, the ErrorData contains a DbUpdateSpec (Section 5.7) + element that provides a list of alternate Databases that might be + appropriate for the requested location. + + + + + +Chen, et al. Standards Track [Page 55] + +RFC 7545 PAWS May 2015 + + + +---------------------------+ + |Error | + +----------------+----------+ + |code:int | REQUIRED | + |message:string | OPTIONAL | +-----------------------------+ + |data:ErrorData | OPTIONAL |--->|ErrorData | + +----------------+----------+ +------------------+----------+ + |spec:DbUpdateSpec | OPTIONAL | + +------------------+----------+ + +5.17.2. DATABASE_CHANGE Error + + When the error code is DATABASE_CHANGE, the Database MAY include an + ErrorData element within its Error response as the "data" parameter, + and, if present, the ErrorData contains a DbUpdateSpec (Section 5.7) + element that provides a list of alternate Databases. + + +---------------------------+ + |Error | + +----------------+----------+ + |code:int | REQUIRED | + |message:string | OPTIONAL | +-----------------------------+ + |data:ErrorData | OPTIONAL |--->|ErrorData | + +----------------+----------+ +------------------+----------+ + |spec:DbUpdateSpec | REQUIRED | + +------------------+----------+ + +5.17.3. MISSING Error + + When the error code is MISSING, the Database MUST include an + ErrorData element within its Error response as the "data" parameter, + and the ErrorData element MUST include a list of the missing required + parameters and MAY include the list of all required parameters. + + +---------------------------+ + |Error | + +----------------+----------+ + |code:int | REQUIRED | + |message:string | OPTIONAL | +---------------------------+ + |data:ErrorData | REQUIRED |--->|ErrorData | + +----------------+----------+ +----------------+----------+ 1..* + |parameters:list | REQUIRED |--+ + +----------------+----------+ | + v + string + + + + + + +Chen, et al. Standards Track [Page 56] + +RFC 7545 PAWS May 2015 + + + Parameters: + + parameters: List of one or more parameter names (strings). The name + of a parameter is expressed using dotted notation, when + appropriate, e.g., "deviceDesc.serialNumber". + +6. Message Encoding + + PAWS is encoded using JSON-RPC [JSON-RPC] (see also "The JavaScript + Object Notation (JSON) Data Interchange Format" [RFC7159]). Each + component described in Protocol Functionalities (Section 4) + corresponds to one or more JSON-RPC methods. This section discusses + how to encode the data models presented in Sections 4 and 5 into JSON + and provides some example encodings. The JSON examples may contain + ellipses (...) to represent additional properties or elements that + have been omitted in order to make the examples more concise. + +6.1. JSON-RPC Binding + + The JSON-RPC [JSON-RPC] protocol consists of two basic objects, + Request and Response: + + o The JSON-RPC Request object encapsulates a PAWS functionality + (operation) and the request message. + + o The JSON-RPC Response object encapsulates a PAWS response message + and an Error element. + + The Database and device MUST support JSON-RPC 2.0 encoding, with the + restriction that the "id" parameter in the messages MUST be a string. + The device should generate the "id" uniquely enough to allow the use + of JSON-RPC batch. + + The JSON-RPC Request for PAWS has the following form: + + { + "jsonrpc": "2.0", + "method": "spectrum.paws.methodName", + "params": <PAWS_REQ>, + "id": "idString" + } + + where "method" is the name of a PAWS functionality (operation), and + <PAWS_REQ> represents one of the PAWS request messages associated + with the method (see Sections 4.3 through 4.6). Method names are + defined with the prefix "spectrum.paws.". + + + + + +Chen, et al. Standards Track [Page 57] + +RFC 7545 PAWS May 2015 + + + The non-error JSON-RPC Response for PAWS has the following form: + + { + "jsonrpc": "2.0", + "result": <PAWS_RESP>, + "id": "idString" + } + + where <PAWS_RESP> represents one of the PAWS response messages + associated with the method, and "id" is copied from the request. + + The error JSON-RPC Response for PAWS has the following form: + + { + "jsonrpc": "2.0", + "error": { + "code": -102, + "message": "An appropriate error message.", + "data": { ... } + }, + "id": "idString" + } + + where the "error" object corresponds to the Error Element + (Section 5.17), and "code" is an error code described in the same + section. The Database SHOULD attempt to use the most specific + applicable PAWS error code. When an accurate one is not available, + it SHOULD fall back to standard JSON-RPC error codes as defined in + the JSON-RPC specification. For example, if the Database receives + invalid JSON from the device, it should respond with "-32700", + signifying a parse error. As a last resort, the Database MAY send a + suitable HTTP 5xx response. + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 58] + +RFC 7545 PAWS May 2015 + + +6.1.1. Method Names + + Table 2 defines the method name, request object, and response object + for each functionality defined in Protocol Functionalities + (Section 4). + + +-------------------------------------------------------------------+ + | Method Name | + | Request | + | Response | + +-------------------------------------------------------------------+ + | spectrum.paws.init | + | INIT_REQ (Section 4.3.1) | + | INIT_RESP (Section 4.3.2) | + | | + | spectrum.paws.register | + | REGISTRATION_REQ (Section 4.4.1) | + | REGISTRATION_RESP (Section 4.4.2) | + | | + | spectrum.paws.getSpectrum | + | AVAIL_SPECTRUM_REQ (Section 4.5.1) | + | AVAIL_SPECTRUM_RESP (Section 4.5.2) | + | | + | spectrum.paws.getSpectrumBatch | + | AVAIL_SPECTRUM_BATCH_REQ (Section 4.5.3) | + | AVAIL_SPECTRUM_BATCH_RESP (Section 4.5.4) | + | | + | spectrum.paws.notifySpectrumUse | + | SPECTRUM_USE_NOTIFY (Section 4.5.5) | + | SPECTRUM_USE_RESP (Section 4.5.6) | + | | + | spectrum.paws.verifyDevice | + | DEV_VALID_REQ (Section 4.6.1) | + | DEV_VALID_RESP (Section 4.6.2) | + +-------------------------------------------------------------------+ + + Table 2: Method Names + +6.1.2. JSON Encoding of Data Models + + JSON [RFC7159] encoding of the data models described in Sections 4 + and 5 is straightforward: + + o Each data model describes the contents of a JSON object. + + + + + + + +Chen, et al. Standards Track [Page 59] + +RFC 7545 PAWS May 2015 + + + o Each parameter of a data model corresponds to a member of the + corresponding JSON object: + + * The parameter name of the data model is the same as the member + name of the JSON object. + + * The parameter data type describes the type of the member value. + + o Primitive types map to JSON type, as described in Section 4 and + repeated here: + + string: A JSON string, restricted to UTF-8 encoding + + int: A JSON number, without a fractional or exponent part + + float: A JSON number + + boolean: One of the JSON values, true or false + + o The list type maps to a JSON array, except that all values in the + array are of the same type. + + o When the parameter data type refers to another data model, that + data