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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+
+Network Working Group M. Luby
+Request for Comments: 3450 Digital Fountain
+Category: Experimental J. Gemmell
+ Microsoft
+ L. Vicisano
+ Cisco
+ L. Rizzo
+ Univ. Pisa
+ J. Crowcroft
+ Cambridge Univ.
+ December 2002
+
+
+ Asynchronous Layered Coding (ALC) Protocol Instantiation
+
+Status of this Memo
+
+ This memo defines an Experimental Protocol for the Internet
+ community. It does not specify an Internet standard of any kind.
+ Discussion and suggestions for improvement are requested.
+ Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2002). All Rights Reserved.
+
+Abstract
+
+ This document describes the Asynchronous Layered Coding (ALC)
+ protocol, a massively scalable reliable content delivery protocol.
+ Asynchronous Layered Coding combines the Layered Coding Transport
+ (LCT) building block, a multiple rate congestion control building
+ block and the Forward Error Correction (FEC) building block to
+ provide congestion controlled reliable asynchronous delivery of
+ content to an unlimited number of concurrent receivers from a single
+ sender.
+
+Table of Contents
+
+ 1. Introduction.................................................2
+ 1.1 Delivery service models...................................3
+ 1.2 Scalability...............................................5
+ 1.3 Environmental Requirements and Considerations.............6
+ 2. Architecture Definition......................................8
+ 2.1 LCT building block........................................9
+ 2.2 Multiple rate congestion control building block..........10
+ 2.3 FEC building block.......................................11
+ 2.4 Session Description......................................13
+
+
+
+Luby, et. al. Experimental [Page 1]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ 2.5 Packet authentication building block.....................14
+ 3. Conformance Statement.......................................14
+ 4. Functionality Definition....................................14
+ 4.1 Packet format used by ALC................................15
+ 4.2 Detailed Example of Packet format used by ALC............16
+ 4.3 Header-Extension Fields..................................23
+ 4.4 Sender Operation.........................................26
+ 4.5 Receiver Operation.......................................27
+ 5. Security Considerations.....................................29
+ 6. IANA Considerations.........................................31
+ 7. Intellectual Property Issues................................31
+ 8. Acknowledgments.............................................31
+ 9. References..................................................31
+ Authors' Addresses.............................................33
+ Full Copyright Statement.......................................34
+
+1. Introduction
+
+ This document describes a massively scalable reliable content
+ delivery protocol, Asynchronous Layered Coding (ALC), for multiple
+ rate congestion controlled reliable content delivery. The protocol
+ is specifically designed to provide massive scalability using IP
+ multicast as the underlying network service. Massive scalability in
+ this context means the number of concurrent receivers for an object
+ is potentially in the millions, the aggregate size of objects to be
+ delivered in a session ranges from hundreds of kilobytes to hundreds
+ of gigabytes, each receiver can initiate reception of an object
+ asynchronously, the reception rate of each receiver in the session is
+ the maximum fair bandwidth available between that receiver and the
+ sender, and all of this can be supported using a single sender.
+
+ Because ALC is focused on reliable content delivery, the goal is to
+ deliver objects as quickly as possible to each receiver while at the
+ same time remaining network friendly to competing traffic. Thus, the
+ congestion control used in conjunction with ALC should strive to
+ maximize use of available bandwidth between receivers and the sender
+ while at the same time backing off aggressively in the face of
+ competing traffic.
+
+ The sender side of ALC consists of generating packets based on
+ objects to be delivered within the session and sending the
+ appropriately formatted packets at the appropriate rates to the
+ channels associated with the session. The receiver side of ALC
+ consists of joining appropriate channels associated with the session,
+ performing congestion control by adjusting the set of joined channels
+ associated with the session in response to detected congestion, and
+
+
+
+
+
+Luby, et. al. Experimental [Page 2]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ using the packets to reliably reconstruct objects. All information
+ flow in an ALC session is in the form of data packets sent by a
+ single sender to channels that receivers join to receive data.
+
+ ALC does specify the Session Description needed by receivers before
+ they join a session, but the mechanisms by which receivers obtain
+ this required information is outside the scope of ALC. An
+ application that uses ALC may require that receivers report
+ statistics on their reception experience back to the sender, but the
+ mechanisms by which receivers report back statistics is outside the
+ scope of ALC. In general, ALC is designed to be a minimal protocol
+ instantiation that provides reliable content delivery without
+ unnecessary limitations to the scalability of the basic protocol.
+
+ This document is a product of the IETF RMT WG and follows the general
+ guidelines provided in RFC 3269 [8].
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in BCP 14, RFC 2119 [2].
+
+ Statement of Intent
+
+ This memo contains part of the definitions necessary to fully
+ specify a Reliable Multicast Transport protocol in accordance with
+ RFC2357. As per RFC2357, the use of any reliable multicast
+ protocol in the Internet requires an adequate congestion control
+ scheme.
+
+ While waiting for such a scheme to be available, or for an
+ existing scheme to be proven adequate, the Reliable Multicast
+ Transport working group (RMT) publishes this Request for Comments
+ in the "Experimental" category.
+
+ It is the intent of RMT to re-submit this specification as an IETF
+ Proposed Standard as soon as the above condition is met.
+
+1.1 Delivery service models
+
+ ALC can support several different reliable content delivery service
+ models. Some examples are briefly described here.
+
+ Push service model.
+
+ A push model is a sender initiated concurrent delivery of objects to
+ a selected set of receivers. A push service model can be used for
+ example for reliable delivery of a large object such as a 100 GB
+ file. The sender could send a Session Description announcement to a
+
+
+
+Luby, et. al. Experimental [Page 3]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ control channel and receivers could monitor this channel and join a
+ session whenever a Session Description of interest arrives. Upon
+ receipt of the Session Description, each receiver could join the
+ session to receive packets until enough packets have arrived to
+ reconstruct the object, at which point the receiver could report back
+ to the sender that its reception was completed successfully. The
+ sender could decide to continue sending packets for the object to the
+ session until all receivers have reported successful reconstruction
+ or until some other condition has been satisfied. In this example,
+ the sender uses ALC to generate packets based on the object and send
+ packets to channels associated with the session, and the receivers
+ use ALC to receive packets from the session and reconstruct the
+ object.
+
+ There are several features ALC provides to support the push model.
+ For example, the sender can optionally include an Expected Residual
+ Time (ERT) in the packet header that indicates the expected remaining
+ time of packet transmission for either the single object carried in
+ the session or for the object identified by the Transmission Object
+ Identifier (TOI) if there are multiple objects carried in the
+ session. This can be used by receivers to determine if there is
+ enough time remaining in the session to successfully receive enough
+ additional packets to recover the object. If for example there is
+ not enough time, then the push application may have receivers report
+ back to the sender to extend the transmission of packets for the
+ object for enough time to allow the receivers to obtain enough
+ packets to reconstruct the object. The sender could then include an
+ ERT based on the extended object transmission time in each subsequent
+ packet header for the object. As other examples, the LCT header
+ optionally can contain a Close Session flag that indicates when the
+ sender is about to end sending packet to the session and a Close
+ Object flag that indicates when the sender is about to end sending
+ packets to the session for the object identified by the Transmission
+ Object ID. However, these flags are not a completely reliable
+ mechanism and thus the Close Session flag should only be used as a
+ hint of when the session is about to close and the Close Object flag
+ should only be used as a hint of when transmission of packets for the
+ object is about to end.
+
+ The push model is particularly attractive in satellite networks and
+ wireless networks. In these environments a session may include one
+ channel and a sender may send packets at a fixed rate to this
+ channel, but sending at a fixed rate without congestion control is
+ outside the scope of this document.
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 4]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ On-demand content delivery model.
+
+ For an on-demand content delivery service model, senders typically
+ transmit for some given time period selected to be long enough to
+ allow all the intended receivers to join the session and recover a
+ single object. For example a popular software update might be
+ transmitted using ALC for several days, even though a receiver may be
+ able to complete the download in one hour total of connection time,
+ perhaps spread over several intervals of time. In this case the
+ receivers join the session at any point in time when it is active.
+ Receivers leave the session when they have received enough packets to
+ recover the object. The receivers, for example, obtain a Session
+ Description by contacting a web server.
+
+ Other service models.
