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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Internet Research Task Force (IRTF) A. Dutta, Ed.
+Request for Comments: 6252 V. Fajardo
+Category: Informational NIKSUN
+ISSN: 2070-1721 Y. Ohba
+ K. Taniuchi
+ Toshiba
+ H. Schulzrinne
+ Columbia Univ.
+ June 2011
+
+
+ A Framework of Media-Independent Pre-Authentication (MPA) for
+ Inter-Domain Handover Optimization
+
+Abstract
+
+ This document describes Media-independent Pre-Authentication (MPA), a
+ new handover optimization mechanism that addresses the issues on
+ existing mobility management protocols and mobility optimization
+ mechanisms to support inter-domain handover. MPA is a mobile-
+ assisted, secure handover optimization scheme that works over any
+ link layer and with any mobility management protocol, and is most
+ applicable to supporting optimization during inter-domain handover.
+ MPA's pre-authentication, pre-configuration, and proactive handover
+ techniques allow many of the handoff-related operations to take place
+ before the mobile node has moved to the new network. We describe the
+ details of all the associated techniques and their applicability for
+ different scenarios involving various mobility protocols during
+ inter-domain handover. We have implemented the MPA mechanism for
+ various network-layer and application-layer mobility protocols, and
+ we report a summary of experimental performance results in this
+ document.
+
+ This document is a product of the IP Mobility Optimizations (MOBOPTS)
+ Research Group.
+
+Status of This Memo
+
+ This document is not an Internet Standards Track specification; it is
+ published for informational purposes.
+
+ This document is a product of the Internet Research Task Force
+ (IRTF). The IRTF publishes the results of Internet-related research
+ and development activities. These results might not be suitable for
+ deployment. This RFC represents the consensus of the MOBOPTS
+ Research Group of the Internet Research Task Force (IRTF). Documents
+ approved for publication by the IRSG are not a candidate for any
+ level of Internet Standard; see Section 2 of RFC 5741.
+
+
+
+Dutta, et al. Informational [Page 1]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc6252.
+
+Copyright Notice
+
+ Copyright (c) 2011 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document.
+
+Table of Contents
+
+ 1. Introduction ....................................................3
+ 1.1. Specification of Requirements ..............................5
+ 1.2. Performance Requirements ...................................5
+ 2. Terminology .....................................................7
+ 3. Handover Taxonomy ...............................................7
+ 4. Related Work ...................................................11
+ 5. Applicability of MPA ...........................................12
+ 6. MPA Framework ..................................................13
+ 6.1. Overview ..................................................13
+ 6.2. Functional Elements .......................................14
+ 6.3. Basic Communication Flow ..................................16
+ 7. MPA Operations .................................................20
+ 7.1. Discovery .................................................21
+ 7.2. Pre-Authentication in Multiple-CTN Environment ............22
+ 7.3. Proactive IP Address Acquisition ..........................23
+ 7.3.1. PANA-Assisted Proactive IP Address Acquisition .....24
+ 7.3.2. IKEv2-Assisted Proactive IP Address Acquisition ....24
+ 7.3.3. Proactive IP Address Acquisition Using
+ DHCPv4 Only ........................................24
+ 7.3.4. Proactive IP Address Acquisition Using Stateless
+ Autoconfiguration ..................................26
+ 7.4. Tunnel Management .........................................26
+ 7.5. Binding Update ............................................28
+ 7.6. Preventing Packet Loss ....................................29
+ 7.6.1. Packet Loss Prevention in Single-Interface MPA .....29
+ 7.6.2. Preventing Packet Losses for Multiple Interfaces ...29
+ 7.6.3. Reachability Test ..................................30
+
+
+
+
+
+
+Dutta, et al. Informational [Page 2]
+
+RFC 6252 MPA Framework June 2011
+
+
+ 7.7. Security and Mobility .....................................31
+ 7.7.1. Link-Layer Security and Mobility ...................31
+ 7.7.2. IP-Layer Security and Mobility .....................32
+ 7.8. Authentication in Initial Network Attachment ..............33
+ 8. Security Considerations ........................................33
+ 9. Acknowledgments ................................................34
+ 10. References ....................................................34
+ 10.1. Normative References .....................................34
+ 10.2. Informative References ...................................36
+ Appendix A. Proactive Duplicate Address Detection .................40
+ Appendix B. Address Resolution ....................................41
+ Appendix C. MPA Deployment Issues .................................42
+ C.1. Considerations for Failed Switching and Switch-Back ........42
+ C.2. Authentication State Management ............................43
+ C.3. Pre-Allocation of QoS Resources ............................44
+ C.4. Resource Allocation Issue during Pre-Authentication ........45
+ C.5. Systems Evaluation and Performance Results .................47
+ C.5.1. Intra-Technology, Intra-Domain .........................47
+ C.5.2. Inter-Technology, Inter-Domain .........................49
+ C.5.3. MPA-Assisted Layer 2 Pre-Authentication ................49
+ C.6. Guidelines for Handover Preparation ........................54
+
+1. Introduction
+
+ As wireless technologies, including cellular and wireless LANs, are
+ becoming popular, supporting terminal handovers across different
+ types of access networks, such as from a wireless LAN to CDMA or to
+ General Packet Radio Service (GPRS), is considered a clear challenge.
+ On the other hand, supporting seamless terminal handovers between
+ access networks of the same type is still more challenging,
+ especially when the handovers are across IP subnets or administrative
+ domains. To address those challenges, it is important to provide
+ terminal mobility that is agnostic to link-layer technologies in an
+ optimized and secure fashion without incurring unreasonable
+ complexity. In this document, we discuss a framework to support
+ terminal mobility that provides seamless handovers with low latency
+ and low loss. Seamless handovers are characterized in terms of
+ performance requirements as described in Section 1.2. [MPA-WIRELESS]
+ is an accompanying document that describes implementation of a few
+ MPA-based systems, including performance results to show how existing
+ protocols could be leveraged to realize the functionalities of MPA.
+
+ Terminal mobility is accomplished by a mobility management protocol
+ that maintains a binding between a locator and an identifier of a
+ mobile node, where the binding is referred to as the mobility
+ binding. The locator of the mobile node may dynamically change when
+ there is a movement of the mobile node. The movement that causes a
+
+
+
+
+Dutta, et al. Informational [Page 3]
+
+RFC 6252 MPA Framework June 2011
+
+
+ change of the locator may occur when there is a change in attachment
+ point due to physical movement or network change. A mobility
+ management protocol may be defined at any layer. In the rest of this
+ document, the term "mobility management protocol" refers to a
+ mobility management protocol that operates at the network layer or
+ higher.
+
+ There are several mobility management protocols at different layers.
+ Mobile IP [RFC5944] and Mobile IPv6 [RFC3775] are mobility management
+ protocols that operate at the network layer. Similarly, MOBIKE
+ (IKEv2 Mobility and Multihoming) [RFC4555] is an extension to the
+ Internet Key Exchange Protocol (IKEv2) that provides the ability to
+ deal with a change of an IP address of an IKEv2 end-point. There are
+ several ongoing activities in the IETF to define mobility management
+ protocols at layers higher than the network layer. HIP (Host
+ Identity Protocol) [RFC5201] defines a new protocol layer between the
+ network layer and transport layer to provide terminal mobility in a
+ way that is transparent to both the network layer and transport
+ layer. Also, SIP-based mobility is an extension to SIP to maintain
+ the mobility binding of a SIP user agent [SIPMM].
+
+ While mobility management protocols maintain mobility bindings, these
+ cannot provide seamless handover if used in their current form. An
+ additional optimization mechanism is needed to prevent the loss of
+ in-flight packets transmitted during the mobile node's binding update
+ procedure and to achieve seamless handovers. Such a mechanism is
+ referred to as a mobility optimization mechanism. For example,
+ mobility optimization mechanisms for Mobile IPv4 [RFC4881] and Mobile
+ IPv6 [RFC5568] are defined to allow neighboring access routers to
+ communicate and carry information about mobile terminals. There are
+ protocols that are considered as "helpers" of mobility optimization
+ mechanisms. The CARD (Candidate Access Router Discovery) protocol
+ [RFC4066] is designed to discover neighboring access routers. CXTP
+ (Context Transfer Protocol) [RFC4067] is designed to carry state that
+ is associated with the services provided for the mobile node, or
+ context, among access routers. In Section 4, we describe some of the
+ fast-handover schemes that attempt to reduce the handover delay.
+
+ There are several issues in existing mobility optimization
+ mechanisms. First, existing mobility optimization mechanisms are
+ tightly coupled with specific mobility management protocols. For
+ example, it is not possible to use mobility optimization mechanisms
+ designed for Mobile IPv4 or Mobile IPv6 with MOBIKE. What is
+ strongly desired is a single, unified mobility optimization mechanism
+ that works with any mobility management protocol. Second, there is
+ no existing mobility optimization mechanism that easily supports
+ handovers across administrative domains without assuming a
+ pre-established security association between administrative domains.
+
+
+
+Dutta, et al. Informational [Page 4]
+
+RFC 6252 MPA Framework June 2011
+
+
+ A mobility optimization mechanism should work across administrative
+ domains in a secure manner only based on a trust relationship between
+ a mobile node and each administrative domain. Third, a mobility
+ optimization mechanism needs to support not only terminals with
+ multiple interfaces where simultaneous connectivity through multiple
+ interfaces or connectivity through a single interface can be
+ expected, but also terminals with a single interface.
+
+ This document describes a framework of Media-independent
+ Pre-Authentication (MPA), a new handover optimization mechanism that
+ addresses all those issues. MPA is a mobile-assisted, secure
+ handover optimization scheme that works over any link layer and with
+ any mobility management protocol, including Mobile IPv4, Mobile IPv6,
+ MOBIKE, HIP, and SIP mobility. In cases of multiple operators
+ without a roaming relationship or without an agreement to participate
+ in a key management scheme, MPA provides a framework that can perform
+ pre-authentication to establish the security mechanisms without
+ assuming a common source of trust. In MPA, the notion of IEEE
+ 802.11i pre-authentication is extended to work at a higher layer,
+ with additional mechanisms to perform early acquisition of an IP
+ address from a network where the mobile node may move, as well as
+ proactive handover to the network while the mobile node is still
+ attached to the current network. Since this document focuses on the
+ MPA framework, it is left to future work to choose the protocols for
+ MPA and define detailed operations. The accompanying document
+ [MPA-WIRELESS] provides one method that describes usage and
+ interactions between existing protocols to accomplish MPA
+ functionality.
+
+ This document represents the consensus of the IP Mobility
+ Optimizations (MOBOPTS) Research Group. It has been reviewed by
+ Research Group members active in the specific area of work.
+
+1.1. Specification of Requirements
+
+ In this document, several words are used to signify the requirements
+ of the specification. These words are often capitalized. The key
+ words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", "SHOULD",
+ "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this document
+ are to be interpreted as described in [RFC2119].
+
+1.2. Performance Requirements
+
+ In order to provide desirable quality of service for interactive
+ Voice over IP (VoIP) and streaming traffic, one needs to limit the
+ value of end-to-end delay, jitter, and packet loss to a certain
+ threshold level. ITU-T and ITU-E standards define the acceptable
+ values for these parameters. For example, for one-way delay, ITU-T
+
+
+
+Dutta, et al. Informational [Page 5]
+
+RFC 6252 MPA Framework June 2011
+
+
+ G.114 [RG98] recommends 150 ms as the upper limit for most of the
+ applications, and 400 ms as generally unacceptable delay. One-way
+ delay tolerance for video conferencing is in the range of 200 to
+ 300 ms [ITU98]. Also, if an out-of-order packet is received after a
+ certain threshold, it is considered lost. According to ETSI TR 101
+ [ETSI], a normal voice conversation can tolerate up to 2% packet
+ loss. But this is the mean packet loss probability and may be
+ applicable to a scenario when the mobile node is subjected to
+ repeated handoff during a normal conversation. Measurement
+ techniques for delay and jitter are described in [RFC2679],
+ [RFC2680], and [RFC2681].
+
+ In the case of interactive VoIP traffic, end-to-end delay affects the
+ jitter value, and thus is an important issue to consider. An end-to-
+ end delay consists of several components, such as network delay,
+ operating system (OS) delay, codec delay, and application delay. A
+ complete analysis of these delays can be found in [WENYU]. During a
+ mobile node's handover, in-flight transient traffic cannot reach the
+ mobile node because of the associated handover delay. These
+ in-flight packets could either be lost or buffered. If the in-flight
+ packets are lost, this packet loss will contribute to jitter between
+ the last packet before handoff and the first packet after handoff.
+ If these packets are buffered, packet loss is minimized, but there is
+ additional jitter for the in-flight packets when these are flushed
+ after the handoff. Buffering during handoff avoids the packet loss,
+ but at the cost of additional one-way delay. A tradeoff between one-
+ way delay and packet loss is desired based on the type of
+ application. For example, for a streaming application, packet loss
+ can be reduced by increasing the playout buffer, resulting in longer
+ one-way packet delay.
+
+ The handover delay is attributed to several factors, such as
+ discovery, configuration, authentication, binding update, and media
+ delivery. Many of the security-related procedures, such as handover
+ keying and re-authentication procedures, deal with cases where there
+ is a single source of trust at the top, and the underlying
+ Authentication, Authorization, and Accounting (AAA) domain elements
+ trust the top source of trust and the keys it generates and
+ distributes. In this scenario, there is an appreciable delay in
+ re-establishing link-security-related parameters, such as
+ authentication, link key management, and access authorization during
+ inter-domain handover. The focus of this document is the design of a
+ framework that can reduce the delay due to authentication and other
+ handoff-related operations such as configuration and binding update.
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 6]
+
+RFC 6252 MPA Framework June 2011
+
+
+2. Terminology
+
+ Mobility Binding: A binding between a locator and an identifier of a
+ mobile terminal.
+
+ Mobility Management Protocol (MMP): A protocol that operates at the
+ network layer or above to maintain a binding between a locator and
+ an identifier of a mobile node.
+
+ Binding Update (BU): A procedure to update a mobility binding.
+
+ Media-independent Pre-Authentication Mobile Node (MN): A mobile node
+ using Media-independent Pre-Authentication (MPA). MPA is a
+ mobile-assisted, secure handover optimization scheme that works
+ over any link layer and with any mobility management protocol. An
+ MPA mobile node is an IP node. In this document, the term "mobile
+ node" or "MN" without a modifier refers to "MPA mobile node". An
+ MPA mobile node usually has a functionality of a mobile node of a
+ mobility management protocol as well.
+
+ Candidate Target Network (CTN): A network to which the mobile node
+ may move in the near future.
+
+ Target Network (TN): The network to which the mobile node has
+ decided to move. The target network is selected from one or more
+ candidate target networks.
+
+ Proactive Handover Tunnel (PHT): A bidirectional IP tunnel [RFC2003]
+ [RFC2473] that is established between the MPA mobile node and an
+ access router of a candidate target network. In this document,
+ the term "tunnel" without a modifier refers to "proactive handover
+ tunnel".