model describes a nested JSON object. + + o The encoded JSON object for each of the Request and Response + message listed in the Method Names Table (Table 2) also includes + the following members: + + type: The name of the message, e.g., "INIT_REQ" + + version: The PAWS version, e.g., "1.0" + + See the following sections for examples. + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 60] + +RFC 7545 PAWS May 2015 + + +6.2. Example Encoding: spectrum.paws.init Method + + An example of the "spectrum.paws.init" JSON-RPC request is shown + below. + + { + "jsonrpc": "2.0", + "method": "spectrum.paws.init", + "params": { + "type": "INIT_REQ", + "version": "1.0", + "deviceDesc": { + "serialNumber": "XXX", + "fccId": "YYY", + "rulesetIds": ["FccTvBandWhiteSpace-2010"] + }, + "location": { + "point": { + "center": {"latitude": 37.0, "longitude": -101.3} + } + } + }, + "id": "xxxxxx" + } + + An example of the corresponding JSON-RPC response is shown below. + + { + "jsonrpc": "2.0", + "result": { + "type": "INIT_RESP", + "version": "1.0", + "rulesetInfos": [ + { + "authority": "us", + "rulesetId": "FccTvBandWhiteSpace-2010", + "maxLocationChange": 100, + "maxPollingSecs": 86400 + } + ] + }, + "id": "xxxxxx" + } + + + + + + + + +Chen, et al. Standards Track [Page 61] + +RFC 7545 PAWS May 2015 + + +6.3. Example Encoding: spectrum.paws.getSpectrum Method + + An example of the "spectrum.paws.getSpectrum" JSON-RPC request is + shown below: + + { + "jsonrpc": "2.0", + "method": "spectrum.paws.getSpectrum", + "params": { + "type": "AVAIL_SPECTRUM_REQ", + "version": "1.0", + "deviceDesc": { + "serialNumber": "XXX", + "fccId": "YYY", + "rulesetIds": ["FccTvBandWhiteSpace-2010"] + }, + "location": { + "point": { + "center": {"latitude": 37.0, "longitude": -101.3} + } + }, + "antenna": {"height": 10.2, "heightType": "AGL"} + }, + "id": "xxxxxx" + } + + The following example "spectrum.paws.getSpectrum" JSON-RPC response + contains: + + o A schedule with two time ranges + + o A spectrum profile for one resolution bandwidth (6 MHz) + + o The power levels for two frequency segments: + + * From 518 MHz to 542 MHz + + * From 620 MHz to 626 MHz + + o In practice, each "profiles" list contains (frequency, power) + points to cover all frequencies governed by the associated + ruleset. See "Spectrum" (Section 5.11) for a more detailed + discussion on the representation. + + + + + + + + +Chen, et al. Standards Track [Page 62] + +RFC 7545 PAWS May 2015 + + + { + "jsonrpc": "2.0", + "result": { + "type": "AVAIL_SPECTRUM_RESP", + "version": "1.0", + "timestamp": "2013-03-02T14:30:21Z", + "deviceDesc": { + "serialNumber": "XXX", + "fccId": "YYY", + "rulesetIds": ["FccTvBandWhiteSpace-2010"] + }, + "spectrumSpecs": [ + { + "rulesetInfo": { + "authority": "us", + "rulesetId": "FccTvBandWhiteSpace-2010" + }, + "needsSpectrumReport": false, + "spectrumSchedules": [ + { + "eventTime": { + "startTime": "2013-03-02T14:30:21Z", + "stopTime": "2013-03-02T20:00:00Z" + }, + "spectra": [ + { + "resolutionBwHz": 6e6, + "profiles": [ + ... + [ + {"hz":5.18e8, "dbm":30.0}, + {"hz":5.36e8, "dbm":30.0}, + {"hz":5.36e8, "dbm":36.0}, + {"hz":5.42e8, "dbm":36.0} + ], + [ + {"hz":6.20e8, "dbm":30.0}, + {"hz":6.26e8, "dbm":30.0} + ], + ... + ] + } + ] + }, + { + "eventTime": { + "startTime": "2013-03-02T22:00:00Z", + "stopTime": "2013-03-03T14:30:21Z" + + + +Chen, et al. Standards Track [Page 63] + +RFC 7545 PAWS May 2015 + + + }, + "spectra": [ + ... + ] + } + ] + } + ] + }, + "id": "xxxxxx" + } + + The following example "spectrum.paws.getSpectrum" JSON-RPC response + includes a spectrum profile that contains specifications for two + different bandwidth resolutions (6 MHz and 100 kHz): + + { + "jsonrpc": "2.0", + "result": { + "type": "AVAIL_SPECTRUM_RESP", + "version": "1.0", + "timestamp": "2013-03-02T14:30:21Z", + "deviceDesc": { + "serialNumber": "XXX", + ... + }, + "spectrumSpecs": [ + { + "rulesetInfo": { + "authority": "xx", + ... + }, + "needsSpectrumReport": false, + "spectrumSchedules": [ + { + "eventTime": { + "startTime": "2013-03-02T14:30:21Z", + "stopTime": "2013-03-02T20:00:00Z" + }, + "spectra": [ + { + "resolutionBwHz": 6e6, + "profiles": [ + ... + [ + {"hz":5.18e8, "dbm":30.0}, + {"hz":5.36e8, "dbm":30.0}, + {"hz":5.36e8, "dbm":36.0}, + + + +Chen, et al. Standards Track [Page 64] + +RFC 7545 PAWS May 2015 + + + {"hz":5.42e8, "dbm":36.0} + ], + [ + {"hz":6.20e8, "dbm":30.0}, + {"hz":6.26e8, "dbm":30.0} + ], + ... + ] + }, + { + "resolutionBwHz": 1e5, + "profiles": [ + ... + [ + {"hz":5.18e8, "dbm":27.0}, + {"hz":5.36e8, "dbm":27.0}, + {"hz":5.36e8, "dbm":30.0}, + {"hz":5.42e8, "dbm":30.0} + ], + [ + {"hz":6.20e8, "dbm":27.0}, + {"hz":6.26e8, "dbm":27.0} + ], + ... + ] + } + ] + }, + { + "eventTime": { + "startTime": "2013-03-02T22:00:00Z", + "stopTime": "2013-03-03T14:30:21Z" + }, + "spectra": [ + ... + ] + } + ] + } + ] + }, + "id": "xxxxxx" + } + + + + + + + + +Chen, et al. Standards Track [Page 65] + +RFC 7545 PAWS May 2015 + + +6.4. Example Encoding: DeviceOwner vCard + + The DeviceOwner (Section 5.5) data model contains member values that + are JSON encodings of vCard, as described in "jCard: The JSON format + for vCard" [RFC7095]. An example fragment is provided below: + + { + ... + "deviceOwner": { + "owner": [ + "vcard", [ + ["version", {}, "text", "4.0"], + ["kind", {}, "text", "org"], + ["fn", {}, "text", "Racafrax, Inc."] + ] + ], + "operator": [ + "vcard", [ + ["version", {}, "text", "4.0"], + ["fn", {}, "text", "John Frax"], + ["adr", {}, "text", + ["", "", "100 Main Street", + "Summersville", "CA", "90034", "USA" + ] + ], + ["tel", {}, "uri", "tel:+1-213-555-1212"], + ["email", {}, "text", "j.frax@rackafrax.com"] + ] + ] + } + } + +7. HTTPS Binding + + This section describes the use of "HTTP Over TLS" [RFC2818] (HTTPS) + as the transfer mechanism for PAWS. TLS provides message integrity + and confidentiality between the Master Device and the Database, but + only when best current practices are adopted, including use of + recommended cipher suites and modes of operation. Consequently, to + improve PAWS security and interoperability, implementations of the + Database and Master Device MUST follow best current practices defined + by "Recommendations for Secure Use of Transport Layer Security (TLS) + and Datagram Transport Layer Security (DTLS)" [RFC7525]. + + Depending on a prior relationship between a Database and device, the + server MAY require client authentication, as described in the + "Transport Layer Security (TLS) Protocol" [RFC5246], to authenticate + + + + +Chen, et al. Standards Track [Page 66] + +RFC 7545 PAWS May 2015 + + + the device. When client authentication is required, the Database + MUST specify, by prior arrangement, acceptable root Certification + Authorities (CAs) to serve as trust anchors for device certificates. + + To enable Databases to handle large numbers of requests from large + numbers of devices, the Database MAY support and devices SHOULD + support "Stateless TLS Session Resumption" [RFC5077]. + + A PAWS request message is carried in the body of an HTTP POST + request. A PAWS response message is carried in the body of an HTTP + response. A PAWS response SHOULD include a Content-Length header. + + The POST method is the only method REQUIRED for PAWS. If a Database + chooses to support GET, it MUST be an escaped URI, but the encoding + of the URI is outside the scope of this document. The Database MAY + refuse to support the GET request by returning an HTTP error code, + such as 405 (method not allowed). + + The Database MAY redirect a PAWS request by returning a HTTP 3xx + response (as defined by Section 6.4 of "HTTP/1.1: Semantics and + Content" [RFC7231]). The Database MUST provide the redirect URI in + the Location header of the 3xx response, and the device MUST handle + redirects by using the Location header provided by the Database. + When redirecting, the device MUST observe the delay indicated by the + Retry-After header. The device MUST authenticate the Database that + returns the redirect response before following the redirect. Also, + the device MUST authenticate the Database indicated in the redirect. + Since the device may communicate with a Database (which it + authenticated) without user interaction, when the response code is + 301 (Moved Permanently), the device MAY redirect without asking a + user for confirmation, even thought it is in response to an HTTP POST + method. + + The Database SHOULD use HTTP status code "307 Temporary Redirect" to + indicate that the device SHOULD resubmit the same request to an + alternate URI. The device MAY revert to the original URI for the + very next request, or it MAY continue to use the alternate URI for a + period of time, e.g.,: + + o For the remainder of its session, or + + o For a fixed period of time, or + + o Until power cycled, or + + o Until it receives another redirect + + However, the device does not need to modify its stored list of URIs. + + + +Chen, et al. Standards Track [Page 67] + +RFC 7545 PAWS May 2015 + + + For a minimum of two weeks before the URI of the Database changes + permanently, it MUST use the database-change (DbUpdateSpec + (Section 5.7)) mechanism to notify devices, as described in + "Configuration Update: Database URI Changes" (Section 4.1.2). After + the Database has moved, requests to the original URI MAY return HTTP + status code 301 (Moved Permanently) to indicate that the device + SHOULD resubmit the request, and all future requests, to the + indicated alternate URI. + +8. Extensibility + + This section describes procedures for extending PAWS. No extensions + should be made that would return sensitive device-specific + information in database responses. + +8.1. Defining Ruleset Identifiers + + A ruleset represents a set of device-side requirements for which the + device has been certified. It typically corresponds to, but is not + limited to, a set of rules that govern a specific set of radio + spectrum for a regulatory domain. + + Ruleset identifiers are defined and registered in the Ruleset ID + Registry following the procedure in Section 9.1. Ruleset ID values + MUST conform to the ruleset-id ABNF. If the Ruleset ID requires + additional parameters, they are registered in the PAWS Parameters + Registry, as described by Section 9.2. The ABNF syntax [RFC5234] is + as follows. + + ruleset-id = 1*64ruleset-char + ruleset-char = ALPHA / DIGIT / "_" / "." + + When defining a Ruleset ID: + + o It can be useful for the identifier to be descriptive of the set + of rules that allow a device to operate within one or more + regulatory domains. For example, it might include the name of a + regulatory body or a certification process. + + o The identifier SHOULD include some sort of version information, + such as a year and/or version number. + + o The maximum length of the identifier is 64 octets. + + + + + + + + +Chen, et al. Standards Track [Page 68] + +RFC 7545 PAWS May 2015 + + +8.2. Defining New Message Parameters + + New request or response parameters for use with PAWS are defined and + registered in the parameters registry following the procedure in + Section 9.2. + + Parameter names MUST conform to the param-name ABNF, and parameter + values syntax MUST be well-defined (e.g., using ABNF or a reference + to the syntax of an existing parameter). + + param-name = 1*64name-char + name-char = ALPHA / DIGIT / "_" + + Parameter names use lowerCamelCase by convention. The maximum length + of a name is 64 octets. + + Unregistered vendor-specific parameter extensions that are not + commonly applicable and are specific to the implementation details of + the Database where they are used SHOULD use a vendor-specific prefix + that is not likely to conflict with other registered values (e.g., + begin with 'companyname'). + +8.3. Defining Additional Error Codes + + Additional error codes can be registered to extend the set listed in + Section 5.17, following the procedures in Section 9.3. If the error + code requires additional response parameters, they are registered in + the PAWS Parameters Registry, as described by Section 9.2. + + By convention, the error code is a negative integer value, using one + of the range of values defined in Error Codes (Section 5.17). If an + appropriate category does not exist, a value from a different range + may be used. + +9. IANA Considerations + + There are three registries associated with PAWS: + + o PAWS Ruleset ID Registry (Section 9.1) + + o PAWS Parameter Registry (Section 9.2) + + o PAWS Error Code Registry (Section 9.3) + + All registries use the Specification Required policy [RFC5226], with + a Designated Expert appointed by the IESG. Specific criteria that + the Designated Expert should use in assessing registrations are given + below in the description of each registry. The Designated Expert + + + +Chen, et al. Standards Track [Page 69] + +RFC 7545 PAWS May 2015 + + + should take advice from the community through the paws@ietf.org + mailing list, and the registrant is encouraged to post to the mailing + list before formally requesting the registration from IANA. The + intention is that new registrations will be accompanied by a + published specification. But in order to allow for the allocation of + values prior to publication of the specification, the Designated + Expert can approve allocations once it seems clear that the + specification will be published. Upon approval, IANA will post the + registrations that are not intended to be published in an RFC. + +9.1. PAWS Ruleset ID Registry + + This specification establishes the "PAWS Ruleset ID Registry". + + Ruleset type names for inclusion in PAWS messages are registered on + the advice of one or more Designated Experts, with Specification + Required [RFC5226]. The specification must include a reference to + the regulatory domain to which it applies. To increase + interoperability, it is more desirable to have fewer rulesets than to + have many rulesets with small variations. Consequently, the + Designated Expert should avoid duplication and should encourage the + registrant to look for alternatives if there are only small + variations from an existing