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author | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
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committer | Thomas Voss <mail@thomasvoss.com> | 2024-11-27 20:54:24 +0100 |
commit | 4bfd864f10b68b71482b35c818559068ef8d5797 (patch) | |
tree | e3989f47a7994642eb325063d46e8f08ffa681dc /doc/rfc/rfc3427.txt | |
parent | ea76e11061bda059ae9f9ad130a9895cc85607db (diff) |
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diff --git a/doc/rfc/rfc3427.txt b/doc/rfc/rfc3427.txt new file mode 100644 index 0000000..a87fb5b --- /dev/null +++ b/doc/rfc/rfc3427.txt @@ -0,0 +1,675 @@ + + + + + + +Network Working Group A. Mankin +Request for Comments: 3427 Bell Labs, Lucent Corporation +BCP: 67 S. Bradner +Category: Best Current Practice Harvard University + R. Mahy + Cisco + D. Willis + dynamicsoft + J. Ott + ipDialog / Uni Bremen TZI + B. Rosen + Marconi + December 2002 + + + Change Process for the Session Initiation Protocol (SIP) + +Status of this Memo + + This document specifies an Internet Best Current Practices for the + Internet Community, and requests discussion and suggestions for + improvements. Distribution of this memo is unlimited. + +Copyright Notice + + Copyright (C) The Internet Society (2002). All Rights Reserved. + +Abstract + + This memo documents a process intended to apply architectural + discipline to the future development of the Session Initiation + Protocol (SIP). There have been concerns with regards to new SIP + proposals. Specifically, that the addition of new SIP features can + be damaging towards security and/or greatly increase the complexity + of the protocol. The Transport Area directors, along with the SIP + and Session Initiation Proposal Investigation (SIPPING) working group + chairs, have provided suggestions for SIP modifications and + extensions. + +1. Terminology + + In this document, the key words "MAY", "MUST, "MUST NOT", "SHOULD", + and "SHOULD NOT", are to be interpreted as described in Keywords [1]. + + + + + + + + +Mankin, et. al. Best Current Practice [Page 1] + +RFC 3427 Change Process for SIP December 2002 + + +2. History and Development + + The IETF's Session Initiation Protocol (SIP) [3] was originally + developed for initiation of multimedia sessions. Internet + multimedia, voice over IP, IP telephony, and SIP have become quite + popular, both inside IETF and with other standards groups, and the + applications of SIP have grown. One result of this popularity has + been a continual flood of suggestions for SIP modifications and + extensions. The task for IETF management of SIP has been to keep the + protocol development focused on SIP's core strengths and the + applications it does best. + +2.1 The IETF SIP Working Group + + The IETF SIP Working Group has been chartered to be the "owner" of + the SIP protocol [3], as long as the working group exists. All + changes or extensions to SIP must first exist as SIP Working Group + documents. The SIP Working group is charged with being the guardian + of the SIP protocol for the Internet, and therefore should only + extend or change the SIP protocol when there are compelling reasons + to do so. + + Documents that must be handled by the SIP working group include new + SIP methods, new SIP option tags, new response codes, and new + standards track SIP headers. With the exception of "P-" headers + described in Section 4.1, all SIP extensions must be standards track + and must be developed in the IETF based upon requirements provided by + the SIPPING Working Group. + + IETF working groups do not live forever; typically, mailing lists + continue after the working group is concluded. If the SIP Working + Group has closed and no suitable replacement or follow-on working + group is active, the Transport Area directors will the use the non- + working group standards track document process (described in section + 6.1.2 of RFC 2026--IETF Standards Process [2]) using the SIP and + SIPPING mailing lists and designated experts from the SIP community + for advice. The IETF will remain the home of extensions of SIP and + the requirement of standards track action will remain as defined in + the rest of this document. The rate of growth of extensions of any + protocol in the IETF is hoped to be low. + + It is appropriate for any working group to develop SIP event packages + [4], but the working group must have charter approval to do so. The + IETF will also require (Individual) RFC publication for the + registration of event packages developed outside the scope of an IETF + working group. Requirements for publishing event packages are + described in detail in Section 4.3. + + + + +Mankin, et. al. Best Current Practice [Page 2] + +RFC 3427 Change Process for SIP December 2002 + + +2.2 The IETF SIPPING Working Group + + The IETF Session Initiation Protocol Proposal Investigation (sipping) + Working Group is chartered to be a filter in front of the SIP Working + Group. This working group will investigate requirements