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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group M. Nystroem
+Request for Comments: 4758 RSA Security
+Category: Informational November 2006
+
+
+ Cryptographic Token Key Initialization Protocol (CT-KIP)
+ Version 1.0 Revision 1
+
+Status of This Memo
+
+ This memo provides information for the Internet community. It does
+ not specify an Internet standard of any kind. Distribution of this
+ memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The IETF Trust (2006).
+
+Abstract
+
+ This document constitutes Revision 1 of Cryptographic Token Key
+ Initialization Protocol (CT-KIP) Version 1.0 from RSA Laboratories'
+ One-Time Password Specifications (OTPS) series. The body of this
+ document, except for the intellectual property considerations
+ section, is taken from the CT-KIP Version 1.0 document, but comments
+ received during the IETF review are reflected; hence, the status of a
+ revised version. As no "bits-on-the-wire" have changed, the protocol
+ specified herein is compatible with CT-KIP Version 1.0.
+
+ CT-KIP is a client-server protocol for initialization (and
+ configuration) of cryptographic tokens. The protocol requires
+ neither private-key capabilities in the cryptographic tokens, nor an
+ established public-key infrastructure. Provisioned (or generated)
+ secrets will only be available to the server and the cryptographic
+ token itself.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 1]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+Table of Contents
+
+ 1. Introduction ....................................................4
+ 1.1. Scope ......................................................4
+ 1.2. Background .................................................4
+ 1.3. Document Organization ......................................5
+ 2. Acronyms and Notation ...........................................5
+ 2.1. Acronyms ...................................................5
+ 2.2. Notation ...................................................5
+ 3. CT-KIP ..........................................................6
+ 3.1. Overview ...................................................6
+ 3.2. Entities ...................................................7
+ 3.3. Principles of Operation ....................................7
+ 3.4. The CT-KIP One-Way Pseudorandom Function, CT-KIP-PRF ......10
+ 3.4.1. Introduction .......................................10
+ 3.4.2. Declaration ........................................11
+ 3.5. Generation of Cryptographic Keys for Tokens ...............11
+ 3.6. Encryption of Pseudorandom Nonces Sent from the
+ CT-KIP Client .............................................12
+ 3.7. CT-KIP Schema Basics ......................................13
+ 3.7.1. Introduction .......................................13
+ 3.7.2. General XML Schema Requirements ....................13
+ 3.7.3. The AbstractRequestType Type .......................13
+ 3.7.4. The AbstractResponseType type ......................14
+ 3.7.5. The StatusCode Type ................................14
+ 3.7.6. The IdentifierType Type ............................16
+ 3.7.7. The NonceType Type .................................16
+ 3.7.8. The ExtensionsType and the
+ AbstractExtensionType Types ........................17
+ 3.8. CT-KIP Messages ...........................................17
+ 3.8.1. Introduction .......................................17
+ 3.8.2. CT-KIP Initialization ..............................17
+ 3.8.3. The CT-KIP Client's Initial PDU ....................18
+ 3.8.4. The CT-KIP server's initial PDU ....................20
+ 3.8.5. The CT-KIP Client's Second PDU .....................23
+ 3.8.6. The CT-KIP Server's Final PDU ......................24
+ 3.9. Protocol Extensions .......................................27
+ 3.9.1. The ClientInfoType Type ............................27
+ 3.9.2. The ServerInfoType Type ............................28
+ 3.9.3. The OTPKeyConfigurationDataType Type ...............28
+ 4. Protocol Bindings ..............................................29
+ 4.1. General Requirement .......................................29
+ 4.2. HTTP/1.1 binding for CT-KIP ...............................29
+ 4.2.1. Introduction .......................................29
+ 4.2.2. Identification of CT-KIP Messages ..................29
+ 4.2.3. HTTP Headers .......................................29
+ 4.2.4. HTTP Operations ....................................30
+ 4.2.5. HTTP Status Codes ..................................30
+
+
+
+Nystroem Informational [Page 2]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ 4.2.6. HTTP Authentication ................................31
+ 4.2.7. Initialization of CT-KIP ...........................31
+ 4.2.8. Example Messages ...................................31
+ 5. Security considerations ........................................32
+ 5.1. General ...................................................32
+ 5.2. Active Attacks ............................................32
+ 5.2.1. Introduction .......................................32
+ 5.2.2. Message Modifications ..............................32
+ 5.2.3. Message Deletion ...................................34
+ 5.2.4. Message Insertion ..................................34
+ 5.2.5. Message Replay .....................................34
+ 5.2.6. Message Reordering .................................35
+ 5.2.7. Man in the Middle ..................................35
+ 5.3. Passive Attacks ...........................................35
+ 5.4. Cryptographic Attacks .....................................35
+ 5.5. Attacks on the Interaction between CT-KIP and User
+ Authentication ............................................36
+ 6. Intellectual Property Considerations ...........................36
+ 7. References .....................................................37
+ 7.1. Normative References ......................................37
+ 7.2. Informative References ....................................37
+ Appendix A. CT-KIP Schema .........................................39
+ Appendix B. Examples of CT-KIP Messages ...........................46
+ B.1. Introduction ..............................................46
+ B.2. Example of a CT-KIP Initialization (Trigger) Message ......46
+ B.3. Example of a <ClientHello> Message ........................46
+ B.4. Example of a <ServerHello> Message ........................47
+ B.5. Example of a <ClientNonce> Message ........................47
+ B.6. Example of a <ServerFinished> Message .....................48
+ Appendix C. Integration with PKCS #11 .............................48
+ Appendix D. Example CT-KIP-PRF Realizations .......................48
+ D.1. Introduction ..............................................48
+ D.2. CT-KIP-PRF-AES ............................................48
+ D.2.1. Identification .....................................48
+ D.2.2. Definition .........................................49
+ D.2.3. Example ............................................50
+ D.3. CT-KIP-PRF-SHA256 .........................................50
+ D.3.1. Identification .....................................50
+ D.3.2. Definition .........................................51
+ D.3.3. Example ............................................52
+ Appendix E. About OTPS ............................................53
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 3]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+1. Introduction
+
+ Note: This document is Revision 1 of CT-KIP Version 1.0 [12] from RSA
+ Laboratories' OTPS series.
+
+1.1. Scope
+
+ This document describes a client-server protocol for initialization
+ (and configuration) of cryptographic tokens. The protocol requires
+ neither private-key capabilities in the cryptographic tokens, nor an
+ established public-key infrastructure.
+
+ The objectives of this protocol are:
+
+ o To provide a secure method of initializing cryptographic tokens
+ with secret keys without exposing generated, secret material to
+ any other entities than the server and the cryptographic token
+ itself,
+
+ o To avoid, as much as possible, any impact on existing
+ cryptographic token manufacturing processes,
+
+ o To provide a solution that is easy to administer and scales well.
+
+ The mechanism is intended for general use within computer and
+ communications systems employing connected cryptographic tokens (or
+ software emulations thereof).
+
+1.2. Background
+
+ A cryptographic token may be a handheld hardware device, a hardware
+ device connected to a personal computer through an electronic
+ interface such as USB, or a software module resident on a personal
+ computer, which offers cryptographic functionality that may be used,
+ e.g., to authenticate a user towards some service. Increasingly,
+ these tokens work in a connected fashion, enabling their programmatic
+ initialization as well as programmatic retrieval of their output
+ values. This document intends to meet the need for an open and
+ interoperable mechanism to programmatically initialize and configure
+ connected cryptographic tokens. A companion document entitled "A
+ PKCS #11 Mechanism for the Cryptographic Token Key Initialization
+ Protocol" [2] describes an application-programming interface suitable
+ for use with this mechanism.
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 4]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+1.3. Document Organization
+
+ The organization of this document is as follows:
+
+ o Section 1 is an introduction.
+
+ o Section 2 defines some notation used in this document.
+
+ o Section 3 defines the protocol mechanism in detail.
+
+ o Section 4 defines a binding of the protocol to transports.
+
+ o Section 5 provides security considerations.
+
+ o Appendix A defines the XML schema for the protocol mechanism,
+ Appendix B gives example messages, and Appendix C discusses
+ integration with PKCS #11 [3].
+
+ o Appendix D provides example realizations of an abstract
+ pseudorandom function defined in Section 3.
+
+ o Appendix E provides general information about the One-Time
+ Password Specifications.
+
+2. Acronyms and Notation
+
+2.1. Acronyms
+
+ MAC Message Authentication Code
+
+ PDU Protocol Data Unit
+
+ PRF Pseudo-Random Function
+
+ CT-KIP Cryptographic Token Key Initialization Protocol (the
+ protocol mechanism described herein)
+
+2.2. Notation
+
+ || String concatenation
+
+ [x] Optional element x
+
+ A ^ B Exclusive-or operation on strings A and B (A and B of equal
+ length)
+
+ K_AUTH Secret key used for authentication purposes
+
+
+
+
+Nystroem Informational [Page 5]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ K_TOKEN Secret key used for token computations, generated in CT-KIP
+
+ K_SERVER Public key of CT-KIP server
+
+ K_SHARED Secret key shared between the cryptographic token and the
+ CT-KIP server
+
+ K Key used to encrypt R_C (either K_SERVER or K_SHARED)
+
+ R Pseudorandom value chosen by the cryptographic token and
+ used for MAC computations
+
+ R_C Pseudorandom value chosen by the cryptographic token
+
+ R_S Pseudorandom value chosen by the CT-KIP server
+
+ The following typographical convention is used in the body of the
+ text: <XMLElement>.
+
+3. CT-KIP
+
+3.1. Overview
+
+ The CT-KIP is a client-server protocol for the secure initialization
+ of cryptographic tokens. The protocol is meant to provide high
+ assurance for both the server and the client (cryptographic token)
+ that generated keys have been correctly and randomly generated and
+ not exposed to other entities. The protocol does not require the
+ existence of a public-key infrastructure.
+
+ +---------------+ +---------------+
+ | | | |
+ | CT-KIP client | | CT-KIP server |
+ | | | |
+ +---------------+ +---------------+
+ | |
+ | [ <---- CT-KIP trigger ---- ] |
+ | |
+ | ------- Client Hello -------> |
+ | |
+ | <------ Server Hello -------- |
+ | |
+ | ------- Client Nonce -------> |
+ | |
+ | <----- Server Finished ------ |
+
+ Figure 1: The 4-pass CT-KIP protocol (with optional preceding
+ trigger)
+
+
+
+Nystroem Informational [Page 6]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+3.2. Entities
+
+ In principle, the protocol involves a CT-KIP client and a CT-KIP
+ server.
+
+ It is assumed that a desktop/laptop or a wireless device (e.g., a
+ mobile phone or a PDA) will host an application communicating with
+ the CT-KIP server as well as the cryptographic token, and
+ collectively, the cryptographic token and the communicating
+ application form the CT-KIP client. When there is a need to point
+ out if an action is to be performed by the communicating application
+ or by the token the text will make this explicit.
+
+ The manner in which the communicating application will transfer CT-
+ KIP protocol elements to and from the cryptographic token is
+ transparent to the CT-KIP server. One method for this transfer is
+ described in [2].
+
+3.3. Principles of Operation
+
+ To initiate a CT-KIP session, a user may use a browser to connect to
+ a web server running on some host. The user may then identify (and
+ authenticate) herself (through some means that essentially are out of
+ scope for this document) and possibly indicate how the CT-KIP client
+ shall contact the CT-KIP server. There are also other alternatives
+ for CT-KIP session initiation, such as the CT-KIP client being pre-
+ configured to contact a certain CT-KIP server, or the user being
+ informed out-of-band about the location of the CT-KIP server. In any
+ event, once the location of the CT-KIP server is known, the CT-KIP
+ client and the CT-KIP server engage in a 4-pass protocol in which:
+
+ a. The CT-KIP client provides information to the CT-KIP server about
+ the cryptographic token's identity, supported CT-KIP versions,
+ cryptographic algorithms supported by the token and for which
+ keys may be generated using this protocol, and encryption and MAC
+ algorithms supported by the cryptographic token for the purposes
+ of this protocol.