ruleset. The Designated Expert should + ensure that the proposed registration is complete with respect to its + associated regulatory domain and may seek an expert familiar with + those rules to participate in the review on the paws@ietf.org mailing + list. + + The PAWS Ruleset ID Registry includes the following: 'Ruleset + Identifier', 'Reference', and 'Template'. The Template column will + include links to the registration templates, either posted by IANA or + linked to the relevant sections of RFCs. + +9.1.1. Registration Template + + Ruleset identifier: The name of the ruleset. See Section 8.1 of RFC + 7545 for the format requirements of this identifier. + + Specification document(s): Reference to the document that specifies + the parameter, preferably including a URI that can be used to + retrieve a copy of the document. An indication of the relevant + sections also may be included but is not required. + + + + + + + + + +Chen, et al. Standards Track [Page 70] + +RFC 7545 PAWS May 2015 + + + Additional Parameter Requirements: Listing of additional parameter + requirements to associate with the ruleset. Note that new + parameters are registered separately in the PAWS Parameters + Registry, as described by Section 8.2. Two types of additional + parameter requirements are: + + * Addition of new parameters to existing structures, or + modification of the REQUIRED and OPTIONAL requirements for + existing parameters. + + * Modification of requirements to existing parameter values. + + For adding new parameters or modifying requirements of existing + parameters, the registration should include a table for each + affected structure that lists the structure's parameter changes. + Each table should include a structure name in its heading and have + the following columns: + + Parameter name: Name of the parameter added or modified. + + Type: Data type of the parameter value. + + Requirement: Whether the parameter is REQUIRED or OPTIONAL for + the ruleset. + + Notes: Any additional notes that might be useful to implementors. + + For modifying requirements to existing parameter values, the + registration should include a table for each affected structure + that lists the structure's parameter changes. Each table should + include a structure name in its heading and have the following + columns: + + Parameter name: Name of the parameter. + + Type: Data type of the parameter value. + + Additional requirements: Additional requirements on the parameter + value. + + IANA will post each registration template that is not intended to be + published in an RFC. + + Note that the Additional Parameter Requirements section can be quite + extensive, so it will not appear directly in the IANA Ruleset ID + Registry table. The table, however, will contain a link to the full + registration template for easy access to the additional requirements. + + + + +Chen, et al. Standards Track [Page 71] + +RFC 7545 PAWS May 2015 + + +9.1.2. Initial Registry Contents + + The PAWS Ruleset ID Registry enables protocol extensibility to + support any regulatory domain and ruleset. The initial contents of + the registry, however, include only FCC-specific and ETSI-specific + entries, because, as of this writing, they are the only regulatory + domains that have finalized rules. There is no intent to restrict + the protocol to any particular set of authorities. + + The initial contents of the PAWS Ruleset ID Registry are listed + below; each section corresponds to a single entry in the registry. + +9.1.2.1. Federal Communications Commission (FCC) + + For the additional parameters that start with the "fcc" prefix, see + PAWS Parameters Registry Initial Contents (Section 9.2.2) for more + information. + + Ruleset identifier: FccTvBandWhiteSpace-2010 + + Specification document(s): This ruleset refers to the FCC rules for + TV-band white-space operations established in the Code of Federal + Regulations (CFR), Title 47, Part 15, Subpart H [FCC-CFR47-15H]. + + Additional Parameter Requirements + + Each of the following tables defines additional parameters for the + indicated PAWS message. Note that the Requirement column lists FCC, + not PAWS, requirements/optionality rules. + + The FCC requires registration of "Fixed Devices". Additionally, + deviceOwner is required in the registration request: + + Registration Request (Section 4.4.1) + + +-------------+-------------------+-------------+-------------------+ + | Parameter | Type | Requirement | Notes | + | Name | | | | + +-------------+-------------------+-------------+-------------------+ + | deviceOwner | DeviceOwner | REQUIRED | For registering | + | | (Section 5.5) | | Fixed Devices | + +-------------+-------------------+-------------+-------------------+ + + + + + + + + + +Chen, et al. Standards Track [Page 72] + +RFC 7545 PAWS May 2015 + + + Available Spectrum Request (Section 4.5.1) + + +---------------+-----------------------------+-------------+-------+ + | Parameter | Type | Requirement | Notes | + | Name | | | | + +---------------+-----------------------------+-------------+-------+ + | deviceDesc | DeviceDescriptor (Section | REQUIRED | | + | | 5.2) | | | + +---------------+-----------------------------+-------------+-------+ + + Available Spectrum Batch Request (Section 4.5.3) + + +---------------+-----------------------------+-------------+-------+ + | Parameter | Type | Requirement | Notes | + | Name | | | | + +---------------+-----------------------------+-------------+-------+ + | deviceDesc | DeviceDescriptor (Section | REQUIRED | | + | | 5.2) | | | + +---------------+-----------------------------+-------------+-------+ + + DeviceDescriptor (Section 5.2) + + +-------------------+--------+-------------+------------------------+ + | Parameter Name | Type | Requirement | Notes | + +-------------------+--------+-------------+------------------------+ + | serialNumber | string | REQUIRED | Specifies a device's | + | | | | serial number. See | + | | | | Section 5.2. | + | fccId | string | REQUIRED | Specifies a device's | + | | | | FCC certification ID | + | | | | (Section 9.2.2.1). | + | fccTvbdDeviceType | string | REQUIRED | Specifies the FCC | + | | | | Device Type (Section | + | | | | 9.2.2.2) of TV-band | + | | | | white-space device, as | + | | | | defined by the FCC | + | | | | rules. | + +-------------------+--------+-------------+------------------------+ + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 73] + +RFC 7545 PAWS May 2015 + + + The following table lists additional requirements for DeviceOwner + (Section 5.5) parameter values. + + DeviceOwner (Section 5.5) + + +-----------+-------+-----------------------------------------------+ + | Parameter | Type | Additional Requirement | + | Name | | | + +-----------+-------+-----------------------------------------------+ + | owner | vCard | The owner is required to contain the | + | | | formatted name of an individual or | + | | | organization using the "fn" property. When | + | | | the name is that of an organization, the | + | | | entry also is required to contain the "kind" | + | | | property, with