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committer | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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diff --git a/doc/rfc/rfc2582.txt b/doc/rfc/rfc2582.txt new file mode 100644 index 0000000..5253865 --- /dev/null +++ b/doc/rfc/rfc2582.txt @@ -0,0 +1,675 @@ + + + + + + +Network Working Group S. Floyd +Request for Comments: 2582 ACIRI +Category: Experimental T. Henderson + U.C. Berkeley + April 1999 + + + The NewReno Modification to TCP's Fast Recovery Algorithm + +Status of this Memo + + This memo defines an Experimental Protocol for the Internet + community. It does not specify an Internet standard of any kind. + Discussion and suggestions for improvement are requested. + Distribution of this memo is unlimited. + +Copyright Notice + + Copyright (C) The Internet Society (1999). All Rights Reserved. + +Abstract + + RFC 2001 [RFC2001] documents the following four intertwined TCP + congestion control algorithms: Slow Start, Congestion Avoidance, Fast + Retransmit, and Fast Recovery. RFC 2581 [RFC2581] explicitly allows + certain modifications of these algorithms, including modifications + that use the TCP Selective Acknowledgement (SACK) option [MMFR96], + and modifications that respond to "partial acknowledgments" (ACKs + which cover new data, but not all the data outstanding when loss was + detected) in the absence of SACK. This document describes a specific + algorithm for responding to partial acknowledgments, referred to as + NewReno. This response to partial acknowledgments was first proposed + by Janey Hoe in [Hoe95]. + +1. Introduction + + For the typical implementation of the TCP Fast Recovery algorithm + described in [RFC2581] (first implemented in the 1990 BSD Reno + release, and referred to as the Reno algorithm in [FF96]), the TCP + data sender only retransmits a packet after a retransmit timeout has + occurred, or after three duplicate acknowledgements have arrived + triggering the Fast Retransmit algorithm. A single retransmit + timeout might result in the retransmission of several data packets, + but each invocation of the Reno Fast Retransmit algorithm leads to + the retransmission of only a single data packet. + + + + + + +Floyd & Henderson Experimental [Page 1] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + Problems can arise, therefore, when multiple packets have been + dropped from a single window of data and the Fast Retransmit and Fast + Recovery algorithms are invoked. In this case, if the SACK option is + available, the TCP sender has the information to make intelligent + decisions about which packets to retransmit and which packets not to + retransmit during Fast Recovery. This document applies only for TCP + connections that are unable to use the TCP Selective Acknowledgement + (SACK) option. + + In the absence of SACK, there is little information available to the + TCP sender in making retransmission decisions during Fast Recovery. + From the three duplicate acknowledgements, the sender infers a packet + loss, and retransmits the indicated packet. After this, the data + sender could receive additional duplicate acknowledgements, as the + data receiver acknowledges additional data packets that were already + in flight when the sender entered Fast Retransmit. + + In the case of multiple packets dropped from a single window of data, + the first new information available to the sender comes when the + sender receives an acknowledgement for the retransmitted packet (that + is the packet retransmitted when Fast Retransmit was first entered). + If there had been a single packet drop, then the acknowledgement for + this packet will acknowledge all of the packets transmitted before + Fast Retransmit was entered (in the absence of reordering). However, + when there were multiple packet drops, then the acknowledgement for + the retransmitted packet will acknowledge some but not all of the + packets transmitted before the Fast Retransmit. We call this packet + a partial acknowledgment. + + Along with several other suggestions, [Hoe95] suggested that during + Fast Recovery the TCP data sender respond to a partial acknowledgment + by inferring that the indicated packet has been lost, and + retransmitting that packet. This document describes a modification + to the Fast Recovery algorithm in Reno TCP that incorporates a + response to partial acknowledgements received during Fast Recovery. + We call this modified Fast Recovery algorithm NewReno, because it is + a slight but significant variation of the basic Reno algorithm. This + document does not discuss