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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+Internet Engineering Task Force (IETF) W. Mills
+Request for Comments: 7293 Yahoo! Inc.
+Category: Standards Track M. Kucherawy
+ISSN: 2070-1721 Facebook, Inc.
+ July 2014
+
+
+ The Require-Recipient-Valid-Since Header Field
+ and SMTP Service Extension
+
+Abstract
+
+ This document defines an extension for the Simple Mail Transfer
+ Protocol (SMTP) called "RRVS" to provide a method for senders to
+ indicate to receivers a point in time when the ownership of the
+ target mailbox was known to the sender. This can be used to detect
+ changes of mailbox ownership and thus prevent mail from being
+ delivered to the wrong party. This document also defines a header
+ field called "Require-Recipient-Valid-Since" that can be used to
+ tunnel the request through servers that do not support the extension.
+
+ The intended use of these facilities is on automatically generated
+ messages, such as account statements or password change instructions,
+ that might contain sensitive information, though it may also be
+ useful in other applications.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 5741.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ http://www.rfc-editor.org/info/rfc7293.
+
+
+
+
+
+
+
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 1]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+Copyright Notice
+
+ Copyright (c) 2014 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (http://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 2. Definitions . . . . . . . . . . . . . . . . . . . . . . . . . 4
+ 3. Description . . . . . . . . . . . . . . . . . . . . . . . . . 4
+ 3.1. The "RRVS" SMTP Extension . . . . . . . . . . . . . . . . 5
+ 3.2. The "Require-Recipient-Valid-Since" Header Field . . . . 5
+ 3.3. Timestamps . . . . . . . . . . . . . . . . . . . . . . . 6
+ 4. Use By Generators . . . . . . . . . . . . . . . . . . . . . . 6
+ 5. Handling By Receivers . . . . . . . . . . . . . . . . . . . . 7
+ 5.1. SMTP Extension Used . . . . . . . . . . . . . . . . . . . 7
+ 5.1.1. Relays . . . . . . . . . . . . . . . . . . . . . . . 8
+ 5.2. Header Field Used . . . . . . . . . . . . . . . . . . . . 9
+ 5.2.1. Design Choices . . . . . . . . . . . . . . . . . . . 10
+ 5.3. Clock Synchronization . . . . . . . . . . . . . . . . . . 11
+ 6. Relaying without RRVS Support . . . . . . . . . . . . . . . . 11
+ 6.1. Header Field Conversion . . . . . . . . . . . . . . . . . 11
+ 7. Header Field with Multiple Recipients . . . . . . . . . . . . 12
+ 8. Special Use Addresses . . . . . . . . . . . . . . . . . . . . 13
+ 8.1. Mailing Lists . . . . . . . . . . . . . . . . . . . . . . 13
+ 8.2. Single-Recipient Aliases . . . . . . . . . . . . . . . . 13
+ 8.3. Multiple-Recipient Aliases . . . . . . . . . . . . . . . 14
+ 8.4. Confidential Forwarding Addresses . . . . . . . . . . . . 14
+ 8.5. Suggested Mailing List Enhancements . . . . . . . . . . . 14
+ 9. Continuous Ownership . . . . . . . . . . . . . . . . . . . . 15
+ 10. Digital Signatures . . . . . . . . . . . . . . . . . . . . . 15
+ 11. Authentication-Results Definitions . . . . . . . . . . . . . 16
+ 12. Examples . . . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 12.1. SMTP Extension Example . . . . . . . . . . . . . . . . . 17
+ 12.2. Header Field Example . . . . . . . . . . . . . . . . . . 17
+ 12.3. Authentication-Results Example . . . . . . . . . . . . . 17
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 2]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ 13. Security Considerations . . . . . . . . . . . . . . . . . . . 18
+ 13.1. Abuse Countermeasures . . . . . . . . . . . . . . . . . 18
+ 13.2. Suggested Use Restrictions . . . . . . . . . . . . . . . 18
+ 13.3. False Sense of Security . . . . . . . . . . . . . . . . 18
+ 13.4. Reassignment of Mailboxes . . . . . . . . . . . . . . . 19
+ 14. Privacy Considerations . . . . . . . . . . . . . . . . . . . 19
+ 14.1. The Tradeoff . . . . . . . . . . . . . . . . . . . . . . 19
+ 14.2. Probing Attacks . . . . . . . . . . . . . . . . . . . . 19
+ 14.3. Envelope Recipients . . . . . . . . . . . . . . . . . . 20
+ 14.4. Risks with Use . . . . . . . . . . . . . . . . . . . . . 20
+ 15. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 20
+ 15.1. SMTP Extension Registration . . . . . . . . . . . . . . 20
+ 15.2. Header Field Registration . . . . . . . . . . . . . . . 20
+ 15.3. Enhanced Status Code Registration . . . . . . . . . . . 21
+ 15.4. Authentication Results Registration . . . . . . . . . . 22
+ 16. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 22
+ 17. References . . . . . . . . . . . . . . . . . . . . . . . . . 23
+ 17.1. Normative References . . . . . . . . . . . . . . . . . . 23
+ 17.2. Informative References . . . . . . . . . . . . . . . . . 23
+
+1. Introduction
+
+ Email addresses sometimes get reassigned to a different person. For
+ example, employment changes at a company can cause an address used
+ for an ex-employee to be assigned to a new employee, or a mail
+ service provider (MSP) might expire an account and then let someone
+ else register for the local-part that was previously used. Those who
+ sent mail to the previous owner of an address might not know that it
+ has been reassigned. This can lead to the sending of email to the
+ correct address but the wrong recipient. This situation is of
+ particular concern with transactional mail related to purchases,
+ online accounts, and the like.
