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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Internet Engineering Task Force (IETF) J. Yao
+Request for Comments: 6531 W. Mao
+Obsoletes: 5336 CNNIC
+Category: Standards Track February 2012
+ISSN: 2070-1721
+
+
+ SMTP Extension for Internationalized Email
+
+Abstract
+
+ This document specifies an SMTP extension for transport and delivery
+ of email messages with internationalized email addresses or header
+ information.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 5741.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc6531.
+
+Copyright Notice
+
+ Copyright (c) 2012 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+ This document may contain material from IETF Documents or IETF
+ Contributions published or made publicly available before November
+ 10, 2008. The person(s) controlling the copyright in some of this
+ material may not have granted the IETF Trust the right to allow
+
+
+
+Yao & Mao Standards Track [Page 1]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ modifications of such material outside the IETF Standards Process.
+ Without obtaining an adequate license from the person(s) controlling
+ the copyright in such materials, this document may not be modified
+ outside the IETF Standards Process, and derivative works of it may
+ not be created outside the IETF Standards Process, except to format
+ it for publication as an RFC or to translate it into languages other
+ than English.
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 1.1. Terminology . . . . . . . . . . . . . . . . . . . . . . . 3
+ 1.2. Changes Made to Other Specifications . . . . . . . . . . . 3
+ 2. Overview of Operation . . . . . . . . . . . . . . . . . . . . 4
+ 3. Mail Transport-Level Protocol . . . . . . . . . . . . . . . . 4
+ 3.1. Framework for the Internationalization Extension . . . . . 4
+ 3.2. The SMTPUTF8 Extension . . . . . . . . . . . . . . . . . . 5
+ 3.3. Extended Mailbox Address Syntax . . . . . . . . . . . . . 7
+ 3.4. MAIL Command Parameter Usage . . . . . . . . . . . . . . . 8
+ 3.5. Non-ASCII Addresses and Reply-Codes . . . . . . . . . . . 9
+ 3.6. Body Parts and SMTP Extensions . . . . . . . . . . . . . . 9
+ 3.7. Additional ESMTP Changes and Clarifications . . . . . . . 10
+ 3.7.1. The Initial SMTP Exchange . . . . . . . . . . . . . . 10
+ 3.7.2. Mail eXchangers . . . . . . . . . . . . . . . . . . . 10
+ 3.7.3. Trace Information . . . . . . . . . . . . . . . . . . 11
+ 3.7.4. UTF-8 Strings in Replies . . . . . . . . . . . . . . . 11
+ 4. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 13
+ 4.1. SMTP Service Extensions Registry . . . . . . . . . . . . . 13
+ 4.2. SMTP Enhanced Status Code Registry . . . . . . . . . . . . 13
+ 4.3. WITH Protocol Types Sub-Registry of the Mail
+ Transmission Types Registry . . . . . . . . . . . . . . . 15
+ 5. Security Considerations . . . . . . . . . . . . . . . . . . . 15
+ 6. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 16
+ 7. References . . . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 7.1. Normative References . . . . . . . . . . . . . . . . . . . 16
+ 7.2. Informative References . . . . . . . . . . . . . . . . . . 18
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 2]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+1. Introduction
+
+ The document defines a Simple Mail Transfer Protocol [RFC5321]
+ extension so servers can advertise the ability to accept and process
+ internationalized email addresses (see Section 1.1) and
+ internationalized email headers [RFC6532].
+
+ An extended overview of the extension model for internationalized
+ email addresses and the email header appears in RFC 6530 [RFC6530],
+ referred to as "the framework document" in this specification. A
+ thorough understanding of the information in that document and in the
+ base Internet email specifications [RFC5321] [RFC5322] is necessary
+ to understand and implement this specification.
+
+1.1. Terminology
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in RFC 2119 [RFC2119].
+
+ The terms "UTF-8 string" or "UTF-8 character" are used to refer to
+ Unicode characters, which may or may not be members of the ASCII
+ subset, in UTF-8 [RFC3629], a standard Unicode Encoding Form. All
+ other specialized terms used in this specification are defined in the
+ framework document or in the base Internet email specifications. In
+ particular, the terms "ASCII address", "internationalized email
+ address", "non-ASCII address", "SMTPUTF8", "internationalized
+ message", and "message" are used in this document according to the
+ definitions in the framework document [RFC6530].
+
+ Strings referred to in this document, including ASCII strings, MUST
+ be expressed in UTF-8.
+
+ This specification uses Augmented BNF (ABNF) rules [RFC5234]. Some
+ basic rules in this document are identified in Section 3.3 as being
+ defined (under the same names) in RFC 5234 [RFC5234], RFC 5321
+ [RFC5321], RFC 5890 [RFC5890], or RFC 6532 [RFC6532].