+
+ There may be other reliable content delivery service models that can
+ be supported by ALC. The description of the potential applications,
+ the appropriate delivery service model, and the additional mechanisms
+ to support such functionalities when combined with ALC is beyond the
+ scope of this document.
+
+1.2 Scalability
+
+ Massive scalability is a primary design goal for ALC. IP multicast
+ is inherently massively scalable, but the best effort service that it
+ provides does not provide session management functionality,
+ congestion control or reliability. ALC provides all of this on top
+ of IP multicast without sacrificing any of the inherent scalability
+ of IP multicast. ALC has the following properties:
+
+ o To each receiver, it appears as if though there is a dedicated
+ session from the sender to the receiver, where the reception rate
+ adjusts to congestion along the path from sender to receiver.
+
+ o To the sender, there is no difference in load or outgoing rate if
+ one receiver is joined to the session or a million (or any number
+ of) receivers are joined to the session, independent of when the
+ receivers join and leave.
+
+ o No feedback packets are required from receivers to the sender.
+
+ o Almost all packets in the session that pass through a bottleneck
+ link are utilized by downstream receivers, and the session shares
+ the link with competing flows fairly in proportion to their
+ utility.
+
+
+
+
+
+Luby, et. al. Experimental [Page 5]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Thus, ALC provides a massively scalable content delivery transport
+ that is network friendly.
+
+ ALC intentionally omits any application specific features that could
+ potentially limit its scalability. By doing so, ALC provides a
+ minimal protocol that is massively scalable. Applications may be
+ built on top of ALC to provide additional features that may limit the
+ scalability of the application. Such applications are outside the
+ scope of this document.
+
+1.3 Environmental Requirements and Considerations
+
+ All of the environmental requirements and considerations that apply
+ to the LCT building block [11], the FEC building block [10], the
+ multiple rate congestion control building block and to any additional
+ building blocks that ALC uses also apply to ALC.
+
+ ALC requires connectivity between a sender and receivers, but does
+ not require connectivity from receivers to a sender. ALC inherently
+ works with all types of networks, including LANs, WANs, Intranets,
+ the Internet, asymmetric networks, wireless networks, and satellite
+ networks. Thus, the inherent raw scalability of ALC is unlimited.
+ However, ALC requires receivers to obtain the Session Description
+ out-of-band before joining a session and some implementations of this
+ may limit scalability.
+
+ If a receiver is joined to multiple ALC sessions then the receiver
+ MUST be able to uniquely identify and demultiplex packets to the
+ correct session. The Transmission Session Identifier (TSI) that MUST
+ appear in each packet header is used for this purpose. The TSI is
+ scoped by the IP address of the sender, and the IP address of the
+ sender together with the TSI uniquely identify the session. Thus,
+ the demultiplexing MUST be done on the basis of the IP address of the
+ sender and the TSI of the session from that sender.
+
+ ALC is presumed to be used with an underlying IP multicast network or
+ transport service that is a "best effort" service that does not
+ guarantee packet reception, packet reception order, and which does
+ not have any support for flow or congestion control. There are
+ currently two models of multicast delivery, the Any-Source Multicast
+ (ASM) model as defined in RFC 1112 [3] and the Source-Specific
+ Multicast (SSM) model as defined in [7]. ALC works with both
+ multicast models, but in a slightly different way with somewhat
+ different environmental concerns. When using ASM, a sender S sends
+ packets to a multicast group G, and an ALC channel address consists
+ of the pair (S,G), where S is the IP address of the sender and G is a
+
+
+
+
+
+Luby, et. al. Experimental [Page 6]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ multicast group address. When using SSM, a sender S sends packets to
+ an SSM channel (S,G), and an ALC channel address coincides with the
+ SSM channel address.
+
+ A sender can locally allocate unique SSM channel addresses, and this
+ makes allocation of ALC channel addresses easy with SSM. To allocate
+ ALC channel addresses using ASM, the sender must uniquely choose the
+ ASM multicast group address across the scope of the group, and this
+ makes allocation of ALC channel addresses more difficult with ASM.
+
+ ALC channels and SSM channels coincide, and thus the receiver will
+ only receive packets sent to the requested ALC channel. With ASM,
+ the receiver joins an ALC channel by joining a multicast group G, and
+ all packets sent to G, regardless of the sender, may be received by
+ the receiver. Thus, SSM has compelling security advantages over ASM
+ for prevention of denial of service attacks. In either case,
+ receivers SHOULD use mechanisms to filter out packets from unwanted
+ sources.
+
+ Other issues specific to ALC with respect to ASM is the way the
+ multiple rate congestion control building block interacts with ASM.
+ The congestion control building block may use the measured difference
+ in time between when a join to a channel is sent and when the first
+ packet from the channel arrives in determining the receiver reception
+ rate. The congestion control building block may also uses packet
+ sequence numbers per channel to measure losses, and this is also used
+ to determine the receiver reception rate. These features raise two
+ concerns with respect to ASM: The time difference between when the
+ join to a channel is sent and when the first packet arrives can be
+ significant due to the use of Rendezvous Points (RPs) and the MSDP
+ protocol, and packets can be lost in the switch over from the (*,G)
+ join to the RP and the (S,G) join directly to the sender. Both of
+ these issues could potentially substantially degrade the reception
+ rate of receivers. To ameliorate these concerns, it is RECOMMENDED
+ that the RP be as close to the sender as possible. SSM does not
+ share these same concerns. For a fuller consideration of these
+ issues, consult the multiple rate congestion control building block.
+
+ Some networks are not amenable to some congestion control protocols
+ that could be used with ALC. In particular, for a satellite or
+ wireless network, there may be no mechanism for receivers to
+ effectively reduce their reception rate since there may be a fixed
+ transmission rate allocated to the session.
+
+ ALC is compatible with either IPv4 or IPv6 as no part of the packet
+ is IP version specific.
+
+
+
+
+
+Luby, et. al. Experimental [Page 7]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+2. Architecture Definition
+
+ ALC uses the LCT building block [11] to provide in-band session
+ management functionality. ALC uses a multiple rate congestion
+ control building block that is compliant with RFC 2357 [12] to
+ provide congestion control that is feedback free. Receivers adjust
+ their reception rates individually by joining and leaving channels
+ associated with the session. ALC uses the FEC building block [10] to
+ provide reliability. The sender generates encoding symbols based on
+ the object to be delivered using FEC codes and sends them in packets
+ to channels associated with the session. Receivers simply wait for
+ enough packets to arrive in order to reliably reconstruct the object.
+ Thus, there is no request for retransmission of individual packets
+ from receivers that miss packets in order to assure reliable
+ reception of an object, and the packets and their rate of
+ transmission out of the sender can be independent of the number and
+ the individual reception experiences of the receivers.
+
+ The definition of a session for ALC is the same as it is for LCT. An
+ ALC session comprises multiple channels originating at a single
+ sender that are used for some period of time to carry packets
+ pertaining to the transmission of one or more objects that can be of
+ interest to receivers. Congestion control is performed over the
+ aggregate of packets sent to channels belonging to a session. The
+ fact that an ALC session is restricted to a single sender does not
+ preclude the possibility of receiving packets for the same objects
+ from multiple senders. However, each sender would be sending packets
+ to a a different session to which congestion control is individually
+ applied. Although receiving concurrently from multiple sessions is
+ allowed, how this is done at the application level is outside the
+ scope of this document.
+
+ ALC is a protocol instantiation as defined in RFC 3048 [16]. This
+ document describes version 1 of ALC which MUST use version 1 of LCT
+ described in [11]. Like LCT, ALC is designed to be used with the IP
+ multicast network service. This specification defines ALC as payload
+ of the UDP transport protocol [15] that supports IP multicast
+ delivery of packets. Future versions of this specification, or
+ companion documents may extend ALC to use the IP network layer
+ service directly. ALC could be used as the basis for designing a
+ protocol that uses a different underlying network service such as
+ unicast UDP, but the design of such a protocol is outside the scope
+ of this document.
+
+ An ALC packet header immediately follows the UDP header and consists
+ of the default LCT header that is described in [11] followed by the
+ FEC Payload ID that is described in [10]. The Congestion Control
+ Information field within the LCT header carries the required
+
+
+
+Luby, et. al. Experimental [Page 8]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Congestion Control Information that is described in the multiple rate
+ congestion control building block specified that is compliant with
+ RFC 2357 [12]. The packet payload that follows the ALC packet header
+ consists of encoding symbols that are identified by the FEC Payload
+ ID as described in [10].