+
+ What is needed is a way to indicate an attribute of the recipient
+ that will distinguish between the previous owner of an address and
+ its current owner, if they are different. Further, this needs to be
+ done in a way that respects privacy.
+
+ The mechanisms specified here allow the sender of the mail to
+ indicate how "old" the address assignment is expected to be. In
+ effect, the sender is saying, "I know that the intended recipient was
+ using this address at this point in time. I don't want this message
+ delivered to anyone else". A receiving system can then compare this
+ information against the point in time at which the address was
+ assigned to its current user. If the assignment was made later than
+ the point in time indicated in the message, there is a good chance
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 3]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ the current user of the address is not the correct recipient. The
+ receiving system can then prevent delivery and, preferably, notify
+ the original sender of the problem.
+
+ The primary application is transactional mail (such as account
+ information, password change requests, and other automatically
+ generated messages) rather than user-authored content. However, it
+ may be useful in other contexts; for example, a personal address book
+ could record the time an email address was added to it, and thus use
+ that time with this extension.
+
+ Because the use cases for this extension are strongly tied to privacy
+ issues, attention to the Security Considerations (Section 13) and the
+ Privacy Considerations (Section 14) is particularly important. Note,
+ especially, the limitation described in Section 13.3.
+
+2. Definitions
+
+ For a description of the email architecture, consult [EMAIL-ARCH].
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
+ document are to be interpreted as described in [KEYWORDS].
+
+3. Description
+
+ To address the problem described in Section 1, a mail-sending client
+ (usually an automated agent) needs to indicate to the server to which
+ it is connecting that it expects the destination address of the
+ message to have been under continuous ownership (see Section 9) since
+ a specified point time. That specified time would be the time when
+ the intended recipient gave the address to the message author, or
+ perhaps a more recent time when the intended recipient reconfirmed
+ ownership of the address with the sender.
+
+ Two mechanisms are defined here: an extension to the Simple Mail
+ Transfer Protocol [SMTP] and a new message header field. The SMTP
+ extension permits strong assurance of enforcement by confirming
+ support at each handling step for a message and the option to demand
+ support at all nodes in the handling path of the message (and
+ returning of the message to the originator otherwise). The header
+ field can be used when the Message Delivery Agent (MDA) supports this
+ function, but an intermediary system between the sending system and
+ the MDA does not. However, the header field does not provide the
+ same strong assurance described above and is more prone to exposure
+ of private information (see Section 14.1).
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 4]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ The SMTP extension is called "RRVS" and adds a parameter to the SMTP
+ "RCPT" command that indicates the most recent point in time when the
+ message author believed the destination mailbox to be under the
+ continuous ownership of a specific party. Similarly, the "Require-
+ Recipient-Valid-Since" header field includes an intended recipient
+ coupled with a timestamp indicating the same thing.
+
+3.1. The "RRVS" SMTP Extension
+
+ Extensions to SMTP are described in Section 2.2 of [SMTP].
+
+ The name of the extension is "RRVS", an abbreviation of "Require
+ Recipient Valid Since". Servers implementing the SMTP extension
+ advertise an additional EHLO keyword of "RRVS", which has no
+ associated parameters, introduces no new SMTP commands, and does not
+ alter the MAIL command.
+
+ A Message Transfer Agent (MTA) implementing RRVS can transmit or
+ accept one new parameter to the RCPT command. An MDA can also accept
+ this new parameter. The parameter is "RRVS", and the value is a
+ timestamp expressed as "date-time" as defined in [DATETIME], with the
+ added restriction that a "time-secfrac" MUST NOT be used. The
+ timestamp MAY optionally be followed by a semicolon character and a
+ letter (known as the "no-support action"), indicating the action to
+ be taken when a downstream MTA is discovered that does not support
+ the extension. Valid actions are "R" (reject; the default) and "C"
+ (continue).
+
+ Formally, the new parameter and its value are defined as follows:
+
+ rrvs-param = "RRVS=" date-time [ ";" ( "C" / "R" ) ]
+
+ Accordingly, this extension increases the maximum command length for
+ the RCPT command by 33 characters.
+
+ The meaning of this extension, when used, is described in
+ Section 5.1.
+
+3.2. The "Require-Recipient-Valid-Since" Header Field
+
+ The general constraints on syntax and placement of header fields in a
+ message are defined in "Internet Message Format" [MAIL].
+
+ Using Augmented Backus-Naur Form [ABNF], the syntax for the field is:
+
+ rrvs = "Require-Recipient-Valid-Since:" addr-spec ";" date-time
+ CRLF
+
+
+
+
+Mills & Kucherawy Standards Track [Page 5]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ "date-time" is defined in Section 3.3, and "addr-spec" is defined in
+ Section 3.4.1 of [MAIL].