+
+1.2. Changes Made to Other Specifications
+
+ This specification extends some syntax rules defined in RFC 5321 and
+ permits internationalized email addresses in the envelope and in
+ trace fields, but it does not modify RFC 5321. It permits data
+ formats defined in RFC 6532 [RFC6532], but it does not modify RFC
+ 5322. It does require that the 8BITMIME extension [RFC6152] be
+ announced by the SMTPUTF8-aware SMTP server and used with
+ "BODY=8BITMIME" by the SMTPUTF8-aware SMTP client, but it does not
+ modify the 8BITMIME specification in any way.
+
+
+
+Yao & Mao Standards Track [Page 3]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ This specification replaces an earlier, experimental, approach to the
+ same problem [RFC5336]. Section 6 of RFC 6530 [RFC6530] describes
+ the changes in approach between RFC 5336 [RFC5336] and this
+ specification. Anyone trying to convert an implementation from the
+ experimental specification to the specification in this document will
+ need to review those changes carefully.
+
+2. Overview of Operation
+
+ This document specifies an element of the email internationalization
+ work, specifically the definition of an SMTP extension for
+ internationalized email. The extension is identified with the token
+ "SMTPUTF8".
+
+ The internationalized email headers specification [RFC6532] provides
+ the details of email header features enabled by this extension.
+
+3. Mail Transport-Level Protocol
+
+3.1. Framework for the Internationalization Extension
+
+ The following service extension is defined:
+
+ 1. The name of the SMTP service extension is "Internationalized
+ Email".
+
+ 2. The EHLO keyword value associated with this extension is
+ "SMTPUTF8".
+
+ 3. No parameter values are defined for this EHLO keyword value. In
+ order to permit future (although unanticipated) extensions, the
+ EHLO response MUST NOT contain any parameters for this keyword.
+ The SMTPUTF8-aware SMTP client MUST ignore any parameters if
+ they appear for this keyword; that is, the SMTPUTF8-aware SMTP
+ client MUST behave as if the parameters do not appear. If an
+ SMTP server includes SMTPUTF8 in its EHLO response, it MUST be
+ fully compliant with this version of this specification.
+
+ 4. One OPTIONAL parameter, SMTPUTF8, is added to the MAIL command.
+ The parameter does not accept a value. If this parameter is set
+ in the MAIL command, it indicates that the SMTP client is
+ SMTPUTF8-aware. Its presence also asserts that the envelope
+ includes the non-ASCII address, the message being sent is an
+ internationalized message, or the message being sent needs the
+ SMTPUTF8 support.
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 4]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+ 5. The maximum length of a MAIL command line is increased by 10
+ characters to accommodate the possible addition of the SMTPUTF8
+ parameter.
+
+ 6. One OPTIONAL parameter, SMTPUTF8, is added to the VERIFY (VRFY)
+ and EXPAND (EXPN) commands. The SMTPUTF8 parameter does not
+ accept a value. The parameter indicates that the SMTP client
+ can accept Unicode characters in UTF-8 encoding in replies from
+ the VRFY and EXPN commands.
+
+ 7. No additional SMTP verbs are defined by this extension.
+
+ 8. Servers offering this extension MUST provide support for, and
+ announce, the 8BITMIME extension [RFC6152].
+
+ 9. The reverse-path and forward-path of the SMTP MAIL and RCPT
+ commands are extended to allow Unicode characters encoded in
+ UTF-8 in mailbox names (addresses).
+
+ 10. The mail message body is extended as specified in RFC 6532
+ [RFC6532].
+
+ 11. The SMTPUTF8 extension is valid on the submission port
+ [RFC6409]. It may also be used with the Local Mail Transfer
+ Protocol (LMTP) [RFC2033]. When these protocols are used, their
+ use should be reflected in the trace field WITH keywords as
+ appropriate [RFC3848].
+
+3.2. The SMTPUTF8 Extension
+
+ An SMTP server that announces the SMTPUTF8 extension MUST be prepared
+ to accept a UTF-8 string [RFC3629] in any position in which RFC 5321
+ specifies that a <mailbox> can appear. Although the characters in
+ the <local-part> are permitted to contain non-ASCII characters, the
+ actual parsing of the <local-part> and the delimiters used are
+ unchanged from the base email specification [RFC5321]. Any domain
+ name to be looked up in the DNS MUST conform to and be processed as
+ specified for Internationalizing Domain Names in Applications (IDNA)
+ [RFC5890]. When doing lookups, the SMTPUTF8-aware SMTP client or
+ server MUST either use a Unicode-aware DNS library, or transform the
+ internationalized domain name to A-label form (i.e., a fully-
+ qualified domain name that contains one or more A-labels but no
+ U-labels) as specified in RFC 5890 [RFC5890].