+
+ b. Based on this information, the CT-KIP server provides a random
+ nonce, R_S, to the CT-KIP client, along with information about
+ the type of key to generate, the encryption algorithm chosen to
+ protect sensitive data sent in the protocol. In addition, it
+ provides either information about a shared secret key to use for
+ encrypting the cryptographic token's random nonce (see below), or
+ its own public key. The length of the nonce R_S may depend on
+ the selected key type.
+
+
+
+
+
+Nystroem Informational [Page 7]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ c. The cryptographic token generates a random nonce R_C and encrypts
+ it using the selected encryption algorithm and with a key K that
+ is either the CT-KIP server's public key K_SERVER, or a shared
+ secret key K_SHARED as indicated by the CT-KIP server. The
+ length of the nonce R_C may depend on the selected key type. The
+ CT-KIP client then sends the encrypted random nonce to the CT-KIP
+ server. The token also calculates a cryptographic key K_TOKEN of
+ the selected type from the combination of the two random nonces
+ R_S and R_C, the encryption key K, and possibly some other data,
+ using the CT-KIP-PRF function defined herein.
+
+ d. The CT-KIP server decrypts R_C, calculates K_TOKEN from the
+ combination of the two random nonces R_S and R_C, the encryption
+ key K, and possibly some other data, using the CT-KIP-PRF
+ function defined herein. The server then associates K_TOKEN with
+ the cryptographic token in a server-side data store. The intent
+ is that the data store later on will be used by some service that
+ needs to verify or decrypt data produced by the cryptographic
+ token and the key.
+
+ e. Once the association has been made, the CT-KIP server sends a
+ confirmation message to the CT-KIP client. The confirmation
+ message includes an identifier for the generated key and may also
+ contain additional configuration information, e.g., the identity
+ of the CT-KIP server.
+
+ f. Upon receipt of the CT-KIP server's confirmation message, the
+ cryptographic token associates the provided key identifier with
+ the generated key K_TOKEN, and stores the provided configuration
+ data, if any.
+
+ Note: Conceptually, although R_C is one pseudorandom string, it may
+ be viewed as consisting of two components, R_C1 and R_C2, where R_C1
+ is generated during the protocol run, and R_C2 can be generated at
+ the cryptographic token manufacturing time and stored in the
+ cryptographic token. In that case, the latter string, R_C2, should
+ be unique for each cryptographic token for a given manufacturer.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 8]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ +----------------------+ +-------+ +----------------------+
+ | +------------+ | | | | |
+ | | Server key | | | | | |
+ | +<-| Public |------>------------->-------------+---------+ |
+ | | | Private | | | | | | | |
+ | | +------------+ | | | | | | |
+ | | | | | | | | | |
+ | V V | | | | V V |
+ | | +---------+ | | | | +---------+ | |
+ | | | Decrypt |<-------<-------------<-----------| Encrypt | | |
+ | | +---------+ | | | | +---------+ | |
+ | | | +--------+ | | | | ^ | |
+ | | | | Server | | | | | | | |
+ | | | | Random |--->------------->------+ +----------+ | |
+ | | | +--------+ | | | | | | Client | | |
+ | | | | | | | | | | Random | | |
+ | | | | | | | | | +----------+ | |
+ | | | | | | | | | | | |
+ | | V V | | | | V V | |
+ | | +------------+ | | | | +------------+ | |
+ | +-->| CT-KIP PRF | | | | | | CT-KIP PRF |<----+ |
+ | +------------+ | | | | +------------+ |
+ | | | | | | | |
+ | V | | | | V |
+ | +-------+ | | | | +-------+ |
+ | | Key | | | | | | Key | |
+ | +-------+ | | | | +-------+ |
+ | +-------+ | | | | +-------+ |
+ | |Key Id |-------->------------->------|Key Id | |
+ | +-------+ | | | | +-------+ |
+ +----------------------+ +-------+ +----------------------+
+ CT-KIP Server CT-KIP Client CT-KIP Client (Token)
+ (PC Host)
+
+ Figure 2: Principal data flow for CT-KIP key generation - using
+ public server key
+
+ The inclusion of the two random nonces R_S and R_C in the key
+ generation provides assurance to both sides (the token and the CT-KIP
+ server) that they have contributed to the key's randomness and that
+ the key is unique. The inclusion of the encryption key K ensures
+ that no man-in-the-middle may be present, or else the cryptographic
+ token will end up with a key different from the one stored by the
+ legitimate CT-KIP server.
+
+ Note: A man-in-the middle (in the form of corrupt client software or
+ a mistakenly contacted server) may present his own public key to the
+ token. This will enable the attacker to learn the client's version
+
+
+
+Nystroem Informational [Page 9]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ of K_TOKEN. However, the attacker is not able to persuade the
+ legitimate server to derive the same value for K_TOKEN, since K_TOKEN
+ is a function of the public key involved, and the attacker's public
+ key must be different than the correct server's (or else the attacker
+ would not be able to decrypt the information received from the
+ client). Therefore, once the attacker is no longer "in the middle",
+ the client and server will detect that they are "out of synch" when
+ they try to use their keys. Therefore, in the case of encrypting R_C
+ with K_SERVER, it is important to verify that K_SERVER really is the
+ legitimate server's key. One way to do this is to independently
+ validate a newly generated K_TOKEN against some validation service at
+ the server (e.g., by using a connection independent from the one used
+ for the key generation).
+
+ The CT-KIP server may couple an initial user authentication to the
+ CT-KIP execution in several ways to ensure that a generated K_TOKEN
+ ends up associated with the correct token and user. One way is to
+ provide a one-time value to the user or CT-KIP client after
+ successful user authentication and require this value to be used when
+ contacting the CT-KIP service (in effect coupling the user
+ authentication with the subsequent CT-KIP protocol run). This value
+ could, for example, be placed in a <TriggerNonce> element of the CT-
+ KIP initialization trigger (if triggers are used; see Section 4.2.7).
+ Another way is for the user to provide a token identifier which will
+ later be used in the CT-KIP protocol to the server during the
+ authentication phase. The server may then include this token
+ identifier in the CT-KIP initialization trigger. It is also
+ legitimate for a CT-KIP client to initiate a CT-KIP protocol run
+ without having received an initialization message from a server, but
+ in this case any provided token identifier shall not be accepted by
+ the server unless the server has access to a unique token key for the
+ identified token and that key will be used in the protocol. Whatever
+ the method, the CT-KIP server must ensure that a generated key is
+ associated with the correct token and, if applicable, the correct
+ user. For a further discussion of this and threats related to man-
+ in-the-middle attacks in this context, see Section 5.5.
+
+3.4. The CT-KIP One-Way Pseudorandom Function, CT-KIP-PRF
+
+3.4.1. Introduction
+
+ The general requirements on CT-KIP-PRF are the same as on keyed hash
+ functions: It shall take an arbitrary length input, and be one-way
+ and collision-free (for a definition of these terms, see, e.g., [4]).
+ Further, the CT-KIP-PRF function shall be capable of generating a
+ variable-length output, and its output shall be unpredictable even if
+ other outputs for the same key are known.
+
+
+
+
+Nystroem Informational [Page 10]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ It is assumed that any realization of CT-KIP-PRF takes three input
+ parameters: A secret key k, some combination of variable data, and
+ the desired length of the output. Examples of the variable data
+ include, but are not limited to, a current token counter value, the
+ current token time, and a challenge. The combination of variable
+ data can, without loss of generalization, be considered as a salt
+ value (see PKCS #5 Version 2.0 [5], Section 4), and this
+ characterization of CT-KIP-PRF should fit all actual PRF algorithms
+ implemented by tokens. From the point of view of this specification,
+ CT-KIP-PRF is a "black-box" function that, given the inputs,
+ generates a pseudorandom value.
+
+ Separate specifications may define the implementation of CT-KIP-PRF
+ for various types of cryptographic tokens. Appendix D contains two
+ example realizations of CT-KIP-PRF.
+
+3.4.2. Declaration
+
+ CT-KIP-PRF (k, s, dsLen)
+
+ Input:
+
+ k secret key in octet string format
+
+ s octet string of varying length consisting of variable data
+ distinguishing the particular string being derived
+
+ dsLen desired length of the output
+
+ Output:
+
+ DS pseudorandom string, dsLen-octets long
+
+ For the purposes of this document, the secret key k shall be 16
+ octets long.
+
+3.5. Generation of Cryptographic Keys for Tokens
+
+ In CT-KIP, keys are generated using the CT-KIP-PRF function, a secret
+ random value R_C chosen by the CT-KIP client, a random value R_S
+ chosen by the CT-KIP server, and the key k used to encrypt R_C. The
+ input parameter s of CT-KIP-PRF is set to the concatenation of the
+ (ASCII) string "Key generation", k, and R_S, and the input parameter
+ dsLen is set to the desired length of the key, K_TOKEN (the length of
+ K_TOKEN is given by the key's type):
+
+
+
+
+
+
+Nystroem Informational [Page 11]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ dsLen = (desired length of K_TOKEN)
+
+ K_TOKEN = CT-KIP-PRF (R_C, "Key generation" || k || R_S, dsLen)
+
+ When computing K_TOKEN above, the output of CT-KIP-PRF may be subject
+ to an algorithm-dependent transform before being adopted as a key of
+ the selected type. One example of this is the need for parity in DES
+ keys.
+
+3.6. Encryption of Pseudorandom Nonces Sent from the CT-KIP Client
+
+ CT-KIP client random nonce(s) are either encrypted with the public
+ key provided by the CT-KIP server or by a shared secret key. For
+ example, in the case of a public RSA key, an RSA encryption scheme
+ from PKCS #1 [6] may be used.
+
+ In the case of a shared secret key, to avoid dependence on other
+ algorithms, the CT-KIP client may use the CT-KIP-PRF function
+ described herein with the shared secret key K_SHARED as input
+ parameter k (in this case, K_SHARED should be used solely for this
+ purpose), the concatenation of the (ASCII) string "Encryption" and
+ the server's nonce R_S as input parameter s, and dsLen set to the
+ length of R_C:
+
+ dsLen = len(R_C)
+
+ DS = CT-KIP-PRF(K_SHARED, "Encryption" || R_S, dsLen)
+
+ This will produce a pseudorandom string DS of length equal to R_C.
+ Encryption of R_C may then be achieved by XOR-ing DS with R_C:
+
+ Enc-R_C = DS ^ R_C
+
+ The CT-KIP server will then perform the reverse operation to extract
+ R_C from Enc-R_C.
+
+ Note: It may appear that an attacker, who learns a previous value of
+ R_C, may be able to replay the corresponding R_S and, hence, learn a
+ new R_C as well. However, this attack is mitigated by the
+ requirement for a server to show knowledge of K_AUTH (see below) in
+ order to successfully complete a key re-generation.
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 12]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+3.7. CT-KIP Schema Basics
+
+3.7.1. Introduction
+
+ Core parts of the XML schema for CT-KIP, found in Appendix A, are
+ explained in this section. Specific protocol message elements are
+ defined in Section 3.8. Examples can be found in Appendix B.
+
+ The XML format for CT-KIP messages have been designed to be
+ extensible. However, it is possible that the use of extensions will
+ harm interoperability; therefore, any use of extensions should be
+ carefully considered. For example, if a particular implementation
+ relies on the presence of a proprietary extension, then it may not be
+ able to interoperate with independent implementations that have no
+ knowledge of this extension.
+
+ XML types defined in this sub-section are not CT-KIP messages; rather
+ they provide building blocks that are used by CT-KIP messages.
