summaryrefslogtreecommitdiff
path: root/doc/rfc/rfc6665.txt
diff options
context:
space:
mode:
authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
commit4bfd864f10b68b71482b35c818559068ef8d5797 (patch)
treee3989f47a7994642eb325063d46e8f08ffa681dc /doc/rfc/rfc6665.txt
parentea76e11061bda059ae9f9ad130a9895cc85607db (diff)
doc: Add RFC documents
Diffstat (limited to 'doc/rfc/rfc6665.txt')
-rw-r--r--doc/rfc/rfc6665.txt2971
1 files changed, 2971 insertions, 0 deletions
diff --git a/doc/rfc/rfc6665.txt b/doc/rfc/rfc6665.txt
new file mode 100644
index 0000000..5af09fd
--- /dev/null
+++ b/doc/rfc/rfc6665.txt
@@ -0,0 +1,2971 @@
+
+
+
+
+
+
+Internet Engineering Task Force (IETF) A.B. Roach
+Request for Comments: 6665 Tekelec
+Obsoletes: 3265 July 2012
+Updates: 3261, 4660
+Category: Standards Track
+ISSN: 2070-1721
+
+
+ SIP-Specific Event Notification
+
+Abstract
+
+ This document describes an extension to the Session Initiation
+ Protocol (SIP) defined by RFC 3261. The purpose of this extension is
+ to provide an extensible framework by which SIP nodes can request
+ notification from remote nodes indicating that certain events have
+ occurred.
+
+ Note that the event notification mechanisms defined herein are NOT
+ intended to be a general-purpose infrastructure for all classes of
+ event subscription and notification.
+
+ This document represents a backwards-compatible improvement on the
+ original mechanism described by RFC 3265, taking into account several
+ years of implementation experience. Accordingly, this document
+ obsoletes RFC 3265. This document also updates RFC 4660 slightly to
+ accommodate some small changes to the mechanism that were discussed
+ in that document.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 5741.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc6665.
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 1]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+Copyright Notice
+
+ Copyright (c) 2012 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 5
+ 1.1. Overview of Operation . . . . . . . . . . . . . . . . . . 5
+ 1.2. Documentation Conventions . . . . . . . . . . . . . . . . 6
+ 2. Definitions . . . . . . . . . . . . . . . . . . . . . . . . . 6
+ 3. SIP Methods for Event Notification . . . . . . . . . . . . . . 7
+ 3.1. SUBSCRIBE . . . . . . . . . . . . . . . . . . . . . . . . 7
+ 3.1.1. Subscription Duration . . . . . . . . . . . . . . . . 7
+ 3.1.2. Identification of Subscribed Events and Event
+ Classes . . . . . . . . . . . . . . . . . . . . . . . 8
+ 3.1.3. Additional SUBSCRIBE Header Field Values . . . . . . . 9
+ 3.2. NOTIFY . . . . . . . . . . . . . . . . . . . . . . . . . . 9
+ 3.2.1. Identification of Reported Events, Event Classes,
+ and Current State . . . . . . . . . . . . . . . . . . 9
+ 4. Node Behavior . . . . . . . . . . . . . . . . . . . . . . . . 10
+ 4.1. Subscriber Behavior . . . . . . . . . . . . . . . . . . . 10
+ 4.1.1. Detecting Support for SIP Events . . . . . . . . . . . 10
+ 4.1.2. Creating and Maintaining Subscriptions . . . . . . . . 10
+ 4.1.3. Receiving and Processing State Information . . . . . . 14
+ 4.1.4. Forking of SUBSCRIBE Requests . . . . . . . . . . . . 16
+ 4.2. Notifier Behavior . . . . . . . . . . . . . . . . . . . . 17
+ 4.2.1. Subscription Establishment and Maintenance . . . . . . 17
+ 4.2.2. Sending State Information to Subscribers . . . . . . . 20
+ 4.2.3. PSTN/Internet Interworking (PINT) Compatibility . . . 23
+ 4.3. Proxy Behavior . . . . . . . . . . . . . . . . . . . . . . 23
+ 4.4. Common Behavior . . . . . . . . . . . . . . . . . . . . . 24
+ 4.4.1. Dialog Creation and Termination . . . . . . . . . . . 24
+ 4.4.2. Notifier Migration . . . . . . . . . . . . . . . . . . 24
+ 4.4.3. Polling Resource State . . . . . . . . . . . . . . . . 25
+ 4.4.4. "Allow-Events" Header Field Usage . . . . . . . . . . 26
+ 4.5. Targeting Subscriptions at Devices . . . . . . . . . . . . 26
+ 4.5.1. Using GRUUs to Route to Devices . . . . . . . . . . . 27
+
+
+
+Roach Standards Track [Page 2]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ 4.5.2. Sharing Dialogs . . . . . . . . . . . . . . . . . . . 27
+ 4.6. CANCEL Requests for SUBSCRIBE and NOTIFY Transactions . . 29
+ 5. Event Packages . . . . . . . . . . . . . . . . . . . . . . . . 29
+ 5.1. Appropriateness of Usage . . . . . . . . . . . . . . . . . 29
+ 5.2. Event Template-Packages . . . . . . . . . . . . . . . . . 30
+ 5.3. Amount of State to Be Conveyed . . . . . . . . . . . . . . 31
+ 5.3.1. Complete State Information . . . . . . . . . . . . . . 31
+ 5.3.2. State Deltas . . . . . . . . . . . . . . . . . . . . . 32
+ 5.4. Event Package Responsibilities . . . . . . . . . . . . . . 32
+ 5.4.1. Event Package Name . . . . . . . . . . . . . . . . . . 33
+ 5.4.2. Event Package Parameters . . . . . . . . . . . . . . . 33
+ 5.4.3. SUBSCRIBE Request Bodies . . . . . . . . . . . . . . . 33
+ 5.4.4. Subscription Duration . . . . . . . . . . . . . . . . 33
+ 5.4.5. NOTIFY Request Bodies . . . . . . . . . . . . . . . . 34
+ 5.4.6. Notifier Processing of SUBSCRIBE Requests . . . . . . 34
+ 5.4.7. Notifier generation of NOTIFY requests . . . . . . . . 34
+ 5.4.8. Subscriber Processing of NOTIFY Requests . . . . . . . 34
+ 5.4.9. Handling of Forked Requests . . . . . . . . . . . . . 34
+ 5.4.10. Rate of Notifications . . . . . . . . . . . . . . . . 35
+ 5.4.11. State Aggregation . . . . . . . . . . . . . . . . . . 35
+ 5.4.12. Examples . . . . . . . . . . . . . . . . . . . . . . . 36
+ 5.4.13. Use of URIs to Retrieve State . . . . . . . . . . . . 36
+ 6. Security Considerations . . . . . . . . . . . . . . . . . . . 36
+ 6.1. Access Control . . . . . . . . . . . . . . . . . . . . . . 36
+ 6.2. Notifier Privacy Mechanism . . . . . . . . . . . . . . . . 36
+ 6.3. Denial-of-Service Attacks . . . . . . . . . . . . . . . . 37
+ 6.4. Replay Attacks . . . . . . . . . . . . . . . . . . . . . . 37
+ 6.5. Man-in-the-Middle Attacks . . . . . . . . . . . . . . . . 37
+ 6.6. Confidentiality . . . . . . . . . . . . . . . . . . . . . 38
+ 7. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 38
+ 7.1. Event Packages . . . . . . . . . . . . . . . . . . . . . . 38
+ 7.1.1. Registration Information . . . . . . . . . . . . . . . 39
+ 7.1.2. Registration Template . . . . . . . . . . . . . . . . 40
+ 7.2. Reason Codes . . . . . . . . . . . . . . . . . . . . . . . 40
+ 7.3. Header Field Names . . . . . . . . . . . . . . . . . . . . 41
+ 7.4. Response Codes . . . . . . . . . . . . . . . . . . . . . . 41
+ 8. Syntax . . . . . . . . . . . . . . . . . . . . . . . . . . . . 42
+ 8.1. New Methods . . . . . . . . . . . . . . . . . . . . . . . 42
+ 8.1.1. SUBSCRIBE Method . . . . . . . . . . . . . . . . . . . 42
+ 8.1.2. NOTIFY Method . . . . . . . . . . . . . . . . . . . . 42
+ 8.2. New Header Fields . . . . . . . . . . . . . . . . . . . . 42
+ 8.2.1. "Event" Header Field . . . . . . . . . . . . . . . . . 42
+ 8.2.2. "Allow-Events" Header Field . . . . . . . . . . . . . 43
+ 8.2.3. "Subscription-State" Header Field . . . . . . . . . . 43
+ 8.3. New Response Codes . . . . . . . . . . . . . . . . . . . . 43
+ 8.3.1. 202 (Accepted) Response Code . . . . . . . . . . . . . 43
+ 8.3.2. 489 (Bad Event) Response Code . . . . . . . . . . . . 44
+ 8.4. Augmented BNF Definitions . . . . . . . . . . . . . . . . 44
+
+
+
+Roach Standards Track [Page 3]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ 9. References . . . . . . . . . . . . . . . . . . . . . . . . . . 45
+ 9.1. Normative References . . . . . . . . . . . . . . . . . . . 45
+ 9.2. Informative References . . . . . . . . . . . . . . . . . . 46
+ Appendix A. Acknowledgements . . . . . . . . . . . . . . . . . . 48
+ Appendix B. Changes from RFC 3265 . . . . . . . . . . . . . . . . 48
+ B.1. Bug 666: Clarify use of "expires=xxx" with "terminated" . 48
+ B.2. Bug 667: Reason code for unsub/poll not clearly
+ spelled out . . . . . . . . . . . . . . . . . . . . . . . 48
+ B.3. Bug 669: Clarify: SUBSCRIBE for a duration might be
+ answered with a NOTIFY/expires=0 . . . . . . . . . . . . . 48
+ B.4. Bug 670: Dialog State Machine needs clarification . . . . 49
+ B.5. Bug 671: Clarify timeout-based removal of subscriptions . 49
+ B.6. Bug 672: Mandate "expires" in NOTIFY . . . . . . . . . . . 49
+ B.7. Bug 673: INVITE 481 response effect clarification . . . . 49
+ B.8. Bug 677: SUBSCRIBE response matching text in error . . . . 49
+ B.9. Bug 695: Document is not explicit about response to
+ NOTIFY at subscription termination . . . . . . . . . . . . 49
+ B.10. Bug 696: Subscription state machine needs clarification . 49
+ B.11. Bug 697: Unsubscription behavior could be clarified . . . 49
+ B.12. Bug 699: NOTIFY and SUBSCRIBE are target refresh
+ requests . . . . . . . . . . . . . . . . . . . . . . . . . 50
+ B.13. Bug 722: Inconsistent 423 reason phrase text . . . . . . . 50
+ B.14. Bug 741: Guidance needed on when to not include
+ "Allow-Events" . . . . . . . . . . . . . . . . . . . . . . 50
+ B.15. Bug 744: 5xx to NOTIFY terminates a subscription, but
+ should not . . . . . . . . . . . . . . . . . . . . . . . . 50
+ B.16. Bug 752: Detection of forked requests is incorrect . . . . 50
+ B.17. Bug 773: Reason code needs IANA registry . . . . . . . . . 50
+ B.18. Bug 774: Need new reason for terminating subscriptions
+ to resources that never change . . . . . . . . . . . . . . 50
+ B.19. Clarify Handling of "Route"/"Record-Route" in NOTIFY . . . 50
+ B.20. Eliminate Implicit Subscriptions . . . . . . . . . . . . . 51
+ B.21. Deprecate Dialog Reuse . . . . . . . . . . . . . . . . . . 51
+ B.22. Rationalize Dialog Creation . . . . . . . . . . . . . . . 51
+ B.23. Refactor Behavior Sections . . . . . . . . . . . . . . . . 51
+ B.24. Clarify Sections That Need to Be Present in Event
+ Packages . . . . . . . . . . . . . . . . . . . . . . . . . 51
+ B.25. Make CANCEL Handling More Explicit . . . . . . . . . . . . 51
+ B.26. Remove "State Agent" Terminology . . . . . . . . . . . . . 51
+ B.27. Miscellaneous Changes . . . . . . . . . . . . . . . . . . 52
+
+
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 4]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+1. Introduction
+
+ The ability to request asynchronous notification of events proves
+ useful in many types of SIP services for which cooperation between
+ end-nodes is required. Examples of such services include automatic
+ callback services (based on terminal state events), buddy lists
+ (based on user presence events), message waiting indications (based
+ on mailbox state change events), and PSTN and Internet
+ Internetworking (PINT) [RFC2848] status (based on call state events).
+
+ The methods described in this document provide a framework by which
+ notification of these events can be ordered.
+
+ The event notification mechanisms defined herein are NOT intended to
+ be a general-purpose infrastructure for all classes of event
+ subscription and notification. Meeting requirements for the general
+ problem set of subscription and notification is far too complex for a
+ single protocol. Our goal is to provide a SIP-specific framework for
+ event notification that is not so complex as to be unusable for
+ simple features, but that is still flexible enough to provide
+ powerful services. Note, however, that event packages based on this
+ framework may define arbitrarily elaborate rules that govern the
+ subscription and notification for the events or classes of events
+ they describe.
+
+ This document does not describe an extension that may be used
+ directly; it must be extended by other documents (herein referred to
+ as "event packages"). In object-oriented design terminology, it may
+ be thought of as an abstract base class that must be derived into an
+ instantiable class by further extensions. Guidelines for creating
+ these extensions are described in Section 5.
