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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Network Working Group R. Kalin
+Request for Comments: 60 MIT
+ 13 July 1970
+
+
+ A Simplified NCP Protocol
+
+Abstract
+
+ This RFC defines a new NCP protocol that is simple enough to be
+ implemented on a very small computer, yet can be extended for
+ efficient operation on large timesharing machines. Because worst case
+ storage requirements can be predicted, a conservative implementation
+ can be freed of complicated resource allocation and storage control
+ procedures. A general error recovery procedure is also defined.
+
+Overview and Rational
+
+ The central premise of this proposal is an insistence that all user-
+ to-user connections be bi-directional. For those familiar with
+ communication theory, this appears most reasonable. All communication
+ requires a cyclical flow of information. To deny a simple association
+ between a message and its reply makes protocol unnecessarily
+ complicated and turns simple mechanisms of flow control into
+ nightmares.
+
+ It is proposed that a bi-directional connection, or duplex link, be
+ identified by a pair of socket numbers, one for each end. This is
+ half the number presently required. Associated with the connection
+ are some number of "crates" or message containers. These crates
+ travel back and forth over the link carrying network messages from
+ one side to the other. Buffers are allocated at each end of the link
+ to hold crates and the messages that they carry. Worst case buffer
+ requirements are equal to the number of crates in circulation, or the
+ "capacity" of the link.
+
+Details
+
+ A message buffer has four states which follow one another cyclically.
+ They are:
+
+ 1) empty,
+
+ 2) filled with a message-laden crate to be unloaded,
+
+ 3) filled with an empty crate, and
+
+ 4) filled with a message-laden crate to be sent.
+
+
+
+Kalin [Page 1]
+
+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ Normally state transitions correspond to message arrival, message
+ removal, message insertion and message transmission.
+
+ For a process to be an NCP it must:
+
+ 1) be able to make initial contact with foreign hosts via the control
+ link and, if necessary, delete user-to-user links left over from the
+ previous system incarnation.
+
+ 2) be able to create user-to-user links.
+
+ 3) be able to interface users with these links.
+
+ 4) be able to delete user-to-user links.
+
+ The first of the four functions shall not be discussed here except to
+ point out that it contains critical races that can not be resolved
+ without making assumptions about maximum message propagation delays.
+ Since within the ARPA network, bounds on message turnaround time do
+ not exist, the approach chosen must necessarily be tender. The other
+ three functions are discussed first from the viewpoint of one
+ interested in implementing a minimal NCP. Then extensions and
+ improvements are proposed that are suitable for larger machines.
+
+ Any NCP must be capable of creating a duplex link between a local
+ user process and a remote one. The current protocol accomplishes this
+ by queuing a potentially unbounded number of RFC's and waiting for
+ the user to examine the queue to determine with whom he wishes to
+ talk. There is no guarantee that the user will ever look at the
+ queue and there is no way to limit the size of the queue. The
+ overflow error message suggested fails in the respect because it
+ admits that the RFC will only be sent again. The picture need not be
+ this bleak. The following network conversation demonstrates how
+ connections can be made without using queues or relying on user
+ process attention.
+
+ Suppose that a local user process and a remote user process wish to
+ establish a new connection. The remote process asks its NCP to listen
+ for a connection request and gives it the socket identifier for its
+ end. Optionally it can give both socket identifiers. The user process
+ at the local end asks its NCP to send a request for a duplex link
+ (RFDL). It specifies both socket identifiers of the proposed link.
+ The local NCP sends a RFDL over the control link with the following
+ format:
+
+ RFDL <my socket> <your socket> <max number buffers> <spare>
+
+
+
+
+
+Kalin [Page 2]
+
+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ The third argument is normally supplied by the local NCP and
+ indicates the maximum number of buffers the NCP will consider
+ allocating to this duplex link. If buffers are in user storage the
+ count may be given by the user in a call made to the NCP.
+
+ The RFDL is received at the remote host and the remote NCP compares
+ <my socket> and <your socket> against the socket identifiers supplied
+ by unmatched listens issued to it. For listens in which just a single
+ identifier was given only <your socket> must match. If both socket
+ identifiers were given, they both must match. If a match is found an
+ acknowledgement message with the following format is sent back by the
+ NCP:
+
+ ACDL <your socket> <my socket> <number buffers> <spare>
+
+ The <number buffers> parameter is equal to the smaller of <max number
+ buffers> as specified in the RFDL and the number of message buffers
+ agreeable to the remote NCP. If no match is found the error message
+ returned is an ACDL in which <number buffers> equals zero. Note that
+ the RFDL mechanism is similar to a RFC mechanism in which the bound
+ on queue size is one and connection acceptance is done entirely by
+ the NCP.
+
+ The two varieties of a listen correspond to two modes of channel
+ operation. The single parameter variety, as typified by a LOGIN
+ process, is to be used by programs that will "talk with anyone who
+ happens to dial their number". Screening of contacts for
+ appropriateness is left to the user process. The double parameter
+ listen is used by user programs who know with whom they will
+ communicate and do not wish to be bothered by random RFDL's from
+ other sources. Given the way in which socket name space is
+ partitioned, it is impossible to get a matching RFDL from any process
+ but the one intended.