+
+ An SMTP client that receives the SMTPUTF8 extension keyword in
+ response to the EHLO command MAY transmit mailbox names within SMTP
+ commands as internationalized strings in UTF-8 form. It MAY send a
+ UTF-8 header [RFC6532] (which may also include mailbox names in
+
+
+
+Yao & Mao Standards Track [Page 5]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ UTF-8). It MAY transmit the domain parts of mailbox names within
+ SMTP commands or the message header as A-labels or U-labels
+ [RFC5890]. The presence of the SMTPUTF8 extension does not change
+ the server-relaying behaviors described in RFC 5321.
+
+ If the SMTPUTF8 SMTP extension is not offered by the SMTP server, the
+ SMTPUTF8-aware SMTP client MUST NOT transmit an internationalized
+ email address and MUST NOT transmit a mail message containing
+ internationalized mail headers as described in RFC 6532 [RFC6532] at
+ any level within its MIME structure [RFC2045]. (For this paragraph,
+ the internationalized domain name in A-label form as specified in
+ IDNA definitions [RFC5890] is not considered to be
+ "internationalized".) Instead, if an SMTPUTF8-aware SMTP client
+ (sender) attempts to transfer an internationalized message and
+ encounters an SMTP server that does not support the extension, the
+ best action for it to take depends on other conditions. In
+ particular:
+
+ o If it is a Message Submission Agent (MSA) [RFC6409] [RFC5598], it
+ MAY choose its own way to deal with this scenario using the wide
+ discretion for changing addresses or otherwise fixing up and
+ transforming messages allowed by RFC 6409. As long as the
+ resulting message conforms to the requirements of RFC 5321 (i.e.,
+ without the SMTPUTF8 extension), the details of that
+ transformation are outside the scope of this document.
+
+ o If it is not an MSA or is an MSA and does not choose to transform
+ the message to one that does not require the SMTPUTF8 extension,
+ it SHOULD reject the message. As usual, this can be done either
+ by generating an appropriate reply during the SMTP transaction or
+ by accepting the message and then generating and transmitting a
+ non-delivery notification. If the latter choice is made, the
+ notification process MUST conform to the requirements of RFC 5321,
+ RFC 3464 [RFC3464], and RFC 6533 [RFC6533].
+
+ o As specified in Section 2.2.3 of RFC 5321, an SMTP client with
+ additional information and/or knowledge of special circumstances
+ MAY choose to requeue the message and try later and/or try an
+ alternate MX host as specified in that section.
+
+ This document applies when an SMTPUTF8-aware SMTP client or server
+ supports the SMTPUTF8 extension. For all other cases, and for
+ addresses and messages that do not require an SMTPUTF8 extension,
+ SMTPUTF8-aware SMTP clients and servers do not change the behavior
+ specified in RFC 5321 [RFC5321].
+
+
+
+
+
+
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+ If an SMTPUTF8-aware SMTP server advertises the Delivery Status
+ Notification (DSN) [RFC3461] extension, it MUST implement RFC 6533
+ [RFC6533].
+
+3.3. Extended Mailbox Address Syntax
+
+ RFC 5321, Section 4.1.2, defines the syntax of a <Mailbox> entirely
+ in terms of ASCII characters. This document extends <Mailbox> to add
+ support of non-ASCII characters.
+
+ The key changes made by this specification include:
+
+ o The <Mailbox> ABNF rule is imported from RFC 5321 and updated in
+ order to support the internationalized email address. Other
+ related rules are imported from RFC 5321, RFC 5234, RFC 5890, and
+ RFC 6532, or are extended in this document.
+
+ o The definition of <sub-domain> is extended to permit both the RFC
+ 5321 definition and a UTF-8 string in a DNS label that conforms
+ with IDNA definitions [RFC5890].
+
+ o The definition of <atext> is extended to permit both the RFC 5321
+ definition and a UTF-8 string. That string MUST NOT contain any
+ of the ASCII graphics or control characters.
+
+ The following ABNF rules imported from RFC 5321, Section 4.1.2, are
+ updated directly or indirectly by this document:
+
+ o <Mailbox>
+
+ o <Local-part>
+
+ o <Dot-string>
+
+ o <Quoted-string>
+
+ o <QcontentSMTP>
+
+ o <Domain>
+
+ o <Atom>
+
+ The following ABNF rule will be imported from RFC 6532, Section 3.1,
+ directly:
+
+ o <UTF8-non-ascii>
+
+
+
+
+
+Yao & Mao Standards Track [Page 7]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+ The following ABNF rule will be imported from RFC 5234, Appendix B.1,
+ directly:
+
+ o <DQUOTE>
+
+ The following ABNF rule will be imported from RFC 5890, Section
+ 2.3.2.1, directly:
+
+ o <U-label>
+
+ The following rules are extended in ABNF [RFC5234] as follows.