+
+1.1. Overview of Operation
+
+ The general concept is that entities in the network can subscribe to
+ resource or call state for various resources or calls in the network,
+ and those entities (or entities acting on their behalf) can send
+ notifications when those states change.
+
+ A typical flow of messages would be:
+
+ Subscriber Notifier
+ |-----SUBSCRIBE---->| Request state subscription
+ |<-------200--------| Acknowledge subscription
+ |<------NOTIFY----- | Return current state information
+ |--------200------->|
+ |<------NOTIFY----- | Return current state information
+ |--------200------->|
+
+
+
+Roach Standards Track [Page 5]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Subscriptions are expired and must be refreshed by subsequent
+ SUBSCRIBE requests.
+
+1.2. Documentation Conventions
+
+ There are several paragraphs throughout this document that provide
+ motivational or clarifying text. Such passages are non-normative and
+ are provided only to assist with reader comprehension. These
+ passages are set off from the remainder of the text by being indented
+ thus:
+
+ This is an example of non-normative explanatory text. It does not
+ form part of the specification and is used only for clarification.
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in [RFC2119].
+
+ In particular, implementors need to take careful note of the meaning
+ of "SHOULD" defined in RFC 2119. To rephrase: violation of "SHOULD"-
+ strength requirements requires careful analysis and clearly
+ enumerable reasons. It is a protocol violation to fail to comply
+ with "SHOULD"-strength requirements whimsically or for ease of
+ implementation.
+
+2. Definitions
+
+ Event Package: An event package is an additional specification that
+ defines a set of state information to be reported by a notifier to
+ a subscriber. Event packages also define further syntax and
+ semantics that are based on the framework defined by this document
+ and are required to convey such state information.
+
+ Event Template-Package: An event template-package is a special kind
+ of event package that defines a set of states that may be applied
+ to all possible event packages, including itself.
+
+ Notification: Notification is the act of a notifier sending a NOTIFY
+ request to a subscriber to inform the subscriber of the state of a
+ resource.
+
+ Notifier: A notifier is a user agent that generates NOTIFY requests
+ for the purpose of notifying subscribers of the state of a
+ resource. Notifiers typically also accept SUBSCRIBE requests to
+ create subscriptions.
+
+
+
+
+
+
+Roach Standards Track [Page 6]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Subscriber: A subscriber is a user agent that receives NOTIFY
+ requests from notifiers; these NOTIFY requests contain information
+ about the state of a resource in which the subscriber is
+ interested. Subscribers typically also generate SUBSCRIBE
+ requests and send them to notifiers to create subscriptions.
+
+ Subscription: A subscription is a set of application state
+ associated with a dialog. This application state includes a
+ pointer to the associated dialog, the event package name, and
+ possibly an identification token. Event packages will define
+ additional subscription state information. By definition,
+ subscriptions exist in both a subscriber and a notifier.
+
+ Subscription Migration: Subscription migration is the act of moving
+ a subscription from one notifier to another notifier.
+
+3. SIP Methods for Event Notification
+
+3.1. SUBSCRIBE
+
+ The SUBSCRIBE method is used to request current state and state
+ updates from a remote node. SUBSCRIBE requests are target refresh
+ requests, as that term is defined in [RFC3261].
+
+3.1.1. Subscription Duration
+
+ SUBSCRIBE requests SHOULD contain an "Expires" header field (defined
+ in [RFC3261]). This expires value indicates the duration of the
+ subscription. In order to keep subscriptions effective beyond the
+ duration communicated in the "Expires" header field, subscribers need
+ to refresh subscriptions on a periodic basis using a new SUBSCRIBE
+ request on the same dialog as defined in [RFC3261].
+
+ If no "Expires" header field is present in a SUBSCRIBE request, the
+ implied default MUST be defined by the event package being used.
+
+ 200-class responses to SUBSCRIBE requests also MUST contain an
+ "Expires" header field. The period of time in the response MAY be
+ shorter but MUST NOT be longer than specified in the request. The
+ notifier is explicitly allowed to shorten the duration to zero. The
+ period of time in the response is the one that defines the duration
+ of the subscription.
+
+ An "expires" parameter on the "Contact" header field has no semantics
+ for the SUBSCRIBE method and is explicitly not equivalent to an
+ "Expires" header field in a SUBSCRIBE request or response.
+
+
+
+
+
+Roach Standards Track [Page 7]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ A natural consequence of this scheme is that a SUBSCRIBE request with
+ an "Expires" of 0 constitutes a request to unsubscribe from the
+ matching subscription.
+
+ In addition to being a request to unsubscribe, a SUBSCRIBE request
+ with "Expires" of 0 also causes a fetch of state; see
+ Section 4.4.3.
+
+ Notifiers may also wish to cancel subscriptions to events; this is
+ useful, for example, when the resource to which a subscription refers
+ is no longer available. Further details on this mechanism are
+ discussed in Section 4.2.2.
+
+3.1.2. Identification of Subscribed Events and Event Classes
+
+ Identification of events is provided by three pieces of information:
+ Request URI, Event Type, and (optionally) message body.
+
+ The Request URI of a SUBSCRIBE request, most importantly, contains
+ enough information to route the request to the appropriate entity per
+ the request routing procedures outlined in [RFC3261]. It also
+ contains enough information to identify the resource for which event
+ notification is desired, but not necessarily enough information to
+ uniquely identify the nature of the event (e.g.,
+ "sip:adam@example.com" would be an appropriate URI to subscribe to
+ for my presence state; it would also be an appropriate URI to
+ subscribe to the state of my voice mailbox).
+
+ Subscribers MUST include exactly one "Event" header field in
+ SUBSCRIBE requests, indicating to which event or class of events they
+ are subscribing. The "Event" header field will contain a token that
+ indicates the type of state for which a subscription is being
+ requested. This token will be registered with the IANA and will
+ correspond to an event package that further describes the semantics
+ of the event or event class.
+
+ If the event package to which the event token corresponds defines
+ behavior associated with the body of its SUBSCRIBE requests, those
+ semantics apply.
+
+ Event packages may also define parameters for the "Event" header
+ field; if they do so, they must define the semantics for such
+ parameters.
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 8]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+3.1.3. Additional SUBSCRIBE Header Field Values
+
+ Because SUBSCRIBE requests create a dialog usage as defined in
+ [RFC3261], they MAY contain an "Accept" header field. This header
+ field, if present, indicates the body formats allowed in subsequent
+ NOTIFY requests. Event packages MUST define the behavior for
+ SUBSCRIBE requests without "Accept" header fields; usually, this will
+ connote a single, default body type.
+
+ Header values not described in this document are to be interpreted as
+ described in [RFC3261].
+
+3.2. NOTIFY
+
+ NOTIFY requests are sent to inform subscribers of changes in state to
+ which the subscriber has a subscription. Subscriptions are created
+ using the SUBSCRIBE method. In legacy implementations, it is
+ possible that other means of subscription creation have been used.
+ However, this specification does not allow the creation of
+ subscriptions except through SUBSCRIBE requests and (for backwards-
+ compatibility) REFER requests [RFC3515].
+
+ NOTIFY is a target refresh request, as that term is defined in
+ [RFC3261].
+
+ A NOTIFY request does not terminate its corresponding subscription;
+ in other words, a single SUBSCRIBE request may trigger several NOTIFY
+ requests.
+
+3.2.1. Identification of Reported Events, Event Classes, and Current
+ State
+
+ Identification of events being reported in a notification is very
+ similar to that described for subscription to events (see
+ Section 3.1.2).
+
+ As in SUBSCRIBE requests, NOTIFY request "Event" header fields MUST
+ contain a single event package name for which a notification is being
+ generated. The package name in the "Event" header field MUST match
+ the "Event" header field in the corresponding SUBSCRIBE request.
+
+ Event packages may define semantics associated with the body of their
+ NOTIFY requests; if they do so, those semantics apply. NOTIFY
+ request bodies are expected to provide additional details about the
+ nature of the event that has occurred and the resultant resource
+ state.
+
+
+
+
+
+Roach Standards Track [Page 9]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ When present, the body of the NOTIFY request MUST be formatted into
+ one of the body formats specified in the "Accept" header field of the
+ corresponding SUBSCRIBE request (or the default type according to the
+ event package description, if no "Accept" header field was
+ specified). This body will contain either the state of the
+ subscribed resource or a pointer to such state in the form of a URI
+ (see Section 5.4.13).
+
+4. Node Behavior
+
+4.1. Subscriber Behavior
+
+4.1.1. Detecting Support for SIP Events
+
+ The extension described in this document does not make use of the
+ "Require" or "Proxy-Require" header fields; similarly, there is no
+ token defined for "Supported" header fields. Potential subscribers
+ may probe for the support of SIP events using the OPTIONS request
+ defined in [RFC3261].
+
+ The presence of "SUBSCRIBE" in the "Allow" header field of any
+ request or response indicates support for SIP events; further, in the
+ absence of an "Allow" header field, the simple presence of an "Allow-
+ Events" header field is sufficient to indicate that the node that
+ sent the message is capable of acting as a notifier (see
+ Section 4.4.4).
+
+ The "methods" parameter for Contact may also be used to
+ specifically announce support for SUBSCRIBE and NOTIFY requests
+ when registering. (See [RFC3840] for details on the "methods"
+ parameter.)
+
+4.1.2. Creating and Maintaining Subscriptions
+
+ From the subscriber's perspective, a subscription proceeds according
+ to the following state diagram. Events that result in a transition
+ back to the same state are not represented in this diagram.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 10]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ +-------------+
+ | init |<-----------------------+
+ +-------------+ |
+ | Retry-after
+ Send SUBSCRIBE expires
+ | |
+ V Timer N Fires; |
+ +-------------+ SUBSCRIBE failure |
+ +------------| notify_wait |-- response; --------+ |
+ | +-------------+ or NOTIFY, | |
+ | | state=terminated | |
+ | | | |
+ ++========|===================|============================|==|====++
+ || | | V | ||
+ || Receive NOTIFY, Receive NOTIFY, +-------------+ ||
+ || state=active state=pending | terminated | ||
+ || | | +-------------+ ||
+ || | | Re-subscription A A ||
+ || | V times out; | | ||
+ || | +-------------+ Receive NOTIFY, | | ||
+ || | | pending |-- state=terminated; --+ | ||
+ || | +-------------+ or 481 response | ||
+ || | | to SUBSCRIBE | ||
+ || | Receive NOTIFY, refresh | ||
+ || | state=active | ||
+ || | | Re-subscription | ||
+ || | V times out; | ||
+ || | +-------------+ Receive NOTIFY, | ||
+ || +----------->| active |-- state=terminated; -----+ ||
+ || +-------------+ or 481 response ||
+ || to SUBSCRIBE ||
+ || Subscription refresh ||
+ ++=================================================================++
+
+ In the state diagram, "Re-subscription times out" means that an
+ attempt to refresh or update the subscription using a new SUBSCRIBE
+ request does not result in a NOTIFY request before the corresponding
+ Timer N expires.
+
+ Any transition from "notify_wait" into a "pending" or "active" state
+ results in a new subscription. Note that multiple subscriptions can
+ be generated as the result of a single SUBSCRIBE request (see
+ Section 4.4.1). Each of these new subscriptions exists in its own
+ independent state machine and runs its own set of timers.
+
+
+
+
+
+
+
+Roach Standards Track [Page 11]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+4.1.2.1. Requesting a Subscription
+
+ SUBSCRIBE is a dialog-creating method, as described in [RFC3261].
+
+ When a subscriber wishes to subscribe to a particular state for a
+ resource, it forms a SUBSCRIBE request. If the initial SUBSCRIBE
+ request represents a request outside of a dialog (as it typically
+ will), its construction follows the procedures outlined in [RFC3261]
+ for User Agent Client (UAC) request generation outside of a dialog.
+
+ This SUBSCRIBE request will be confirmed with a final response.
+ 200-class responses indicate that the subscription has been accepted
+ and that a NOTIFY request will be sent immediately.
+
+ The "Expires" header field in a 200-class response to SUBSCRIBE
+ request indicates the actual duration for which the subscription will
+ remain active (unless refreshed). The received value might be
+ smaller than the value indicated in the SUBSCRIBE request but cannot
+ be larger; see Section 4.2.1 for details.
+
+ Non-200-class final responses indicate that no subscription or new
+ dialog usage has been created, and no subsequent NOTIFY request will
+ be sent. All non-200-class responses (with the exception of 489 (Bad
+ Event), described herein) have the same meanings and handling as
+ described in [RFC3261]. For the sake of clarity: if a SUBSCRIBE
+ request contains an "Accept" header field, but that field does not
+ indicate a media type that the notifier is capable of generating in
+ its NOTIFY requests, then the proper error response is 406 (Not
+ Acceptable).
+
+4.1.2.2. Refreshing of Subscriptions
+
+ At any time before a subscription expires, the subscriber may refresh
+ the timer on such a subscription by sending another SUBSCRIBE request
+ on the same dialog as the existing subscription. The handling for
+ such a request is the same as for the initial creation of a
+ subscription except as described below.
