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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group J. Burchfiel
+Request for Comments: 467 R. Tomlinson
+NIC: 14741 Bolt Beranek and Newman
+ 20 February 1973
+
+ Proposed Change To Host-Host Protocol
+ Resynchronization Of Connection Status
+
+I. Introduction
+
+ The current Host-Host protocol (NIC #8246) contains no provisions for
+ resynchronizing the status information kept at the two ends of each
+ connection. In particular, if either host suffers a service
+ interruption, or if a control message is lost or corrupted in an
+ interface or in the subnet, the status information at the two ends of
+ the connection will be inconsistent.
+
+ Since the current protocol provides no way to correct this condition,
+ the NCP's at the two ends stay "confused" forever. A frequent and
+ frustrating symptom of this effect is the "lost allocate" phenomenon,
+ where the receiving NCP believes that it has bit and message
+ allocations outstanding, while the sending NCP believes that it does
+ not have any allocation. As a result, information flow over that
+ connection can never be restarted.
+
+ Use of the Host-Host RST (reset) command is inappropriate here, as it
+ destroys all connections between the two hosts. What is needed is a
+ way to reset only the affected connection without disturbing any
+ others.
+
+ A second troublesome symptom of inconsistency in status information
+ is the "half-closed" connection: after a service interruption or
+ network partitioning, one NCP may believe that a connection is still
+ open, while the other believes that the connection is closed. (Does
+ not exist.) When such an inconsistency is discovered, the "open" end
+ of the connection should be closed.
+
+
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+
+Burchfiel [Page 1]
+
+RFC 467 February 1973
+
+
+II. The RCR and RCS Commands
+
+ To achieve resynchronization of allocation, we propose the addition
+ of the following two commands to the host-host protocol.
+
+ 8 8
+ +-----------+-----------+
+ | RCS | link | Reset connection by sender
+ +-----------+-----------+
+
+ 8 8
+ +-----------+-----------+
+ | RCR | link | Reset connection by receiver
+ +-----------+-----------+
+
+ The RCS command is sent from the host sending on "link" to the host
+ receiving on "link". This command may be sent whenever the sending
+ host desires to re-synch the status information associated with the
+ connection. Some circumstances in which the sending Host may choose
+ to do this are:
+
+ 1.) After a timeout when there is traffic to move but no
+ allocation. (Assumes that an allocation has been lost)
+
+ 2.) When an inconsistent event occurs associated with that
+ connection (e.g. an outstanding allocation in excess of 2^32 bits
+ or 2^16 messages.
+
+ The mechanics of re-synchronizing the allocations is simply:
+
+ 1.) Empty all messages and allocates from the "pipeline".
+
+ 2.) Zero the variables at both ends indicating bit and message
+ allocation.
+
+ 3.) Restart allocate/message exchanges in the normal way.
+
+ This resynchronization scheme is race-free because the RCS and RCR
+ commands are used as a positive acknowledgement pair.
+
+III. Resynchronization by Sender
+
+ To initiate resynchronization, the sending NCP should:
+
+ 1.) Put the connection in a "waiting-for-RCR-reply" state. No
+ more regular messages may be transmitted over this connection
+ until the RCR reply is received.
+
+
+
+
+Burchfiel [Page 2]
+
+RFC 467 February 1973
+
+
+ 2.) Wait until the message pipeline is empty, i.e. until a RFNM
+ has been received for each regular message sent over this
+ connection. This synchronizes the control and data activity, and
+ also assures that the data stream will not be corrupted during the
+ control re-synchronization exchange.
+
+ 3.) Send the RCS command.
+
+ 4.) Continue to process allocates normally, updating the variables
+ which indicate outstanding bit and message allocation.
+
+ When the receiving NCP receives the RCS, it should:
+
+ 1.) Zero the variables indicating outstanding bit and message
+ allocation.
+
+ 2.) Reset the connection to the state which indicates readiness to
+ accept a message.
+
+ 3.) Confirm the re-synchronization by sending the RCR reply.
+
+ 4.) Reconsider bit and message allocation, and send an ALL command
+ for any allocation it cares to do.