+
+ sub-domain =/ U-label
+ ; extend the definition of sub-domain in RFC 5321, Section 4.1.2
+
+ atext =/ UTF8-non-ascii
+ ; extend the implicit definition of atext in
+ ; RFC 5321, Section 4.1.2, which ultimately points to
+ ; the actual definition in RFC 5322, Section 3.2.3
+
+ qtextSMTP =/ UTF8-non-ascii
+ ; extend the definition of qtextSMTP in RFC 5321, Section 4.1.2
+
+ esmtp-value =/ UTF8-non-ascii
+ ; extend the definition of esmtp-value in RFC 5321, Section 4.1.2
+
+3.4. MAIL Command Parameter Usage
+
+ If the envelope or message being sent requires the capabilities of
+ the SMTPUTF8 extension, the SMTPUTF8-aware SMTP client MUST supply
+ the SMTPUTF8 parameter with the MAIL command. If this parameter is
+ provided, it MUST not accept a value. If the SMTPUTF8-aware SMTP
+ client is aware that neither the envelope nor the message being sent
+ requires any of the SMTPUTF8 extension capabilities, it SHOULD NOT
+ supply the SMTPUTF8 parameter with the MAIL command.
+
+ Because there is no guarantee that a next-hop SMTP server will
+ support the SMTPUTF8 extension, use of the SMTPUTF8 extension always
+ carries a risk of transmission failure. In fact, during the early
+ stages of deployment for the SMTPUTF8 extension, the risk will be
+ quite high. Hence, there is a distinct near-term advantage for
+ ASCII-only messages to be sent without using this extension. The
+ long-term advantage of casting ASCII [ASCII] characters (0x7f and
+ below) as UTF-8 form is that it permits pure-Unicode environments.
+
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 8]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+3.5. Non-ASCII Addresses and Reply-Codes
+
+ An SMTPUTF8-aware SMTP client MUST NOT send an internationalized
+ message to an SMTP server that does not support SMTPUTF8. If the
+ SMTP server does not support this option, then the SMTPUTF8-aware
+ SMTP client has three choices according to Section 3.2 of this
+ specification.
+
+ The three-digit reply-codes used in this section are based on their
+ meanings as defined in RFC 5321.
+
+ When messages are rejected because the RCPT command requires an ASCII
+ address, the reply-code 553 is returned with the meaning "mailbox
+ name not allowed". When messages are rejected because the MAIL
+ command requires an ASCII address, the reply-code 550 is returned
+ with the meaning "mailbox unavailable". When the SMTPUTF8-aware SMTP
+ server supports enhanced mail system status codes [RFC3463], reply-
+ code "X.6.7" [RFC5248] (see Section 4) is used, meaning "Non-ASCII
+ addresses not permitted for that sender/recipient".
+
+ When messages are rejected for other reasons, the server follows the
+ model of the base email specification in RFC 5321; this extension
+ does not change those circumstances or reply messages.
+
+ If a message is rejected after the final "." of the DATA command
+ because one or more recipients are unable to accept and process a
+ message with internationalized email headers, the reply-code "554" is
+ used with the meaning "Transaction failed". If the SMTPUTF8-aware
+ SMTP server supports enhanced mail system status codes [RFC3463],
+ reply code "X.6.9" [RFC5248] (see Section 4) is used to indicate this
+ condition, meaning "UTF-8 header message cannot be transmitted to one
+ or more recipients, so the message must be rejected".
+
+ The SMTPUTF8-aware SMTP servers are encouraged to detect that
+ recipients cannot accept internationalized messages and generate an
+ error after the RCPT command rather than waiting until after the DATA
+ command to issue an error.
+
+3.6. Body Parts and SMTP Extensions
+
+ The MAIL command parameter SMTPUTF8 asserts that a message is an
+ internationalized message or the message being sent needs the
+ SMTPUTF8 support. There is still a chance that a message being sent
+ via the MAIL command with the SMTPUTF8 parameter is not an
+ internationalized message. An SMTPUTF8-aware SMTP client or server
+ that requires accurate knowledge of whether a message is
+ internationalized needs to parse all message header fields and MIME
+
+
+
+
+Yao & Mao Standards Track [Page 9]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+ header fields [RFC2045] in the message body. However, this
+ specification does not require that the SMTPUTF8-aware SMTP client or
+ server inspects the message.
+
+ Although this specification requires that SMTPUTF8-aware SMTP servers
+ support the 8BITMIME extension [RFC6152] to ensure that servers have
+ adequate handling capability for 8-bit data, it does not require non-
+ ASCII body parts in the MIME message as specified in RFC 2045. The
+ SMTPUTF8 extension MAY be used as follows (assuming it is appropriate
+ given the body content):
+
+ - with the BODY=8BITMIME parameter [RFC6152], or
+
+ - with the BODY=BINARYMIME parameter, if the SMTP server advertises
+ BINARYMIME [RFC3030].