a value of "org". | + | operator | vCard | The operator entry is required to contain the | + | | | following properties for the contact person | + | | | responsible for the device's operation: "fn", | + | | | "adr", "tel", and "email". | + +-----------+-------+-----------------------------------------------+ + +9.1.2.2. European Telecommunications Standards Institute (ETSI) + + For the additional parameters that start with the "etsi" prefix, see + PAWS Parameters Registry Initial Contents (Section 9.2.2) for more + information. + + Ruleset identifier: ETSI-EN-301-598-1.1.1 + + Specification document(s): This ruleset refers to the ETSI + Harmonised Standard [ETSI-EN-301-598] established by ETSI. + + Additional Parameter Requirements + + Each of the following tables defines additional parameters for the + indicated PAWS message. Note that the Requirement column lists ETSI, + not PAWS, requirements/optionality rules. + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 74] + +RFC 7545 PAWS May 2015 + + + +-------------------------------------------------------------------+ + | Parameter Name | + | Type | + | Requirement | + | Notes | + +-------------------------------------------------------------------+ + | serialNumber | + | string | + | REQUIRED | + | Specifies a device's serial number (Section 5.2). | + | | + | manufacturerId | + | string | + | REQUIRED | + | Specifies a device's manufacturer's identifier | + | (Section 5.2). | + | | + | modelId | + | string | + | REQUIRED | + | Specifies a device's model identifier (Section 5.2). | + | | + | etsiEnDeviceType | + | string | + | REQUIRED | + | Specifies the device's ETSI device type (Section 9.2.2.3). | + | | + | etsiEnDeviceEmissionsClass | + | string | + | REQUIRED | + | Specifies the device's ETSI device emissions class | + | (Section 9.2.2.4). | + | | + | etsiEnTechnologyId | + | string | + | REQUIRED | + | Specifies the device's ETSI technology ID (Section 9.2.2.5). | + | | + | etsiEnDeviceCategory | + | string | + | REQUIRED | + | Specifies the device's ETSI device category (Section 9.2.2.6). | + +-------------------------------------------------------------------+ + + + + + + + + +Chen, et al. Standards Track [Page 75] + +RFC 7545 PAWS May 2015 + + + AVAIL_SPECTRUM_REQ (Section 4.5.1) + + +-------------+--------+-------------+------------------------------+ + | Parameter | Type | Requirement | Notes | + | Name | | | | + +-------------+--------+-------------+------------------------------+ + | requestType | string | OPTIONAL | Modifies the available- | + | | | | spectrum request type. If | + | | | | specified, the only valid | + | | | | value is, "Generic Slave", | + | | | | and the Database is required | + | | | | to respond with generic | + | | | | operating parameters for any | + | | | | Slave Device. | + +-------------+--------+-------------+------------------------------+ + + Available Spectrum Batch Request (Section 4.5.3) + + +-------------+--------+-------------+------------------------------+ + | Parameter | Type | Requirement | Notes | + | Name | | | | + +-------------+--------+-------------+------------------------------+ + | requestType | string | OPTIONAL | Modifies the available- | + | | | | spectrum request type. If | + | | | | specified, the only valid | + | | | | value is, "Generic Slave", | + | | | | and the Database is required | + | | | | to respond with generic | + | | | | operating parameters for any | + | | | | Slave Device. | + +-------------+--------+-------------+------------------------------+ + + The following tables define additional requirements for the + DeviceDescriptor (Section 5.2) and RulesetInfo (Section 5.6) + parameters that appear in the AVAIL_SPECTRUM_RESP (Section 4.5.2) and + AVAIL_SPECTRUM_BATCH_RESP (Section 4.5.4) messages. Note that this + means the Database is modifying the DeviceDescriptor sent by the + Master Device to return device-specific restrictions. + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 76] + +RFC 7545 PAWS May 2015 + + + +-------------------------------------------------------------------+ + | Parameter Name | + | Type | + | Requirement | + | Notes | + +-------------------------------------------------------------------+ + | needsSpectrumReport | + | boolean | + | REQUIRED | + | The Database is required to set this to true to indicate that | + | the device must report spectrum usage. | + | | + | maxTotalBwHz | + | float | + | REQUIRED | + | Specifies a constraint on total allowed bandwidth. | + | | + | maxContiguousBwHz | + | float | + | REQUIRED | + | Specifies a constraint on total allowed contiguous | + | bandwidth. | + | | + | etsiEnSimultaneousChannelOpera | + | string | + | REQUIRED | + | Specifies a constraint on simultaneous channel operation | + | (Section 9.2.2.7). If it is not provided, the default value | + | is "0". | + +-------------------------------------------------------------------+ + + RulesetInfo (Section 5.6) + + +-------------------+-------+-------------+-------------------------+ + | Parameter Name | Type | Requirement | Notes | + +-------------------+-------+-------------+-------------------------+ + | maxLocationChange | float | OPTIONAL | Specifies a constraint | + | | | | on maximum location | + | | | | changes. | + +-------------------+-------+-------------+-------------------------+ + + + + + + + + + + + +Chen, et al. Standards Track [Page 77] + +RFC 7545 PAWS May 2015 + + +9.2. PAWS Parameters Registry + + This specification establishes the "PAWS Parameters Registry". + + Additional parameters for inclusion in PAWS requests, responses, or + sub-messages are registered on the advice of one or more Designated + Experts, with Specification Required [RFC5226]. + + The Designated Expert should avoid duplication, i.e., avoid adding a + new parameter when an existing one suffices. When a set of + parameters is added in support of a new ruleset (Section 9.1), the + parameters should share a common prefix that reflects the ruleset ID. + The prefix may be omitted, of course, if a parameter has more general + applicability. Similarly, when a parameter is not associated with a + ruleset, the Designated Expert should ensure that the parameter name + does not have a prefix that is used by existing ruleset parameters + (e.g., "fcc", "etsi") or that is the initials of an organization that + has not yet registered anything, but reasonably might. + + The PAWS Parameters Registry includes the following: 'Parameter + name', 'Parameter usage location', and 'Specification document(s)'. + +9.2.1. Registration Template + + Parameter name: The name of the parameter (e.g., "example"). + + Parameter usage location: The location(s) where the parameter can be + used. The possible locations are the named structures defined in + "Protocol Functionalities" (Section 4) and "Protocol Parameters" + (Section 5). + + Specification document(s): Reference to the document that specifies + the parameter, preferably including a URI that can be used to + retrieve a copy of the document. An indication of the relevant + sections also may be