+
+ Point of Attachment (PoA): A link-layer device (e.g., a switch, an
+ access point, or a base station) that functions as a link-layer
+ attachment point for the MPA mobile node to a network.
+
+ Care-of Address (CoA): An IP address used by a mobility management
+ protocol as a locator of the MPA mobile node.
+
+3. Handover Taxonomy
+
+ Based on the type of movement, type of access network, and underlying
+ mobility support, one can primarily define the handover as inter-
+ technology, intra-technology, inter-domain, and intra-domain. We
+ describe briefly each of these handover processes. However, our
+ focus of the discussion is on inter-domain handover.
+
+
+
+
+Dutta, et al. Informational [Page 7]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Inter-technology: A mobile node may be equipped with multiple
+ interfaces, where each interface can support a different access
+ technology (e.g., 802.11, CDMA). A mobile node may communicate
+ with one interface at any time in order to conserve power. During
+ the handover, the mobile node may move out of the footprint of one
+ access technology (e.g., 802.11) and move into the footprint of a
+ different access technology (e.g., CDMA). This will warrant
+ switching of the communicating interface on the mobile node as
+ well. This type of inter-technology handover is often called
+ "vertical handover", since the mobile node moves between two
+ different cell sizes.
+
+ Intra-technology: An intra-technology handover is defined as when a
+ mobile node moves within the same type of access technology, such
+ as between 802.11[a,b,n] and 802.11 [a,b,n] or between CDMA1XRTT
+ and CDMA1EVDO. In this scenario, a mobile node may be equipped
+ with a single interface (with multiple PHY types of the same
+ technology) or with multiple interfaces. An intra-technology
+ handover may involve intra-subnet or inter-subnet movement and
+ thus may need to change its L3 locator, depending upon the type of
+ movement.
+
+ Inter-domain: A domain can be defined in several ways. But for the
+ purposes of roaming, we define "domain" as an administrative
+ domain that consists of networks managed by a single
+ administrative entity that authenticates and authorizes a mobile
+ node for accessing the networks. An administrative entity may be
+ a service provider, an enterprise, or any organization. Thus, an
+ inter-domain handover will by default be subjected to inter-subnet
+ handover, and in addition it may be subjected to either inter-
+ technology or intra-technology handover. A mobile node is
+ subjected to inter-subnet handover when it moves from one subnet
+ (broadcast domain) to another subnet (broadcast domain). Inter-
+ domain handover will be subjected to all the transition steps a
+ subnet handover goes through, and it will be subjected to
+ authentication and authorization processes as well. It is also
+ likely that the type of mobility support in each administrative
+ domain will be different. For example, administrative domain A
+ may have Mobile IP version 6 (MIPv6) support, while administrative
+ domain B may use Proxy MIPv6 [RFC5213].
+
+ Intra-domain: When a mobile node's movement is confined to movement
+ within an administrative domain, it is called "intra-domain
+ movement". An intra-domain movement may involve intra-subnet,
+ inter-subnet, intra-technology, and inter-technology as well.
+
+
+
+
+
+
+Dutta, et al. Informational [Page 8]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Both inter-domain and intra-domain handovers can be subjected to
+ either inter-technology or intra-technology handover based on the
+ network access characteristics. Inter-domain handover requires
+ authorization for acquisition or modification of resources assigned
+ to a mobile node, and the authorization needs interaction with a
+ central authority in a domain. In many cases, an authorization
+ procedure during inter-domain handover follows an authentication
+ procedure that also requires interaction with a central authority in
+ a domain. Thus, security associations between the network entities,
+ such as routers in the neighboring administrative domains, need to be
+ established before any interaction takes place between these
+ entities. Similarly, an inter-domain mobility may involve different
+ mobility protocols, such as MIPv6 and Proxy MIPv6, in each of its
+ domains. In that case, one needs a generalized framework to achieve
+ the optimization during inter-domain handover. Figure 1 shows a
+ typical example of inter-domain mobility involving two domains,
+ domain A and domain B. It illustrates several important components,
+ such as a AAA Home server (AAAH); AAA visited servers (e.g., AAAV1
+ and AAAV2); an Authentication Agent (AA); a layer 3 point of
+ attachment, such as an Access Router (AR); and a layer 2 point of
+ attachment, such as an Access Point (AP). Any mobile node may be
+ using a specific mobility protocol and associated mobility
+ optimization technique during intra-domain movement in either domain.
+ But the same optimization technique may not be suitable to support
+ inter-domain handover, independent of whether it uses the same or a
+ different mobility protocol in either domain.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 9]
+
+RFC 6252 MPA Framework June 2011
+
+
+ +-----------------------------+
+ | +--------+ |
+ | | | |
+ | | AAAH ------------------|
+ | | | | |
+ | +|-------+ | |
+ | | | |
+ | | Home Domain | |
+ | | | |
+ +-------|---------------------+ |
+ | |
+ | |
+ | |
+ +----------------------------|---------+ +-------------|------------+
+ | Domain A | | | Domain B | |
+ | | | | +|-------+ |
+ | +-------|+ | | +-----+ | | |
+ | | | | | | ------ AAAV2 | |
+ | | AAAV1 | | | | AA | | | |
+ | +-------------- | | | +|----+ +--------+ |
+ | | | +--------+ | | | |
+ | |AA | | | |--- ---- |
+ | +--|--+ | | / \ / \ |
+ | | /----\ | || AR |-----| AR | |
+ | -|-- / \ | | \ / \ / |
+ | / \ | AR | | | -|-- --|- |
+ | | AR ----------- / | |+--|---+ +------|------+ |
+ | \ / \--|-/ | || AP4 | | L2 Switch | |
+ | -/-- +-----|------+ | || | +-|---------|-+ |
+ | / | L2 Switch | | |+------+ | | |
+ | / +-|-------|--+ | | +---|--+ +----|-+ |
+ | +----/-+ +----|-+ +-|----+ | | | | | | |
+ | | | | | | | | | | AP5 | |AP6 | |
+ | | AP1 | | AP2 | | AP3 | | | +----|-+ +------+ |
+ | +------+ +------+ +--|---+ | | | |
+ +--------------------------------|-----+ +------------ |------------+
+ --|--------- |
+ //// \\\\ -----|-----
+ // +------+ //// +------+ \\\\
+ | | MN ------------->|MN | \\\
+ | | | | | | | |
+ | +------+ | | +------+ |
+ \\ | // |
+ \\\\ \\\/ ///
+ ------------ \\\\------------- ////
+
+ Figure 1: Inter-Domain Mobility
+
+
+
+
+Dutta, et al. Informational [Page 10]
+
+RFC 6252 MPA Framework June 2011
+
+
+4. Related Work
+
+ While basic mobility management protocols such as Mobile IP
+ [RFC5944], Mobile IPv6 [RFC3775], and SIP-Mobility [SIPMM] provide
+ continuity to TCP and RTP traffic, these are not optimized to reduce
+ the handover latency during a mobile node's movement between subnets
+ and domains. In general, these mobility management protocols
+ introduce handover delays incurred at several layers, such as layer 3
+ and the application layer, for updating the mobile node's mobility
+ binding. These protocols are affected by underlying layer 2 delay as
+ well. As a result, applications using these mobility protocols
+ suffer from performance degradation.
+
+ There have been several optimization techniques that apply to current
+ mobility management schemes that try to reduce handover delay and
+ packet loss during a mobile node's movement between cells, subnets,
+ and domains. Micro-mobility management schemes such as [CELLIP] and
+ [HAWAII], and intra-domain mobility management schemes such as
+ [IDMP], [MOBIP-REG], and [RFC5380], provide fast handover by limiting
+ the signaling updates within a domain. Fast Mobile IP protocols for
+ IPv4 and IPv6 networks [RFC4881] [RFC5568] utilize mobility
+ information made available by link-layer triggers. Yokota et
+ al. [YOKOTA] propose the joint use of an access point and a dedicated
+ Media Access Control (MAC) bridge to provide fast handover without
+ altering the MIPv4 specification. Shin et al. [MACD] propose a
+ scheme that reduces the delay due to MAC-layer handoff by providing a
+ cache-based algorithm. In this scheme, the mobile node caches the
+ neighboring channels that it has already visited and thus uses a
+ selective scanning method. This helps to reduce the associated
+ scanning time.
+
+ Some mobility management schemes use dual interfaces, thus providing
+ make-before-break [SUM]. In a make-before-break situation,
+ communication usually continues with one interface when the secondary
+ interface is in the process of getting connected. The IEEE 802.21
+ working group is discussing these scenarios in detail [802.21].
+ Providing fast handover using a single interface needs more careful
+ design than for a client with multiple interfaces. Dutta et
+ al. [SIPFAST] provide an optimized handover scheme for SIP-based
+ mobility management, where the transient traffic is forwarded from
+ the old subnet to the new one by using an application-layer
+ forwarding scheme. [MITH] provides a fast-handover scheme for the
+ single-interface case that uses mobile-initiated tunneling between
+ the old Foreign Agent and a new Foreign Agent. [MITH] defines two
+ types of handover schemes: Pre-MIT (Mobile Initiated Tunneling) and
+ Post-MIT (Media Initiated Tunneling). The proposed MPA scheme is
+ very similar to Mobile Initiated Tunneling Handoff's (MITH's)
+ predictive scheme, where the mobile node communicates with the
+
+
+
+Dutta, et al. Informational [Page 11]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Foreign Agent before actually moving to the new network. However,
+ the MPA scheme is not limited to MIP; this scheme takes care of
+ movement between domains and performs pre-authentication in addition
+ to proactive handover. Thus, MPA reduces the overall delay to a
+ period close to that of link-layer handover delay. Most of the
+ mobility optimization techniques developed so far are restricted to a
+ specific type of mobility protocol only. While supporting
+ optimization for inter-domain mobility, these protocols assume that
+ there is a pre-established security arrangement between two
+ administrative domains. But this assumption may not always be
+ viable. Thus, there is a need to develop an optimization mechanism
+ that can support inter-domain mobility without any underlying
+ constraints or security-related assumptions.
+
+ Recently, the HOKEY working group within the IETF has been defining
+ ways to expedite the authentication process. In particular, it has
+ defined pre-authentication [RFC5836] and fast re-authentication
+ [RFC5169] mechanisms to expedite the authentication and security
+ association process.
+
+5. Applicability of MPA
+
+ MPA is more applicable where an accurate prediction of movement can
+ be easily made. For other environments, special care must be taken
+ to deal with issues such as pre-authentication to multiple CTNs
+ (Candidate Target Networks), and failed switching and switching back
+ as described in [MPA-WIRELESS]. However, addressing those issues in
+ actual deployments may not be easier. Some of the deployment issues
+ are described in Appendix C.
+
+ The authors of the accompanying document [MPA-WIRELESS] have cited
+ several use cases of how MPA can be used to optimize several network-
+ layer and application-layer mobility protocols. The effectiveness of
+ MPA may be relatively reduced if the network employs network-
+ controlled localized mobility management in which the MN does not
+ need to change its IP address while moving within the network. The
+ effectiveness of MPA may also be relatively reduced if signaling for
+ network access authentication is already optimized for movements
+ within the network, e.g., when simultaneous use of multiple
+ interfaces during handover is allowed. In other words, MPA is more
+ viable as a solution for inter-administrative domain predictive
+ handover without the simultaneous use of multiple interfaces. Since
+ MPA is not tied to a specific mobility protocol, it is also
+ applicable to support optimization for inter-domain handover where
+ each domain may be equipped with a different mobility protocol.
+
+
+
+
+
+
+Dutta, et al. Informational [Page 12]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Figure 1 shows an example of inter-domain mobility where MPA could be
+ applied. For example, domain A may support just Proxy MIPv6, whereas
+ domain B may support Client Mobile IPv6. MPA's different functional
+ components can provide the desired optimization techniques
+ proactively.
+
+6. MPA Framework
+
+6.1. Overview
+
+ Media-independent Pre-Authentication (MPA) is a mobile-assisted,
+ secure handover optimization scheme that works over any link layer
+ and with any mobility management protocol. With MPA, a mobile node
+ is not only able to securely obtain an IP address and other
+ configuration parameters for a CTN, but also able to send and receive
+ IP packets using the IP address obtained before it actually attaches
+ to the CTN. This makes it possible for the mobile node to complete
+ the binding update of any mobility management protocol and use the
+ new CoA before performing a handover at the link layer.
+
+ MPA adopts the following basic procedures to provide this
+ functionality. The first procedure is referred to as
+ "pre-authentication", the second procedure is referred to as
+ "pre-configuration", and the combination of the third and fourth
+ procedures is referred to as "secure proactive handover". The
+ security association established through pre-authentication is
+ referred to as an "MPA-SA".
+
+ This functionality is provided by allowing a mobile node that has
+ connectivity to the current network, but is not yet attached to a
+ CTN, to
+
+ (i) establish a security association with the CTN to secure the
+ subsequent protocol signaling, then
+
+ (ii) securely execute a configuration protocol to obtain an IP
+ address and other parameters from the CTN as well as execute a
+ tunnel management protocol to establish a Proactive Handover
+ Tunnel (PHT) [RFC2003] between the mobile node and an access
+ router of the CTN, then
+
+ (iii) send and receive IP packets, including signaling messages
+ for the binding update of an MMP and data packets transmitted
+ after completion of the binding update, over the PHT, using the
+ obtained IP address as the tunnel inner address, and finally
+
+
+
+
+
+
+Dutta, et al. Informational [Page 13]
+
+RFC 6252 MPA Framework June 2011
+
+
+ (iv) delete or disable the PHT immediately before attaching to the
+ CTN when it becomes the target network, and then re-assign the
+ inner address of the deleted or disabled tunnel to its physical
+ interface immediately after the mobile node is attached to the
+ target network through the interface. Instead of deleting or
+ disabling the tunnel before attaching to the target network, the
+ tunnel may be deleted or disabled immediately after being attached
+ to the target network.
+
+ Step (iii) above (i.e., the binding update procedure), in particular,
+ makes it possible for the mobile node to complete the higher-layer
+ handover before starting a link-layer handover. This means that the
+ mobile node is able to send and receive data packets transmitted
+ after completing the binding update over the tunnel, while data
+ packets transmitted before completion of the binding update do not
+ use the tunnel.
+
+6.2. Functional Elements
+
+ In the MPA framework, the following functional elements are expected
+ to reside in each CTN to communicate with a mobile node: an
+ Authentication Agent (AA), a Configuration Agent (CA), and an Access
+ Router (AR). These elements can reside in one or more network
+ devices.
+
+ An authentication agent is responsible for pre-authentication. An
+ authentication protocol is executed between the mobile node and the
+ authentication agent to establish an MPA-SA. The authentication
+ protocol MUST be able to establish a shared key between the mobile
+ node and the authentication agent and SHOULD be able to provide
+ mutual authentication. The authentication protocol SHOULD be able to
+ interact with a AAA protocol, such as RADIUS or Diameter, to carry
+ authentication credentials to an appropriate authentication server in
+ the AAA infrastructure. This interaction happens through the
+ authentication agent, such as the PANA Authentication Agent (PAA).
