1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
48
49
50
51
52
53
54
55
56
57
58
59
60
61
62
63
64
65
66
67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
101
102
103
104
105
106
107
108
109
110
111
112
113
114
115
116
117
118
119
120
121
122
123
124
125
126
127
128
129
130
131
132
133
134
135
136
137
138
139
140
141
142
143
144
145
146
147
148
149
150
151
152
153
154
155
156
157
158
159
160
161
162
163
164
165
166
167
168
169
170
171
172
173
174
175
176
177
178
179
180
181
182
183
184
185
186
187
188
189
190
191
192
193
194
195
196
197
198
199
200
201
202
203
204
205
206
207
208
209
210
211
212
213
214
215
216
217
218
219
220
221
222
223
224
225
226
227
228
229
230
231
232
233
234
235
236
237
238
239
240
241
242
243
244
245
246
247
248
249
250
251
252
253
254
255
256
257
258
259
260
261
262
263
264
265
266
267
268
269
270
271
272
273
274
275
276
277
278
279
280
281
282
283
284
285
286
287
288
289
290
291
292
293
294
295
296
297
298
299
300
301
302
303
304
305
306
307
308
309
310
311
312
313
314
315
316
317
318
319
320
321
322
323
324
325
326
327
328
329
330
331
332
333
334
335
336
337
338
339
340
341
342
343
344
345
346
347
348
349
350
351
352
353
354
355
356
357
358
359
360
361
362
363
364
365
366
367
368
369
370
371
372
373
374
375
376
377
378
379
380
381
382
383
384
385
386
387
388
389
390
391
392
393
394
395
396
397
398
399
400
401
402
403
404
405
406
407
408
409
410
411
412
413
414
415
416
417
418
419
420
421
422
423
424
425
426
427
428
429
430
431
432
433
434
435
436
437
438
439
440
441
442
443
444
445
446
447
448
449
450
451
452
453
454
455
456
457
458
459
460
461
462
463
464
465
466
467
468
469
470
471
472
473
474
475
476
477
478
479
480
481
482
483
484
485
486
487
488
489
490
491
492
493
494
495
496
497
498
499
500
501
502
503
504
505
506
507
508
509
510
511
512
513
514
515
516
517
518
519
520
521
522
523
524
525
526
527
528
529
530
531
532
533
534
535
536
537
538
539
540
541
542
543
544
545
546
547
548
549
550
551
552
553
554
555
556
557
558
559
560
561
562
563
564
565
566
567
568
569
570
571
572
573
574
575
576
577
578
579
580
581
582
583
584
585
586
587
588
589
590
591
592
593
594
595
596
597
598
599
600
601
602
603
604
605
606
607
608
609
610
611
612
613
614
615
616
617
618
619
620
621
622
623
624
625
626
627
628
629
630
631
632
633
634
635
636
637
638
639
640
641
642
643
644
645
646
647
648
649
650
651
652
653
654
655
656
657
658
659
660
661
662
663
664
665
666
667
668
669
670
671
672
673
674
675
676
677
678
679
680
681
682
683
684
685
686
687
688
689
690
691
692
693
694
695
696
697
698
699
700
701
702
703
704
705
706
707
708
709
710
711
712
713
714
715
716
717
718
719
720
721
722
723
724
725
726
727
728
729
730
731
732
733
734
735
736
737
738
739
740
741
742
743
744
745
746
747
748
749
750
751
752
753
754
755
756
757
758
759
760
761
762
763
764
765
766
767
768
769
770
771
772
773
774
775
776
777
778
779
780
781
782
783
784
785
786
787
788
789
790
791
792
793
794
795
796
797
798
799
800
801
802
803
804
805
806
807
808
809
810
811
812
813
814
815
816
817
818
819
820
821
822
823
824
825
826
827
828
829
830
831
832
833
834
835
836
837
838
839
840
841
842
843
844
845
846
847
848
849
850
851
852
853
854
855
856
857
858
859
860
861
862
863
864
865
866
867
868
869
870
871
872
873
874
875
876
877
878
879
880
881
882
883
884
885
886
887
888
889
890
891
892
893
894
895
896
897
898
899
900
901
902
903
904
905
906
907
908
909
910
911
912
913
914
915
916
917
918
919
920
921
922
923
924
925
926
927
928
929
930
931
932
933
934
935
936
937
938
939
940
941
942
943
944
945
946
947
948
949
950
951
952
953
954
955
956
957
958
959
960
961
962
963
964
965
966
967
968
969
970
971
972
973
974
975
976
977
978
979
980
981
982
983
984
985
986
987
988
989
990
991
992
993
994
995
996
997
998
999
1000
1001
1002
1003
1004
1005
1006
1007
1008
1009
1010
1011
1012
1013
1014
1015
1016
1017
1018
1019
1020
1021
1022
1023
1024
1025
1026
1027
1028
1029
1030
1031
1032
1033
1034
1035
1036
1037
1038
1039
1040
1041
1042
1043
1044
1045
1046
1047
1048
1049
1050
1051
1052
1053
1054
1055
1056
1057
1058
1059
1060
1061
1062
1063
1064
1065
1066
1067
1068
1069
1070
1071
1072
1073
1074
1075
1076
1077
1078
1079
1080
1081
1082
1083
1084
1085
1086
1087
1088
1089
1090
1091
1092
1093
1094
1095
1096
1097
1098
1099
1100
1101
1102
1103
1104
1105
1106
1107
1108
1109
1110
1111
1112
1113
1114
1115
1116
1117
1118