+
+ When the sending host receives the RCR reply, it should:
+
+ 1.) Zero the variables indicating outstanding bit and message
+ allocate.
+
+ 2.) Put the connection into the "ready-to-send-message" state in
+ preparation for any forthcoming ALL commands.
+
+ At this point, the "pipeline" contains no messages and no allocates,
+ and the outstanding allocation variables at both ends are in
+ agreement. (With value zero)
+
+IV. Resynchronization By Receiver
+
+ The re-synchronization sequence may be triggered by the receiving
+ NCP. Such resynchronization could be initiated manually by TIP and
+ TELNET users who are expecting output but receiving none. Again
+ assuming that allocation has been lost, the appropriate action is to
+ reset the connection by sending an RCR command. This action is also
+ appropriate if an inconsistent event occurs with respect to the
+ connection. (e.g. arrival of a message which exceeds allocation).
+
+
+
+
+
+
+Burchfiel [Page 3]
+
+RFC 467 February 1973
+
+
+ To initiate re-synchronization, the receiving NCP should:
+
+ 1.) Put the connection into a "waiting-for-RCS-reply" state. No
+ more allocates may be transmitted for this connection until the
+ RCS reply is received.
+
+ 2.) Send the RCR command.
+
+ 3.) Continue to process regular messages normally, updating the
+ variables which indicate outstanding bit and message allocation.
+
+ When the sending NCP receives the RCR command, it should:
+
+ 1.) Wait until the message pipeline is empty, i.e. until the RFNM
+ has been received for each regular message sent over the
+ connection. This synchronizes the control and data activity, and
+ also assures that the data stream will not be corrupted during the
+ control re-synchronization exchange.
+
+ 2.) Zero the variables indicating outstanding bit and message
+ allocation.
+
+ 3.) Put the connection into the "ready-to-send-message" state in
+ preparation for any forthcoming ALL commands.
+
+ 4.) Confirm the re-synchronization by sending the RCS reply.
+
+ When the receiving host receives the RCS reply, it should:
+
+ 1.) Zero the variables indicating outstanding bit and message
+ allocation.
+
+ 2.) Reset the connection to the state which indicates readiness to
+ accept a message.
+
+ 3.) Reconsider bit and message allocation, and send an ALL command
+ for any allocation it cares to do.
+
+V. Simultaneous Resynchronization
+
+ This specification for a re-synchronization exchange is guaranteed to
+ restore the allocation information at the two ends to a consistent
+ state. This happens correctly whether the re-synchronization is
+ triggered by the sender, the receiver, or both at the same time.
+ When both ends initiate a command at the same time, (the RCS and RCR
+ commands cross in the pipeline) each interprets the other's command
+ as a confirmation reply; thus, the resynchronization happens
+ correctly independent of the relative timing.
+
+
+
+Burchfiel [Page 4]
+
+RFC 467 February 1973
+
+
+ The essential factor here is that when either end receives the reset
+ request, it is sure that the other end will take no further actions
+ which could affect the allocation variables. The activity which
+ occurs during simultaneous resynchronization by both ends is as
+ follows:
+
+ The sending NCP:
+
+ 1. Puts the connection into a "waiting-for-RCR-reply" state. No
+ more regular messages may be transmitted over this connection
+ until the RCR reply is received.
+
+ 2. Waits until the message pipeline is empty, i.e. until a RFNM
+ has been received for each regular message sent over this
+ connection. This synchronizes the control and data activity, and
+ also assures that the data stream will not be corrupted during the
+ control re-synchronization exchange.
+
+ 3. Sends the RCS command.
+
+ 4. Continues to process allocates normally, updating the variables
+ which indicate outstanding bit and message allocation.
+
+ Concurrently with 1, 2, 3 and 4 above, the receiving NCP:
+
+ 5. Puts the connection into a "waiting-for-RCS-reply" state. No
+ more allocates may be transmitted for this connection until the
+ RCS reply is received.
+
+ 6. Sends the RCR command.
+
+ 7. Continues to process regular messages normally.