+ In turn, the derived key is used to derive additional keys that will
+ be applied to protecting message exchanges used for pre-configuration
+ and secure proactive handover. Other keys that are used for
+ bootstrapping link-layer and/or network-layer ciphers MAY also be
+ derived from the MPA-SA. A protocol that can carry the Extensible
+ Authentication Protocol (EAP) [RFC3748] would be suitable as an
+ authentication protocol for MPA.
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 14]
+
+RFC 6252 MPA Framework June 2011
+
+
+ A configuration agent is responsible for one part of
+ pre-configuration, namely securely executing a configuration protocol
+ to deliver an IP address and other configuration parameters to the
+ mobile node. The signaling messages of the configuration protocol
+ (e.g., DHCP) MUST be protected using a key derived from the key
+ corresponding to the MPA-SA.
+
+ An access router in the MPA framework is a router that is responsible
+ for the other part of pre-configuration, i.e., securely executing a
+ tunnel management protocol to establish a proactive handover tunnel
+ to the mobile node. IP packets transmitted over the proactive
+ handover tunnel SHOULD be protected using a key derived from the key
+ corresponding to the MPA-SA. Details of this procedure are described
+ in Section 6.3.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 15]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Figure 2 shows the basic functional components of MPA.
+
+ +----+
+ | CN |
+ +----+
+ /
+ (Core Network)
+ / \
+ / \
+ +----------------/--------+ +----\-----------------+
+ | +-----+ | |+-----+ |
+ | | | +-----+ | || | +-----+ |
+ | | AA | |CA | | ||AA | | CA | |
+ | +--+--+ +--+--+ | |+--+--+ +--+--+ |
+ | | +------+ | | | | +-----+ | |
+ | | | pAR | | | | | |nAR | | |
+ | ---+---+ +---+-----+----+---+-+ +-----+ |
+ | +---+--+ | | +-----+ |
+ | | | | |
+ | | | | |
+ | | | | |
+ +------------+------------+ +--------|-------------+
+ Current | Candidate| Target Network
+ Network | |
+ +------+ +------+
+ | oPoA | | nPoA |
+ +--.---+ +--.---+
+ . .
+ . .
+ +------+
+ | MN | ---------->
+ +------+
+
+ Figure 2: MPA Functional Components
+
+6.3. Basic Communication Flow
+
+ Assume that the mobile node is already connected to a point of
+ attachment, say oPoA (old point of attachment), and assigned a
+ care-of address, say oCoA (old care-of address). The communication
+ flow of MPA is described as follows. Throughout the communication
+ flow, data packet loss should not occur except for the period during
+ the switching procedure in Step 5 below, and it is the responsibility
+ of link-layer handover to minimize packet loss during this period.
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 16]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Step 1 (pre-authentication phase): The mobile node finds a CTN
+ through some discovery process, such as IEEE 802.21, and obtains
+ the IP addresses of an authentication agent, a configuration
+ agent, and an access router in the CTN (Candidate Target Network)
+ by some means. Details about discovery mechanisms are discussed
+ in Section 7.1. The mobile node performs pre-authentication with
+ the authentication agent. As discussed in Section 7.2, the mobile
+ node may need to pre-authenticate with multiple candidate target
+ networks. The decision regarding with which candidate network the
+ mobile node needs to pre-authenticate will depend upon several
+ factors, such as signaling overhead, bandwidth requirement
+ (Quality of Service (QoS)), the mobile node's location,
+ communication cost, handover robustness, etc. Determining the
+ policy that decides the target network with which the mobile node
+ should pre-authenticate is out of scope for this document.
+
+ If the pre-authentication is successful, an MPA-SA is created
+ between the mobile node and the authentication agent. Two keys
+ are derived from the MPA-SA, namely an MN-CA key and an MN-AR key,
+ which are used to protect subsequent signaling messages of a
+ configuration protocol and a tunnel management protocol,
+ respectively. The MN-CA key and the MN-AR key are then securely
+ delivered to the configuration agent and the access router,
+ respectively.
+
+ Step 2 (pre-configuration phase): The mobile node realizes that its
+ point of attachment is likely to change from the oPoA to a new
+ one, say nPoA (new point of attachment). It then performs
+ pre-configuration with the configuration agent, using the
+ configuration protocol to obtain several configuration parameters
+ such as an IP address, say nCoA (new care-of address), and a
+ default router from the CTN. The mobile node then communicates
+ with the access router using the tunnel management protocol to
+ establish a proactive handover tunnel. In the tunnel management
+ protocol, the mobile node registers the oCoA and the nCoA as the
+ tunnel outer address and the tunnel inner address, respectively.
+ The signaling messages of the pre-configuration protocol are
+ protected using the MN-CA key and the MN-AR key. When the
+ configuration agent and the access router are co-located in the
+ same device, the two protocols may be integrated into a single
+ protocol, such as IKEv2. After completion of the tunnel
+ establishment, the mobile node is able to communicate using both
+ the oCoA and the nCoA by the end of Step 4. A configuration
+ protocol and a tunnel management protocol may be combined in a
+ single protocol or executed in different orders depending on the
+ actual protocol(s) used for configuration and tunnel management.
+
+
+
+
+
+Dutta, et al. Informational [Page 17]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Step 3 (secure proactive handover main phase): The mobile node
+ decides to switch to the new point of attachment by some means.
+ Before the mobile node switches to the new point of attachment, it
+ starts secure proactive handover by executing the binding update
+ operation of a mobility management protocol and transmitting
+ subsequent data traffic over the tunnel (main phase). This
+ proactive binding update could be triggered based on certain local
+ policy at the mobile node end, after the pre-configuration phase
+ is over. This local policy could be Signal-to-Noise Ratio,
+ location of the mobile node, etc. In some cases, it may cache
+ multiple nCoA addresses and perform simultaneous binding with the
+ Correspondent Node (CN) or Home Agent (HA).
+
+ Step 4 (secure proactive handover pre-switching phase): The mobile
+ node completes the binding update and becomes ready to switch to
+ the new point of attachment. The mobile node may execute the
+ tunnel management protocol to delete or disable the proactive
+ handover tunnel and cache the nCoA after deletion or disabling of
+ the tunnel. This transient tunnel can be deleted prior to or
+ after the handover. The buffering module at the next access
+ router buffers the packets once the tunnel interface is deleted.
+ The decision as to when the mobile node is ready to switch to the
+ new point of attachment depends on the handover policy.
+
+ Step 5 (switching): It is expected that a link-layer handover occurs
+ in this step.
+
+ Step 6 (secure proactive handover post-switching phase): The mobile
+ node executes the switching procedure. Upon successful completion
+ of the switching procedure, the mobile node immediately restores
+ the cached nCoA and assigns it to the physical interface attached
+ to the new point of attachment. If the proactive handover tunnel
+ was not deleted or disabled in Step 4, the tunnel is deleted or
+ disabled as well. After this, direct transmission of data packets
+ using the nCoA is possible without using a proactive handover
+ tunnel.
+
+ Call flow for MPA is shown in Figures 3 and 4.
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 18]
+
+RFC 6252 MPA Framework June 2011
+
+
+ IP address(es)
+ Available for
+ Use by MN
+ |
+ +-----------------------------------+ |
+ | Candidate Target Network | |
+ | (Future Target Network) | |
+ MN oPoA | nPoA AA CA AR | |
+ | | | | | | | | |
+ | | +-----------------------------------+ |
+ | | | | | | .
+ +---------------+ | | | | | .
+ |(1) Found a CTN| | | | | | .
+ +---------------+ | | | | | |
+ | Pre-authentication | | | |
+ | [authentication protocol] | | |
+ |<--------+------------->|MN-CA key| | |
+ | | | |-------->|MN-AR key| |
+ +-----------------+ | | |------------------>| |
+ |(2) Increased | | | | | | [oCoA]
+ |chance to switch | | | | | | |
+ | to CTN | | | | | | |
+ +-----------------+ | | | | | |
+ | | | | | | |
+ | Pre-configuration | | | |
+ | [configuration protocol to get nCoA] | |
+ |<--------+----------------------->| | |
+ | Pre-configuration | | | |
+ | [tunnel management protocol to establish PHT] V
+ |<--------+--------------------------------->|
+ | | | | | | ^
+ +-----------------+ | | | | | |
+ |(3) Determined | | | | | | |
+ |to switch to CTN | | | | | | |
+ +-----------------+ | | | | | |
+ | | | | | | |
+ | Secure proactive handover main phase | |
+ | [execution of binding update of MMP and | |
+ | transmission of data packets through AR | [oCoA, nCoA]
+ | based on nCoA over the PHT] | | |
+ |<<=======+================================>+--->... |
+ . . . . . . .
+ . . . . . . .
+ . . . . . . .
+
+ Figure 3: Example Communication Flow (1/2)
+
+
+
+
+
+Dutta, et al. Informational [Page 19]
+
+RFC 6252 MPA Framework June 2011
+
+
+ | | | | | | |
+ +----------------+ | | | | | |
+ |(4) Completion | | | | | | |
+ |of MMP BU and | | | | | | |
+ |ready to switch | | | | | | |
+ +----------------+ | | | | | |
+ | Secure proactive handover pre-switching phase |
+ | [tunnel management protocol to delete PHT] V
+ |<--------+--------------------------------->|
+ +---------------+ | | | |
+ |(5)Switching | | | | |
+ +---------------+ | | | |
+ | | | | |
+ +---------------+ | | | |
+ |(6) Completion | | | | |
+ |of switching | | | | |
+ +---------------+ | | | |
+ o<- Secure proactive handover post-switching phase ^
+ | [Re-assignment of Tunnel Inner Address | |
+ | to the physical I/F] | |
+ | | | | | |
+ | Transmission of data packets through AR | [nCoA]
+ | based on nCoA| | | | |
+ |<---------------+---------------------------+-->... |
+ | | | | | .
+
+ Figure 4: Example Communication Flow (2/2)
+
+7. MPA Operations
+
+ In order to provide an optimized handover for a mobile node
+ experiencing rapid movement between subnets and/or domains, one needs
+ to look into several operations. These issues include:
+
+ i) discovery of neighboring networking elements,
+
+ ii) connecting to the right network based on certain policy,
+
+ iii) changing the layer 2 point of attachment,
+
+ iv) obtaining an IP address from a DHCP or PPP server,
+
+ v) confirming the uniqueness of the IP address,
+
+ vi) pre-authenticating with the authentication agent,
+
+ vii) sending the binding update to the Correspondent Host (CH),
+
+
+
+
+Dutta, et al. Informational [Page 20]
+
+RFC 6252 MPA Framework June 2011
+
+
+ viii) obtaining the redirected streaming traffic to the new point
+ of attachment,
+
+ ix) ping-pong effect, and
+
+ x) probability of moving to more than one network and associating
+ with multiple target networks.
+
+ We describe these issues in detail in the following paragraphs and
+ describe how we have optimized these issues in the case of MPA-based
+ secure proactive handover.
+
+7.1. Discovery
+
+ Discovery of neighboring networking elements such as access points,
+ access routers, and authentication servers helps expedite the
+ handover process during a mobile node's movement between networks.
+ After discovering the network neighborhood with a desired set of
+ coordinates, capabilities, and parameters, the mobile node can
+ perform many of the operations, such as pre-authentication, proactive
+ IP address acquisition, proactive address resolution, and binding
+ update, while in the previous network.
+
+ There are several ways a mobile node can discover neighboring
+ networks. The Candidate Access Router Discovery protocol [RFC4066]
+ helps discover the candidate access routers in the neighboring
+ networks. Given a certain network domain, SLP (Service Location
+ Protocol) [RFC2608] and DNS help provide addresses of the networking
+ components for a given set of services in the specific domain. In
+ some cases, many of the network-layer and upper-layer parameters may
+ be sent over link-layer management frames, such as beacons, when the
+ mobile node approaches the vicinity of the neighboring networks.
+ IEEE 802.11u is considering issues such as discovering the
+ neighborhood using information contained in the link layer. However,
+ if the link-layer management frames are encrypted by some link-layer
+ security mechanism, then the mobile node may not be able to obtain
+ the requisite information before establishing link-layer connectivity
+ to the access point. In addition, this may add burden to the
+ bandwidth-constrained wireless medium. In such cases, a higher-layer
+ protocol is preferred to obtain the information regarding the
+ neighboring elements. Some proposals, such as [802.21], help obtain
+ information about the neighboring networks from a mobility server.
+ When the movement is imminent, the mobile node starts the discovery
+ process by querying a specific server and obtains the required
+ parameters, such as the IP address of the access point, its
+ characteristics, routers, SIP servers, or authentication servers of
+ the neighboring networks. In the event of multiple networks, it may
+ obtain the required parameters from more than one neighboring network
+
+
+
+Dutta, et al. Informational [Page 21]
+
+RFC 6252 MPA Framework June 2011
+
+
+ and keep these in a cache. At some point, the mobile node finds
+ several CTNs out of many probable networks and starts the pre-
+ authentication process by communicating with the required entities in
+ the CTNs. Further details of this scenario are in Section 7.2.
+
+7.2. Pre-Authentication in Multiple-CTN Environment
+
+ In some cases, although a mobile node selects a specific network to
+ be the target network, it may actually end up moving into a
+ neighboring network other than the target network, due to factors
+ that are beyond the mobile node's control. Thus, it may be useful to
+ perform the pre-authentication with a few probable candidate target
+ networks and establish time-bound transient tunnels with the
+ respective access routers in those networks. Thus, in the event of a
+ mobile node moving to a candidate target network other than that
+ chosen as the target network, it will not be subjected to packet loss
+ due to authentication and IP address acquisition delay that could
+ occur if the mobile node did not pre-authenticate with that candidate
+ target network. It may appear that by pre-authenticating with a
+ number of candidate target networks and reserving the IP addresses,
+ the mobile node is reserving resources that could be used otherwise.
+ But since this happens for a time-limited period, it should not be a
+ big problem; it depends upon the mobility pattern and duration. The
+ mobile node uses a pre-authentication procedure to obtain an IP
+ address proactively and to set up the time-bound tunnels with the
+ access routers of the candidate target networks. Also, the MN may
+ retain some or all of the nCoAs for future movement.
+
+ The mobile node may choose one of these addresses as the binding
+ update address and send it to the CN (Correspondent Node) or HA (Home
+ Agent), and will thus receive the tunneled traffic via the target
+ network while in the previous network. But in some instances, the
+ mobile node may eventually end up moving to a network that is other
+ than the target network. Thus, there will be a disruption in traffic
+ as the mobile node moves to the new network, since the mobile node
+ has to go through the process of assigning the new IP address and
+ sending the binding update again. There are two solutions to this
+ problem. As one solution to the problem, the mobile node can take
+ advantage of the simultaneous mobility binding and send multiple
+ binding updates to the Correspondent Host or HA. Thus, the
+ Correspondent Host or HA forwards the traffic to multiple IP
+ addresses assigned to the virtual interfaces for a specific period of
+ time. This binding update gets refreshed at the CH after the mobile
+ node moves to the new network, thus stopping the flow to the other
+ candidate networks. RFC 5648 [RFC5648] discusses different scenarios
+ of mobility binding with multiple care-of-addresses. As the second
+
+
+
+
+
+Dutta, et al. Informational [Page 22]
+
+RFC 6252 MPA Framework June 2011
+
+
+ solution, in case simultaneous binding is not supported in a specific
+ mobility scheme, forwarding of traffic from the previous target
+ network will help take care of the transient traffic until the new
+ binding update is sent from the new network.