1119
1120
1121
1122
1123
|
Internet Engineering Task Force (IETF) R. Sparks
Request for Comments: 6026 Tekelec
Updates: 3261 T. Zourzouvillys
Category: Standards Track Skype
ISSN: 2070-1721 September 2010
Correct Transaction Handling for 2xx Responses
to Session Initiation Protocol (SIP) INVITE Requests
Abstract
This document normatively updates RFC 3261, the Session Initiation
Protocol (SIP), to address an error in the specified handling of
success (2xx class) responses to INVITE requests. Elements following
RFC 3261 exactly will misidentify retransmissions of the request as a
new, unassociated request. The correction involves modifying the
INVITE transaction state machines. The correction also changes the
way responses that cannot be matched to an existing transaction are
handled to address a security risk.
Status of This Memo
This is an Internet Standards Track document.
This document is a product of the Internet Engineering Task Force
(IETF). It represents the consensus of the IETF community. It has
received public review and has been approved for publication by the
Internet Engineering Steering Group (IESG). Further information on
Internet Standards is available in Section 2 of RFC 5741.
Information about the current status of this document, any errata,
and how to provide feedback on it may be obtained at
http://www.rfc-editor.org/info/rfc6026.
Sparks & Zourzouvillys Standards Track [Page 1]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
Copyright Notice
Copyright (c) 2010 IETF Trust and the persons identified as the
document authors. All rights reserved.
This document is subject to BCP 78 and the IETF Trust's Legal
Provisions Relating to IETF Documents
(http://trustee.ietf.org/license-info) in effect on the date of
publication of this document. Please review these documents
carefully, as they describe your rights and restrictions with respect
to this document. Code Components extracted from this document must
include Simplified BSD License text as described in Section 4.e of
the Trust Legal Provisions and are provided without warranty as
described in the Simplified BSD License.
Table of Contents
1. Introduction ....................................................3
2. Conventions and Definitions .....................................3
3. Reason for Change ...............................................3
4. Summary of Change ...............................................4
5. Consequences if Not Implemented .................................4
6. The Change ......................................................4
7. Change Details ..................................................5
7.1. Server Transaction Impacts .................................5
7.2. Client Transaction Impacts .................................9
7.3. Proxy Considerations ......................................10
8. Exact Changes to RFC 3261 ......................................11
8.1. Page 85 ...................................................11
8.2. Page 107 ..................................................11
8.3. Page 114 ..................................................11
8.4. Pages 126 through 128 .....................................12
8.5. Pages 134 to 135 ..........................................15
8.6. Page 136 ..................................................15
8.7. Page 137 ..................................................17
8.8. Page 141 ..................................................17
8.9. Page 144 ..................................................18
8.10. Page 146 .................................................18
8.11. Page 265 .................................................18
9. IANA Considerations ............................................18
10. Security Considerations .......................................19
11. Acknowledgments ...............................................20
12. Normative References ..........................................20
Sparks & Zourzouvillys Standards Track [Page 2]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
1. Introduction
This document describes an essential correction to the Session
Initiation Protocol (SIP), defined in [RFC3261]. The change
addresses an error in the handling of 2xx class responses to INVITE
requests that leads to retransmissions of the INVITE being treated as
new requests and forbids forwarding stray INVITE responses.