included, but is not required. + +9.2.2. Initial Registry Contents + + The PAWS Parameters Registry enables protocol extensibility to + support any regulatory domain and ruleset. The initial contents of + the registry, however, include only FCC-specific and ETSI-specific + entries, because, as of this writing, they are the only regulatory + domains that have established rules. There is no intent to restrict + the protocol to any particular set of authorities. + + The initial contents of the PAWS Parameters Registry are listed + below; each section corresponds to a row of the registry. + + + + +Chen, et al. Standards Track [Page 78] + +RFC 7545 PAWS May 2015 + + +9.2.2.1. FCC ID + + Parameter name: fccId + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): This document. Specifies the device's + FCC certification identifier. A valid FCC ID is limited to 19 + characters in the ASCII value range, as proposed in FCC + Administration Topics Review [FCC-Review-2012-10]. For the + purposes of the PAWS protocol, the maximum length of the fccId + value is 32 octets. + +9.2.2.2. FCC Device Type + + Parameter name: fccTvbdDeviceType + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): This document. Specifies the TV-band + white-space device type, as defined by the FCC. Valid values are + "FIXED", "MODE_1", and "MODE_2". + +9.2.2.3. ETSI Device Type + + Parameter name: etsiEnDeviceType + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): Specifies the white-space device type, as + defined by the ETSI Harmonised Standard [ETSI-EN-301-598]. Valid + values are single-letter strings, such as "A", "B", etc. Consult + the documentation for details about the device types. + +9.2.2.4. ETSI Device Emissions Class + + Parameter name: etsiEnDeviceEmissionsClass + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): Specifies the white-space device + emissions class, as defined by the ETSI Harmonised Standard + [ETSI-EN-301-598], that characterizes the out-of-block emissions + of the device. The values are represented by numeric strings, + such as "1", "2", "3", etc. Consult the documentation for details + about emissions classes. + + + + + +Chen, et al. Standards Track [Page 79] + +RFC 7545 PAWS May 2015 + + +9.2.2.5. ETSI Technology Identifier + + Parameter name: etsiEnTechnologyId + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): Specifies the white-space device + technology identifier, as defined by the ETSI Harmonised Standard + [ETSI-EN-301-598]. The maximum length of the string value is 64 + octets. Consult the documentation for valid values. + +9.2.2.6. ETSI Device Category + + Parameter name: etsiEnDeviceCategory + + Parameter usage location: DeviceDescriptor (Section 5.2) + + Specification document(s): Specifies the white-space device + category, as defined by the ETSI Harmonised Standard + [ETSI-EN-301-598]. Valid values are the strings "master" and + "slave". It is case insensitive. + +9.2.2.7. ETSI Simultaneous Channel Operation Restriction + + Parameter name: etsiEnSimultaneousChannelOperationRestriction + + Parameter usage location: SpectrumSpec (Section 5.9) + + Specification document(s): Specifies the constraint on the device + maximum total EIRP, as defined by the ETSI Harmonised Standard + [ETSI-EN-301-598]. The values are represented by numeric strings, + such as "0", "1", etc. Consult the documentation for the + specification of the power constraint corresponding to each + parameter value. + +9.3. PAWS Error Code Registry + + This specification establishes the "PAWS Error Code Registry". + + Additional error codes for inclusion in PAWS error messages are + registered on the advice of one or more Designated Experts, with + Specification Required [RFC5226]. + + Error codes are intended to be used for automated error handling by + devices. Before approval, the Designated Expert should consider + whether a device would handle the new error code differently from an + + + + + +Chen, et al. Standards Track [Page 80] + +RFC 7545 PAWS May 2015 + + + existing error code, or whether the difference could be communicated + effectively to the end-user via the "reason" parameter of the Error + (Section 5.17) object. + + The PAWS Error Code Registry includes the following: 'Code', 'Name', + 'Description and Additional Parameters', and 'Specification + Document(s)'. + +9.3.1. Registration Template + + Code: Integer value of the error code. The value MUST be an + unassigned value in the range -32768 to 32767, inclusive. + + Name: Name of the error. + + Description and Additional Parameters: Description of the error and + its associated parameters, if any. It also lists additional + parameters that are returned in the data portion of the error (see + Section 5.17). New parameters MUST be registered separately in + the PAWS Parameters Registry, as described by Section 9.2. + +9.3.2. Initial Registry Contents + + Initial registry contents are defined in the Error Codes + Table (Table 1). + + The registry will also include the error-code categories describing + -100s, -200s, and -300s as a note (see "Error Codes" (Section 5.17)). + +10. Security Considerations + + PAWS is a protocol whereby a Master Device requests a schedule of + available spectrum at its location (or location of its Slave Devices) + before it (they) can operate using those frequencies. Whereas the + information provided by the Database must be accurate and conform to + the applicable ruleset, the Database cannot enforce, through the + protocol, that a client device uses only the spectrum it provided. + In other words, devices can put energy in the air and cause + interference without asking the Database. Hence, PAWS security + considerations do not include protection against malicious use of the + white-space spectrum. For more detailed information on specific + requirements and security considerations associated with PAWS, see + "Protocol to Access White-Space (PAWS) Databases: Use Cases and + Requirements" [RFC6953]. + + + + + + + +Chen, et al. Standards Track [Page 81] + +RFC 7545 PAWS May 2015 + + + By using PAWS, the Master Device and the Database expose themselves + to the following risks: + + o Accuracy: The Master Device receives incorrect spectrum- + availability information. + + o Privacy: + + * An unauthorized entity intercepts identifying data for the + Master Device or its Slave Devices, such as serial number and + location. + + * Where Databases are required to take device registrations and/ + or maintain request logs, there could be unauthorized access to + such information. + + Protection from these risks depends on the success of the following + steps: + + 1. The Master Device must determine the address of a proper + Database. + + 2. The Master Device must connect to the proper Database. + + 3. The Database must determine or compute accurate spectrum- + availability information. + + 4. PAWS messages must be transmitted unmodified between the Database + and the Master Device. + + 5. PAWS messages must be encrypted between the Database and the + Master Device to prevent exposing private