+
+7.3. Proactive IP Address Acquisition
+
+ In general, a mobility management protocol works in conjunction with
+ the Foreign Agent or in the co-located address mode. The MPA
+ approach can use both the co-located address mode and the Foreign
+ Agent address mode. We discuss here the address assignment component
+ that is used in the co-located address mode. There are several ways
+ a mobile node can obtain an IP address and configure itself. In some
+ cases, a mobile node can configure itself statically in the absence
+ of any configuration element such as a server or router in the
+ network. In a LAN environment, the mobile node can obtain an IP
+ address from DHCP servers. In the case of IPv6 networks, a mobile
+ node has the option of obtaining the IP address using stateless
+ autoconfiguration or DHCPv6. In some wide-area networking
+ environments, the mobile node uses PPP (Point-to-Point Protocol) to
+ obtain the IP address by communicating with a NAS (Network Access
+ Server).
+
+ Each of these processes takes on the order of few hundred
+ milliseconds to a few seconds, depending upon the type of IP address
+ acquisition process and operating system of the clients and servers.
+ Since IP address acquisition is part of the handover process, it adds
+ to the handover delay, and thus it is desirable to reduce this delay
+ as much as possible. There are a few optimized techniques available,
+ such as DHCP Rapid Commit [RFC4039] and GPS-coordinate-based IP
+ address [GPSIP], that attempt to reduce the handover delay due to IP
+ address acquisition time. However, in all these cases, the mobile
+ node also obtains the IP address after it moves to the new subnet and
+ incurs some delay because of the signaling handshake between the
+ mobile node and the DHCP server.
+
+ In Fast MIPv6 [RFC5568], through the RtSolPr and PrRtAdv messages,
+ the MN also formulates a prospective new CoA (nCoA) when it is still
+ present on the Previous Access Router's (pAR's) link. Hence, the
+ latency due to new prefix discovery subsequent to handover is
+ eliminated. However, in this case, both the pAR and the Next Access
+ Router (nAR) need to cooperate with each other to be able to retrieve
+ the prefix from the target network.
+
+ In the following paragraph, we describe a few ways that a mobile node
+ can obtain the IP address proactively from the CTN, and the
+ associated tunnel setup procedure. These can broadly be divided into
+ four categories: PANA-assisted proactive IP address acquisition,
+
+
+
+Dutta, et al. Informational [Page 23]
+
+RFC 6252 MPA Framework June 2011
+
+
+ IKE-assisted proactive IP address acquisition, proactive IP address
+ acquisition using DHCP only, and stateless autoconfiguration. When
+ DHCP is used for address configuration, a DHCP server is assumed to
+ be serving one subnet.
+
+7.3.1. PANA-Assisted Proactive IP Address Acquisition
+
+ In the case of PANA-assisted proactive IP address acquisition, the
+ mobile node obtains an IP address proactively from a CTN. The mobile
+ node makes use of PANA [RFC5191] messages to trigger the IP address
+ acquisition process via a DHCP client that is co-located with the
+ PANA authentication agent in the access router in the CTN acting on
+ behalf of the mobile node. Upon receiving a PANA message from the
+ mobile node, the DHCP client on the authentication agent performs
+ normal DHCP message exchanges to obtain the IP address from the DHCP
+ server in the CTN. This address is piggy-backed in a PANA message
+ and is delivered to the mobile node. In the case of IPv6, a Router
+ Advertisement (RA) is carried as part of the PANA message. In the
+ case of stateless autoconfiguration, the mobile node uses the
+ prefix(es) obtained as part of the RA and its MAC address to
+ construct the unique IPv6 address(es) as it would have done in the
+ new network. In the case of stateful address autoconfiguration, a
+ procedure similar to DHCPv4 can be applied.
+
+7.3.2. IKEv2-Assisted Proactive IP Address Acquisition
+
+ IKEv2-assisted proactive IP address acquisition works when an IPsec
+ gateway and a DHCP relay agent [RFC3046] are resident within each
+ access router in the CTN. In this case, the IPsec gateway and DHCP
+ relay agent in a CTN help the mobile node acquire the IP address from
+ the DHCP server in the CTN. The MN-AR key established during the
+ pre-authentication phase is used as the IKEv2 pre-shared secret
+ needed to run IKEv2 between the mobile node and the access router.
+ The IP address from the CTN is obtained as part of the standard IKEv2
+ procedure, using the co-located DHCP relay agent for obtaining the IP
+ address from the DHCP server in the target network using standard
+ DHCP. The obtained IP address is sent back to the client in the
+ IKEv2 Configuration Payload exchange. In this case, IKEv2 is also
+ used as the tunnel management protocol for a proactive handover
+ tunnel (see Section 7.4). Alternatively, a VPN gateway can dispense
+ the IP address from its IP address pool.
+
+7.3.3. Proactive IP Address Acquisition Using DHCPv4 Only
+
+ As another alternative, DHCP may be used for proactively obtaining an
+ IP address from a CTN without relying on PANA or IKEv2-based
+ approaches by allowing direct DHCP communication between the mobile
+ node and the DHCP relay agent or DHCP server in the CTN. The
+
+
+
+Dutta, et al. Informational [Page 24]
+
+RFC 6252 MPA Framework June 2011
+
+
+ mechanism described in this section is applicable to DHCPv4 only.
+ The mobile node sends a unicast DHCP message to the DHCP relay agent
+ or DHCP server in the CTN requesting an address, while using the
+ address associated with the current physical interface as the source
+ address of the request.
+
+ When the message is sent to the DHCP relay agent, the DHCP relay
+ agent relays the DHCP messages back and forth between the mobile node
+ and the DHCP server. In the absence of a DHCP relay agent, the
+ mobile node can also directly communicate with the DHCP server in the
+ target network. The broadcast option in the client's unicast
+ DISCOVER message should be set to 0 so that the relay agent or the
+ DHCP server can send the reply directly back to the mobile node using
+ the mobile node's source address.
+
+ In order to prevent malicious nodes from obtaining an IP address from
+ the DHCP server, DHCP authentication should be used, or the access
+ router should be configured with a filter to block unicast DHCP
+ messages sent to the remote DHCP server from mobile nodes that are
+ not pre-authenticated. When DHCP authentication is used, the DHCP
+ authentication key may be derived from the MPA-SA established between
+ the mobile node and the authentication agent in the candidate target
+ network.
+
+ The proactively obtained IP address is not assigned to the mobile
+ node's physical interface until the mobile node has moved to the new
+ network. The IP address thus obtained proactively from the target
+ network should not be assigned to the physical interface but rather
+ to a virtual interface of the client. Thus, such a proactively
+ acquired IP address via direct DHCP communication between the mobile
+ node and the DHCP relay agent or the DHCP server in the CTN may be
+ carried with additional information that is used to distinguish it
+ from other addresses as assigned to the physical interface.
+
+ Upon the mobile node's entry to the new network, the mobile node can
+ perform DHCP over the physical interface to the new network to get
+ other configuration parameters, such as the SIP server or DNS server,
+ by using DHCP INFORM. This should not affect the ongoing
+ communication between the mobile node and Correspondent Host. Also,
+ the mobile node can perform DHCP over the physical interface to the
+ new network to extend the lease of the address that was proactively
+ obtained before entering the new network.
+
+ In order to maintain the DHCP binding for the mobile node and keep
+ track of the dispensed IP address before and after the secure
+ proactive handover, the same DHCP client identifier needs to be used
+
+
+
+
+
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+
+RFC 6252 MPA Framework June 2011
+
+
+ for the mobile node for both DHCP for proactive IP address
+ acquisition and for DHCP performed after the mobile node enters the
+ target network. The DHCP client identifier may be the MAC address of
+ the mobile node or some other identifier.
+
+7.3.4. Proactive IP Address Acquisition Using Stateless
+ Autoconfiguration
+
+ For IPv6, a network address is configured either using DHCPv6 or
+ stateless autoconfiguration. In order to obtain the new IP address
+ proactively, the router advertisement of the next-hop router can be
+ sent over the established tunnel, and a new IPv6 address is generated
+ based on the prefix and MAC address of the mobile node. Generating a
+ CoA from the new network will avoid the time needed to obtain an IP
+ address and perform Duplicate Address Detection.
+
+ Duplicate Address Detection and address resolution are part of the IP
+ address acquisition process. As part of the proactive configuration,
+ these two processes can be done ahead of time. Details of how these
+ two processes can be done proactively are described in Appendix A and
+ Appendix B, respectively.
+
+ In the case of stateless autoconfiguration, the mobile node checks to
+ see the prefix of the router advertisement in the new network and
+ matches it with the prefix of the newly assigned IP address. If
+ these turn out to be the same, then the mobile node does not go
+ through the IP address acquisition phase again.
+
+7.4. Tunnel Management
+
+ After an IP address is proactively acquired from the DHCP server in a
+ CTN, or via stateless autoconfiguration in the case of IPv6, a
+ proactive handover tunnel is established between the mobile node and
+ the access router in the CTN. The mobile node uses the acquired IP
+ address as the tunnel's inner address.
+
+ There are several reasons why this transient tunnel is established
+ between the nAR and the mobile node in the old PoA, unlike the
+ transient tunnel in FMIPv6 (Fast MIPv6) [RFC5568], where it is set up
+ between the mobile node's new point of attachment and the old access
+ router.
+
+ In the case of inter-domain handoff, it is important that any
+ signaling message between the nPoA and the mobile node needs to be
+ secured. This transient secured tunnel provides the desired
+ functionality, including securing the proactive binding update and
+ transient data between the end-points before the handover has taken
+ place. Unlike the proactive mode of FMIPv6, transient handover
+
+
+
+Dutta, et al. Informational [Page 26]
+
+RFC 6252 MPA Framework June 2011
+
+
+ packets are not sent to the pAR, and thus a tunnel between the mobile
+ node's new point of attachment and the old access router is not
+ needed.
+
+ In the case of inter-domain handoff, the pAR and nAR could logically
+ be far from each other. Thus, the signaling and data during the
+ pre-authentication period will take a longer route, and thus may be
+ subjected to longer one-way delay. Hence, MPA provides a tradeoff
+ between larger packet loss or larger one-way packet delay for a
+ transient period, when the mobile node is preparing for handoff.
+
+ The proactive handover tunnel is established using a tunnel
+ management protocol. When IKEv2 is used for proactive IP address
+ acquisition, IKEv2 is also used as the tunnel management protocol.
+ Alternatively, when PANA is used for proactive IP address
+ acquisition, PANA may be used as the secure tunnel management
+ protocol.
+
+ Once the proactive handover tunnel is established between the mobile
+ node and the access router in the candidate target network, the
+ access router also needs to perform proxy address resolution (Proxy
+ ARP) on behalf of the mobile node so that it can capture any packets
+ destined to the mobile node's new address.
+
+ Since the mobile node needs to be able to communicate with the
+ Correspondent Node while in the previous network, some or all parts
+ of the binding update and data from the Correspondent Node to the
+ mobile node need to be sent back to the mobile node over a proactive
+ handover tunnel. Details of these binding update procedures are
+ described in Section 7.5.
+
+ In order for the traffic to be directed to the mobile node after the
+ mobile node attaches to the target network, the proactive handover
+ tunnel needs to be deleted or disabled. The tunnel management
+ protocol used for establishing the tunnel is used for this purpose.
+ Alternatively, when PANA is used as the authentication protocol, the
+ tunnel deletion or disabling at the access router can be triggered by
+ means of the PANA update mechanism as soon as the mobile node moves
+ to the target network. A link-layer trigger ensures that the mobile
+ node is indeed connected to the target network and can also be used
+ as the trigger to delete or disable the tunnel. A tunnel management
+ protocol also triggers the router advertisement (RA) from the next
+ access router to be sent over the tunnel, as soon as the tunnel
+ creation is complete.
+
+
+
+
+
+
+
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+
+RFC 6252 MPA Framework June 2011
+
+
+7.5. Binding Update
+
+ There are several kinds of binding update mechanisms for different
+ mobility management schemes.
+
+ In the case of Mobile IPv4 and Mobile IPv6, the mobile node performs
+ a binding update with the Home Agent only, if route optimization is
+ not used. Otherwise, the mobile node performs the binding update
+ with both the Home Agent (HA) and Correspondent Node (CN).
+
+ In the case of SIP-based terminal mobility, the mobile node sends a
+ binding update using an INVITE to the Correspondent Node and a
+ REGISTER message to the Registrar. Based on the distance between the
+ mobile node and the Correspondent Node, the binding update may
+ contribute to the handover delay. SIP-fast handover [SIPFAST]
+ provides several ways of reducing the handover delay due to binding
+ update. In the case of secure proactive handover using SIP-based
+ mobility management, we do not encounter the delay due to the binding
+ update at all, as it takes place in the previous network.
+
+ Thus, this proactive binding update scheme looks more attractive when
+ the Correspondent Node is too far from the communicating mobile node.
+ Similarly, in the case of Mobile IPv6, the mobile node sends the
+ newly acquired CoA from the target network as the binding update to
+ the HA and CN. Also, all signaling messages between the MN and HA
+ and between the MN and CN are passed through this proactive tunnel
+ that is set up. These messages include Binding Update (BU); Binding
+ Acknowledgement (BA); and the associated return routability messages,
+ such as Home Test Init (HoTI), Home Test (HoT), Care-of Test Init
+ (CoTI), and Care-of Test (CoT). In Mobile IPv6, since the receipt of
+ an on-link router advertisement is mandatory for the mobile node to
+ detect the movement and trigger the binding update, a router
+ advertisement from the next access router needs to be advertised over
+ the tunnel. By proper configuration on the nAR, the router
+ advertisement can be sent over the tunnel interface to trigger the
+ proactive binding update. The mobile node also needs to make the
+ tunnel interface the active interface, so that it can send the
+ binding update using this interface as soon as it receives the router
+ advertisement.
+
+ If the proactive handover tunnel is realized as an IPsec tunnel, it
+ will also protect these signaling messages between the tunnel end-
+ points and will make the return routability test secured as well.
+ Any subsequent data will also be tunneled through, as long as the
+ mobile node is in the previous network. The accompanying document
+ [MPA-WIRELESS] talks about the details of how binding updates and
+ signaling for return routability are sent over the secured tunnel.
+
+
+
+
+Dutta, et al. Informational [Page 28]
+
+RFC 6252 MPA Framework June 2011
+
+
+7.6. Preventing Packet Loss
+
+ In the MPA case, packet loss due to IP address acquisition, secured
+ authentication, and binding update does not occur. However,
+ transient packets during link-layer handover can be lost. Possible
+ scenarios of packet loss and its prevention are described below.