2. Conventions and Definitions
The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
"SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
document are to be interpreted as described in RFC 2119 [RFC2119].
3. Reason for Change
One use of the INVITE method in SIP is to establish new sessions.
These "initial" INVITEs may fork at intermediaries, and more than one
receiving endpoint may choose to accept the request. SIP is designed
such that the requester receives all of these success responses.
Two sets of requirements in [RFC3261] work together to allow multiple
2xx responses to be processed correctly by the requester. First, all
elements are required to immediately destroy any INVITE client
transaction state upon forwarding a matching 2xx class response.
This requirement applies to both UAs (user agents) and proxies
(proxies forward the response upstream, the transaction layer at user
agents forwards the response to its "UA core"). Second, all proxies
are required to statelessly forward upstream any 2xx class responses
that do not match an existing transaction, also called stray
responses. The transaction layer at user agents is required to
forward these responses to its UA core. Logic in the UA core deals
with acknowledging each of these responses.
This technique for specifying the behavior was chosen over adjusting
INVITE client transaction state machines as a simpler way to specify
the correct behavior.
Over time, implementation experience demonstrated the existing text
is in error. Once any element with a server transaction (say, a
proxy in the path of the INVITE) deletes that transaction state, any
retransmission of the INVITE will be treated as a new request,
potentially forwarded to different locations than the original. Many
implementations in the field have made proprietary adjustments to
their transaction logic to avoid this error.
Sparks & Zourzouvillys Standards Track [Page 3]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
The requirement to statelessly forward stray responses has also been
identified as a security risk. Through it, elements compliant to
[RFC3261] are compelled to do work (forward packets) that is not
protected by the admission policies applied to requests. This can be
leveraged to, for instance, use a SIP proxy as an anonymizing
forwarder of packets in a distributed denial-of-service attack.
General Internet endpoints can also collude to tunnel non-SIP content
through such proxies by wrapping them in an SIP response envelope.
Additionally, [RFC3261] requires that if an unrecoverable transport
error is encountered while sending a response in a client
transaction, that the transaction moves immediately into the
"Terminated" state. This will result in any retransmitted INVITE
requests received after such an error was encountered to be processed
as a new request instead of being absorbed as a retransmission.
4. Summary of Change
This correction document updates [RFC3261], adding a state and
changing the transitions in the INVITE client state machine such that
the INVITE client transaction remains in place to receive multiple
2xx responses. It adds a state to the INVITE server state machine to
absorb retransmissions of the INVITE after a 2xx response has been
sent. It modifies state transitions in the INVITE server state
machine to absorb retransmissions of the INVITE request after
encountering an unrecoverable transport error when sending a
response. It also forbids forwarding stray responses to INVITE
requests (not just 2xx responses), which RFC 3261 requires.
5. Consequences if Not Implemented
Implementations strictly conformant to [RFC3261] will process
retransmitted initial INVITE requests as new requests. Proxies may
forward them to different locations than the original. Proxies may
also be used as anonymizing forwarders of bulk traffic.
Implementations will process any retransmitted INVITE request as a
new request after an attempt to send a response results in an
unrecoverable error.
6. The Change
An element sending or receiving a 2xx to an INVITE transaction MUST
NOT destroy any matching INVITE transaction state. This state is
necessary to ensure correct processing of retransmissions of the
request and the retransmission of the 2xx and ACK that follow.
Sparks & Zourzouvillys Standards Track [Page 4]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
An element encountering an unrecoverable transport error when trying
to send a response to an INVITE request MUST NOT immediately destroy
the associated INVITE server transaction state. This state is
necessary to ensure correct processing of retransmissions of the
request.
When receiving any SIP response, a transaction-stateful proxy MUST
compare the transaction identifier in that response against its
existing transaction state machines. The proxy MUST NOT forward the
response if there is no matching transaction state machine.
