From 4bfd864f10b68b71482b35c818559068ef8d5797 Mon Sep 17 00:00:00 2001 From: Thomas Voss Date: Wed, 27 Nov 2024 20:54:24 +0100 Subject: doc: Add RFC documents --- doc/rfc/rfc5751.txt | 2523 +++++++++++++++++++++++++++++++++++++++++++++++++++ 1 file changed, 2523 insertions(+) create mode 100644 doc/rfc/rfc5751.txt (limited to 'doc/rfc/rfc5751.txt') diff --git a/doc/rfc/rfc5751.txt b/doc/rfc/rfc5751.txt new file mode 100644 index 0000000..8d1dd21 --- /dev/null +++ b/doc/rfc/rfc5751.txt @@ -0,0 +1,2523 @@ + + + + + + +Internet Engineering Task Force (IETF) B. Ramsdell +Request for Comments: 5751 Brute Squad Labs +Obsoletes: 3851 S. Turner +Category: Standards Track IECA +ISSN: 2070-1721 January 2010 + + + Secure/Multipurpose Internet Mail Extensions (S/MIME) Version 3.2 + Message Specification + +Abstract + + This document defines Secure/Multipurpose Internet Mail Extensions + (S/MIME) version 3.2. S/MIME provides a consistent way to send and + receive secure MIME data. Digital signatures provide authentication, + message integrity, and non-repudiation with proof of origin. + Encryption provides data confidentiality. Compression can be used to + reduce data size. This document obsoletes RFC 3851. + +Status of This Memo + + This is an Internet Standards Track document. + + This document is a product of the Internet Engineering Task Force + (IETF). It represents the consensus of the IETF community. It has + received public review and has been approved for publication by + the Internet Engineering Steering Group (IESG). Further + information on Internet Standards is available in Section 2 of + RFC 5741. + + Information about the current status of this document, any + errata, and how to provide feedback on it may be obtained at + http://www.rfc-editor.org/info/rfc5751. + + + + + + + + + + + + + + + + + + +Ramsdell & Turner Standards Track [Page 1] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +Copyright Notice + + Copyright (c) 2010 IETF Trust and the persons identified as the + document authors. All rights reserved. + + This document is subject to BCP 78 and the IETF Trust's Legal + Provisions Relating to IETF Documents + (http://trustee.ietf.org/license-info) in effect on the date of + publication of this document. Please review these documents + carefully, as they describe your rights and restrictions with respect + to this document. Code Components extracted from this document must + include Simplified BSD License text as described in Section 4.e of + the Trust Legal Provisions and are provided without warranty as + described in the Simplified BSD License. + + This document may contain material from IETF Documents or IETF + Contributions published or made publicly available before November + 10, 2008. The person(s) controlling the copyright in some of this + material may not have granted the IETF Trust the right to allow + modifications of such material outside the IETF Standards Process. + Without obtaining an adequate license from the person(s) controlling + the copyright in such materials, this document may not be modified + outside the IETF Standards Process, and derivative works of it may + not be created outside the IETF Standards Process, except to format + it for publication as an RFC or to translate it into languages other + than English. + + + + + + + + + + + + + + + + + + + + + + + + + +Ramsdell & Turner Standards Track [Page 2] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +Table of Contents + + 1. Introduction ....................................................4 + 1.1. Specification Overview .....................................4 + 1.2. Definitions ................................................5 + 1.3. Conventions Used in This Document ..........................6 + 1.4. Compatibility with Prior Practice of S/MIME ................7 + 1.5. Changes from S/MIME v3 to S/MIME v3.1 ......................7 + 1.6. Changes since S/MIME v3.1 ..................................7 + 2. CMS Options .....................................................9 + 2.1. DigestAlgorithmIdentifier ..................................9 + 2.2. SignatureAlgorithmIdentifier ...............................9 + 2.3. KeyEncryptionAlgorithmIdentifier ..........................10 + 2.4. General Syntax ............................................11 + 2.5. Attributes and the SignerInfo Type ........................12 + 2.6. SignerIdentifier SignerInfo Type ..........................16 + 2.7. ContentEncryptionAlgorithmIdentifier ......................16 + 3. Creating S/MIME Messages .......................................18 + 3.1. Preparing the MIME Entity for Signing, Enveloping, + or Compressing ............................................19 + 3.2. The application/pkcs7-mime Media Type .....................23 + 3.3. Creating an Enveloped-Only Message ........................25 + 3.4. Creating a Signed-Only Message ............................26 + 3.5. Creating a Compressed-Only Message ........................30 + 3.6. Multiple Operations .......................................30 + 3.7. Creating a Certificate Management Message .................31 + 3.8. Registration Requests .....................................32 + 3.9. Identifying an S/MIME Message .............................32 + 4. Certificate Processing .........................................32 + 4.1. Key Pair Generation .......................................33 + 4.2. Signature Generation ......................................33 + 4.3. Signature Verification ....................................34 + 4.4. Encryption ................................................34 + 4.5. Decryption ................................................34 + 5. IANA Considerations ............................................34 + 5.1. Media Type for application/pkcs7-mime .....................34 + 5.2. Media Type for application/pkcs7-signature ................35 + 6. Security Considerations ........................................36 + 7. References .....................................................38 + 7.1. Reference Conventions .....................................38 + 7.2. Normative References ......................................39 + 7.3. Informative References ....................................41 + Appendix A. ASN.1 Module ..........................................43 + Appendix B. Moving S/MIME v2 Message Specification to Historic + Status ................................................45 + Appendix C. Acknowledgments .......................................45 + + + + + +Ramsdell & Turner Standards Track [Page 3] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +1. Introduction + + S/MIME (Secure/Multipurpose Internet Mail Extensions) provides a + consistent way to send and receive secure MIME data. Based on the + popular Internet MIME standard, S/MIME provides the following + cryptographic security services for electronic messaging + applications: authentication, message integrity and non-repudiation + of origin (using digital signatures), and data confidentiality (using + encryption). As a supplementary service, S/MIME provides for message + compression. + + S/MIME can be used by traditional mail user agents (MUAs) to add + cryptographic security services to mail that is sent, and to + interpret cryptographic security services in mail that is received. + However, S/MIME is not restricted to mail; it can be used with any + transport mechanism that transports MIME data, such as HTTP or SIP. + As such, S/MIME takes advantage of the object-based features of MIME + and allows secure messages to be exchanged in mixed-transport + systems. + + Further, S/MIME can be used in automated message transfer agents that + use cryptographic security services that do not require any human + intervention, such as the signing of software-generated documents and + the encryption of FAX messages sent over the Internet. + +1.1. Specification Overview + + This document describes a protocol for adding cryptographic signature + and encryption services to MIME data. The MIME standard [MIME-SPEC] + provides a general structure for the content of Internet messages and + allows extensions for new content-type-based applications. + + This specification defines how to create a MIME body part that has + been cryptographically enhanced according to the Cryptographic + Message Syntax (CMS) RFC 5652 [CMS], which is derived from PKCS #7 + [PKCS-7]. This specification also defines the application/pkcs7-mime + media type that can be used to transport those body parts. + + This document also discusses how to use the multipart/signed media + type defined in [MIME-SECURE] to transport S/MIME signed messages. + multipart/signed is used in conjunction with the application/pkcs7- + signature media type, which is used to transport a detached S/MIME + signature. + + + + + + + + +Ramsdell & Turner Standards Track [Page 4] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + In order to create S/MIME messages, an S/MIME agent MUST follow the + specifications in this document, as well as the specifications listed + in the Cryptographic Message Syntax document [CMS], [CMSALG], + [RSAPSS], [RSAOAEP], and [CMS-SHA2]. + + Throughout this specification, there are requirements and + recommendations made for how receiving agents handle incoming + messages. There are separate requirements and recommendations for + how sending agents create outgoing messages. In general, the best + strategy is to "be liberal in what you receive and conservative in + what you send". Most of the requirements are placed on the handling + of incoming messages, while the recommendations are mostly on the + creation of outgoing messages. + + The separation for requirements on receiving agents and sending + agents also derives from the likelihood that there will be S/MIME + systems that involve software other than traditional Internet mail + clients. S/MIME can be used with any system that transports MIME + data. An automated process that sends an encrypted message might not + be able to receive an encrypted message at all, for example. Thus, + the requirements and recommendations for the two types of agents are + listed separately when appropriate. + +1.2. Definitions + + For the purposes of this specification, the following definitions + apply. + + ASN.1: Abstract Syntax Notation One, as defined in ITU-T + Recommendation X.680 [X.680]. + + BER: Basic Encoding Rules for ASN.1, as defined in ITU- + T Recommendation X.690 [X.690]. + + Certificate: A type that binds an entity's name to a public key + with a digital signature. + + DER: Distinguished Encoding Rules for ASN.1, as defined + in ITU-T Recommendation X.690 [X.690]. + + 7-bit data: Text data with lines less than 998 characters + long, where none of the characters have the 8th + bit set, and there are no NULL characters. + and occur only as part of a end-of- + line delimiter. + + + + + + +Ramsdell & Turner Standards Track [Page 5] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + 8-bit data: Text data with lines less than 998 characters, and + where none of the characters are NULL characters. + and occur only as part of a + end-of-line delimiter. + + Binary data: Arbitrary data. + + Transfer encoding: A reversible transformation made on data so 8-bit + or binary data can be sent via a channel that only + transmits 7-bit data. + + Receiving agent: Software that interprets and processes S/MIME CMS + objects, MIME body parts that contain CMS content + types, or both. + + Sending agent: Software that creates S/MIME CMS content types, + MIME body parts that contain CMS content types, or + both. + + S/MIME agent: User software that is a receiving agent, a sending + agent, or both. + +1.3. Conventions Used in This Document + + The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", + "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this + document are to be interpreted as described in [MUSTSHOULD]. + + We define some additional terms here: + + SHOULD+ This term means the same as SHOULD. However, the authors + expect that a requirement marked as SHOULD+ will be + promoted at some future time to be a MUST. + + SHOULD- This term means the same as SHOULD. However, the authors + expect that a requirement marked as SHOULD- will be demoted + to a MAY in a future version of this document. + + MUST- This term means the same as MUST. However, the authors + expect that this requirement will no longer be a MUST in a + future document. Although its status will be determined at + a later time, it is reasonable to expect that if a future + revision of a document alters the status of a MUST- + requirement, it will remain at least a SHOULD or a SHOULD-. + + + + + + + +Ramsdell & Turner Standards Track [Page 6] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +1.4. Compatibility with Prior Practice of S/MIME + + S/MIME version 3.2 agents ought to attempt to have the greatest + interoperability possible with agents for prior versions of S/MIME. + S/MIME version 2 is described in RFC 2311 through RFC 2315 inclusive + [SMIMEv2], S/MIME version 3 is described in RFC 2630 through RFC 2634 + inclusive and RFC 5035 [SMIMEv3], and S/MIME version 3.1 is described + in RFC 3850, RFC 3851, RFC 3852, RFC 2634, and RFC 5035 [SMIMEv3.1]. + RFC 2311 also has historical information about the development of + S/MIME. + +1.5. Changes from S/MIME v3 to S/MIME v3.1 + + The RSA public key algorithm was changed to a MUST implement key + wrapping algorithm, and the Diffie-Hellman (DH) algorithm changed to + a SHOULD implement. + + The AES symmetric encryption algorithm has been included as a SHOULD + implement. + + The RSA public key algorithm was changed to a MUST implement + signature algorithm. + + Ambiguous language about the use of "empty" SignedData messages to + transmit certificates was clarified to reflect that transmission of + Certificate Revocation Lists is also allowed. + + The use of binary encoding for some MIME entities is now explicitly + discussed. + + Header protection through the use of the message/rfc822 media type + has been added. + + Use of the CompressedData CMS type is allowed, along with required + media type and file extension additions. + +1.6. Changes since S/MIME v3.1 + + Editorial changes, e.g., replaced "MIME type" with "media type", + content-type with Content-Type. + + Moved "Conventions Used in This Document" to Section 1.3. Added + definitions for SHOULD+, SHOULD-, and MUST-. + + Section 1.1 and Appendix A: Added references to RFCs for RSASSA-PSS, + RSAES-OAEP, and SHA2 CMS algorithms. Added CMS Multiple Signers + Clarification to CMS reference. + + + + +Ramsdell & Turner Standards Track [Page 7] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Section 1.2: Updated references to ASN.1 to X.680 and BER and DER to + X.690. + + Section 1.4: Added references to S/MIME MSG 3.1 RFCs. + + Section 2.1 (digest algorithm): SHA-256 added as MUST, SHA-1 and MD5 + made SHOULD-. + + Section 2.2 (signature algorithms): RSA with SHA-256 added as MUST, + and DSA with SHA-256 added as SHOULD+, RSA with SHA-1, DSA with + SHA-1, and RSA with MD5 changed to SHOULD-, and RSASSA-PSS with + SHA-256 added as SHOULD+. Also added note about what S/MIME v3.1 + clients support. + + Section 2.3 (key encryption): DH changed to SHOULD-, and RSAES-OAEP + added as SHOULD+. Elaborated requirements for key wrap algorithm. + + Section 2.5.1: Added requirement that receiving agents MUST support + both GeneralizedTime and UTCTime. + + Section 2.5.2: Replaced reference "sha1WithRSAEncryption" with + "sha256WithRSAEncryption", "DES-3EDE-CBC" with "AES-128 CBC", and + deleted the RC5 example. + + Section 2.5.2.1: Deleted entire section (discussed deprecated RC2). + + Section 2.7, 2.7.1, Appendix A: references to RC2/40 removed. + + Section 2.7 (content encryption): AES-128 CBC added as MUST, AES-192 + and AES-256 CBC SHOULD+, tripleDES now SHOULD-. + + Section 2.7.1: Updated pointers from 2.7.2.1 through 2.7.2.4 to + 2.7.1.1 to 2.7.1.2. + + Section 3.1.1: Removed text about MIME character sets. + + Section 3.2.2 and 3.6: Replaced "encrypted" with "enveloped". Update + OID example to use AES-128 CBC oid. + + Section 3.4.3.2: Replace micalg parameter for SHA-1 with sha-1. + + Section 4: Updated reference to CERT v3.2. + + Section 4.1: Updated RSA and DSA key size discussion. Moved last + four sentences to security considerations. Updated reference to + randomness requirements for security. + + + + + +Ramsdell & Turner Standards Track [Page 8] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Section 5: Added IANA registration templates to update media type + registry to point to this document as opposed to RFC 2311. + + Section 6: Updated security considerations. + + Section 7: Moved references from Appendix B to this section. Updated + references. Added informational references to SMIMEv2, SMIMEv3, and + SMIMEv3.1. + + Appendix B: Added Appendix B to move S/MIME v2 to Historic status. + +2. CMS Options + + CMS allows for a wide variety of options in content, attributes, and + algorithm support. This section puts forth a number of support + requirements and recommendations in order to achieve a base level of + interoperability among all S/MIME implementations. [CMSALG] and + [CMS-SHA2] provides additional details regarding the use of the + cryptographic algorithms. [ESS] provides additional details + regarding the use of additional attributes. + +2.1. DigestAlgorithmIdentifier + + Sending and receiving agents MUST support SHA-256 [CMS-SHA2] and + SHOULD- support SHA-1 [CMSALG]. Receiving agents SHOULD- support MD5 + [CMSALG] for the purpose of providing backward compatibility with + MD5-digested S/MIME v2 SignedData objects. + +2.2. SignatureAlgorithmIdentifier + + Receiving agents: + + - MUST support RSA with SHA-256. + + - SHOULD+ support DSA with SHA-256. + + - SHOULD+ support RSASSA-PSS with SHA-256. + + - SHOULD- support RSA with SHA-1. + + - SHOULD- support DSA with SHA-1. + + - SHOULD- support RSA with MD5. + + + + + + + + +Ramsdell & Turner Standards Track [Page 9] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Sending agents: + + - MUST support RSA with SHA-256. + + - SHOULD+ support DSA with SHA-256. + + - SHOULD+ support RSASSA-PSS with SHA-256. + + - SHOULD- support RSA with SHA-1 or DSA with SHA-1. + + - SHOULD- support RSA with MD5. + + See Section 4.1 for information on key size and algorithm references. + + Note that S/MIME v3.1 clients support verifying id-dsa-with-sha1 and + rsaEncryption and might not implement sha256withRSAEncryption. Note + that S/MIME v3 clients might only implement signing or signature + verification using id-dsa-with-sha1, and might also use id-dsa as an + AlgorithmIdentifier in this field. Receiving clients SHOULD + recognize id-dsa as equivalent to id-dsa-with-sha1, and sending + clients MUST use id-dsa-with-sha1 if using that algorithm. Also note + that S/MIME v2 clients are only required to verify digital signatures + using the rsaEncryption algorithm with SHA-1 or MD5, and might not + implement id-dsa-with-sha1 or id-dsa at all. + +2.3. KeyEncryptionAlgorithmIdentifier + + Receiving and sending agents: + + - MUST support RSA Encryption, as specified in [CMSALG]. + + - SHOULD+ support RSAES-OAEP, as specified in [RSAOAEP]. + + - SHOULD- support DH ephemeral-static mode, as specified in + [CMSALG] and [SP800-57]. + + When DH ephemeral-static is used, a key wrap algorithm is also + specified in the KeyEncryptionAlgorithmIdentifier [CMS]. The + underlying encryption functions for the key wrap and content + encryption algorithm ([CMSALG] and [CMSAES]) and the key sizes for + the two algorithms MUST be the same (e.g., AES-128 key wrap algorithm + with AES-128 content encryption algorithm). As AES-128 CBC is the + mandatory-to-implement content encryption algorithm, the AES-128 key + wrap algorithm MUST also be supported when DH ephemeral-static is + used. + + + + + + +Ramsdell & Turner Standards Track [Page 10] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Note that S/MIME v3.1 clients might only implement key encryption and + decryption using the rsaEncryption algorithm. Note that S/MIME v3 + clients might only implement key encryption and decryption using the + Diffie-Hellman algorithm. Also note that S/MIME v2 clients are only + capable of decrypting content-encryption keys using the rsaEncryption + algorithm. + +2.4. General Syntax + + There are several CMS content types. Of these, only the Data, + SignedData, EnvelopedData, and CompressedData content types are + currently used for S/MIME. + +2.4.1. Data Content Type + + Sending agents MUST use the id-data content type identifier to + identify the "inner" MIME message content. For example, when + applying a digital signature to MIME data, the CMS SignedData + encapContentInfo eContentType MUST include the id-data object + identifier and the media type MUST be stored in the SignedData + encapContentInfo eContent OCTET STRING (unless the sending agent is + using multipart/signed, in which case the eContent is absent, per + Section 3.4.3 of this document). As another example, when applying + encryption to MIME data, the CMS EnvelopedData encryptedContentInfo + contentType MUST include the id-data object identifier and the + encrypted MIME content MUST be stored in the EnvelopedData + encryptedContentInfo encryptedContent OCTET STRING. + +2.4.2. SignedData Content Type + + Sending agents MUST use the SignedData content type to apply a + digital signature to a message or, in a degenerate case where there + is no signature information, to convey certificates. Applying a + signature to a message provides authentication, message integrity, + and non-repudiation of origin. + +2.4.3. EnvelopedData Content Type + + This content type is used to apply data confidentiality to a message. + A sender needs to have access to a public key for each intended + message recipient to use this service. + +2.4.4. CompressedData Content Type + + This content type is used to apply data compression to a message. + This content type does not provide authentication, message integrity, + non-repudiation, or data confidentiality, and is only used to reduce + the message's size. + + + +Ramsdell & Turner Standards Track [Page 11] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + See Section 3.6 for further guidance on the use of this type in + conjunction with other CMS types. + +2.5. Attributes and the SignerInfo Type + + The SignerInfo type allows the inclusion of unsigned and signed + attributes along with a signature. + + Receiving agents MUST be able to handle zero or one instance of each + of the signed attributes listed here. Sending agents SHOULD generate + one instance of each of the following signed attributes in each + S/MIME message: + + - Signing Time (section (Section 2.5.1 in this document) + + - SMIME Capabilities (section (Section 2.5.2 in this document) + + - Encryption Key Preference (section (Section 2.5.3 in this + document) + + - Message