+
+7.6.1. Packet Loss Prevention in Single-Interface MPA
+
+ For single-interface MPA, there may be some transient packets during
+ link-layer handover that are directed to the mobile node at the old
+ point of attachment before the mobile node is able to attach to the
+ target network. Those transient packets can be lost. Buffering
+ these packets at the access router of the old point of attachment can
+ eliminate packet loss. Dynamic buffering signals from the MN can
+ temporarily hold transient traffic during handover, and then these
+ packets can be forwarded to the MN once it attaches to the target
+ network. A detailed analysis of the buffering technique can be found
+ in [PIMRC06].
+
+ An alternative method is to use bicasting. Bicasting helps to
+ forward the traffic to two destinations at the same time. However,
+ it does not eliminate packet loss if link-layer handover is not
+ seamlessly performed. On the other hand, buffering does not reduce
+ packet delay. While packet delay can be compensated by a playout
+ buffer at the receiver side for a streaming application, a playout
+ buffer does not help much for interactive VoIP applications that
+ cannot tolerate large delay jitters. Thus, it is still important to
+ optimize the link-layer handover anyway.
+
+7.6.2. Preventing Packet Losses for Multiple Interfaces
+
+ MPA usage in multi-interface handover scenarios involves preparing
+ the second interface for use via the current active interface. This
+ preparation involves pre-authentication and provisioning at a target
+ network where the second interface would be the eventual active
+ interface. For example, during inter-technology handover from a WiFi
+ to a CDMA network, pre-authentication at the CDMA network can be
+ performed via the WiFi interface. The actual handover occurs when
+ the CDMA interface becomes the active interface for the MN.
+
+ In such scenarios, if handover occurs while both interfaces are
+ active, there is generally no packet loss, since transient packets
+ directed towards the old interface will still reach the MN. However,
+ if sudden disconnection of the current active interface is used to
+ initiate handover to the prepared interface, then transient packets
+ for the disconnected interface will be lost while the MN attempts to
+ be reachable at the prepared interface. In such cases, a specialized
+
+
+
+Dutta, et al. Informational [Page 29]
+
+RFC 6252 MPA Framework June 2011
+
+
+ form of buffering can be used to eliminate packet loss where packets
+ are merely copied at an access router in the current active network
+ prior to disconnection. If sudden disconnection does occur, copied
+ packets can be forwarded to the MN once the prepared interface
+ becomes the active reachable interface. The copy-and-forward
+ mechanism is not limited to multi-interface handover.
+
+ A notable side-effect of this process is the possible duplication of
+ packets during forwarding to the new active interface. Several
+ approaches can be employed to minimize this effect. Relying on
+ upper-layer protocols such as TCP to detect and eliminate duplicates
+ is the most common approach. Customized duplicate detection and
+ handling techniques can also be used. In general, packet duplication
+ is a well-known issue that can also be handled locally by the MN.
+
+ If the mobile node takes a longer amount of time to detect the
+ disconnection event of the current active interface, this can also
+ have an adverse effect on the length of the handover process. Thus,
+ it becomes necessary to use an optimized scheme of detecting
+ interface disconnection in such scenarios. Use of the current
+ interface to perform pre-authentication instead of the new interface
+ is desirable in certain circumstances, such as to save battery power,
+ or in cases where the adjacent cells (e.g., WiFi or CDMA) are
+ non-overlapping, or in cases when the carrier does not allow the
+ simultaneous use of both interfaces. However, in certain
+ circumstances, depending upon the type of target network, only parts
+ of MPA operations can be performed (e.g., pre-authentication,
+ pre-configuration, or proactive binding update). In a specific
+ scenario involving handoff between WiFi and CDMA networks, some of
+ the PPP context can be set up during the pre-authentication period,
+ thus reducing the time for PPP activation.
+
+7.6.3. Reachability Test
+
+ In addition to previous techniques, the MN may also want to ensure
+ reachability of the new point of attachment before switching from the
+ old one. This can be done by exchanging link-layer management frames
+ with the new point of attachment. This reachability check should be
+ performed as quickly as possible. In order to prevent packet loss
+ during this reachability check, transmission of packets over the link
+ between the MN and the old point of attachment should be suspended by
+ buffering the packets at both ends of the link during the
+ reachability check. How to perform this buffering is out of scope of
+ this document. Some of the results of using this buffering scheme
+ are explained in the accompanying document [MPA-WIRELESS].
+
+
+
+
+
+
+Dutta, et al. Informational [Page 30]
+
+RFC 6252 MPA Framework June 2011
+
+
+7.7. Security and Mobility
+
+ This section describes how MPA can help establish layer 2 and layer 3
+ security association in the target networks while the mobile node is
+ in the previous network.
+
+7.7.1. Link-Layer Security and Mobility
+
+ Using the MPA-SA established between the mobile node and the
+ authentication agent for a CTN, during the pre-authentication phase,
+ it is possible to bootstrap link-layer security in the CTN while the
+ mobile node is in the current network, as described in the following
+ steps. Figure 5 shows the sequence of operation.
+
+ (1) The authentication agent and the mobile node derive a PMK (Pair-
+ wise Master Key) [RFC5247] using the MPA-SA that is established
+ as a result of successful pre-authentication. Successful
+ operation of EAP and a AAA protocol may be involved during
+ pre-authentication to establish the MPA-SA. From the PMK,
+ distinct TSKs (Transient Session Keys) [RFC5247] for the mobile
+ node are directly or indirectly derived for each point of
+ attachment of the CTN.
+
+ (2) The authentication agent may install the keys derived from the
+ PMK and used for secure association to points of attachment.
+ The derived keys may be TSKs or intermediary keys from which
+ TSKs are derived.
+
+ (3) After the mobile node chooses a CTN as the target network and
+ switches to a point of attachment in the target network (which
+ now becomes the new network for the mobile node), it executes a
+ secure association protocol such as the IEEE 802.11i 4-way
+ handshake [802.11], using the PMK in order to establish PTKs
+ (Pair-wise Transient Keys) and group keys [RFC5247] used for
+ protecting link-layer packets between the mobile node and the
+ point of attachment. No additional execution of EAP
+ authentication is needed here.
+
+ (4) While the mobile node is roaming in the new network, the mobile
+ node only needs to perform a secure association protocol with
+ its point of attachment, and no additional execution of EAP
+ authentication is needed either. Integration of MPA with link-
+ layer handover optimization mechanisms such as 802.11r can be
+ archived this way.
+
+ The mobile node may need to know the link-layer identities of the
+ points of attachment in the CTN to derive TSKs.
+
+
+
+
+Dutta, et al. Informational [Page 31]
+
+RFC 6252 MPA Framework June 2011
+
+
+ _________________ ____________________________
+ | Current Network | | CTN |
+ | ____ | | ____ |
+ | | | (1) pre-authentication | | |
+ | | MN |<------------------------------->| AA | |
+ | |____| | | |____| |
+ | . | | | |
+ | . | | | |
+ |____.____________| | | |
+ .movement | |(2) Keys |
+ ____.___________________| | |
+ | _v__ _____ | |
+ | | |(3) secure assoc. | | | |
+ | | MN |<------------------>| AP1 |<-------+ |
+ | |____| |_____| | |
+ | . | |
+ | .movement | |
+ | . | |
+ | . | |
+ | _v__ _____ | |
+ | | |(4) secure assoc. | | | |
+ | | MN |<------------------>| AP2 |<-------+ |
+ | |____| |_____| |
+ |_____________________________________________________|
+
+ Figure 5: Bootstrapping Link-Layer Security
+
+7.7.2. IP-Layer Security and Mobility
+
+ IP-layer security is typically maintained between the mobile node and
+ the first-hop router, or any other network element such as SIP proxy
+ by means of IPsec. This IPsec SA can be set up either in tunnel mode
+ or in ESP mode. However, as the mobile node moves, the IP address of
+ the router and outbound proxy will change in the new network. The
+ mobile node's IP address may or may not change, depending upon the
+ mobility protocol being used. This will warrant re-establishing a
+ new security association between the mobile node and the desired
+ network entity. In some cases, such as in a 3GPP/3GPP2 IMS/MMD
+ environment, data traffic is not allowed to pass through unless there
+ is an IPsec SA established between the mobile node and outbound
+ proxy. This will of course add unreasonable delay to the existing
+ real-time communication during a mobile node's movement. In this
+ scenario, key exchange is done as part of a SIP registration that
+ follows a key exchange procedure called AKA (Authentication and Key
+ Agreement).
+
+
+
+
+
+
+Dutta, et al. Informational [Page 32]
+
+RFC 6252 MPA Framework June 2011
+
+
+ MPA can be used to bootstrap this security association as part of
+ pre-authentication via the new outbound proxy. Prior to the
+ movement, if the mobile node can pre-register via the new outbound
+ proxy in the target network and completes the pre-authentication
+ procedure, then the new SA state between the mobile node and new
+ outbound proxy can be established prior to the movement to the new
+ network. A similar approach can also be applied if a key exchange
+ mechanism other than AKA is used or the network element with which
+ the security association has to be established is different than an
+ outbound proxy.
+
+ By having the security association established ahead of time, the
+ mobile node does not need to be involved in any exchange to set up
+ the new security association after the movement. Any further key
+ exchange will be limited to renew the expiry time. This will reduce
+ the delay for real-time communication as well.
+
+7.8. Authentication in Initial Network Attachment
+
+ When the mobile node initially attaches to a network, network access
+ authentication would occur regardless of the use of MPA. The
+ protocol used for network access authentication when MPA is used for
+ handover optimization can be a link-layer network access
+ authentication protocol such as IEEE 802.1X, or a higher-layer
+ network access authentication protocol such as PANA.
+
+8. Security Considerations
+
+ This document describes a framework for a secure handover
+ optimization mechanism based on performing handover-related signaling
+ between a mobile node and one or more candidate target networks to
+ which the mobile node may move in the future. This framework
+ involves acquisition of the resources from the CTN as well as data
+ packet redirection from the CTN to the mobile node in the current
+ network before the mobile node physically connects to one of those
+ CTNs.
+
+ Acquisition of the resources from the candidate target networks must
+ be done with appropriate authentication and authorization procedures
+ in order to prevent an unauthorized mobile node from obtaining the
+ resources. For this reason, it is important for the MPA framework to
+ perform pre-authentication between the mobile node and the candidate
+ target networks. The MN-CA key and the MN-AR key generated as a
+ result of successful pre-authentication can protect subsequent
+ handover signaling packets and data packets exchanged between the
+ mobile node and the MPA functional elements in the CTNs.
+
+
+
+
+
+Dutta, et al. Informational [Page 33]
+
+RFC 6252 MPA Framework June 2011
+
+
+ The MPA framework also addresses security issues when the handover is
+ performed across multiple administrative domains. With MPA, it is
+ possible for handover signaling to be performed based on direct
+ communication between the mobile node and routers or mobility agents
+ in the candidate target networks. This eliminates the need for a
+ context transfer protocol [RFC5247] for which known limitations exist
+ in terms of security and authorization. For this reason, the MPA
+ framework does not require trust relationships among administrative
+ domains or access routers, which makes the framework more deployable
+ in the Internet without compromising the security in mobile
+ environments.
+
+9. Acknowledgments
+
+ We would like to thank Farooq Anjum and Raziq Yaqub for their review
+ of this document, and Subir Das for standardization support in the
+ IEEE 802.21 working group.
+
+ The authors would like to acknowledge Christian Vogt, Rajeev Koodli,
+ Marco Liebsch, Juergen Schoenwaelder, and Charles Perkins for their
+ thorough review of the document and useful feedback.
+
+ Author and Editor Ashutosh Dutta would like to thank Telcordia
+ Technologies, and author Victor Fajardo would like to thank Toshiba
+ America Research and Telcordia Technologies, for supporting the
+ development of their document while they were employed in their
+ respective organizations.
+
+10. References
+
+10.1. Normative References
+
+ [RFC5944] Perkins, C., Ed., "IP Mobility Support for IPv4, Revised",
+ RFC 5944, November 2010.
+
+ [RFC3748] Aboba, B., Blunk, L., Vollbrecht, J., Carlson, J., and H.
+ Levkowetz, Ed., "Extensible Authentication Protocol
+ (EAP)", RFC 3748, June 2004.
+
+ [RFC3775] Johnson, D., Perkins, C., and J. Arkko, "Mobility Support
+ in IPv6", RFC 3775, June 2004.
+
+ [RFC2205] Braden, R., Ed., Zhang, L., Berson, S., Herzog, S., and S.
+ Jamin, "Resource ReSerVation Protocol (RSVP) -- Version 1
+ Functional Specification", RFC 2205, September 1997.
+
+
+
+
+
+
+Dutta, et al. Informational [Page 34]
+
+RFC 6252 MPA Framework June 2011
+
+
+ [RFC5380] Soliman, H., Castelluccia, C., El Malki, K., and L.
+ Bellier, "Hierarchical Mobile IPv6 (HMIPv6) Mobility
+ Management", RFC 5380, October 2008.
+
+ [RFC5568] Koodli, R., Ed., "Mobile IPv6 Fast Handovers", RFC 5568,
+ July 2009.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC4555] Eronen, P., "IKEv2 Mobility and Multihoming Protocol
+ (MOBIKE)", RFC 4555, June 2006.
+
+ [RFC4881] El Malki, K., Ed., "Low-Latency Handoffs in Mobile IPv4",
+ RFC 4881, June 2007.
+
+ [RFC4066] Liebsch, M., Ed., Singh, A., Ed., Chaskar, H., Funato, D.,
+ and E. Shim, "Candidate Access Router Discovery (CARD)",
+ RFC 4066, July 2005.
+
+ [RFC4067] Loughney, J., Nakhjiri, M., Perkins, C., and R. Koodli,
+ "Context Transfer Protocol (CXTP)", RFC 4067, July 2005.
+
+ [RFC5247] Aboba, B., Simon, D., and P. Eronen, "Extensible
+ Authentication Protocol (EAP) Key Management Framework",
+ RFC 5247, August 2008.
+
+ [RFC5191] Forsberg, D., Ohba, Y., Ed., Patil, B., Tschofenig, H.,
+ and A. Yegin, "Protocol for Carrying Authentication for
+ Network Access (PANA)", RFC 5191, May 2008.
+
+ [RG98] ITU-T, "General Characteristics of International Telephone
+ Connections and International Telephone Circuits: One-Way
+ Transmission Time", ITU-T Recommendation G.114, 1998.
+
+ [ITU98] ITU-T, "The E-Model, a computational model for use in
+ transmission planning", ITU-T Recommendation G.107, 1998.
+
+ [ETSI] ETSI, "Telecommunications and Internet Protocol
+ Harmonization Over Networks (TIPHON) Release 3; End-to-end
+ Quality of Service in TIPHON systems; Part 1: General
+ aspects of Quality of Service (QoS)", ETSI TR 101
+ 329-1 V3.1.2, 2002.
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 35]
+
+RFC 6252 MPA Framework June 2011
+
+
+10.2. Informative References
+
+ [RFC5201] Moskowitz, R., Nikander, P., Jokela, P., Ed., and T.
+ Henderson, "Host Identity Protocol", RFC 5201,
+ April 2008.