for + applications of SIP, some of which may lead to requests for + extensions to SIP. These requirements may come from the community at + large, or from individuals who are reporting the requirements as + determined by another standards body. The SIPPING Working Group will + also not live forever, with similar consideration to the sections + above. + + The SIPPING Working Group may determine: that these requirements can + be satisfied by SIP without modifications, that the requirements are + not sufficiently general to warrant a change to SIP, that the + requirements justify a change to SIP, or that the requirements should + be combined with other requirements to solve a more general problem + or solve the same problem in a more flexible way. + + Because the SIP protocol gets so much attention, some application + designers may want to use it just because it is there, such as for + controlling household appliances. SIPPING should act as a filter, + accepting only requirements which play to the best strengths of SIP, + such as realtime presence. + + When the SIPPING working group decides on a set of requirements, it + forwards them to the SIP working group. The SIPPING Working Group + may also document usage or applications of SIP which do not require + any protocol extensions. + + The SIPPING working group also acts as a filter for proposed event + packages as described in Section 4.3. + +3. SIP Change Process + + Anyone who thinks that the existing SIP protocol is applicable to + their application, yet not sufficient for their task must write an + individual Internet-Draft explaining the problem they are trying to + solve, why SIP is the applicable protocol, and why the existing SIP + protocol will not work. The Internet-Draft must include a detailed + set of requirements (distinct from solutions) that SIP would need to + meet to solve the particular problem. The Internet-Draft must also + describe in detail any security issues that arise from meeting those + requirements. After the Internet-Draft is published, the authors + should send a note to the SIPPING Working Group mailing list to start + discussion on the Internet-Draft. + + + + + +Mankin, et. al. Best Current Practice [Page 3] + +RFC 3427 Change Process for SIP December 2002 + + + The SIPPING working group chairs, in conjunction with the Transport + Area Directors, will determine if the particular problems raised in + the requirements Internet-Draft warrants being added to the SIPPING + charter based on the mailing list discussion. The SIPPING working + group should consider whether the requirements can be merged with + other requirements from other applications, and refine the ID + accordingly. + + If the chairs and the ADs both feel that the particular new problems + should be added to the SIPPING Working Group charter, then the ADs + will present the proposed SIPPING charter modifications to the IESG + and IAB, in accordance with the usual process for charter expansion. + If the IESG (with IAB advice) approves of the charter changes, the + SIPPING working group can then work on the problems described in the + Internet-Draft. + + In a separate Internet-Draft, the authors may describe a set of + changes to SIP that would meet the requirements. The Internet-Draft + would then be passed to the SIP working group for consideration (if + warranted). The SIP working group is not required to adopt the + proposed solution from this additional Internet-Draft. + + The SIPPING working group may also evaluate such proposals for + extensions if the requirements are judged to be appropriate to SIP, + but are not sufficiently general for standards track activity. The + SIPPING working group will attempt to determine if the new proposal + meets the requirements for publication as a "P-" header, as described + in Section 4.1, within a specific scope of applicability. + + The Transport ADs may, on a case by case basis, support a process in + which the requirements analysis is implicit and the SIP working group + requests the addition of a charter item for an extension without a + full SIPPING process as described. This will be the exception. + + With respect to standardization, this process means that SIP + extensions come only from the IETF, the body that created SIP. The + IETF will not publish a SIP extension RFC outside of the processes + described here. + + The SIP Working Group is required to protect the architectural + integrity of SIP and must not add features that do not have general + use beyond the specific case. Also, they must not add features just + to make a particular function more efficient at the expense of + simplicity or robustness. + + + + + + + +Mankin, et. al. Best Current Practice [Page 4] + +RFC 3427 Change Process for SIP December 2002 + + + Some working groups besides SIPPING generate requirements for SIP + solutions and/or extensions as well. At the time this document was + written, these include SIP for Instant Messaging and Presence + Leveraging Extensions (simple), Service