+
+ Message buffers for the connection are allocated in the remote host
+ before it sends the ACDL and in the local host at the time the ACDL
+ is received. The number of buffers at each end is equal to the
+ <number buffers> parameter in the ACDL. The state of all remote
+ buffers is "empty" and of all local buffers "filled with empty
+ crate". After buffers are allocated the local user process is
+ notified that it is able to start sending messages.
+
+ The type of interface presented by the NCP between the user process
+ and the newly created duplex link is a decision local to that host. A
+ simple but complete interface would provide two calls to be made to
+ the NCP. GETMESSAGE would return the next message from the link
+ complete with marking, text and padding. PUTMESSAGE would take a
+
+
+
+
+Kalin [Page 3]
+
+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ message, marking and text only, and buffer it for transmission. The
+ obvious logical errors would be reported.
+
+ We suggest that message alignment be left to the user. On most
+ machines it is a simple but time consuming operation. If done in the
+ NCP there is no guarantee that the user will not have to readjust it
+ himself. It is usually not possible to know a priori whether the text
+ portion should be right adjusted to a word boundary, left adjusted to
+ a word boundary, aligned to the end of the last message, or
+ fragmented in some exotic way.
+
+ Within this protocol message boundaries are used to provide storage
+ allocation information. If not required by the user this information
+ can be forgotten and the user interface can be made to appear as a
+ bit stream. Though welcomed by purists, such a strategy may produce
+ complications when attempting to synchronize both ends of a link.
+
+ Links are deleted by removing empty crates from them and reclaiming
+ the buffers allocated to the crates removed. Only buffers with crates
+ in can be reclaimed; empty buffers must remain available to receive
+ messages that may arrive. When no crates are left, no buffers remain,
+ and the socket identifiers can be forgotten. When empty crates are
+ removed, a decrement size message is sent to the foreign NCP to allow
+ it to reduce its buffer allocation:
+
+ DEC <my socket> <your socket> <number of buffers dropped>
+
+ A reply is solicited from the foreign NCP to affirm the deletions or
+ to complain of an error. Possible errors include "no such link" and
+ "impossible number of buffers dropped".
+
+ The option to close a link can be given to a user process by
+ providing either of two system calls. NOMOREOUTPUT declares that no
+ more messages will be sent by the local user process. All local
+ buffers for the link that contain empty crates are reclaimed by the
+ NCP. DEC messages are sent to the foreign NCP. As crates are emptied,
+ via GETMESSAGE calls, their buffers are reclaimed too. As an
+ alternative, the call KILLMESSAGE can be implemented. This call can
+ be used in place of a PUTMESSAGE. Instead of filling an empty crate
+ with a message to be sent, KILLMESSAGE will cause the crate to be
+ reclaimed and a DEC control message sent.
+
+ In situations where the user process has died, or for some other
+ reason can not close the link, more drastic measures must be taken.
+ For these situations, the ABEND control message is defined:
+
+ ABEND <my socket> <your socket>
+
+
+
+
+Kalin [Page 4]
+
+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ After sending an ABEND the issuing NCP starts to close the link. All
+ buffers containing input are destroyed. A DEC is issued for these and
+ the previously empty buffers. If messages arrive on the link, they
+ are destroyed and a DEC is issued. Any ABEND received for the link is
+ ignored.
+
+ When the remote NCP receives the ABEND, it stops sending messages
+ over the link and refuses new messages from the user process at its
+ end. Empty buffers are reclaimed. Pending output messages are
+ destroyed and their buffers reclaimed. Input messages are fed to the
+ user process as long as it will accept them. Buffers are reclaimed as
+ input is accepted. DEC's are issued to cover all buffers reclaimed.
+ When the user process will take no more input, input messages are
+ destroyed and their buffers reclaimed. Eventually all buffers will be
+ reclaimed at both ends of the link. At such time the connection can
+ be considered closed and the socket numbers used can be reassigned
+ without ambiguity.
+
+ Under this proposed protocol the above four functions constitute all
+ that must be part of a network NCP. If buffers are allocated only
+ when free ones exist there can be no "overflow" errors nor is there
+ any need to place further constraints on message flow. For any user
+ message that arrives buffer room is guaranteed. All control messages
+ can be processed without requiring additional storage to be
+ allocated. Attempts by a user process to issue too many listens can
+ be thwarted by local control procedures.
+
+ Inefficiencies in storage will result when the number of outstanding
+ connections gets large. One price of coding simplicity is a fifty
+ percent utilization of buffer space. On large hosts it may prove
+ advantageous to implement some of the following NCP extensions. With
+ more complicated flow control procedures, it becomes possible for an
+ NCP to allocate more buffer space than actually exists and still not
+ to get into trouble. Other extensions provide message compression,
+ improved throughput and user transparent error recovery.
+
+ Because some extensions require the cooperation of foreign hosts and
+ assume that they have implemented more than the minimal NCP it is
+ proposed that an inquiry control message be used to find out what
+ extensions the foreign host has implemented. The response to an INQ
+ will be a control message defining a host profile. If an "undefined
+ error" message is returned, the foreign host is assumed to have only
+ a minimal NCP.