Digest (section (Section 11.2 in [CMS]) + + - Content Type (section (Section 11.1 in [CMS]) + + Further, receiving agents SHOULD be able to handle zero or one + instance of the signingCertificate and signingCertificatev2 signed + attributes, as defined in Section 5 of RFC 2634 [ESS] and Section 3 + of RFC 5035 [ESS]. + + Sending agents SHOULD generate one instance of the signingCertificate + or signingCertificatev2 signed attribute in each SignerInfo + structure. + + Additional attributes and values for these attributes might be + defined in the future. Receiving agents SHOULD handle attributes or + values that they do not recognize in a graceful manner. + + Interactive sending agents that include signed attributes that are + not listed here SHOULD display those attributes to the user, so that + the user is aware of all of the data being signed. + +2.5.1. Signing Time Attribute + + The signing-time attribute is used to convey the time that a message + was signed. The time of signing will most likely be created by a + message originator and therefore is only as trustworthy as the + originator. + + + + +Ramsdell & Turner Standards Track [Page 12] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Sending agents MUST encode signing time through the year 2049 as + UTCTime; signing times in 2050 or later MUST be encoded as + GeneralizedTime. When the UTCTime CHOICE is used, S/MIME agents MUST + interpret the year field (YY) as follows: + + If YY is greater than or equal to 50, the year is interpreted as + 19YY; if YY is less than 50, the year is interpreted as 20YY. + + Receiving agents MUST be able to process signing-time attributes that + are encoded in either UTCTime or GeneralizedTime. + +2.5.2. SMIME Capabilities Attribute + + The SMIMECapabilities attribute includes signature algorithms (such + as "sha256WithRSAEncryption"), symmetric algorithms (such as "AES-128 + CBC"), and key encipherment algorithms (such as "rsaEncryption"). + There are also several identifiers that indicate support for other + optional features such as binary encoding and compression. The + SMIMECapabilities were designed to be flexible and extensible so + that, in the future, a means of identifying other capabilities and + preferences such as certificates can be added in a way that will not + cause current clients to break. + + If present, the SMIMECapabilities attribute MUST be a + SignedAttribute; it MUST NOT be an UnsignedAttribute. CMS defines + SignedAttributes as a SET OF Attribute. The SignedAttributes in a + signerInfo MUST NOT include multiple instances of the + SMIMECapabilities attribute. CMS defines the ASN.1 syntax for + Attribute to include attrValues SET OF AttributeValue. A + SMIMECapabilities attribute MUST only include a single instance of + AttributeValue. There MUST NOT be zero or multiple instances of + AttributeValue present in the attrValues SET OF AttributeValue. + + The semantics of the SMIMECapabilities attribute specify a partial + list as to what the client announcing the SMIMECapabilities can + support. A client does not have to list every capability it + supports, and need not list all its capabilities so that the + capabilities list doesn't get too long. In an SMIMECapabilities + attribute, the object identifiers (OIDs) are listed in order of their + preference, but SHOULD be separated logically along the lines of + their categories (signature algorithms, symmetric algorithms, key + encipherment algorithms, etc.). + + The structure of the SMIMECapabilities attribute is to facilitate + simple table lookups and binary comparisons in order to determine + matches. For instance, the DER-encoding for the SMIMECapability for + AES-128 CBC MUST be identically encoded regardless of the + implementation. Because of the requirement for identical encoding, + + + +Ramsdell & Turner Standards Track [Page 13] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + individuals documenting algorithms to be used in the + SMIMECapabilities attribute SHOULD explicitly document the correct + byte sequence for the common cases. + + For any capability, the associated parameters for the OID MUST + specify all of the parameters necessary to differentiate between two + instances of the same algorithm. + + The OIDs that correspond to algorithms SHOULD use the same OID as the + actual algorithm, except in the case where the algorithm usage is + ambiguous from the OID. For instance, in an earlier specification, + rsaEncryption was ambiguous because it could refer to either a + signature algorithm or a key encipherment algorithm. In the event + that an OID is ambiguous, it needs to be arbitrated by the maintainer + of the registered SMIMECapabilities list as to which type of + algorithm will use the OID, and a new OID MUST be allocated under the + smimeCapabilities OID to satisfy the other use of the OID. + + The registered SMIMECapabilities list specifies the parameters for + OIDs that need them, most notably key lengths in the case of + variable-length symmetric ciphers. In the event that there are no + differentiating parameters for a particular OID, the parameters MUST + be omitted, and MUST NOT be encoded as NULL. Additional values for + the SMIMECapabilities attribute might be defined in the future. + Receiving agents MUST handle a SMIMECapabilities object that has + values that it does not recognize in a graceful manner. + + Section 2.7.1 explains a strategy for caching capabilities. + +2.5.3. Encryption Key Preference Attribute + + The encryption key preference attribute allows the signer to + unambiguously describe which of the signer's certificates has the + signer's preferred encryption key. This attribute is designed to + enhance behavior for interoperating with those clients that use + separate keys for encryption and signing. This attribute is used to + convey to anyone viewing the attribute which of the listed + certificates is appropriate for encrypting a session key for future + encrypted messages. + + If present, the SMIMEEncryptionKeyPreference attribute MUST be a + SignedAttribute; it MUST NOT be an UnsignedAttribute. CMS defines + SignedAttributes as a SET OF Attribute. The SignedAttributes in a + signerInfo MUST NOT include multiple instances of the + SMIMEEncryptionKeyPreference attribute. CMS defines the ASN.1 syntax + for Attribute to include attrValues SET OF AttributeValue. A + SMIMEEncryptionKeyPreference attribute MUST only include a single + + + + +Ramsdell & Turner Standards Track [Page 14] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + instance of AttributeValue. There MUST NOT be zero or multiple + instances of AttributeValue present in the attrValues SET OF + AttributeValue. + + The sending agent SHOULD include the referenced certificate in the + set of certificates included in the signed message if this attribute + is used. The certificate MAY be omitted if it has been previously + made available to the receiving agent. Sending agents SHOULD use + this attribute if the commonly used or preferred encryption + certificate is not the same as the certificate used to sign the + message. + + Receiving agents SHOULD store the preference data if the signature on + the message is valid and the signing time is greater than the + currently stored value. (As with the SMIMECapabilities, the clock + skew SHOULD be checked and the data not used if the skew is too + great.) Receiving agents SHOULD respect the sender's encryption key + preference attribute if possible. This, however, represents only a + preference and the receiving agent can use any certificate in + replying to the sender that is valid. + + Section 2.7.1 explains a strategy for caching preference data. + +2.5.3.1. Selection of Recipient Key Management Certificate + + In order to determine the key management certificate to be used when + sending a future CMS EnvelopedData message for a particular + recipient, the following steps SHOULD be followed: + + - If an SMIMEEncryptionKeyPreference attribute is found in a + SignedData object received from the desired recipient, this + identifies the X.509 certificate that SHOULD be used as the X.509 + key management certificate for the recipient. + + - If an SMIMEEncryptionKeyPreference attribute is not found in a + SignedData object received from the desired recipient, the set of + X.509 certificates SHOULD be searched for a X.509 certificate with + the same subject name as the signer of a X.509 certificate that can + be used for key management. + + - Or use some other method of determining the user's key management + key. If a X.509 key management certificate is not found, then + encryption cannot be done with the signer of the message. If + multiple X.509 key management certificates are found, the S/MIME + agent can make an arbitrary choice between them. + + + + + + +Ramsdell & Turner Standards Track [Page 15] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +2.6. SignerIdentifier SignerInfo Type + + S/MIME v3.2 implementations MUST support both issuerAndSerialNumber + and subjectKeyIdentifier. Messages that use the subjectKeyIdentifier + choice cannot be read by S/MIME v2 clients. + + It is important to understand that some certificates use a value for + subjectKeyIdentifier that is not suitable for uniquely identifying a + certificate. Implementations MUST be prepared for multiple + certificates for potentially different entities to have the same + value for subjectKeyIdentifier, and MUST be prepared to try each + matching certificate during signature verification before indicating + an error condition. + +2.7. ContentEncryptionAlgorithmIdentifier + + Sending and receiving agents: + + - MUST support encryption and decryption with AES-128 CBC + [CMSAES]. + + - SHOULD+ support encryption and decryption with AES-192 CBC and + AES-256 CBC [CMSAES]. + + - SHOULD- support encryption and decryption with DES EDE3 CBC, + hereinafter called "tripleDES" [CMSALG]. + +2.7.1. Deciding Which Encryption Method to Use + + When a sending agent creates an encrypted message, it has to decide + which type of encryption to use. The decision process involves using + information garnered from the capabilities lists included in messages + received from the recipient, as well as out-of-band information such + as private agreements, user preferences, legal restrictions, and so + on. + + Section 2.5.2 defines a method by which a sending agent can + optionally announce, among other things, its decrypting capabilities + in its order of preference. The following method for processing and + remembering the encryption capabilities attribute in incoming signed + messages SHOULD be used. + + - If the receiving agent has not yet created a list of + capabilities for the sender's public key, then, after verifying + the signature on the incoming message and checking the + timestamp, the receiving agent SHOULD create a new list + containing at least the signing time and the symmetric + capabilities. + + + +Ramsdell & Turner Standards Track [Page 16] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + - If such a list already exists, the receiving agent SHOULD verify + that the signing time in the incoming message is greater than + the signing time stored in the list and that the signature is + valid. If so, the receiving agent SHOULD update both the + signing time and capabilities in the list. Values of the + signing time that lie far in the future (that is, a greater + discrepancy than any reasonable clock