+
+3.7.2. General XML Schema Requirements
+
+ Some CT-KIP elements rely on the parties being able to compare
+ received values with stored values. Unless otherwise noted, all
+ elements in this document that have the XML Schema "xs:string" type,
+ or a type derived from it, must be compared using an exact binary
+ comparison. In particular, CT-KIP implementations must not depend on
+ case-insensitive string comparisons, normalization or trimming of
+ white space, or conversion of locale-specific formats such as
+ numbers.
+
+ Implementations that compare values that are represented using
+ different character encodings must use a comparison method that
+ returns the same result as converting both values to the Unicode
+ character encoding, Normalization Form C [1], and then performing an
+ exact binary comparison.
+
+ No collation or sorting order for attributes or element values is
+ defined. Therefore, CT-KIP implementations must not depend on
+ specific sorting orders for values.
+
+3.7.3. The AbstractRequestType Type
+
+ All CT-KIP requests are defined as extensions to the abstract
+ AbstractRequestType type. The elements of the AbstractRequestType,
+ therefore, apply to all CT-KIP requests. All CT-KIP requests must
+ contain a Version attribute. For this version of this specification,
+ Version shall be set to "1.0".
+
+
+
+
+Nystroem Informational [Page 13]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <xs:complexType name="AbstractRequestType" abstract="true">
+ <xs:attribute name="Version" type="VersionType"
+ use="required"/>
+ </xs:complexType>
+
+3.7.4. The AbstractResponseType type
+
+ All CT-KIP responses are defined as extensions to the abstract
+ AbstractResponseType type. The elements of the AbstractResponseType,
+ therefore, apply to all CT-KIP responses. All CT-KIP responses
+ contain a Version attribute indicating the version that was used. A
+ Status attribute, which indicates whether the preceding request was
+ successful or not must also be present. Finally, all responses may
+ contain a SessionID attribute identifying the particular CT-KIP
+ session. The SessionID attribute needs only be present if more than
+ one roundtrip is required for a successful protocol run (this is the
+ case with the protocol version described herein).
+
+ <xs:complexType name="AbstractResponseType" abstract="true">
+ <xs:attribute name="Version" type="VersionType" use="required"/>
+ <xs:attribute name="SessionID" type="IdentifierType"/>
+ <xs:attribute name="Status" type="StatusCode" use="required"/>
+ </xs:complexType>
+
+3.7.5. The StatusCode Type
+
+ The StatusCode type enumerates all possible return codes:
+
+ <xs:simpleType name="StatusCode">
+ <xs:restriction base="xs:string">
+ <xs:enumeration value="Continue"/>
+ <xs:enumeration value="Success"/>
+ <xs:enumeration value="Abort"/>
+ <xs:enumeration value="AccessDenied"/>
+ <xs:enumeration value="MalformedRequest"/>
+ <xs:enumeration value="UnknownRequest"/>
+ <xs:enumeration value="UnknownCriticalExtension"/>
+ <xs:enumeration value="UnsupportedVersion"/>
+ <xs:enumeration value="NoSupportedKeyTypes"/>
+ <xs:enumeration value="NoSupportedEncryptionAlgorithms"/>
+ <xs:enumeration value="NoSupportedMACAlgorithms"/>
+ <xs:enumeration value="InitializationFailed"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ Upon transmission or receipt of a message for which the Status
+ attribute's value is not "Success" or "Continue", the default
+ behavior, unless explicitly stated otherwise below, is that both the
+
+
+
+Nystroem Informational [Page 14]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ CT-KIP server and the CT-KIP client shall immediately terminate the
+ CT-KIP session. CT-KIP servers and CT-KIP clients must delete any
+ secret values generated as a result of failed runs of the CT-KIP
+ protocol. Session identifiers may be retained from successful or
+ failed protocol runs for replay detection purposes, but such retained
+ identifiers shall not be reused for subsequent runs of the protocol.
+
+ When possible, the CT-KIP client should present an appropriate error
+ message to the user.
+
+ These status codes are valid in all CT-KIP-Response messages unless
+ explicitly stated otherwise.
+
+ o "Continue" indicates that the CT-KIP server is ready for a
+ subsequent request from the CT-KIP client. It cannot be sent in
+ the server's final message.
+
+ o "Success" indicates successful completion of the CT-KIP session.
+ It can only be sent in the server's final message.
+
+ o "Abort" indicates that the CT-KIP server rejected the CT-KIP
+ client's request for unspecified reasons.
+
+ o "AccessDenied" indicates that the CT-KIP client is not authorized
+ to contact this CT-KIP server.
+
+ o "MalformedRequest" indicates that the CT-KIP server failed to
+ parse the CT-KIP client's request.
+
+ o "UnknownRequest" indicates that the CT-KIP client made a request
+ that is unknown to the CT-KIP server.
+
+ o "UnknownCriticalExtension" indicates that a critical CT-KIP
+ extension (see below) used by the CT-KIP client was not supported
+ or recognized by the CT-KIP server.
+
+ o "UnsupportedVersion" indicates that the CT-KIP client used a CT-
+ KIP protocol version not supported by the CT-KIP server. This
+ error is only valid in the CT-KIP server's first response message.
+
+ o "NoSupportedKeyTypes" indicates that the CT-KIP client only
+ suggested key types that are not supported by the CT-KIP server.
+ This error is only valid in the CT-KIP server's first response
+ message. Note that the error will only occur if the CT-KIP server
+ does not support any of the CT-KIP client's suggested key types.
+
+
+
+
+
+
+Nystroem Informational [Page 15]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ o "NoSupportedEncryptionAlgorithms" indicates that the CT-KIP client
+ only suggested encryption algorithms that are not supported by the
+ CT-KIP server. This error is only valid in the CT-KIP server's
+ first response message. Note that the error will only occur if
+ the CT-KIP server does not support any of the CT-KIP client's
+ suggested encryption algorithms.
+
+ o "NoSupportedMACAlgorithms" indicates that the CT-KIP client only
+ suggested MAC algorithms that are not supported by the CT-KIP
+ server. This error is only valid in the CT-KIP server's first
+ response message. Note that the error will only occur if the CT-
+ KIP server does not support any of the CT-KIP client's suggested
+ MAC algorithms.
+
+ o "InitializationFailed" indicates that the CT-KIP server could not
+ generate a valid key given the provided data. When this status
+ code is received, the CT-KIP client should try to restart CT-KIP,
+ as it is possible that a new run will succeed.
+
+3.7.6. The IdentifierType Type
+
+ The IdentifierType type is used to identify various CT-KIP elements,
+ such as sessions, users, and services. Identifiers must not be
+ longer than 128 octets.
+
+ <xs:simpleType name="IdentifierType">
+ <xs:restriction base="xs:string">
+ <xs:maxLength value="128"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+3.7.7. The NonceType Type
+
+ The NonceType type is used to carry pseudorandom values in CT-KIP
+ messages. A nonce, as the name implies, must be used only once. For
+ each CT-KIP message that requires a nonce element to be sent, a fresh
+ nonce shall be generated each time. Nonce values must be at least 16
+ octets long.
+
+ <xs:simpleType name="NonceType">
+ <xs:restriction base="xs:base64Binary">
+ <xs:minLength value="16"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+
+
+
+
+
+
+Nystroem Informational [Page 16]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+3.7.8. The ExtensionsType and the AbstractExtensionType Types
+
+ The ExtensionsType type is a list of type-value pairs that define
+ optional CT-KIP features supported by a CT-KIP client or server.
+ Extensions may be sent with any CT-KIP message. Please see the
+ description of individual CT-KIP messages in Section 3.8 of this
+ document for applicable extensions. Unless an extension is marked as
+ Critical, a receiving party need not be able to interpret it. A
+ receiving party is always free to disregard any (non-critical)
+ extensions.
+
+ <xs:complexType name="AbstractExtensionsType">
+ <xs:sequence maxOccurs="unbounded">
+ <xs:element name="Extension" type="AbstractExtensionType"/>
+ </xs:sequence>
+ </xs:complexType>
+
+ <xs:complexType name="AbstractExtensionType" abstract="true">
+ <xs:attribute name="Critical" type="xs:boolean"/>
+ </xs:complexType>
+
+3.8. CT-KIP Messages
+
+3.8.1. Introduction
+
+ In this section, CT-KIP messages, including their parameters,
+ encodings and semantics are defined.
+
+3.8.2. CT-KIP Initialization
+
+ The CT-KIP server may initialize the CT-KIP protocol by sending a
+ <CT-KIPTrigger> message. This message may, e.g., be sent in response
+ to a user requesting token initialization in a browsing session.
+
+ <xs:complexType name="InitializationTriggerType">
+ <xs:sequence>
+ <xs:element name="TokenID" type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="KeyID" type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="TokenPlatformInfo"
+ type="TokenPlatformInfoType" minOccurs="0"/>
+ <xs:element name="TriggerNonce" type="NonceType"/>
+ <xs:element name="CT-KIPURL" type="xs:anyURI" minOccurs="0"/>
+ <xs:any namespace="##other" processContents="strict"
+ minOccurs="0"/>
+ </xs:sequence>
+ <xs:attribute name="id" type="xs:ID"/>
+ </xs:complexType>
+
+
+
+
+Nystroem Informational [Page 17]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <xs:element name="CT-KIPTrigger" type="CT-KIPTriggerType"/>
+
+ <xs:complexType name="CT-KIPTriggerType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message used to trigger the device to initiate a
+ CT-KIP run.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:sequence>
+ <xs:choice>
+ <xs:element name="InitializationTrigger"
+ type="InitializationTriggerType"/>
+ <xs:any nameSpace="##other" processContents="strict"/>
+ </xs:choice>
+ </xs:sequence>
+ <xs:attribute name="Version" type="ct-kip:VersionType"/>
+ </xs:complexType>
+
+ The <CT-KIPTrigger> element is intended for the CT-KIP client and may
+ inform the CT-KIP client about the identifier for the token that is
+ to be initialized, and, optionally, of the identifier for the key on
+ that token. The latter would apply when re-seeding. The trigger
+ always contains a nonce to allow the server to couple the trigger
+ with a later CT-KIP <ClientHello> request. Finally, the trigger may
+ contain a URL to use when contacting the CT-KIP server. The <xs:any>
+ elements are for future extensibility. Any provided <TokenID> or
+ <KeyID> values shall be used by the CT-KIP client in the subsequent
+ <ClientHello> request. The optional <TokenPlatformInfo> element
+ informs the CT-KIP client about the characteristics of the intended
+ token platform, and applies in the public-key variant of CT-KIP in
+ situations when the client potentially needs to decide which one of
+ several tokens to initialize.
+
+ The Version attribute shall be set to "1.0" for this version of CT-
+ KIP.
+
+3.8.3. The CT-KIP Client's Initial PDU
+
+ This message is the initial message sent from the CT-KIP client to
+ the CT-KIP server.
+
+ <xs:element name="ClientHello" type="ClientHelloPDU"/>
+
+ <xs:complexType name="ClientHelloPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message sent from CT-KIP client to CT-KIP server to
+
+
+
+Nystroem Informational [Page 18]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ initiate a CT-KIP session.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractRequestType">
+ <xs:sequence>
+ <xs:element name="TokenID"
+ type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="KeyID"
+ type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="ClientNonce"
+ type="NonceType" minOccurs="0"/>
+ <xs:element name= "TriggerNonce"
+ type="NonceType" minOccurs="0"/>
+ <xs:element name="SupportedKeyTypes"
+ type="AlgorithmsType"/>
+ <xs:element name="SupportedEncryptionAlgorithms"
+ type="AlgorithmsType"/>
+ <xs:element name="SupportedMACAlgorithms"
+ type="AlgorithmsType"/>
+ <xs:element name="Extensions"
+ type="ExtensionsType" minOccurs="0"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ The components of this message have the following meaning:
+
+ o Version: (attribute inherited from the AbstractRequestType type)
+ The highest version of this protocol the client supports. Only
+ version one ("1.0") is currently specified.