the other suggestions in [Hoe95] and + [Hoe96], such as a change to the ssthresh parameter during Slow- + Start, or the proposal to send a new packet for every two duplicate + acknowledgements during Fast Recovery. The version of NewReno in + this document also draws on other discussions of NewReno in the + literature [LM97]. + + We do not claim that the NewReno version of Fast Recovery described + here is an optimal modification of Fast Recovery for responding to + partial acknowledgements, for TCPs that are unable to use SACK. + Based on our experiences with the NewReno modification in the NS + + + +Floyd & Henderson Experimental [Page 2] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + simulator [NS], we believe that this modification improves the + performance of the Fast Retransmit and Fast Recovery algorithms in a + wide variety of scenarios, and we are simply documenting it for the + benefit of the IETF community. We encourage the use of this + modification to Fast Recovery, and we further encourage feedback + about operational experiences with this or related modifications. + +2. Definitions + + This document assumes that the reader is familiar with the terms + MAXIMUM SEGMENT SIZE (MSS), CONGESTION WINDOW (cwnd), and FLIGHT SIZE + (FlightSize) defined in [RFC2581]. FLIGHT SIZE is defined as in + [RFC2581] as follows: + + FLIGHT SIZE: + The amount of data that has been sent but not yet acknowledged. + +3. The Fast Retransmit and Fast Recovery algorithms in NewReno + + The standard implementation of the Fast Retransmit and Fast Recovery + algorithms is given in [RFC2581]. The NewReno modification of these + algorithms is given below. This NewReno modification differs from + the implementation in [RFC2581] only in the introduction of the + variable "recover" in step 1, and in the response to a partial or new + acknowledgement in step 5. The modification defines a "Fast Recovery + procedure" that begins when three duplicate ACKs are received and + ends when either a retransmission timeout occurs or an ACK arrives + that acknowledges all of the data up to and including the data that + was outstanding when the Fast Recovery procedure began. + + 1. When the third duplicate ACK is received and the sender is not + already in the Fast Recovery procedure, set ssthresh to no more + than the value given in equation 1 below. (This is equation 3 + from [RFC2581]). + + ssthresh = max (FlightSize / 2, 2*MSS) (1) + + Record the highest sequence number transmitted in the variable + "recover". + + 2. Retransmit the lost segment and set cwnd to ssthresh plus 3*MSS. + This artificially "inflates" the congestion window by the number + of segments (three) that have left the network and which the + receiver has buffered. + + 3. For each additional duplicate ACK received, increment cwnd by + MSS. This artificially inflates the congestion window in order + to reflect the additional segment that has left the network. + + + +Floyd & Henderson Experimental [Page 3] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + 4. Transmit a segment, if allowed by the new value of cwnd and the + receiver's advertised window. + + 5. When an ACK arrives that acknowledges new data, this ACK could be + the acknowledgment elicited by the retransmission from step 2, or + elicited by a later retransmission. + + If this ACK acknowledges all of the data up to and including + "recover", then the ACK acknowledges all the intermediate + segments sent between the original transmission of the lost + segment and the receipt of the third duplicate ACK. Set cwnd to + either (1) min (ssthresh, FlightSize + MSS); or (2) ssthresh, + where ssthresh is the value set in step 1; this is termed + "deflating" the window. (We note that "FlightSize" in step 1 + referred to the amount of data outstanding in step 1, when Fast + Recovery was entered, while "FlightSize" in step 5 refers to the + amount of data outstanding in step 5, when Fast Recovery is + exited.) If the second option is selected, the implementation + should take measures to avoid a possible burst of data, in case + the amount of data outstanding in the network was much less than + the new congestion window allows [HTH98]. Exit the Fast Recovery + procedure. + + If this ACK does *not* acknowledge all of the data up to and + including "recover", then this is a partial ACK. In this case, + retransmit the first unacknowledged segment. Deflate the + congestion window by the amount of new data acknowledged, then + add back one MSS and send a new segment if permitted by the new + value of cwnd. This "partial window deflation" attempts