+
+ If a SUBSCRIBE request to refresh a subscription receives a 404, 405,
+ 410, 416, 480-485, 489, 501, or 604 response, the subscriber MUST
+ consider the subscription terminated. (See [RFC5057] for further
+ details and notes about the effect of error codes on dialogs and
+ usages within dialog, such as subscriptions). If the subscriber
+ wishes to re-subscribe to the state, he does so by composing an
+ unrelated initial SUBSCRIBE request with a freshly generated Call-ID
+ and a new, unique "From" tag (see Section 4.1.2.1).
+
+
+
+
+
+Roach Standards Track [Page 12]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ If a SUBSCRIBE request to refresh a subscription fails with any error
+ code other than those listed above, the original subscription is
+ still considered valid for the duration of the most recently known
+ "Expires" value as negotiated by the most recent successful SUBSCRIBE
+ transaction, or as communicated by a NOTIFY request in its
+ "Subscription-State" header field "expires" parameter.
+
+ Note that many such errors indicate that there may be a problem
+ with the network or the notifier such that no further NOTIFY
+ requests will be received.
+
+ When refreshing a subscription, a subscriber starts Timer N, set to
+ 64*T1, when it sends the SUBSCRIBE request. If this Timer N expires
+ prior to the receipt of a NOTIFY request, the subscriber considers
+ the subscription terminated. If the subscriber receives a success
+ response to the SUBSCRIBE request that indicates that no NOTIFY
+ request will be generated -- such as the 204 response defined for use
+ with the optional extension described in [RFC5839] -- then it MUST
+ cancel Timer N.
+
+4.1.2.3. Unsubscribing
+
+ Unsubscribing is handled in the same way as refreshing of a
+ subscription, with the "Expires" header field set to "0". Note that
+ a successful unsubscription will also trigger a final NOTIFY request.
+
+ The final NOTIFY request may or may not contain information about the
+ state of the resource; subscribers need to be prepared to receive
+ final NOTIFY requests both with and without state.
+
+4.1.2.4. Confirmation of Subscription Creation
+
+ The subscriber can expect to receive a NOTIFY request from each node
+ which has processed a successful subscription or subscription
+ refresh. To ensure that subscribers do not wait indefinitely for a
+ subscription to be established, a subscriber starts a Timer N, set to
+ 64*T1, when it sends a SUBSCRIBE request. If this Timer N expires
+ prior to the receipt of a NOTIFY request, the subscriber considers
+ the subscription failed, and cleans up any state associated with the
+ subscription attempt.
+
+ Until Timer N expires, several NOTIFY requests may arrive from
+ different destinations (see Section 4.4.1). Each of these requests
+ establishes a new dialog usage and a new subscription. After the
+ expiration of Timer N, the subscriber SHOULD reject any such NOTIFY
+ requests that would otherwise establish a new dialog usage with a 481
+ (Subscription does not exist) response code.
+
+
+
+
+Roach Standards Track [Page 13]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Until the first NOTIFY request arrives, the subscriber should
+ consider the state of the subscribed resource to be in a neutral
+ state. Event package specifications MUST define this "neutral state"
+ in such a way that makes sense for their application (see
+ Section 5.4.7).
+
+ Due to the potential for out-of-order messages, packet loss, and
+ forking, the subscriber MUST be prepared to receive NOTIFY requests
+ before the SUBSCRIBE transaction has completed.
+
+ Except as noted above, processing of this NOTIFY request is the same
+ as in Section 4.1.3.
+
+4.1.3. Receiving and Processing State Information
+
+ Subscribers receive information about the state of a resource to
+ which they have subscribed in the form of NOTIFY requests.
+
+ Upon receiving a NOTIFY request, the subscriber should check that it
+ matches at least one of its outstanding subscriptions; if not, it
+ MUST return a 481 (Subscription does not exist) response unless
+ another 400- or 500-class response is more appropriate. The rules
+ for matching NOTIFY requests with subscriptions that create a new
+ dialog usage are described in Section 4.4.1. Notifications for
+ subscriptions that were created inside an existing dialog match if
+ they are in the same dialog and the "Event" header fields match (as
+ described in Section 8.2.1).
+
+ If, for some reason, the event package designated in the "Event"
+ header field of the NOTIFY request is not supported, the subscriber
+ will respond with a 489 (Bad Event) response.
+
+ To prevent spoofing of events, NOTIFY requests SHOULD be
+ authenticated using any defined SIP authentication mechanism, such as
+ those described in Sections 22.2 and 23 of [RFC3261].
+
+ NOTIFY requests MUST contain "Subscription-State" header fields that
+ indicate the status of the subscription.
+
+ If the "Subscription-State" header field value is "active", it means
+ that the subscription has been accepted and (in general) has been
+ authorized. If the header field also contains an "expires"
+ parameter, the subscriber SHOULD take it as the authoritative
+ subscription duration and adjust accordingly. The "retry-after" and
+ "reason" parameters have no semantics for "active".
+
+
+
+
+
+
+Roach Standards Track [Page 14]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ If the "Subscription-State" value is "pending", the subscription has
+ been received by the notifier, but there is insufficient policy
+ information to grant or deny the subscription yet. If the header
+ field also contains an "expires" parameter, the subscriber SHOULD
+ take it as the authoritative subscription duration and adjust
+ accordingly. No further action is necessary on the part of the
+ subscriber. The "retry-after" and "reason" parameters have no
+ semantics for "pending".
+
+ If the "Subscription-State" value is "terminated", the subscriber
+ MUST consider the subscription terminated. The "expires" parameter
+ has no semantics for "terminated" -- notifiers SHOULD NOT include an
+ "expires" parameter on a "Subscription-State" header field with a
+ value of "terminated", and subscribers MUST ignore any such
+ parameter, if present. If a reason code is present, the client
+ should behave as described below. If no reason code or an unknown
+ reason code is present, the client MAY attempt to re-subscribe at any
+ time (unless a "retry-after" parameter is present, in which case the
+ client SHOULD NOT attempt re-subscription until after the number of
+ seconds specified by the "retry-after" parameter). The reason codes
+ defined by this document are:
+
+ deactivated: The subscription has been terminated, but the
+ subscriber SHOULD retry immediately with a new subscription. One
+ primary use of such a status code is to allow migration of
+ subscriptions between nodes. The "retry-after" parameter has no
+ semantics for "deactivated".
+
+ probation: The subscription has been terminated, but the client
+ SHOULD retry at some later time (as long as the resource's state
+ is still relevant to the client at that time). If a "retry-after"
+ parameter is also present, the client SHOULD wait at least the
+ number of seconds specified by that parameter before attempting to
+ re-subscribe.
+
+ rejected: The subscription has been terminated due to change in
+ authorization policy. Clients SHOULD NOT attempt to re-subscribe.
+ The "retry-after" parameter has no semantics for "rejected".
+
+ timeout: The subscription has been terminated because it was not
+ refreshed before it expired. Clients MAY re-subscribe
+ immediately. The "retry-after" parameter has no semantics for
+ "timeout". This reason code is also associated with polling of
+ resource state, as detailed in Section 4.4.3.
+
+ giveup: The subscription has been terminated because the notifier
+ could not obtain authorization in a timely fashion. If a "retry-
+ after" parameter is also present, the client SHOULD wait at least
+
+
+
+Roach Standards Track [Page 15]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ the number of seconds specified by that parameter before
+ attempting to re-subscribe; otherwise, the client MAY retry
+ immediately, but will likely get put back into pending state.
+
+ noresource: The subscription has been terminated because the
+ resource state that was being monitored no longer exists. Clients
+ SHOULD NOT attempt to re-subscribe. The "retry-after" parameter
+ has no semantics for "noresource".
+
+ invariant: The subscription has been terminated because the resource
+ state is guaranteed not to change for the foreseeable future.
+ This may be the case, for example, when subscribing to the
+ location information of a fixed-location land-line telephone.
+ When using this reason code, notifiers are advised to include a
+ "retry-after" parameter with a large value (for example, 31536000
+ -- or one year) to prevent older clients that are RFC 3265
+ compliant from periodically re-subscribing. Clients SHOULD NOT
+ attempt to re-subscribe after receiving a reason code of
+ "invariant", regardless of the presence of or value of a "retry-
+ after" parameter.
+
+ Other specifications may define new reason codes for use with the
+ "Subscription-State" header field.
+
+ Once the notification is deemed acceptable to the subscriber, the
+ subscriber SHOULD return a 200 response. In general, it is not
+ expected that NOTIFY responses will contain bodies; however, they
+ MAY, if the NOTIFY request contained an "Accept" header field.
+
+ Other responses defined in [RFC3261] may also be returned, as
+ appropriate. In no case should a NOTIFY transaction extend for any
+ longer than the time necessary for automated processing. In
+ particular, subscribers MUST NOT wait for a user response before
+ returning a final response to a NOTIFY request.
+
+4.1.4. Forking of SUBSCRIBE Requests
+
+ In accordance with the rules for proxying non-INVITE requests as
+ defined in [RFC3261], successful SUBSCRIBE requests will receive only
+ one 200-class response; however, due to forking, the subscription may
+ have been accepted by multiple nodes. The subscriber MUST therefore
+ be prepared to receive NOTIFY requests with "From:" tags that differ
+ from the "To:" tag received in the SUBSCRIBE 200-class response.
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 16]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ If multiple NOTIFY requests are received in different dialogs in
+ response to a single SUBSCRIBE request, each dialog represents a
+ different destination to which the SUBSCRIBE request was forked.
+ Subscriber handling in such situations varies by event package; see
+ Section 5.4.9 for details.
+
+4.2. Notifier Behavior
+
+4.2.1. Subscription Establishment and Maintenance
+
+ Notifiers learn about subscription requests by receiving SUBSCRIBE
+ requests from interested parties. Notifiers MUST NOT create
+ subscriptions except upon receipt of a SUBSCRIBE request. However,
+ for historical reasons, the implicit creation of subscriptions as
+ defined in [RFC3515] is still permitted.
+
+ [RFC3265] allowed the creation of subscriptions using means other
+ than the SUBSCRIBE method. The only standardized use of this
+ mechanism is the REFER method [RFC3515]. Implementation
+ experience with REFER has shown that the implicit creation of a
+ subscription has a number of undesirable effects, such as the
+ inability to signal the success of a REFER request while signaling
+ a problem with the subscription, and difficulty performing one
+ action without the other. Additionally, the proper exchange of
+ dialog identifiers is difficult without dialog reuse (which has
+ its own set of problems; see Section 4.5).
+
+4.2.1.1. Initial SUBSCRIBE Transaction Processing
+
+ In no case should a SUBSCRIBE transaction extend for any longer than
+ the time necessary for automated processing. In particular,
+ notifiers MUST NOT wait for a user response before returning a final
+ response to a SUBSCRIBE request.
+
+ This requirement is imposed primarily to prevent the non-INVITE
+ transaction timeout timer F (see [RFC3261]) from firing during the
+ SUBSCRIBE transaction, since interaction with a user would often
+ exceed 64*T1 seconds.
+
+ The notifier SHOULD check that the event package specified in the
+ "Event" header field is understood. If not, the notifier SHOULD
+ return a 489 (Bad Event) response to indicate that the specified
+ event/event class is not understood.
+
+ The notifier SHOULD also perform any necessary authentication and
+ authorization per its local policy. See Section 4.2.1.3.
+
+
+
+
+
+Roach Standards Track [Page 17]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ The notifier MAY also check that the duration in the "Expires" header
+ field is not too small. If and only if the expiration interval is
+ greater than zero AND smaller than one hour AND less than a notifier-
+ configured minimum, the notifier MAY return a 423 (Interval Too
+ Brief) error that contains a "Min-Expires" header field. The
+ "Min-Expires" header field is described in [RFC3261].
+
+ Once the notifier determines that it has enough information to create
+ the subscription (i.e., it understands the event package, the
+ subscription pertains to a known resource, and there are no other
+ barriers to creating the subscription), it creates the subscription
+ and a dialog usage, and returns a 200 (OK) response.
+
+ When a subscription is created in the notifier, it stores the event
+ package name as part of the subscription information.
+
+ The "Expires" values present in SUBSCRIBE 200-class responses behave
+ in the same way as they do in REGISTER responses: the server MAY
+ shorten the interval but MUST NOT lengthen it.
+
+ If the duration specified in a SUBSCRIBE request is unacceptably
+ short, the notifier may be able to send a 423 response, as
+ described earlier in this section.
+
+ 200-class responses to SUBSCRIBE requests will not generally contain
+ any useful information beyond subscription duration; their primary
+ purpose is to serve as a reliability mechanism. State information
+ will be communicated via a subsequent NOTIFY request from the
+ notifier.
+
+ The other response codes defined in [RFC3261] may be used in response
+ to SUBSCRIBE requests, as appropriate.
+
+4.2.1.2. Confirmation of Subscription Creation/Refreshing
+
+ Upon successfully accepting or refreshing a subscription, notifiers
+ MUST send a NOTIFY request immediately to communicate the current
+ resource state to the subscriber. This NOTIFY request is sent on the
+ same dialog as created by the SUBSCRIBE response. If the resource
+ has no meaningful state at the time that the SUBSCRIBE request is
+ processed, this NOTIFY request MAY contain an empty or neutral body.
+ See Section 4.2.2 for further details on NOTIFY request generation.
+
+ Note that a NOTIFY request is always sent immediately after any
+ 200-class response to a SUBSCRIBE request, regardless of whether the
+ subscription has already been authorized.