information. + + 6. For a Slave Device, the spectrum-availability information also + must be transmitted unmodified and securely between the Master + Device and the Slave Device. + + 7. When a Listing Server is required, any attack that would prevent + reaching a Listing Server would result in all devices relying on + that Listing Server ceasing their use of any white space. + + 8. No future extensions to PAWS can allow the return of sensitive + information, such as device information or logs. + + 9. The Database must not allow unauthorized access to device + information and request logs and should publish and implement + privacy policies regarding their use. + + + + +Chen, et al. Standards Track [Page 82] + +RFC 7545 PAWS May 2015 + + + Of these, only steps 1, 2, 4, 5, and 8 are within the scope of this + document. This document addresses step 1 by allowing static + provisioning of one or more trusted Databases; dynamic provisioning + is out of scope. Step 3 is dependent on specific database + implementations and rulesets and is outside the scope of this + document. Step 6 requires a protocol between master and slave + devices and is thus outside the scope of this document. + + Use of "HTTP Over TLS" [RFC2818], assuming the PKI used is not + compromised, ensures steps 2, 4, and 5, as detailed in the following + sections: + + o "Assurance of Proper Database" (Section 10.1) + + o "Protection against Modification" (Section 10.2) + + o "Protection against Eavesdropping" (Section 10.3) + + Any specification for an alternate transport MUST define mechanisms + that ensure each of these steps. + + In addition to the privacy risks described above, information + provided in DeviceDescriptor (Section 5.2) and DeviceOwner + (Section 5.5), along with device location, may allow a database + administrator to track the activity and location of a device and its + user over time. Risks of secondary use of such tracking information, + including sharing with third parties, require out-of-band mitigation, + such as public statements or contractual terms. Furthermore, while + it is understandable that regulators require DeviceOwner information + for higher-power fixed white-space devices, for privacy concerns, + regulators should not require DeviceOwner information for mobile + devices. Similarly, regulators should require, and implementations + should provide, device location at a level of granularity only as + precise as necessary to support accurate database responses. + +10.1. Assurance of Proper Database + + This document assumes that the Database is contacted using a domain + name or an IP address. Using HTTP over TLS, the Database + authenticates its identity, either as a domain name or IP address, to + the Master Device by presenting a certificate containing that + identifier as a "subjectAltName" (i.e., as a dNSName or IP address). + If the Master Device has external information as to the expected + identity or credentials of the proper Database (e.g., a certificate + fingerprint), checks of the subjectAltName MAY be omitted. Note that + in order for the presented certificate to be valid at the client, the + client must be able to validate the certificate. In particular, the + validation path of the certificate must end in one of the client's + + + +Chen, et al. Standards Track [Page 83] + +RFC 7545 PAWS May 2015 + + + trust anchors, even if that trust anchor is the Database's + certificate. A Master Device should allow for the fact that a + Database can change its Certification Authorities (CAs) over time. + +10.2. Protection against Modification + + To prevent a PAWS response message from being modified en route, + messages must be transmitted over an integrity-protected channel. + Using HTTP over TLS, the channel will be protected by appropriate + cipher suites. + +10.3. Protection against Eavesdropping + + Using HTTP over TLS, messages protected by appropriate cipher suites + are also protected from eavesdropping or otherwise unrestricted + reading by unauthorized parties en route. + +10.4. Client Authentication Considerations + + Although the Database can inform a device of available spectrum it + can use, the Database cannot enforce that the Master Device uses only + (or any of) those frequencies. Indeed, a malicious device can + operate without ever contacting a Database. Note also that, whereas + a malicious device may send fraudulent SPECTRUM_USE_NOTIFY + (Section 4.5.5) messages, in the regulatory domains that have + established rules, such notifications do not change the available- + spectrum answers, so no harm can result from such messages. + Consequently, client authentication is not required for the core PAWS + (although it may be required by specific regulatory domains). + + Depending on a prior relationship between a Database and Master + Device, the Database MAY require client authentication. TLS provides + client authentication, but there are some considerations: + + o The Database must nominate acceptable CAs, and the Master Device + must have a certificate rooted at one of those CAs. + + o As indicated in Section 3.2 of "HTTP Over TLS" [RFC2818], the TLS + client authentication procedure only determines that the device + has a certificate chain rooted in an appropriate CA (or a self- + signed certificate). The Database would not know what the client + identity ought to be, unless it has some external source of + information. Distribution and management of such information, + including revocation lists, are outside the scope of this + document. + + + + + + +Chen, et al. Standards Track [Page 84] + +RFC 7545 PAWS May 2015 + + + o Authentication schemes are secure only to the extent that secrets + or certificates are kept secure. When there are a vast number of + deployed devices using PAWS, the possibility that device keys will + not leak becomes small. Implementations should consider how to + manage the system in the eventuality that there is a leak. + +11. References + +11.1. Normative References + + [JSON-RPC] + "JSON-RPC 2.0 Specification", + <http://www.jsonrpc.org/specification>. + + [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate + Requirement Levels", BCP 14, RFC 2119, + DOI 10.17487/RFC2119, March 1997, + <http://www.rfc-editor.org/info/rfc2119>. + + [RFC2818] Rescorla, E., "HTTP Over TLS", RFC 2818, + DOI 10.17487/RFC2818, May 2000, + <http://www.rfc-editor.org/info/rfc2818>. + + [RFC3339] Klyne, G. and C. Newman, "Date and Time on the Internet: + Timestamps", RFC 3339, DOI 10.17487/RFC3339, July 2002, + <http://www.rfc-editor.org/info/rfc3339>. + + [RFC5077] Salowey, J., Zhou, H., Eronen, P., and H. Tschofenig, + "Transport Layer Security (TLS) Session Resumption without + Server-Side State", RFC 5077, DOI 10.17487/RFC5077, + January 2008, <http://www.rfc-editor.org/info/rfc5077>. + + [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an + IANA Considerations Section in RFCs", BCP 26, RFC 5226, + DOI 10.17487/RFC5226, May 2008, + <http://www.rfc-editor.org/info/rfc5226>. + + [RFC5234] Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax + Specifications: ABNF", STD 68, RFC 5234, + DOI 10.17487/RFC5234, January 2008, + <http://www.rfc-editor.org/info/rfc5234>. + + [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security + (TLS) Protocol Version 1.2", RFC 5246, + DOI 10.17487/RFC5246, August 2008, + <http://www.rfc-editor.org/info/rfc5246>. + + + + + +Chen, et al. Standards Track [Page 85] + +RFC 7545 PAWS May 2015 + + + [RFC5491] Winterbottom, J., Thomson, M., and H. Tschofenig, "GEOPRIV + Presence Information Data Format Location Object (PIDF-LO) + Usage Clarification, Considerations, and Recommendations", + RFC 5491, DOI 10.17487/RFC5491, March 2009, + <http://www.rfc-editor.org/info/rfc5491>. + + [RFC6350] Perreault, S., "vCard Format Specification", RFC 6350, + DOI 10.17487/RFC6350, August 2011, + <http://www.rfc-editor.org/info/rfc6350>. + + [RFC7095] Kewisch, P., "jCard: The JSON Format for vCard", RFC 7095, + DOI 10.17487/RFC7095, January 2014, + <http://www.rfc-editor.org/info/rfc7095>. + + [RFC7159] Bray, T., Ed., "The JavaScript Object Notation (JSON) Data + Interchange Format", RFC 7159, DOI 10.17487/RFC7159, March + 2014, <http://www.rfc-editor.org/info/rfc7159>. + + [RFC7231] Fielding, R., Ed. and J. Reschke, Ed., "Hypertext Transfer + Protocol (HTTP/1.1): Semantics and Content", RFC 7231, + DOI 10.17487/RFC7231, June 2014, + <http://www.rfc-editor.org/info/rfc7231>. + + [RFC7525] Sheffer, Y., Holz, R., and P. Saint-Andre, + "Recommendations for Secure Use of Transport Layer + Security (TLS) and Datagram Transport Layer Security + (DTLS)", BCP 195, RFC 7525, DOI 10.17487/RFC7525, May + 2015, <http://www.rfc-editor.org/info/rfc7525>. + +11.2. Informative References + + [ETSI-EN-301-598] + European Telecommunication Standards Institute (ETSI), + "ETSI EN 301 598 (V1.1.1): White Space Devices (WSD); + Wireless Access Systems operating in the 470 MHz to 790 + MHz TV broadcast band; Harmonized EN covering the + essential requirements of article 3.2 of the R&TTE + Directive", April 2014, <http://www.etsi.org/deliver/ + etsi_en/301500_301599/301598/01.01.01_60/ + en_301598v010101p.pdf>. + + [FCC-CFR47-15H] + U. S. Government, "Electronic Code of Federal Regulations, + Title 47, Part 15, Subpart H: Television Band Devices", + December 2010, <http://www.ecfr.gov/cgi-bin/ + text-idx?rgn=div6&view=text&node=47:1.0.1.1.16.8>. + + + + + +Chen, et al. Standards Track [Page 86] + +RFC 7545 PAWS May 2015 + + + [FCC-Review-2012-10] + Federal Communications Commission, "Administration Topics + Review", October 2012, + <http://transition.fcc.gov/bureaus/oet/ea/presentations/ + files/oct12/2b-TCB-Admin-Issues-Oct-2012-GT.pdf>. + + [ISO3166-1] + "Country Codes", + <http://www.iso.org/iso/country_codes.htm>. + + [RFC6953] Mancuso, A., Ed., Probasco, S., and B. Patil, "Protocol to + Access White-Space (PAWS) Databases: Use Cases and + Requirements", RFC 6953, DOI 10.17487/RFC6953, May 2013, + <http://www.rfc-editor.org/info/rfc6953>. + + [RFC7459] Thomson, M. and J. Winterbottom, "Representation of + Uncertainty and Confidence in the Presence Information + Data Format Location Object (PIDF-LO)", RFC 7459, + DOI 10.17487/RFC7459, February 2015, + <http://www.rfc-editor.org/info/rfc7459>. + + [WGS-84] National Imagery and Mapping Agency, "Department of + Defense World Geodetic System 1984, Its Definition and + Relationships with Local Geodetic Systems", NIMA TR8350.2, + Third Edition, Amendment 1, January 2000, + <http://earth-info.nga.mil/GandG/publications/tr8350.2/ + tr8350_2.html>. + + + + + + + + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 87] + +RFC 7545 PAWS May 2015 + + +Appendix A. Database Listing Server Support + + As discussed in "Database Discovery" (Section 4.1), some regulatory + domains support the preconfiguration of devices with the URI of a + listing server, to which devices can connect to obtain a list of + Databases certified by the regulatory domain. Regulatory domains may + require the device to periodically contact the Database Listing + Server to validate and/or update its list of certified Databases. If + the device is unable to validate its list of certified Databases + within the required period, regulatory rules may require the device + to treat this inability as equivalent to the device having no + available spectrum. + + A sample JSON response from a Database Listing Server might be + represented as follows: + + { + "lastUpdateTime": "2014-06-28T10:00:00Z", + "maxRefreshMinutes": 1440 + "dbs": [ + { + "name": "Some Operator", + "uris": [ + { + "uri": "https://example.some.operator.com", + "protocol": "paws" + }, + ... + ] + }, + ... + ] + } + + The parameters in this sample message are: + + lastUpdateTime: The time at which the database entries were last + updated. + + maxRefreshMinutes: The maximum interval, expressed in minutes, that + is allowed between device requests to the Database Listing Server. + + dbs: A list of entries for certified Databases, each containing the + following + + name: The name of the database operator. + + + + + +Chen, et al. Standards Track [Page 88] + +RFC 7545 PAWS May 2015 + + + uris: One or more URIs for each Database, allowing a Database to + support more than one protocol. + + uri, protocol: Each protocol supported by a certified Database is + associated with a separate URI (PAWS protocol URI shown). + +Acknowledgments + + The authors gratefully acknowledge the contributions of: Gabor Bajko, + Ray Bellis, Teco Boot, Nancy Bravin, Rex Buddenberg, Gerald + Chouinard, Stephen Farrell, Michael Fitch, Joel M. Halpern, Daniel + Harasty, Michael Head, Jussi Kahtava, Kalle Kulsmanen, Warren Kumari, + Paul Lambert, Andy Lee, Anthony Mancuso, Basavaraj Patil, Scott + Probasco, Brian Rosen, Andy Sago, Peter Stanforth, John Stine, and + Juan Carlos Zuniga. + +Contributors + + This document draws heavily from draft-das-paws-protocol and + draft-wei-paws-framework. The editor would like to specifically call + out and thank the contributing authors of those two documents. + + Donald Joslyn + Spectrum Bridge Inc. + 1064 Greenwood Blvd. + Lake Mary, FL 32746 + United States + EMail: d.joslyn@spectrumbridge.com + + + Xinpeng Wei + Huawei + Phone: +86 13436822355 + EMail: weixinpeng@huawei.com + + + + + + + + + + + + + + + + + +Chen, et al. Standards Track [Page 89] + +RFC 7545 PAWS May 2015 + + +Authors' Addresses + + Vincent Chen (editor) + Google + 1600 Amphitheatre Parkway + Mountain View, CA 94043 + United States + + EMail: vchen@google.com + + + Subir Das + Applied Communication Sciences + 150 Mount Airy Road + Basking Ridge, NJ 07920 + United States + + EMail: sdas@appcomsci.com + + + Lei Zhu + Huawei + + Phone: +86 13910157020 + EMail: lei.zhu@huawei.com + + + John Malyar + iconectiv (formerly Telcordia Interconnection Solutions) + 444 Hoes Lane/RRC 4E1106 + Piscataway, NJ 08854 + United States + + EMail: jmalyar@iconectiv.com + + + Peter J. McCann + Huawei + 400 Crossing Blvd, 2nd Floor + Bridgewater, NJ 08807 + United States + + Phone: +1 908 541 3563 + EMail: peter.mccann@huawei.com + + + + + + + +Chen, et al. Standards Track [Page 90] + |