+
+ o <TokenID>: An identifier for the cryptographic token (allows the
+ server to find, e.g., a correct shared secret for MACing
+ purposes). The identifier shall only be present if such shared
+ secrets exist or if the identifier was provided by the server in a
+ <CT-KIPTrigger> element (see Section 4.2.7 below). In the latter
+ case, it must have the same value as the identifier provided in
+ that element.
+
+ o <KeyID>: An identifier for the key that will be overwritten if the
+ protocol run is successful. The identifier shall only be present
+ if the key exists or was provided by the server in a
+ <CT-KIPTrigger> element (see Section 4.2.7 below). In the latter
+ case, it must have the same value as the identifier provided in
+ that element.
+
+
+
+
+Nystroem Informational [Page 19]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ o <ClientNonce>: This is the nonce R, which, when present, shall be
+ used by the server when calculating MAC values (see below). It is
+ recommended that clients include this element whenever the <KeyID>
+ element is present.
+
+ o <TriggerNonce>: This optional element shall be present if and only
+ if the CT-KIP run was initialized with a <CT-KIPTrigger> message
+ (see Section 4.2.7 below), and shall, in that case, have the same
+ value as the <TriggerNonce> child of that message. A server using
+ nonces in this way must verify that the nonce is valid and that
+ any token or key identifier values provided in the <CT-KIPTrigger>
+ message match the corresponding identifier values in the
+ <ClientHello> message.
+
+ o <SupportedKeyTypes>: A sequence of URIs indicating the key types
+ for which the token is willing to generate keys through CT-KIP.
+
+ o <SupportedEncryptionAlgorithms>: A sequence of URIs indicating the
+ encryption algorithms supported by the cryptographic token for the
+ purposes of CT-KIP. The CT-KIP client may indicate the same
+ algorithm both as a supported key type and as an encryption
+ algorithm.
+
+ o <SupportedMACAlgorithms>: A sequence of URIs indicating the MAC
+ algorithms supported by the cryptographic token for the purposes
+ of CT-KIP. The CT-KIP client may indicate the same algorithm both
+ as an encryption algorithm and as a MAC algorithm (e.g., http://
+ www.rsasecurity.com/rsalabs/otps/schemas/2005/12/
+ ct-kip#ct-kip-prf-aes defined in Appendix D)
+
+ o <Extensions>: A sequence of extensions. One extension is defined
+ for this message in this version of CT-KIP: the ClientInfoType
+ (see Section 3.9.1).
+
+3.8.4. The CT-KIP server's initial PDU
+
+ This message is the first message sent from the CT-KIP server to the
+ CT-KIP client (assuming a trigger message has not been sent to
+ initiate the protocol, in which case, this message is the second
+ message sent from the CT-KIP server to the CT-KIP client). It is
+ sent upon reception of a <ClientHello> message.
+
+ <xs:element name="ServerHello" type="ServerHelloPDU"/>
+
+ <xs:complexType name="ServerHelloPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message sent from CT-KIP server to CT-KIP
+
+
+
+Nystroem Informational [Page 20]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ client in response to a received ClientHello
+ PDU.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractResponseType">
+ <xs:sequence minOccurs="0">
+ <xs:element name="KeyType"
+ type="AlgorithmType"/>
+ <xs:element name="EncryptionAlgorithm"
+ type="AlgorithmType"/>
+ <xs:element name="MacAlgorithm"
+ type="AlgorithmType"/>
+ <xs:element name="EncryptionKey"
+ type="ds:KeyInfoType"/>
+ <xs:element name="Payload"
+ type="PayloadType"/>
+ <xs:element name="Extensions"
+ type="ExtensionsType" minOccurs="0"/>
+ <xs:element name="Mac" type="MacType"
+ minOccurs="0"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+
+ <xs:complexType name="PayloadType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Currently, only the nonce is defined. In future versions,
+ other payloads may be defined, e.g., for one-roundtrip
+ initialization protocols.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:choice>
+ <xs:element name="Nonce" type="NonceType"/>
+ <any namespace="##other" processContents="strict"/>
+ </xs:choice>
+ </xs:complexType>
+
+ <xs:complexType name="MacType">
+ <xs:simpleContent>
+ <xs:extension base="xs:base64Binary">
+ <xs:attribute name="MacAlgorithm" type="xs:anyURI"/>
+ </xs:extension>
+ </xs:simpleContent>
+ </xs:complexType>
+
+
+
+Nystroem Informational [Page 21]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ The components of this message have the following meaning:
+
+ o Version: (attribute inherited from the AbstractResponseType type)
+ The version selected by the CT-KIP server. May be lower than the
+ version indicated by the CT-KIP client, in which case, local
+ policy at the client will determine whether or not to continue the
+ session.
+
+ o SessionID: (attribute inherited from the AbstractResponseType
+ type) An identifier for this session.
+
+ o Status: (attribute inherited from the abstract
+ AbstractResponseType type) Return code for the <ClientHello>. If
+ Status is not "Continue", only the Status and Version attributes
+ will be present; otherwise, all the other elements must be present
+ as well.
+
+ o <KeyType>: The type of the key to be generated.
+
+ o <EncryptionAlgorithm>: The encryption algorithm to use when
+ protecting R_C.
+
+ o <MacAlgorithm>: The MAC algorithm to be used by the CT-KIP server.
+
+ o <EncryptionKey>: Information about the key to use when encrypting
+ R_C. It will either be the server's public key (the <ds:KeyValue>
+ alternative of ds:KeyInfoType) or an identifier for a shared
+ secret key (the <ds:KeyName> alternative of ds:KeyInfoType).
+
+ o <Payload>: The actual payload. For this version of the protocol,
+ only one payload is defined: the pseudorandom string R_S.
+
+ o <Extensions>: A list of server extensions. Two extensions are
+ defined for this message in this version of CT-KIP: the
+ ClientInfoType and the ServerInfoType (see Section 3.9).
+
+ o <Mac>: The MAC must be present if the CT-KIP run will result in
+ the replacement of an existing token key with a new one (i.e., if
+ the <KeyID> element was present in the <ClientHello> message). In
+ this case, the CT-KIP server must prove to the cryptographic token
+ that it is authorized to replace it. The MAC value shall be
+ computed on the (ASCII) string "MAC 1 computation", the client's
+ nonce R (if sent), and the server's nonce R_S using an
+ authentication key K_AUTH that should be a special authentication
+ key used only for this purpose but may be the current K_TOKEN.
+
+
+
+
+
+
+Nystroem Informational [Page 22]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ The MAC value may be computed by using the CT-KIP-PRF function of
+ Section 3.4, in which case the input parameter s shall be set to
+ the concatenation of the (ASCII) string "MAC 1 computation", R (if
+ sent by the client), and R_S, and k shall be set to K_AUTH. The
+ input parameter dsLen shall be set to the length of R_S:
+
+ dsLen = len(R_S)
+
+ MAC = CT-KIP-PRF (K_AUTH, "MAC 1 computation" || [R ||] R_S,
+ dsLen)
+
+ The CT-KIP client must verify the MAC if the successful execution
+ of the protocol will result in the replacement of an existing
+ token key with a newly generated one. The CT-KIP client must
+ terminate the CT-KIP session if the MAC does not verify, and must
+ delete any nonces, keys, and/or secrets associated with the failed
+ run of the CT-KIP protocol.
+
+ The MacType's MacAlgorithm attribute shall, when present, identify
+ the negotiated MAC algorithm.
+
+3.8.5. The CT-KIP Client's Second PDU
+
+ This message contains the nonce chosen by the cryptographic token,
+ R_C, encrypted by the specified encryption key and encryption
+ algorithm.
+
+ <xs:element name="ClientNonce" type="ClientNoncePDU"/>
+
+ <xs:complexType name="ClientNoncePDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Second message sent from CT-KIP client to
+ CT-KIP server in a CT-KIP session.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractRequestType">
+ <xs:sequence>
+ <xs:element name="EncryptedNonce"
+ type="xs:base64Binary"/>
+ <xs:element name="Extensions"
+ type="ExtensionsType" minOccurs="0"/>
+ </xs:sequence>
+ <xs:attribute name="SessionID" type="IdentifierType"
+ use="required"/>
+ </xs:extension>
+ </xs:complexContent>
+
+
+
+Nystroem Informational [Page 23]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:complexType>
+
+ The components of this message have the following meaning:
+
+ o Version: (inherited from the AbstractRequestType type) Shall be
+ the same version as in the <ServerHello> message.
+
+ o SessionID: Shall have the same value as the SessionID attribute in
+ the received <ServerHello> message.
+
+ o <EncryptedNonce>: The nonce generated and encrypted by the token.
+ The encryption shall be made using the selected encryption
+ algorithm and identified key, and as specified in Section 3.4.
+
+ o <Extensions>: A list of extensions. Two extensions are defined
+ for this message in this version of CT-KIP: the ClientInfoType and
+ the ServerInfoType (see Section 3.9).
+
+3.8.6. The CT-KIP Server's Final PDU
+
+ This message is the last message of a two roundtrip CT-KIP exchange.
+ The CT-KIP server sends this message to the CT-KIP client in response
+ to the <ClientNonce> message.
+
+ <xs:element name="ServerFinished" type="ServerFinishedPDU"/>
+
+ <xs:complexType name="ServerFinishedPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Final message sent from CT-KIP server to
+ CT-KIP client in a CT-KIP session.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractResponseType">
+ <xs:sequence minOccurs="0">
+ <xs:element name="TokenID"
+ type="xs:base64Binary"/>
+ <xs:element name="KeyID"
+ type="xs:base64Binary"/>
+ <xs:element name="KeyExpiryDate"
+ type="xs:dateTime" minOccurs="0"/>
+ <xs:element name="ServiceID"
+ type="IdentifierType" minOccurs="0"/>
+ <xs:element name="ServiceLogo"
+ type="LogoType" minOccurs="0"/>
+ <xs:element name="UserID"
+ type="IdentifierType" minOccurs="0"/>
+
+
+
+Nystroem Informational [Page 24]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <xs:element name="Extensions"
+ type="ExtensionsType" minOccurs="0"/>
+ <xs:element name="Mac"
+ type="MacType"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ The components of this message have the following meaning:
+
+ o Version: (inherited from the AbstractResponseType type) The CT-KIP
+ version used in this session.
+
+ o SessionID: (inherited from the AbstractResponseType type) The
+ previously established identifier for this session.
+
+ o Status: (inherited from the AbstractResponseType type) Return code
+ for the <ServerFinished> message. If Status is not "Success",
+ only the Status, SessionID, and Version attributes will be present
+ (the presence of the SessionID attribute is dependent on the type
+ of reported error); otherwise, all the other elements must be
+ present as well. In this latter case, the <ServerFinished>
+ message can be seen as a "Commit" message, instructing the
+ cryptographic token to store the generated key and associate the
+ given key identifier with this key.
+
+ o <TokenID>: An identifier for the token carrying the generated key.
+ Must have the same value as the <TokenID> element of the
+ <ClientHello> message, if one was provided. When assigned by the
+ CT-KIP server, the <TokenID> element shall be unique within the
+ domain of the CT-KIP server.
+
+ o <KeyID>: An identifier for the newly generated key. The
+ identifier shall be globally unique. Must have the same value as
+ any key identifier provided by the CT-KIP client in the
+ <ClientHello> message.
+
+ The reason for requiring globally unique key identifiers is that
+ it avoids potential conflicts when associating key holders with
+ key identifiers. One way of achieving global uniqueness with
+ reasonable certainty is to hash the combination of the issuer's
+ fully qualified domain name with an (issuer-specific) serial
+ number, assuming that each issuer makes sure their serial numbers
+ never repeat.
+
+
+
+
+
+
+Nystroem Informational [Page 25]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ CT-KIP clients must support key identifiers at least 64 octets
+ long. CT-KIP servers should not generate key identifiers longer
+ than 64 octets.
