path: root/doc/rfc/rfc6202.txt

Internet Engineering Task Force (IETF)                         S. Loreto
Request for Comments: 6202                                      Ericsson
Category: Informational                                   P. Saint-Andre
ISSN: 2070-1721                                                    Cisco
                                                              S. Salsano
                                        University of Rome "Tor Vergata"
                                                              G. Wilkins
                                                                 Webtide
                                                              April 2011


                    Known Issues and Best Practices
    for the Use of Long Polling and Streaming in Bidirectional HTTP

Abstract

   On today's Internet, the Hypertext Transfer Protocol (HTTP) is often
   used (some would say abused) to enable asynchronous, "server-
   initiated" communication from a server to a client as well as
   communication from a client to a server.  This document describes
   known issues and best practices related to such "bidirectional HTTP"
   applications, focusing on the two most common mechanisms: HTTP long
   polling and HTTP streaming.

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for informational purposes.

   This document is a product of the Internet Engineering Task Force
   (IETF).  It represents the consensus of the IETF community.  It has
   received public review and has been approved for publication by the
   Internet Engineering Steering Group (IESG).  Not all documents
   approved by the IESG are a candidate for any level of Internet
   Standard; see Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc6202.












Loreto, et al.                Informational                     [Page 1]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


Copyright Notice

   Copyright (c) 2011 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1.  Introduction . . . . . . . . . . . . . . . . . . . . . . . . .  3
   2.  HTTP Long Polling  . . . . . . . . . . . . . . . . . . . . . .  4
     2.1.  Definition . . . . . . . . . . . . . . . . . . . . . . . .  4
     2.2.  HTTP Long Polling Issues . . . . . . . . . . . . . . . . .  5
   3.  HTTP Streaming . . . . . . . . . . . . . . . . . . . . . . . .  7
     3.1.  Definition . . . . . . . . . . . . . . . . . . . . . . . .  7
     3.2.  HTTP Streaming Issues  . . . . . . . . . . . . . . . . . .  8
   4.  Overview of Technologies . . . . . . . . . . . . . . . . . . . 10
     4.1.  Bayeux . . . . . . . . . . . . . . . . . . . . . . . . . . 10
     4.2.  BOSH . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
     4.3.  Server-Sent Events . . . . . . . . . . . . . . . . . . . . 13
   5.  HTTP Best Practices  . . . . . . . . . . . . . . . . . . . . . 13
     5.1.  Limits to the Maximum Number of Connections  . . . . . . . 13
     5.2.  Pipelined Connections  . . . . . . . . . . . . . . . . . . 14
     5.3.  Proxies  . . . . . . . . . . . . . . . . . . . . . . . . . 14
     5.4.  HTTP Responses . . . . . . . . . . . . . . . . . . . . . . 15
     5.5.  Timeouts . . . . . . . . . . . . . . . . . . . . . . . . . 15
     5.6.  Impact on Intermediary Entities  . . . . . . . . . . . . . 16
   6.  Security Considerations  . . . . . . . . . . . . . . . . . . . 16
   7.  References . . . . . . . . . . . . . . . . . . . . . . . . . . 17
     7.1.  Normative References . . . . . . . . . . . . . . . . . . . 17
     7.2.  Informative References . . . . . . . . . . . . . . . . . . 17
   8.  Acknowledgments  . . . . . . . . . . . . . . . . . . . . . . . 18











Loreto, et al.                Informational                     [Page 2]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


1.  Introduction

   The Hypertext Transfer Protocol [RFC2616] is a request/response
   protocol.  HTTP defines the following entities: clients, proxies, and
   servers.  A client establishes connections to a server for the
   purpose of sending HTTP requests.  A server accepts connections from
   clients in order to service HTTP requests by sending back responses.
   Proxies are intermediate entities that can be involved in the
   delivery of requests and responses from the client to the server and
   vice versa.

   In the standard HTTP model, a server cannot initiate a connection
   with a client nor send an unrequested HTTP response to a client;
   thus, the server cannot push asynchronous events to clients.
   Therefore, in order to receive asynchronous events as soon as
   possible, the client needs to poll the server periodically for new
   content.  However, continual polling can consume significant
   bandwidth by forcing a request/response round trip when no data is
   available.  It can also be inefficient because it reduces the
   responsiveness of the application since data is queued until the
   server receives the next poll request from the client.