+
+ Each receiver is required to obtain a Session Description before
+ joining an ALC session. As described later, the Session Description
+ includes out-of-band information required for the LCT, FEC and the
+ multiple rate congestion control building blocks. The FEC Object
+ Transmission Information specified in the FEC building block [10]
+ required for each object to be received by a receiver can be
+ communicated to a receiver either out-of-band or in-band using a
+ Header Extension. The means for communicating the Session
+ Description and the FEC Object Transmission Information to a receiver
+ is outside the scope of this document.
+
+2.1 LCT building block
+
+ LCT requires receivers to be able to uniquely identify and
+ demultiplex packets associated with an LCT session, and ALC inherits
+ and strengthens this requirement. A Transport Session Identifier
+ (TSI) MUST be associated with each session and MUST be carried in the
+ LCT header of each ALC packet. The TSI is scoped by the sender IP
+ address, and the (sender IP address, TSI) pair MUST uniquely identify
+ the session.
+
+ The LCT header contains a Congestion Control Information (CCI) field
+ that MUST be used to carry the Congestion Control Information from
+ the specified multiple rate congestion control protocol. There is a
+ field in the LCT header that specifies the length of the CCI field,
+ and the multiple rate congestion control building block MUST uniquely
+ identify a format of the CCI field that corresponds to this length.
+
+ The LCT header contains a Codepoint field that MAY be used to
+ communicate to a receiver the settings for information that may vary
+ during a session. If used, the mapping between settings and
+ Codepoint values is to be communicated in the Session Description,
+ and this mapping is outside the scope of this document. For example,
+ the FEC Encoding ID that is part of the FEC Object Transmission
+ Information as specified in the FEC building block [10] could vary
+ for each object carried in the session, and the Codepoint value could
+ be used to communicate the FEC Encoding ID to be used for each
+ object. The mapping between FEC Encoding IDs and Codepoints could
+ be, for example, the identity mapping.
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 9]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ If more than one object is to be carried within a session then the
+ Transmission Object Identifier (TOI) MUST be used in the LCT header
+ to identify which packets are to be associated with which objects.
+ In this case the receiver MUST use the TOI to associate received
+ packets with objects. The TOI is scoped by the IP address of the
+ sender and the TSI, i.e., the TOI is scoped by the session. The TOI
+ for each object is REQUIRED to be unique within a session, but MAY
+ NOT be unique across sessions. Furthermore, the same object MAY have
+ a different TOI in different sessions. The mapping between TOIs and
+ objects carried in a session is outside the scope of this document.
+
+ If only one object is carried within a session then the TOI MAY be
+ omitted from the LCT header.
+
+ The default LCT header from version 1 of the LCT building block [11]
+ MUST be used.
+
+2.2 Multiple rate congestion control building block
+
+ Implementors of ALC MUST implement a multiple rate feedback-free
+ congestion control building block that is in accordance to RFC 2357
+ [12]. Congestion control MUST be applied to all packets within a
+ session independently of which information about which object is
+ carried in each packet. Multiple rate congestion control is
+ specified because of its suitability to scale massively and because
+ of its suitability for reliable content delivery. The multiple rate
+ congestion control building block MUST specify in-band Congestion
+ Control Information (CCI) that MUST be carried in the CCI field of
+ the LCT header. The multiple rate congestion control building block
+ MAY specify more than one format, but it MUST specify at most one
+ format for each of the possible lengths 32, 64, 96 or 128 bits. The
+ value of C in the LCT header that determines the length of the CCI
+ field MUST correspond to one of the lengths for the CCI defined in
+ the multiple rate congestion control building block, this length MUST
+ be the same for all packets sent to a session, and the CCI format
+ that corresponds to the length as specified in the multiple rate
+ congestion control building block MUST be the format used for the CCI
+ field in the LCT header.
+
+ When using a multiple rate congestion control building block a sender
+ sends packets in the session to several channels at potentially
+ different rates. Then, individual receivers adjust their reception
+ rate within a session by adjusting which set of channels they are
+ joined to at each point in time depending on the available bandwidth
+ between the receiver and the sender, but independent of other
+ receivers.
+
+
+
+
+
+Luby, et. al. Experimental [Page 10]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+2.3 FEC building block
+
+ The FEC building block [10] provides reliable object delivery within
+ an ALC session. Each object sent in the session is independently
+ encoded using FEC codes as described in [9], which provide a more
+ in-depth description of the use of FEC codes in reliable content
+ delivery protocols. All packets in an ALC session MUST contain an
+ FEC Payload ID in a format that is compliant with the FEC building
+ block [10]. The FEC Payload ID uniquely identifies the encoding
+ symbols that constitute the payload of each packet, and the receiver
+ MUST use the FEC Payload ID to determine how the encoding symbols
+ carried in the payload of the packet were generated from the object
+ as described in the FEC building block.
+
+ As described in [10], a receiver is REQUIRED to obtain the FEC Object
+ Transmission Information for each object for which data packets are
+ received from the session. The FEC Object Transmission Information
+ includes:
+
+ o The FEC Encoding ID.
+
+ o If an Under-Specified FEC Encoding ID is used then the FEC
+ Instance ID associated with the FEC Encoding ID.
+
+ o For each object in the session, the length of the object in
+ bytes.
+
+ o The additional required FEC Object Transmission Information for
+ the FEC Encoding ID as prescribed in the FEC building block [10].
+ For example, when the FEC Encoding ID is 128, the required FEC
+ Object Transmission Information is the number of source blocks
+ that the object is partitioned into and the length of each source
+ block in bytes.
+
+ Some of the FEC Object Transmission Information MAY be implicit based
+ on the implementation. As an example, source block lengths may be
+ derived by a fixed algorithm from the object length. As another
+ example, it may be that all source blocks are the same length and
+ this is what is passed out-of-band to the receiver. As another
+ example, it could be that the full sized source block length is
+ provided and this is the length used for all but the last source
+ block, which is calculated based on the full source block length and
+ the object length. As another example, it could be that the same FEC
+ Encoding ID and FEC Instance ID are always used for a particular
+ application and thus the FEC Encoding ID and FEC Instance ID are
+ implicitly defined.
+
+
+
+
+
+Luby, et. al. Experimental [Page 11]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Sometimes the objects that will be sent in a session are completely
+ known before the receiver joins the session, in which case the FEC
+ Object Transmission Information for all objects in the session can be
+ communicated to receivers before they join the session. At other
+ times the objects may not know when the session begins, or receivers
+ may join a session in progress and may not be interested in some
+ objects for which transmission has finished, or receivers may leave a
+ session before some objects are even available within the session.
+ In these cases, the FEC Object Transmission Information for each
+ object may be dynamically communicated to receivers at or before the
+ time packets for the object are received from the session. This may
+ be accomplished using either an out-of-band mechanism, in-band using
+ the Codepoint field or a Header Extension, or any combination of
+ these methods. How the FEC Object Transmission Information is
+ communicated to receivers is outside the scope of this document.
+
+ If packets for more than one object are transmitted within a session
+ then a Transmission Object Identifier (TOI) that uniquely identifies
+ objects within a session MUST appear in each packet header. Portions
+ of the FEC Object Transmission Information could be the same for all
+ objects in the session, in which case these portions can be
+ communicated to the receiver with an indication that this applies to
+ all objects in the session. These portions may be implicitly
+ determined based on the application, e.g., an application may use the
+ same FEC Encoding ID for all objects in all sessions. If there is a
+ portion of the FEC Object Transmission Information that may vary from
+ object to object and if this FEC Object Transmission Information is
+ communicated to a receiver out-of-band then the TOI for the object
+ MUST also be communicated to the receiver together with the
+ corresponding FEC Object Transmission Information, and the receiver
+ MUST use the corresponding FEC Object Transmission Information for
+ all packets received with that TOI. How the TOI and corresponding
+ FEC Object Transmission Information is communicated out-of-band to
+ receivers is outside the scope of this document.
+
+ It is also possible that there is a portion of the FEC Object
+ Transmission Information that may vary from object to object that is
+ carried in-band, for example in the CodePoint field or in Header
+ Extensions. How this is done is outside the scope of this document.