+
+ o <KeyExpiryDate>: This optional element provides the date and time
+ after which the generated key should be treated as expired and
+ invalid.
+
+ o <ServiceID>: An optional identifier for the service that has
+ stored the generated key. The cryptographic token may store this
+ identifier associated with the key in order to simplify later
+ lookups. The identifier shall be a printable string.
+
+ o <ServiceLogo>: This optional element provides a graphical logo
+ image for the service that can be displayed in user interfaces,
+ e.g., to help a user select a certain key. The logo should
+ contain an image within the size range of 60 pixels wide by 45
+ pixels high, and 200 pixels wide by 150 pixels high. The required
+ MimeType attribute of this type provides information about the
+ MIME type of the image. This specification supports both the JPEG
+ and GIF image formats (with MIME types of "image/jpeg" and "image/
+ gif").
+
+ o <UserID>: An optional identifier for the user associated with the
+ generated key in the authentication service. The cryptographic
+ token may store this identifier associated with the generated key
+ in order to enhance later user experiences. The identifier shall
+ be a printable string.
+
+ o <Extensions>: A list of extensions chosen by the CT-KIP server.
+ For this message, this version of CT-KIP defines two extensions,
+ the OTPKeyConfigurationDataType and the ClientInfoType (see
+ Section 3.9).
+
+ o <Mac>: To avoid a false "Commit" message causing the token to end
+ up in an initialized state for which the server does not know the
+ stored key, <ServerFinished> messages must always be authenticated
+ with a MAC. The MAC shall be made using the already established
+ MAC algorithm. The MAC value shall be computed on the (ASCII)
+ string "MAC 2 computation" and R_C using an authentication key
+ K_AUTH. Again, this should be a special authentication key used
+ only for this purpose, but may also be an existing K_TOKEN. (In
+ this case, implementations must protect against attacks where
+ K_TOKEN is used to pre-compute MAC values.) If no authentication
+ key is present in the token, and no K_TOKEN existed before the CT-
+ KIP run, K_AUTH shall be the newly generated K_TOKEN.
+
+
+
+
+
+Nystroem Informational [Page 26]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ If CT-KIP-PRF is used as the MAC algorithm, then the input
+ parameter s shall consist of the concatenation of the (ASCII)
+ string "MAC 2 computation" and R_C, and the parameter dsLen shall
+ be set to the length of R_C:
+
+ dsLen = len(R_C)
+
+ MAC = CT-KIP-PRF (K_AUTH, "MAC 2 computation" || R_C, dsLen)
+
+ When receiving a <ServerFinished> message with Status = "Success"
+ for which the MAC verifies, the CT-KIP client shall associate the
+ generated key K_TOKEN with the provided key identifier and store
+ this data permanently. After this operation, it shall not be
+ possible to overwrite the key unless knowledge of an authorizing
+ key is proven through a MAC on a later <ServerHello> (and
+ <ServerFinished>) message.
+
+ The CT-KIP client must verify the MAC. The CT-KIP client must
+ terminate the CT-KIP session if the MAC does not verify, and must,
+ in this case, also delete any nonces, keys, and/or secrets
+ associated with the failed run of the CT-KIP protocol.
+
+ The MacType's MacAlgorithm attribute shall, when present, identify
+ the negotiated MAC algorithm.
+
+3.9. Protocol Extensions
+
+3.9.1. The ClientInfoType Type
+
+ When present in a <ClientHello> or a <ClientNonce> message, the
+ optional ClientInfoType extension contains CT-KIP client-specific
+ information. CT-KIP servers must support this extension. CT-KIP
+ servers must not attempt to interpret the data it carries and, if
+ received, must include it unmodified in the current protocol run's
+ next server response. Servers need not retain the ClientInfoType's
+ data after that response has been generated.
+
+ <xs:complexType name="ClientInfoType">
+ <xs:complexContent>
+ <xs:extension base="AbstractExtensionType">
+ <xs:sequence>
+ <xs:element name="Data"
+ type="xs:base64Binary"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+
+
+
+Nystroem Informational [Page 27]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+3.9.2. The ServerInfoType Type
+
+ When present, the optional ServerInfoType extension contains CT-KIP
+ server-specific information. This extension is only valid in
+ <ServerHello> messages for which Status = "Continue". CT-KIP clients
+ must support this extension. CT-KIP clients must not attempt to
+ interpret the data it carries and, if received, must include it
+ unmodified in the current protocol run's next client request (i.e.,
+ the <ClientNonce> message). CT-KIP clients need not retain the
+ ServerInfoType's data after that request has been generated. This
+ extension may be used, e.g., for state management in the CT-KIP
+ server.
+
+ <xs:complexType name="ServerInfoType">
+ <xs:complexContent>
+ <xs:extension base="AbstractExtensionType">
+ <xs:sequence>
+ <xs:element name="Data"
+ type="xs:base64Binary"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+3.9.3. The OTPKeyConfigurationDataType Type
+
+ The optional OTPKeyConfigurationDataType extension contains
+ additional key configuration data for OTP keys:
+
+ <xs:complexType name="OTPKeyConfigurationDataType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ This extension is only valid in ServerFinished
+ PDUs. It carries additional configuration data
+ that an OTP token should use (subject to local
+ policy) when generating OTP values with a newly
+ generated OTP key.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="ExtensionType">
+ <xs:sequence>
+ <xs:element name="OTPFormat"
+ type="OTPFormatType"/>
+ <xs:element name="OTPLength"
+ type="xs:positiveInteger"/>
+ <xs:element name="OTPMode"
+ type="OTPModeType" minOccurs="0"/>
+
+
+
+Nystroem Informational [Page 28]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ This extension is only valid in <ServerFinished> messages. It
+ carries additional configuration data that the cryptographic token
+ should use (subject to local policy) when generating OTP values from
+ the newly generated OTP key. The components of this extension have
+ the following meaning:
+
+ o OTPFormat: The default format of OTPs produced with this key.
+
+ o OTPLength: The default length of OTPs produced with this key.
+
+ o OTPMode: The default mode of operation when producing OTPs with
+ this key.
+
+4. Protocol Bindings
+
+4.1. General Requirement
+
+ CT-KIP assumes a reliable transport.
+
+4.2. HTTP/1.1 binding for CT-KIP
+
+4.2.1. Introduction
+
+ This section presents a binding of the previous messages to HTTP/1.1
+ [7]. Note that the HTTP client normally will be different from the
+ CT-KIP client, i.e., the HTTP client will only exist to "proxy" CT-
+ KIP messages from the CT-KIP client to the CT-KIP server. Likewise,
+ on the HTTP server side, the CT-KIP server may receive CT-KIP PDUs
+ from a "front-end" HTTP server.
+
+4.2.2. Identification of CT-KIP Messages
+
+ The MIME-type for all CT-KIP messages shall be
+
+ application/vnd.otps.ct-kip+xml
+
+4.2.3. HTTP Headers
+
+ HTTP proxies must not cache responses carrying CT-KIP messages. For
+ this reason, the following holds:
+
+
+
+
+
+
+Nystroem Informational [Page 29]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ o When using HTTP/1.1, requesters should:
+
+ * Include a Cache-Control header field set to "no-cache,
+ no-store".
+
+ * Include a Pragma header field set to "no-cache".
+
+ o When using HTTP/1.1, responders should:
+
+ * Include a Cache-Control header field set to "no-cache,
+ no-must-revalidate, private".
+
+ * Include a Pragma header field set to "no-cache".
+
+ * NOT include a Validator, such as a Last-Modified or ETag
+ header.
+
+ There are no other restrictions on HTTP headers, besides the
+ requirement to set the Content-Type header value to application/
+ vnd.otps.ct-kip+xml.
+
+4.2.4. HTTP Operations
+
+ Persistent connections as defined in HTTP/1.1 are assumed but not
+ required. CT-KIP requests are mapped to HTTP POST operations. CT-
+ KIP responses are mapped to HTTP responses.
+
+4.2.5. HTTP Status Codes
+
+ A CT-KIP HTTP responder that refuses to perform a message exchange
+ with a CT-KIP HTTP requester should return a 403 (Forbidden)
+ response. In this case, the content of the HTTP body is not
+ significant. In the case of an HTTP error while processing a CT-KIP
+ request, the HTTP server must return a 500 (Internal Server Error)
+ response. This type of error should be returned for HTTP-related
+ errors detected before control is passed to the CT-KIP processor, or
+ when the CT-KIP processor reports an internal error (for example, the
+ CT-KIP XML namespace is incorrect, or the CT-KIP schema cannot be
+ located). If the type of a CT-KIP request cannot be determined, the
+ CT-KIP responder must return a 400 (Bad request) response.
+
+ In these cases (i.e., when the HTTP response code is 4xx or 5xx), the
+ content of the HTTP body is not significant.
+
+ Redirection status codes (3xx) apply as usual.
+
+
+
+
+
+
+Nystroem Informational [Page 30]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ Whenever the HTTP POST is successfully invoked, the CT-KIP HTTP
+ responder must use the 200 status code and provide a suitable CT-KIP
+ message (possibly with CT-KIP error information included) in the HTTP
+ body.
+
+4.2.6. HTTP Authentication
+
+ No support for HTTP/1.1 authentication is assumed.
+
+4.2.7. Initialization of CT-KIP
+
+ The CT-KIP server may initialize the CT-KIP protocol by sending an
+ HTTP response with Content-Type set to application/
+ vnd.otps.ct-kip+xml and response code set to 200 (OK). This message
+ may, e.g., be sent in response to a user requesting token
+ initialization in a browsing session. The initialization message may
+ carry data in its body. If this is the case, the data shall be a
+ valid instance of a <CT-KIPTrigger> element.
+
+4.2.8. Example Messages
+
+ a. Initialization from CT-KIP server:
+
+ HTTP/1.1 200 OK
+ Cache-Control: no-store
+ Content-Type: application/vnd.otps.ct-kip+xml
+ Content-Length: <some value>
+
+ CT-KIP initialization data in XML form...
+
+ b. Initial request from CT-KIP client:
+
+ POST http://example.com/cgi-bin/CT-KIP-server HTTP/1.1
+ Cache-Control: no-store
+ Pragma: no-cache
+ Host: example.com
+ Content-Type: application/vnd.otps.ct-kip+xml
+ Content-Length: <some value>
+
+ CT-KIP data in XML form (supported version, supported algorithms...)
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 31]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ c. Initial response from CT-KIP server:
+
+ HTTP/1.1 200 OK
+ Cache-Control: no-store
+ Content-Type: application/vnd.otps.ct-kip+xml
+ Content-Length: <some other value>
+
+ CT-KIP data in XML form (server random nonce, server public key, ...)
+
+5. Security considerations
+
+5.1. General
+
+ CT-KIP is designed to protect generated key material from exposure.
+ No other entities than the CT-KIP server and the cryptographic token
+ will have access to a generated K_TOKEN if the cryptographic
+ algorithms used are of sufficient strength and, on the CT-KIP client
+ side, generation and encryption of R_C and generation of K_TOKEN take
+ place as specified and in the token. This applies even if malicious
+ software is present in the CT-KIP client. However, as discussed in
+ the following, CT-KIP does not protect against certain other threats
+ resulting from man-in-the-middle attacks and other forms of attacks.
+ CT-KIP should, therefore, be run over a transport providing privacy
+ and integrity, such as HTTP over Transport Layer Security (TLS) with
+ a suitable ciphersuite, when such threats are a concern. Note that
+ TLS ciphersuites with anonymous key exchanges are not suitable in
+ those situations.
+
+5.2. Active Attacks
+
+5.2.1. Introduction
+
+ An active attacker may attempt to modify, delete, insert, replay or
+ reorder messages for a variety of purposes including service denial
+ and compromise of generated key material. Sections 5.2.2 through
+ 5.2.7 analyze these attack scenarios.