   In order to improve this situation, several server-push programming
   mechanisms have been implemented in recent years.  These mechanisms,
   which are often grouped under the common label "Comet" [COMET],
   enable a web server to send updates to clients without waiting for a
   poll request from the client.  Such mechanisms can deliver updates to
   clients in a more timely manner while avoiding the latency
   experienced by client applications due to the frequent opening and
   closing of connections necessary to periodically poll for data.

   The two most common server-push mechanisms are HTTP long polling and
   HTTP streaming:

   HTTP Long Polling:  The server attempts to "hold open" (not
      immediately reply to) each HTTP request, responding only when
      there are events to deliver.  In this way, there is always a
      pending request to which the server can reply for the purpose of
      delivering events as they occur, thereby minimizing the latency in
      message delivery.

   HTTP Streaming:  The server keeps a request open indefinitely; that
      is, it never terminates the request or closes the connection, even
      after it pushes data to the client.

   It is possible to define other technologies for bidirectional HTTP;
   however, such technologies typically require changes to HTTP itself
   (e.g., by defining new HTTP methods).  This document focuses only on



Loreto, et al.                Informational                     [Page 3]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   bidirectional HTTP technologies that work within the current scope of
   HTTP as defined in [RFC2616] (HTTP 1.1) and [RFC1945] (HTTP 1.0).

   The authors acknowledge that both the HTTP long polling and HTTP
   streaming mechanisms stretch the original semantic of HTTP and that
   the HTTP protocol was not designed for bidirectional communication.
   This document neither encourages nor discourages the use of these
   mechanisms, and takes no position on whether they provide appropriate
   solutions to the problem of providing bidirectional communication
   between clients and servers.  Instead, this document merely
   identifies technical issues with these mechanisms and suggests best
   practices for their deployment.

   The remainder of this document is organized as follows.  Section 2
   analyzes the HTTP long polling technique.  Section 3 analyzes the
   HTTP streaming technique.  Section 4 provides an overview of the
   specific technologies that use the server-push technique.  Section 5
   lists best practices for bidirectional HTTP using existing
   technologies.

2.  HTTP Long Polling

2.1.  Definition

   With the traditional or "short polling" technique, a client sends
   regular requests to the server and each request attempts to "pull"
   any available events or data.  If there are no events or data
   available, the server returns an empty response and the client waits
   for some time before sending another poll request.  The polling
   frequency depends on the latency that the client can tolerate in
   retrieving updated information from the server.  This mechanism has
   the drawback that the consumed resources (server processing and
   network) strongly depend on the acceptable latency in the delivery of
   updates from server to client.  If the acceptable latency is low
   (e.g., on the order of seconds), then the polling frequency can cause
   an unacceptable burden on the server, the network, or both.

   In contrast with such "short polling", "long polling" attempts to
   minimize both the latency in server-client message delivery and the
   use of processing/network resources.  The server achieves these
   efficiencies by responding to a request only when a particular event,
   status, or timeout has occurred.  Once the server sends a long poll
   response, typically the client immediately sends a new long poll
   request.  Effectively, this means that at any given time the server
   will be holding open a long poll request, to which it replies when
   new information is available for the client.  As a result, the server
   is able to asynchronously "initiate" communication.




Loreto, et al.                Informational                     [Page 4]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   The basic life cycle of an application using HTTP long polling is as
   follows:

   1.  The client makes an initial request and then waits for a
       response.

   2.  The server defers its response until an update is available or
       until a particular status or timeout has occurred.

   3.  When an update is available, the server sends a complete response
       to the client.

   4.  The client typically sends a new long poll request, either
       immediately upon receiving a response or after a pause to allow
       an acceptable latency period.

   The HTTP long polling mechanism can be applied to either persistent
   or non-persistent HTTP connections.  The use of persistent HTTP
   connections will avoid the additional overhead of establishing a new
   TCP/IP connection [TCP] for every long poll request.

2.2.  HTTP Long Polling Issues

   The HTTP long polling mechanism introduces the following issues.

   Header Overhead:  With the HTTP long polling technique, every long
      poll request and long poll response is a complete HTTP message and
      thus contains a full set of HTTP headers in the message framing.
      For small, infrequent messages, the headers can represent a large
      percentage of the data transmitted.  If the network MTU (Maximum
      Transmission Unit) allows all the information (including the HTTP
      header) to fit within a single IP packet, this typically does not
      represent a significant increase in the burden for networking
      entities.  On the other hand, the amount of transferred data can
      be significantly larger than the real payload carried by HTTP, and
      this can have a significant impact (e.g., when volume-based
      charging is in place).