+
+ A simple extension is to define a control message that will replace
+ user RFNM's. A user RFNM is a null text message sent, for example, as
+ a reply when a file is transferred via a duplex link. They are
+ inefficient since they tie up an entry in the IMP's link assignment
+
+
+
+Kalin [Page 5]
+
+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ table and degrade network throughput. A more efficient solution is to
+ send a special message over the control link. In this way one short
+ message can replace several user messages.
+
+ URFNM <my socket> <your socket> <number of user RFNM's>
+
+ Because the control link is concurrent with the return side of the
+ user link, URFNM's can not be substituted for user RFNM's when there
+ are other messages to be sent on the return link. Otherwise ordering
+ will be lost and with it user transparency.
+
+ Throughput can also be increased with a mechanism to add additional
+ crates on a duplex link. This might be at user instigation or be a
+ decision of the NCP.
+
+ INC <my socket> <your socket> <number buffers desired>
+
+ The foreign host replies to an increase request by returning an INCR.
+
+ INCR <my socket> <your socket> <number buffers to be added>
+
+ If the foreign NCP is unable to meet the additional buffer demand,
+ <number buffers to be added> will be less than <number buffers
+ desired> and possibly zero. The initial state of all local buffers
+ added is "filled with empty crate" and of all foreign buffers
+ "empty".
+
+ The spare argument in the RFDL and ACDL could be used to declare the
+ maximum sized message that will actually be sent in that direction. A
+ perceptive NCP could observe this information and allocate smaller
+ buffers. A lesser NCP could ignore it and always assume maximum
+ length messages. For example, if the field were zero then only user
+ RFNM's would be sent. A smart NCP would allocate no storage at all.
+
+ If the NCP retains a copy of each user message sent over the network
+ until a reply is returned, an automatic error recovery procedure can
+ be implemented. Because the capacity of the link is always known, an
+ NCP can determine whether there are messages in transit. This is done
+ by first sending a STOP message to the foreign NCP:
+
+ STOP <my socket> <your socket>
+
+ The STOP message tells the foreign NCP to temporarily stop
+ transmitting messages over the selected link. Unlike CEASE-ON-LINK
+ there is no guarantee as to how many messages will be sent before the
+ STOP takes effect. The local NCP then sends a link inquiry message:
+
+ LINQ <my socket> <your socket>
+
+
+
+Kalin [Page 6]
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+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+ The reply gives the number of crates at the foreign end of the link.
+ The LINQ message is repeated until this number plus the number of
+ local crates equals the capacity of the link. At this time no
+ messages are in transit and the two ends of the link have been
+ synchronized. Messages can now be identified relative to the
+ synchronization point. Thus the local NCP can send a control message
+ asking, for example, that the third to last message be retransmitted.
+ The foreign NCP is able to identify which message this is and to
+ retransmit it. Once all errors have been recovered a START control
+ message, similar in format to the STOP, is sent to the foreign NCP
+ and normal operation continues. The entire recovery procedure can be
+ transparent to both user processes.
+
+ It is expected that the larger hosts will not adhere strictly to the
+ worst case storage allocation requirements. Rather they will allocate
+ more buffers than they have and reply on statistics to keep them out
+ of trouble most of the time. Such conduct is perfectly permissible as
+ long as it is transparent to foreign hosts. The protocol allows an
+ NCP to lie about storage allocation as long as he is not caught. In
+ situations where detection appears imminent some of the following
+ control mechanisms will need to be applied. They are listed in
+ increasing order of power.
+
+ a) Do not send out any user RFNM's or other short messages. There is
+ a good chance that they will be replaced by longer messages that will
+ strain buffer capacity even more.
+
+ b) Try not to accept any new messages from the IMP. Block local
+ processes attempting to issue messages.
+
+ c) Issue DEC's to free up buffer space. Do not allocate more than one
+ buffer to RFDL's and refuse INC's.
+
+ d) Fake errors in messages waiting for local user action. Do this
+ only if the host that sent it has implemented error recovery. This
+ will free buffer space and allow you to recover later. This final
+ measure is admittedly a last resort, but it should be powerful enough
+ to control any emergency.
+
+ It is the hope of the author that the above protocol presents an
+ attractive alternative to that proposed by RFC 54 and its additions.
+ Although it appears at a late date, it should not be more than a
+ minor jolt to implementation efforts. It is simple enough to be
+ implemented quickly. If adopted, a majority of the present sites
+ could be talking intelligently with one another by the end of the
+ summer.
+
+
+
+
+
+Kalin [Page 7]
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+RFC 60 A Simplified NCP Protocol 13 July 1970
+
+
+References
+
+ [1] Crocker, S.D., Postel, J., Newkirk, J. and Kraley, M., "Official
+ protocol proffering", RFC 54, June 1970.
+
+Author's Address
+
+ Richard Kalin
+ MIT Lincoln Laboratory
+
+
+
+
+
+
+
+ [ This RFC was put into machine readable form for entry ]
+ [ into the online RFC archives by Ian Redfern 4/97 ]
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