+
+3.3. Timestamps
+
+ The header field version of this protocol has a different format for
+ the date and time expression than the SMTP extension does. This is
+ because message header fields use a format to express date and time
+ that is specific to message header fields, and this is consistent
+ with that usage.
+
+ Use of both date and time is done to be consistent with how current
+ implementations typically store the timestamp and to make it easy to
+ include the time zone. In practice, granularity beyond the date may
+ or may not be useful.
+
+4. Use By Generators
+
+ When a message is generated whose content is sufficiently sensitive
+ that an author or author's ADministrative Management Domain (ADMD),
+ see [EMAIL-ARCH], wishes to protect against misdelivery using this
+ protocol, it determines for each recipient mailbox on the message a
+ timestamp at which it last confirmed ownership of that mailbox. It
+ then applies the SMTP extension when sending the message to its
+ destination.
+
+ In cases where the outgoing MTA does not support the extension, the
+ header field defined above can be used to pass the request through
+ that system. However, use of the header field is only a "best-
+ effort" approach to solving the stated goals, and it has some
+ shortcomings:
+
+ 1. The positive confirmation of support at each handling node, with
+ the option to return the message to the originator when
+ end-to-end support cannot be confirmed, will be unavailable;
+
+ 2. The protocol is focused on affecting delivery (that is, the
+ transaction) rather than content, and therefore use of a header
+ field in the content is generally inappropriate;
+
+ 3. The mechanism cannot be used with multiple recipients without
+ unintentionally exposing information about one recipient to the
+ others (see Section 7); and
+
+ 4. There is a risk of the timestamp parameter being inadvertently
+ forwarded, automatically or intentionally by the user (since user
+ agents might not reveal the presence of the header field), and
+ therefore exposed to unintended recipients. (See Section 14.4.)
+
+
+
+Mills & Kucherawy Standards Track [Page 6]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ Thus, the header field format MUST NOT be used unless the originator
+ or relay has specific knowledge that the receiving MDA or an
+ intermediary MTA will apply it properly. In any case, it SHOULD NOT
+ be used for the multi-recipient case.
+
+ Use of the header field mechanism is further restricted by the
+ practices described in Section 7.2 of [SMTP], Section 3.6.3 of
+ [MAIL], and Section 7 of this document.
+
+5. Handling By Receivers
+
+ If a receiver implements this specification, then there are two
+ possible evaluation paths:
+
+ 1. The sending client uses the extension, and so there is an RRVS
+ parameter on a RCPT TO command in the SMTP session, and the
+ parameters of interest are taken only from there (and the header
+ field, if present, is disregarded); or
+
+ 2. The sending client does not use the extension, so the RRVS
+ parameter is not present on the RCPT TO commands in the SMTP
+ session, but the corresponding header field might be present in
+ the message.
+
+ When the continuous ownership test fails for transient reasons (such
+ as an unavailable database or other condition that is likely
+ temporary), normal transient failure handling for the message is
+ applied.
+
+ If the continuous ownership test cannot be completed because the
+ necessary datum (the mailbox creation or reassignment date and time)
+ was not recorded, the MDA doing the evaluation selects a date and
+ time to use that is the latest possible point in time at which the
+ mailbox could have been created or reassigned. For example, this
+ might be the earliest of all recorded mailbox creation/reassignment
+ timestamps, or the time when the host was first installed. If no
+ reasonable substitute for the timestamp can be selected, the MDA
+ rejects the message using an SMTP reply code, preferably with an
+ enhanced mail system status code (see Section 15.3), that indicates
+ the test cannot be completed. A message originator can then decide
+ whether to reissue the message without RRVS protection or find
+ another way to reach the mailbox owner.
+
+5.1. SMTP Extension Used
+
+ For an MTA supporting the SMTP extension, the requirement is to
+ continue enforcement of RRVS during the relaying process to the next
+ MTA or the MDA.
+
+
+
+Mills & Kucherawy Standards Track [Page 7]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ A receiving MTA or MDA that implements the SMTP extension declared
+ above and observes an RRVS parameter on a RCPT TO command checks
+ whether the current owner of the destination mailbox has held it
+ continuously, far enough back to include the given point in time, and
+ delivers it unless that check returns in the negative. Specifically,
+ an MDA will do the following before continuing with delivery:
+
+ 1. Ignore the parameter if the named mailbox is known to be a role
+ account as listed in "Mailbox Names for Common Services, Roles
+ and Functions" [ROLES].
+
+ 2. If the address is not known to be a role account, and if that
+ address has not been under continuous ownership since the
+ timestamp specified in the extension, return a 550 error to the
+ RCPT command. (See also Section 15.3.)
+
+5.1.1. Relays
+
+ An MTA that does not make mailbox ownership checks, such as an MTA
+ positioned to do SMTP ingress at an organizational boundary, SHOULD
+ relay the RRVS extension parameter to the next MTA or MDA so that it
+ can be processed there.
+
+ For the SMTP extension, the optional RRVS parameter defined in
+ Section 5.1 indicates the action to be taken when relaying a message
+ to another MTA that does not advertise support for this extension.