+
+
+
+
+
+Roach Standards Track [Page 18]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+4.2.1.3. Authentication/Authorization of SUBSCRIBE Requests
+
+ Privacy concerns may require that notifiers apply policy to determine
+ whether a particular subscriber is authorized to subscribe to a
+ certain set of events. Such policy may be defined by mechanisms such
+ as access control lists or real-time interaction with a user. In
+ general, authorization of subscribers prior to authentication is not
+ particularly useful.
+
+ SIP authentication mechanisms are discussed in [RFC3261]. Note that,
+ even if the notifier node typically acts as a proxy, authentication
+ for SUBSCRIBE requests will always be performed via a 401
+ (Unauthorized) response, not a 407 (Proxy Authentication Required).
+ Notifiers always act as user agents when accepting subscriptions and
+ sending notifications.
+
+ Of course, when acting as a proxy, a node will perform normal
+ proxy authentication (using 407). The foregoing explanation is a
+ reminder that notifiers are always user agents and, as such,
+ perform user agent authentication.
+
+ If authorization fails based on an access list or some other
+ automated mechanism (i.e., it can be automatically authoritatively
+ determined that the subscriber is not authorized to subscribe), the
+ notifier SHOULD reply to the request with a 403 (Forbidden) or 603
+ (Decline) response, unless doing so might reveal information that
+ should stay private; see Section 6.2.
+
+ If the notifier owner is interactively queried to determine whether a
+ subscription is allowed, a 200 (OK) response is returned immediately.
+ Note that a NOTIFY request is still formed and sent under these
+ circumstances, as described in the previous section.
+
+ If subscription authorization was delayed and the notifier wishes to
+ convey that such authorization has been declined, it may do so by
+ sending a NOTIFY request containing a "Subscription-State" header
+ field with a value of "terminated" and a reason parameter of
+ "rejected".
+
+4.2.1.4. Refreshing of Subscriptions
+
+ When a notifier receives a subscription refresh, assuming that the
+ subscriber is still authorized, the notifier updates the expiration
+ time for subscription. As with the initial subscription, the server
+ MAY shorten the amount of time until expiration but MUST NOT increase
+ it. The final expiration time is placed in the "Expires" header
+
+
+
+
+
+Roach Standards Track [Page 19]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ field in the response. If the duration specified in a SUBSCRIBE
+ request is unacceptably short, the notifier SHOULD respond with a 423
+ (Interval Too Brief) response.
+
+ If no refresh for a notification address is received before its
+ expiration time, the subscription is removed. When removing a
+ subscription, the notifier SHOULD send a NOTIFY request with a
+ "Subscription-State" value of "terminated" to inform it that the
+ subscription is being removed. If such a request is sent, the
+ "Subscription-State" header field SHOULD contain a "reason=timeout"
+ parameter.
+
+ Clients can cause a subscription to be terminated immediately by
+ sending a SUBSCRIBE request with an "Expires" header field set to
+ '0'. Notifiers largely treat this the same way as any other
+ subscription expiration: they send a NOTIFY request containing a
+ "Subscription-State" of "terminated", with a reason code of
+ "timeout." For consistency with state polling (see Section 4.4.3)
+ and subscription refreshes, the notifier may choose to include
+ resource state in this final NOTIFY request. However, in some cases,
+ including such state makes no sense. Under such circumstances, the
+ notifier may choose to omit state information from the terminal
+ NOTIFY request.
+
+ The sending of a NOTIFY request when a subscription expires allows
+ the corresponding dialog usage to be terminated, if appropriate.
+
+4.2.2. Sending State Information to Subscribers
+
+ Notifiers use the NOTIFY method to send information about the state
+ of a resource to subscribers. The notifier's view of a subscription
+ is shown in the following state diagram. Events that result in a
+ transition back to the same state are not represented in this
+ diagram.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 20]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ +-------------+
+ | init |
+ +-------------+
+ |
+ Receive SUBSCRIBE,
+ Send NOTIFY
+ |
+ V NOTIFY failure,
+ +-------------+ subscription expires,
+ +------------| resp_wait |-- or terminated ----+
+ | +-------------+ per local policy |
+ | | |
+ | | |
+ | | V
+ Policy grants Policy needed +-------------+
+ permission | | terminated |
+ | | +-------------+
+ | | A A
+ | V NOTIFY failure, | |
+ | +-------------+ subscription expires,| |
+ | | pending |-- or terminated -------+ |
+ | +-------------+ per local policy |
+ | | |
+ | Policy changed to |
+ | grant permission |
+ | | |
+ | V NOTIFY failure, |
+ | +-------------+ subscription expires, |
+ +----------->| active |-- or terminated ---------+
+ +-------------+ per local policy
+
+ When a SUBSCRIBE request is answered with a 200-class response, the
+ notifier MUST immediately construct and send a NOTIFY request to the
+ subscriber. When a change in the subscribed state occurs, the
+ notifier SHOULD immediately construct and send a NOTIFY request,
+ unless the state transition is caused by a NOTIFY transaction
+ failure. The sending of this NOTIFY message is also subject to
+ authorization, local policy, and throttling considerations.
+
+ If the NOTIFY request fails due to expiration of SIP Timer F
+ (transaction timeout), the notifier SHOULD remove the subscription.
+
+ This behavior prevents unnecessary transmission of state
+ information for subscribers who have crashed or disappeared from
+ the network. Because such transmissions will be sent multiple
+ times, per the retransmission algorithm defined in [RFC3261]
+ (instead of the typical single transmission for functioning
+ clients), continuing to service them when no client is available
+
+
+
+Roach Standards Track [Page 21]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ to acknowledge them could place undue strain on a network. Upon
+ client restart or reestablishment of a network connection, it is
+ expected that clients will send SUBSCRIBE requests to refresh
+ potentially stale state information; such requests will reinstall
+ subscriptions in all relevant nodes.
+
+ If the NOTIFY transaction fails due to the receipt of a 404, 405,
+ 410, 416, 480-485, 489, 501, or 604 response to the NOTIFY request,
+ the notifier MUST remove the corresponding subscription. See
+ [RFC5057] for further details and notes about the effect of error
+ codes on dialogs and usages within dialog (such as subscriptions).
+
+ A notify error response would generally indicate that something
+ has gone wrong with the subscriber or with some proxy on the way
+ to the subscriber. If the subscriber is in error, it makes the
+ most sense to allow the subscriber to rectify the situation (by
+ re-subscribing) once the error condition has been handled. If a
+ proxy is in error, the periodic sending of SUBSCRIBE requests to
+ refresh the expiration timer will reinstall subscription state
+ once the network problem has been resolved.
+
+ NOTIFY requests MUST contain a "Subscription-State" header field with
+ a value of "active", "pending", or "terminated". The "active" value
+ indicates that the subscription has been accepted and has been
+ authorized (in most cases; see Section 6.2). The "pending" value
+ indicates that the subscription has been received, but that policy
+ information is insufficient to accept or deny the subscription at
+ this time. The "terminated" value indicates that the subscription is
+ not active.
+
+ If the value of the "Subscription-State" header field is "active" or
+ "pending", the notifier MUST also include in the "Subscription-State"
+ header field an "expires" parameter that indicates the time remaining
+ on the subscription. The notifier MAY use this mechanism to shorten
+ a subscription; however, this mechanism MUST NOT be used to lengthen
+ a subscription.
+
+ Including expiration information for active and pending
+ subscriptions is necessary in case the SUBSCRIBE request forks,
+ since the response to a forked SUBSCRIBE request may not be
+ received by the subscriber. [RFC3265] allowed the notifier some
+ discretion in the inclusion of this parameter, so subscriber
+ implementations are warned to handle the lack of an "expires"
+ parameter gracefully. Note well that this "expires" value is a
+ parameter on the "Subscription-State" header field NOT the
+ "Expires" header field.
+
+
+
+
+
+Roach Standards Track [Page 22]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ The period of time for a subscription can be shortened to zero by
+ the notifier. In other words, it is perfectly valid for a
+ SUBSCRIBE request with a non-zero expires to be answered with a
+ NOTIFY request that contains "Subscription-Status:
+ terminated;reason=expired". This merely means that the notifier
+ has shortened the subscription timeout to zero, and the
+ subscription has expired instantaneously. The body may contain
+ valid state, or it may contain a neutral state (see
+ Section 5.4.7).
+
+ If the value of the "Subscription-State" header field is
+ "terminated", the notifier SHOULD also include a "reason" parameter.
+ The notifier MAY also include a "retry-after" parameter, where
+ appropriate. For details on the value and semantics of the "reason"
+ and "retry-after" parameters, see Section 4.1.3.
+
+4.2.3. PSTN/Internet Interworking (PINT) Compatibility
+
+ The "Event" header field is considered mandatory for the purposes of
+ this document. However, to maintain compatibility with PINT (see
+ [RFC2848]), notifiers MAY interpret a SUBSCRIBE request with no
+ "Event" header field as requesting a subscription to PINT events. If
+ a notifier does not support PINT, it SHOULD return 489 (Bad Event) to
+ any SUBSCRIBE requests without an "Event" header field.
+
+4.3. Proxy Behavior
+
+ Proxies need no additional behavior beyond that described in
+ [RFC3261] to support SUBSCRIBE and NOTIFY transactions. If a proxy
+ wishes to see all of the SUBSCRIBE and NOTIFY requests for a given
+ dialog, it MUST add a "Record-Route" header field to the initial
+ SUBSCRIBE request and all NOTIFY requests. It MAY choose to include
+ "Record-Route" in subsequent SUBSCRIBE requests; however, these
+ requests cannot cause the dialog's route set to be modified.
+
+ Proxies that did not add a "Record-Route" header field to the initial
+ SUBSCRIBE request MUST NOT add a "Record-Route" header field to any
+ of the associated NOTIFY requests.
+
+ Note that subscribers and notifiers may elect to use Secure/
+ Multipurpose Internet Mail Extensions (S/MIME) encryption of
+ SUBSCRIBE and NOTIFY requests; consequently, proxies cannot rely
+ on being able to access any information that is not explicitly
+ required to be proxy-readable by [RFC3261].
+
+
+
+
+
+
+
+Roach Standards Track [Page 23]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+4.4. Common Behavior
+
+4.4.1. Dialog Creation and Termination
+
+ Dialogs usages are created upon completion of a NOTIFY transaction
+ for a new subscription, unless the NOTIFY request contains a
+ "Subscription-State" of "terminated."
+
+ Because the dialog usage is established by the NOTIFY request, the
+ route set at the subscriber is taken from the NOTIFY request itself,
+ as opposed to the route set present in the 200-class response to the
+ SUBSCRIBE request.
+
+ NOTIFY requests are matched to such SUBSCRIBE requests if they
+ contain the same "Call-ID", a "To" header field "tag" parameter that
+ matches the "From" header field "tag" parameter of the SUBSCRIBE
+ request, and the same "Event" header field. Rules for comparisons of
+ the "Event" header fields are described in Section 8.2.1.
+
+ A subscription is destroyed after a notifier sends a NOTIFY request
+ with a "Subscription-State" of "terminated", or in certain error
+ situations described elsewhere in this document. The subscriber will
+ generally answer such final requests with a 200 (OK) response (unless
+ a condition warranting an alternate response has arisen). Except
+ when the mechanism described in Section 4.5.2 is used, the
+ destruction of a subscription results in the termination of its
+ associated dialog.
+
+ A subscriber may send a SUBSCRIBE request with an "Expires" header
+ field of 0 in order to trigger the sending of such a NOTIFY
+ request; however, for the purposes of subscription and dialog
+ lifetime, the subscription is not considered terminated until the
+ NOTIFY transaction with a "Subscription-State" of "terminated"
+ completes.
+
+4.4.2. Notifier Migration
+
+ It is often useful to allow migration of subscriptions between
+ notifiers. Such migration may be effected by sending a NOTIFY
+ request with a "Subscription-State" header field of "terminated" and
+ a reason parameter of "deactivated". This NOTIFY request is
+ otherwise normal and is formed as described in Section 4.2.2.
+
+ Upon receipt of this NOTIFY request, the subscriber SHOULD attempt to
+ re-subscribe (as described in the preceding sections). Note that
+ this subscription is established on a new dialog, and does not reuse
+ the route set from the previous subscription dialog.
+
+
+
+
+Roach Standards Track [Page 24]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ The actual migration is effected by making a change to the policy
+ (such as routing decisions) of one or more servers to which the
+ SUBSCRIBE request will be sent in such a way that a different node
+ ends up responding to the SUBSCRIBE request. This may be as simple
+ as a change in the local policy in the notifier from which the
+ subscription is migrating so that it serves as a proxy or redirect
+ server instead of a notifier.
+
+ Whether, when, and why to perform notifier migrations may be
+ described in individual event packages; otherwise, such decisions are
+ a matter of local notifier policy and are left up to individual
+ implementations.
+
+4.4.3. Polling Resource State
+
+ A natural consequence of the behavior described in the preceding
+ sections is that an immediate fetch without a persistent subscription
+ may be effected by sending a SUBSCRIBE with an "Expires" of 0.
+
+ Of course, an immediate fetch while a subscription is active may be
+ effected by sending a SUBSCRIBE request with an "Expires" equal to
+ the number of seconds remaining in the subscription.
+
+ Upon receipt of this SUBSCRIBE request, the notifier (or notifiers,
+ if the SUBSCRIBE request was forked) will send a NOTIFY request
+ containing resource state in the same dialog.
+
+ Note that the NOTIFY requests triggered by SUBSCRIBE requests with
+ "Expires" header fields of 0 will contain a "Subscription-State"
+ value of "terminated" and a "reason" parameter of "timeout".