+
+3.7. Additional ESMTP Changes and Clarifications
+
+ The information carried in the mail transport process involves
+ addresses ("mailboxes") and domain names in various contexts in
+ addition to the MAIL and RCPT commands and extended alternatives to
+ them. In general, the rule is that, when RFC 5321 specifies a
+ mailbox, this SMTP extension requires UTF-8 form to be used for the
+ entire string. When RFC 5321 specifies a domain name, the
+ internationalized domain name SHOULD be in U-label form if the
+ SMTPUTF8 extension is supported; otherwise, it SHOULD be in A-label
+ form.
+
+ The following subsections list and discuss all of the relevant cases.
+
+3.7.1. The Initial SMTP Exchange
+
+ When an SMTP connection is opened, the SMTP server sends a "greeting"
+ response consisting of the 220 reply-code and some information. The
+ SMTP client then sends the EHLO command. Since the SMTP client
+ cannot know whether the SMTP server supports SMTPUTF8 until after it
+ receives the response to the EHLO, the SMTPUTF8-aware SMTP client
+ MUST send only ASCII (LDH label or A-label [RFC5890]) domains in the
+ EHLO command. If the SMTPUTF8-aware SMTP server provides domain
+ names in the EHLO response, they MUST be in the form of LDH labels or
+ A-labels.
+
+3.7.2. Mail eXchangers
+
+ If multiple DNS MX records are used to specify multiple servers for a
+ domain (as described in Section 5 of RFC 5321 [RFC5321]), it is
+ strongly advised that all or none of them SHOULD support the SMTPUTF8
+
+
+
+
+Yao & Mao Standards Track [Page 10]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
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+
+ extension. Otherwise, unexpected rejections can happen during
+ temporary or permanent failures, which users might perceive as
+ serious reliability issues.
+
+3.7.3. Trace Information
+
+ The trace information <Return-path-line>, <Time-stamp-line>, and
+ their related rules are defined in Section 4.4 of RFC 5321 [RFC5321].
+ This document updates <Mailbox> and <Domain> to support non-ASCII
+ characters. When the SMTPUTF8 extension is used, the 'Reverse-path'
+ clause of the Return-path-line may include an internationalized
+ domain name that uses the U-label form. Also, the 'Stamp' clause of
+ the Time-stamp-line may include an internationalized domain name that
+ uses the U-label form.
+
+ If the messages that include trace fields are sent by an SMTPUTF8-
+ aware SMTP client or relay server without the SMTPUTF8 parameter
+ included in the MAIL commands, trace field values must conform to RFC
+ 5321 regardless of the SMTP server's capability.
+
+ When an SMTPUTF8-aware SMTP server adds a trace field to a message
+ that was or will be transmitted with the SMTPUTF8 parameter included
+ in the MAIL commands, that server SHOULD use the U-label form for
+ internationalized domain names in the new trace field.
+
+ The protocol value of the 'WITH' clause when this extension is used
+ is one of the SMTPUTF8 values specified in the "IANA Considerations"
+ section of this document.
+
+3.7.4. UTF-8 Strings in Replies
+
+3.7.4.1. MAIL Command
+
+ If an SMTP client follows this specification and sends any MAIL
+ commands containing the SMTPUTF8 parameter, the SMTPUTF8-aware SMTP
+ server is permitted to use UTF-8 characters in the email address
+ associated with 251 and 551 reply-codes, and the SMTP client MUST be
+ able to accept and process them. If a given MAIL command does not
+ include the SMTPUTF8 parameter, the SMTPUTF8-aware SMTP server MUST
+ NOT return a 251 or 551 response containing a non-ASCII mailbox.
+ Instead, it MUST transform such responses into 250 or 550 responses
+ that do not contain non-ASCII addresses.
+
+3.7.4.2. VRFY and EXPN Commands and the SMTPUTF8 Parameter
+
+ If the SMTPUTF8 parameter is transmitted with the VRFY and EXPN
+ commands, it indicates that the SMTP client can accept UTF-8 strings
+ in replies to those commands. The parameter with the VRFY and EXPN
+
+
+
+Yao & Mao Standards Track [Page 11]
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+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ commands SHOULD only be used after the SMTP client sees the EHLO
+ response with the SMTPUTF8 keyword. This allows an SMTPUTF8-aware
+ SMTP server to use UTF-8 strings in mailbox names and full names that
+ occur in replies, without concern that the SMTP client might be
+ confused by them. An SMTP client that conforms to this specification
+ MUST accept and correctly process replies to the VRFY and EXPN
+ commands that contain UTF-8 strings. However, an SMTPUTF8-aware SMTP
+ server MUST NOT use UTF-8 strings in replies if the SMTP client does
+ not specifically allow such replies by transmitting this parameter
+ with the VRFY and EXPN commands.