in the PSTN/IN Requesting + InTernet Service (spirits), and Telephone Number Mapping (enum). + +4. Extensibility and Architecture + + In an idealized protocol model, extensible design would be self- + contained, and it would be inherent that new extensions and new + headers would naturally have an architectural coherence with the + original protocol. + + However, this idealized vision has not been attained in the world of + standards track protocols. While, interoperability implications can + be addressed by capabilities negotiation rules, the effects of adding + features that overlap, or that deal with a point solution and are not + general, are much harder to control with rules. Therefore, the + Transport Area calls for architectural guardianship and application + of Occam's Razor by the SIP Working Group. + + In keeping with the IETF tradition of "running code and rough + consensus", it is valid to allow for the development of SIP + extensions that are either not ready for standards track, but might + be understood for that role after some running code, or are private + or proprietary in nature, because a characteristic motivating them is + usage that is known not to fit the Internet architecture for SIP. We + call these "P-" headers, for "preliminary", "private", or + "proprietary". + + There are two key issues to consider with respect to keeping the "P-" + header extension space "safe": + + 1. Clearly indicating the unarchitected or not-yet understood nature + of the extension. + + 2. Preventing identity conflicts between extensions. + +4.1 Indicating a "P-" Header: + + Use of an "X-" prefix on textual identifiers has been widely used to + indicate experimental extensions in other protocols. This approach + is applied in modified form here by use of a "P-" header extension. + However, there are a number of stronger constraints for "P-" headers, + including documentation that get Expert and IESG review, and other + SIP protocol criteria described below. + + + + + +Mankin, et. al. Best Current Practice [Page 5] + +RFC 3427 Change Process for SIP December 2002 + + + Informational SIP Headers can be registered as "P-" headers if all of + the following conditions are met: + + 1. A designated expert (as defined in RFC 2434 [4]) MUST review the + proposal for applicability to SIP and conformance to these + guidelines. The Expert Reviewer will send email to the Transport + Area Directors on this determination. The expert reviewer can + cite one or more of the guidelines that haven't been followed in + his/her opinion. + + 2. The proposed extension MUST NOT define SIP option tags, response + codes, or methods. + + 3. The function of the proposed header MUST NOT overlap with current + or planned chartered extensions. + + 4. The proposed header MUST be of a purely informational nature, and + MUST NOT significantly change the behavior of SIP entities which + support it. Headers which merely provide additional information + pertinent to a request or a response are acceptable. If the + headers redefine or contradict normative behavior defined in + standards track SIP specifications, that is what is meant by + significantly different behavior. + + 5. The proposed header MUST NOT undermine SIP security in any sense. + The Internet Draft proposing the new header MUST address security + issues in detail as if it were a Standards Track document. Note + that, if the intended application scenario makes certain + assumptions regarding security, the security considerations only + need to meet the intended application scenario rather than the + general Internet case. In any case, security issues need to be + discussed for arbitrary usage scenarios (including the general + Internet case). + + 6. The proposed header MUST be clearly documented in an (Individual + or Working Group) Informational RFC, and registered with IANA. + + 7. An applicability statement in the Informational RFC MUST clearly + document the useful scope of the proposal, and explain its + limitations and why it is not suitable for the general use of SIP + in the Internet. + + Any implementation of a "P-" header (meaning "not specified by a + standards-track RFC issued through the SIP Working Group") MUST + include a "P-" prefix on the header, as in "P-Headername". Note that + "P-" extensions are not IETF standards of any kind, and MUST NOT be + required by any production deployment considered compliant to IETF + specifications. Specifically, implementations are only SIP compliant + + + +Mankin, et. al. Best Current Practice [Page 6] + +RFC 3427 Change Process for SIP December 2002 + + + if a) they fall back to baseline behavior when they ignore all P- + headers, and b) when using P- headers they do not contradict any + normative behavior. + +4.2 Preventing Identity Conflicts Between P-Extensions: + + In order to prevent identity conflicts between P-headers, this + document provides an IANA process (See: "IANA Considerations" below) + to register the P-headers. The handling of unknown P-headers