+
+ Polling of event state can cause significant increases in load on the
+ network and notifiers; as such, it should be used only sparingly. In
+ particular, polling SHOULD NOT be used in circumstances in which it
+ will typically result in more network messages than long-running
+ subscriptions.
+
+ When polling is used, subscribers SHOULD attempt to cache
+ authentication credentials between polls so as to reduce the number
+ of messages sent.
+
+ Due to the requirement on notifiers to send a NOTIFY request
+ immediately upon receipt of a SUBSCRIBE request, the state
+ provided by polling is limited to the information that the
+ notifier has immediate local access to when it receives the
+ SUBSCRIBE request. If, for example, the notifier generally needs
+ to retrieve state from another network server, then that state
+ will be absent from the NOTIFY request that results from polling.
+
+
+
+Roach Standards Track [Page 25]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+4.4.4. "Allow-Events" Header Field Usage
+
+ The "Allow-Events" header field, if present, MUST include a
+ comprehensive and inclusive list of tokens that indicates the event
+ packages for which the user agent can act as a notifier. In other
+ words, a user agent sending an "Allow-Events" header field is
+ advertising that it can process SUBSCRIBE requests and generate
+ NOTIFY requests for all of the event packages listed in that header
+ field.
+
+ Any user agent that can act as a notifier for one or more event
+ packages SHOULD include an appropriate "Allow-Events" header field
+ indicating all supported events in all methods which initiate dialogs
+ and their responses (such as INVITE) and OPTIONS responses.
+
+ This information is very useful, for example, in allowing user
+ agents to render particular interface elements appropriately
+ according to whether the events required to implement the features
+ they represent are supported by the appropriate nodes.
+
+ On the other hand, it doesn't necessarily make much sense to
+ indicate supported events inside a dialog established by a NOTIFY
+ request if the only event package supported is the one associated
+ with that subscription.
+
+ Note that "Allow-Events" header fields MUST NOT be inserted by
+ proxies.
+
+ The "Allow-Events" header field does not include a list of the event
+ template-packages supported by an implementation. If a subscriber
+ wishes to determine which event template-packages are supported by a
+ notifier, it can probe for such support by attempting to subscribe to
+ the event template-packages it wishes to use.
+
+ For example: to check for support for the templatized package
+ "presence.winfo", a client may attempt to subscribe to that event
+ package for a known resource, using an "Expires" header value of
+ 0. If the response is a 489 error code, then the client can
+ deduce that "presence.winfo" is unsupported.
+
+4.5. Targeting Subscriptions at Devices
+
+ [RFC3265] defined a mechanism by which subscriptions could share
+ dialogs with invite usages and with other subscriptions. The purpose
+ of this behavior was to allow subscribers to ensure that a
+ subscription arrived at the same device as an established dialog.
+ Unfortunately, the reuse of dialogs has proven to be exceedingly
+ confusing. [RFC5057] attempted to clarify proper behavior in a
+
+
+
+Roach Standards Track [Page 26]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ variety of circumstances; however, the ensuing rules remain confusing
+ and prone to implementation error. At the same time, the mechanism
+ described in [RFC5627] now provides a far more elegant and
+ unambiguous means to achieve the same goal.
+
+ Consequently, the dialog reuse technique described in RFC 3265 is now
+ deprecated.
+
+ This dialog-sharing technique has also historically been used as a
+ means for targeting an event package at a dialog. This usage can be
+ seen, for example, in certain applications of the REFER method
+ [RFC3515]. With the removal of dialog reuse, an alternate (and more
+ explicit) means of targeting dialogs needs to be used for this type
+ of correlation. The appropriate means of such targeting is left up
+ to the actual event packages. Candidates include the "Target-Dialog"
+ header field [RFC4538], the "Join" header field [RFC3911], and the
+ "Replaces" header field [RFC3891], depending on the semantics
+ desired. Alternately, if the semantics of those header fields do not
+ match the event package's purpose for correlation, event packages can
+ devise their own means of identifying dialogs. For an example of
+ this approach, see the Dialog Event Package [RFC4235].
+
+4.5.1. Using GRUUs to Route to Devices
+
+ Notifiers MUST implement the Globally Routable User Agent URI (GRUU)
+ extension defined in [RFC5627], and MUST use a GRUU as their local
+ target. This allows subscribers to explicitly target desired
+ devices.
+
+ If a subscriber wishes to subscribe to a resource on the same device
+ as an established dialog, it should check whether the remote contact
+ in that dialog is a GRUU (i.e., whether it contains a "gr" URI
+ parameter). If so, the subscriber creates a new dialog, using the
+ GRUU as the Request URI for the new SUBSCRIBE request.
+
+ Because GRUUs are guaranteed to route to a specific device, this
+ ensures that the subscription will be routed to the same place as
+ the established dialog.
+
+4.5.2. Sharing Dialogs
+
+ For compatibility with older clients, subscriber and notifier
+ implementations may choose to allow dialog sharing. The behavior of
+ multiple usages within a dialog are described in [RFC5057].
+
+ Subscribers MUST NOT attempt to reuse dialogs whose remote target is
+ a GRUU.
+
+
+
+
+Roach Standards Track [Page 27]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Note that the techniques described in this section are included
+ for backwards-compatibility purposes only. Because subscribers
+ cannot reuse dialogs with a GRUU for their remote target, and
+ because notifiers must use GRUUs as their local target, any two
+ implementations that conform to this specification will
+ automatically use the mechanism described in Section 4.5.1.
+
+ Further note that the prohibition on reusing dialogs does not
+ exempt implicit subscriptions created by the REFER method. This
+ means that implementations complying with this specification are
+ required to use the "Target-Dialog" mechanism described in
+ [RFC4538] when the remote target is a GRUU.
+
+ If a subscriber wishes to subscribe to a resource on the same device
+ as an established dialog and the remote contact is not a GRUU, it MAY
+ revert to dialog-sharing behavior. Alternately, it MAY choose to
+ treat the remote party as incapable of servicing the subscription
+ (i.e., the same way it would behave if the remote party did not
+ support SIP events at all).
+
+ If a notifier receives a SUBSCRIBE request for a new subscription on
+ an existing dialog, it MAY choose to implement dialog sharing
+ behavior. Alternately, it may choose to fail the SUBSCRIBE request
+ with a 403 (Forbidden) response. The error text of such 403
+ responses SHOULD indicate that dialog sharing is not supported.
+
+ To implement dialog sharing, subscribers and notifiers perform the
+ following additional processing:
+
+ o When subscriptions exist in dialogs associated with INVITE-created
+ application state and/or other subscriptions, these sets of
+ application state do not interact beyond the behavior described
+ for a dialog (e.g., route set handling). In particular, multiple
+ subscriptions within a dialog expire independently and require
+ independent subscription refreshes.
+
+ o If a subscription's destruction leaves no other application state
+ associated with the dialog, the dialog terminates. The
+ destruction of other application state (such as that created by an
+ INVITE) will not terminate the dialog if a subscription is still
+ associated with that dialog. This means that, when dialogs are
+ reused, a dialog created with an INVITE does not necessarily
+ terminate upon receipt of a BYE. Similarly, in the case that
+ several subscriptions are associated with a single dialog, the
+ dialog does not terminate until all the subscriptions in it are
+ destroyed.
+
+
+
+
+
+Roach Standards Track [Page 28]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ o Subscribers MAY include an "id" parameter in a SUBSCRIBE request's
+ "Event" header field to allow differentiation between multiple
+ subscriptions in the same dialog. This "id" parameter, if
+ present, contains an opaque token that identifies the specific
+ subscription within a dialog. An "id" parameter is only valid
+ within the scope of a single dialog.
+
+ o If an "id" parameter is present in the SUBSCRIBE request used to
+ establish a subscription, that "id" parameter MUST also be present
+ in all corresponding NOTIFY requests.
+
+ o When a subscriber refreshes the subscription timer, the SUBSCRIBE
+ request MUST contain the same "Event" header field "id" parameter
+ as was present in the SUBSCRIBE request that created the
+ subscription. (Otherwise, the notifier will interpret the
+ SUBSCRIBE request as a request for a new subscription in the same
+ dialog.)
+
+ o When a subscription is created in the notifier, it stores any
+ "Event" header field "id" parameter as part of the subscription
+ information (along with the event package name).
+
+ o If an initial SUBSCRIBE request is sent on a pre-existing dialog,
+ a matching NOTIFY request merely creates a new subscription
+ associated with that dialog.
+
+4.6. CANCEL Requests for SUBSCRIBE and NOTIFY Transactions
+
+ Neither SUBSCRIBE nor NOTIFY requests can be canceled. If a User
+ Agent Server (UAS) receives a CANCEL request that matches a known
+ SUBSCRIBE or NOTIFY transaction, it MUST respond to the CANCEL
+ request, but otherwise ignore it. In particular, the CANCEL request
+ MUST NOT affect processing of the SUBSCRIBE or NOTIFY request in any
+ way.
+
+ UACs SHOULD NOT send CANCEL requests for SUBSCRIBE or NOTIFY
+ transactions.
+
+5. Event Packages
+
+ This section covers several issues that should be taken into
+ consideration when event packages based on the SUBSCRIBE and NOTIFY
+ methods are proposed.
+
+5.1. Appropriateness of Usage
+
+ When designing an event package using the methods described in this
+ document for event notification, it is important to consider: is SIP
+
+
+
+Roach Standards Track [Page 29]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ an appropriate mechanism for the problem set? Is SIP being selected
+ because of some unique feature provided by the protocol (e.g., user
+ mobility) or merely because "it can be done"? If you find yourself
+ defining event packages for notifications related to, for example,
+ network management or the temperature inside your car's engine, you
+ may want to reconsider your selection of protocols.
+
+ Those interested in extending the mechanism defined in this
+ document are urged to follow the development of "Guidelines for
+ Authors of SIP Extensions" [RFC4485] for further guidance
+ regarding appropriate uses of SIP.
+
+ Further, it is expected that this mechanism is not to be used in
+ applications where the frequency of reportable events is excessively
+ rapid (e.g., more than about once per second). A SIP network is
+ generally going to be provisioned for a reasonable signaling volume;
+ sending a notification every time a user's GPS position changes by
+ one hundredth of a second could easily overload such a network.
+
+5.2. Event Template-Packages
+
+ Normal event packages define a set of state applied to a specific
+ type of resource, such as user presence, call state, and messaging
+ mailbox state.
+
+ Event template-packages are a special type of package that define a
+ set of state applied to other packages, such as statistics, access
+ policy, and subscriber lists. Event template-packages may even be
+ applied to other event template-packages.
+
+ To extend the object-oriented analogy made earlier, event template-
+ packages can be thought of as templatized C++ packages that must be
+ applied to other packages to be useful.
+
+ The name of an event template-package as applied to a package is
+ formed by appending a period followed by the event template-package
+ name to the end of the package. For example, if a template-package
+ called "winfo" were being applied to a package called "presence", the
+ event token used in the "Event" header field would be
+ "presence.winfo".
+
+ This scheme may be arbitrarily extended. For example, application
+ of the "winfo" package to the "presence.winfo" state of a resource
+ would be represented by the name "presence.winfo.winfo". It
+ naturally follows from this syntax that the order in which
+ templates are specified is significant.
+
+
+
+
+
+Roach Standards Track [Page 30]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ For example: consider a theoretical event template-package called
+ "list". The event "presence.winfo.list" would be the application
+ of the "list" template to "presence.winfo", which would presumably
+ be a list of winfo state associated with presence. On the other
+ hand, the event "presence.list.winfo" would represent the
+ application of winfo to "presence.list", which would be represent
+ the winfo state of a list of presence information.
+
+ Event template-packages must be defined so that they can be applied
+ to any arbitrary package. In other words, event template-packages
+ cannot be specifically tied to one or a few "parent" packages in such
+ a way that they will not work with other packages.
+
+5.3. Amount of State to Be Conveyed
+
+ When designing event packages, it is important to consider the type
+ of information that will be conveyed during a notification.
+
+ A natural temptation is to convey merely the event (e.g., "a new
+ voice message just arrived") without accompanying state (e.g., "7
+ total voice messages"). This complicates implementation of
+ subscribing entities (since they have to maintain complete state for
+ the entity to which they have subscribed), and also is particularly
+ susceptible to synchronization problems.
+
+ This problem has two possible solutions that event packages may
+ choose to implement.
+
+5.3.1. Complete State Information
+
+ In general, event packages need to be able to convey a well-defined
+ and complete state, rather than just a stream of events. If it is
+ not possible to describe complete system state for transmission in
+ NOTIFY requests, then the problem set is not a good candidate for an
+ event package.
+
+ For packages that typically convey state information that is
+ reasonably small (on the order of 1 KB or so), it is suggested that
+ event packages are designed so as to send complete state information
+ whenever an event occurs.
+
+ In some circumstances, conveying the current state alone may be
+ insufficient for a particular class of events. In these cases, the
+ event packages should include complete state information along with
+ the event that occurred. For example, conveying "no customer service
+ representatives available" may not be as useful as conveying "no
+ customer service representatives available; representative
+ sip:46@cs.xyz.int just logged off".
+
+
+
+Roach Standards Track [Page 31]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+5.3.2. State Deltas
+
+ In the case that the state information to be conveyed is large, the
+ event package may choose to detail a scheme by which NOTIFY requests
+ contain state deltas instead of complete state.