When receiving an ACK that matches an existing INVITE server
transaction and that does not contain a branch parameter containing
the magic cookie defined in RFC 3261, the matching transaction MUST
be checked to see if it is in the "Accepted" state. If it is, then
the ACK must be passed directly to the transaction user instead of
being absorbed by the transaction state machine. This is necessary
as requests from RFC 2543 clients will not include a unique branch
parameter, and the mechanisms for calculating the transaction ID from
such a request will be the same for both INVITE and ACKs.
7. Change Details
These changes impact requirements in several sections of RFC 3261.
The exact effect on that text is detailed in Section 8. This section
describes the details of the change, particularly the impact on the
INVITE state machines, more succinctly to facilitate review and
simplify implementation.
7.1. Server Transaction Impacts
To allow a SIP element to recognize retransmissions of an INVITE as
retransmissions instead of new requests, a new state, "Accepted", is
added to the INVITE server transaction state machine. A new timer,
Timer L, is also added to ultimately allow the state machine to
terminate. A server transaction in the "Proceeding" state will
transition to the "Accepted" state when it issues a 2xx response and
will remain in that state just long enough to absorb any
retransmissions of the INVITE.
If the SIP element's TU (Transaction User) issues a 2xx response for
this transaction while the state machine is in the "Proceeding"
state, the state machine MUST transition to the "Accepted" state and
set Timer L to 64*T1, where T1 is the round-trip time estimate
defined in Section 17.1.1.1 of [RFC3261].
Sparks & Zourzouvillys Standards Track [Page 5]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
While in the "Accepted" state, any retransmissions of the INVITE
received will match this transaction state machine and will be
absorbed by the machine without changing its state. These
retransmissions are not passed onto the TU. RFC 3261 requires the TU
to periodically retransmit the 2xx response until it receives an ACK.
The server transaction MUST NOT generate 2xx retransmissions on its
own. Any retransmission of the 2xx response passed from the TU to
the transaction while in the "Accepted" state MUST be passed to the
transport layer for transmission. Any ACKs received from the network
while in the "Accepted" state MUST be passed directly to the TU and
not absorbed.
When Timer L fires and the state machine is in the "Accepted" state,
the machine MUST transition to the "Terminated" state. Once the
transaction is in the "Terminated" state, it MUST be destroyed
immediately. Timer L reflects the amount of time the server
transaction could receive 2xx responses for retransmission from the
TU while it is waiting to receive an ACK.
A server transaction MUST NOT discard transaction state based only on
encountering a non-recoverable transport error when sending a
response. Instead, the associated INVITE server transaction state
machine MUST remain in its current state. (Timers will eventually
cause it to transition to the "Terminated" state). This allows
retransmissions of the INVITE to be absorbed instead of being
processed as a new request.
Figures 1 and 2 show the parts of the INVITE server state machine
that have changed. The entire new INVITE server state machine is
shown in Figure 5.
Sparks & Zourzouvillys Standards Track [Page 6]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
BEFORE AFTER
+-----------+ +-----------+
| | | |
| Proceeding| | Proceeding|
| | | |
| | | |
| | | |
| | | |
+-----------+ +-----------+
|2xx from TU |2xx from TU
|send response |send response
+-------------->+ +------->+
| |
| |
| |
| | Transport
| INVITE | Error
| - | Inform TU
| +-----+ | +--+
| | | V | v
| | +------------+
| | | |<--+
| +->| Accepted | | ACK
| | |---+ to TU
| +------------+
| | ^ |
| +--+ | |
| | +-----+
| | 2xx from TU
| | send response
| |
| | Timer L fires
| | -
| |
| V
+-----------+ | +------------+
| | | | |
| Terminated|<-----------+ | Terminated |
| | | |
+-----------+ +------------+
Figure 1: Changes to the INVITE server transaction state machine
when sending 2xx
Sparks & Zourzouvillys Standards Track [Page 7]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
BEFORE AFTER
+-----------+ +------------+
| | | |
| Proceeding| | Proceeding | Transport Err.
| | | | Inform TU
| | Transport Err. | |----------+
| | Inform TU | | |
| |--------------->+ | |<---------+
+-----------+ | +------------+
|
|
|
|
| Transport Err.