skew), or a capabilities + list in messages whose signature could not be verified, MUST NOT + be accepted. + + The list of capabilities SHOULD be stored for future use in creating + messages. + + Before sending a message, the sending agent MUST decide whether it is + willing to use weak encryption for the particular data in the + message. If the sending agent decides that weak encryption is + unacceptable for this data, then the sending agent MUST NOT use a + weak algorithm. The decision to use or not use weak encryption + overrides any other decision in this section about which encryption + algorithm to use. + + Sections 2.7.1.1 through 2.7.1.2 describe the decisions a sending + agent SHOULD use in deciding which type of encryption will be applied + to a message. These rules are ordered, so the sending agent SHOULD + make its decision in the order given. + +2.7.1.1. Rule 1: Known Capabilities + + If the sending agent has received a set of capabilities from the + recipient for the message the agent is about to encrypt, then the + sending agent SHOULD use that information by selecting the first + capability in the list (that is, the capability most preferred by the + intended recipient) that the sending agent knows how to encrypt. The + sending agent SHOULD use one of the capabilities in the list if the + agent reasonably expects the recipient to be able to decrypt the + message. + +2.7.1.2. Rule 2: Unknown Capabilities, Unknown Version of S/MIME + + If the following two conditions are met: + + - the sending agent has no knowledge of the encryption + capabilities of the recipient, and + + - the sending agent has no knowledge of the version of S/MIME of + the recipient, + + + + + +Ramsdell & Turner Standards Track [Page 17] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + then the sending agent SHOULD use AES-128 because it is a stronger + algorithm and is required by S/MIME v3.2. If the sending agent + chooses not to use AES-128 in this step, it SHOULD use tripleDES. + +2.7.2. Choosing Weak Encryption + + All algorithms that use 40-bit keys are considered by many to be weak + encryption. A sending agent that is controlled by a human SHOULD + allow a human sender to determine the risks of sending data using a + weak encryption algorithm before sending the data, and possibly allow + the human to use a stronger encryption method such as tripleDES or + AES. + +2.7.3. Multiple Recipients + + If a sending agent is composing an encrypted message to a group of + recipients where the encryption capabilities of some of the + recipients do not overlap, the sending agent is forced to send more + than one message. Please note that if the sending agent chooses to + send a message encrypted with a strong algorithm, and then send the + same message encrypted with a weak algorithm, someone watching the + communications channel could learn the contents of the strongly + encrypted message simply by decrypting the weakly encrypted message. + +3. Creating S/MIME Messages + + This section describes the S/MIME message formats and how they are + created. S/MIME messages are a combination of MIME bodies and CMS + content types. Several media types as well as several CMS content + types are used. The data to be secured is always a canonical MIME + entity. The MIME entity and other data, such as certificates and + algorithm identifiers, are given to CMS processing facilities that + produce a CMS object. Finally, the CMS object is wrapped in MIME. + The Enhanced Security Services for S/MIME [ESS] document provides + descriptions of how nested, secured S/MIME messages are formatted. + ESS provides a description of how a triple-wrapped S/MIME message is + formatted using multipart/signed and application/pkcs7-mime for the + signatures. + + S/MIME provides one format for enveloped-only data, several formats + for signed-only data, and several formats for signed and enveloped + data. Several formats are required to accommodate several + environments, in particular for signed messages. The criteria for + choosing among these formats are also described. + + The reader of this section is expected to understand MIME as + described in [MIME-SPEC] and [MIME-SECURE]. + + + + +Ramsdell & Turner Standards Track [Page 18] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.1. Preparing the MIME Entity for Signing, Enveloping, or Compressing + + S/MIME is used to secure MIME entities. A MIME entity can be a sub- + part, sub-parts of a message, or the whole message with all its sub- + parts. A MIME entity that is the whole message includes only the + MIME message headers and MIME body, and does not include the RFC-822 + header. Note that S/MIME can also be used to secure MIME entities + used in applications other than Internet mail. If protection of the + RFC-822 header is required, the use of the message/rfc822 media type + is explained later in this section. + + The MIME entity that is secured and described in this section can be + thought of as the "inside" MIME entity. That is, it is the + "innermost" object in what is possibly a larger MIME message. + Processing "outside" MIME entities into CMS content types is + described in Sections 3.2, 3.4, and elsewhere. + + The procedure for preparing a MIME entity is given in [MIME-SPEC]. + The same procedure is used here with some additional restrictions + when signing. The description of the procedures from [MIME-SPEC] is + repeated here, but it is suggested that the reader refer to that + document for the exact procedure. This section also describes + additional requirements. + + A single procedure is used for creating MIME entities that are to + have any combination of signing, enveloping, and compressing applied. + Some additional steps are recommended to defend against known + corruptions that can occur during mail transport that are of + particular importance for clear-signing using the multipart/signed + format. It is recommended that these additional steps be performed + on enveloped messages, or signed and enveloped messages, so that the + message can be forwarded to any environment without modification. + + These steps are descriptive rather than prescriptive. The + implementer is free to use any procedure as long as the result is the + same. + + Step 1. The MIME entity is prepared according to the local + conventions. + + Step 2. The leaf parts of the MIME entity are converted to canonical + form. + + Step 3. Appropriate transfer encoding is applied to the leaves of + the MIME entity. + + + + + + +Ramsdell & Turner Standards Track [Page 19] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + When an S/MIME message is received, the security services on the + message are processed, and the result is the MIME entity. That MIME + entity is typically passed to a MIME-capable user agent where it is + further decoded and presented to the user or receiving application. + + In order to protect outer, non-content-related message header fields + (for instance, the "Subject", "To", "From", and "Cc" fields), the + sending client MAY wrap a full MIME message in a message/rfc822 + wrapper in order to apply S/MIME security services to these header + fields. It is up to the receiving client to decide how to present + this "inner" header along with the unprotected "outer" header. + + When an S/MIME message is received, if the top-level protected MIME + entity has a Content-Type of message/rfc822, it can be assumed that + the intent was to provide header protection. This entity SHOULD be + presented as the top-level message, taking into account header + merging issues as previously discussed. + +3.1.1. Canonicalization + + Each MIME entity MUST be converted to a canonical form that is + uniquely and unambiguously representable in the environment where the + signature is created and the environment where the signature will be + verified. MIME entities MUST be canonicalized for enveloping and + compressing as well as signing. + + The exact details of canonicalization depend on the actual media type + and subtype of an entity, and are not described here. Instead, the + standard for the particular media type SHOULD be consulted. For + example, canonicalization of type text/plain is different from + canonicalization of audio/basic. Other than text types, most types + have only one representation regardless of computing platform or + environment that can be considered their canonical representation. + In general, canonicalization will be performed by the non-security + part of the sending agent rather than the S/MIME implementation. + + The most common and important canonicalization is for text, which is + often represented differently in different environments. MIME + entities of major type "text" MUST have both their line endings and + character set canonicalized. The line ending MUST be the pair of + characters , and the charset SHOULD be a registered charset + [CHARSETS]. The details of the canonicalization are specified in + [MIME-SPEC]. + + Note that some charsets such as ISO-2022 have multiple + representations for the same characters. When preparing such text + for signing, the canonical representation specified for the charset + MUST be used. + + + +Ramsdell & Turner Standards Track [Page 20] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.1.2. Transfer Encoding + + When generating any of the secured MIME entities below, except the + signing using the multipart/signed format, no transfer encoding is + required at all. S/MIME implementations MUST be able to deal with + binary MIME objects. If no Content-Transfer-Encoding header field is + present, the transfer encoding is presumed to be 7BIT. + + S/MIME implementations SHOULD however use transfer encoding described + in Section 3.1.3 for all MIME entities they secure. The reason for + securing only 7-bit MIME entities, even for enveloped data that are + not exposed to the transport, is that it allows the MIME entity to be + handled in any environment without changing it. For example, a + trusted gateway might remove the envelope, but not the signature, of + a message, and then forward the signed message on to the end + recipient so that they can verify the signatures directly. If the + transport internal to the site is not 8-bit clean, such as on a wide- + area network with a single mail gateway, verifying the signature will + not be possible unless the original MIME entity was only 7-bit data. + + S/MIME implementations that "know" that all intended recipients are + capable of handling inner (all but the outermost) binary MIME objects + SHOULD use binary encoding as opposed to a 7-bit-safe transfer + encoding for the inner entities. The use of a 7-bit-safe encoding + (such as base64) would unnecessarily expand the message size. + Implementations MAY "know" that recipient implementations are capable + of handling inner binary MIME entities either by interpreting the id- + cap-preferBinaryInside SMIMECapabilities attribute, by prior + agreement, or by other means. + + If one or more intended recipients are unable to handle inner binary + MIME objects, or if this capability is unknown for any of the + intended recipients, S/MIME implementations SHOULD use transfer + encoding described in Section 3.1.3 for all MIME entities they + secure. + +3.1.3. Transfer Encoding for Signing Using multipart/signed + + If a multipart/signed entity is ever to be transmitted over the + standard Internet SMTP infrastructure or other transport that is + constrained to 