+
+ Such a scheme would work as follows: any NOTIFY request sent in
+ immediate response to a SUBSCRIBE request contains full state
+ information. NOTIFY requests sent because of a state change will
+ contain only the state information that has changed; the subscriber
+ will then merge this information into its current knowledge about the
+ state of the resource.
+
+ Any event package that supports delta changes to states MUST include
+ a version number that increases by exactly one for each NOTIFY
+ transaction in a subscription. Note that the state version number
+ appears in the body of the message, not in a SIP header field.
+
+ If a NOTIFY request arrives that has a version number that is
+ incremented by more than one, the subscriber knows that a state delta
+ has been missed; it ignores the NOTIFY request containing the state
+ delta (except for the version number, which it retains to detect
+ message loss), and re-sends a SUBSCRIBE request to force a NOTIFY
+ request containing a complete state snapshot.
+
+5.4. Event Package Responsibilities
+
+ Event packages are not required to reiterate any of the behavior
+ described in this document, although they may choose to do so for
+ clarity or emphasis. In general, though, such packages are expected
+ to describe only the behavior that extends or modifies the behavior
+ described in this document.
+
+ Note that any behavior designated with "SHOULD" or "MUST" in this
+ document is not allowed to be weakened by extension documents;
+ however, such documents may elect to strengthen "SHOULD" requirements
+ to "MUST" requirements if required by their application.
+
+ In addition to the normal sections expected in Standards Track RFCs
+ and SIP extension documents, authors of event packages need to
+ address each of the issues detailed in the following subsections.
+ For clarity: well-formed event package definitions contain sections
+ addressing each of these issues, ideally in the same order and with
+ the same titles as these subsections.
+
+
+
+
+
+
+
+Roach Standards Track [Page 32]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+5.4.1. Event Package Name
+
+ This section, which MUST be present, defines the token name to be
+ used to designate the event package. It MUST include the information
+ that appears in the IANA registration of the token. For information
+ on registering such types, see Section 7.
+
+5.4.2. Event Package Parameters
+
+ If parameters are to be used on the "Event" header field to modify
+ the behavior of the event package, the syntax and semantics of such
+ header fields MUST be clearly defined.
+
+ Any "Event" header field parameters defined by an event package MUST
+ be registered in the "Header Field Parameters and Parameter Values"
+ registry defined by [RFC3968]. An "Event" header field parameter,
+ once registered in conjunction with an event package, MUST NOT be
+ reused with any other event package. Non-event-package
+ specifications MAY define "Event" header field parameters that apply
+ across all event packages (with emphasis on "all", as opposed to
+ "several"), such as the "id" parameter defined in this document. The
+ restriction of a parameter to use with a single event package only
+ applies to parameters that are defined in conjunction with an event
+ package.
+
+5.4.3. SUBSCRIBE Request Bodies
+
+ It is expected that most, but not all, event packages will define
+ syntax and semantics for SUBSCRIBE request bodies; these bodies will
+ typically modify, expand, filter, throttle, and/or set thresholds for
+ the class of events being requested. Designers of event packages are
+ strongly encouraged to reuse existing media types for message bodies
+ where practical. See [RFC4288] for information on media type
+ specification and registration.
+
+ This mandatory section of an event package defines what type or types
+ of event bodies are expected in SUBSCRIBE requests (or specify that
+ no event bodies are expected). It should point to detailed
+ definitions of syntax and semantics for all referenced body types.
+
+5.4.4. Subscription Duration
+
+ It is RECOMMENDED that event packages give a suggested range of times
+ considered reasonable for the duration of a subscription. Such
+ packages MUST also define a default "Expires" value to be used if
+ none is specified.
+
+
+
+
+
+Roach Standards Track [Page 33]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+5.4.5. NOTIFY Request Bodies
+
+ The NOTIFY request body is used to report state on the resource being
+ monitored. Each package MUST define what type or types of event
+ bodies are expected in NOTIFY requests. Such packages MUST specify
+ or cite detailed specifications for the syntax and semantics
+ associated with such event bodies.
+
+ Event packages also MUST define which media type is to be assumed if
+ none are specified in the "Accept" header field of the SUBSCRIBE
+ request.
+
+5.4.6. Notifier Processing of SUBSCRIBE Requests
+
+ This section describes the processing to be performed by the notifier
+ upon receipt of a SUBSCRIBE request. Such a section is required.
+
+ Information in this section includes details of how to authenticate
+ subscribers and authorization issues for the package.
+
+5.4.7. Notifier generation of NOTIFY requests
+
+ This section of an event package describes the process by which the
+ notifier generates and sends a NOTIFY request. This includes
+ detailed information about what events cause a NOTIFY request to be
+ sent, how to compute the state information in the NOTIFY, how to
+ generate neutral or fake state information to hide authorization
+ delays and decisions from users, and whether state information is
+ complete or what the deltas are for notifications; see Section 5.3.
+ Such a section is required.
+
+ This section may optionally describe the behavior used to process the
+ subsequent response.
+
+5.4.8. Subscriber Processing of NOTIFY Requests
+
+ This section of an event package describes the process followed by
+ the subscriber upon receipt of a NOTIFY request, including any logic
+ required to form a coherent resource state (if applicable).
+
+5.4.9. Handling of Forked Requests
+
+ Each event package MUST specify whether forked SUBSCRIBE requests are
+ allowed to install multiple subscriptions.
+
+ If such behavior is not allowed, the first potential dialog-
+ establishing message will create a dialog. All subsequent NOTIFY
+ requests that correspond to the SUBSCRIBE request (i.e., have
+
+
+
+Roach Standards Track [Page 34]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ matching "To", "From", "Call-ID", and "Event" header fields, as well
+ as "From" header field "tag" parameter and "Event" header field "id"
+ parameter) but that do not match the dialog would be rejected with a
+ 481 response. Note that the 200-class response to the SUBSCRIBE
+ request can arrive after a matching NOTIFY request has been received;
+ such responses might not correlate to the same dialog established by
+ the NOTIFY request. Except as required to complete the SUBSCRIBE
+ transaction, such non-matching 200-class responses are ignored.
+
+ If installing of multiple subscriptions by way of a single forked
+ SUBSCRIBE request is allowed, the subscriber establishes a new dialog
+ towards each notifier by returning a 200-class response to each
+ NOTIFY request. Each dialog is then handled as its own entity and is
+ refreshed independently of the other dialogs.
+
+ In the case that multiple subscriptions are allowed, the event
+ package MUST specify whether merging of the notifications to form a
+ single state is required, and how such merging is to be performed.
+ Note that it is possible that some event packages may be defined in
+ such a way that each dialog is tied to a mutually exclusive state
+ that is unaffected by the other dialogs; this MUST be clearly stated
+ if it is the case.
+
+5.4.10. Rate of Notifications
+
+ Each event package is expected to define a requirement ("SHOULD" or
+ "MUST" strength) that defines an absolute maximum on the rate at
+ which notifications are allowed to be generated by a single notifier.
+
+ Each package MAY further define a throttle mechanism that allows
+ subscribers to further limit the rate of notification.
+
+5.4.11. State Aggregation
+
+ Many event packages inherently work by collecting information about a
+ resource from a number of other sources -- either through the use of
+ PUBLISH [RFC3903], by subscribing to state information, or through
+ other state-gathering mechanisms.
+
+ Event packages that involve retrieval of state information for a
+ single resource from more than one source need to consider how
+ notifiers aggregate information into a single, coherent state. Such
+ packages MUST specify how notifiers aggregate information and how
+ they provide authentication and authorization.
+
+
+
+
+
+
+
+Roach Standards Track [Page 35]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+5.4.12. Examples
+
+ Event packages SHOULD include several demonstrative message flow
+ diagrams paired with several typical, syntactically correct, and
+ complete messages.
+
+ It is RECOMMENDED that documents describing event packages clearly
+ indicate that such examples are informative and not normative, with
+ instructions that implementors refer to the main text of the document
+ for exact protocol details.
+
+5.4.13. Use of URIs to Retrieve State
+
+ Some types of event packages may define state information that is
+ potentially too large to reasonably send in a SIP message. To
+ alleviate this problem, event packages may include the ability to
+ convey a URI instead of state information; this URI will then be used
+ to retrieve the actual state information.
+
+ [RFC4483] defines a mechanism that can be used by event packages to
+ convey information in such a fashion.
+
+6. Security Considerations
+
+6.1. Access Control
+
+ The ability to accept subscriptions should be under the direct
+ control of the notifier's user, since many types of events may be
+ considered private. Similarly, the notifier should have the ability
+ to selectively reject subscriptions based on the subscriber identity
+ (based on access control lists), using standard SIP authentication
+ mechanisms. The methods for creation and distribution of such access
+ control lists are outside the scope of this document.
+
+6.2. Notifier Privacy Mechanism
+
+ The mere act of returning certain 400- and 600-class responses to
+ SUBSCRIBE requests may, under certain circumstances, create privacy
+ concerns by revealing sensitive policy information. In these cases,
+ the notifier SHOULD always return a 200 (OK) response. While the
+ subsequent NOTIFY request may not convey true state, it MUST appear
+ to contain a potentially correct piece of data from the point of view
+ of the subscriber, indistinguishable from a valid response.
+ Information about whether a user is authorized to subscribe to the
+ requested state is never conveyed back to the original user under
+ these circumstances.
+
+
+
+
+
+Roach Standards Track [Page 36]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Individual packages and their related documents for which such a mode
+ of operation makes sense can further describe how and why to generate
+ such potentially correct data. For example, such a mode of operation
+ is mandated by [RFC2779] for user presence information.
+
+6.3. Denial-of-Service Attacks
+
+ The current model (one SUBSCRIBE request triggers a SUBSCRIBE
+ response and one or more NOTIFY requests) is a classic setup for an
+ amplifier node to be used in a smurf attack [CERT1998a].
+
+ Also, the creation of state upon receipt of a SUBSCRIBE request can
+ be used by attackers to consume resources on a victim's machine,
+ rendering it unusable.
+
+ To reduce the chances of such an attack, implementations of notifiers
+ SHOULD require authentication. Authentication issues are discussed
+ in [RFC3261].
+
+6.4. Replay Attacks
+
+ Replaying of either SUBSCRIBE or NOTIFY requests can have detrimental
+ effects.
+
+ In the case of SUBSCRIBE requests, an attacker may be able to install
+ any arbitrary subscription that it witnessed being installed at some
+ point in the past. Replaying of NOTIFY requests may be used to spoof
+ old state information (although a good versioning mechanism in the
+ body of the NOTIFY requests may help mitigate such an attack). Note
+ that the prohibition on sending NOTIFY requests to nodes that have
+ not subscribed to an event also aids in mitigating the effects of
+ such an attack.
+
+ To prevent such attacks, implementations SHOULD require
+ authentication with anti-replay protection. Authentication issues
+ are discussed in [RFC3261].
+
+6.5. Man-in-the-Middle Attacks
+
+ Even with authentication, man-in-the-middle attacks using SUBSCRIBE
+ requests may be used to install arbitrary subscriptions, hijack
+ existing subscriptions, terminate outstanding subscriptions, or
+ modify the resource to which a subscription is being made. To
+ prevent such attacks, implementations SHOULD provide integrity
+ protection across "Contact", "Route", "Expires", "Event", and "To"
+ header fields (at a minimum) of SUBSCRIBE requests. If SUBSCRIBE
+
+
+
+
+
+Roach Standards Track [Page 37]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ request bodies are used to define further information about the state
+ of the call, they SHOULD be included in the integrity protection
+ scheme.
+
+ Man-in-the-middle attacks may also attempt to use NOTIFY requests to
+ spoof arbitrary state information and/or terminate outstanding
+ subscriptions. To prevent such attacks, implementations SHOULD
+ provide integrity protection across the "Call-ID", "CSeq", and
+ "Subscription-State" header fields and the bodies of NOTIFY requests.
+
+ Integrity protection of message header fields and bodies is discussed
+ in [RFC3261].
+
+6.6. Confidentiality
+
+ The state information contained in a NOTIFY request has the potential
+ to contain sensitive information. Implementations MAY encrypt such
+ information to ensure confidentiality.
+
+ While less likely, it is also possible that the information contained
+ in a SUBSCRIBE request contains information that users might not want
+ to have revealed. Implementations MAY encrypt such information to
+ ensure confidentiality.
+
+ To allow the remote party to hide information it considers sensitive,
+ all implementations SHOULD be able to handle encrypted SUBSCRIBE and
+ NOTIFY requests.
+
+ The mechanisms for providing confidentiality are detailed in
+ [RFC3261].
+
+7. IANA Considerations
+
+ With the exception of Section 7.2, the subsections here are for
+ current reference, carried over from the original specification (RFC
+ 3265). IANA has updated all registry references that pointed to RFC
+ 3265 to instead indicate this document and created the new "reason
+ code" registry described in Section 7.2.
+
+7.1. Event Packages
+
+ This document defines an event-type namespace that requires a central
+ coordinating body. The body chosen for this coordination is the
+ Internet Assigned Numbers Authority (IANA).
+
+
+
+
+
+
+
+Roach Standards Track [Page 38]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ There are two different types of event-types: normal event packages
+ and event template-packages; see Section 5.2. To avoid confusion,
+ template-package names and package names share the same namespace; in
+ other words, an event template-package is forbidden from sharing a
+ name with a package.
+
+ Policies for registration of SIP event packages and SIP event package
+ templates are defined in Section 4.1 of [RFC5727].