   Maximal Latency:  After a long poll response is sent to a client, the
      server needs to wait for the next long poll request before another
      message can be sent to the client.  This means that while the
      average latency of long polling is close to one network transit,
      the maximal latency is over three network transits (long poll
      response, next long poll request, long poll response).  However,
      because HTTP is carried over TCP/IP, packet loss and
      retransmission can occur; therefore, maximal latency for any
      TCP/IP protocol will be more than three network transits (lost




Loreto, et al.                Informational                     [Page 5]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


      packet, next packet, negative ack, retransmit).  When HTTP
      pipelining (see Section 5.2) is available, the latency due to the
      server waiting for a new request can be avoided.

   Connection Establishment:  A common criticism of both short polling
      and long polling is that these mechanisms frequently open TCP/IP
      connections and then close them.  However, both polling mechanisms
      work well with persistent HTTP connections that can be reused for
      many poll requests.  Specifically, the short duration of the pause
      between a long poll response and the next long poll request avoids
      the closing of idle connections.

   Allocated Resources:  Operating systems will allocate resources to
      TCP/IP connections and to HTTP requests outstanding on those
      connections.  The HTTP long polling mechanism requires that for
      each client both a TCP/IP connection and an HTTP request are held
      open.  Thus, it is important to consider the resources related to
      both of these when sizing an HTTP long polling application.
      Typically, the resources used per TCP/IP connection are minimal
      and can scale reasonably.  Frequently, the resources allocated to
      HTTP requests can be significant, and scaling the total number of
      requests outstanding can be limited on some gateways, proxies, and
      servers.

   Graceful Degradation:  A long polling client or server that is under
      load has a natural tendency to gracefully degrade in performance
      at a cost of message latency.  If load causes either a client or
      server to run slowly, then events to be pushed to the client will
      queue (waiting either for the client to send a long poll request
      or for the server to free up CPU cycles that can be used to
      process a long poll request that is being held at the server).  If
      multiple messages are queued for a client, they might be delivered
      in a batch within a single long poll response.  This can
      significantly reduce the per-message overhead and thus ease the
      workload of the client or server for the given message load.

   Timeouts:  Long poll requests need to remain pending or "hanging"
      until the server has something to send to the client.  The timeout
      issues related to these pending requests are discussed in
      Section 5.5.

   Caching:  Caching mechanisms implemented by intermediate entities can
      interfere with long poll requests.  This issue is discussed in
      Section 5.6.







Loreto, et al.                Informational                     [Page 6]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


3.  HTTP Streaming

3.1.  Definition

   The HTTP streaming mechanism keeps a request open indefinitely.  It
   never terminates the request or closes the connection, even after the
   server pushes data to the client.  This mechanism significantly
   reduces the network latency because the client and the server do not
   need to open and close the connection.

   The basic life cycle of an application using HTTP streaming is as
   follows:

   1.  The client makes an initial request and then waits for a
       response.

   2.  The server defers the response to a poll request until an update
       is available, or until a particular status or timeout has
       occurred.

   3.  Whenever an update is available, the server sends it back to the
       client as a part of the response.

   4.  The data sent by the server does not terminate the request or the
       connection.  The server returns to step 3.

   The HTTP streaming mechanism is based on the capability of the server
   to send several pieces of information in the same response, without
   terminating the request or the connection.  This result can be
   achieved by both HTTP/1.1 and HTTP/1.0 servers.

   An HTTP response content length can be defined using three options:

   Content-Length header:  This indicates the size of the entity body in
      the message, in bytes.

   Transfer-Encoding header:  The 'chunked' valued in this header
      indicates the message will break into chunks of known size if
      needed.

   End of File (EOF):  This is actually the default approach for
      HTTP/1.0 where the connections are not persistent.  Clients do not
      need to know the size of the body they are reading; instead they
      expect to read the body until the server closes the connection.
      Although with HTTP/1.1 the default is for persistent connections,
      it is still possible to use EOF by setting the 'Connection:close'
      header in either the request or the response, thereby indicating
      that the connection is not to be considered 'persistent' after the



Loreto, et al.                Informational                     [Page 7]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


      current request/response is complete.  The client's inclusion of
      the 'Connection: close' header field in the request will also
      prevent pipelining.

      The main issue with EOF is that it is difficult to tell the
      difference between a connection terminated by a fault and one that
      is correctly terminated.