+ When this is the case and the no-support action was not specified or
+ is "R" (reject), the MTA handling the message MUST reject the message
+ by:
+
+ 1. returning a 550 error to the DATA command, if synchronous service
+ is being provided to the SMTP client that introduced the message,
+ or
+
+ 2. generating a Delivery Status Notification [DSN] to indicate to
+ the originator of the message that the non-delivery occurred and
+ terminating further relay attempts.
+
+ An enhanced mail system status code is defined for such rejections in
+ Section 15.3.
+
+ See Section 8.2 for additional discussion.
+
+ When relaying, an MTA MUST preserve the no-support action if it was
+ used by the SMTP client.
+
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 8]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+5.2. Header Field Used
+
+ A receiving system that implements this specification, upon receiving
+ a message bearing a "Require-Recipient-Valid-Since" header field when
+ no corresponding RRVS SMTP extension was used, checks whether the
+ destination mailbox owner has held it continuously, far enough back
+ to include the given date-time, and delivers it unless that check
+ returns in the negative. Expressed as a sequence of steps:
+
+ 1. Extract those Require-Recipient-Valid-Since fields from the
+ message that contain a recipient for which no corresponding RRVS
+ SMTP extension was used.
+
+ 2. Discard any such fields that match any of these criteria:
+
+ * are syntactically invalid;
+
+ * name a role account as listed in [ROLES];
+
+ * the "addr-spec" portion does not match a current recipient, as
+ listed in the RCPT TO commands in the SMTP session; or
+
+ * the "addr-spec" portion does not refer to a mailbox handled
+ for local delivery by this ADMD.
+
+ 3. For each field remaining, determine if the named address has been
+ under continuous ownership since the corresponding timestamp. If
+ it has not, reject the message.
+
+ 4. RECOMMENDED: If local delivery is being performed, remove all
+ instances of this field prior to delivery to a mailbox; if the
+ message is being forwarded, remove those instances of this header
+ field that were not discarded by step 2 above.
+
+ Handling proceeds normally upon completion of the above steps if
+ rejection has not been performed.
+
+ The final step is not mandatory as not all mail handling agents are
+ capable of stripping away header fields, and there are sometimes
+ reasons to keep the field intact such as debugging or presence of
+ digital signatures that might be invalidated by such a change. See
+ Section 10 for additional discussion.
+
+ If a message is to be rejected within the SMTP protocol itself
+ (versus generating a rejection message separately), servers
+ implementing this protocol SHOULD also implement the SMTP extension
+ described in "Enhanced Mail System Status Codes" [ESC] and use the
+ enhanced status codes described in Section 15.3 as appropriate.
+
+
+
+Mills & Kucherawy Standards Track [Page 9]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ Implementation by this method is expected to be transparent to non-
+ participants, since they would typically ignore this header field.
+
+ This header field is not normally added to a message that is
+ addressed to multiple recipients. The intended use of this field
+ involves an author seeking to protect transactional or otherwise
+ sensitive data intended for a single recipient, and thus generating
+ independent messages for each individual recipient is normal
+ practice. See Section 7 for further discussion and restrictions.
+
+5.2.1. Design Choices
+
+ The presence of the address in the field content supports the case
+ where a message bearing this header field is forwarded. The specific
+ use case is as follows:
+
+ 1. A user subscribes to a service "S" at date-time "D" and confirms
+ an email address at the user's current location, "A";
+
+ 2. At some later date, the user intends to leave the current
+ location and thus creates a new mailbox elsewhere, at "B";
+
+ 3. The user configures address "A" to forward to "B";
+
+ 4. "S" constructs a message to "A" claiming that the address was
+ valid at date-time "D" and sends it to "A";
+
+ 5. The receiving MTA for "A" determines that the forwarding in
+ effect was created by the same party that owned the mailbox there
+ and thus concludes that the continuous ownership test has been
+ satisfied;
+
+ 6. If possible, the MTA for "A" removes this header field from the
+ message, and in either case, forwards it to "B"; and
+
+ 7. On receipt at "B", either the header field has been removed or
+ the header field does not refer to a current envelope recipient,
+ and in either case the MTA delivers the message.
+
+ Section 8 discusses some interesting use cases, such as the case
+ where "B" above results in further forwarding of the message.
+
+ SMTP has never required any correspondence between addresses in the
+ RFC5321.MailFrom and RFC5321.RcptTo parameters and header fields of a
+ message, which is why the header field defined here contains the
+ recipient address to which the timestamp applies.
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 10]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+5.3. Clock Synchronization
+
+ The timestamp portion of this specification supports a precision at
+ the seconds level. Although uncommon, it is not impossible for a
+ clock at either a generator or a receiver to be incorrect, leading to
+ an incorrect result in the RRVS evaluation.
+
+ To minimize the risk of such incorrect results, both generators and
+ receivers implementing this specification MUST use a standard clock
+ synchronization protocol such as [NTP] to synchronize to a common
+ clock.