+-----------+ | +-----------+ Inform TU
| | | | |---------+
| Completed | | | Completed | |
| | | | |<--------+
+-----------+ | +-----------+
| |
| |
+------------------>+
Transport Err.|
Inform TU |
|
|
|
|
|
|
|
|
|
+-----------+ |
| | |
| Terminated|<---------------+
| |
+-----------+
Figure 2: Changes to the INVITE server transaction state machine on
encountering transport error
Sparks & Zourzouvillys Standards Track [Page 8]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
7.2. Client Transaction Impacts
In order to correctly distinguish retransmissions of 2xx responses
from stray 2xx responses, the INVITE client state machine is modified
to not transition immediately to "Terminated" on receipt of a 2xx
response. Instead, the machine will transition to a new "Accepted"
state, and remain there just long enough, determined by a new timer
M, to receive and pass to the TU any retransmissions of the 2xx
response or any additional 2xx responses from other branches of a
downstream fork of the matching request. If a 2xx response is
received while the client INVITE state machine is in the "Calling" or
"Proceeding" states, it MUST transition to the "Accepted" state, pass
the 2xx response to the TU, and set Timer M to 64*T1. A 2xx response
received while in the "Accepted" state MUST be passed to the TU and
the machine remains in the "Accepted" state. The client transaction
MUST NOT generate an ACK to any 2xx response on its own. The TU
responsible for the transaction will generate the ACK.
When Timer M fires and the state machine is in the "Accepted" state,
the machine MUST transition to the "Terminated" state. Once the
transaction is in the "Terminated" state, it MUST be destroyed
immediately.
Any response received that does not match an existing client
transaction state machine is simply dropped. (Implementations are,
of course, free to log or do other implementation-specific things
with such responses, but the implementer should be sure to consider
the impact of large numbers of malicious stray responses.)
Note that it is not necessary to preserve client transaction state
upon the detection of unrecoverable transport errors. Existing
requirements ensure the TU has been notified, and the new
requirements in this document ensure that any received retransmitted
response will be dropped since there will no longer be any matching
transaction state.
Figure 3 shows the part of the INVITE client state machine that has
changed. The entire new INVITE client state machine is shown in
Figure 5.
Sparks & Zourzouvillys Standards Track [Page 9]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
+-----------+ +-----------+
| | | |
| Calling | | Calling |
| |----------->+ | |-----------+
+-----------+ 2xx | +-----------+ 2xx |
2xx to TU | 2xx to TU |
| |
| |
| |
| |
+-----------+ | +-----------+ |
| | | | | |
|Proceeding |----------->| |Proceeding |---------->|
| | 2xx | | | 2xx |
+-----------+ 2xx to TU | +-----------+ 2xx to TU |
| |
| |
| |
| V
| +-----------+
| | |
| | Accepted |
| +---| |
| 2xx | +-----------+
| 2xx to TU | ^ |
| | | |
| +-----+ |
| |
| +-----------------+
| | Timer M fires
| | -
| V
+-----------+ | +-----------+
| | | | |
| Terminated|<-----------+ | Terminated|
| | | |
+-----------+ +-----------+
Figure 3: Changes to the INVITE client transaction state machine
7.3. Proxy Considerations
This document changes the behavior of transaction-stateful proxies to
not forward stray INVITE responses. When receiving any SIP response,
a transaction-stateful proxy MUST compare the transaction identifier
in that response against its existing transaction state machines.
The proxy MUST NOT forward the response if there is no matching
transaction state machine.
Sparks & Zourzouvillys Standards Track [Page 10]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
8. Exact Changes to RFC 3261
This section describes exactly the same changes as above, but shows
exactly which text in RFC 3261 is affected. This document
intentionally does not contain a Figure 4 or Figure 6 so that the
labels for Figures 5 and 7 are identical to the labels of the figures
they are replacing in RFC 3261.
8.1. Page 85
Section 13.3.1.4, paragraph 4, is replaced entirely by:
Once the response has been constructed, it is passed to the INVITE
server transaction. In order to ensure reliable end-to-end
transport of the response, it is necessary to periodically pass
the response directly to the transport until the ACK arrives. The
2xx response is passed to the transport with an interval that
starts at T1 seconds and doubles for each retransmission until it
reaches T2 seconds (T1 and T2 are defined in Section 17).