+ In this case the FEC Object Transmission Information is associated
+ with the object identified by the TOI carried in the packet.
+
+
+
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 12]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+2.4 Session Description
+
+ The Session Description that a receiver is REQUIRED to obtain before
+ joining an ALC session MUST contain the following information:
+
+ o The multiple rate congestion control building block to be used
+ for the session;
+
+ o The sender IP address;
+
+ o The number of channels in the session;
+
+ o The address and port number used for each channel in the session;
+
+ o The Transport Session ID (TSI) to be used for the session;
+
+ o An indication of whether or not the session carries packets for
+ more than one object;
+
+ o If Header Extensions are to be used, the format of these Header
+ Extensions.
+
+ o Enough information to determine the packet authentication scheme
+ being used, if it is being used.
+
+ How the Session Description is communicated to receivers is outside
+ the scope of this document.
+
+ The Codepoint field within the LCT portion of the header CAN be used
+ to communicate in-band some of the dynamically changing information
+ within a session. To do this, a mapping between Codepoint values and
+ the different dynamic settings MUST be included within the Session
+ Description, and then settings to be used are communicated via the
+ Codepoint value placed into each packet. For example, it is possible
+ that multiple objects are delivered within the same session and that
+ a different FEC encoding algorithm is used for different types of
+ objects. Then the Session Description could contain the mapping
+ between Codepoint values and FEC Encoding IDs. As another example,
+ it is possible that a different packet authentication scheme is used
+ for different packets sent to the session. In this case, the mapping
+ between the packet authentication scheme and Codepoint values could
+ be provided in the Session Description. Combinations of settings can
+ be mapped to Codepoint values as well. For example, a particular
+ combination of a FEC Encoding ID and a packet authentication scheme
+ could be associated with a Codepoint value.
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 13]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ The Session Description could also include, but is not limited to:
+
+ o The mappings between combinations of settings and Codepoint
+ values;
+
+ o The data rates used for each channel;
+
+ o The length of the packet payload;
+
+ o Any information that is relevant to each object being
+ transported, such as the Object Transmission Information for each
+ object, when the object will be available within the session and
+ for how long.
+
+ The Session Description could be in a form such as SDP as defined in
+ RFC 2327 [5], or XML metadata as defined in RFC 3023 [13], or
+ HTTP/Mime headers as defined in RFC 2068 [4], etc. It might be
+ carried in a session announcement protocol such as SAP as defined in
+ RFC 2974 [6], obtained using a proprietary session control protocol,
+ located on a web page with scheduling information, or conveyed via
+ E-mail or other out-of-band methods. Discussion of Session
+ Description formats and methods for communication of Session
+ Descriptions to receivers is beyond the scope of this document.
+
+2.5 Packet authentication building block
+
+ It is RECOMMENDED that implementors of ALC use some packet
+ authentication scheme to protect the protocol from attacks. An
+ example of a possibly suitable scheme is described in [14]. Packet
+ authentication in ALC, if used, is to be integrated through the
+ Header Extension support for packet authentication provided in the
+ LCT building block.
+
+3. Conformance Statement
+
+ This Protocol Instantiation document, in conjunction with the LCT
+ building block [11], the FEC building block [10] and with a multiple
+ rate congestion control building block completely specifies a working
+ reliable multicast transport protocol that conforms to the
+ requirements described in RFC 2357 [12].
+
+4. Functionality Definition
+
+ This section describes the format and functionality of the data
+ packets carried in an ALC session as well as the sender and receiver
+ operations for a session.
+
+
+
+
+
+Luby, et. al. Experimental [Page 14]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+4.1 Packet format used by ALC
+
+ The packet format used by ALC is the UDP header followed by the
+ default LCT header followed by the FEC Payload ID followed by the
+ packet payload. The default LCT header is described in the LCT
+ building block [11] and the FEC Payload ID is described in the FEC
+ building block [10]. The Congestion Control Information field in the
+ LCT header contains the REQUIRED Congestion Control Information that
+ is described in the multiple rate congestion control building block
+ used. The packet payload contains encoding symbols generated from an
+ object. If more than one object is carried in the session then the
+ Transmission Object ID (TOI) within the LCT header MUST be used to
+ identify which object the encoding symbols are generated from.
+ Within the scope of an object, encoding symbols carried in the
+ payload of the packet are identified by the FEC Payload ID as
+ described in the FEC building block.
+
+ The version number of ALC specified in this document is 1. This
+ coincides with version 1 of the LCT building block [11] used in this
+ specification. The LCT version number field should be interpreted as
+ the ALC version number field.
+
+ The overall ALC packet format is depicted in Figure 1. The packet is
+ an IP packet, either IPv4 or IPv6, and the IP header precedes the UDP
+ header. The ALC packet format has no dependencies on the IP version
+ number. The default LCT header MUST be used by ALC and this default
+ is described in detail in the LCT building block [11].
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | UDP header |
+ | |
+ +=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+=+
+ | Default LCT header |
+ | |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | FEC Payload ID |
+ | |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Encoding Symbol(s) |
+ | ... |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Figure 1 - Overall ALC packet format
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 15]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ In some special cases an ALC sender may need to produce ALC packets
+ that do not contain any payload. This may be required, for example,
+ to signal the end of a session or to convey congestion control
+ information. These data-less packets do not contain the FEC Payload
+ ID either, but only the LCT header fields. The total datagram
+ length, conveyed by outer protocol headers (e.g., the IP or UDP
+ header), enables receivers to detect the absence of the ALC payload
+ and FEC Payload ID.
+
+4.2 Detailed Example of Packet format used by ALC
+
+ A detailed example of an ALC packet starting with the LCT header is
+ shown in Figure 2. In the example, the LCT header is the first 5
+ 32-bit words, the FEC Payload ID is the next 2 32-bit words, and the
+ remainder of the packet is the payload.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | 1 | 0 | 0 |1| 1 |0|1|0|0|0| 5 | 128 |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Congestion Control Information (CCI, length = 32 bits) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Transport Session Identifier (TSI, length = 32 bits) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Transport Object Identifier (TOI, length = 32 bits) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Sender Current Time |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Source Block Number |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Encoding Symbol ID |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Encoding Symbol(s) |
+ | ... |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Figure 2 - A detailed example of the ALC packet format
+
+ The LCT portion of the overall ALC packet header is of variable size,
+ which is specified by a length field in the third byte of the header.
+ All integer fields are carried in "big-endian" or "network order"
+ format, that is, most significant byte (octet) first. Bits
+ designated as "padding" or "reserved" (r) MUST by set to 0 by senders
+ and ignored by receivers. Unless otherwise noted, numeric constants
+ in this specification are in decimal (base 10).
+
+
+
+
+
+Luby, et. al. Experimental [Page 16]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ The function and length and particular setting of the value for each
+ field in this detailed example of the header is the following,
+ described in the order of their appearance in the header.
+
+ ALC version number (V): 4 bits
+
+ Indicates the ALC version number.
+ The ALC version number for this specification is 1 as shown.
+ This is also the LCT version number.
+
+ Congestion control flag (C): 2 bits
+
+ The Congestion Control Information (CCI) field specified by the
+ multiple rate congestion control building block is a multiple
+ of 32-bits in length. The multiple rate congestion control
+ building block MUST specify a format for the CCI. The
+ congestion control building block MAY specify formats for
+ different CCI lengths, where the set of possible lengths is 32,
+ 64, 96 or 128 bits. The value of C MUST match the length of
+ exactly one of the possible formats for the congestion control
+ building block, and this format MUST be used for the CCI field.
+ The value of C MUST be the same for all packets sent to a
+ session.
+
+ C=0 indicates the 32-bit CCI field format is to be used.
+ C=1 indicates the 64-bit CCI field format is to be used.
+ C=2 indicates the 96-bit CCI field format is to be used.
+ C=3 indicates the 128-bit CCI field format is to be used.
+
+ In the example C=0 indicates that a 32-bit format is to be
+ used.
+
+ Reserved (r): 2 bits
+
+ Reserved for future use. A sender MUST set these bits to zero
+ and a receiver MUST ignore these bits.
+
+ As required, these bits are set to 0 in the example.