+
+5.2.2. Message Modifications
+
+ Modifications to a <CT-KIPTrigger> message will either cause denial-
+ of-service (modifications of any of the identifiers or the nonce) or
+ the CT-KIP client to contact the wrong CT-KIP server. The latter is
+ in effect a man-in-the-middle attack and is discussed further in
+ Section 5.2.7.
+
+ An attacker may modify a <ClientHello> message. This means that the
+ attacker could indicate a different key or token than the one
+ intended by the CT-KIP client, and could also suggest other
+
+
+
+Nystroem Informational [Page 32]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ cryptographic algorithms than the ones preferred by the CT-KIP
+ client, e.g., cryptographically weaker ones. The attacker could also
+ suggest earlier versions of the CT-KIP protocol, in case these
+ versions have been shown to have vulnerabilities. These
+ modifications could lead to an attacker succeeding in initializing or
+ modifying another token than the one intended (i.e., the server
+ assigning the generated key to the wrong token), or gaining access to
+ a generated key through the use of weak cryptographic algorithms or
+ protocol versions. CT-KIP implementations may protect against the
+ latter by having strict policies about what versions and algorithms
+ they support and accept. The former threat (assignment of a
+ generated key to the wrong token) is not possible when the shared-key
+ variant of CT-KIP is employed (assuming existing shared keys are
+ unique per token) but is possible in the public-key variant.
+ Therefore, CT-KIP servers must not accept unilaterally provided token
+ identifiers in the public-key variant. This is also indicated in the
+ protocol description. In the shared-key variant, however, an
+ attacker may be able to provide the wrong identifier (possibly also
+ leading to the incorrect user being associated with the generated
+ key) if the attacker has real-time access to the token with the
+ identified key. In other words, the generated key is associated with
+ the correct token but the token is associated with the incorrect
+ user. See further Section 5.5 for a discussion of this threat and
+ possible countermeasures.
+
+ An attacker may also modify a <ServerHello> message. This means that
+ the attacker could indicate different key types, algorithms, or
+ protocol versions than the legitimate server would, e.g.,
+ cryptographically weaker ones. The attacker could also provide a
+ different nonce than the one sent by the legitimate server. Clients
+ will protect against the former through strict adherence to policies
+ regarding permissible algorithms and protocol versions. The latter
+ (wrong nonce) will not constitute a security problem, as a generated
+ key will not match the key generated on the legitimate server. Also,
+ whenever the CT-KIP run would result in the replacement of an
+ existing key, the <Mac> element protects against modifications of
+ R_S.
+
+ Modifications of <ClientNonce> messages are also possible. If an
+ attacker modifies the SessionID attribute, then, in effect, a switch
+ to another session will occur at the server, assuming the new
+ SessionID is valid at that time on the server. It still will not
+ allow the attacker to learn a generated K_TOKEN since R_C has been
+ wrapped for the legitimate server. Modifications of the
+ <EncryptedNonce> element, e.g., replacing it with a value for which
+ the attacker knows an underlying R'C, will not result in the client
+ changing its pre-CT-KIP state, since the server will be unable to
+ provide a valid MAC in its final message to the client. The server
+
+
+
+Nystroem Informational [Page 33]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ may, however, end up storing K'TOKEN rather than K_TOKEN. If the
+ token has been associated with a particular user, then this could
+ constitute a security problem. For a further discussion about this
+ threat, and a possible countermeasure, see Section 5.5 below. Note
+ that use of Secure Socket Layer (SSL) or TLS does not protect against
+ this attack if the attacker has access to the CT-KIP client (e.g.,
+ through malicious software, "trojans").
+
+ Finally, attackers may also modify the <ServerFinished> message.
+ Replacing the <Mac> element will only result in denial-of-service.
+ Replacement of any other element may cause the CT-KIP client to
+ associate, e.g., the wrong service with the generated key. CT-KIP
+ should be run over a transport providing privacy and integrity when
+ this is a concern.
+
+5.2.3. Message Deletion
+
+ Message deletion will not cause any other harm than denial-of-
+ service, since a token shall not change its state (i.e., "commit" to
+ a generated key) until it receives the final message from the CT-KIP
+ server and successfully has processed that message, including
+ validation of its MAC. A deleted <ServerFinished> message will not
+ cause the server to end up in an inconsistent state vis-a-vis the
+ token if the server implements the suggestions in Section 5.5.
+
+5.2.4. Message Insertion
+
+ An active attacker may initiate a CT-KIP run at any time, and suggest
+ any token identifier. CT-KIP server implementations may receive some
+ protection against inadvertently initializing a token or
+ inadvertently replacing an existing key or assigning a key to a token
+ by initializing the CT-KIP run by use of the <CT-KIPTrigger>. The
+ <TriggerNonce> element allows the server to associate a CT-KIP
+ protocol run with, e.g., an earlier user-authenticated session. The
+ security of this method, therefore, depends on the ability to protect
+ the <TriggerNonce> element in the CT-KIP initialization message. If
+ an eavesdropper is able to capture this message, he may race the
+ legitimate user for a key initialization. CT-KIP over a transport
+ providing privacy and integrity, coupled with the recommendations in
+ Section 5.5, is recommended when this is a concern.
+
+ Insertion of other messages into an existing protocol run is seen as
+ equivalent to modification of legitimately sent messages.
+
+5.2.5. Message Replay
+
+ Attempts to replay a previously recorded CT-KIP message will be
+ detected, as the use of nonces ensures that both parties are live.
+
+
+
+Nystroem Informational [Page 34]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+5.2.6. Message Reordering
+
+ An attacker may attempt to re-order messages but this will be
+ detected, as each message is of a unique type.
+
+5.2.7. Man in the Middle
+
+ In addition to other active attacks, an attacker posing as a man in
+ the middle may be able to provide his own public key to the CT-KIP
+ client. This threat and countermeasures to it are discussed in
+ Section 3.3. An attacker posing as a man-in-the-middle may also be
+ acting as a proxy and, hence, may not interfere with CT-KIP runs but
+ still learn valuable information; see Section 5.3.
+
+5.3. Passive Attacks
+
+ Passive attackers may eavesdrop on CT-KIP runs to learn information
+ that later on may be used to impersonate users, mount active attacks,
+ etc.
+
+ If CT-KIP is not run over a transport providing privacy, a passive
+ attacker may learn:
+
+ o What tokens a particular user is in possession of;
+
+ o The identifiers of keys on those tokens and other attributes
+ pertaining to those keys, e.g., the lifetime of the keys; and
+
+ o CT-KIP versions and cryptographic algorithms supported by a
+ particular CT-KIP client or server.
+
+ Whenever the above is a concern, CT-KIP should be run over a
+ transport providing privacy. If man-in-the-middle attacks for the
+ purposes described above are a concern, the transport should also
+ offer server-side authentication.
+
+5.4. Cryptographic Attacks
+
+ An attacker with unlimited access to an initialized token may use the
+ token as an "oracle" to pre-compute values that later on may be used
+ to impersonate the CT-KIP server. Sections 3.6 and 3.8 contain
+ discussions of this threat and steps recommended to protect against
+ it.
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 35]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+5.5. Attacks on the Interaction between CT-KIP and User Authentication
+
+ If keys generated in CT-KIP will be associated with a particular user
+ at the CT-KIP server (or a server trusted by, and communicating with
+ the CT-KIP server), then in order to protect against threats where an
+ attacker replaces a client-provided encrypted R_C with his own R'C
+ (regardless of whether the public-key variant or the shared-secret
+ variant of CT-KIP is employed to encrypt the client nonce), the
+ server should not commit to associate a generated K_TOKEN with the
+ given token (user) until the user simultaneously has proven both
+ possession of a token containing K_TOKEN and some out-of-band
+ provided authenticating information (e.g., a temporary password).
+ For example, if the token is a one-time password token, the user
+ could be required to authenticate with both a one-time password
+ generated by the token and an out-of-band provided temporary PIN in
+ order to have the server "commit" to the generated token value for
+ the given user. Preferably, the user should perform this operation
+ from another host than the one used to initialize the token, in order
+ to minimize the risk of malicious software on the client interfering
+ with the process.
+
+ Another threat arises when an attacker is able to trick a user to
+ authenticate to the attacker rather than to the legitimate service
+ before the CT-KIP protocol run. If successful, the attacker will
+ then be able to impersonate the user towards the legitimate service,
+ and subsequently receive a valid CT-KIP trigger. If the public-key
+ variant of CT-KIP is used, this may result in the attacker being able
+ to (after a successful CT-KIP protocol run) impersonate the user.
+ Ordinary precautions must, therefore, be in place to ensure that
+ users authenticate only to legitimate services.
+
+6. Intellectual Property Considerations
+
+ RSA and SecurID are registered trademarks or trademarks of RSA
+ Security Inc. in the United States and/or other countries. The names
+ of other products and services mentioned may be the trademarks of
+ their respective owners.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 36]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+7. References
+
+7.1. Normative References
+
+ [1] Davis, M. and M. Duerst, "Unicode Normalization Forms",
+ March 2001,
+ <http://www.unicode.org/unicode/reports/tr15/tr15-21.html>.
+
+7.2. Informative References
+
+ [2] RSA Laboratories, "PKCS #11 Mechanisms for the Cryptographic
+ Token Key Initialization Protocol", PKCS #11 Version 2.20
+ Amendment 2, December 2005, <ftp://ftp.rsasecurity.com/pub/
+ pkcs/pkcs-11/v2-20/pkcs-11v2-20a2.pdf>.
+
+ [3] RSA Laboratories, "Cryptographic Token Interface Standard",
+ PKCS #11 Version 2.20, June 2004, <ftp://ftp.rsasecurity.com/
+ pub/pkcs/pkcs-11/v2-20/pkcs-11v2-20.pdf>.
+
+ [4] RSA Laboratories, "Frequently Asked Questions About Today's
+ Cryptography. Version 4.1", 2000, <http://www.rsasecurity.com/
+ rsalabs/faq/files/rsalabs_faq41.pdf>.
+
+ [5] RSA Laboratories, "Password-Based Cryptography Standard",
+ PKCS #5 Version 2.0, March 1999,
+ <ftp://ftp.rsasecurity.com/pub/pkcs/pkcs-5v2/pkcs5v2-0.pdf>.
+
+ [6] RSA Laboratories, "RSA Cryptography Standard", PKCS #1 Version
+ 2.1, June 2002,
+ <ftp://ftp.rsasecurity.com/pub/pkcs/pkcs-1/pkcs-1v2-1.pdf>.
+
+ [7] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., Masinter, L.,
+ Leach, P., and T. Berners-Lee, "Hypertext Transfer Protocol --
+ HTTP/1.1", RFC 2616, June 1999.
+
+ [8] National Institute of Standards and Technology, "Specification
+ for the Advanced Encryption Standard (AES)", FIPS 197,
+ November 2001,
+ <http://csrc.nist.gov/publications/fips/fips197/fips-197.pdf>.
+
+ [9] Krawzcyk, H., Bellare, M., and R. Canetti, "HMAC: Keyed-Hashing
+ for Message Authentication", RFC 2104, February 1997.
+
+ [10] Iwata, T. and K. Kurosawa, "OMAC: One-Key CBC MAC. In Fast
+ Software Encryption, FSE 2003, pages 129 - 153.
+ Springer-Verlag", 2003,
+ <http://crypt.cis.ibaraki.ac.jp/omac/docs/omac.pdf>.
+
+
+
+
+Nystroem Informational [Page 37]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ [11] National Institute of Standards and Technology, "Secure Hash
+ Standard", FIPS 197, February 2004, <http://csrc.nist.gov/
+ publications/fips/fips180-2/fips180-2withchangenotice.pdf>.