Response retransmissions cease when an ACK request for the
response is received. This is independent of whatever transport
protocols are used to send the response.
8.2. Page 107
Section 16.7, paragraphs 1 and 2, are replaced entirely by:
When a response is received by an element, it first tries to
locate a client transaction (Section 17.1.3) matching the
response. If a transaction is found, the response is handed to
the client transaction. If none is found, the element MUST NOT
forward the response.
8.3. Page 114
Section 16.7, part 9, first paragraph. Replace this sentence:
If the server transaction is no longer available to handle the
transmission, the element MUST forward the response statelessly by
sending it to the server transport.
with
If the server transaction is no longer available to handle the
transmission, the response is simply discarded.
Sparks & Zourzouvillys Standards Track [Page 11]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
8.4. Pages 126 through 128
Section 17.1.1.2. Replace paragraph 7 (starting "When in either")
through the end of the section with:
When in either the "Calling" or "Proceeding" states, reception of
a response with status code from 300-699 MUST cause the client
transaction to transition to "Completed". The client transaction
MUST pass the received response up to the TU, and the client
transaction MUST generate an ACK request, even if the transport is
reliable (guidelines for constructing the ACK from the response
are given in Section 17.1.1.3), and then pass the ACK to the
transport layer for transmission. The ACK MUST be sent to the
same address, port, and transport to which the original request
was sent.
The client transaction MUST start Timer D when it enters the
"Completed" state for any reason, with a value of at least 32
seconds for unreliable transports, and a value of zero seconds for
reliable transports. Timer D reflects the amount of time that the
server transaction can remain in the "Completed" state when
unreliable transports are used. This is equal to Timer H in the
INVITE server transaction, whose default is 64*T1, and is also
equal to the time a UAS core will wait for an ACK once it sends a
2xx response. However, the client transaction does not know the
value of T1 in use by the server transaction or any downstream UAS
cores, so an absolute minimum of 32 s is used instead of basing
Timer D on T1.
Any retransmissions of a response with status code 300-699 that
are received while in the "Completed" state MUST cause the ACK to
be re-passed to the transport layer for retransmission, but the
newly received response MUST NOT be passed up to the TU.
A retransmission of the response is defined as any response that
would match the same client transaction based on the rules of
Section 17.1.3.
If Timer D fires while the client transaction is in the
"Completed" state, the client transaction MUST move to the
"Terminated" state.
When a 2xx response is received while in either the "Calling" or
"Proceeding" states, the client transaction MUST transition to the
"Accepted" state, and Timer M MUST be started with a value of
64*T1. The 2xx response MUST be passed up to the TU. The client
transaction MUST NOT generate an ACK to the 2xx response -- its
handling is delegated to the TU. A UAC core will send an ACK to
Sparks & Zourzouvillys Standards Track [Page 12]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
the 2xx response using a new transaction. A proxy core will
always forward the 2xx response upstream.
The purpose of the "Accepted" state is to allow the client
transaction to continue to exist to receive, and pass to the TU,
any retransmissions of the 2xx response and any additional 2xx
responses from other branches of the INVITE if it forked
downstream. Timer M reflects the amount of time that the
transaction user will wait for such messages.
Any 2xx responses that match this client transaction and that are
received while in the "Accepted" state MUST be passed up to the
TU. The client transaction MUST NOT generate an ACK to the 2xx
response. The client transaction takes no further action.
If Timer M fires while the client transaction is in the "Accepted"
state, the client transaction MUST move to the "Terminated" state.
The client transaction MUST be destroyed the instant it enters the
"Terminated" state.
Sparks & Zourzouvillys Standards Track [Page 13]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
Replace Figure 5 with:
|INVITE from TU
Timer A fires |INVITE sent Timer B fires
Reset A, V or Transport Err.