+
+6. Relaying without RRVS Support
+
+ When a message is received using the SMTP extension defined here but
+ will not be delivered locally (that is, it needs to be relayed
+ further), the MTA to which the relay will take place might not be
+ compliant with this specification. Where the MTA in possession of
+ the message observes it is going to relay the message to an MTA that
+ does not advertise this extension, it needs to choose one of the
+ following actions:
+
+ 1. Decline to relay the message further, preferably generating a
+ Delivery Status Notification [DSN] to indicate failure
+ (RECOMMENDED);
+
+ 2. Downgrade the data thus provided in the SMTP extension to a
+ header field, as described in Section 6.1 below (SHOULD NOT
+ unless the conditions in that section are satisfied, and only
+ when the previous option is not available); or
+
+ 3. Silently continue with delivery, dropping the protection offered
+ by this protocol.
+
+ Using options other than the first option needs to be avoided unless
+ there is specific knowledge that further relaying with the degraded
+ protections thus provided does not introduce undue risk.
+
+6.1. Header Field Conversion
+
+ If an SMTP server ("B") receives a message bearing one or more
+ "Require-Recipient-Valid-Since" header fields from a client ("A"),
+ presumably because "A" does not support the SMTP extension, and needs
+ to relay the corresponding message on to another server ("C")
+ (thereby becoming a client), and "C" advertises support for the SMTP
+ extension, "B" SHOULD delete the header field(s) and instead relay
+ this information by making use of the SMTP extension. Note that such
+ modification of the header might affect later validation of the
+
+
+
+Mills & Kucherawy Standards Track [Page 11]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ header upon delivery; for example, a hash of the modified header
+ would produce a different result. This might be a valid cause for
+ some operators to skip this delete operation.
+
+ Conversely, if "B" has received a mailbox timestamp from "A" using
+ the SMTP extension for which it must now relay the message on to "C",
+ but "C" does not advertise the SMTP extension, and "B" does not
+ reject the message because rejection was specifically declined by the
+ client (see Section 5.1.1), "B" SHOULD add a Require-Recipient-Valid-
+ Since header field matching the mailbox to which relaying is being
+ done, and the corresponding valid-since timestamp for it, if it has
+ prior information that the eventual MDA or another intermediate MTA
+ supports this mechanism and will be able to process the header field
+ as described in this specification.
+
+ The admonitions about very cautious use of the header field described
+ in Section 4 apply to this relaying mechanism as well. If multiple
+ mailbox timestamps are received from "A", the admonitions in
+ Section 7 also apply.
+
+7. Header Field with Multiple Recipients
+
+ Numerous issues arise when using the header field form of this
+ extension, particularly when multiple recipients are specified for a
+ single message resulting in multiple fields each with a distinct
+ address and timestamp.
+
+ Because of the nature of SMTP, a message bearing a multiplicity of
+ Require-Recipient-Valid-Since header fields could result in a single
+ delivery attempt for multiple recipients (in particular, if two of
+ the recipients are handled by the same server), and if any one of
+ them fails the test, the delivery fails to all of them; it then
+ becomes necessary to do one of the following:
+
+ o reject the message on completion of the DATA phase of the SMTP
+ session, which is a rejection of delivery to all recipients, or
+
+ o accept the message on completion of DATA, and then generate a
+ Delivery Status Notification [DSN] message for each of the failed
+ recipients.
+
+ Additional complexity arises when a message is sent to two
+ recipients, "A" and "B", presumably with different timestamps, both
+ of which are then redirected to a common address "C". The author is
+ not necessarily aware of the current or past ownership of mailbox
+ "C", or indeed that "A" and/or "B" have been redirected. This might
+
+
+
+
+
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+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ result in either or both of the two deliveries failing at "C", which
+ is likely to confuse the message author, who (as far as the author is
+ aware) never sent a message to "C" in the first place.
+
+ Finally, there is an obvious concern with the fan-out of a message
+ bearing the timestamps of multiple users; tight control over the
+ handling of the timestamp information is very difficult to assure as
+ the number of handling agents increases.
+
+8. Special Use Addresses
+
+ In [DSN-SMTP], an SMTP extension was defined to allow SMTP clients to
+ request generation of DSNs and related information to allow such
+ reports to be maximally useful. Section 5.2.7 of that document
+ explored the issue of the use of that extension where the recipient
+ is a mailing list. This extension has similar concerns, which are
+ covered here following that document as a model.
+
+ For all cases described below, a receiving MTA SHOULD NOT introduce
+ RRVS in either form (SMTP extension or header field) if the message
+ did not arrive with RRVS in use. This would amount to second
+ guessing the message originator's intention and might lead to an
+ undesirable outcome.
+
+8.1. Mailing Lists
+
+ Delivery to a mailing list service is considered a final delivery.
+ Where this protocol is in use, it is evaluated as per any normal
+ delivery: if the same mailing list has been operating in place of the
+ specified recipient mailbox since at least the timestamp given as the
+ RRVS parameter, the message is delivered to the list service
+ normally, and is otherwise not delivered.
+
+ It is important, however, that the participating MDA passing the
+ message to the list service needs to omit the RRVS parameter in
+ either form (SMTP extension or header field) when doing so. The
+ emission of a message from the list service to its subscribers
+ constitutes a new message not covered by the previous transaction.
+
+8.2. Single-Recipient Aliases
+
+ Upon delivery of an RRVS-protected message to an alias (acting in
+ place of a mailbox) that results in relaying of the message to a
+ single other destination, the usual RRVS check is performed. The
+ continuous ownership test here might succeed if, for example, a
+ conventional user inbox was replaced with an alias on behalf of that
+ same user, and the time when this was done is recorded in a way that
+ can be queried by the relaying MTA.