+
+ Transport Session Identifier flag (S): 1 bit
+
+ This is the number of full 32-bit words in the TSI field. The
+ TSI field is 32*S + 16*H bits in length. For ALC the length of
+ the TSI field is REQUIRED to be non-zero. This implies that
+ the setting S=0 and H=0 MUST NOT be used.
+
+ In the example S=1 and H=0, and thus the TSI is 32-bits in
+ length.
+
+
+
+Luby, et. al. Experimental [Page 17]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Transport Object Identifier flag (O): 2 bits
+
+ This is the number of full 32-bit words in the TOI field. The
+ TOI field is 32*O + 16*H bits in length. If more than one
+ object is to be delivered in the session then the TOI MUST be
+ used, in which case the setting O=0 and H=0 MUST NOT be used.
+
+ In the example O=1 and H=0, and thus the TOI is 32-bits in
+ length.
+
+ Half-word flag (H): 1 bit
+
+ The TSI and the TOI fields are both multiples of 32-bits plus
+ 16*H bits in length. This allows the TSI and TOI field lengths
+ to be multiples of a half-word (16 bits), while ensuring that
+ the aggregate length of the TSI and TOI fields is a multiple of
+ 32-bits.
+
+ In the example H=0 which indicates that both TSI and TOI are
+ both multiples of 32-bits in length.
+
+ Sender Current Time present flag (T): 1 bit
+
+ T = 0 indicates that the Sender Current Time (SCT) field is not
+ present.
+ T = 1 indicates that the SCT field is present. The SCT is
+ inserted by senders to indicate to receivers how long the
+ session has been in progress.
+
+ In the example T=1, which indicates that the SCT is carried in
+ this packet.
+
+ Expected Residual Time present flag (R): 1 bit
+
+ R = 0 indicates that the Expected Residual Time (ERT) field is
+ not present.
+ R = 1 indicates that the ERT field is present.
+
+ The ERT is inserted by senders to indicate to receivers how
+ much longer packets will be sent to the session for either the
+ single object carried in the session or for the object
+ identified by the TOI if there are multiple objects carried in
+ the session. Senders MUST NOT set R = 1 when the ERT for the
+ object is more than 2^32-1 time units (approximately 49 days),
+ where time is measured in units of milliseconds.
+
+ In the example R=0, which indicates that the ERT is not carried
+ in this packet.
+
+
+
+Luby, et. al. Experimental [Page 18]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Close Session flag (A): 1 bit
+
+ Normally, A is set to 0. The sender MAY set A to 1 when
+ termination of transmission of packets for the session is
+ imminent. A MAY be set to 1 in just the last packet
+ transmitted for the session, or A MAY be set to 1 in the last
+ few seconds of packets transmitted for the session. Once the
+ sender sets A to 1 in one packet, the sender SHOULD set A to 1
+ in all subsequent packets until termination of transmission of
+ packets for the session. A received packet with A set to 1
+ indicates to a receiver that the sender will immediately stop
+ sending packets for the session. When a receiver receives a
+ packet with A set to 1 the receiver SHOULD assume that no more
+ packets will be sent to the session.
+
+ In the example A=0, and thus this packet does not indicate the
+ close of the session.
+
+ Close Object flag (B): 1 bit
+
+ Normally, B is set to 0. The sender MAY set B to 1 when
+ termination of transmission of packets for an object is
+ imminent. If the TOI field is in use and B is set to 1 then
+ termination of transmission for the object identified by the
+ TOI field is imminent. If the TOI field is not in use and B is
+ set to 1 then termination of transmission for the one object in
+ the session identified by out-of-band information is imminent.
+ B MAY be set to 1 in just the last packet transmitted for the
+ object, or B MAY be set to 1 in the last few seconds packets
+ transmitted for the object. Once the sender sets B to 1 in one
+ packet for a particular object, the sender SHOULD set B to 1 in
+ all subsequent packets for the object until termination of
+ transmission of packets for the object. A received packet with
+ B set to 1 indicates to a receiver that the sender will
+ immediately stop sending packets for the object. When a
+ receiver receives a packet with B set to 1 then it SHOULD
+ assume that no more packets will be sent for the object to the
+ session.
+
+ In the example B=0, and thus this packet does not indicate the
+ end of sending data packets for the object.
+
+ LCT header length (HDR_LEN): 8 bits
+
+ Total length of the LCT header in units of 32-bit words. The
+ length of the LCT header MUST be a multiple of 32-bits. This
+ field can be used to directly access the portion of the packet
+ beyond the LCT header, i.e., the FEC Payload ID if the packet
+
+
+
+Luby, et. al. Experimental [Page 19]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ contains a payload, or the end of the packet if the packet
+ contains no payload.
+
+ In the example HDR_LEN=5 to indicate that the length of the LCT
+ header portion of the overall ALC is 5 32-bit words.
+
+ Codepoint (CP): 8 bits
+
+ This field is used by ALC to carry the mapping that identifies
+ settings for portions of the Session Description that can
+ change within the session. The mapping between Codepoint
+ values and the settings for portions of the Session Description
+ is to be communicated out-of-band.
+
+ In the example the portion of the Session Description that can
+ change within the session is the FEC Encoding ID, and the
+ identity mapping is used between Codepoint values and FEC
+ Encoding IDs. Thus, CP=128 identifies FEC Encoding ID 128, the
+ "Small Block, Large Block and Expandable FEC Codes" as
+ described in the FEC building block [10]. The FEC Payload ID
+ associated with FEC Encoding ID 128 is 64-bits in length.
+
+ Congestion Control Information (CCI): 32, 64, 96 or 128 bits
+
+ This is field contains the Congestion Control Information as
+ defined by the specified multiple rate congestion control
+ building block. The format of this field is determined by the
+ multiple rate congestion control building block.
+
+ This field MUST be 32 bits if C=0.
+ This field MUST be 64 bits if C=1.
+ This field MUST be 96 bits if C=2.
+ This field MUST be 128 bits if C=3.
+
+ In the example, the CCI is 32-bits in length. The format of
+ the CCI field for the example MUST correspond to the format for
+ the 32-bit version of the CCI specified in the multiple rate
+ congestion control building block.
+
+ Transport Session Identifier (TSI): 16, 32 or 48 bits
+
+ The TSI uniquely identifies a session among all sessions from a
+ particular sender. The TSI is scoped by the sender IP address,
+ and thus the (sender IP address, TSI) pair uniquely identify
+ the session. For ALC, the TSI MUST be included in the LCT
+ header.
+
+
+
+
+
+Luby, et. al. Experimental [Page 20]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ The TSI MUST be unique among all sessions served by the sender
+ during the period when the session is active, and for a large
+ period of time preceding and following when the session is
+ active. A primary purpose of the TSI is to prevent receivers
+ from inadvertently accepting packets from a sender that belong
+ to sessions other than sessions receivers are subscribed to.
+ For example, suppose a session is deactivated and then another
+ session is activated by a sender and the two sessions use an
+ overlapping set of channels. A receiver that connects and
+ remains connected to the first session during this sender
+ activity could possibly accept packets from the second session
+ as belonging to the first session if the TSI for the two
+ sessions were identical. The mapping of TSI field values to
+ sessions is outside the scope of this document and is to be
+ done out-of-band.
+
+ The length of the TSI field is 32*S + 16*H bits. Note that the
+ aggregate lengths of the TSI field plus the TOI field is a
+ multiple of 32 bits.
+
+ In the example the TSI is 32 bits in length.
+
+ Transport Object Identifier (TOI): 0, 16, 32, 48, 64, 80, 96 or 112
+ bits.
+
+ This field indicates which object within the session this
+ packet pertains to. For example, a sender might send a number
+ of files in the same session, using TOI=0 for the first file,
+ TOI=1 for the second one, etc. As another example, the TOI may
+ be a unique global identifier of the object that is being
+ transmitted from several senders concurrently, and the TOI
+ value may be the output of a hash function applied to the
+ object. The mapping of TOI field values to objects is outside
+ the scope of this document and is to be done out-of-band. The
+ TOI field MUST be used in all packets if more than one object
+ is to be transmitted in a session, i.e., the TOI field is
+ either present in all the packets of a session or is never
+ present.
+
+ The length of the TOI field is 32*O + 16*H bits. Note that the
+ aggregate lengths of the TSI field plus the TOI field is a
+ multiple of 32 bits.
+
+ In the example the TOI is 32 bits in length.