+
+ [12] RSA Laboratories, "Cryptographic Token Key Initialization
+ Protocol", OTPS Version 1.0, December 2005,
+ <ftp://ftp.rsasecurity.com/pub/otps/ct-kip/ct-kip-v1-0.pdf>.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 38]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+Appendix A. CT-KIP Schema
+
+ <xs:schema
+ targetNamespace=
+ "http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/ct-kip#"
+ xmlns:xs="http://www.w3.org/2001/XMLSchema"
+ xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
+ xmlns=
+ "http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/ct-kip#">
+
+ <xs:import namespace="http://www.w3.org/2000/09/xmldsig#"
+ schemaLocation=
+ "http://www.w3.org/TR/2002/REC-xmldsig-core-20020212/
+ xmldsig-core-schema.xsd"/>
+
+ <!-- Basic types -->
+
+ <xs:complexType name="AbstractRequestType" abstract="true">
+ <xs:attribute name="Version" type="VersionType" use="required"/>
+ </xs:complexType>
+
+ <xs:complexType name="AbstractResponseType" abstract="true">
+ <xs:attribute name="Version" type="VersionType" use="required"/>
+ <xs:attribute name="SessionID" type="IdentifierType"/>
+ <xs:attribute name="Status" type="StatusCode" use="required"/>
+ </xs:complexType>
+
+ <xs:simpleType name="StatusCode">
+ <xs:restriction base="xs:string">
+ <xs:enumeration value="Continue"/>
+ <xs:enumeration value="Success"/>
+ <xs:enumeration value="Abort"/>
+ <xs:enumeration value="AccessDenied"/>
+ <xs:enumeration value="MalformedRequest"/>
+ <xs:enumeration value="UnknownRequest"/>
+ <xs:enumeration value="UnknownCriticalExtension"/>
+ <xs:enumeration value="UnsupportedVersion"/>
+ <xs:enumeration value="NoSupportedKeyTypes"/>
+ <xs:enumeration value="NoSupportedEncryptionAlgorithms"/>
+ <xs:enumeration value="NoSupportedMACAlgorithms"/>
+ <xs:enumeration value="InitializationFailed"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ <xs:simpleType name="VersionType">
+ <xs:restriction base="xs:string">
+ <xs:pattern value="\d{1,2}\.\d{1,3}"/>
+ </xs:restriction>
+
+
+
+Nystroem Informational [Page 39]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:simpleType>
+
+ <xs:simpleType name="IdentifierType">
+ <xs:restriction base="xs:string">
+ <xs:maxLength value="128"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ <xs:simpleType name="NonceType">
+ <xs:restriction base="xs:base64Binary">
+ <xs:length value="16"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ <xs:complexType name="LogoType">
+ <xs:simpleContent>
+ <xs:extension base="xs:base64Binary">
+ <xs:attribute name="MimeType" type="MimeTypeType"
+ use="required"/>
+ </xs:extension>
+ </xs:simpleContent>
+ </xs:complexType>
+
+ <xs:simpleType name="MimeTypeType">
+ <xs:restriction base="xs:string">
+ <xs:enumeration value="image/jpeg"/>
+ <xs:enumeration value="image/gif"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ <!-- Algorithms are identified through URIs -->
+ <xs:complexType name="AlgorithmsType">
+ <xs:sequence maxOccurs="unbounded">
+ <xs:element name="Algorithm" type="AlgorithmType"/>
+ </xs:sequence>
+ </xs:complexType>
+
+ <xs:simpleType name="AlgorithmType">
+ <xs:restriction base="xs:anyURI"/>
+ </xs:simpleType>
+
+ <xs:complexType name="MacType">
+ <xs:simpleContent>
+ <xs:extension base="xs:base64Binary">
+ <xs:attribute name="MacAlgorithm"
+ type="xs:anyURI"/>
+ </xs:extension>
+ </xs:simpleContent>
+
+
+
+Nystroem Informational [Page 40]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:complexType>
+
+ <!-- CT-KIP extensions (for future use) -->
+ <xs:complexType name="ExtensionsType">
+ <xs:sequence maxOccurs="unbounded">
+ <xs:element name="Extension" type="AbstractExtensionType"/>
+ </xs:sequence>
+ </xs:complexType>
+
+ <xs:complexType name="AbstractExtensionType" abstract="true">
+ <xs:attribute name="Critical" type="xs:boolean"/>
+ </xs:complexType>
+
+ <xs:complexType name="ClientInfoType">
+ <xs:complexContent>
+ <xs:extension base="AbstractExtensionType">
+ <xs:sequence>
+ <xs:element name="Data" type="xs:base64Binary"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <xs:complexType name="ServerInfoType">
+ <xs:complexContent>
+ <xs:extension base="AbstractExtensionType">
+ <xs:sequence>
+ <xs:element name="Data" type="xs:base64Binary"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <xs:complexType name="OTPKeyConfigurationDataType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ This extension is only valid in ServerFinished PDUs. It
+ carries additional configuration data that an OTP token should
+ use (subject to local policy) when generating OTP values from a
+ newly generated OTP key.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractExtensionType">
+ <xs:sequence>
+ <xs:element name="OTPFormat" type="OTPFormatType"/>
+ <xs:element name="OTPLength" type="xs:positiveInteger"/>
+ <xs:element name="OTPMode" type="OTPModeType" minOccurs="0"/>
+
+
+
+Nystroem Informational [Page 41]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <xs:simpleType name="OTPFormatType">
+ <xs:restriction base="xs:string">
+ <xs:enumeration value="Decimal"/>
+ <xs:enumeration value="Hexadecimal"/>
+ <xs:enumeration value="Alphanumeric"/>
+ <xs:enumeration value="Binary"/>
+ </xs:restriction>
+ </xs:simpleType>
+
+ <xs:complexType name="OTPModeType">
+ <xs:choice maxOccurs="unbounded">
+ <xs:element name="Time" type="TimeType"/>
+ <xs:element name="Counter"/>
+ <xs:element name="Challenge"/>
+ <xs:any namespace="##other" processContents="strict"/>
+ </xs:choice>
+ </xs:complexType>
+
+ <xs:complexType name="TimeType">
+ <xs:complexContent>
+ <xs:restriction base="xs:anyType">
+ <xs:attribute name="TimeInterval" type="xs:positiveInteger"/>
+ </xs:restriction>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <xs:complexType name="PayloadType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ </xs:documentation>
+ </xs:annotation>
+ <xs:choice>
+ <xs:element name="Nonce" type="NonceType"/>
+ <xs:any namespace="##other" processContents="strict"/>
+ </xs:choice>
+ </xs:complexType>
+
+ <xs:simpleType name="PlatformType">
+ <xs:restriction base="xs:string">
+ <xs:enumeration value="Hardware"/>
+ <xs:enumeration value="Software"/>
+ <xs:enumeration value="Unspecified"/>
+ </xs:restriction>
+
+
+
+Nystroem Informational [Page 42]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </xs:simpleType>
+
+ <xs:complexType name="TokenPlatformInfoType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Carries token platform information helping the client to select
+ a suitable token.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:attribute name="KeyLocation" type="PlatformType"/>
+ <xs:attribute name="AlgorithmLocation" type="PlatformType"/>
+ </xs:complexType>
+
+ <xs:complexType name="InitializationTriggerType">
+ <xs:sequence>
+ <xs:element name="TokenID" type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="KeyID" type="xs:base64Binary" minOccurs="0"/>
+ <xs:element name="TokenPlatformInfo" type="TokenPlatformInfoType"
+ minOccurs="0"/>
+ <xs:element name="TriggerNonce" type="NonceType"/>
+ <xs:element name="CT-KIPURL" type="xs:anyURI" minOccurs="0"/>
+ <xs:any namespace="##other" processContents="strict"
+ minOccurs="0"/>
+ </xs:sequence>
+ </xs:complexType>
+
+ <!-- CT-KIP PDUs -->
+
+ <!-- CT-KIP trigger -->
+ <xs:element name="CT-KIPTrigger" type="CT-KIPTriggerType"/>
+
+ <xs:complexType name="CT-KIPTriggerType">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message used to trigger the device to initiate a CT-KIP run.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:sequence>
+ <xs:choice>
+ <xs:element name="InitializationTrigger"
+ type="InitializationTriggerType"/>
+ <xs:any namespace="##other" processContents="strict"/>
+ </xs:choice>
+ </xs:sequence>
+ <xs:attribute name="Version" type="VersionType"/>
+ </xs:complexType>
+
+ <!-- ClientHello PDU -->
+
+
+
+Nystroem Informational [Page 43]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <xs:element name="ClientHello" type="ClientHelloPDU"/>
+
+ <xs:complexType name="ClientHelloPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message sent from CT-KIP client to CT-KIP server to initiate an
+ CT-KIP session.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractRequestType">
+ <xs:sequence>
+ <xs:element name="TokenID" type="xs:base64Binary"
+ minOccurs="0"/>
+ <xs:element name="KeyID" type="xs:base64Binary"
+ minOccurs="0"/>
+ <xs:element name="ClientNonce" type="NonceType"
+ minOccurs="0"/>
+ <xs:element name="TriggerNonce" type="NonceType"
+ minOccurs="0"/>
+ <xs:element name="SupportedKeyTypes" type="AlgorithmsType"/>
+ <xs:element name="SupportedEncryptionAlgorithms"
+ type="AlgorithmsType"/>
+ <xs:element name="SupportedMACAlgorithms"
+ type="AlgorithmsType"/>
+ <xs:element name="Extensions" type="ExtensionsType"
+ minOccurs="0"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <!-- ServerHello PDU -->
+ <xs:element name="ServerHello" type="ServerHelloPDU"/>
+
+ <xs:complexType name="ServerHelloPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Message sent from CT-KIP server to CT-KIP client in response to
+ a received ClientHello PDU.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractResponseType">
+ <xs:sequence minOccurs="0">
+ <xs:element name="KeyType" type="AlgorithmType"/>
+ <xs:element name="EncryptionAlgorithm" type="AlgorithmType"/>
+ <xs:element name="MacAlgorithm" type="AlgorithmType"/>
+
+
+
+Nystroem Informational [Page 44]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <xs:element name="EncryptionKey" type="ds:KeyInfoType"/>
+ <xs:element name="Payload" type="PayloadType"/>
+ <xs:element name="Extensions" type="ExtensionsType"
+ minOccurs="0"/>
+ <xs:element name="Mac" type="MacType" minOccurs="0"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <!-- ClientNonce PDU -->
+ <xs:element name="ClientNonce" type="ClientNoncePDU"/>
+
+ <xs:complexType name="ClientNoncePDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Second message sent from CT-KIP client to CT-KIP server to
+ convey the client's chosen secret.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractRequestType">
+ <xs:sequence>
+ <xs:element name="EncryptedNonce" type="xs:base64Binary"/>
+ <xs:element name="Extensions" type="ExtensionsType"
+ minOccurs="0"/>
+ </xs:sequence>
+ <xs:attribute name="SessionID" type="IdentifierType"
+ use="required"/>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ <!-- ServerFinished PDU -->
+ <xs:element name="ServerFinished" type="ServerFinishedPDU"/>
+ <xs:complexType name="ServerFinishedPDU">
+ <xs:annotation>
+ <xs:documentation xml:lang="en">
+ Final message sent from CT-KIP server to CT-KIP client in an
+ CT-KIP session.
+ </xs:documentation>
+ </xs:annotation>
+ <xs:complexContent>
+ <xs:extension base="AbstractResponseType">
+ <xs:sequence minOccurs="0">
+ <xs:element name="TokenID" type="xs:base64Binary"/>
+ <xs:element name="KeyID" type="xs:base64Binary"/>
+ <xs:element name="KeyExpiryDate" type="xs:dateTime"
+
+
+
+Nystroem Informational [Page 45]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ minOccurs="0"/>
+ <xs:element name="ServiceID" type="IdentifierType"
+ minOccurs="0"/>
+ <xs:element name="ServiceLogo" type="LogoType"
+ minOccurs="0"/>
+ <xs:element name="UserID" type="IdentifierType"
+ minOccurs="0"/>
+ <xs:element name="Extensions" type="ExtensionsType"
+ minOccurs="0"/>
+ <xs:element name="Mac" type="MacType"/>
+ </xs:sequence>
+ </xs:extension>
+ </xs:complexContent>
+ </xs:complexType>
+
+ </xs:schema>
+
+Appendix B. Examples of CT-KIP Messages
+
+B.1. Introduction
+
+ All examples are syntactically correct. MAC and cipher values are
+ fictitious, however. The examples illustrate a complete CT-KIP
+ exchange, starting with an initialization (trigger) message from the
+ server.