+
+ [RFC2679] Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way
+ Delay Metric for IPPM", RFC 2679, September 1999.
+
+ [RFC2680] Almes, G., Kalidindi, S., and M. Zekauskas, "A One-way
+ Packet Loss Metric for IPPM", RFC 2680,
+ September 1999.
+
+ [RFC2681] Almes, G., Kalidindi, S., and M. Zekauskas, "A
+ Round-trip Delay Metric for IPPM", RFC 2681,
+ September 1999.
+
+ [RFC2003] Perkins, C., "IP Encapsulation within IP", RFC 2003,
+ October 1996.
+
+ [RFC2608] Guttman, E., Perkins, C., Veizades, J., and M. Day,
+ "Service Location Protocol, Version 2", RFC 2608,
+ June 1999.
+
+ [RFC2473] Conta, A. and S. Deering, "Generic Packet Tunneling in
+ IPv6 Specification", RFC 2473, December 1998.
+
+ [RFC3046] Patrick, M., "DHCP Relay Agent Information Option",
+ RFC 3046, January 2001.
+
+ [RFC4039] Park, S., Kim, P., and B. Volz, "Rapid Commit Option
+ for the Dynamic Host Configuration Protocol version 4
+ (DHCPv4)", RFC 4039, March 2005.
+
+ [RFC5172] Varada, S., Ed., "Negotiation for IPv6 Datagram
+ Compression Using IPv6 Control Protocol", RFC 5172,
+ March 2008.
+
+ [RFC5648] Wakikawa, R., Ed., Devarapalli, V., Tsirtsis, G.,
+ Ernst, T., and K. Nagami, "Multiple Care-of Addresses
+ Registration", RFC 5648, October 2009.
+
+ [RFC4429] Moore, N., "Optimistic Duplicate Address Detection
+ (DAD) for IPv6", RFC 4429, April 2006.
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 36]
+
+RFC 6252 MPA Framework June 2011
+
+
+ [RFC5836] Ohba, Y., Ed., Wu, Q., Ed., and G. Zorn, Ed.,
+ "Extensible Authentication Protocol (EAP) Early
+ Authentication Problem Statement", RFC 5836,
+ April 2010.
+
+ [RFC5213] Gundavelli, S., Ed., Leung, K., Devarapalli, V.,
+ Chowdhury, K., and B. Patil, "Proxy Mobile IPv6",
+ RFC 5213, August 2008.
+
+ [RFC5974] Manner, J., Karagiannis, G., and A. McDonald, "NSIS
+ Signaling Layer Protocol (NSLP) for Quality-of-Service
+ Signaling", RFC 5974, October 2010.
+
+ [RFC5169] Clancy, T., Nakhjiri, M., Narayanan, V., and L.
+ Dondeti, "Handover Key Management and
+ Re-Authentication Problem Statement", RFC 5169,
+ March 2008.
+
+ [SIPMM] Schulzrinne, H. and E. Wedlund, "Application-Layer
+ Mobility Using SIP", ACM MC2R, July 2000.
+
+ [CELLIP] Campbell, A., Gomez, J., Kim, S., Valko, A., Wan, C.,
+ and Z. Turanyi, "Design, Implementation, and
+ Evaluation of Cellular IP", IEEE Personal
+ Communications, August 2000.
+
+ [MOBIQUIT07] Lopez, R., Dutta, A., Ohba, Y., Schulzrinne, H., and
+ A. Skarmeta, "Network-layer assisted mechanism to
+ optimize authentication delay during handoff in 802.11
+ networks", IEEE Mobiquitous, June 2007.
+
+ [MISHRA04] Mishra, A., Shin, M., Petroni, N., Clancy, T., and W.
+ Arbaugh, "Proactive key distribution using neighbor
+ graphs", IEEE Wireless Communications Magazine,
+ February 2004.
+
+ [SPRINGER07] Dutta, A., Das, S., Famolari, D., Ohba, Y., Taniuchi,
+ K., Fajardo, V., Lopez, R., Kodama, T., Schulzrinne,
+ H., and A. Skarmeta, "Seamless proactive handover
+ across heterogeneous access networks", Wireless
+ Personal Communications, November 2007.
+
+ [HAWAII] Ramjee, R., La Porta, T., Thuel, S., Varadhan, K., and
+ S. Wang, "HAWAII: A Domain-based Approach for
+ Supporting Mobility in Wide-area Wireless networks",
+ International Conference on Network Protocols ICNP'99.
+
+
+
+
+
+Dutta, et al. Informational [Page 37]
+
+RFC 6252 MPA Framework June 2011
+
+
+ [IDMP] Das, S., McAuley, A., Dutta, A., Misra, A.,
+ Chakraborty, K., and S. Das, "IDMP: An Intra-Domain
+ Mobility Management Protocol for Next Generation
+ Wireless Networks", IEEE Wireless Communications
+ Magazine, October 2000.
+
+ [MOBIP-REG] Gustafsson, E., Jonsson, A., and C. Perkins, "Mobile
+ IPv4 Regional Registration", Work in Progress,
+ June 2004.
+
+ [YOKOTA] Yokota, H., Idoue, A., Hasegawa, T., and T. Kato,
+ "Link Layer Assisted Mobile IP Fast Handoff Method
+ over Wireless LAN Networks", Proceedings of ACM
+ MobiCom02, 2002.
+
+ [MACD] Shin, S., Forte, A., Rawat, A., and H. Schulzrinne,
+ "Reducing MAC Layer Handoff Latency in IEEE 802.11
+ Wireless LANs", MobiWac Workshop, 2004.
+
+ [SUM] Dutta, A., Zhang, T., Madhani, S., Taniuchi, K.,
+ Fujimoto, K., Katsube, Y., Ohba, Y., and H.
+ Schulzrinne, "Secured Universal Mobility for Wireless
+ Internet", WMASH'04, October 2004.
+
+ [SIPFAST] Dutta, A., Madhani, S., Chen, W., Altintas, O., and H.
+ Schulzrinne, "Fast-handoff Schemes for Application
+ Layer Mobility Management", PIMRC 2004.
+
+ [PIMRC06] Dutta, A., Berg, E., Famolari, D., Fajardo, V., Ohba,
+ Y., Taniuchi, K., Kodama, T., and H. Schulzrinne,
+ "Dynamic Buffering Control Scheme for Mobile Handoff",
+ Proceedings of PIMRC 2006, 1-11.
+
+ [MITH] Gwon, Y., Fu, G., and R. Jain, "Fast Handoffs in
+ Wireless LAN Networks using Mobile initiated Tunneling
+ Handoff Protocol for IPv4 (MITHv4)", Wireless
+ Communications and Networking 2003, January 2005.
+
+ [WENYU] Jiang, W. and H. Schulzrinne, "Modeling of Packet Loss
+ and Delay and their Effect on Real-Time Multimedia
+ Service Quality", NOSSDAV 2000, June 2000.
+
+ [802.21] "IEEE Standard for Local and Metropolitan Area
+ Networks: Media Independent Handover Services, IEEE
+ 802.21-2008", a contribution to IEEE 802.21 WG,
+ January 2009.
+
+
+
+
+
+Dutta, et al. Informational [Page 38]
+
+RFC 6252 MPA Framework June 2011
+
+
+ [802.11] "IEEE Wireless LAN Edition A compilation based on IEEE
+ Std 802.11-1999(R2003)", Institute of Electrical and
+ Electronics Engineers, September 2003.
+
+ [GPSIP] Dutta, A., Madhani, S., Chen, W., Altintas, O., and H.
+ Schulzrinne, "GPS-IP based fast-handoff approaches for
+ Mobiles", IEEE Sarnoff Symposium 2006.
+
+ [MAGUIRE] Vatn, J. and G. Maguire, "The effect of using
+ co-located care-of addresses on macro handover
+ latency", 14th Nordic Teletraffic Seminar 1998.
+
+ [MPA-MOBIKE] El Mghazli, Y., Bournelle, J., and J. Laganier, "MPA
+ using IKEv2 and MOBIKE", Work in Progress, June 2006.
+
+ [MPA-WIRELESS] Dutta, A., Famolari, D., Das, S., Ohba, Y., Fajardo,
+ V., Taniuchi, K., Lopez, R., and H. Schulzrinne,
+ "Media- Independent Pre-authentication Supporting
+ Secure Interdomain Handover Optimization", IEEE
+ Wireless Communications Magazine, April 2008.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 39]
+
+RFC 6252 MPA Framework June 2011
+
+
+Appendix A. Proactive Duplicate Address Detection
+
+ When the DHCP server dispenses an IP address, it updates its lease
+ table, so that this same address is not given to another client for
+ that specific period of time. At the same time, the client also
+ keeps a lease table locally so that it can renew when needed. In
+ some cases where a network consists of both DHCP and non-DHCP-enabled
+ clients, there is a probability that another client in the LAN may
+ have been configured with an IP address from the DHCP address pool.
+ In such a scenario, the server detects a duplicate address based on
+ ARP (Address Resolution Protocol) or IPv6 Neighbor Discovery before
+ assigning the IP address. This detection procedure may take from 4
+ sec to 15 sec [MAGUIRE] and will thus contribute to a larger handover
+ delay. In the case of a proactive IP address acquisition process,
+ this detection is performed ahead of time and thus does not affect
+ the handover delay at all. By performing the Duplicate Address
+ Detection (DAD) ahead of time, we reduce the IP address acquisition
+ time.
+
+ The proactive DAD over the candidate target network should be
+ performed by the nAR on behalf of the mobile node at the time of
+ proactive handover tunnel establishment, since DAD over a tunnel is
+ not always performed. For example, in the case of IPv6, DAD over an
+ IP-IP tunnel interface is turned off in an existing implementation.
+ In the case of IPv6 over PPP [RFC5172], the IP Control Protocol
+ (IPCPv6) negotiates the link-local addresses, and hence DAD over the
+ tunnel is not needed. After the mobile node has moved to the target
+ network, a DAD procedure may be started because of reassignment of
+ the nCoA to the physical interface to the target network. In that
+ case, the mobile node should use optimistic DAD [RFC4429] over the
+ physical interface so that the nCoA that was used inside the
+ proactive handover tunnel before handover can be immediately used
+ over that physical interface after handover. The schemes used for
+ the proactive DAD and optimistic DAD are applicable to both stateless
+ and stateful address autoconfiguration schemes used for obtaining a
+ nCoA.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 40]
+
+RFC 6252 MPA Framework June 2011
+
+
+Appendix B. Address Resolution
+
+ Address resolution involves updating the next access router's
+ neighbor cache. We briefly describe these two operations below.
+
+ During the process of pre-configuration, the MAC address resolution
+ mappings needed by the mobile node to communicate with nodes in the
+ target network after attaching to the target network can also be
+ known, where the communicating nodes may be the access router,
+ authentication agent, configuration agent, or Correspondent Node.
+ There are several possible ways of performing such proactive MAC
+ address resolution.
+
+ o One can use an information service mechanism [802.21] to resolve
+ the MAC addresses of the nodes. This might require each node in
+ the target network to be involved in the information service so
+ that the server of the information service can construct the
+ database for proactive MAC address resolution.
+
+ o One can extend the authentication protocol used for pre-
+ authentication or the configuration protocol used for
+ pre-configuration to support proactive MAC address resolution.
+ For example, if PANA is used as the authentication protocol for
+ pre-authentication, PANA messages may carry attribute-value pairs
+ (AVPs) used for proactive address resolution. In this case, the
+ PANA authentication agent in the target network may perform
+ address resolution on behalf of the mobile node.
+
+ o One can also make use of DNS to map the MAC address of the
+ specific interface associated with a specific IP address of the
+ network element in the target network. One may define a new DNS
+ resource record (RR) to proactively resolve the MAC addresses of
+ the nodes in the target network. But this approach may have its
+ own limitations, since a MAC address is a resource that is bound
+ to an IP address, and not directly to a domain name.
+
+ When the mobile node attaches to the target network, it installs the
+ proactively obtained address resolution mappings without necessarily
+ performing address resolution queries for the nodes in the target
+ network.
+
+ On the other hand, the nodes that reside in the target network and
+ that are communicating with the mobile node should also update their
+ address resolution mappings for the mobile node as soon as the mobile
+ node attaches to the target network. The above proactive address
+ resolution methods could also be used for those nodes to proactively
+ resolve the MAC address of the mobile node before the mobile node
+ attaches to the target network. However, this is not useful, since
+
+
+
+Dutta, et al. Informational [Page 41]
+
+RFC 6252 MPA Framework June 2011
+
+
+ those nodes need to detect the attachment of the mobile node to the
+ target network before adopting the proactively resolved address
+ resolution mapping. A better approach would be integration of
+ attachment detection and address resolution mapping update. This is
+ based on gratuitously performing address resolution [RFC5944],
+ [RFC3775] in which the mobile node sends an ARP Request or an ARP
+ Reply in the case of IPv4, or a Neighbor Advertisement in the case of
+ IPv6, immediately after the mobile node attaches to the new network,
+ so that the nodes in the target network can quickly update the
+ address resolution mapping for the mobile node.
+
+Appendix C. MPA Deployment Issues
+
+ In this section, we describe some of the deployment issues related to
+ MPA.
+
+C.1. Considerations for Failed Switching and Switch-Back
+
+ The ping-pong effect is one of the common problems found during
+ handover. The ping-pong effect arises when a mobile node is located
+ at the borderline of the cell or decision point and a handover
+ procedure is frequently executed. This results in higher call drop
+ probability, lower connection quality, increased signaling traffic,
+ and waste of resources. All of these affect mobility optimization.
+ Handoff algorithms are the deciding factors for performing the
+ handoff between the networks. Traditionally, these algorithms employ
+ a threshold to compare the values of different metrics to decide on
+ the handoff. These metrics include signal strength, path loss,
+ Carrier-to-Interference Ratio (CIR), Signal-to-Interference Ratio
+ (SIR), Bit Error Rate (BER), and power budget. In order to avoid the
+ ping-pong effect, some additional parameters are employed by the
+ decision algorithm, such as hysteresis margin, dwell timers, and
+ averaging window. For a vehicle moving at a high speed, other
+ parameters, such as the distance between the mobile node and the
+ point of attachment, velocity of the mobile node, location of the
+ mobile node, traffic, and bandwidth characteristics are also taken
+ into account to reduce the ping-pong effect. More recently, there
+ are other handoff algorithms available that help reduce the ping-pong
+ effect in a heterogeneous network environment and that are based on
+ techniques such as hypothesis testing, dynamic programming, and
+ pattern recognition techniques. While it is important to devise
+ smart handoff algorithms to reduce the ping-pong effect, it is also
+ important to devise methods to recover from this effect.
+
+ In the case of the MPA framework, the ping-pong effect will result in
+ the back-and-forth movement of the mobile node between the current
+ network and target network, and between the candidate target
+ networks. MPA in its current form will be affected because of the
+
+
+
+Dutta, et al. Informational [Page 42]
+
+RFC 6252 MPA Framework June 2011
+
+
+ number of tunnels set up between the mobile node and neighboring
+ access routers, the number of binding updates, and associated handoff
+ latency resulting from the ping-pong situation. The mobile node's
+ handoff rate may also contribute to delay and packet loss. We
+ propose a few techniques that will help reduce the probability of the
+ ping-pong effect and propose several methods for the MPA framework so
+ that it can recover from the packet loss resulting from the ping-pong
+ effect.