to + ensure that, when Fast Recovery eventually ends, approximately + ssthresh amount of data will be outstanding in the network. Do + not exit the Fast Recovery procedure (i.e., if any duplicate ACKs + subsequently arrive, execute Steps 3 and 4 above). + + + For the first partial ACK that arrives during Fast Recovery, also + reset the retransmit timer. + + Note that in Step 5, the congestion window is deflated when a partial + acknowledgement is received. The congestion window was likely to + have been inflated considerably when the partial acknowledgement was + received. In addition, depending on the original pattern of packet + losses, the partial acknowledgement might acknowledge nearly a window + of data. In this case, if the congestion window was not deflated, + the data sender might be able to send nearly a window of data back- + to-back. + + There are several possible variants to the simple response to partial + + + +Floyd & Henderson Experimental [Page 4] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + acknowledgements described above. First, there is a question of when + to reset the retransmit timer after a partial acknowledgement. This + is discussed further in Section 4 below. + + There is a related question of how many packets to retransmit after + each partial acknowledgement. The algorithm described above + retransmits a single packet after each partial acknowledgement. This + is the most conservative alternative, in that it is the least likely + to result in an unnecessarily-retransmitted packet. A variant that + would recover faster from a window with many packet drops would be to + effectively Slow-Start, requiring less than N roundtrip times to + recover from N losses [Hoe96]. With this slightly-more-aggressive + response to partial acknowledgements, it would be advantageous to + reset the retransmit timer after each retransmission. Because we + have not experimented with this variant in our simulator, we do not + discuss this variant further in this document. + + A third question involves avoiding multiple Fast Retransmits caused + by the retransmission of packets already received by the receiver. + This is discussed in Section 5 below. Avoiding multiple Fast + Retransmits is particularly important if more aggressive responses to + partial acknowledgements are implemented, because in this case the + sender is more likely to retransmit packets already received by the + receiver. + + As a final note, we would observe that in the absence of the SACK + option, the data sender is working from limited information. One + could spend a great deal of time considering exactly which variant of + Fast Recovery is optimal for which scenario in this case. When the + issue of recovery from multiple dropped packets from a single window + of data is of particular importance, the best alternative would be to + use the SACK option. + +4. Resetting the retransmit timer. + + The algorithm in Section 3 resets the retransmit timer only after the + first partial ACK. In this case, if a large number of packets were + dropped from a window of data, the TCP data sender's retransmit timer + will ultimately expire, and the TCP data sender will invoke Slow- + Start. (This is illustrated on page 12 of [F98].) We call this the + Impatient variant of NewReno. + + In contrast, the NewReno simulations in [FF96] illustrate the + algorithm described above, with the modification that the retransmit + timer is reset after each partial acknowledgement. We call this the + Slow-but-Steady variant of NewReno. In this case, for a window with + a large number of packet drops, the TCP data sender retransmits at + most one packet per roundtrip time. (This behavior is illustrated in + + + +Floyd & Henderson Experimental [Page 5] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + the New-Reno TCP simulation of Figure 5 in [FF96], and on page 11 of + [F98].) + + For TCP implementations where the Retransmission Timeout Value (RTO) + is generally not much larger than the round-trip time (RTT), the + Impatient variant can result in a retransmit timeout even in a + scenario with a small number of packet drops. For TCP + implementations where the Retransmission Timeout Value (RTO) is + usually considerably larger than the round-trip time (RTT), the Slow- + but-Steady variant can remain in Fast Recovery for a long time when + multiple packets have been dropped from a window of data. Neither of + these variants are optimal; one possibility for a more optimal + algorithm might be one that recovered more quickly from multiple + packet drops, and combined