   An HTTP/1.0 server can use only EOF as a streaming mechanism.  In
   contrast, both EOF and "chunked transfer" are available to an
   HTTP/1.1 server.

   The "chunked transfer" mechanism is the one typically used by
   HTTP/1.1 servers for streaming.  This is accomplished by including
   the header "Transfer-Encoding: chunked" at the beginning of the
   response, which enables the server to send the following parts of the
   response in different "chunks" over the same connection.  Each chunk
   starts with the hexadecimal expression of the length of its data,
   followed by CR/LF (the end of the response is indicated with a chunk
   of size 0).

           HTTP/1.1 200 OK
           Content-Type: text/plain
           Transfer-Encoding: chunked

           25
           This is the data in the first chunk

           1C
           and this is the second one

           0

                   Figure 1: Transfer-Encoding response

   To achieve the same result, an HTTP/1.0 server will omit the Content-
   Length header in the response.  Thus, it will be able to send the
   subsequent parts of the response on the same connection (in this
   case, the different parts of the response are not explicitly
   separated by HTTP protocol, and the end of the response is achieved
   by closing the connection).

3.2.  HTTP Streaming Issues

   The HTTP streaming mechanism introduces the following issues.






Loreto, et al.                Informational                     [Page 8]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   Network Intermediaries:  The HTTP protocol allows for intermediaries
      (proxies, transparent proxies, gateways, etc.) to be involved in
      the transmission of a response from the server to the client.
      There is no requirement for an intermediary to immediately forward
      a partial response, and it is legal for the intermediary to buffer
      the entire response before sending any data to the client (e.g.,
      caching transparent proxies).  HTTP streaming will not work with
      such intermediaries.

   Maximal Latency:  Theoretically, on a perfect network, an HTTP
      streaming protocol's average and maximal latency is one network
      transit.  However, in practice, the maximal latency is higher due
      to network and browser limitations.  The browser techniques used
      to terminate HTTP streaming connections are often associated with
      JavaScript and/or DOM (Document Object Model) elements that will
      grow in size for every message received.  Thus, in order to avoid
      unlimited growth of memory usage in the client, an HTTP streaming
      implementation occasionally needs to terminate the streaming
      response and send a request to initiate a new streaming response
      (which is essentially equivalent to a long poll).  Thus, the
      maximal latency is at least three network transits.  Also, because
      HTTP is carried over TCP/IP, packet loss and retransmission can
      occur; therefore maximal latency for any TCP/IP protocol will be
      more than three network transits (lost packet, next packet,
      negative ack, retransmit).

   Client Buffering:  There is no requirement in existing HTTP
      specifications for a client library to make the data from a
      partial HTTP response available to the client application.  For
      example, if each response chunk contains a statement of
      JavaScript, there is no requirement in the browser to execute that
      JavaScript before the entire response is received.  However, in
      practice, most browsers do execute JavaScript received in partial
      responses -- although some require a buffer overflow to trigger
      execution.  In most implementations, blocks of white space can be
      sent to achieve buffer overflow.

   Framing Techniques:  Using HTTP streaming, several application
      messages can be sent within a single HTTP response.  The
      separation of the response stream into application messages needs
      to be performed at the application level and not at the HTTP
      level.  In particular, it is not possible to use the HTTP chunks
      as application message delimiters, since intermediate proxies
      might "re-chunk" the message stream (for example, by combining
      different chunks into a longer one).  This issue does not affect
      the HTTP long polling technique, which provides a canonical
      framing technique: each application message can be sent in a
      different HTTP response.



Loreto, et al.                Informational                     [Page 9]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


4.  Overview of Technologies

   This section provides an overview of existing technologies that
   implement HTTP-based server-push mechanisms to asynchronously deliver
   messages from the server to the client.

4.1.  Bayeux

   The Bayeux protocol [BAYEUX] was developed in 2006-2007 by the Dojo
   Foundation.  Bayeux can use both the HTTP long polling and HTTP
   streaming mechanisms.

   In order to achieve bidirectional communications, a Bayeux client
   will use two HTTP connections to a Bayeux server so that both server-
   to-client and client-to-server messaging can occur asynchronously.

   The Bayeux specification requires that implementations control
   pipelining of HTTP requests, so that requests are not pipelined
   inappropriately (e.g., a client-to-server message pipelined behind a
   long poll request).