+
+B.2. Example of a CT-KIP Initialization (Trigger) Message
+
+ <CT-KIPTrigger
+ xmlns=
+ "http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/ct-kip#"
+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
+ Version="1.0">
+ <InitializationTrigger>
+ <TokenID>12345678</TokenID>
+ <TriggerNonce>112dsdfwf312asder394jw==</TriggerNonce>
+ </InitializationTrigger>
+ </CT-KIPTrigger>
+
+B.3. Example of a <ClientHello> Message
+
+ <?xml version="1.0" encoding="UTF-8"?>
+ <ClientHello
+ xmlns=
+ "http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/ct-kip#"
+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
+ Version="1.0">
+ <TokenID>12345678</TokenID>
+
+
+
+Nystroem Informational [Page 46]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ <TriggerNonce>112dsdfwf312asder394jw==</TriggerNonce>
+ <SupportedKeyTypes>
+ <Algorithm>http://www.rsasecurity.com/rsalabs/otps/schemas
+ /2005/09/otps-wst#SecurID-AES</Algorithm>
+ </SupportedKeyTypes>
+ <SupportedEncryptionAlgorithms>
+ <Algorithm>http://www.w3.org/2001/04/xmlenc#rsa-1_5</Algorithm>
+ <Algorithm>http://www.rsasecurity.com/rsalabs/otps/schemas/
+ 2005/12/ct-kip#ct-kip-prf-aes</Algorithm>
+ </SupportedEncryptionAlgorithms>
+ <SupportedMACAlgorithms>
+ <Algorithm>http://www.rsasecurity.com/rsalabs/otps/schemas/
+ 2005/12/ct-kip#ct-kip-prf-aes</Algorithm>
+ </SupportedMACAlgorithms>
+ </ClientHello>
+
+B.4. Example of a <ServerHello> Message
+
+ <?xml version="1.0" encoding="UTF-8"?>
+ <ServerHello
+ xmlns=
+ "http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/ct-kip#"
+ xmlns:ds="http://www.w3.org/2000/09/xmldsig#"
+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
+ Version="1.0" SessionID="4114" Status="Success">
+ <KeyType>http://www.rsasecurity.com/rsalabs/otps/schemas/2005/09/
+ otps-wst#SecurID-AES</KeyType>
+ <EncryptionAlgorithm>http://www.rsasecurity.com/rsalabs/otps/
+ schemas/2005/12/ct-kip#ct-kip-prf-aes</EncryptionAlgorithm>
+ <MacAlgorithm>http://www.rsasecurity.com/rsalabs/otps/schemas/
+ 2005/12/ct-kip#ct-kip-prf-aes</MacAlgorithm>
+ <EncryptionKey>
+ <ds:KeyName>KEY-1</ds:KeyName>
+ </EncryptionKey>
+ <Payload>
+ <Nonce>qw2ewasde312asder394jw==</Nonce>
+ </Payload>
+ </ServerHello>
+
+B.5. Example of a <ClientNonce> Message
+
+ <?xml version="1.0" encoding="UTF-8"?>
+ <ClientNonce
+ xmlns="http://www.rsasecurity.com/rsalabs/otps/schemas/
+ 2005/12/ct-kip#"
+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
+ Version="1.0" SessionID="4114">
+ <EncryptedNonce>vXENc+Um/9/NvmYKiHDLaErK0gk=</EncryptedNonce>
+
+
+
+Nystroem Informational [Page 47]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ </ClientNonce>
+
+B.6. Example of a <ServerFinished> Message
+
+ <?xml version="1.0" encoding="UTF-8"?>
+ <ServerFinished
+ xmlns="http://www.rsasecurity.com/rsalabs/otps/schemas/
+ 2005/12/ct-kip#"
+ xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance"
+ Version="1.0" SessionID="4114" Status="Success">
+ <TokenID>12345678</TokenID>
+ <KeyExpiryDate>2009-09-16T03:02:00Z</KeyExpiryDate>
+ <KeyID>43212093</KeyID>
+ <ServiceID>Example Enterprise Name</ServiceID>
+ <UserID>exampleLoginName</UserID>
+ <Extensions>
+ <Extension xsi:type="OTPKeyConfigurationDataType">
+ <OTPFormat>Decimal</OTPFormat>
+ <OTPLength>6</OTPLength>
+ <OTPMode><Time/></OTPMode>
+ </Extension>
+ </Extensions>
+ <Mac>miidfasde312asder394jw==</Mac>
+ </ServerFinished>
+
+Appendix C. Integration with PKCS #11
+
+ A CT-KIP client that needs to communicate with a connected
+ cryptographic token to perform a CT-KIP exchange may use PKCS #11 [3]
+ as a programming interface. When performing CT-KIP with a
+ cryptographic token using the PKCS #11 programming interface, the
+ procedure described in [2], Appendix B, is recommended.
+
+Appendix D. Example CT-KIP-PRF Realizations
+
+D.1. Introduction
+
+ This example appendix defines CT-KIP-PRF in terms of AES [8] and HMAC
+ [9].
+
+D.2. CT-KIP-PRF-AES
+
+D.2.1. Identification
+
+ For tokens supporting this realization of CT-KIP-PRF, the following
+ URI may be used to identify this algorithm in CT-KIP:
+
+ http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/
+
+
+
+Nystroem Informational [Page 48]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ ct-kip#ct-kip-prf-aes
+
+ When this URI is used to identify the encryption algorithm to use,
+ the method for encryption of R_C values described in Section 3.6
+ shall be used.
+
+D.2.2. Definition
+
+ CT-KIP-PRF-AES (k, s, dsLen)
+
+ Input:
+
+ k encryption key to use
+
+ s octet string consisting of randomizing material. The length of
+ the string s is sLen.
+
+ dsLen desired length of the output
+
+ Output:
+
+ DS a pseudorandom string, dsLen-octets long
+
+ Steps:
+
+ 1. Let bLen be the output block size of AES in octets:
+
+ bLen = (AES output block length in octets)
+
+ (normally, bLen = 16)
+
+ 2. If dsLen > (2**32 - 1) * bLen, output "derived data too long" and
+ stop
+
+ 3. Let n be the number of bLen-octet blocks in the output data,
+ rounding up, and let j be the number of octets in the last block:
+
+ n = ROUND( dsLen / bLen )
+
+ j = dsLen - (n - 1) * bLen
+
+ 4. For each block of the pseudorandom string DS, apply the function
+ F defined below to the key k, the string s and the block index to
+ compute the block:
+
+ B1 = F (k, s, 1) ,
+
+ B2 = F (k, s, 2) ,
+
+
+
+Nystroem Informational [Page 49]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ ...
+
+ Bn = F (k, s, n)
+
+ The function F is defined in terms of the OMAC1 construction from
+ [10], using AES as the block cipher:
+
+ F (k, s, i) = OMAC1-AES (k, INT (i) || s)
+
+ where INT (i) is a four-octet encoding of the integer i, most
+ significant octet first, and the output length of OMAC1 is set to
+ bLen.
+
+ Concatenate the blocks and extract the first dsLen octets to produce
+ the desired data string DS:
+
+ DS = B1 || B2 || ... || Bn<0..j-1>
+
+ Output the derived data DS.
+
+D.2.3. Example
+
+ If we assume that dsLen = 16, then:
+
+ n = 16 / 16 = 1
+
+ j = 16 - (1 - 1) * 16 = 16
+
+ DS = B1 = F (k, s, 1) = OMAC1-AES (k, INT (1) || S)
+
+D.3. CT-KIP-PRF-SHA256
+
+D.3.1. Identification
+
+ For tokens supporting this realization of CT-KIP-PRF, the following
+ URI may be used to identify this algorithm in CT-KIP:
+
+ http://www.rsasecurity.com/rsalabs/otps/schemas/2005/12/
+ ct-kip#ct-kip-prf-sha256
+
+ When this URI is used to identify the encryption algorithm to use,
+ the method for encryption of R_C values described in Section 3.6
+ shall be used.
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 50]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+D.3.2. Definition
+
+ CT-KIP-PRF-SHA256 (k, s, dsLen)
+
+ Input:
+
+ k encryption key to use
+
+ s octet string consisting of randomizing material. The length of
+ the string s is sLen
+
+ dsLen desired length of the output
+
+ Output:
+
+ DS a pseudorandom string, dsLen-octets long
+
+ Steps:
+
+ 1. Let bLen be the output size in octets of SHA-256 [11] (no
+ truncation is done on the HMAC output):
+
+ bLen = 32
+
+ 2. If dsLen > (2**32 - 1) bLen, output "derived data too long" and
+ stop
+
+ 3. Let n be the number of bLen-octet blocks in the output data,
+ rounding up, and let j be the number of octets in the last block:
+
+ n = ROUND ( dsLen / bLen )
+
+ j = dsLen - (n - 1) * bLen
+
+ 4. For each block of the pseudorandom string DS, apply the function
+ F defined below to the key k, the string s and the block index to
+ compute the block:
+
+ B1 = F (k, s, 1) ,
+
+ B2 = F (k, s, 2) ,
+
+ ...
+
+ Bn = F (k, s, n)
+
+
+
+
+
+
+Nystroem Informational [Page 51]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+ The function F is defined in terms of the HMAC construction from [9],
+ using SHA-256 as the digest algorithm:
+
+ F (k, s, i) = HMAC-SHA256 (k, INT (i) || s)
+
+ where INT (i) is a four-octet encoding of the integer i, most
+ significant octet first, and the output length of HMAC is set to
+ bLen.
+
+ Concatenate the blocks and extract the first dsLen octets to produce
+ the desired data string DS:
+
+ DS = B1 || B2 || ... || Bn<0..j-1>
+
+ Output the derived data DS.
+
+D.3.3. Example
+
+ If we assume that sLen = 256 (two 128-octet long values) and dsLen =
+ 16, then:
+
+ n = ROUND ( 16 / 32 ) = 1
+
+ j = 16 - (1 - 1) * 32 = 16
+
+ B1 = F (k, s, 1) = HMAC-SHA256 (k, INT (1) || s )
+
+ DS = B1<0 ... 15>
+
+ That is, the result will be the first 16 octets of the HMAC output.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 52]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+Appendix E. About OTPS
+
+ The One-Time Password Specifications are documents produced by RSA
+ Laboratories in cooperation with secure systems developers for the
+ purpose of simplifying integration and management of strong
+ authentication technology into secure applications, and to enhance
+ the user experience of this technology.
+
+ Further development of the OTPS series will occur through mailing
+ list discussions and occasional workshops, and suggestions for
+ improvement are welcome. As for our PKCS documents, results may also
+ be submitted to standards forums. For more information, contact:
+
+ OTPS Editor
+ RSA Laboratories
+ 174 Middlesex Turnpike
+ Bedford, MA 01730 USA
+ otps-editor@rsasecurity.com
+ http://www.rsasecurity.com/rsalabs/
+
+Author's Address
+
+ Magnus Nystroem
+ RSA Security
+
+ EMail: magnus@rsasecurity.com
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Nystroem Informational [Page 53]
+
+RFC 4758 CT-KIP Version 1.0 Revision 1 November 2006
+
+
+Full Copyright Statement
+
+ Copyright (C) The IETF Trust (2006).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST,
+ AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES,
+ EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT
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+ IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR
+ PURPOSE.
+
+Intellectual Property
+
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+
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+
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+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+Nystroem Informational [Page 54]
+