7-bit text, it MUST have transfer encoding applied so + that it is represented as 7-bit text. MIME entities that are 7-bit + data already need no transfer encoding. Entities such as 8-bit text + and binary data can be encoded with quoted-printable or base-64 + transfer encoding. + + + + + + +Ramsdell & Turner Standards Track [Page 21] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + The primary reason for the 7-bit requirement is that the Internet + mail transport infrastructure cannot guarantee transport of 8-bit or + binary data. Even though many segments of the transport + infrastructure now handle 8-bit and even binary data, it is sometimes + not possible to know whether the transport path is 8-bit clean. If a + mail message with 8-bit data were to encounter a message transfer + agent that cannot transmit 8-bit or binary data, the agent has three + options, none of which are acceptable for a clear-signed message: + + - The agent could change the transfer encoding; this would + invalidate the signature. + + - The agent could transmit the data anyway, which would most likely + result in the 8th bit being corrupted; this too would invalidate + the signature. + + - The agent could return the message to the sender. + + [MIME-SECURE] prohibits an agent from changing the transfer encoding + of the first part of a multipart/signed message. If a compliant + agent that cannot transmit 8-bit or binary data encounters a + multipart/signed message with 8-bit or binary data in the first part, + it would have to return the message to the sender as undeliverable. + +3.1.4. Sample Canonical MIME Entity + + This example shows a multipart/mixed message with full transfer + encoding. This message contains a text part and an attachment. The + sample message text includes characters that are not US-ASCII and + thus need to be transfer encoded. Though not shown here, the end of + each line is . The line ending of the MIME headers, the + text, and the transfer encoded parts, all MUST be . + + Note that this example is not of an S/MIME message. + + Content-Type: multipart/mixed; boundary=bar + + --bar + Content-Type: text/plain; charset=iso-8859-1 + Content-Transfer-Encoding: quoted-printable + + =A1Hola Michael! + + How do you like the new S/MIME specification? + + It's generally a good idea to encode lines that begin with + From=20because some mail transport agents will insert a greater- + than (>) sign, thus invalidating the signature. + + + +Ramsdell & Turner Standards Track [Page 22] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Also, in some cases it might be desirable to encode any =20 + trailing whitespace that occurs on lines in order to ensure =20 + that the message signature is not invalidated when passing =20 + a gateway that modifies such whitespace (like BITNET). =20 + + --bar + Content-Type: image/jpeg + Content-Transfer-Encoding: base64 + + iQCVAwUBMJrRF2N9oWBghPDJAQE9UQQAtl7LuRVndBjrk4EqYBIb3h5QXIX/LC// + jJV5bNvkZIGPIcEmI5iFd9boEgvpirHtIREEqLQRkYNoBActFBZmh9GC3C041WGq + uMbrbxc+nIs1TIKlA08rVi9ig/2Yh7LFrK5Ein57U/W72vgSxLhe/zhdfolT9Brn + HOxEa44b+EI= + + --bar-- + +3.2. The application/pkcs7-mime Media Type + + The application/pkcs7-mime media type is used to carry CMS content + types including EnvelopedData, SignedData, and CompressedData. The + details of constructing these entities are described in subsequent + sections. This section describes the general characteristics of the + application/pkcs7-mime media type. + + The carried CMS object always contains a MIME entity that is prepared + as described in Section 3.1 if the eContentType is id-data. Other + contents MAY be carried when the eContentType contains different + values. See [ESS] for an example of this with signed receipts. + + Since CMS content types are binary data, in most cases base-64 + transfer encoding is appropriate, in particular, when used with SMTP + transport. The transfer encoding used depends on the transport + through which the object is to be sent, and is not a characteristic + of the media type. + + Note that this discussion refers to the transfer encoding of the CMS + object or "outside" MIME entity. It is completely distinct from, and + unrelated to, the transfer encoding of the MIME entity secured by the + CMS object, the "inside" object, which is described in Section 3.1. + + Because there are several types of application/pkcs7-mime objects, a + sending agent SHOULD do as much as possible to help a receiving agent + know about the contents of the object without forcing the receiving + agent to decode the ASN.1 for the object. The Content-Type header + field of all application/pkcs7-mime objects SHOULD include the + optional "smime-type" parameter, as described in the following + sections. + + + + +Ramsdell & Turner Standards Track [Page 23] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.2.1. The name and filename Parameters + + For the application/pkcs7-mime, sending agents SHOULD emit the + optional "name" parameter to the Content-Type field for compatibility + with older systems. Sending agents SHOULD also emit the optional + Content-Disposition field [CONTDISP] with the "filename" parameter. + If a sending agent emits the above parameters, the value of the + parameters SHOULD be a file name with the appropriate extension: + + Media Type File Extension + application/pkcs7-mime (SignedData, EnvelopedData) .p7m + application/pkcs7-mime (degenerate SignedData .p7c + certificate management message) + application/pkcs7-mime (CompressedData) .p7z + application/pkcs7-signature (SignedData) .p7s + + In addition, the file name SHOULD be limited to eight characters + followed by a three-letter extension. The eight-character filename + base can be any distinct name; the use of the filename base "smime" + SHOULD be used to indicate that the MIME entity is associated with + S/MIME. + + Including a file name serves two purposes. It facilitates easier use + of S/MIME objects as files on disk. It also can convey type + information across gateways. When a MIME entity of type + application/pkcs7-mime (for example) arrives at a gateway that has no + special knowledge of S/MIME, it will default the entity's media type + to application/octet-stream and treat it as a generic attachment, + thus losing the type information. However, the suggested filename + for an attachment is often carried across a gateway. This often + allows the receiving systems to determine the appropriate application + to hand the attachment off to, in this case, a stand-alone S/MIME + processing application. Note that this mechanism is provided as a + convenience for implementations in certain environments. A proper + S/MIME implementation MUST use the media types and MUST NOT rely on + the file extensions. + +3.2.2. The smime-type Parameter + + The application/pkcs7-mime content type defines the optional "smime- + type" parameter. The intent of this parameter is to convey details + about the security applied (signed or enveloped) along with + information about the contained content. This specification defines + the following smime-types. + + + + + + + +Ramsdell & Turner Standards Track [Page 24] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Name CMS Type Inner Content + enveloped-data EnvelopedData id-data + signed-data SignedData id-data + certs-only SignedData none + compressed-data CompressedData id-data + + In order for consistency to be obtained with future specifications, + the following guidelines SHOULD be followed when assigning a new + smime-type parameter. + + 1. If both signing and encryption can be applied to the content, + then two values for smime-type SHOULD be assigned "signed-*" + and "enveloped-*". If one operation can be assigned, then this + can be omitted. Thus, since "certs-only" can only be signed, + "signed-" is omitted. + + 2. A common string for a content OID SHOULD be assigned. We use + "data" for the id-data content OID when MIME is the inner + content. + + 3. If no common string is assigned, then the common string of + "OID." is recommended (for example, + "OID.2.16.840.1.101.3.4.1.2" would be AES-128 CBC). + + It is explicitly intended that this field be a suitable hint for mail + client applications to indicate whether a message is "signed" or + "enveloped" without having to tunnel into the CMS payload. + +3.3. Creating an Enveloped-Only Message + + This section describes the format for enveloping a MIME entity + without signing it. It is important to note that sending enveloped + but not signed messages does not provide for data integrity. It is + possible to replace ciphertext in such a way that the processed + message will still be valid, but the meaning can be altered. + + Step 1. The MIME entity to be enveloped is prepared according to + Section 3.1. + + Step 2. The MIME entity and other required data is processed into a + CMS object of type EnvelopedData. In addition to encrypting + a copy of the content-encryption key for each recipient, a + copy of the content-encryption key SHOULD be encrypted for + the originator and included in the EnvelopedData (see [CMS], + Section 6). + + Step 3. The EnvelopedData object is wrapped in a CMS ContentInfo + object. + + + +Ramsdell & Turner Standards Track [Page 25] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Step 4. The ContentInfo object is inserted into an + application/pkcs7-mime MIME entity. + + The smime-type parameter for enveloped-only messages is "enveloped- + data". The file extension for this type of message is ".p7m". + + A sample message would be: + + Content-Type: application/pkcs7-mime; smime-type=enveloped-data; + name=smime.p7m + Content-Transfer-Encoding: base64 + Content-Disposition: attachment; filename=smime.p7m + + rfvbnj756tbBghyHhHUujhJhjH77n8HHGT9HG4VQpfyF467GhIGfHfYT6 + 7n8HHGghyHhHUujhJh4VQpfyF467GhIGfHfYGTrfvbnjT6jH7756tbB9H + f8HHGTrfvhJhjH776tbB9HG4VQbnj7567GhIGfHfYT6ghyHhHUujpfyF4 + 0GhIGfHfQbnj756YT64V + +3.4. Creating a Signed-Only Message + + There are two formats for signed messages defined for S/MIME: + + - application/pkcs7-mime with SignedData. + + - multipart/signed. + + In general, the multipart/signed form is preferred for sending, and + receiving agents MUST be able to handle both. + +3.4.1. Choosing a Format for Signed-Only Messages + + There are no hard-and-fast rules as to when a particular signed-only + format is chosen. It depends on the capabilities of all the + receivers and the relative importance of receivers with S/MIME + facilities being able to verify the signature versus the importance + of receivers without S/MIME software being able to view the message. + + Messages signed using the multipart/signed format can always be + viewed by the receiver whether or not they have S/MIME software. + They can also be viewed whether they are using a MIME-native user + agent or they have messages translated by a gateway. In this + context, "be viewed" means the ability to process the message + essentially as if it were not a signed message, including any other + MIME structure the message might have. + + + + + + + +Ramsdell & Turner Standards Track [Page 26] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Messages signed using the SignedData format cannot be viewed by a + recipient unless they have S/MIME facilities. However, the + SignedData format protects the message content from being changed by + benign intermediate agents. Such agents might do line wrapping or + content-transfer encoding changes that would break