   In practice, for JavaScript clients, such control over pipelining is
   not possible in current browsers.  Therefore, JavaScript
   implementations of Bayeux attempt to meet this requirement by
   limiting themselves to a maximum of two outstanding HTTP requests at
   any one time, so that browser connection limits will not be applied
   and the requests will not be queued or pipelined.  While broadly
   effective, this mechanism can be disrupted if non-Bayeux JavaScript
   clients simultaneously issue requests to the same host.

   Bayeux connections are negotiated between client and server with
   handshake messages that allow the connection type, authentication
   method, and other parameters to be agreed upon between the client and
   the server.  Furthermore, during the handshake phase, the client and
   the server reveal to each other their acceptable bidirectional
   techniques, and the client selects one from the intersection of those
   sets.

   For non-browser or same-domain Bayeux, clients use HTTP POST requests
   to the server for both the long poll request and the request to send
   messages to the server.  The Bayeux protocol packets are sent as the
   body of the HTTP messages using the "application/json" Internet media
   type [RFC4627].

   For browsers that are operating in cross-domain mode, Bayeux attempts
   to use Cross-Origin Resource Sharing [CORS] checking if the browser
   and server support it, so that normal HTTP POST requests can be used.
   If this mechanism fails, Bayeux clients use the "JSONP" mechanism as



Loreto, et al.                Informational                    [Page 10]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   described in [JSONP].  In this last case, client-to-server messages
   are sent as encoded JSON on the URL query parameters, and server-to-
   client messages are sent as a JavaScript program that wraps the
   message JSON with a JavaScript function call to the already loaded
   Bayeux implementation.

4.2.  BOSH

   BOSH, which stands for Bidirectional-streams Over Synchronous HTTP
   [BOSH], was developed by the XMPP Standards Foundation in 2003-2004.
   The purpose of BOSH is to emulate normal TCP connections over HTTP
   (TCP is the standard connection mechanism used in the Extensible
   Messaging and Presence Protocol as described in [RFC6120]).  BOSH
   employs the HTTP long polling mechanism by allowing the server
   (called a "BOSH connection manager") to defer its response to a
   request until it actually has data to send to the client from the
   application server itself (typically an XMPP server).  As soon as the
   client receives a response from the connection manager, it sends
   another request to the connection manager, thereby ensuring that the
   connection manager is (almost) always holding a request that it can
   use to "push" data to the client.

   In some situations, the client needs to send data to the server while
   it is waiting for data to be pushed from the connection manager.  To
   prevent data from being pipelined behind the long poll request that
   is on hold, the client can send its outbound data in a second HTTP
   request over a second TCP connection.  BOSH forces the server to
   respond to the request it has been holding on the first connection as
   soon as it receives a new request from the client, even if it has no
   data to send to the client.  It does so to make sure that the client
   can send more data immediately, if necessary -- even in the case
   where the client is not able to pipeline the requests -- while
   simultaneously respecting the two-connection limit discussed in
   Section 5.1.

   The number of long poll request-response pairs is negotiated during
   the first request sent from the client to the connection manager.
   Typically, BOSH clients and connection managers will negotiate the
   use of two pairs, although it is possible to use only one pair or
   more than two pairs.

   The roles of the two request-response pairs typically switch whenever
   the client sends data to the connection manager.  This means that
   when the client issues a new request, the connection manager
   immediately answers the blocked request on the other TCP connection,
   thus freeing it; in this way, in a scenario where only the client
   sends data, the even requests are sent over one connection, and the
   odd ones are sent over the other connection.



Loreto, et al.                Informational                    [Page 11]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   BOSH is able to work reliably both when network conditions force
   every HTTP request to be made over a different TCP connection and
   when it is possible to use HTTP/1.1 and then rely on two persistent
   TCP connections.

   If the connection manager has no data to send to the client for an
   agreed amount of time (also negotiated during the first request),
   then the connection manager will respond to the request it has been
   holding with no data, and that response immediately triggers a fresh
   client request.  The connection manager does so to ensure that if a
   network connection is broken then both parties will realize that fact
   within a reasonable amount of time.

   Moreover, BOSH defines the negotiation of an "inactivity period"
   value that specifies the longest allowable inactivity period (in
   seconds).  This enables the client to ensure that the periods with no
   requests pending are never too long.

   BOSH allows data to be pushed immediately when HTTP pipelining is
   available.  However, if HTTP pipelining is not available and one of
   the endpoints has just pushed some data, BOSH will usually need to
   wait for a network round-trip time until the server is able to again
   push data to the client.