+
+ Registrations with the IANA are required to include the token being
+ registered and whether the token is a package or a template-package.
+ Further, packages must include contact information for the party
+ responsible for the registration and/or a published document that
+ describes the event package. Event template-package token
+ registrations are also required to include a pointer to the published
+ RFC that defines the event template-package.
+
+ Registered tokens to designate packages and template-packages are
+ disallowed from containing the character ".", which is used to
+ separate template-packages from packages.
+
+7.1.1. Registration Information
+
+ This document specifies no package or template-package names. All
+ entries in this table are added by other documents. The remainder of
+ the text in this section gives an example of the type of information
+ to be maintained by the IANA; it also demonstrates all four possible
+ permutations of package type, contact, and reference.
+
+ The table below lists the event packages and template-packages
+ defined for use with the "SIP-Specific Event Notification" mechanism
+ [RFC 6665]. Each name is designated as a package or a template-
+ package under "Type".
+
+ Package Name Type Contact Reference
+ ------------ ---- ------- ---------
+ example1 package [Doe] [RFCnnnn]
+ example2 package [RFCnnnn]
+ example3 template [Doe] [RFCnnnn]
+ example4 template [RFCnnnn]
+
+ PEOPLE
+ ------
+ [Doe] John Doe <john.doe@example.com>
+
+ REFERENCES
+ ----------
+ [RFCnnnn] Doe, J., "Sample Document", RFC nnnn, Month YYYY.
+
+
+
+Roach Standards Track [Page 39]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+7.1.2. Registration Template
+
+ To: ietf-sip-events@iana.org
+ Subject: Registration of new SIP event package
+
+ Package name:
+
+ (Package names must conform to the syntax described in
+ Section 8.2.1.)
+
+ Is this registration for a Template-Package:
+
+ (indicate yes or no)
+
+ Published specification(s):
+
+ (Template-packages require a published RFC. Other packages may
+ reference a specification when appropriate.)
+
+ Person & email address to contact for further information:
+
+ (self-explanatory)
+
+7.2. Reason Codes
+
+ This document further defines "reason" codes for use in the
+ "Subscription-State" header field (see Section 4.1.3).
+
+ Following the policies outlined in "Guidelines for Writing an IANA
+ Considerations Section in RFCs" [RFC5226], new reason codes require a
+ Standards Action.
+
+ Registrations with the IANA include the reason code being registered
+ and a reference to a published document that describes the event
+ package. Insertion of such values takes place as part of the RFC
+ publication process or as the result of liaison activity between
+ standards development organizations (SDOs), the result of which will
+ be publication of an associated RFC. New reason codes must conform
+ to the syntax of the ABNF "token" element defined in [RFC3261].
+
+ [RFC4660] defined a new reason code prior to the establishment of an
+ IANA registry. We include its reason code ("badfilter") in the
+ initial list of reason codes to ensure a complete registry.
+
+ The IANA registry for reason codes has been initialized with the
+ following values:
+
+
+
+
+
+Roach Standards Track [Page 40]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Reason Code Reference
+ ----------- ---------
+ deactivated [RFC6665]
+ probation [RFC6665]
+ rejected [RFC6665]
+ timeout [RFC6665]
+ giveup [RFC6665]
+ noresource [RFC6665]
+ invariant [RFC6665]
+ badfilter [RFC4660]
+
+ REFERENCES
+ ----------
+ [RFC6665] A.B. Roach, "SIP-Specific Event Notification", RFC 6665,
+ July 2012.
+
+ [RFC4660] Khartabil, H., Leppanen, E., Lonnfors, M., and
+ J. Costa-Requena, "Functional Description of Event
+ Notification Filtering", September 2006.
+
+7.3. Header Field Names
+
+ This document registers three new header field names, described
+ elsewhere in this document. These header fields are defined by the
+ following information, which is to be added to the header field sub-
+ registry under http://www.iana.org/assignments/sip-parameters.
+
+ Header Name: Allow-Events
+ Compact Form: u
+
+ Header Name: Subscription-State
+ Compact Form: (none)
+
+ Header Name: Event
+ Compact Form: o
+
+7.4. Response Codes
+
+ This document registers two new response codes. These response codes
+ are defined by the following information, which is to be added to the
+ method and response-code sub-registry under
+ http://www.iana.org/assignments/sip-parameters.
+
+ Response Code Number: 202
+ Default Reason Phrase: Accepted
+
+ Response Code Number: 489
+ Default Reason Phrase: Bad Event
+
+
+
+Roach Standards Track [Page 41]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+8. Syntax
+
+ This section describes the syntax extensions required for event
+ notification in SIP. Semantics are described in Section 4. Note
+ that the formal syntax definitions described in this document are
+ expressed in the ABNF format used in [RFC3261] and contain references
+ to elements defined therein.
+
+8.1. New Methods
+
+ This document describes two new SIP methods: SUBSCRIBE and NOTIFY.
+
+8.1.1. SUBSCRIBE Method
+
+ "SUBSCRIBE" is added to the definition of the element "Method" in the
+ SIP message grammar.
+
+ Like all SIP method names, the SUBSCRIBE method name is case
+ sensitive. The SUBSCRIBE method is used to request asynchronous
+ notification of an event or set of events at a later time.
+
+8.1.2. NOTIFY Method
+
+ "NOTIFY" is added to the definition of the element "Method" in the
+ SIP message grammar.
+
+ The NOTIFY method is used to notify a SIP node that an event that has
+ been requested by an earlier SUBSCRIBE method has occurred. It may
+ also provide further details about the event.
+
+8.2. New Header Fields
+
+8.2.1. "Event" Header Field
+
+ Event is added to the definition of the element "message-header
+ field" in the SIP message grammar.
+
+ For the purposes of matching NOTIFY requests with SUBSCRIBE requests,
+ the event-type portion of the "Event" header field is compared byte
+ by byte, and the "id" parameter token (if present) is compared byte
+ by byte. An "Event" header field containing an "id" parameter never
+ matches an "Event" header field without an "id" parameter. No other
+ parameters are considered when performing a comparison. SUBSCRIBE
+ responses are matched per the transaction handling rules in
+ [RFC3261].
+
+
+
+
+
+
+Roach Standards Track [Page 42]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Note that the foregoing text means that "Event: foo; id=1234"
+ would match "Event: foo; param=abcd; id=1234", but not "Event:
+ foo" ("id" does not match) or "Event: Foo; id=1234" ("Event"
+ portion does not match).
+
+ This document does not define values for event-types. These values
+ will be defined by individual event packages and MUST be registered
+ with the IANA.
+
+ There MUST be exactly one event type listed per "Event" header field.
+ Multiple events per message are disallowed.
+
+ The "Event" header field is defined only for use in SUBSCRIBE and
+ NOTIFY requests and other requests whose definition explicitly calls
+ for its use. It MUST NOT appear in any other SIP requests and MUST
+ NOT appear in responses.
+
+8.2.2. "Allow-Events" Header Field
+
+ "Allow-Events" is added to the definition of the element "general-
+ header field" in the SIP message grammar. Its usage is described in
+ Section 4.4.4.
+
+ User agents MAY include the "Allow-Events" header field in any
+ request or response, as long as its contents comply with the behavior
+ described in Section 4.4.4.
+
+8.2.3. "Subscription-State" Header Field
+
+ "Subscription-State" is added to the definition of the element
+ "request-header" field in the SIP message grammar. Its usage is
+ described in Section 4.1.3. "Subscription-State" header fields are
+ defined for use in NOTIFY requests only. They MUST NOT appear in
+ other SIP requests or responses.
+
+8.3. New Response Codes
+
+8.3.1. 202 (Accepted) Response Code
+
+ For historical purposes, the 202 (Accepted) response code is added to
+ the "Success" header field definition.
+
+ This document does not specify the use of the 202 response code in
+ conjunction with the SUBSCRIBE or NOTIFY methods. Previous versions
+ of the SIP Events Framework assigned specific meaning to the 202
+ response code.
+
+
+
+
+
+Roach Standards Track [Page 43]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ Due to response handling in forking cases, any 202 response to a
+ SUBSCRIBE request may be absorbed by a proxy, and thus it can never
+ be guaranteed to be received by the UAC. Furthermore, there is no
+ actual processing difference for a 202 as compared to a 200; a NOTIFY
+ request is sent after the subscription is processed, and it conveys
+ the correct state. SIP interoperability tests found that
+ implementations were handling 202 differently from 200, leading to
+ incompatibilities. Therefore, the 202 response is being deprecated
+ to make it clear there is no such difference and 202 should not be
+ handled differently than 200.
+
+ Implementations conformant with the current specification MUST treat
+ an incoming 202 response as identical to a 200 response and MUST NOT
+ generate 202 response codes to SUBSCRIBE or NOTIFY requests.
+
+ This document also updates [RFC4660], which reiterates the 202-based
+ behavior in several places. Implementations compliant with the
+ present document MUST NOT send a 202 response to a SUBSCRIBE request
+ and will send an alternate success response (such as 200) in its
+ stead.
+
+8.3.2. 489 (Bad Event) Response Code
+
+ The 489 event response is added to the "Client-Error" header field
+ definition. 489 (Bad Event) is used to indicate that the server did
+ not understand the event package specified in a "Event" header field.
+
+8.4. Augmented BNF Definitions
+
+ The Augmented BNF [RFC5234] definitions for the various new and
+ modified syntax elements follows. The notation is as used in
+ [RFC3261], and any elements not defined in this section are as
+ defined in SIP and the documents to which it refers.
+
+ SUBSCRIBEm = %x53.55.42.53.43.52.49.42.45 ; SUBSCRIBE in caps
+ NOTIFYm = %x4E.4F.54.49.46.59 ; NOTIFY in caps
+ extension-method = SUBSCRIBEm / NOTIFYm / token
+
+ Event = ( "Event" / "o" ) HCOLON event-type
+ *( SEMI event-param )
+ event-type = event-package *( "." event-template )
+ event-package = token-nodot
+ event-template = token-nodot
+ token-nodot = 1*( alphanum / "-" / "!" / "%" / "*"
+ / "_" / "+" / "`" / "'" / "~" )
+
+ ; The use of the "id" parameter is deprecated; it is included
+ ; for backwards-compatibility purposes only.
+
+
+
+Roach Standards Track [Page 44]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ event-param = generic-param / ( "id" EQUAL token )
+
+ Allow-Events = ( "Allow-Events" / "u" ) HCOLON event-type
+ *(COMMA event-type)
+
+ Subscription-State = "Subscription-State" HCOLON substate-value
+ *( SEMI subexp-params )
+ substate-value = "active" / "pending" / "terminated"
+ / extension-substate
+ extension-substate = token
+ subexp-params = ("reason" EQUAL event-reason-value)
+ / ("expires" EQUAL delta-seconds)
+ / ("retry-after" EQUAL delta-seconds)
+ / generic-param
+ event-reason-value = "deactivated"
+ / "probation"
+ / "rejected"
+ / "timeout"
+ / "giveup"
+ / "noresource"
+ / "invariant"
+ / event-reason-extension
+ event-reason-extension = token
+
+9. References
+
+9.1. Normative References
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC2848] Petrack, S. and L. Conroy, "The PINT Service Protocol:
+ Extensions to SIP and SDP for IP Access to Telephone
+ Call Services", RFC 2848, June 2000.
+
+ [RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston,
+ A., Peterson, J., Sparks, R., Handley, M., and E.
+ Schooler, "SIP: Session Initiation Protocol", RFC 3261,
+ June 2002.
+
+ [RFC3265] Roach, A., "Session Initiation Protocol (SIP)-Specific
+ Event Notification", RFC 3265, June 2002.
+
+ [RFC3968] Camarillo, G., "The Internet Assigned Number Authority
+ (IANA) Header Field Parameter Registry for the Session
+ Initiation Protocol (SIP)", BCP 98, RFC 3968,
+ December 2004.
+
+
+
+
+Roach Standards Track [Page 45]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ [RFC4483] Burger, E., "A Mechanism for Content Indirection in
+ Session Initiation Protocol (SIP) Messages", RFC 4483,
+ May 2006.
+
+ [RFC5226] Narten, T. and H. Alvestrand, "Guidelines for Writing an
+ IANA Considerations Section in RFCs", BCP 26, RFC 5226,
+ May 2008.
+
+ [RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", STD 68, RFC 5234, January 2008.
+
+ [RFC5627] Rosenberg, J., "Obtaining and Using Globally Routable
+ User Agent URIs (GRUUs) in the Session Initiation
+ Protocol (SIP)", RFC 5627, October 2009.
+
+ [RFC5727] Peterson, J., Jennings, C., and R. Sparks, "Change
+ Process for the Session Initiation Protocol (SIP) and
+ the Real-time Applications and Infrastructure Area",
+ BCP 67, RFC 5727, March 2010.
+
+9.2. Informative References
+
+ [RFC2779] Day, M., Aggarwal, S., Mohr, G., and J. Vincent,
+ "Instant Messaging / Presence Protocol Requirements",
+ RFC 2779, February 2000.
+
+ [RFC3515] Sparks, R., "The Session Initiation Protocol (SIP) Refer
+ Method", RFC 3515, April 2003.
+
+ [RFC3840] Rosenberg, J., Schulzrinne, H., and P. Kyzivat,
+ "Indicating User Agent Capabilities in the Session
+ Initiation Protocol (SIP)", RFC 3840, August 2004.