+
+
+
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+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ If the relaying system also performs some kind of step where
+ ownership of the new destination address is confirmed, it SHOULD
+ apply RRVS using the later of that timestamp and the one that was
+ used inbound. This also allows for changes to the alias without
+ disrupting the protection offered by RRVS.
+
+ If the relaying system has no such time records related to the new
+ destination address, the RRVS SMTP extension is not used on the
+ relaying SMTP session, and the header field relative to the local
+ alias is removed, in accordance with Section 5.
+
+8.3. Multiple-Recipient Aliases
+
+ Upon delivery of an RRVS-protected message to an alias (acting in
+ place of a mailbox) that results in relaying of the message to
+ multiple other destinations, the usual RRVS check is performed as in
+ Section 8.2. The MTA expanding such an alias then decides which of
+ the options enumerated in that section is to be applied for each new
+ recipient.
+
+8.4. Confidential Forwarding Addresses
+
+ In the above cases, the original author could receive message
+ rejections, such as DSNs, from the ultimate destination, where the
+ RRVS check (or indeed, any other) fails and rejection is warranted.
+ This can reveal the existence of a forwarding relationship between
+ the original intended recipient and the actual final recipient.
+
+ Where this is a concern, the initial delivery attempt is to be
+ treated like a mailing list delivery, with RRVS evaluation done and
+ then all RRVS information removed from the message prior to relaying
+ it to its true destination.
+
+8.5. Suggested Mailing List Enhancements
+
+ Mailing list services could store the timestamp at which a subscriber
+ was added to a mailing list. This specification could then be used
+ in conjunction with that information in order to restrict list
+ traffic to the original subscriber, rather than a different person
+ now in possession of an address under which the original subscriber
+ was added to the list. Upon receiving a rejection caused by this
+ specification, the list service can remove that address from further
+ distribution.
+
+ A mailing list service that receives a message containing the header
+ field defined here needs to remove it from the message prior to
+ redistributing it, limiting exposure of information regarding the
+ relationship between the message's author and the mailing list.
+
+
+
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+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+9. Continuous Ownership
+
+ For the purposes of this specification, an address is defined as
+ having been under continuous ownership since a given date-time if a
+ message sent to the address at any point since the given date-time
+ would not go to anyone except the owner at that given date-time.
+ That is, while an address may have been suspended or otherwise
+ disabled for some period, any mail actually delivered would have been
+ delivered exclusively to the same owner. It is presumed that some
+ sort of relationship exists between the message sender and the
+ intended recipient. Presumably, there has been some confirmation
+ process applied to establish this ownership of the receiver's
+ mailbox; however, the method of making such determinations is a local
+ matter and outside the scope of this document.
+
+ Evaluating the notion of continuous ownership is accomplished by
+ doing any query that establishes whether the above condition holds
+ for a given mailbox.
+
+ Determining continuous ownership of a mailbox is a local matter at
+ the receiving site. The only possible answers to the continuous-
+ ownership-since question are "yes", "no", and "unknown"; the action
+ to be taken in the "unknown" case is a matter of local policy.
+
+ For example, when control of a domain name is transferred, the new
+ domain owner might be unable to determine whether the owner of the
+ subject address has been under continuous ownership since the stated
+ date-time if the mailbox history is not also transferred (or was not
+ previously maintained). It will also be "unknown" if whatever
+ database contains mailbox ownership data is temporarily unavailable
+ at the time a message arrives for delivery. In this latter case,
+ typical SMTP temporary failure handling is appropriate.
+
+ To avoid exposing account details unnecessarily, if the address
+ specified has had one continuous owner since it was created, any
+ confirmation date-time SHOULD be considered to pass the test, even if
+ that date-time is earlier than the account creation date and time.
+ This is further discussed in Section 13.
+
+10. Digital Signatures
+
+ This protocol mandates removal of the header field (when used) upon
+ delivery in all but exceptional circumstances. If a message with the
+ header field were digitally signed in a way that included the header
+ field, altering a message in this way would invalidate the signature.
+ However, the header field is strictly for tunneling purposes and
+ should be regarded by the rest of the transport system as purely
+ trace information.
+
+
+
+Mills & Kucherawy Standards Track [Page 15]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ Accordingly, the header field MUST NOT be included in the content
+ covered by digital signatures.
+
+11. Authentication-Results Definitions
+
+ [AUTHRES] defines a mechanism for indicating, via a header field, the
+ results of message authentication checks. Section 15 registers RRVS
+ as a new method that can be reported in this way, as well as
+ corresponding result names. The possible result names and their
+ meanings are as follows:
+
+ none: The message had no recipient mailbox timestamp associated with
+ it, either via the SMTP extension or header field method; this
+ protocol was not in use.
+
+ unknown: At least one form of this protocol was in use, but
+ continuous ownership of the recipient mailbox could not be
+ determined.
+
+ temperror: At least one form of this protocol was in use, but some
+ kind of error occurred during evaluation that was transient in
+ nature; a later retry will likely produce a final result.
+
+ permerror: At least one form of this protocol was in use, but some
+ kind of error occurred during evaluation that was not recoverable;
+ a later retry will not likely produce a final result.