   BOSH uses standard HTTP POST request and response bodies to encode
   all information.

   BOSH normally uses HTTP pipelining over a persistent HTTP/1.1
   connection.  However, a client can deliver its POST requests in any
   way permitted by HTTP 1.0 or HTTP 1.1.  (Although the use of HTTP
   POST with pipelining is discouraged in RFC 2616, BOSH employs various
   methods, such as request identifiers, to ensure that this usage does
   not lead to indeterminate results if the transport connection is
   terminated prematurely.)

   BOSH clients and connection managers are not allowed to use Chunked
   Transfer Coding, since intermediaries might buffer each partial HTTP
   request or response and only forward the full request or response
   once it is available.

   BOSH allows the usage of the Accept-Encoding and Content-Encoding
   headers in the request and in the response, respectively, and then
   compresses the response body accordingly.

   Each BOSH session can share the HTTP connection(s) it uses with other
   HTTP traffic, including other BOSH sessions and HTTP requests and
   responses completely unrelated to the BOSH protocol (e.g., Web page
   downloads).



Loreto, et al.                Informational                    [Page 12]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


4.3.  Server-Sent Events

   W3C Server-Sent Events specification [WD-eventsource] defines an API
   that enables servers to push data to Web pages over HTTP in the form
   of DOM events.

   The data is encoded as "text/event-stream" content and pushed using
   an HTTP streaming mechanism, but the specification suggests disabling
   HTTP chunking for serving event streams unless the rate of messages
   is high enough to avoid the possible negative effects of this
   technique as described in Section 3.2.

   However, it is not clear if there are significant benefits to using
   EOF rather than chunking with regards to intermediaries, unless they
   support only HTTP/1.0.

5.  HTTP Best Practices

5.1.  Limits to the Maximum Number of Connections

   HTTP [RFC2616], Section 8.1.4, recommends that a single user client
   not maintain more than two connections to any server or proxy, in
   order to prevent the server from being overloaded and to avoid
   unexpected side effects in congested networks.  Until recently, this
   limit was implemented by most commonly deployed browsers, thus making
   connections a scarce resource that needed to be shared within the
   browser.  Note that the available JavaScript APIs in the browsers
   hide the connections, and the security model inhibits the sharing of
   any resource between frames.  The new HTTP specification [HTTPBIS]
   removes the two-connection limitation, only encouraging clients to be
   conservative when opening multiple connections.  In fact, recent
   browsers have increased this limit to 6 or 8 connections; however, it
   is still not possible to discover the local limit, and usage of
   multiple frames and tabs still places 8 connections within easy
   reach.

   Web applications need to limit the number of long poll requests
   initiated, ideally to a single long poll that is shared between
   frames, tabs, or windows of the same browser.  However, the security
   constraints of the browsers make such sharing difficult.

   A best practice for a server is to use cookies [COOKIE] to detect
   multiple long poll requests from the same browser and to avoid
   deferring both requests since this might cause connection starvation
   and/or pipeline issues.






Loreto, et al.                Informational                    [Page 13]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


5.2.  Pipelined Connections

   HTTP [RFC2616] permits optional request pipelining over persistent
   connections.  Multiple requests can be enqueued before the responses
   arrive.

   In the case of HTTP long polling, the use of HTTP pipelining can
   reduce latency when multiple messages need to be sent by a server to
   a client in a short period of time.  With HTTP pipelining, the server
   can receive and enqueue a set of HTTP requests.  Therefore, the
   server does not need to receive a new HTTP request from the client
   after it has sent a message to the client within an HTTP response.
   In principle, the HTTP pipelining can be applied to HTTP GET and HTTP
   POST requests, but using HTTP POST requests is more critical.  In
   fact, the use of HTTP POST with pipelining is discouraged in RFC 2616
   and needs to be handled with special care.

   There is an issue regarding the inability to control pipelining.
   Normal requests can be pipelined behind a long poll, and are thus
   delayed until the long poll completes.

   Mechanisms for bidirectional HTTP that want to exploit HTTP
   pipelining need to verify that HTTP pipelining is available (e.g.,
   supported by the client, the intermediaries, and the server); if it's
   not available, they need to fall back to solutions without HTTP
   pipelining.