this with the Slow-but-Steady variant in + terms of resetting the retransmit timers. We note, however, that + there is a limitation to the potential performance in this case in + the absence of the SACK option. + +5. Avoiding Multiple Fast Retransmits + + In the absence of the SACK option, a duplicate acknowledgement + carries no information to identify the data packet or packets at the + TCP data receiver that triggered that duplicate acknowledgement. The + TCP data sender is unable to distinguish between a duplicate + acknowledgement that results from a lost or delayed data packet, and + a duplicate acknowledgement that results from the sender's + retransmission of a data packet that had already been received at the + TCP data receiver. Because of this, multiple segment losses from a + single window of data can sometimes result in unnecessary multiple + Fast Retransmits (and multiple reductions of the congestion window) + [Flo94]. + + With the Fast Retransmit and Fast Recovery algorithms in Reno or + NewReno TCP, the performance problems caused by multiple Fast + Retransmits are relatively minor (compared to the potential problems + with Tahoe TCP, which does not implement Fast Recovery). + Nevertheless, unnecessary Fast Retransmits can occur with Reno or + NewReno TCP, particularly if a Retransmit Timeout occurs during Fast + Recovery. (This is illustrated for Reno on page 6 of [F98], and for + NewReno on page 8 of [F98].) With NewReno, the data sender remains + in Fast Recovery until either a Retransmit Timeout, or until all of + the data outstanding when Fast Retransmit was entered has been + acknowledged. Thus with NewReno, the problem of multiple Fast + Retransmits from a single window of data can only occur after a + Retransmit Timeout. + + The following modification to the algorithms in Section 3 eliminates + the problem of multiple Fast Retransmits. (This modification is + + + +Floyd & Henderson Experimental [Page 6] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + called "bugfix" in [F98], and is illustrated on pages 7 and 9.) This + modification uses a new variable "send_high", whose initial value is + the initial send sequence number. After each retransmit timeout, the + highest sequence numbers transmitted so far is recorded in the + variable "send_high". + + + If, after a retransmit timeout, the TCP data sender retransmits three + consecutive packets that have already been received by the data + receiver, then the TCP data sender will receive three duplicate + acknowledgements that do not acknowledge "send_high". In this case, + the duplicate acknowledgements are not an indication of a new + instance of congestion. They are simply an indication that the + sender has unnecessarily retransmitted at least three packets. + + We note that if the TCP data sender receives three duplicate + acknowledgements that do not acknowledge "send_high", the sender does + not know whether these duplicate acknowledgements resulted from a new + packet drop or not. For a TCP that implements the bugfix described + in this section for avoiding multiple fast retransmits, the sender + does not infer a packet drop from duplicate acknowledgements in these + circumstances. As always, the retransmit timer is the backup + mechanism for inferring packet loss in this case. + + The modification to Fast Retransmit for avoiding multiple Fast + Retransmits replaces Step 1 in Section 3 with Step 1A below. In + addition, the modification adds Step 6 below: + + 1A. When the third duplicate ACK is received and the sender is not + already in the Fast Recovery procedure, check to see if those + duplicate ACKs cover more than "send_high". If they do, then set + ssthresh to no more than the value given in equation 1, record + the the highest sequence number transmitted in the variable + "recover", and go to Step 2. If the duplicate ACKs don't cover + "send_high", then do nothing. That is, do not enter the Fast + Retransmit and Fast Recovery procedure, do not change ssthresh, + do not go to Step 2 to retransmit the "lost" segment, and do not + execute Step 3 upon subsequent duplicate ACKs. + + Steps 2-5 are the same as those steps in Section 3 above. + + 6. After a retransmit timeout, record the highest sequence number + transmitted in the variable "send_high" and exit the Fast + Recovery procedure if applicable. + + Step 1A above, in checking whether the duplicate ACKs cover *more* + than "send_high", is the Careful variant of this algorithm. Another + possible variant would be to require simply that the three duplicate + + + +Floyd & Henderson Experimental [Page 7] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + acknowledgements *cover* "send_high" before initiating another Fast + Retransmit. We call this the Less Careful variant to Fast + Retransmit. + + There are two separate scenarios in which the TCP sender could + receive three duplicate acknowledgements acknowledging "send_high" + but no more than "send_high". One scenario would be that the data + sender transmitted four packets with sequence numbers higher than + "send_high", that the first packet was dropped in the network, and + the following three packets triggered three duplicate + acknowledgements acknowledging "send_high". The second scenario + would be that the sender unnecessarily retransmitted three packets + below "send_high", and that these three packets triggered three + duplicate acknowledgements acknowledging "send_high". In the absence + of SACK, the TCP sender in unable to distinguish between these two + scenarios. + + For the Careful variant of Fast Retransmit, the data sender would + have to wait for a retransmit timeout in the first scenario, but + would not have an unnecessary Fast Retransmit in the second scenario. + For the Less Careful variant to Fast Retransmit, the data sender + would Fast Retransmit as desired in the first scenario, and would + unnecessarily Fast Retransmit in the second scenario. The NS + simulator has implemented the Less Careful variant of NewReno, and + the TCP implementation in Sun's Solaris 7 implements the Careful + variant. This document recommends the Careful variant given in Step + 1A above. + +6. Implementation issues for the data receiver. + + [RFC2001] specifies that "Out-of-order data segments SHOULD be + acknowledged immediately, in order to trigger the fast retransmit + algorithm." Neal Cardwell has noted [C98] that some data receivers do + not send an immediate acknowledgement when they send a partial + acknowledgment, but instead wait first for their delayed + acknowledgement timer to expire. As [C98] notes, this severely + limits the potential benefit from NewReno by delaying the receipt of + the partial acknowledgement at the data sender. Our recommendation + is that the data receiver send an immediate acknowledgement for an + out-of-order segment, even when that out-of-order segment fills a + hole in the buffer. + +7. Simulations + + Simulations with NewReno are illustrated with the validation test + "tcl/test/test-all-newreno" in the NS simulator. The command + "../../ns test-suite-newreno.tcl reno" shows a simulation with Reno + TCP, illustrating the data sender's lack of response to a partial + + + +Floyd & Henderson Experimental [Page 8] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + acknowledgement. In contrast, the command "../../ns test-suite- + newreno.tcl newreno_B" shows a simulation with the same scenario + using the NewReno algorithms described in this paper. + + The tests "../../ns test-suite-newreno.tcl newreno1_B0" and "../../ns + test-suite-newreno.tcl newreno1_B" show the Slow-but-Steady and the + Impatient variants of NewReno, respectively. + +8. Conclusions + + Our recommendation is that TCP implementations include the NewReno + modification to the Fast Recovery algorithm given in Section 3, along + with the modification for avoiding multiple Fast Retransmits given in + Section 5. The NewReno modification given in Section 3 can be + important even for TCP implementations that support the SACK option, + because the SACK option can only be used for TCP connections when + both TCP end-nodes support the SACK option. The NewReno modification + given in Section 3 implements the Impatient rather than the Slow-but- + Steady variant of NewReno. + + While this document mentions several possible variations to the + NewReno algorithm, we have not explored all of these possible + variations, and therefore are unable to make recommendations about + some of them. Our belief is that the differences between any two + variants of NewReno are small compared to the differences between + Reno and NewReno. That is, the important thing is to implement + NewReno instead of Reno, for a TCP invocation without SACK; it is + less important exactly which variant of NewReno is implemented. + +9. Acknowledgements + + Many thanks to Anil Agarwal, Mark Allman, Vern Paxson, Kacheong Poon, + and Bernie Volz for detailed feedback on this document. + +10. References + + [C98] Neal Cardwell, "delayed ACKs for retransmitted packets: + ouch!". November 1998. Email to the tcpimpl mailing + list, Message-ID "Pine.LNX.4.02A.9811021421340.26785- + 100000@sake.cs.washington.edu", archived