+
+ The MPA framework can take advantage of the mobile node's geo-
+ location with respect to APs in the neighboring networks using GPS.
+ In order to avoid the oscillation between the networks, a location-
+ aware algorithm can be derived by using a co-relation between the
+ user's location and cached data from the previous handover attempts.
+ In some cases, location may not be the only indicator for a handoff
+ decision. For example, in Manhattan-type grid networks, although a
+ mobile node is close to an AP, it may not have enough SNR (Signal-to-
+ Noise Ratio) to make a good connection. Thus, knowledge of the
+ mobility pattern, dwell time in a call, and path identification will
+ help avoid the ping-pong problem to a great extent.
+
+ In the absence of a good handoff algorithm that can avoid the ping-
+ pong effect, it may be required to put in place a good recovery
+ mechanism so as to mitigate the effect of ping-pong. It may be
+ necessary to keep the established context in the current network for
+ a period of time, so that it can be quickly recovered when the mobile
+ node comes back to the network where the context was last used. This
+ context may include security association, IP address used, and
+ tunnels established. Bicasting the data to both the previous network
+ and the new network for a predefined period will also help the mobile
+ node to take care of the lost packets in case the mobile node moves
+ back and forth between the networks. The mobile node can also take
+ certain action, after it determines that it is in a stable state with
+ respect to a ping-pong situation.
+
+ When the MPA framework takes advantage of a combination of IKEv2 and
+ MOBIKE, the ping-pong effect can be reduced further [MPA-MOBIKE].
+
+C.2. Authentication State Management
+
+ In the case of pre-authentication with multiple target networks, it
+ is useful to maintain the state in the authentication agent of each
+ of the neighboring networks for a certain time period. Thus, if the
+ mobile node does move back and forth between neighboring networks,
+ already-maintained authentication state can be helpful. We provide
+ some highlights on multiple security association state management
+ below.
+
+
+
+
+Dutta, et al. Informational [Page 43]
+
+RFC 6252 MPA Framework June 2011
+
+
+ A mobile node that has pre-authenticated with an authentication agent
+ in a candidate target network and has an MPA-SA may need to continue
+ to keep the MPA-SA while it continues to stay in the current network
+ or even after it makes a handover to a network that is different from
+ the candidate target network.
+
+ When an MN that has been authenticated and authorized by an
+ authentication agent in the current network makes a handover to a
+ target network, it may want to hold the SA that has been established
+ between the MN and the authentication agent for a certain time period
+ so that it does not have to go through the entire authentication
+ signaling to create an SA from scratch, in case it returns to the
+ previous network. Such an SA being held at the authentication agent
+ after the MN's handover to another network is considered as an
+ MPA-SA. In this case, the authentication agent should change the
+ fully authorized state for the MN to an unauthorized state. The
+ unauthorized state can be changed to the fully authorized state only
+ when the MN comes back to the network and provides proof of
+ possession of a key associated with the MPA-SA.
+
+ While an MPA-SA is being held at an authentication agent, the MN will
+ need to keep updating the authentication agent when an IP address of
+ the MN changes due to a handover, to re-establish the new SA.
+
+C.3. Pre-Allocation of QoS Resources
+
+ In the pre-configuration phase, it is also possible to pre-allocate
+ QoS resources that may be used by the mobile node not only after
+ handover but also before handover. When pre-allocated QoS resources
+ are used before handover, they are used for application traffic
+ carried over a proactive handover tunnel.
+
+ It is possible that QoS resources are pre-allocated in an end-to-end
+ fashion. One method to achieve this proactive end-to-end QoS
+ reservation is to execute the NSIS Signaling Layer Protocol (NSLP)
+ [RFC5974] or the Resource Reservation Protocol (RSVP) [RFC2205] over
+ a proactive handover tunnel where pre-authentication can be used for
+ bootstrapping a security association for the proactive handover
+ tunnel to protect the QoS signaling. In this case, QoS resources are
+ pre-allocated on the path between the Correspondent Node and a target
+ access router and can be used continuously before and after handover.
+ On the other hand, duplicate pre-allocation of QoS resources between
+ the target access router and the mobile node is necessary when using
+ pre-allocated QoS resources before handover, due to differences in
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 44]
+
+RFC 6252 MPA Framework June 2011
+
+
+ paths between the target access router and the mobile node before and
+ after handover. QoS resources to be used for the path between the
+ target access router and the mobile node after handover may be
+ pre-allocated by extending NSLP to work for off-path signaling (Note:
+ this path can be viewed as off-path before handover) or by
+ media-specific QoS signaling at layer 2.
+
+C.4. Resource Allocation Issue during Pre-Authentication
+
+ In the case of multiple CTNs, establishing multiple tunnels with the
+ neighboring target networks provides some additional benefits. But
+ it contributes to some resource utilization issues as well. A
+ pre-authentication process with multiple candidate target networks
+ can happen in several ways.
+
+ The very basic scheme involves authenticating the mobile node with
+ the multiple authentication agents in the neighboring networks, but
+ actual pre-configuration and binding update take place only after
+ layer 2 movement to a specific network is complete.
+
+ Similarly, in addition to pre-authentication, the mobile node can
+ also complete the pre-configuration while in the previous network,
+ but can postpone the binding update until after the mobile node has
+ moved. Like the previous case, in this case the mobile node also
+ does not need to set up the pre-configured tunnels. While the pre-
+ authentication process and part of the pre-configuration process are
+ taken care of before the mobile node has moved to the new network,
+ the binding update is actually done after the mobile node has moved.
+
+ The third type of multiple pre-authentication involves all the three
+ steps while the mobile node is in the previous networks, such as
+ authentication, configuration, and binding update. But, this
+ specific process utilizes the highest amount of resources. Some of
+ the resources that get used during this process are as follows:
+
+ (1) Additional signaling for pre-authentication in the neighboring
+ networks
+
+ (2) Holding the IP address of the neighboring networks in the mobile
+ node's cache for a certain amount of time. Additional
+ processing in the mobile node is needed for storing these IP
+ addresses. In addition, this caching of addresses also uses up
+ the temporary IP addresses from the neighboring routers.
+
+ (3) There is an additional cost associated with setting up
+ additional transient tunnels with the target routers in the
+ neighboring networks and the mobile node.
+
+
+
+
+Dutta, et al. Informational [Page 45]
+
+RFC 6252 MPA Framework June 2011
+
+
+ (4) In the case of a binding update with multiple IP addresses
+ obtained from the neighboring networks, multiple transient
+ streams flow between the CN and mobile node using these
+ transient tunnels.
+
+ However, there are pros and cons related to sending the binding
+ update after the handover. If the binding update is sent after the
+ mobile node has moved to the new network, this will contribute to the
+ delay if the CH or HA is far from the MN. Multiple binding updates
+ can be taken care of in many different ways. We describe a few of
+ these update mechanisms below.
+
+ When only pre-authentication and pre-configuration are done ahead of
+ time with multiple networks, the mobile node sends one binding update
+ to the CN. In this case, it is important to find out when to send
+ the binding update after the layer 2 handoff.
+
+ In case a binding update with multiple contact addresses is sent,
+ multiple media streams stem out of the CN, using the transient
+ tunnels. But in that case, one needs to send another binding update
+ after the handover, with the contact address set to the new address
+ (only one address) where the mobile node has moved. This way, the
+ mobile node stops sending media to other neighboring networks where
+ the mobile node did not move.
+
+ The following is an illustration of this specific case that takes
+ care of multiple binding streams, when the mobile node moves only to
+ a specific network, but sends multiple binding updates in the
+ previous network. The MN sends a binding update to the CH with
+ multiple contact addresses, such as c1, c2, and c3, that were
+ obtained from three neighboring networks. This allows the CN to send
+ transient multiple streams to the mobile node over the pre-
+ established tunnels. After the mobile node moves to the actual
+ network, it sends another binding update to the CN with the care-of
+ address of the mobile node in the network where the mobile node has
+ moved. One issue with multiple streams is consumption of extra
+ bandwidth for a small period of time.
+
+ Alternatively, one can apply the buffering technique at the target
+ access router or at the Home Agent. Transient data can be forwarded
+ to the mobile node after it has moved. Forwarding of data can be
+ triggered by the mobile node either as part of Mobile IP registration
+ or as a separate buffering protocol.
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 46]
+
+RFC 6252 MPA Framework June 2011
+
+
+C.5. Systems Evaluation and Performance Results
+
+ In this section, we present some of the results from MPA
+ implementation when applied to different handover scenarios. We
+ present the summary of results from our experiments using MPA
+ techniques for two types of handovers: i) intra-technology and
+ intra-domain, and ii) inter-technology and inter-domain. We also
+ present the results of how the MPA can bootstrap layer 2 security for
+ both roaming and non-roaming cases. Detailed procedures and results
+ are explained in [MOBIQUIT07] and [SPRINGER07].
+
+C.5.1. Intra-Technology, Intra-Domain
+
+ The results for MIPv6 and SIP mobility involving intra-domain
+ mobility are shown in Figures 6 and 7, respectively.
+
+ Buffering Buffering Buffering Buffering
+ (disabled) (enabled) (disabled) (enabled)
+ & RO & RO & RO & RO
+ (disabled) (disabled) (enabled) (enabled)
+ -------------------------------------------------------------------
+ L2 handoff (ms) 4.00 4.33 4.00 4.00
+
+ L3 handoff (ms) 1.00 1.00 1.00 1.00
+
+ Avg. packet loss 1.33 0 0.66 0
+
+ Avg. inter-packet 16.00 16.00 16.00 16.00
+ arrival interval
+ (ms)
+
+ Avg. inter-packet n/a 45.33 n/a 66.60
+ arrival time during
+ handover
+ (ms)
+
+ Avg. packet jitter n/a 29.33 n/a 50.60
+ (ms)
+
+ Buffering Period n/a 50.00 n/a 50.00
+ (ms)
+
+ Buffered Packets n/a 2.00 n/a 3.00
+
+
+ RO = Router Optimization
+
+ Figure 6: Mobile IPv6 with MPA Results
+
+
+
+Dutta, et al. Informational [Page 47]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Buffering Buffering
+ disabled enabled
+ -----------------------------------------------
+ L2 handoff (ms) 4.00 5.00
+
+ L3 handoff (ms) 1.00 1.00
+
+ Avg. packet loss 1.50 0
+
+ Avg. inter-packet 16.00 16.00
+ arrival interval
+ (ms)
+
+ Avg. inter-packet n/a 29.00
+ arrival time during
+ handover
+ (ms)
+
+ Avg. packet jitter n/a 13.00
+ (ms)
+
+ Buffering Period n/a 20.00
+ (ms)
+
+ Buffered Packets n/a 3.00
+
+ Figure 7: SIP Mobility with MPA Results
+
+ For all measurements, we did not experience any performance
+ degradation during handover in terms of the audio quality of the
+ voice traffic.
+
+ With the use of buffering during handover, packet loss during the
+ actual L2 and L3 handover is eliminated with appropriate and
+ reasonable settings of the buffering period for both MIP6 and SIP
+ mobility. In the case of MIP6, there is not a significant difference
+ in results with and without route optimization. It should be noted
+ that results with more samples would be necessary for a more detailed
+ analysis.
+
+ In the case of non-MPA-assisted handover, handover delay and
+ associated packet loss occur from the moment the link-layer handover
+ procedure begins, up to successful processing of the binding update.
+ During this process, IP address acquisitions via DHCP incur the
+ longest delay. This is due to the detection of duplicate IP
+ addresses in the network before the DHCP request completes. The
+ binding update exchange also experiences a long delay if the CN is
+ too far from the MN. As a result, the non-MPA-assisted handover took
+
+
+
+Dutta, et al. Informational [Page 48]
+
+RFC 6252 MPA Framework June 2011
+
+
+ an average of 4 seconds to complete, with an approximate packet loss
+ of about 200 packets. The measurement is based on the same traffic
+ rate and traffic source as the MPA-assisted handover.
+
+C.5.2. Inter-Technology, Inter-Domain
+
+ Handoff involving heterogeneous access can take place in many
+ different ways. We limit the experiment to two interfaces, and
+ therefore results in several possible setup scenarios, depending upon
+ the activity of the second interface. In one scenario, the second
+ interface comes up when the link to the first interface goes down.
+ This is a reactive scenario and usually gives rise to undesirable
+ packet loss and handoff delay. In a second scenario, the second
+ interface is being prepared while the mobile node still communicates
+ using the old interface. Preparation of the second interface should
+ include setup of all the required state and security associations
+ (e.g., PPP state, the Link Control Protocol (LCP), the Challenge
+ Handshake Authentication Protocol (CHAP)). If such a lengthy process
+ is established ahead of time, it reduces the time taken for the
+ secondary interface to be attached to the network. After
+ preparation, the mobile node decides to use the second interface as
+ the active interface. This results in less packet loss, as it uses
+ make-before-break techniques. This is a proactive scenario and can
+ have two "flavors". The first is where both interfaces are up; the
+ second is when only the old interface is up and the prepared
+ interface is brought up only when handoff is about to occur. This
+ scenario may be beneficial from a battery management standpoint.
+ Devices that operate two interfaces simultaneously can rapidly
+ deplete their batteries. However, by activating the second interface
+ only after an appropriate network has been selected, the client may
+ utilize battery power effectively.
+
+ As compared to non-optimized handover that may result in a delay of
+ up to 18 sec and loss of 1000 or more packets during the handover
+ from the wireless LAN (WLAN) to CDMA, we observed 0 packet loss and a
+ 50-ms handoff delay between the last pre-handoff packet and the first
+ in-handoff packet. This handoff delay includes the time due to link
+ down detection and time needed to delete the tunnel after the mobile
+ node has moved. However, we observed about 10 duplicate packets
+ because of the copy-and-forward mechanism at the access routers. But
+ these duplicate packets are usually handled easily by the upper-layer
+ protocols.
+
+C.5.3. MPA-Assisted Layer 2 Pre-Authentication
+
+ In this section, we discuss the results obtained from MPA-assisted
+ layer 2 pre-authentication and compare these with EAP authentication
+ and IEEE 802.11i's pre-authentication techniques. Figure 8 shows the
+
+
+
+Dutta, et al. Informational [Page 49]
+
+RFC 6252 MPA Framework June 2011
+
+
+ experimental testbed where we have conducted the MPA-assisted
+ pre-authentication experiment for bootstrapping layer 2 security as
+ explained in Section 7. By pre-authenticating and pre-configuring
+ the link, the security association procedure during handoff reduces
+ to a 4-way handshake only. Then the MN moves to the AP and, after
+ association, runs a 4-way handshake by using the PSKap (Pre-shared
+ Key at AP) generated during PANA pre-authentication. At this point,
+ the handoff is complete. Details of this experimental testbed can be
+ found in [MOBIQUIT07].