+
+ The RCS and RCR commands cross somewhere in the pipeline. When the
+ sender receives the RCR command, it interprets it as a reply to its
+ own RCS command. It then:
+
+ 8. Zeroes the variables indicating outstanding bit and message
+ allocation.
+
+ 9. Puts the connection into the "ready-to-send-message" state in
+ preparation for any forthcoming ALL commands.
+
+ Concurrently with 8 and 9 above, the receiving NCP will receive the
+ RCS command. It will interpret it as a reply to its own RCR command.
+ It then:
+
+
+
+
+
+Burchfiel [Page 5]
+
+RFC 467 February 1973
+
+
+ 10. Zeroes the variables indicating outstanding bit and message
+ allocation.
+
+ 11. Resets the connection to the state which indicates readiness
+ to accept a message.
+
+ 12. Reconsiders bit and message allocation, and sends an ALL
+ command for any allocation it cares to do.
+
+VI. The Problem Of Half-closed Connections
+
+ The above procedures provide a way to resynchronize a connection
+ after a brief lapse by a communications component, which results in
+ lost messages or allocates for an open connection.
+
+ A longer and more severe interruption of communication may result
+ from a partitioning of the subnet or from a service interruption on
+ one of the communicating hosts. It is undesirable to tie up
+ resources indefinitely under such circumstances, so the user is
+ provided with the option of freeing up these resources (including
+ himself) by unilaterally dissolving the connection. Here
+ "unilaterally" means sending the CLS command and closing the
+ connection without receiving the CLS acknowledgement. Note that this
+ is legal only if the subnet indicates that the destination is dead.
+
+ When service is restored after such an interruption, the status
+ information at the two ends of the connection is out of
+ synchronization. One end believes that the connection is open, and
+ may proceed to use the connection. The disconnecting end believes
+ that the connection is closed (does not exist), and may proceed to
+ re-initialize communication by opening a new connection (RTS or STR
+ command) using the same local socket.
+
+ The re-synchronization needed here is to properly close the open end
+ of the connection when the inconsistency is detected. We propose to
+ accomplish this by changing the semantics of three existing host-host
+ protocol commands.
+
+VII. Redefinition of RTS, STR, ERR (link) to Handle Half-closed
+ Connections
+
+ The "missing CLS" situation described above can manifest itself in
+ two ways. The first way involves action taken by the NCP at the
+ "open" end of the connection. It may continue to send regular
+ messages on the link of the half-closed connection, or control
+ messages referencing its link. The NCP at the "closed" end should
+ respond with the ERR message, specifying that the link is unknown.
+ (Error code = 5 does not correspond to an open connection). On
+
+
+
+Burchfiel [Page 6]
+
+RFC 467 February 1973
+
+
+ receipt of such an ERR message, the NCP at the "open" end should
+ close the connection by modifying its tables, (without sending any
+ CLS command) thereby bringing both ends into agreement.
+
+ The second way this inconsistency can show up involves actions
+ initiated by the NCP at the "closed" end. It may (thinking the
+ connection is closed) send an STR or RTS to reopen the connection.
+ The NCP at the "open" end will detect an inconsistency when it
+ receives such an RTS or STR command, because it specifies the same
+ foreign socket as an existing open connection. In this case, the NCP
+ at the "open" end should close the connection (without sending any
+ CLS command) to bring the two ends into agreement before responding
+ to the RTS/STR.
+
+VIII. Conclusions
+
+ The scheme presented in Section II to resynchronize allocation has
+ one very important property: the data stream is preserved through the
+ exchange. Since no data is lost, it is safe to initiate re-
+ synchronization from either end at any time. When in doubt, re-
+ synchronize.
+
+ The changes in the semantics of RTS, STR, and ERR(code 5) commands
+ provide the synchronization needed to complete the closing of "half-
+ closed" connections.
+
+ The protocol changes above will make the host-host protocol far more
+ robust, in that useful work can continue in spite of lapses by the
+ communications components.
+
+
+ [ This RFC was put into machine readable form for entry ]
+ [ into the online RFC archives by Via Genie 08/00]
+
+
+
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+Burchfiel [Page 7]
+