+
+ Most replies do not require that a mailbox name be included in the
+ returned text, and therefore a UTF-8 string is not needed in them.
+ Some replies, notably those resulting from successful execution of
+ the VRFY and EXPN commands, do include the mailbox.
+
+ VERIFY (VRFY) and EXPAND (EXPN) command syntaxes are changed to:
+
+ vrfy = "VRFY" SP String
+ [ SP "SMTPUTF8" ] CRLF
+ ; String may include Non-ASCII characters
+
+ expn = "EXPN" SP String
+ [ SP "SMTPUTF8" ] CRLF
+ ; String may include Non-ASCII characters
+
+ The SMTPUTF8 parameter does not accept a value. If the reply to a
+ VRFY or EXPN command requires a UTF-8 string, but the SMTP client did
+ not use the SMTPUTF8 parameter, then the SMTPUTF8-aware SMTP server
+ MUST use either the reply-code 252 or 550. Reply-code 252, defined
+ in RFC 5321 [RFC5321], means "Cannot VRFY user, but will accept the
+ message and attempt the delivery". Reply-code 550, also defined in
+ RFC 5321 [RFC5321], means "Requested action not taken: mailbox
+ unavailable". When the SMTPUTF8-aware SMTP server supports enhanced
+ mail system status codes [RFC3463], the enhanced reply-code as
+ specified below is used. Using the SMTPUTF8 parameter with a VRFY or
+ EXPN command enables UTF-8 replies for that command only.
+
+ If a normal success response (i.e., 250) is returned, the response
+ MAY include the full name of the user and MUST include the mailbox of
+ the user. It MUST be in either of the following forms:
+
+ User Name <Mailbox>
+ ; Mailbox is defined in Section 3.3 of this document.
+ ; User Name can contain non-ASCII characters.
+
+ Mailbox
+ ; Mailbox is defined in Section 3.3 of this document.
+
+
+
+Yao & Mao Standards Track [Page 12]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ If the SMTP reply requires UTF-8 strings, but a UTF-8 string is not
+ allowed in the reply, and the SMTPUTF8-aware SMTP server supports
+ enhanced mail system status codes [RFC3463], the enhanced reply-code
+ is "X.6.8" [RFC5248] (see Section 4), meaning "A reply containing a
+ UTF-8 string is required to show the mailbox name, but that form of
+ response is not permitted by the SMTP client".
+
+ If the SMTP client does not support the SMTPUTF8 extension, but
+ receives a UTF-8 string in a reply, it may not be able to properly
+ report the reply to the user, and some clients might mishandle that
+ reply. Internationalized messages in replies are only allowed in the
+ commands under the situations described above.
+
+ Although UTF-8 strings are needed to represent email addresses in
+ responses under the rules specified in this section, this extension
+ does not permit the use of UTF-8 strings for any other purposes.
+ SMTPUTF8-aware SMTP servers MUST NOT include non-ASCII characters in
+ replies except in the limited cases specifically permitted in this
+ section.
+
+4. IANA Considerations
+
+4.1. SMTP Service Extensions Registry
+
+ IANA has added a new value "SMTPUTF8" to the "SMTP Service Extension"
+ registry of the "Mail Parameters" registry, according to the
+ following data:
+
+ +----------+---------------------------------+-----------+
+ | Keywords | Description | Reference |
+ +----------+---------------------------------+-----------+
+ | SMTPUTF8 | Internationalized email address | [RFC6531] |
+ +----------+---------------------------------+-----------+
+
+4.2. SMTP Enhanced Status Code Registry
+
+ The code definitions in this document replace those specified in RFC
+ 5336, following the guidance in Sections 3.5 and 3.7.4.2 of this
+ document, and based on RFC 5248 [RFC5248]. IANA has updated the
+ "Simple Mail Transfer Protocol (SMTP) Enhanced Status Code Registry"
+ with the following data:
+
+
+
+
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 13]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ Code: X.6.7
+ Sample Text: Non-ASCII addresses not permitted for that
+ sender/recipient
+ Associated basic status code: 550, 553
+ Description: This indicates the reception of a MAIL or RCPT command
+ that non-ASCII addresses are not permitted.
+ Defined: RFC 6531 (Standards Track)
+ Submitter: Jiankang YAO
+ Change controller: ima@ietf.org
+
+
+ Code: X.6.8
+ Sample Text: UTF-8 string reply is required, but not permitted by
+ the SMTP client
+ Associated basic status code: 252, 550, 553
+ Description: This indicates that a reply containing a UTF-8 string
+ is required to show the mailbox name, but that form of
+ response is not permitted by the SMTP client.