+
+ [RFC3891] Mahy, R., Biggs, B., and R. Dean, "The Session
+ Initiation Protocol (SIP) "Replaces" Header", RFC 3891,
+ September 2004.
+
+ [RFC3903] Niemi, A., "Session Initiation Protocol (SIP) Extension
+ for Event State Publication", RFC 3903, October 2004.
+
+ [RFC3911] Mahy, R. and D. Petrie, "The Session Initiation Protocol
+ (SIP) "Join" Header", RFC 3911, October 2004.
+
+ [RFC4235] Rosenberg, J., Schulzrinne, H., and R. Mahy, "An INVITE-
+ Initiated Dialog Event Package for the Session
+ Initiation Protocol (SIP)", RFC 4235, November 2005.
+
+
+
+
+
+Roach Standards Track [Page 46]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ [RFC4288] Freed, N. and J. Klensin, "Media Type Specifications and
+ Registration Procedures", BCP 13, RFC 4288,
+ December 2005.
+
+ [RFC4485] Rosenberg, J. and H. Schulzrinne, "Guidelines for
+ Authors of Extensions to the Session Initiation Protocol
+ (SIP)", RFC 4485, May 2006.
+
+ [RFC4538] Rosenberg, J., "Request Authorization through Dialog
+ Identification in the Session Initiation Protocol
+ (SIP)", RFC 4538, June 2006.
+
+ [RFC4660] Khartabil, H., Leppanen, E., Lonnfors, M., and J. Costa-
+ Requena, "Functional Description of Event Notification
+ Filtering", RFC 4660, September 2006.
+
+ [RFC5057] Sparks, R., "Multiple Dialog Usages in the Session
+ Initiation Protocol", RFC 5057, November 2007.
+
+ [RFC5839] Niemi, A. and D. Willis, "An Extension to Session
+ Initiation Protocol (SIP) Events for Conditional Event
+ Notification", RFC 5839, May 2010.
+
+ [CERT1998a] CERT, "CERT Advisory CA-1998-01: Smurf IP Denial-of-
+ Service Attacks", 1998,
+ <http://www.cert.org/advisories/CA-1998-01.html>.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 47]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+Appendix A. Acknowledgements
+
+ Thanks to the participants in the Events BOF at the 48th IETF meeting
+ in Pittsburgh, as well as those who gave ideas and suggestions on the
+ SIP Events mailing list. In particular, I wish to thank Henning
+ Schulzrinne of Columbia University for coming up with the final
+ three-tiered event identification scheme, Sean Olson for
+ miscellaneous guidance, Jonathan Rosenberg for a thorough scrubbing
+ of the first draft version, and the authors of the "SIP Extensions
+ for Presence" document for their input to SUBSCRIBE and NOTIFY
+ request semantics.
+
+ I also owe a debt of gratitude to all the implementors who have
+ provided feedback on areas of confusion or difficulty in the original
+ specification. In particular, Robert Sparks' Herculean efforts
+ organizing, running, and collecting data from the SIPit events have
+ proven invaluable in shaking out specification bugs. Robert Sparks
+ is also responsible for untangling the dialog usage mess, in the form
+ of RFC 5057 [RFC5057].
+
+Appendix B. Changes from RFC 3265
+
+ This document represents several changes from the mechanism
+ originally described in RFC 3265. This section summarizes those
+ changes. Bug numbers refer to the identifiers for the bug reports
+ kept on file at http://bugs.sipit.net/.
+
+B.1. Bug 666: Clarify use of "expires=xxx" with "terminated"
+
+ Strengthened language in Section 4.1.3 to clarify that "expires"
+ should not be sent with "terminated", and must be ignored if
+ received.
+
+B.2. Bug 667: Reason code for unsub/poll not clearly spelled out
+
+ Clarified description of "timeout" in Section 4.1.3. (n.b., the text
+ in Section 4.4.3 is actually pretty clear about this).
+
+B.3. Bug 669: Clarify: SUBSCRIBE for a duration might be answered with
+ a NOTIFY/expires=0
+
+ Added clarifying text to Section 4.2.2 explaining that shortening a
+ subscription to zero seconds is valid. Also added sentence to
+ Section 3.1.1 explicitly allowing shortening to zero.
+
+
+
+
+
+
+
+Roach Standards Track [Page 48]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+B.4. Bug 670: Dialog State Machine needs clarification
+
+ The issues associated with the bug deal exclusively with the handling
+ of multiple usages with a dialog. This behavior has been deprecated
+ and moved to Section 4.5.2. This section, in turn, cites [RFC5057],
+ which addresses all of the issues in Bug 670.
+
+B.5. Bug 671: Clarify timeout-based removal of subscriptions
+
+ Changed Section 4.2.2 to specifically cite Timer F (so as to avoid
+ ambiguity between transaction timeouts and retransmission timeouts).
+
+B.6. Bug 672: Mandate "expires" in NOTIFY
+
+ Changed strength of including of "expires" in a NOTIFY from "SHOULD"
+ to "MUST" in Section 4.2.2.
+
+B.7. Bug 673: INVITE 481 response effect clarification
+
+ This bug was addressed in [RFC5057].
+
+B.8. Bug 677: SUBSCRIBE response matching text in error
+
+ Fixed Section 8.2.1 to remove incorrect "...responses and..." --
+ explicitly pointed to SIP for transaction response handling.
+
+B.9. Bug 695: Document is not explicit about response to NOTIFY at
+ subscription termination
+
+ Added text to Section 4.4.1 indicating that the typical response to a
+ terminal NOTIFY is a 200 (OK).
+
+B.10. Bug 696: Subscription state machine needs clarification
+
+ Added state machine diagram to Section 4.1.2 with explicit handling
+ of what to do when a SUBSCRIBE never shows up. Added definition of
+ and handling for new Timer N to Section 4.1.2.4. Added state machine
+ to Section 4.2.2 to reinforce text.
+
+B.11. Bug 697: Unsubscription behavior could be clarified
+
+ Added text to Section 4.2.1.4 encouraging (but not requiring) full
+ state in final NOTIFY request. Also added text to Section 4.1.2.3
+ warning subscribers that full state may or may not be present in the
+ final NOTIFY.
+
+
+
+
+
+
+Roach Standards Track [Page 49]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+B.12. Bug 699: NOTIFY and SUBSCRIBE are target refresh requests
+
+ Added text to both Sections 3.1 and 3.2 explicitly indicating that
+ SUBSCRIBE and NOTIFY are target refresh methods.
+
+B.13. Bug 722: Inconsistent 423 reason phrase text
+
+ Changed reason phrase to "Interval Too Brief" in Sections 4.2.1.1 and
+ 4.2.1.4, to match 423 reason phrase in SIP [RFC3261].
+
+B.14. Bug 741: Guidance needed on when to not include "Allow-Events"
+
+ Added non-normative clarification to Section 4.4.4 regarding
+ inclusion of "Allow-Events" in a NOTIFY for the one-and-only package
+ supported by the notifier.
+
+B.15. Bug 744: 5xx to NOTIFY terminates a subscription, but should not
+
+ Issue of subscription (usage) termination versus dialog termination
+ is handled in [RFC5057]. The text in Section 4.2.2 has been updated
+ to summarize the behavior described by RFC 5057, and cites it for
+ additional detail and rationale.
+
+B.16. Bug 752: Detection of forked requests is incorrect
+
+ Removed erroneous "CSeq" from list of matching criteria in
+ Section 5.4.9.
+
+B.17. Bug 773: Reason code needs IANA registry
+
+ Added Section 7.2 to create and populate IANA registry.
+
+B.18. Bug 774: Need new reason for terminating subscriptions to
+ resources that never change
+
+ Added new "invariant" reason code to Section 4.1.3 and to ABNF syntax
+ in Section 8.4.
+
+B.19. Clarify Handling of "Route"/"Record-Route" in NOTIFY
+
+ Changed text in Section 4.3 in order to mandate "Record-Route" in
+ initial SUBSCRIBE and all NOTIFY requests, and add "MAY"-level
+ statements for subsequent SUBSCRIBE requests.
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 50]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+B.20. Eliminate Implicit Subscriptions
+
+ Added text to Section 4.2.1 explaining some of the problems
+ associated with implicit subscriptions, and added normative language
+ prohibiting them. Removed language from Section 3.2 describing "non-
+ SUBSCRIBE" mechanisms for creating subscriptions. Simplified
+ language in Section 4.2.2, now that the soft-state/non-soft-state
+ distinction is unnecessary.
+
+B.21. Deprecate Dialog Reuse
+
+ Moved handling of dialog reuse and "id" handling to Section 4.5.2.
+ It is documented only for backwards-compatibility purposes.
+
+B.22. Rationalize Dialog Creation
+
+ Section 4.4.1 has been updated to specify that dialogs should be
+ created when the NOTIFY arrives. Previously, the dialog was
+ established by the SUBSCRIBE 200 or by the NOTIFY transaction. This
+ was unnecessarily complicated; the newer rules are easier to
+ implement (and result in effectively the same behavior on the wire).
+
+B.23. Refactor Behavior Sections
+
+ Reorganized Section 4 to consolidate behavior along role lines
+ (subscriber/notifier/proxy) instead of method lines.
+
+B.24. Clarify Sections That Need to Be Present in Event Packages
+
+ Added sentence to Section 5 clarifying that event packages are
+ expected to include explicit sections covering the issues discussed
+ in this section.
+
+B.25. Make CANCEL Handling More Explicit
+
+ Text in Section 4.6 now clearly calls out behavior upon receipt of a
+ CANCEL. We also echo the "...SHOULD NOT send..." requirement from
+ [RFC3261].
+
+B.26. Remove "State Agent" Terminology
+
+ As originally planned, we anticipated a fairly large number of event
+ packages that would move back and forth between end-user devices and
+ servers in the network. In practice, this has ended up not being the
+ case. Certain events, like dialog state, are inherently hosted at
+ end-user devices; others, like presence, are almost always hosted in
+ the network (due to issues like composition, and the ability to
+ deliver information when user devices are offline). Further, the
+
+
+
+Roach Standards Track [Page 51]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ concept of State Agents is the most misunderstood by event package
+ authors. In my expert review of event packages, I have yet to find
+ one that got the concept of State Agents completely correct -- and
+ most of them start out with the concept being 100% backwards from the
+ way RFC 3265 described it.
+
+ Rather than remove the ability to perform the actions previously
+ attributed to the widely misunderstood term "State Agent", we have
+ simply eliminated this term. Instead, we talk about the behaviors
+ required to create state agents (state aggregation, subscription
+ notification) without defining a formal term to describe the servers
+ that exhibit these behaviors. In effect, this is an editorial change
+ to make life easier for event package authors; the actual protocol
+ does not change as a result.
+
+ The definition of "State Agent" has been removed from Section 2.
+ Section 4.4.2 has been retooled to discuss migration of subscription
+ in general, without calling out the specific example of state agents.
+ Section 5.4.11 has been focused on state aggregation in particular,
+ instead of state aggregation as an aspect of state agents.
+
+B.27. Miscellaneous Changes
+
+ The following changes are relatively minor revisions to the document
+ that resulted primarily from review of this document in the working
+ group and IESG, rather than implementation reports.
+
+ o Clarified scope of "Event" header field parameters. In RFC 3265,
+ the scope is ambiguous, which causes problems with the registry in
+ RFC 3968. The new text ensures that "Event" header field
+ parameters are unique across all event packages.
+
+ o Removed obsoleted language around IANA registration policies for
+ event packages. Instead, we now cite RFC 5727, which updates RFC
+ 3265, and is authoritative on event package registration policy.
+
+ o Several editorial updates after input from working group,
+ including proper designation of "dialog usage" rather than
+ "dialog" where needed.
+
+ o Clarified two normative statements about subscription termination
+ by changing from plain English prose to RFC2119 language.
+
+ o Removed "Table 2" expansions, per WG consensus on how SIP Table 2
+ is to be handled.
+
+ o Removed 202 response code.
+
+
+
+
+Roach Standards Track [Page 52]
+
+RFC 6665 SIP-Specific Event Notification July 2012
+
+
+ o Clarified that "Allow-Events" does not list event template-
+ packages.
+
+ o Added clarification about proper response when the SUBSCRIBE
+ indicates an unknown media type in its "Accept" header field.
+
+ o Minor clarifications to "Route" and "Record-Route" behavior.
+
+ o Added non-normative warning about the limitations of state
+ polling.
+
+ o Added information about targeting subscriptions at specific
+ dialogs.
+
+ o Added RFC 3261 to list of documents updated by this one (rather
+ than the "2543" indicated by RFC 3265).
+
+ o Clarified text in Section 3.1.1 explaining the meaning of
+ "Expires: 0".
+
+ o Changed text in definition of "probation" reason code to indicate
+ that subscribers don't need to re-subscribe if the associated
+ state is no longer of use to them.
+
+ o Specified that the termination of a subscription due to a NOTIFY
+ transaction failure does not require sending another NOTIFY
+ message.
+
+ o Clarified how order of template application affects the meaning of
+ an "Event" header field value (e.g., "foo.bar.baz" is different
+ than "foo.baz.bar").
+
+Author's Address
+
+ Adam Roach
+ Tekelec
+ 17210 Campbell Rd.
+ Suite 250
+ Dallas, TX 75252
+ US
+
+ EMail: adam@nostrum.com
+
+
+
+
+
+
+
+
+
+Roach Standards Track [Page 53]
+