+
+ +----------------------------+-----------+ +-------------+----------+
+ | | | |
+ | Home Domain +-------++ | | |
+ | | | | | |
+ | |AAAHome | | | |
+ | + | | | |
+ | +-----+--+ | | |
+ | | | | Network B |
+ | Network A | | | |
+ | /----\ | | /---\ |
+ | /nAR \ | | / \ |
+ | | PAA |--------+-+----------+ pAR | |
+ | \ / | | \ / |
+ | \----/ | | \-+-/ |
+ | | | | | |
+ | +-------------------| | | | |
+ | | IEEE 802.11i| | | | |
+ | +------+ +------+ | | +---+--+ |
+ | | | | | | | | | |
+ | |AP2 | |AP1 | | | |AP0 | |
+ | +------+ +------+ | | +------+ |
+ | +------+ +-----+ | | +-----+ |
+ | | | | | | | | | |
+ | |MN +----------->|MN |<+------------- |MN | |
+ | +------+ +-----+ | | ++----+ |
+ |----------------------------------------+ +------------+-----------+
+
+ Figure 8: Experimental Testbed for MPA-Assisted
+ L2 Pre-Authentication (Non-Roaming)
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 50]
+
+RFC 6252 MPA Framework June 2011
+
+
+ +-----------------------------+
+ | +--------+ |
+ | | | |
+ | | AAAH + |
+ | | | |
+ | ++-------+ |
+ | | |
+ | | Home AAA Domain |
+ | | |
+ +-------+---------------------+
+ |
+ |
+ |
+ RADIUS/ |
+ Diameter |
+ |
+ |
+ +----------------------------+-----------+ +-------------+----------+
+ | | | | |
+ | Roaming +-------++ | | |
+ | AAA Domain A | | | | |
+ | | AAAV | | | |
+ | + | | | |
+ | Network A +-----+--+ | | Network B |
+ | | | | |
+ | | | | |
+ | /----\ | | /---\ |
+ | /nAR \ | | / \ |
+ | | PAA |--------+-+----------+ pAR | |
+ | \ / | | \ / |
+ | \----/ | | \-+-/ |
+ | | | | | |
+ | +-------------------| | | | |
+ | | IEEE 802.11i| | | | |
+ | +------+ +------+ | | +---+--+ |
+ | | | | | | | | | |
+ | |AP2 | |AP1 | | | |AP0 | |
+ | +------+ +------+ | | +------+ |
+ | +------+ +-----+ | | +-----+ |
+ | | | | | | | | | |
+ | |MN +----------->|MN |<---------------| MN | |
+ | +------+ +-----+ | | ++----+ |
+ -----------------------------------------+ +------------+-----------+
+
+ Figure 9: Experimental Testbed for MPA-Assisted
+ L2 Pre-Authentication (Roaming)
+
+
+
+
+
+Dutta, et al. Informational [Page 51]
+
+RFC 6252 MPA Framework June 2011
+
+
+ We have experimented with three types of movement scenarios involving
+ both non-roaming and roaming cases, using the testbeds shown in
+ Figures 8 and 9, respectively. In the roaming case, the MN is
+ visiting in a domain different than its home domain. Consequently,
+ the MN needs to contact the AAA server in the home domain (AAAH) from
+ its new domain. For the non-roaming case, we assume the MN is moving
+ within its home domain, and only the local AAA server (AAAHome),
+ which is the home AAA server for the mobile node, is contacted.
+
+ The first scenario does not involve any pre-authentication. The MN
+ is initially connected to AP0 and moves to AP1. Because neither
+ network-layer authentication nor IEEE 802.11i pre-authentication is
+ used, the MN needs to engage in a full EAP authentication with AP1 to
+ gain access to the network after the move (post-authentication).
+ This experiment shows the effect of the absence of any kind of
+ pre-authentication.
+
+ The second scenario involves 802.11i pre-authentication and involves
+ movement between AP1 and AP2. In this scenario, the MN is initially
+ connected to AP2, and starts IEEE 802.11i pre-authentication with
+ AP1. This is an ideal scenario to compare the values obtained from
+ 802.11i pre-authentication with that of network-layer assisted
+ pre-authentication. Both scenarios use RADIUS as the AAA protocol
+ (APs implement a RADIUS client). The third scenario takes advantage
+ of network-layer assisted link-layer pre-authentication. It involves
+ movement between two APs (e.g., between AP0 and AP1) that belong to
+ two different subnets where 802.11i pre-authentication is not
+ possible. Here, Diameter is used as the AAA protocol (PAA implements
+ a Diameter client).
+
+ In the third movement scenario, the MN is initially connected to AP0.
+ The MN starts PANA pre-authentication with the PAA, which is
+ co-located on the AR in the new candidate target network (nAR in
+ network A) from the current associated network (network B). After
+ authentication, the PAA proactively installs two keys, PSKap1 and
+ PSKap2, in AP1 and AP2, respectively. By doing the key installations
+ proactively, the PAA preempts the process of communicating with the
+ AAA server for the keys after the mobile node moves to the new
+ network. Finally, because PSKap1 is already installed, AP1
+ immediately starts the 4-way handshake. We have used measurement
+ tools such as ethereal and kismet to analyze the measurements for the
+ 4-way handshake and PANA authentication. These measurements reflect
+ different operations involved during network-layer pre-
+ authentication.
+
+ In our experiment, as part of the discovery phase, we assume that the
+ MN is able to retrieve the PAA's IP address and all required
+ information about AP1 and AP2 (e.g., channel, security-related
+
+
+
+Dutta, et al. Informational [Page 52]
+
+RFC 6252 MPA Framework June 2011
+
+
+ parameters, etc.) at some point before the handover. This avoids the
+ scanning during link-layer handoff. We have applied this assumption
+ to all three scenarios. Because our focus is on reducing the time
+ spent on the authentication phase during handoff, we do not discuss
+ the details of how we avoid the scanning.
+
+ =====================================================================
+ Types |802.11i | 802.11i | MPA-assisted
+ |Post- | Pre- | Layer 2
+ |authentication | authentication | Pre-authentication
+ =====================================================================
+ Operation| Non- | Roaming | Non- | Roaming |Non- | Roaming|
+ | Roaming | | Roaming | |Roaming| |
+ ===================================================================
+ Tauth | 61 ms | 599 ms | 99 ms | 638 ms | 177 ms| 831 ms |
+ -------------------------------------------------------------------
+ Tconf | -- | -- | -- | -- | 16 ms | 17ms |
+ -------------------------------------------------------------------
+ Tassoc+ | | | | | | |
+ 4way | 18 ms | 17 ms | 16 ms | 17 ms | 16 ms | 17 ms |
+ ------------------------------------------------------------------|
+ Total | 79 ms | 616 ms | 115 ms | 655 ms | 208 ms| 865 ms |
+ ------------------------------------------------------------------|
+ Time | | | | | | |
+ affecting| 79 ms | 616 ms | 16 ms | 17 ms | 15 ms | 17 ms |
+ handover | | | | | | |
+ ------------------------------------------------------------------|
+
+ Figure 10: Results of MPA-Assisted Layer 2
+ Pre- and Post-Authentication
+
+ Figure 10 shows the timing (rounded off to the most significant
+ number) associated with some of the handoff operations we have
+ measured in the testbed. We describe each of the timing parameters
+ below.
+
+ "Tauth" refers to the execution of EAP-Transport Layer Security (TLS)
+ authentication. This time does not distinguish whether this
+ authentication was performed during pre-authentication or a typical
+ post-authentication.
+
+ "Tconf" refers to the time spent during PSK generation and
+ installation after EAP authentication is complete. When network-
+ layer pre-authentication is not used, this time is not considered.
+
+ "Tassoc+4way" refers to the time dedicated to the completion of the
+ association and the 4-way handshake with the target AP after the
+ handoff.
+
+
+
+Dutta, et al. Informational [Page 53]
+
+RFC 6252 MPA Framework June 2011
+
+
+ The first two columns in the figure show the results for non-roaming
+ and roaming cases, respectively, when no pre-authentication is used
+ at all. The second two columns depict the same cases when IEEE
+ 802.11i pre-authentication is used. The last two columns show when
+ we used network-layer-assisted layer 2 pre-authentication. When pre-
+ authentication is used, only the factor Tassoc+4way affects the
+ handoff time. When no pre-authentication is used, the time affecting
+ the handoff includes Tauth (the complete EAP-TLS authentication) plus
+ Tassoc+4way.
+
+ That is precisely the time affecting the handoff in the case where
+ the MN moves from AP0 to AP1 in the absence of pre-authentication.
+ As it is seen, these delays are not suitable for real-time
+ applications. Indeed, for the non-roaming case, we obtained a ~80-ms
+ delay for re-establishing the connection with target AP1. It takes
+ about 600 ms to complete the handoff when the MN moves to a visited
+ domain and the home AAA server is located far away. However,
+ network-layer pre-authentication is only affected by Tassoc+4way
+ (~17 ms) involving any kind of handoff authentication. As is
+ evident, IEEE 802.11i pre-authentication provides a comparable
+ benefit (~16 ms) in terms of handoff but is limited to cases when APs
+ are in the same Distribution System (DS). Additionally, network-
+ layer pre-authentication leverages a single EAP authentication to
+ bootstrap security in several target APs by allowing the MN to move
+ among APs under the same PAA without running EAP and consequently
+ without contacting the AAA server. In this sense, it extends IEEE
+ 802.11r advantages over IEEE 802.11i by allowing inter-subnet and
+ inter-domain and even inter-technology handoffs.
+
+C.6. Guidelines for Handover Preparation
+
+ In this section, we provide some guidelines for the roaming clients
+ that use pre-authentication mechanisms to reduce the handoff delay.
+ These guidelines can help determine the extent of the
+ pre-authentication operation that is needed based on a specific type
+ of movement of the client. IEEE 802.11i and 802.11r take advantage
+ of the pre-authentication mechanism at layer 2. Thus, many of the
+ guidelines observed for 802.11i-based pre-authentication and 802.11r-
+ based fast roaming could also be applicable to the clients that use
+ MPA-based pre-authentication techniques. However, since MPA
+ operations are not limited to a specific subnet and involve inter-
+ subnet and inter-domain handover, the guidelines need to take into
+ account other factors, such as movement pattern of the mobile node,
+ cell size, etc.
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 54]
+
+RFC 6252 MPA Framework June 2011
+
+
+ The time needed to complete the pre-authentication mechanism is an
+ important parameter, since the mobile node needs to determine how
+ much ahead of time the mobile node needs to start the
+ pre-authentication process so that it can finish the desired
+ operations before the handover to the target network starts. The
+ pre-authentication time will vary, depending upon the speed of the
+ mobile node (e.g., pedestrian vs. vehicular) and cell sizes (e.g.,
+ WiFi, Cellular). Cell residence time is defined as the average time
+ the mobile node stays in the cell before the next handoff takes
+ place. Cell residence time is dependent upon the coverage area and
+ velocity of the mobile node. Thus, cell residence time is an
+ important factor in determining the desirable pre-authentication time
+ that a mobile node should consider.
+
+ Since the pre-authentication operation involves six steps as
+ described in Section 6.3 and each step takes some discrete amount of
+ time, only part of these sub-operations may be completed before
+ handoff, depending upon the available delay budget.
+
+ For example, a mobile node could complete only network discovery and
+ the network-layer authentication process before the handoff and
+ postpone the rest of the operations until after the handover is
+ complete. On the other hand, if it is a slow-moving vehicle and the
+ adjacent cells are sparsely spaced, a mobile node could complete all
+ the desired MPA-related operations. Finishing all the MPA-related
+ operations ahead of time reduces the handoff delay but adds other
+ constraints, such as cell residence time.
+
+ We give a numerical example here, similar to [MISHRA04].
+
+ D = Coverage diameter
+
+ v = Mobile node's velocity
+
+ RTT = round trip time from AP to AAA server, including processing
+ time for authentication (Tauth)
+
+ Tpsk = Time spent to install keys proactively on the target APs
+
+ If for a given value of D = 100 ft, Tpsk = 10 ms, and RTT = 100 ms, a
+ mobile node needs to execute only the pre-authentication procedure
+ associated with MPA, then the following can be calculated for a
+ successful MPA procedure before the handoff is complete.
+
+ 2RTT + Tpsk < D/v
+
+ v = 100 ft/(200 ms + 10 ms) = ~500 ft/sec
+
+
+
+
+Dutta, et al. Informational [Page 55]
+
+RFC 6252 MPA Framework June 2011
+
+
+ Similarly, for a similar cell size, if the mobile node is involved in
+ both pre-authentication and pre-configuration operations as part of
+ the MPA procedure, and it takes an amount of time Tconf = 190 ms to
+ complete the layer 3 configuration including IP address
+ configuration, then for a successful MPA operation,
+
+ 2RTT + Tpsk + Tconf < D/v
+
+ v = 100 ft/(200 ms + 10 ms + 190 ms) = ~250 ft/sec
+
+ Thus, compared to only the pre-authentication part of the MPA
+ operation, in order to be able to complete both pre-authentication
+ and pre-configuration operations successfully, either the mobile node
+ needs to move at a slower pace or it needs to expedite these
+ operations for this given cell size. Thus, types of MPA operations
+ will be constrained by the velocity of the mobile node.
+
+ As an alternative, if a mobile node does complete all of the
+ pre-authentication procedure well ahead of time, it uses up the
+ resources accordingly by way of an extra IP address, tunnel, and
+ extra bandwidth. Thus, there is always a tradeoff between the
+ performance benefit obtained from the pre-authentication mechanism
+ and network characteristics, such as movement speed, cell size, and
+ resources utilized.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Dutta, et al. Informational [Page 56]
+
+RFC 6252 MPA Framework June 2011
+
+
+Authors' Addresses
+
+ Ashutosh Dutta (editor)
+ NIKSUN
+ 100 Nassau Park Blvd.
+ Princeton, NJ 08540
+ USA
+
+ EMail: ashutosh.dutta@ieee.org
+
+
+ Victor Fajardo
+ NIKSUN
+ 100 Nassau Park Blvd.
+ Princeton, NJ 08540
+ USA
+
+ EMail: vf0213@gmail.com
+
+
+ Yoshihiro Ohba
+ Corporate R&D Center, Toshiba Corporation
+ 1 Komukai-Toshiba-cho, Saiwai-ku
+ Kawasaki, Kanagawa 212-0001
+ Japan
+
+ EMail: yoshihiro.ohba@toshiba.co.jp
+
+
+ Kenichi Taniuchi
+ Toshiba Corporation
+ 2-9 Suehiro-cho
+ Ome, Tokyo 198-8710
+ Japan
+
+ EMail: kenichi.taniuchi@toshiba.co.jp
+
+
+ Henning Schulzrinne
+ Columbia University
+ Department of Computer Science
+ 450 Computer Science Building
+ New York, NY 10027
+ USA
+
+ Phone: +1 212 939 7004
+ EMail: hgs@cs.columbia.edu
+
+
+
+
+Dutta, et al. Informational [Page 57]
+