+ Defined: RFC 6531 (Standards Track)
+ Submitter: Jiankang YAO
+ Change controller: ima@ietf.org
+
+
+ Code: X.6.9
+ Sample Text: UTF-8 header message cannot be transferred to one or
+ more recipients, so the message must be rejected
+ Associated basic status code: 550
+ Description: This indicates that transaction failed after the
+ final "." of the DATA command.
+ Defined: RFC 6531 (Standards Track)
+ Submitter: Jiankang YAO
+ Change controller: ima@ietf.org
+
+
+ Code: X.6.10
+ Description: This is a duplicate of X.6.8 and is thus deprecated.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 14]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+4.3. WITH Protocol Types Sub-Registry of the Mail Transmission Types
+ Registry
+
+ IANA has modified or added the following entries in the "WITH
+ protocol types" sub-registry under the "Mail Transmission Types"
+ registry.
+
+ +--------------+------------------------------+---------------------+
+ | WITH | Description | Reference |
+ | protocol | | |
+ | types | | |
+ +--------------+------------------------------+---------------------+
+ | UTF8SMTP | ESMTP with SMTPUTF8 | [RFC6531] |
+ | UTF8SMTPA | ESMTP with SMTPUTF8 and AUTH | [RFC4954] [RFC6531] |
+ | UTF8SMTPS | ESMTP with SMTPUTF8 and | [RFC3207] [RFC6531] |
+ | | STARTTLS | |
+ | UTF8SMTPSA | ESMTP with SMTPUTF8 and both | [RFC3207] [RFC4954] |
+ | | STARTTLS and AUTH | [RFC6531] |
+ | UTF8LMTP | LMTP with SMTPUTF8 | [RFC6531] |
+ | UTF8LMTPA | LMTP with SMTPUTF8 and AUTH | [RFC4954] [RFC6531] |
+ | UTF8LMTPS | LMTP with SMTPUTF8 and | [RFC3207] [RFC6531] |
+ | | STARTTLS | |
+ | UTF8LMTPSA | LMTP with SMTPUTF8 and both | [RFC3207] [RFC4954] |
+ | | STARTTLS and AUTH | [RFC6531] |
+ +--------------+------------------------------+---------------------+
+
+5. Security Considerations
+
+ The extended security considerations discussion in the framework
+ document [RFC6530] applies here.
+
+ More security considerations are discussed below:
+
+ Beyond the use inside the email global system (in SMTP envelopes and
+ message headers), internationalized email addresses will also show up
+ inside other cases, in particular:
+
+ o the logging systems of SMTP transactions and other logs to monitor
+ the email systems;
+
+ o the trouble ticket systems used by security teams to manage
+ security incidents, when an email address is involved;
+
+ In order to avoid problems that could cause loss of data, this will
+ likely require extending these systems to support full UTF-8, or
+ require providing an adequate mechanism for mapping non-ASCII strings
+ to ASCII.
+
+
+
+
+Yao & Mao Standards Track [Page 15]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ Another security aspect to be considered is related to the ability by
+ security team members to quickly understand, read, and identify email
+ addresses from the logs, when they are tracking an incident.
+ Mechanisms to automatically and quickly provide the origin or
+ ownership of an internationalized email address SHALL be implemented
+ for use by log readers that cannot easily read non-ASCII information.
+
+ The SMTP commands VRFY and EXPN are sometimes used in SMTP
+ transactions where there is no message to transfer (by tools used to
+ take automated actions in case potential spam messages are
+ identified). Sections 3.5 and 7.3 of RFC 5321 give detailed
+ descriptions of use and possible behaviors. Implementation of
+ internationalized addresses can also affect logs and actions by these
+ tools.
+
+6. Acknowledgements
+
+ This document revises RFC 5336 [RFC5336] based on the result of the
+ Email Address Internationalization (EAI) working group's discussion.
+ Many EAI working group members did tests and implementations to move
+ this document to the Standards Track. Significant comments and
+ suggestions were received from Xiaodong LEE, Nai-Wen HSU, Yangwoo KO,
+ Yoshiro YONEYA, and other members of JET and were incorporated into
+ the specification. Additional important comments and suggestions,
+ and often specific text, were contributed by many members of the
+ working group and design team. Those contributions include material
+ from John C. Klensin, Charles Lindsey, Dave Crocker, Harald Tveit
+ Alvestrand, Marcos Sanz, Chris Newman, Martin Duerst, Edmon Chung,
+ Tony Finch, Kari Hurtta, Randall Gellens, Frank Ellermann, Alexey
+ Melnikov, Pete Resnick, S. Moonesamy, Soobok Lee, Shawn Steele,
+ Alfred Hoenes, Miguel Garcia, Magnus Westerlund, Joseph Yee, and Lars
+ Eggert. Of course, none of the individuals are necessarily
+ responsible for the combination of ideas represented here.