is to + ignore them, however, section 4.1 is to be taken seriously, and users + of P-headers will have best results with adherence. All implemented + P-headers SHOULD meet the P-Header requirements in 4.1. Any P-header + used outside of a very restricted research or teaching environment + (such as a student lab on implementing extensions) MUST meet those + requirements and MUST be documented in an RFC and be IANA registered. + IANA registration is permitted when the IESG approves the internet- + draft. + +4.3 SIP Event Packages + + events [4] defines two different types of event packages: normal + event packages, and event template-packages. Event template-packages + can only be created and registered by the publication of a Standards + Track RFC (from an IETF Working Group). Normal event packages can be + created and registered by the publication of any Working Group RFC + (Informational, Standards Track, Experimental), provided that the RFC + is a chartered working group item. + + Individuals may also wish to publish SIP Event packages. Individual + proposals for registration of a SIP event package MUST first be + published as Internet-drafts for review by the SIPPING Working Group, + or the working group, mailing list, or expert designated by the + Transport Area Directors if the SIPPING Working Group has closed. + Proposals should include a strong motivational section, a thorough + description of the proposed syntax and semantics, event package + considerations, security considerations, and examples of usage. The + author should submit his or her proposal as an individual Internet- + Draft, and post an announcement to the working group mailing list to + begin discussion. The SIPPING Working Group will determine if the + proposed package is a) an inappropriate usage of SIP, b) applicable + to SIP but not sufficiently interesting, general, or in-scope to + adopt as a working group effort, c) contrary to similar work planned + in the Working Group, or d) should be adopted as or merged with + chartered work. + + + + + + + +Mankin, et. al. Best Current Practice [Page 7] + +RFC 3427 Change Process for SIP December 2002 + + + The IETF requires (Individual) RFC publication for registration of + event packages developed outside the scope of an IETF working group, + according to the following guidelines: + + 1. A designated expert (as defined in RFC 2434 [4]) MUST review the + proposal for applicability to SIP and conformance with these + guidelines. The Expert Reviewer will send email to the IESG on + this determination. The expert reviewer can cite one or more of + the guidelines that have not been followed in his/her opinion. + + 2. The proposed extension MUST NOT define an event template-package. + + 3. The function of the proposed package MUST NOT overlap with + current or planned chartered packages. + + 4. The event package MUST NOT redefine or contradict the normative + behavior of SIP events [4], SIP [3], or related standards track + extensions. + + 5. The proposed package MUST NOT undermine SIP security in any + sense. The Internet Draft proposing the new package MUST address + security issues in detail as if it were a Standards Track + document. Security issues need to be discussed for arbitrary + usage scenarios (including the general Internet case). + + 6. The proposed package MUST be clearly documented in an + (Individual) Informational RFC, and registered with IANA. The + package MUST document all the package considerations required in + Section 5 of SIP events [4]. + + 7. If determined by the expert reviewer or the chairs or ADs of the + SIPPING WG, an applicability statement in the Informational RFC + MUST clearly document the useful scope of the proposal, and + explain its limitations and why it is not suitable for the + general use of SIP in the Internet. + +5. Security Considerations + + Complexity and indeterminate or hard to define protocol behavior, + depending on which of many extensions operate, is a fine breeding + ground for security flaws. + + All Internet-Drafts that present new requirements for SIP must + include a discussion of the security requirements and implications + inherent in the proposal. All RFCs that modify or extend SIP must + show that they have adequate security and do not worsen SIP's + existing security considerations. + + + + +Mankin, et. al. Best Current Practice [Page 8] + +RFC 3427 Change Process for SIP December 2002 + + +6. IANA Considerations + + RFC 3261 [3] directs the Internet Assigned Numbers Authority (IANA) + to establish a registry for SIP method names, a registry for SIP + option tags, and a registry for SIP response codes, and to amend the + practices used for the existing registry for SIP headers. + + With the exception of P-headers, entries go into these registries + only by approval of an Internet-Draft as a standards track RFC. + + Each RFC shall include an IANA Considerations section which directs + IANA to create appropriate registrations. Registration shall be done + at the time the