5.3.  Proxies

   Most proxies work well with HTTP long polling because a complete HTTP
   response will be sent either on an event or a timeout.  Proxies are
   advised to return that response immediately to the user agent, which
   immediately acts on it.

   The HTTP streaming mechanism uses partial responses and sends some
   JavaScript in an HTTP/1.1 chunk as described in Section 3.  This
   mechanism can face problems caused by two factors: (1) it relies on
   proxies to forward each chunk (even though there is no requirement
   for them to do so, and some caching proxies do not), and (2) it
   relies on user agents to execute the chunk of JavaScript as it
   arrives (even though there is also no requirement for them to do so).

   A "reverse proxy" basically is a proxy that pretends to be the actual
   server (as far as any client or client proxy is concerned), but it
   passes on the request to the actual server that is usually sitting
   behind another layer of firewalls.  Any HTTP short polling or HTTP





Loreto, et al.                Informational                    [Page 14]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   long polling solution will work fine with this, as will most HTTP
   streaming solutions.  The main downside is performance, since most
   proxies are not designed to hold many open connections.

   Reverse proxies can come to grief when they try to share connections
   to the servers between multiple clients.  As an example, Apache with
   mod_jk shares a small set of connections (often 8 or 16) between all
   clients.  If long polls are sent on those shared connections, then
   the proxy can be starved of connections, which means that other
   requests (either long poll or normal) can be held up.  Thus, Comet
   mechanisms currently need to avoid any connection sharing -- either
   in the browser or in any intermediary -- because the HTTP assumption
   is that each request will complete as fast as possible.

   One of the main reasons why both HTTP long polling and HTTP streaming
   are perceived as having a negative impact on servers and proxies is
   that they use a synchronous programming model for handling requests,
   since the resources allocated to each request are held for the
   duration of the request.  Asynchronous proxies and servers can handle
   long polls using slightly more resources than normal HTTP traffic.
   Unfortunately some synchronous proxies do exist (e.g., Apache mod_jk)
   and many HTTP application servers also have a blocking model for
   their request handling (e.g., the Java servlet 2.5 specification).

5.4.  HTTP Responses

   In accordance with [RFC2616], the server responds to a request it has
   successfully received by sending a 200 OK answer, but only when a
   particular event, status, or timeout has occurred.  The 200 OK body
   section contains the actual event, status, or timeout that occurred.
   This "best practice" is simply standard HTTP.

5.5.  Timeouts

   The HTTP long polling mechanism allows the server to respond to a
   request only when a particular event, status, or timeout has
   occurred.  In order to minimize (as much as possible) both latency in
   server-client message delivery and the processing/network resources
   needed, the long poll request timeout ought to be set to a high
   value.

   However, the timeout value has to be chosen carefully; indeed,
   problems can occur if this value is set too high (e.g., the client
   might receive a 408 Request Timeout answer from the server or a 504
   Gateway Timeout answer from a proxy).  The default timeout value in a
   browser is 300 seconds, but most network infrastructures include
   proxies and servers whose timeouts are not that long.




Loreto, et al.                Informational                    [Page 15]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   Several experiments have shown success with timeouts as high as 120
   seconds, but generally 30 seconds is a safer value.  Therefore,
   vendors of network equipment wishing to be compatible with the HTTP
   long polling mechanism are advised to implement a timeout
   substantially greater than 30 seconds (where "substantially" means
   several times more than the medium network transit time).

5.6.  Impact on Intermediary Entities

   There is no way for an end client or host to signal to HTTP
   intermediaries that long polling is in use; therefore, long poll
   requests are completely transparent for intermediary entities and are
   handled as normal requests.  This can have an impact on intermediary
   entities that perform operations that are not useful in case of long
   polling.  However, any capabilities that might interfere with
   bidirectional flow (e.g., caching) can be controlled with standard
   headers or cookies.

   As a best practice, caching is always intentionally suppressed in a
   long poll request or response, i.e., the "Cache-Control" header is
   set to "no-cache".

6.  Security Considerations

   This document is meant to describe current usage of HTTP to enable
   asynchronous or server-initiated communication.  It does not propose
   any change to the HTTP protocol or to the expected behavior of HTTP
   entities.  Therefore this document does not introduce new security
   concerns into existing HTTP infrastructure.  The considerations
   reported hereafter refer to the solutions that are already
   implemented and deployed.

   One security concern with cross-domain HTTP long polling is related
   to the fact that often the mechanism is implemented by executing the
   JavaScript returned from the long poll request.  If the server is
   prone to injection attacks, then it could be far easier to trick a
   browser into executing the code [CORS].