+
+ pass: At least one form of this protocol was in use, and the
+ destination mailbox was confirmed to have been under continuous
+ ownership since the timestamp thus provided.
+
+ fail: At least one form of this protocol was in use, and the
+ destination mailbox was confirmed not to have been under
+ continuous ownership since the timestamp thus provided.
+
+ Where multiple recipients are present on a message, multiple results
+ can be reported using the mechanism described in [AUTHRES].
+
+12. Examples
+
+ In the following examples, "C:" indicates data sent by an SMTP
+ client, and "S:" indicates responses by the SMTP server. Message
+ content is CRLF terminated, though these are omitted here for ease of
+ reading.
+
+
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 16]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+12.1. SMTP Extension Example
+
+ C: [connection established]
+ S: 220 server.example.com ESMTP ready
+ C: EHLO client.example.net
+ S: 250-server.example.com
+ S: 250 RRVS
+ C: MAIL FROM:<sender@example.net>
+ S: 250 OK
+ C: RCPT TO:<receiver@example.com> RRVS=2014-04-03T23:01:00Z
+ S: 550 5.7.17 receiver@example.com is no longer valid
+ C: QUIT
+ S: 221 So long!
+
+12.2. Header Field Example
+
+ C: [connection established]
+ S: 220 server.example.com ESMTP ready
+ C: HELO client.example.net
+ S: 250 server.example.com
+ C: MAIL FROM:<sender@example.net>
+ S: 250 OK
+ C: RCPT TO:<receiver@example.com>
+ S: 250 OK
+ C: DATA
+ S: 354 Ready for message content
+ C: From: Mister Sender <sender@example.net>
+ To: Miss Receiver <receiver@example.com>
+ Subject: Are you still there?
+ Date: Fri, 28 Jun 2013 18:01:01 +0200
+ Require-Recipient-Valid-Since: receiver@example.com;
+ Sat, 1 Jun 2013 09:23:01 -0700
+
+ Are you still there?
+ .
+ S: 550 5.7.17 receiver@example.com is no longer valid
+ C: QUIT
+ S: 221 So long!
+
+12.3. Authentication-Results Example
+
+ Here is an example use of the Authentication-Results header field
+ used to yield the results of an RRVS evaluation:
+
+ Authentication-Results: mx.example.com; rrvs=pass
+ smtp.rcptto=user@example.com
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 17]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ This indicates that the message arrived addressed to the mailbox
+ user@example.com, the continuous ownership test was applied with the
+ provided timestamp, and the check revealed that the test was
+ satisfied. The timestamp is not revealed.
+
+13. Security Considerations
+
+13.1. Abuse Countermeasures
+
+ The response of a server implementing this protocol can disclose
+ information about the age of an existing email mailbox.
+ Implementation of countermeasures against probing attacks is
+ RECOMMENDED. For example, an operator could track appearance of this
+ field with respect to a particular mailbox and observe the timestamps
+ being submitted for testing; if it appears that a variety of
+ timestamps are being tried against a single mailbox in short order,
+ the field could be ignored and the message silently discarded. This
+ concern is discussed further in Section 14.
+
+13.2. Suggested Use Restrictions
+
+ If the mailbox named in the field is known to have had only a single
+ continuous owner since creation, or not to have existed at all (under
+ any owner) prior to the date-time specified in the field, then the
+ field SHOULD be silently ignored and normal message handling applied
+ so that this information is not disclosed. Such fields are likely
+ the product of either gross error or an attack.
+
+ A message author using this specification might restrict inclusion of
+ the header field such that it is only done for recipients known also
+ to implement this specification, in order to reduce the possibility
+ of revealing information about the relationship between the author
+ and the mailbox.
+
+ If ownership of an entire domain is transferred, the new owner may
+ not know what addresses were assigned in the past by the prior owner.
+ Hence, no address can be known not to have had a single owner, or to
+ have existed (or not) at all. In this case, the "unknown" result is
+ likely appropriate.
+
+13.3. False Sense of Security
+
+ Senders implementing this protocol likely believe their content is
+ being protected by doing so. It has to be considered, however, that
+ receiving systems might not implement this protocol correctly, or at
+ all. Furthermore, use of RRVS by a sending system constitutes
+ nothing more than a request to the receiving system; that system
+ could choose not to prevent delivery for some local policy, for legal
+
+
+
+Mills & Kucherawy Standards Track [Page 18]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ or operational reasons, which compromises the security the sending
+ system believed was a benefit to using RRVS. This could mean the
+ timestamp information involved in the protocol becomes inadvertently
+ revealed.
+
+ This concern lends further support to the notion that senders would
+ do well to avoid using this protocol other than when sending to
+ known, trusted receivers.
+
+13.4. Reassignment of Mailboxes
+
+ This specification is a direct response to the risks involved with
+ reassignment or recycling of email addresses, an inherently dangerous
+ practice. It is typically expected that email addresses will not
+ have a high rate of turnover or ownership change.
+
+ It is RECOMMENDED to have a substantial period of time between
+ mailbox owners during which the mailbox accepts no mail, giving
+ message generators an opportunity to detect that the previous owner
+ is no longer at that address.