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 21]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Sender Current Time (SCT): 0 or 32 bits
+
+ This field represents the current clock of the sender at the
+ time this packet was transmitted, measured in units of 1ms and
+ computed modulo 2^32 units from the start of the session.
+
+ This field MUST NOT be present if T=0 and MUST be present if
+ T=1.
+
+ In this example the SCT is present.
+
+ Expected Residual Time (ERT): 0 or 32 bits
+
+ This field represents the sender expected residual transmission
+ time of packets for either the single object carried in the
+ session or for the object identified by the TOI if there are
+ multiple objects carried in the session.
+
+ This field MUST NOT be present if R=0 and MUST be present if
+ R=1.
+
+ In this example the ERT is not present.
+
+ FEC Payload ID: X bits
+
+ The length and format of the FEC Payload ID depends on the FEC
+ Encoding ID as described in the FEC building block [10]. The
+ FEC Payload ID format is determined by the FEC Encoding ID that
+ MUST be communicated in the Session Description. The Session
+ Description MAY specify that more than one FEC Encoding ID is
+ used in the session, in which case the Session Description MUST
+ contain a mapping that identifies which Codepoint values
+ correspond to which FEC Encoding IDs. This mapping, if used,
+ is outside the scope of this document.
+
+ The example packet format corresponds to the format for "Small
+ Block, Large Block and Expandable FEC Codes" as described in
+ the FEC building block, for which the associated FEC Encoding
+ ID 128. For FEC Encoding ID 128, the FEC Payload ID consists
+ of the following two fields that in total are X = 64 bits in
+ length:
+
+ Source Block Number (SBN): 32 bits
+
+ The Source Block Number identifies from which source block
+ of the object the encoding symbol(s) in the payload are
+ generated. These blocks are numbered consecutively from
+
+
+
+
+Luby, et. al. Experimental [Page 22]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ 0 to N-1, where N is the number of source blocks in the
+ object.
+
+ Encoding Symbol ID (ESI): 32 bits
+
+ The Encoding Symbol ID identifies which specific encoding
+ symbol(s) generated from the source block are carried in the
+ packet payload. The exact details of the correspondence
+ between Encoding Symbol IDs and the encoding symbol(s) in
+ the packet payload are dependent on the particular encoding
+ algorithm used as identified by the FEC Encoding ID and by
+ the FEC Instance ID.
+
+ Encoding Symbol(s): Y bits
+
+ The encoding symbols are what the receiver uses to reconstruct
+ an object. The total length Y of the encoding symbol(s) in the
+ packet can be determined by the receiver of the packet by
+ computing the total length of the received packet and
+ subtracting off the length of the headers.
+
+4.3 Header-Extension Fields
+
+ Header Extensions can be used to extend the LCT header portion of the
+ ALC header to accommodate optional header fields that are not always
+ used or have variable size. Header Extensions are not used in the
+ example ALC packet format shown in the previous subsection. Examples
+ of the use of Header Extensions include:
+
+ o Extended-size versions of already existing header fields.
+
+ o Sender and Receiver authentication information.
+
+ The presence of Header Extensions can be inferred by the LCT header
+ length (HDR_LEN): if HDR_LEN is larger than the length of the
+ standard header then the remaining header space is taken by Header
+ Extension fields.
+
+ If present, Header Extensions MUST be processed to ensure that they
+ are recognized before performing any congestion control procedure or
+ otherwise accepting a packet. The default action for unrecognized
+ Header Extensions is to ignore them. This allows the future
+ introduction of backward-compatible enhancements to ALC without
+ changing the ALC version number. Non backward-compatible Header
+ Extensions CANNOT be introduced without changing the ALC version
+ number.
+
+
+
+
+
+Luby, et. al. Experimental [Page 23]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ There are two formats for Header Extension fields, as depicted below.
+ The first format is used for variable-length extensions, with Header
+ Extension Type (HET) values between 0 and 127. The second format is
+ used for fixed length (one 32-bit word) extensions, using HET values
+ from 127 to 255.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | HET (<=127) | HEL | |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+ +
+ . .
+ . Header Extension Content (HEC) .
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | HET (>=128) | Header Extension Content (HEC) |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+ Figure 3 - Format of additional headers
+
+ The explanation of each sub-field is the following.
+
+ Header Extension Type (HET): 8 bits
+
+ The type of the Header Extension. This document defines a
+ number of possible types. Additional types may be defined in
+ future versions of this specification. HET values from 0 to
+ 127 are used for variable-length Header Extensions. HET values
+ from 128 to 255 are used for fixed-length 32-bit Header
+ Extensions.
+
+ Header Extension Length (HEL): 8 bits
+
+ The length of the whole Header Extension field, expressed in
+ multiples of 32-bit words. This field MUST be present for
+ variable-length extensions (HET between 0 and 127) and MUST NOT
+ be present for fixed-length extensions (HET between 128 and
+ 255).
+
+ Header Extension Content (HEC): variable length
+
+ The content of the Header Extension. The format of this sub-
+ field depends on the Header Extension type. For fixed-length
+ Header Extensions, the HEC is 24 bits. For variable-length
+ Header Extensions, the HEC field has variable size, as
+
+
+
+Luby, et. al. Experimental [Page 24]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ specified by the HEL field. Note that the length of each
+ Header Extension field MUST be a multiple of 32 bits. Also
+ note that the total size of the LCT header, including all
+ Header Extensions and all optional header fields, cannot exceed
+ 255 32-bit words.
+
+ Header Extensions are further divided between general LCT extensions
+ and Protocol Instantiation specific extensions (PI-specific).
+ General LCT extensions have HET in the ranges 0:63 and 128:191
+ inclusive. PI-specific extensions have HET in the ranges 64:127 and
+ 192:255 inclusive.
+
+ General LCT extensions are intended to allow the introduction of
+ backward-compatible enhancements to LCT without changing the LCT
+ version number. Non backward-compatible Header Extensions CANNOT be
+ introduced without changing the LCT version number.
+
+ PI-specific extensions are reserved for PI-specific use with semantic
+ and default parsing actions defined by the PI.
+
+ The following general LCT Header Extension types are defined:
+
+ EXT_NOP=0 No-Operation extension.
+ The information present in this extension field MUST be
+ ignored by receivers.
+
+ EXT_AUTH=1 Packet authentication extension
+ Information used to authenticate the sender of the
+ packet. The format of this Header Extension and its
+ processing is outside the scope of this document and is
+ to be communicated out-of-band as part of the Session
+ Description.
+
+ It is RECOMMENDED that senders provide some form of
+ packet authentication. If EXT_AUTH is present,
+ whatever packet authentication checks that can be
+ performed immediately upon reception of the packet
+ SHOULD be performed before accepting the packet and
+ performing any congestion control-related action on it.
+ Some packet authentication schemes impose a delay of
+ several seconds between when a packet is received and
+ when the packet is fully authenticated. Any congestion
+ control related action that is appropriate MUST NOT be
+ postponed by any such full packet authentication.
+
+ All senders and receivers implementing ALC MUST support the EXT_NOP
+ Header Extension and MUST recognize EXT_AUTH, but MAY NOT be able to
+ parse its content.
+
+
+
+Luby, et. al. Experimental [Page 25]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ For this version of ALC, the following PI-specific extension is
+ defined:
+
+ EXT_FTI=64 FEC Object Transmission Information extension
+ The purpose of this extension is to carry in-band the
+ FEC Object Transmission Information for an object. The
+ format of this Header Extension and its processing is
+ outside the scope of this document and is to be
+ communicated out-of-band as part of the Session
+ Description.
+
+4.4 Sender Operation
+
+ The sender operation when using ALC includes all the points made
+ about the sender operation when using the LCT building block [11],
+ the FEC building block [10] and the multiple rate congestion control
+ building block.
+
+ A sender using ALC MUST make available the required Session
+ Description as described in Section 2.4. A sender also MUST make
+ available the required FEC Object Transmission Information as
+ described in Section 2.3.
+
+ Within a session a sender transmits a sequence of packets to the
+ channels associated with the session. The ALC sender MUST obey the
+ rules for filling in the CCI field in the packet headers and MUST
+ send packets at the appropriate rates to the channels associated with
+ the session as dictated by the multiple rate congestion control
+ building block.