INVITE sent +-----------+ inform TU
+---------| |--------------------------+
| | Calling | |
+-------->| |-----------+ |
300-699 +-----------+ 2xx | |
ACK sent | | 2xx to TU | |
resp. to TU | |1xx | |
+-----------------------------+ |1xx to TU | |
| | | |
| 1xx V | |
| 1xx to TU +-----------+ | |
| +---------| | | |
| | |Proceeding | | |
| +-------->| | | |
| +-----------+ 2xx | |
| 300-699 | | 2xx to TU | |
| ACK sent, +--------+ +---------------+ |
| resp. to TU| | |
| | | |
| V V |
| +-----------+ +----------+ |
+------------->| |Transport Err. | | |
| Completed |Inform TU | Accepted | |
+--| |-------+ | |-+ |
300-699 | +-----------+ | +----------+ | |
ACK sent| ^ | | | ^ | |
| | | | | | | |
+----+ | | | +-----+ |
|Timer D fires | Timer M fires| 2xx |
|- | - | 2xx to TU |
+--------+ | +-----------+ |
NOTE: V V V |
Transitions +------------+ |
are labeled | | |
with the event | Terminated |<-----------------------+
over the action | |
to take. +------------+
Figure 5: INVITE client transaction
Sparks & Zourzouvillys Standards Track [Page 14]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
8.5. Pages 134 to 135
Section 17.2.1, paragraph 4, is replaced with:
If, while in the "Proceeding" state, the TU passes a 2xx response
to the server transaction, the server transaction MUST pass this
response to the transport layer for transmission. It is not
retransmitted by the server transaction; retransmissions of 2xx
responses are handled by the TU. The server transaction MUST then
transition to the "Accepted" state.
8.6. Page 136
Replace Figure 7 with:
Sparks & Zourzouvillys Standards Track [Page 15]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
|INVITE
|pass INV to TU
INVITE V send 100 if TU won't in 200 ms
send response+------------+
+--------| |--------+ 101-199 from TU
| | | | send response
+------->| |<-------+
| Proceeding |
| |--------+ Transport Err.
| | | Inform TU
| |<-------+
+------------+
300-699 from TU | |2xx from TU
send response | |send response
+--------------+ +------------+
| |
INVITE V Timer G fires |
send response +-----------+ send response |
+--------| |--------+ |
| | | | |
+------->| Completed |<-------+ INVITE | Transport Err.
| | - | Inform TU
+--------| |----+ +-----+ | +---+
| +-----------+ | ACK | | v | v
| ^ | | - | +------------+
| | | | | | |---+ ACK
+----------+ | | +->| Accepted | | to TU
Transport Err. | | | |<--+
Inform TU | V +------------+
| +-----------+ | ^ |
| | | | | |
| | Confirmed | | +-----+
| | | | 2xx from TU
Timer H fires | +-----------+ | send response
- | | |
| | Timer I fires |
| | - | Timer L fires
| V | -
| +------------+ |
| | |<----+
+------->| Terminated |
| |
+------------+
Figure 7: INVITE server transaction
Sparks & Zourzouvillys Standards Track [Page 16]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
8.7. Page 137
In Section 17.2.1, replace the last paragraph (starting "Once the
transaction") with:
The purpose of the "Accepted" state is to absorb retransmissions
of an accepted INVITE request. Any such retransmissions are
absorbed entirely within the server transaction. They are not
passed up to the TU since any downstream UAS cores that accepted
the request have taken responsibility for reliability and will
already retransmit their 2xx responses if necessary.
While in the "Accepted" state, if the TU passes a 2xx response,
the server transaction MUST pass the response to the transport
layer for transmission.
When the INVITE server transaction enters the "Accepted" state,
Timer L MUST be set to fire in 64*T1 for all transports. This
value matches both Timer B in the next upstream client state
machine (the amount of time the previous hop will wait for a
response when no provisionals have been sent) and the amount of
time this (or any downstream) UAS core might be retransmitting the
2xx while waiting for an ACK. If an ACK is received while the
INVITE server transaction is in the "Accepted" state, then the ACK
must be passed up to the TU. If Timer L fires while the INVITE
server transaction is in the "Accepted" state, the transaction
MUST transition to the "Terminated" state.
Once the transaction is in the "Terminated" state, it MUST be
destroyed immediately.
8.8. Page 141
In Section 17.2.4, replace the second paragraph with:
First, the procedures in [4] are followed, which attempt to
deliver the response to a backup. If those should all fail, based
on the definition of failure in [4], the server transaction SHOULD
inform the TU that a failure has occurred, and MUST remain in the
current state.