+
+ Thanks a lot to Dave Crocker for his comments and helping with ABNF
+ refinement.
+
+7. References
+
+7.1. Normative References
+
+ [ASCII] American National Standards Institute (formerly United
+ States of America Standards Institute), "USA Code for
+ Information Interchange", ANSI X3.4-1968, 1968.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+
+
+
+Yao & Mao Standards Track [Page 16]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+ [RFC3461] Moore, K., "Simple Mail Transfer Protocol (SMTP) Service
+ Extension for Delivery Status Notifications (DSNs)",
+ RFC 3461, January 2003.
+
+ [RFC3463] Vaudreuil, G., "Enhanced Mail System Status Codes",
+ RFC 3463, January 2003.
+
+ [RFC3464] Moore, K. and G. Vaudreuil, "An Extensible Message Format
+ for Delivery Status Notifications", RFC 3464,
+ January 2003.
+
+ [RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO
+ 10646", RFC 3629, November 2003.
+
+ [RFC3848] Newman, C., "ESMTP and LMTP Transmission Types
+ Registration", RFC 3848, July 2004.
+
+ [RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", STD 68, RFC 5234, January 2008.
+
+ [RFC5248] Hansen, T. and J. Klensin, "A Registry for SMTP Enhanced
+ Mail System Status Codes", RFC 5248, June 2008.
+
+ [RFC5321] Klensin, J., "Simple Mail Transfer Protocol", RFC 5321,
+ October 2008.
+
+ [RFC5322] Resnick, P., Ed., "Internet Message Format", RFC 5322,
+ October 2008.
+
+ [RFC5890] Klensin, J., "Internationalizing Domain Names in
+ Applications (IDNA definitions)", RFC 5890, June 2010.
+
+ [RFC6152] Klensin, J., Freed, N., Rose, M., and D. Crocker, "SMTP
+ Service Extension for 8-bit MIME Transport", STD 71,
+ RFC 6152, March 2011.
+
+ [RFC6409] Gellens, R. and J. Klensin, "Message Submission for Mail",
+ STD 72, RFC 6409, November 2011.
+
+ [RFC6530] Klensin, J. and Y. Ko, "Overview and Framework for
+ Internationalized Email", RFC 6530, February 2012.
+
+ [RFC6532] Yang, A., Steele, S., and N. Freed, "Internationalized
+ Email Headers", RFC 6532, February 2012.
+
+ [RFC6533] Hansen, T., Ed., Newman, C., and A. Melnikov, Ed.,
+ "Internationalized Delivery Status and Disposition
+ Notifications", RFC RFC6533, February 2012.
+
+
+
+Yao & Mao Standards Track [Page 17]
+
+RFC 6531 SMTP Extension for SMTPUTF8 February 2012
+
+
+7.2. Informative References
+
+ [RFC2033] Myers, J., "Local Mail Transfer Protocol", RFC 2033,
+ October 1996.
+
+ [RFC2045] Freed, N. and N. Borenstein, "Multipurpose Internet Mail
+ Extensions (MIME) Part One: Format of Internet Message
+ Bodies", RFC 2045, November 1996.
+
+ [RFC3030] Vaudreuil, G., "SMTP Service Extensions for Transmission
+ of Large and Binary MIME Messages", RFC 3030,
+ December 2000.
+
+ [RFC3207] Hoffman, P., "SMTP Service Extension for Secure SMTP over
+ Transport Layer Security", RFC 3207, February 2002.
+
+ [RFC4954] Siemborski, R. and A. Melnikov, "SMTP Service Extension
+ for Authentication", RFC 4954, July 2007.
+
+ [RFC5336] Yao, J. and W. Mao, "SMTP Extension for Internationalized
+ Email Addresses", RFC 5336, September 2008.
+
+ [RFC5598] Crocker, D., "Internet Mail Architecture", RFC 5598,
+ July 2009.
+
+Authors' Addresses
+
+ Jiankang YAO
+ CNNIC
+ No.4 South 4th Street, Zhongguancun
+ Beijing
+ China
+
+ Phone: +86 10 58813007
+ EMail: yaojk@cnnic.cn
+
+
+ Wei MAO
+ CNNIC
+ No.4 South 4th Street, Zhongguancun
+ Beijing
+ China
+
+ Phone: +86 10 58812230
+ EMail: maowei_ietf@cnnic.cn
+
+
+
+
+
+
+Yao & Mao Standards Track [Page 18]
+