+
+ The ALC sender MUST use the same TSI for all packets in the session.
+ Several objects MAY be delivered within the same ALC session. If
+ more than one object is to be delivered within a session then the
+ sender MUST use the TOI field and each object MUST be identified by a
+ unique TOI within the session, and the sender MUST use corresponding
+ TOI for all packets pertaining to the same object. The FEC Payload
+ ID MUST correspond to the encoding symbol(s) for the object carried
+ in the payload of the packet.
+
+ Objects MAY be transmitted sequentially within a session, and they
+ MAY be transmitted concurrently. However, it is good practice to
+ only send objects concurrently in the same session if the receivers
+ that participate in that portion of the session have interest in
+ receiving all the objects. The reason for this is that it wastes
+ bandwidth and networking resources to have receivers receive data for
+ objects that they have no interest in. However, there are no rules
+ with respect to mixing packets for different objects carried within
+ the session. Although this issue affects the efficiency of the
+
+
+
+Luby, et. al. Experimental [Page 26]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ protocol, it does not affect the correctness nor the inter-
+ operability of ALC between senders and receivers.
+
+ Typically, the sender(s) continues to send packets in a session until
+ the transmission is considered complete. The transmission may be
+ considered complete when some time has expired, a certain number of
+ packets have been sent, or some out-of-band signal (possibly from a
+ higher level protocol) has indicated completion by a sufficient
+ number of receivers.
+
+ It is RECOMMENDED that packet authentication be used. If packet
+ authentication is used then the Header Extensions described in
+ Section 4.3 MUST be used to carry the authentication.
+
+ This document does not pose any restriction on packet sizes.
+ However, network efficiency considerations recommend that the sender
+ uses as large as possible packet payload size, but in such a way that
+ packets do not exceed the network's maximum transmission unit size
+ (MTU), or fragmentation coupled with packet loss might introduce
+ severe inefficiency in the transmission. It is RECOMMENDED that all
+ packets have the same or very similar sizes, as this can have a
+ severe impact on the effectiveness of the multiple rate congestion
+ control building block.
+
+4.5 Receiver Operation
+
+ The receiver operation when using ALC includes all the points made
+ about the receiver operation when using the LCT building block [11],
+ the FEC building block [10] and the multiple rate congestion control
+ building block.
+
+ To be able to participate in a session, a receiver MUST obtain the
+ REQUIRED Session Description as listed in Section 2.4. How receivers
+ obtain a Session Description is outside the scope of this document.
+
+ To be able to be a receiver in a session, the receiver MUST be able
+ to process the ALC header. The receiver MUST be able to discard,
+ forward, store or process the other headers and the packet payload.
+ If a receiver is not able to process the ALC header, it MUST drop
+ from the session.
+
+ To be able to participate in a session, a receiver MUST implement the
+ multiple rate congestion control building block using the Congestion
+ Control Information field provided in the LCT header. If a receiver
+ is not able to implement the multiple rate congestion control
+ building block it MUST NOT join the session.
+
+
+
+
+
+Luby, et. al. Experimental [Page 27]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Several objects can be carried either sequentially or concurrently
+ within the same session. In this case, each object is identified by
+ a unique TOI. Note that even if a sender stops sending packets for
+ an old object before starting to transmit packets for a new object,
+ both the network and the underlying protocol layers can cause some
+ reordering of packets, especially when sent over different channels,
+ and thus receivers SHOULD NOT assume that the reception of a packet
+ for a new object means that there are no more packets in transit for
+ the previous one, at least for some amount of time.
+
+ As described in Section 2.3, a receiver MUST obtain the required FEC
+ Object Transmission Information for each object for which the
+ receiver receives and processes packets.
+
+ A receiver MAY concurrently join multiple ALC sessions from one or
+ more senders. The receiver MUST perform congestion control on each
+ such session. The receiver MAY make choices to optimize the packet
+ flow performance across multiple sessions, as long as the receiver
+ still adheres to the multiple rate congestion control building block
+ for each session individually.
+
+ Upon receipt of each packet the receiver proceeds with the following
+ steps in the order listed.
+
+ (1) The receiver MUST parse the packet header and verify that it is a
+ valid header. If it is not valid then the packet MUST be
+ discarded without further processing. If multiple packets are
+ received that cannot be parsed then the receiver SHOULD leave the
+ session.
+
+ (2) The receiver MUST verify that the sender IP address together with
+ the TSI carried in the header matches one of the (sender IP
+ address, TSI) pairs that was received in a Session Description
+ and that the receiver is currently joined to. If there is not a
+ match then the packet MUST be discarded without further
+ processing. If multiple packets are received with non-matching
+ (sender IP address, TSI) values then the receiver SHOULD leave
+ the session. If the receiver is joined to multiple ALC sessions
+ then the remainder of the steps are performed within the scope of
+ the (sender IP address, TSI) session of the received packet.
+
+ (3) The receiver MUST process and act on the CCI field in accordance
+ with the multiple rate congestion control building block.
+
+ (4) If more than one object is carried in the session, the receiver
+ MUST verify that the TOI carried in the LCT header is valid. If
+ the TOI is not valid, the packet MUST be discarded without
+ further processing.
+
+
+
+Luby, et. al. Experimental [Page 28]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ (5) The receiver SHOULD process the remainder of the packet,
+ including interpreting the other header fields appropriately, and
+ using the FEC Payload ID and the encoding symbol(s) in the
+ payload to reconstruct the corresponding object.
+
+ It is RECOMMENDED that packet authentication be used. If packet
+ authentication is used then it is RECOMMENDED that the receiver
+ immediately check the authenticity of a packet before proceeding with
+ step (3) above. If immediate checking is possible and if the packet
+ fails the check then the receiver MUST discard the packet and reduce
+ its reception rate to a minimum before continuing to regulate its
+ reception rate using the multiple rate congestion control.
+
+ Some packet authentication schemes such as TESLA [14] do not allow an
+ immediate authenticity check. In this case the receiver SHOULD check
+ the authenticity of a packet as soon as possible, and if the packet
+ fails the check then it MUST be discarded before step (5) above and
+ reduce its reception rate to a minimum before continuing to regulate
+ its reception rate using the multiple rate congestion control.
+
+5. Security Considerations
+
+ The same security consideration that apply to the LCT, FEC and the
+ multiple rate congestion control building blocks also apply to ALC.
+
+ Because of the use of FEC, ALC is especially vulnerable to denial-
+ of-service attacks by attackers that try to send forged packets to
+ the session which would prevent successful reconstruction or cause
+ inaccurate reconstruction of large portions of the object by
+ receivers. ALC is also particularly affected by such an attack
+ because many receivers may receive the same forged packet. There are
+ two ways to protect against such attacks, one at the application
+ level and one at the packet level. It is RECOMMENDED that prevention
+ be provided at both levels.
+
+ At the application level, it is RECOMMENDED that an integrity check
+ on the entire received object be done once the object is
+ reconstructed to ensure it is the same as the sent object. Moreover,
+ in order to obtain strong cryptographic integrity protection a
+ digital signature verifiable by the receiver SHOULD be used to
+ provide this application level integrity check. However, if even one
+ corrupted or forged packet is used to reconstruct the object, it is
+ likely that the received object will be reconstructed incorrectly.
+ This will appropriately cause the integrity check to fail and in this
+ case the inaccurately reconstructed object SHOULD be discarded.
+ Thus, the acceptance of a single forged packet can be an effective
+ denial of service attack for distributing objects, but an object
+ integrity check at least prevents inadvertent use of inaccurately
+
+
+
+Luby, et. al. Experimental [Page 29]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ reconstructed objects. The specification of an application level
+ integrity check of the received object is outside the scope of this
+ document.
+
+ At the packet level, it is RECOMMENDED that a packet level
+ authentication be used to ensure that each received packet is an
+ authentic and uncorrupted packet containing FEC data for the object
+ arriving from the specified sender. Packet level authentication has
+ the advantage that corrupt or forged packets can be discarded
+ individually and the received authenticated packets can be used to
+ accurately reconstruct the object. Thus, the effect of a denial of
+ service attack that injects forged packets is proportional only to
+ the number of forged packets, and not to the object size. Although
+ there is currently no IETF standard that specifies how to do
+ multicast packet level authentication, TESLA [14] is a known
+ multicast packet authentication scheme that would work.