   Another security concern is that the number of open connections that
   needs to be maintained by a server in HTTP long polling and HTTP
   streaming could more easily lead to denial-of-service (DoS) attacks
   [RFC4732].









Loreto, et al.                Informational                    [Page 16]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


7.  References

7.1.  Normative References

   [RFC1945]         Berners-Lee, T., Fielding, R., and H. Nielsen,
                     "Hypertext Transfer Protocol -- HTTP/1.0",
                     RFC 1945, May 1996.

   [RFC2616]         Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
                     Masinter, L., Leach, P., and T. Berners-Lee,
                     "Hypertext Transfer Protocol -- HTTP/1.1",
                     RFC 2616, June 1999.

   [RFC4732]         Handley, M., Rescorla, E., and IAB, "Internet
                     Denial-of-Service Considerations", RFC 4732,
                     December 2006.

7.2.  Informative References

   [BAYEUX]          Russell, A., Wilkins, G., Davis, D., and M.
                     Nesbitt, "Bayeux Protocol -- Bayeux 1.0.0", 2007,
                     <http://svn.cometd.com/trunk/bayeux/bayeux.html>.

   [BOSH]            Paterson, I., Smith, D., and P. Saint-Andre,
                     "Bidirectional-streams Over Synchronous HTTP
                     (BOSH)", XSF XEP 0124, February 2007.

   [COMET]           Russell, A., "Comet: Low Latency Data for the
                     Browser", March 2006, <http://infrequently.org/
                     2006/03/comet-low-latency-data-for-the-browser/ >.

   [COOKIE]          Barth, A., "HTTP State Management Mechanism", Work
                     in Progress, March 2011.

   [CORS]            van Kesteren, A., "Cross-Origin Resource Sharing",
                     W3C Working Draft WD-cors-20100727, latest version
                     available at <http://www.w3.org/TR/cors/>,
                     July 2010,
                     <http://www.w3.org/TR/2010/WD-cors-20100727/>.

   [HTTPBIS]         Fielding, R., Ed., Gettys, J., Mogul, J., Nielsen,
                     H., Masinter, L., Leach, P., Berners-Lee, T.,
                     Lafon, Y., Ed., and J. Reschke, Ed., "HTTP/1.1,
                     part 1: URIs, Connections, and Message Parsing",
                     Work in Progress, March 2011.

   [JSONP]           Wikipedia, "JSON with padding",
                     <http://en.wikipedia.org/wiki/JSONP#JSONP>.



Loreto, et al.                Informational                    [Page 17]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


   [RFC4627]         Crockford, D., "The application/json Media Type for
                     JavaScript Object Notation (JSON)", RFC 4627,
                     July 2006.

   [RFC6120]         Saint-Andre, P., "Extensible Messaging and Presence
                     Protocol (XMPP): Core", RFC 6120, March 2011.

   [TCP]             Postel, J., "Transmission Control Protocol", STD 7,
                     RFC 793, September 1981.

   [WD-eventsource]  Hickson, I., "Server-Sent Events", W3C Working
                     Draft WD-eventsource-20091222, latest version
                     available at <http://www.w3.org/TR/eventsource/>,
                     December 2009, <http://www.w3.org/TR/2009/
                     WD-eventsource-20091222/>.

8.  Acknowledgments

   Thanks to Joe Hildebrand, Julien Laganier, Jack Moffitt, Subramanian
   Moonesamy, Mark Nottingham, Julian Reschke, Martin Thomson, and
   Martin Tyler for their feedback.






























Loreto, et al.                Informational                    [Page 18]
^L
RFC 6202                   Bidirectional HTTP                 April 2011


Authors' Addresses

   Salvatore Loreto
   Ericsson
   Hirsalantie 11
   Jorvas  02420
   Finland

   EMail: salvatore.loreto@ericsson.com


   Peter Saint-Andre
   Cisco
   1899 Wyknoop Street, Suite 600
   Denver, CO  80202
   USA

   Phone: +1-303-308-3282
   EMail: psaintan@cisco.com


   Stefano Salsano
   University of Rome "Tor Vergata"
   Via del Politecnico, 1
   Rome  00133
   Italy

   EMail: stefano.salsano@uniroma2.it


   Greg Wilkins
   Webtide

   EMail: gregw@webtide.com

















Loreto, et al.                Informational                    [Page 19]
^L