IESG announces its approval of the draft containing + the registration requests. + + Standard headers and messages MUST NOT begin with the leading + characters "P-". + + "P-" header names MUST begin with the leading characters "P-". No + "P-" header which conflicts with (would, without the "P-" prefix have + the same name as) an existing standards track header is allowed. + Each registration of a "P-" header will also reserve the name of the + header as it would appear without the "P-" prefix. However, the + reserved name without the "P-" will not explicitly appear in the + registry. It will only appear if there is a later standards track + document (which is unlikely in most cases!). Please do not accept + the registration of IANA-Greeting when you see: P-IANA-Greeting. + P-header's "reserved standard names" MUST NOT be used in a SIP + implementation prior to standardization of the header. + + Short forms of headers MUST only be assigned to standards track + headers. In other words, P-headers MUST NOT have short forms. + + Similarly, RFC 3265 [4] directs the IANA to establish a registry for + SIP event packages and SIP event template packages. For event + template packages, entries go into this registry only by approval of + a draft for standards track RFC. For ordinary event packages, + entries go into this registry only by approval of a draft for RFC (of + any type). In either case, the IESG announcement of approval + authorizes IANA to make the registration. + + + + + + + + + + + +Mankin, et. al. Best Current Practice [Page 9] + +RFC 3427 Change Process for SIP December 2002 + + +7. Acknowledgements + + The Transport ADs thank our IESG and IAB colleagues (especially Randy + Bush, Harald Alvestrand, John Klensin, Leslie Daigle, Patrik + Faltstrom, and Ned Freed) for valuable discussions of extensibility + issues in a wide range of protocols, including those that our area + brings forward and others. Thanks to the many members of the SIP + community engaged in interesting dialogue about this document as + well; Jonathan Rosenberg and Jon Peterson gave us useful reviews. + Thanks also to Henning Schulzrinne and William Marshall. + +8. Normative References + + [1] Bradner, S., "Key words for use in RFCs to Indicate Requirement + Levels", BCP 14, RFC 2119, March 1997. + + [2] Bradner, S., "The Internet Standards Process -- Revision 3", BCP + 9, RFC 2026, October 1996. + + [3] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, A., + Peterson, J., Sparks, R., Handley, M. and E. Schooler, "SIP: + Session Initiation Protocol", RFC 3261, June 2002. + + [4] Roach, A., "Session Initiation Protocol (SIP) - Specific Event + Notification", RFC 3265, June 2002. + + + + + + + + + + + + + + + + + + + + + + + + + + +Mankin, et. al. Best Current Practice [Page 10] + +RFC 3427 Change Process for SIP December 2002 + + +9. Authors' Addresses + + Allison Mankin + Bell Labs, Lucent Corporation + + EMail: mankin@psg.com + + + Scott Bradner + Harvard University + + EMail: sob@harvard.edu + + + Rohan Mahy + Cisco + + EMail: rohan@cisco.com + + + Dean Willis + dynamicsoft + + EMail: dean.willis@softarmor.com + + + Brian Rosen + Marconi + + EMail: brian.rosen@marconi.com + + + Joerg Ott + ipDialog / Uni Bremen TZI + + EMail: jo@ipdialog.com + + + + + + + + + + + + + + + +Mankin, et. al. Best Current Practice [Page 11] + +RFC 3427 Change Process for SIP December 2002 + + +10. Full Copyright Statement + + Copyright (C) The Internet Society (2002). All Rights Reserved. + + This document and translations of it may be copied and furnished to + others, and derivative works that comment on or otherwise explain it + or assist in its implementation may be prepared, copied, published + and distributed, in whole or in part, without restriction of any + kind, provided that the above copyright notice and this paragraph are + included on all such copies and derivative works. However, this + document itself may not be modified in any way, such as by removing + the copyright notice or references to the Internet Society or other + Internet organizations, except as needed for the purpose of + developing Internet standards in which case the procedures for + copyrights defined in the Internet Standards process must be + followed, or as required to translate it into languages other than + English. + + The limited permissions granted above are perpetual and will not be + revoked by the Internet Society or its successors or assigns. + + This document and the information contained herein is provided on an + "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING + TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING + BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION + HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF + MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE. + +Acknowledgement + + Funding for the RFC Editor function is currently provided by the + Internet Society. + + + + + + + + + + + + + + + + + + + +Mankin, et. al. Best Current Practice [Page 12] + |