+
+ In addition to providing protection against reconstruction of
+ inaccurate objects, packet level authentication can also provide some
+ protection against denial of service attacks on the multiple rate
+ congestion control. Attackers can try to inject forged packets with
+ incorrect congestion control information into the multicast stream,
+ thereby potentially adversely affecting network elements and
+ receivers downstream of the attack, and much less significantly the
+ rest of the network and other receivers. Thus, it is also
+ RECOMMENDED that packet level authentication be used to protect
+ against such attacks. TESLA [14] can also be used to some extent to
+ limit the damage caused by such attacks. However, with TESLA a
+ receiver can only determine if a packet is authentic several seconds
+ after it is received, and thus an attack against the congestion
+ control protocol can be effective for several seconds before the
+ receiver can react to slow down the session reception rate.
+
+ Reverse Path Forwarding checks SHOULD be enabled in all network
+ routers and switches along the path from the sender to receivers to
+ limit the possibility of a bad agent injecting forged packets into
+ the multicast tree data path.
+
+ A receiver with an incorrect or corrupted implementation of the
+ multiple rate congestion control building block may affect health of
+ the network in the path between the sender and the receiver, and may
+ also affect the reception rates of other receivers joined to the
+ session. It is therefore RECOMMENDED that receivers be required to
+ identify themselves as legitimate before they receive the Session
+ Description needed to join the session. How receivers identify
+ themselves as legitimate is outside the scope of this document.
+
+
+
+
+
+Luby, et. al. Experimental [Page 30]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ Another vulnerability of ALC is the potential of receivers obtaining
+ an incorrect Session Description for the session. The consequences
+ of this could be that legitimate receivers with the wrong Session
+ Description are unable to correctly receive the session content, or
+ that receivers inadvertently try to receive at a much higher rate
+ than they are capable of, thereby disrupting traffic in portions of
+ the network. To avoid these problems, it is RECOMMENDED that
+ measures be taken to prevent receivers from accepting incorrect
+ Session Descriptions, e.g., by using source authentication to ensure
+ that receivers only accept legitimate Session Descriptions from
+ authorized senders. How this is done is outside the scope of this
+ document.
+
+6. IANA Considerations
+
+ No information in this specification is directly subject to IANA
+ registration. However, building blocks components used by ALC may
+ introduce additional IANA considerations. In particular, the FEC
+ building block used by ALC does require IANA registration of the FEC
+ codecs used.
+
+7. Intellectual Property Issues
+
+ The IETF has been notified of intellectual property rights claimed in
+ regard to some or all of the specification contained in this
+ document. For more information consult the online list of claimed
+ rights.
+
+8. Acknowledgments
+
+ Thanks to Vincent Roca, Justin Chapweske and Roger Kermode for their
+ detailed comments on this document.
+
+9. References
+
+ [1] Bradner, S., "The Internet Standards Process -- Revision 3", BCP
+ 9, RFC 2026, October 1996.
+
+ [2] Bradner, S., "Key words for use in RFCs to Indicate Requirement
+ Levels", BCP 14, RFC 2119, March 1997.
+
+ [3] Deering, S., "Host Extensions for IP Multicasting", STD 5, RFC
+ 1112, August 1989.
+
+ [4] Fielding, R., Gettys, J., Mogul, J., Frystyk, H. and T.
+ Berners-Lee, "Hypertext Transfer Protocol -- HTTP/1.1", RFC
+ 2616, January 1997.
+
+
+
+
+Luby, et. al. Experimental [Page 31]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+ [5] Handley, M. and V. Jacobson, "SDP: Session Description
+ Protocol", RFC 2327, April 1998.
+
+ [6] Handley, M., Perkins, C. and E. Whelan, "Session Announcement
+ Protocol", RFC 2974, October 2000.
+
+ [7] Holbrook, H. W., "A Channel Model for Multicast", Ph.D.
+ Dissertation, Stanford University, Department of Computer
+ Science, Stanford, California, August 2001.
+
+ [8] Kermode, R., Vicisano, L., "Author Guidelines for Reliable
+ Multicast Transport (RMT) Building Blocks and Protocol
+ Instantiation documents", RFC 3269, April 2002.
+
+ [9] Luby, M., Vicisano, L., Gemmell, J., Rizzo, L., Handley, M. and
+ J. Crowcroft, "The Use of Forward Error Correction (FEC) in
+ Reliable Multicast", RFC 3453, December 2002.
+
+ [10] Luby, M., Vicisano, L., Gemmell, J., Rizzo, L., Handley, M., and
+ J. Crowcroft, "Forward Error Correction (FEC) Building Block",
+ RFC 3452, December 2002.
+
+ [11] Luby, M., Gemmell, J., Vicisano, L., Rizzo, L., Handley, M. and
+ J. Crowcroft, "Layered Coding Transport (LCT) Building Block",
+ RFC 3451 December 2002.
+
+ [12] Mankin, A., Romanow, A., Bradner, S. and V. Paxson, "IETF
+ Criteria for Evaluating Reliable Multicast Transport and
+ Application Protocols", RFC 2357, June 1998.
+
+ [13] Murata, M., St.Laurent, S. and D. Kohn, "XML Media Types", RFC
+ 3023, January 2001.
+
+ [14] Perrig, A., Canetti, R., Song, D. and J.D. Tygar, "Efficient and
+ Secure Source Authentication for Multicast", Network and
+ Distributed System Security Symposium, NDSS 2001, pp. 35-46,
+ February 2001.
+
+ [15] Postel, J., "User Datagram Protocol", STD 6, RFC 768, August
+ 1980.
+
+ [16] Whetten, B., Vicisano, L., Kermode, R., Handley, M., Floyd, S.
+ and M. Luby, "Reliable Multicast Transport Building Blocks for
+ One-to-Many Bulk-Data Transfer", RFC 3048, January 2001.
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 32]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+Authors' Addresses
+
+ Michael Luby
+ Digital Fountain
+ 39141 Civic Center Dr.
+ Suite 300
+ Fremont, CA, USA, 94538
+
+ EMail: luby@digitalfountain.com
+
+
+ Jim Gemmell
+ Microsoft Research
+ 455 Market St. #1690
+ San Francisco, CA, 94105
+
+ EMail: jgemmell@microsoft.com
+
+
+ Lorenzo Vicisano
+ cisco Systems, Inc.
+ 170 West Tasman Dr.
+ San Jose, CA, USA, 95134
+
+ EMail: lorenzo@cisco.com
+
+
+ Luigi Rizzo
+ Dip. Ing. dell'Informazione,
+ Univ. di Pisa
+ via Diotisalvi 2, 56126 Pisa, Italy
+
+ EMail: luigi@iet.unipi.it
+
+
+ Jon Crowcroft
+ Marconi Professor of Communications Systems
+ University of Cambridge
+ Computer Laboratory
+ William Gates Building
+ J J Thomson Avenue
+ Cambridge CB3 0FD, UK
+
+ EMail: Jon.Crowcroft@cl.cam.ac.uk
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 33]
+
+RFC 3450 ALC protocol instantiation December 2002
+
+
+Full Copyright Statement
+
+ Copyright (C) The Internet Society (2002). All Rights Reserved.
+
+ This document and translations of it may be copied and furnished to
+ others, and derivative works that comment on or otherwise explain it
+ or assist in its implementation may be prepared, copied, published
+ and distributed, in whole or in part, without restriction of any
+ kind, provided that the above copyright notice and this paragraph are
+ included on all such copies and derivative works. However, this
+ document itself may not be modified in any way, such as by removing
+ the copyright notice or references to the Internet Society or other
+ Internet organizations, except as needed for the purpose of
+ developing Internet standards in which case the procedures for
+ copyrights defined in the Internet Standards process must be
+ followed, or as required to translate it into languages other than
+ English.
+
+ The limited permissions granted above are perpetual and will not be
+ revoked by the Internet Society or its successors or assigns.
+
+ This document and the information contained herein is provided on an
+ "AS IS" basis and THE INTERNET SOCIETY AND THE INTERNET ENGINEERING
+ TASK FORCE DISCLAIMS ALL WARRANTIES, EXPRESS OR IMPLIED, INCLUDING
+ BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE INFORMATION
+ HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED WARRANTIES OF
+ MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Luby, et. al. Experimental [Page 34]
+