the signature. + +3.4.2. Signing Using application/pkcs7-mime with SignedData + + This signing format uses the application/pkcs7-mime media type. The + steps to create this format are: + + Step 1. The MIME entity is prepared according to Section 3.1. + + Step 2. The MIME entity and other required data are processed into a + CMS object of type SignedData. + + Step 3. The SignedData object is wrapped in a CMS ContentInfo + object. + + Step 4. The ContentInfo object is inserted into an + application/pkcs7-mime MIME entity. + + The smime-type parameter for messages using application/pkcs7-mime + with SignedData is "signed-data". The file extension for this type + of message is ".p7m". + + A sample message would be: + + Content-Type: application/pkcs7-mime; smime-type=signed-data; + name=smime.p7m + Content-Transfer-Encoding: base64 + Content-Disposition: attachment; filename=smime.p7m + + 567GhIGfHfYT6ghyHhHUujpfyF4f8HHGTrfvhJhjH776tbB9HG4VQbnj7 + 77n8HHGT9HG4VQpfyF467GhIGfHfYT6rfvbnj756tbBghyHhHUujhJhjH + HUujhJh4VQpfyF467GhIGfHfYGTrfvbnjT6jH7756tbB9H7n8HHGghyHh + 6YT64V0GhIGfHfQbnj75 + +3.4.3. Signing Using the multipart/signed Format + + This format is a clear-signing format. Recipients without any S/MIME + or CMS processing facilities are able to view the message. It makes + use of the multipart/signed media type described in [MIME-SECURE]. + The multipart/signed media type has two parts. The first part + contains the MIME entity that is signed; the second part contains the + "detached signature" CMS SignedData object in which the + encapContentInfo eContent field is absent. + + + + +Ramsdell & Turner Standards Track [Page 27] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.4.3.1. The application/pkcs7-signature Media Type + + This media type always contains a CMS ContentInfo containing a single + CMS object of type SignedData. The SignedData encapContentInfo + eContent field MUST be absent. The signerInfos field contains the + signatures for the MIME entity. + + The file extension for signed-only messages using application/pkcs7- + signature is ".p7s". + +3.4.3.2. Creating a multipart/signed Message + + Step 1. The MIME entity to be signed is prepared according to + Section 3.1, taking special care for clear-signing. + + Step 2. The MIME entity is presented to CMS processing in order to + obtain an object of type SignedData in which the + encapContentInfo eContent field is absent. + + Step 3. The MIME entity is inserted into the first part of a + multipart/signed message with no processing other than that + described in Section 3.1. + + Step 4. Transfer encoding is applied to the "detached signature" CMS + SignedData object, and it is inserted into a MIME entity of + type application/pkcs7-signature. + + Step 5. The MIME entity of the application/pkcs7-signature is + inserted into the second part of the multipart/signed + entity. + + The multipart/signed Content-Type has two required parameters: the + protocol parameter and the micalg parameter. + + The protocol parameter MUST be "application/pkcs7-signature". Note + that quotation marks are required around the protocol parameter + because MIME requires that the "/" character in the parameter value + MUST be quoted. + + The micalg parameter allows for one-pass processing when the + signature is being verified. The value of the micalg parameter is + dependent on the message digest algorithm(s) used in the calculation + of the Message Integrity Check. If multiple message digest + algorithms are used, they MUST be separated by commas per [MIME- + SECURE]. The values to be placed in the micalg parameter SHOULD be + from the following: + + + + + +Ramsdell & Turner Standards Track [Page 28] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Algorithm Value Used + + MD5 md5 + SHA-1 sha-1 + SHA-224 sha-224 + SHA-256 sha-256 + SHA-384 sha-384 + SHA-512 sha-512 + Any other (defined separately in algorithm profile or "unknown" + if not defined) + + (Historical note: some early implementations of S/MIME emitted and + expected "rsa-md5", "rsa-sha1", and "sha1" for the micalg parameter.) + Receiving agents SHOULD be able to recover gracefully from a micalg + parameter value that they do not recognize. Future names for this + parameter will be consistent with the IANA "Hash Function Textual + Names" registry. + +3.4.3.3. Sample multipart/signed Message + + Content-Type: multipart/signed; + protocol="application/pkcs7-signature"; + micalg=sha1; boundary=boundary42 + + --boundary42 + Content-Type: text/plain + + This is a clear-signed message. + + --boundary42 + Content-Type: application/pkcs7-signature; name=smime.p7s + Content-Transfer-Encoding: base64 + Content-Disposition: attachment; filename=smime.p7s + + ghyHhHUujhJhjH77n8HHGTrfvbnj756tbB9HG4VQpfyF467GhIGfHfYT6 + 4VQpfyF467GhIGfHfYT6jH77n8HHGghyHhHUujhJh756tbB9HGTrfvbnj + n8HHGTrfvhJhjH776tbB9HG4VQbnj7567GhIGfHfYT6ghyHhHUujpfyF4 + 7GhIGfHfYT64VQbnj756 + + --boundary42-- + + The content that is digested (the first part of the multipart/signed) + consists of the bytes: + + 43 6f 6e 74 65 6e 74 2d 54 79 70 65 3a 20 74 65 78 74 2f 70 6c 61 69 + 6e 0d 0a 0d 0a 54 68 69 73 20 69 73 20 61 20 63 6c 65 61 72 2d 73 69 + 67 6e 65 64 20 6d 65 73 73 61 67 65 2e 0d 0a + + + + +Ramsdell & Turner Standards Track [Page 29] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.5. Creating a Compressed-Only Message + + This section describes the format for compressing a MIME entity. + Please note that versions of S/MIME prior to version 3.1 did not + specify any use of CompressedData, and will not recognize it. The + use of a capability to indicate the ability to receive CompressedData + is described in [CMSCOMPR] and is the preferred method for + compatibility. + + Step 1. The MIME entity to be compressed is prepared according to + Section 3.1. + + Step 2. The MIME entity and other required data are processed into a + CMS object of type CompressedData. + + Step 3. The CompressedData object is wrapped in a CMS ContentInfo + object. + + Step 4. The ContentInfo object is inserted into an + application/pkcs7-mime MIME entity. + + The smime-type parameter for compressed-only messages is "compressed- + data". The file extension for this type of message is ".p7z". + + A sample message would be: + + Content-Type: application/pkcs7-mime; smime-type=compressed-data; + name=smime.p7z + Content-Transfer-Encoding: base64 + Content-Disposition: attachment; filename=smime.p7z + + rfvbnj756tbBghyHhHUujhJhjH77n8HHGT9HG4VQpfyF467GhIGfHfYT6 + 7n8HHGghyHhHUujhJh4VQpfyF467GhIGfHfYGTrfvbnjT6jH7756tbB9H + f8HHGTrfvhJhjH776tbB9HG4VQbnj7567GhIGfHfYT6ghyHhHUujpfyF4 + 0GhIGfHfQbnj756YT64V + +3.6. Multiple Operations + + The signed-only, enveloped-only, and compressed-only MIME formats can + be nested. This works because these formats are all MIME entities + that encapsulate other MIME entities. + + An S/MIME implementation MUST be able to receive and process + arbitrarily nested S/MIME within reasonable resource limits of the + recipient computer. + + + + + + +Ramsdell & Turner Standards Track [Page 30] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + It is possible to apply any of the signing, encrypting, and + compressing operations in any order. It is up to the implementer and + the user to choose. When signing first, the signatories are then + securely obscured by the enveloping. When enveloping first the + signatories are exposed, but it is possible to verify signatures + without removing the enveloping. This can be useful in an + environment where automatic signature verification is desired, as no + private key material is required to verify a signature. + + There are security ramifications to choosing whether to sign first or + encrypt first. A recipient of a message that is encrypted and then + signed can validate that the encrypted block was unaltered, but + cannot determine any relationship between the signer and the + unencrypted contents of the message. A recipient of a message that + is signed then encrypted can assume that the signed message itself + has not been altered, but that a careful attacker could have changed + the unauthenticated portions of the encrypted message. + + When using compression, keep the following guidelines in mind: + + - Compression of binary encoded encrypted data is discouraged, + since it will not yield significant compression. Base64 + encrypted data could very well benefit, however. + + - If a lossy compression algorithm is used with signing, you will + need to compress first, then sign. + +3.7. Creating a Certificate Management Message + + The certificate management message or MIME entity is used to + transport certificates and/or Certificate Revocation Lists, such as + in response to a registration request. + + Step 1. The certificates and/or Certificate Revocation Lists are + made available to the CMS generating process that creates a + CMS object of type SignedData. The SignedData + encapContentInfo eContent field MUST be absent and + signerInfos field MUST be empty. + + Step 2. The SignedData object is wrapped in a CMS ContentInfo + object. + + Step 3. The ContentInfo object is enclosed in an + application/pkcs7-mime MIME entity. + + The smime-type parameter for a certificate management message is + "certs-only". The file extension for this type of message is ".p7c". + + + + +Ramsdell & Turner Standards Track [Page 31] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +3.8. Registration Requests + + A sending agent that signs messages MUST have a certificate for the + signature so that a receiving agent can verify the signature. There + are many ways of getting certificates, such as through an exchange + with a certification authority, through a hardware token or diskette, + and so on. + + S/MIME v2 [SMIMEv2] specified a method for "registering" public keys + with certificate authorities using an application/pkcs10 body part. + Since that time, the IETF PKIX Working Group has developed other + methods for requesting certificates. However, S/MIME v3.2 does not + require a particular certificate request mechanism. + +3.9. Identifying an S/MIME Message + + Because S/MIME takes into account interoperation in non-MIME + environments, several different mechanisms are employed to carry the + type information, and it becomes a bit difficult to identify S/MIME + messages. The following table lists criteria for determining whether + or not a message is an S/MIME message. A message is considered an + S/MIME message if it matches any of the criteria listed below. + + The file suffix in the table below comes from the "name" parameter in + the Content-Type header field, or the "filename" parameter on the + Content-Disposition header field. These parameters that give the + file suffix are not listed below as part of the parameter section. + + Media type: application/pkcs7-mime + parameters: any + file suffix: any + + Media type: multipart/signed + parameters: protocol="application/pkcs7-signature" + file suffix: any + + Media type: application/octet-stream + parameters: any + file suffix: p7m, p7s, p7c, p7z + +4. Certificate Processing + + A receiving agent MUST provide some certificate retrieval mechanism + in order to gain access to certificates for recipients of digital + envelopes. This specification does not cover how S/MIME agents + handle certificates, only what they do after a certificate has been + validated or rejected. S/MIME certificate issues are covered in + [CERT32]. + + + +Ramsdell & Turner