Sparks & Zourzouvillys Standards Track [Page 17]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
8.9. Page 144
In Section 18.1.2, replace the second paragraph with:
The client transport uses the matching procedures of Section
17.1.3 to attempt to match the response to an existing
transaction. If there is a match, the response MUST be passed to
that transaction. Otherwise, any element other than a stateless
proxy MUST silently discard the response.
8.10. Page 146
In Section 18.2.1, replace the last paragraph with:
Next, the server transport attempts to match the request to a
server transaction. It does so using the matching rules described
in Section 17.2.3. If a matching server transaction is found, the
request is passed to that transaction for processing. If no match
is found, the request is passed to the core, which may decide to
construct a new server transaction for that request.
8.11. Page 265
Add to Table 4:
Timer L 64*T1 Section 17.2.1 Wait time for
accepted INVITE
request retransmits
Timer M 64*T1 Section 17.1.1 Wait time for
retransmission of
2xx to INVITE or
additional 2xx from
other branches of
a forked INVITE
9. IANA Considerations
IANA has updated the SIP Parameters: Method and Response Codes
registry as follows:
OLD:
Methods Reference
------- ---------
INVITE [RFC3261]
Sparks & Zourzouvillys Standards Track [Page 18]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
NEW:
Methods Reference
------- ---------
INVITE [RFC3261][RFC6026]
10. Security Considerations
This document makes two changes to the Session Initiation Protocol to
address the error discussed in Section 3. It changes the behavior of
both the client and server INVITE transaction state machines, and it
changes the way "stray" responses (those that don't match any
existing transaction) are handled at transaction-stateful elements.
The changes to the state machines cause elements to hold onto each
accepted INVITE transaction state 32 seconds longer than what was
specified in RFC 3261. This will have a direct impact on the amount
of work an attacker that is leveraging state exhaustion will have to
exert against the system. However, this additional state is
necessary to achieve correct operation. There is some discussion of
avoiding state exhaustion and other denial-of-service attacks in RFC
3261, Section 26.3.2.4.
RFC 3261 required SIP proxies to forward any stray 2xx class
responses to an INVITE request upstream statelessly. As a result,
conformant proxies can be forced to forward packets (that look
sufficiently like SIP responses) to destinations of the sender's
choosing. Section 3 discusses some of the malicious behavior this
enables. This document reverses the stateless forwarding
requirement, making it a violation of the specification to forward
stray responses.
RFC 3261 defines a "stateless proxy", which forwards requests and
responses without creating or maintaining any transaction state. The
requirements introduced in this document do not change the behavior
of these elements in any way. Stateless proxies are inherently
vulnerable to the abuses discussed in Section 3. One way operators
might mitigate this vulnerability is to carefully control which peer
elements can present traffic to a given stateless proxy.
The changes introduced by this document are backward-compatible.
Transaction behavior will be no less correct, and possibly more
correct, when only one peer in a transaction implements these
changes. Except for the considerations mentioned earlier in this
section, introducing elements implementing these changes into
deployments with RFC 3261 implementations adds no additional security
concerns.
Sparks & Zourzouvillys Standards Track [Page 19]
^L
RFC 6026 Correct Handling for SIP 2xx Responses September 2010
11. Acknowledgments
Pekka Pessi reported the improper handling of INVITE retransmissions.
Brett Tate performed a careful review uncovering the need for the
"Accepted" state and Timer M in the client transaction state machine.
Jan Kolomaznik noticed that a server transaction should let a TU know
about transport errors when it attempts to send a 2xx class response.
Michael Procter corrected several nits.
12. Normative References
[RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
Requirement Levels", BCP 14, RFC 2119, March 1997.
[RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
A., Peterson, J., Sparks, R., Handley, M., and E.
Schooler, "SIP: Session Initiation Protocol", RFC 3261,
June 2002.
Authors' Addresses
Robert Sparks
Tekelec
17210 Campbell Road
Suite 250
Dallas, Texas 75252
USA
EMail: RjS@nostrum.com
Theo Zourzouvillys
Skype
3rd Floor
8000 Marina Blvd
Brisbane, California 84005
US
EMail: theo@crazygreek.co.uk
Sparks & Zourzouvillys Standards Track [Page 20]
^L
|