at + "http://tcp-impl.lerc.nasa.gov/tcp-impl". + + [F98] Sally Floyd. Revisions to RFC 2001. Presentation to + the TCPIMPL Working Group, August 1998. URLs + "ftp://ftp.ee.lbl.gov/talks/sf-tcpimpl-aug98.ps" and + "ftp://ftp.ee.lbl.gov/talks/sf-tcpimpl-aug98.pdf". + + [FF96] Kevin Fall and Sally Floyd. Simulation-based + + + +Floyd & Henderson Experimental [Page 9] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + + Comparisons of Tahoe, Reno and SACK TCP. Computer + Communication Review, July 1996. URL + "ftp://ftp.ee.lbl.gov/papers/sacks.ps.Z". + + [Flo94] S. Floyd, TCP and Successive Fast Retransmits. + Technical report, October 1994. URL + "ftp://ftp.ee.lbl.gov/papers/fastretrans.ps". + + [Hen98] Tom Henderson, Re: NewReno and the 2001 Revision. + September 1998. Email to the tcpimpl mailing list, + Message ID "Pine.BSI.3.95.980923224136.26134A- + 100000@raptor.CS.Berkeley.EDU", archived at + "http://tcp-impl.lerc.nasa.gov/tcp-impl". + + [Hoe95] J. Hoe, Startup Dynamics of TCP's Congestion Control + and Avoidance Schemes. Master's Thesis, MIT, 1995. URL + "http://ana-www.lcs.mit.edu/anaweb/ps-papers/hoe- + thesis.ps". + + [Hoe96] J. Hoe, "Improving the Start-up Behavior of a + Congestion Control Scheme for TCP", In ACM SIGCOMM, + August 1996. URL + "http://www.acm.org/sigcomm/sigcomm96/program.html". + + + [HTH98] Hughes, A., Touch, J. and J. Heidemann, "Issues in TCP + Slow-Start Restart After Idle", Work in Progress, March + 1998. + + [LM97] Dong Lin and Robert Morris, "Dynamics of Random Early + Detection", SIGCOMM 97, September 1997. URL + "http://www.acm.org/sigcomm/sigcomm97/program.html". + + [MMFR96] Mathis, M., Mahdavi, J., Floyd, S. and A. Romanow, "TCP + Selective Acknowledgement Options", RFC 2018, October + 1996. + + [NS] The UCB/LBNL/VINT Network Simulator (NS). URL + "http://www-mash.cs.berkeley.edu/ns/". + + [RFC2001] Stevens, W., "TCP Slow Start, Congestion Avoidance, + Fast Retransmit, and Fast Recovery Algorithms", RFC + 2001, January 1997. + + [RFC2581] Stevens, W., Allman, M. and V. Paxson, "TCP Congestion + Control", RFC 2581, April 1999. + + + + + +Floyd & Henderson Experimental [Page 10] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + +11. Security Considerations + + RFC 2581 discusses general security considerations concerning TCP + congestion control. This document describes a specific algorithm + that conforms with the congestion control requirements of RFC 2581, + and so those considerations apply to this algorithm, too. There are + no known additional security concerns for this specific algorithm. + +12. AUTHORS' ADDRESSES + + Sally Floyd + AT&T Center for Internet Research at ICSI (ACIRI) + + Phone: +1 (510) 642-4274 x189 + EMail: floyd@acm.org + URL: http://www.aciri.org/floyd/ + + + Tom Henderson + University of California at Berkeley + + Phone: +1 (510) 642-8919 + EMail: tomh@cs.berkeley.edu + URL: http://www.cs.berkeley.edu/~tomh/ + + + + + + + + + + + + + + + + + + + + + + + + + + + +Floyd & Henderson Experimental [Page 11] + +RFC 2582 NewReno Modification to TCP's Fast Recovery April 1999 + + +13. Full Copyright Statement + + Copyright (C) The Internet Society (1999). All Rights Reserved. + + This document and translations of it may be copied and furnished to + others, and derivative works that comment on or otherwise explain it + or assist in its implementation may be prepared, copied, published + and distributed, in whole or in part, without restriction of any + kind, provided that the above copyright notice and this paragraph are + included on all such copies and derivative works. However, this + document itself may not be modified in any way, such as by removing + the copyright notice or references to the Internet Society or other + Internet organizations, except as needed for the purpose of + developing Internet standards in which case the procedures for + copyrights defined in the Internet Standards process must be + followed, or as required to translate it into languages other than + English. + + The limited permissions granted above are perpetual and will not be + revoked by the Internet Society or its successors or assigns. + + This document and the information contained herein is provided on an + "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING + TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING + BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION + HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF + MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. + + + + + + + + + + + + + + + + + + + + + + + + +Floyd & Henderson Experimental [Page 12] + |