Standards Track [Page 32] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + At a minimum, for initial S/MIME deployment, a user agent could + automatically generate a message to an intended recipient requesting + that recipient's certificate in a signed return message. Receiving + and sending agents SHOULD also provide a mechanism to allow a user to + "store and protect" certificates for correspondents in such a way so + as to guarantee their later retrieval. + +4.1. Key Pair Generation + + All generated key pairs MUST be generated from a good source of non- + deterministic random input [RANDOM] and the private key MUST be + protected in a secure fashion. + + An S/MIME user agent MUST NOT generate asymmetric keys less than 512 + bits for use with the RSA or DSA signature algorithms. + + For 512-bit RSA with SHA-1 see [CMSALG] and [FIPS186-2] without + Change Notice 1, for 512-bit RSA with SHA-256 see [CMS-SHA2] and + [FIPS186-2] without Change Notice 1, and for 1024-bit through + 2048-bit RSA with SHA-256 see [CMS-SHA2] and [FIPS186-2] with Change + Notice 1. The first reference provides the signature algorithm's + object identifier, and the second provides the signature algorithm's + definition. + + For 512-bit DSA with SHA-1 see [CMSALG] and [FIPS186-2] without + Change Notice 1, for 512-bit DSA with SHA-256 see [CMS-SHA2] and + [FIPS186-2] without Change Notice 1, for 1024-bit DSA with SHA-1 see + [CMSALG] and [FIPS186-2] with Change Notice 1, for 1024-bit and above + DSA with SHA-256 see [CMS-SHA2] and [FIPS186-3]. The first reference + provides the signature algorithm's object identifier and the second + provides the signature algorithm's definition. + + For RSASSA-PSS with SHA-256, see [RSAPSS]. For 1024-bit DH, see + [CMSALG]. For 1024-bit and larger DH, see [SP800-56A]; regardless, + use the KDF, which is from X9.42, specified in [CMSALG]. For RSAES- + OAEP, see [RSAOAEP]. + +4.2. Signature Generation + + The following are the requirements for an S/MIME agent generated RSA, + RSASSA-PSS, and DSA signatures: + + key size <= 1023 : SHOULD NOT (see Security Considerations) + 1024 <= key size <= 2048 : SHOULD (see Security Considerations) + 2048 < key size : MAY (see Security Considerations) + + + + + + +Ramsdell & Turner Standards Track [Page 33] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +4.3. Signature Verification + + The following are the requirements for S/MIME receiving agents during + signature verification of RSA, RSASSA-PSS, and DSA signatures: + + key size <= 1023 : MAY (see Security Considerations) + 1024 <= key size <= 2048 : MUST (see Security Considerations) + 2048 < key size : MAY (see Security Considerations) + +4.4. Encryption + + The following are the requirements for an S/MIME agent when + establishing keys for content encryption using the RSA, RSA-OAEP, and + DH algorithms: + + key size <= 1023 : SHOULD NOT (see Security Considerations) + 1024 <= key size <= 2048 : SHOULD (see Security Considerations) + 2048 < key size : MAY (see Security Considerations) + +4.5. Decryption + + The following are the requirements for an S/MIME agent when + establishing keys for content decryption using the RSA, RSAES-OAEP, + and DH algorithms: + + key size <= 1023 : MAY (see Security Considerations) + 1024 <= key size <= 2048 : MUST (see Security Considerations) + 2048 < key size : MAY (see Security Considerations) + +5. IANA Considerations + + The following information updates the media type registration for + application/pkcs7-mime and application/pkcs7-signature to refer to + this document as opposed to RFC 2311. + + Note that other documents can define additional MIME media types for + S/MIME. + +5.1. Media Type for application/pkcs7-mime + + Type name: application + + Subtype Name: pkcs7-mime + + Required Parameters: NONE + + + + + + +Ramsdell & Turner Standards Track [Page 34] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Optional Parameters: smime-type/signed-data + smime-type/enveloped-data + smime-type/compressed-data + smime-type/certs-only + name + + Encoding Considerations: See Section 3 of this document + + Security Considerations: See Section 6 of this document + + Interoperability Considerations: See Sections 1-6 of this document + + Published Specification: RFC 2311, RFC 2633, and this document + + Applications that use this media type: Security applications + + Additional information: NONE + + Person & email to contact for further information: + S/MIME working group chairs smime-chairs@tools.ietf.org + + Intended usage: COMMON + + Restrictions on usage: NONE + + Author: Sean Turner + + Change Controller: S/MIME working group delegated from the IESG + +5.2. Media Type for application/pkcs7-signature + + Type name: application + + Subtype Name: pkcs7-signature + + Required Parameters: NONE + + Optional Parameters: NONE + + Encoding Considerations: See Section 3 of this document + + Security Considerations: See Section 6 of this document + + Interoperability Considerations: See Sections 1-6 of this document + + Published Specification: RFC 2311, RFC 2633, and this document + + Applications that use this media type: Security applications + + + +Ramsdell & Turner Standards Track [Page 35] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + Additional information: NONE + + Person & email to contact for further information: + S/MIME working group chairs smime-chairs@tools.ietf.org + + Intended usage: COMMON + + Restrictions on usage: NONE + + Author: Sean Turner + + Change Controller: S/MIME working group delegated from the IESG + +6. Security Considerations + + Cryptographic algorithms will be broken or weakened over time. + Implementers and users need to check that the cryptographic + algorithms listed in this document continue to provide the expected + level of security. The IETF from time to time may issue documents + dealing with the current state of the art. For example: + + - The Million Message Attack described in RFC 3218 [MMA]. + + - The Diffie-Hellman "small-subgroup" attacks described in RFC + 2785 [DHSUB]. + + - The attacks against hash algorithms described in RFC 4270 [HASH- + ATTACK]. + + This specification uses Public-Key Cryptography technologies. It is + assumed that the private key is protected to ensure that it is not + accessed or altered by unauthorized parties. + + It is impossible for most people or software to estimate the value of + a message's content. Further, it is impossible for most people or + software to estimate the actual cost of recovering an encrypted + message content that is encrypted with a key of a particular size. + Further, it is quite difficult to determine the cost of a failed + decryption if a recipient cannot process a message's content. Thus, + choosing between different key sizes (or choosing whether to just use + plaintext) is also impossible for most people or software. However, + decisions based on these criteria are made all the time, and + therefore this specification gives a framework for using those + estimates in choosing algorithms. + + The choice of 2048 bits as the RSA asymmetric key size in this + specification is based on the desire to provide at least 100 bits of + security. The key sizes that must be supported to conform to this + + + +Ramsdell & Turner Standards Track [Page 36] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + specification seem appropriate for the Internet based on [STRENGTH]. + Of course, there are environments, such as financial and medical + systems, that may select different key sizes. For this reason, an + implementation MAY support key sizes beyond those recommended in this + specification. + + Receiving agents that validate signatures and sending agents that + encrypt messages need to be cautious of cryptographic processing + usage when validating signatures and encrypting messages using keys + larger than those mandated in this specification. An attacker could + send certificates with keys that would result in excessive + cryptographic processing, for example, keys larger than those + mandated in this specification, which could swamp the processing + element. Agents that use such keys without first validating the + certificate to a trust anchor are advised to have some sort of + cryptographic resource management system to prevent such attacks. + + Using weak cryptography in S/MIME offers little actual security over + sending plaintext. However, other features of S/MIME, such as the + specification of AES and the ability to announce stronger + cryptographic capabilities to parties with whom you communicate, + allow senders to create messages that use strong encryption. Using + weak cryptography is never recommended unless the only alternative is + no cryptography. + + RSA and DSA keys of less than 1024 bits are now considered by many + experts to be cryptographically insecure (due to advances in + computing power), and should no longer be used to protect messages. + Such keys were previously considered secure, so processing previously + received signed and encrypted mail will often result in the use of + weak keys. Implementations that wish to support previous versions of + S/MIME or process old messages need to consider the security risks + that result from smaller key sizes (e.g., spoofed messages) versus + the costs of denial of service. If an implementation supports + verification of digital signatures generated with RSA and DSA keys of + less than 1024 bits, it MUST warn the user. Implementers should + consider providing different warnings for newly received messages and + previously stored messages. Server implementations (e.g., secure + mail list servers) where user warnings are not appropriate SHOULD + reject messages with weak signatures. + + Implementers SHOULD be aware that multiple active key pairs can be + associated with a single individual. For example, one key pair can + be used to support confidentiality, while a different key pair can be + used for digital signatures. + + + + + + +Ramsdell & Turner Standards Track [Page 37] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + If a sending agent is sending the same message using different + strengths of cryptography, an attacker watching the communications + channel might be able to determine the contents of the strongly + encrypted message by decrypting the weakly encrypted version. In + other words, a sender SHOULD NOT send a copy of a message using + weaker cryptography than they would use for the original of the + message. + + Modification of the ciphertext can go undetected if authentication is + not also used, which is the case when sending EnvelopedData without + wrapping it in SignedData or enclosing SignedData within it. + + If an implementation is concerned about compliance with National + Institute of Standards and Technology (NIST) key size + recommendations, then see [SP800-57]. + + If messaging environments make use of the fact that a message is + signed to change the behavior of message processing (examples would + be running rules or UI display hints), without first verifying that + the message is actually signed and knowing the state of the + signature, this can lead to incorrect handling of the message. + Visual indicators on messages may need to have the signature + validation code checked periodically if the indicator is supposed to + give information on the current status of a message. + +7. References + +7.1. Reference Conventions + + [CMS] refers to [RFC5652]. + + [ESS] refers to [RFC2634] and [RFC5035]. + + [MIME] refers to [RFC2045], [RFC2046], [RFC2047], [RFC2049], + [RFC4288], and [RFC4289]. + + [SMIMEv2] refers to [RFC2311], [RFC2312], [RFC2313], [RFC2314], and + [RFC2315]. + + [SMIMEv3] refers to [RFC2630], [RFC2631], [RFC2632], [RFC2633], + [RFC2634], and [RFC5035]. + + [SMIMv3.1] refers to [RFC2634], [RFC3850], [RFC3851], [RFC3852], and + [RFC5035]. + + + + + + + +Ramsdell & Turner Standards Track [Page 38] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +7.2. Normative References + + [CERT32] Ramsdell, B. and S. Turner, "Secure/Multipurpose + Internet Mail Extensions (S/MIME) Version 3.2 + Certificate Handling", RFC 5750, January 2010. + + [CHARSETS] Character sets assigned by IANA. See + http://www.iana.org/assignments/character-sets. + + [CMSAES] Schaad, J., "Use of the Advanced Encryption Standard + (AES) Encryption Algorithm in Cryptographic Message + Syntax (CMS)", RFC 3565, July 2003. + + [CMSALG] Housley, R., "Cryptographic Message Syntax (CMS) + Algorithms", RFC 3370, August 2002. + + [CMSCOMPR] Gutmann, P., "Compressed Data Content Type for + Cryptographic Message Syntax (CMS)", RFC 3274, June + 2002. + + [CMS-SHA2] Turner, S., "Using SHA2 Algorithms with Cryptographic + Message Syntax", RFC 5754, January 2010. + + [CONTDISP] Troost, R., Dorner, S., and K. Moore, Ed., + "Communicating Presentation Information in Internet + Messages: The Content-Disposition Header Field", RFC + 2183, August 1997. + + [FIPS186-2] National Institute of Standards and Technology (NIST), + "Digital Signature Standard (DSS)", FIPS Publication + 186-2, January 2000. [With Change Notice 1]. + + [FIPS186-3] National Institute of Standards and Technology (NIST), + FIPS Publication 186-3: Digital Signature Standard, + June 2009. + + [MIME-SECURE] Galvin, J., Murphy, S., Crocker, S., and N. Freed, + "Security Multiparts for MIME: Multipart/Signed and + Multipart/Encrypted", RFC 1847, October 1995. + + [MUSTSHOULD] Bradner, S., "Key words for use in RFCs to Indicate + Requirement Levels", BCP 14, RFC 2119, March 1997. + + [RANDOM] Eastlake, D., 3rd, Schiller, J., and S. Crocker, + "Randomness Requirements for Security", BCP 106, RFC + 4086, June 2005. + + + + + +Ramsdell & Turner Standards Track [Page 39] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + [RFC2045] Freed, N. and N. Borenstein, "Multipurpose Internet + Mail Extensions (MIME) Part One: Format of Internet + Message Bodies", RFC 2045, November 1996. + + [RFC2046] Freed, N. and N. Borenstein, "Multipurpose Internet + Mail Extensions (MIME) Part Two: Media Types", RFC + 2046, November 1996. + + [RFC2047] Moore, K., "MIME (Multipurpose Internet Mail + Extensions) Part Three: Message Header Extensions for + Non-ASCII Text", RFC 2047, November 1996. + + [RFC2049] Freed, N. and N. Borenstein, "Multipurpose Internet + Mail Extensions (MIME) Part Five: Conformance Criteria + and Examples", RFC 2049, November 1996. + + [RFC2634] Hoffman, P. Ed., "Enhanced Security Services for + S/MIME", RFC 2634, June 1999. + + [RFC4288] Freed, N. and J. Klensin, "Media Type Specifications + and Registration Procedures", BCP 13, RFC 4288, + December 2005. + + [RFC4289] Freed, N. and J. Klensin, "Multipurpose Internet Mail + Extensions (MIME) Part Four: Registration Procedures", + BCP 13, RFC 4289, December 2005. + + [RFC5035] Schaad, J., "Enhanced Security Services (ESS) Update: + Adding CertID Algorithm Agility", RFC 5035, August + 2007. + + [RFC5652] Housley, R., "Cryptographic Message Syntax (CMS)", RFC + 5652, September 2009. + + [RSAOAEP] Housley, R. "Use of the RSAES-OAEP Key Transport + Algorithm in the Cryptographic Message Syntax (CMS)", + RFC 3560, July 2003. + + [RSAPSS] Schaad, J., "Use of the RSASSA-PSS Signature Algorithm + in Cryptographic Message Syntax (CMS)", RFC 4056, June + 2005. + + [SP800-56A] National Institute of Standards and Technology (NIST), + Special Publication 800-56A: Recommendation Pair-Wise + Key Establishment Schemes Using Discrete Logarithm + Cryptography (Revised), March 2007. + + + + + +Ramsdell & Turner Standards Track [Page 40] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + [X.680] ITU-T Recommendation X.680 (2002) | ISO/IEC + 8824-1:2002. Information Technology - Abstract Syntax + Notation One (ASN.1): Specification of basic notation. + + [X.690] ITU-T Recommendation X.690 (2002) | ISO/IEC + 8825-1:2002. Information Technology - ASN.1 encoding + rules: Specification of Basic Encoding Rules (BER), + Canonical Encoding Rules (CER) and Distinguished + Encoding Rules (DER). + +7.3. Informative References + + [DHSUB] Zuccherato, R., "Methods for Avoiding the "Small- + Subgroup" Attacks on the Diffie-Hellman Key Agreement + Method for S/MIME", RFC 2785, March 2000. + + [HASH-ATTACK] Hoffman, P. and B. Schneier, "Attacks on Cryptographic + Hashes in Internet Protocols", RFC 4270, November 2005. + + [MMA] Rescorla, E., "Preventing the Million Message Attack on + Cryptographic Message Syntax", RFC 3218, January 2002. + + [PKCS-7] Kaliski, B., "PKCS #7: Cryptographic Message Syntax + Version 1.5", RFC 2315, March 1998. + + [RFC2311] Dusse, S., Hoffman, P., Ramsdell, B., Lundblade, L., + and L. Repka, "S/MIME Version 2 Message Specification", + RFC 2311, March 1998. + + [RFC2312] Dusse, S., Hoffman, P., Ramsdell, B., and J. + Weinstein, "S/MIME Version 2 Certificate Handling", RFC + 2312, March 1998. + + [RFC2313] Kaliski, B., "PKCS #1: RSA Encryption Version 1.5", RFC + 2313, March 1998. + + [RFC2314] Kaliski, B., "PKCS #10: Certification Request Syntax + Version 1.5", RFC 2314, March 1998. + + [RFC2315] Kaliski, B., "PKCS #7: Certification Message Syntax + Version 1.5", RFC 2315, March 1998. + + [RFC2630] Housley, R., "Cryptographic Message Syntax", RFC 2630, + June 1999. + + [RFC2631] Rescorla, E., "Diffie-Hellman Key Agreement Method", + RFC 2631, June 1999. + + + + +Ramsdell & Turner Standards Track [Page 41] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + [RFC2632] Ramsdell, B., Ed., "S/MIME Version 3 Certificate + Handling", RFC 2632, June 1999. + + [RFC2633] Ramsdell, B., Ed., "S/MIME Version 3 Message + Specification", RFC 2633, June 1999. + + [RFC3850] Ramsdell, B., Ed., "Secure/Multipurpose Internet Mail + Extensions (S/MIME) Version 3.1 Certificate Handling", + RFC 3850, July 2004. + + [RFC3851] Ramsdell, B., Ed., "Secure/Multipurpose Internet Mail + Extensions (S/MIME) Version 3.1 Message Specification", + RFC 3851, July 2004. + + [RFC3852] Housley, R., "Cryptographic Message Syntax (CMS)", RFC + 3852, July 2004. + + [SP800-57] National Institute of Standards and Technology (NIST), + Special Publication 800-57: Recommendation for Key + Management, August 2005. + + [STRENGTH] Orman, H., and P. Hoffman, "Determining Strengths For + Public Keys Used For Exchanging Symmetric Keys", BCP + 86, RFC 3766, April 2004. + + + + + + + + + + + + + + + + + + + + + + + + + + + +Ramsdell & Turner Standards Track [Page 42] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +Appendix A. ASN.1 Module + + Note: The ASN.1 module contained herein is unchanged from RFC 3851 + [SMIMEv3.1] with the exception of a change to the prefersBinaryInside + ASN.1 comment. This module uses the 1988 version of ASN.1. + + SecureMimeMessageV3dot1 + + { iso(1) member-body(2) us(840) rsadsi(113549) + pkcs(1) pkcs-9(9) smime(16) modules(0) msg-v3dot1(21) } + + DEFINITIONS IMPLICIT TAGS ::= + + BEGIN + + IMPORTS + + -- Cryptographic Message Syntax [CMS] + SubjectKeyIdentifier, IssuerAndSerialNumber, + RecipientKeyIdentifier + FROM CryptographicMessageSyntax + { iso(1) member-body(2) us(840) rsadsi(113549) + pkcs(1) pkcs-9(9) smime(16) modules(0) cms-2001(14) }; + + -- id-aa is the arc with all new authenticated and unauthenticated + -- attributes produced by the S/MIME Working Group + + id-aa OBJECT IDENTIFIER ::= {iso(1) member-body(2) usa(840) + rsadsi(113549) pkcs(1) pkcs-9(9) smime(16) attributes(2)} + + -- S/MIME Capabilities provides a method of broadcasting the + -- symmetric capabilities understood. Algorithms SHOULD be ordered + -- by preference and grouped by type + + smimeCapabilities OBJECT IDENTIFIER ::= {iso(1) member-body(2) + us(840) rsadsi(113549) pkcs(1) pkcs-9(9) 15} + + SMIMECapability ::= SEQUENCE { + capabilityID OBJECT IDENTIFIER, + parameters ANY DEFINED BY capabilityID OPTIONAL } + + SMIMECapabilities ::= SEQUENCE OF SMIMECapability + + -- Encryption Key Preference provides a method of broadcasting the + -- preferred encryption certificate. + + id-aa-encrypKeyPref OBJECT IDENTIFIER ::= {id-aa 11} + + + + +Ramsdell & Turner Standards Track [Page 43] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + + SMIMEEncryptionKeyPreference ::= CHOICE { + issuerAndSerialNumber [0] IssuerAndSerialNumber, + receipentKeyId [1] RecipientKeyIdentifier, + subjectAltKeyIdentifier [2] SubjectKeyIdentifier + } + + -- receipentKeyId is spelt incorrectly, but kept for historical + -- reasons. + + id-smime OBJECT IDENTIFIER ::= { iso(1) member-body(2) us(840) + rsadsi(113549) pkcs(1) pkcs9(9) 16 } + + id-cap OBJECT IDENTIFIER ::= { id-smime 11 } + + -- The preferBinaryInside OID indicates an ability to receive + -- messages with binary encoding inside the CMS wrapper. + -- The preferBinaryInside attribute's value field is ABSENT. + + id-cap-preferBinaryInside OBJECT IDENTIFIER ::= { id-cap 1 } + + -- The following list OIDs to be used with S/MIME V3 + + -- Signature Algorithms Not Found in [CMSALG], [CMS-SHA2], [RSAPSS], + -- and [RSAOAEP] + + -- + -- md2WithRSAEncryption OBJECT IDENTIFIER ::= + -- {iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-1(1) + -- 2} + + -- + -- Other Signed Attributes + -- + -- signingTime OBJECT IDENTIFIER ::= + -- {iso(1) member-body(2) us(840) rsadsi(113549) pkcs(1) pkcs-9(9) + -- 5} + -- See [CMS] for a description of how to encode the attribute + -- value. + + SMIMECapabilitiesParametersForRC2CBC ::= INTEGER + -- (RC2 Key Length (number of bits)) + + END + + + + + + + + +Ramsdell & Turner Standards Track [Page 44] + +RFC 5751 S/MIME 3.2 Message Specification January 2010 + + +Appendix B. Moving S/MIME v2 Message Specification to Historic Status + + The S/MIME v3 [SMIMEv3], v3.1 [SMIMEv3.1], and v3.2 (this document) + are backwards compatible with the S/MIME v2 Message Specification + [SMIMEv2], with the exception of the algorithms (dropped RC2/40 + requirement and added DSA and RSASSA-PSS requirements). Therefore, + it is recommended that RFC 2311 [SMIMEv2] be moved to Historic + status. + +Appendix C. Acknowledgments + + Many thanks go out to the other authors of the S/MIME version 2 + Message Specification RFC: Steve Dusse, Paul Hoffman, Laurence + Lundblade, and Lisa Repka. Without v2, there wouldn't be a v3, v3.1, + or v3.2. + + A number of the members of the S/MIME Working Group have also worked + very hard and contributed to this document. Any list of people is + doomed to omission, and for that I apologize. In alphabetical order, + the following people stand out in my mind because they made direct + contributions to this document: + + Tony Capel, Piers Chivers, Dave Crocker, Bill Flanigan, Peter + Gutmann, Alfred Hoenes, Paul Hoffman, Russ Housley, William Ottaway, + John Pawling, and Jim Schaad. + +Authors' Addresses + + Blake Ramsdell + Brute Squad Labs, Inc. + + EMail: blaker@gmail.com + + + Sean Turner + IECA, Inc. + 3057 Nutley Street, Suite 106 + Fairfax, VA 22031 + USA + + EMail: turners@ieca.com + + + + + + + + + + +Ramsdell & Turner Standards Track [Page 45] + -- cgit v1.2.3