+
+14. Privacy Considerations
+
+14.1. The Tradeoff
+
+ That some MSPs allow for expiration of account names when they have
+ been unused for a protracted period forces a choice between two
+ potential types of privacy vulnerabilities, one of which presents
+ significantly greater threats to users than the other. Automatically
+ generated mail is often used to convey authentication credentials
+ that can potentially provide access to extremely sensitive
+ information. Supplying such credentials to the wrong party after a
+ mailbox ownership change could allow the previous owner's data to be
+ exposed without his or her authorization or knowledge. In contrast,
+ the information that may be exposed to a third party via the proposal
+ in this document is limited to information about the mailbox history.
+ Given that MSPs have chosen to allow transfers of mailbox ownership
+ without the prior owner's involvement, the information leakage from
+ the extensions specified here creates far lower overall risk than the
+ potential for delivering mail to the wrong party.
+
+14.2. Probing Attacks
+
+ As described above, use of this extension or header field in probing
+ attacks can disclose information about the history of the mailbox.
+ The harm that can be done by leaking any kind of private information
+ is difficult to predict, so it is prudent to be sensitive to this
+ sort of disclosure, either inadvertently or in response to probing by
+
+
+
+Mills & Kucherawy Standards Track [Page 19]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ an attacker. It bears restating, then, that implementing
+ countermeasures against abuse of this capability needs strong
+ consideration.
+
+14.3. Envelope Recipients
+
+ The email To and Cc header fields are not required to be populated
+ with addresses that match the envelope recipient set, and Cc may even
+ be absent. However, the algorithm in Section 3 requires that this
+ header field contain a match for an envelope recipient in order to be
+ actionable. As such, use of this specification can reveal some or
+ all of the original intended recipient set to any party that can see
+ the message in transit or upon delivery.
+
+ For a message destined to a single recipient, this is unlikely to be
+ a concern, which is one of the reasons use of this specification on
+ multi-recipient messages is discouraged.
+
+14.4. Risks with Use
+
+ MDAs might not implement the recommendation to remove the header
+ field defined here when messages are delivered, either out of
+ ignorance or due to error. Since user agents often do not render all
+ of the header fields present, the message could be forwarded to
+ another party that would then inadvertently have the content of this
+ header field.
+
+ A bad actor may detect use of either form of the RRVS protocol and
+ interpret it as an indication of high-value content.
+
+15. IANA Considerations
+
+15.1. SMTP Extension Registration
+
+ Section 2.2.2 of [SMTP] sets out the procedure for registering a new
+ SMTP extension. IANA has registered the SMTP extension using the
+ details provided in Section 3.1 of this document.
+
+15.2. Header Field Registration
+
+ IANA has added the following entry to the "Permanent Message Header
+ Field Names" registry, as per the procedure found in [IANA-HEADERS]:
+
+ Header field name: Require-Recipient-Valid-Since
+ Applicable protocol: mail ([MAIL])
+ Status: standard
+ Author/Change controller: IETF
+ Specification document(s): RFC 7293
+
+
+
+Mills & Kucherawy Standards Track [Page 20]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ Related information:
+ Requesting review of any proposed changes and additions to
+ this field is recommended.
+
+15.3. Enhanced Status Code Registration
+
+ IANA has registered the following in the Enumerated Status Codes
+ table of the "Simple Mail Transfer Protocol (SMTP) Enhanced Status
+ Codes Registry":
+
+ Code: X.7.17
+ Sample Text: Mailbox owner has changed
+ Associated basic status code: 5XX
+ Description: This status code is returned when a message is
+ received with a Require-Recipient-Valid-Since
+ field or RRVS extension and the receiving
+ system is able to determine that the intended
+ recipient mailbox has not been under continuous
+ ownership since the specified date-time.
+ Reference: RFC 7293
+ Submitter: M. Kucherawy
+ Change controller: IESG
+
+ Code: X.7.18
+ Sample Text: Domain owner has changed
+ Associated basic status code: 5XX
+ Description: This status code is returned when a message is
+ received with a Require-Recipient-Valid-Since
+ field or RRVS extension and the receiving
+ system wishes to disclose that the owner of
+ the domain name of the recipient has changed
+ since the specified date-time.
+ Reference: RFC 7293
+ Submitter: M. Kucherawy
+ Change controller: IESG
+
+ Code: X.7.19
+ Sample Text: RRVS test cannot be completed
+ Associated basic status code: 5XX
+ Description: This status code is returned when a message is
+ received with a Require-Recipient-Valid-Since
+ field or RRVS extension and the receiving
+ system cannot complete the requested
+ evaluation because the required timestamp was
+ not recorded. The message originator needs to
+ decide whether to reissue the message without
+ RRVS protection.
+ Reference: RFC 7293
+
+
+
+Mills & Kucherawy Standards Track [Page 21]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ Submitter: M. Kucherawy
+ Change controller: IESG
+
+15.4. Authentication Results Registration
+
+ IANA has registered the following in the "Email Authentication
+ Methods" registry:
+
+ Method: rrvs
+
+ Specifying Document: RFC 7293
+
+ ptype: smtp
+
+ Property: rcptto
+
+ Value: envelope recipient
+
+ Status: active
+
+ Version: 1
+
+ IANA has also registered the following in the "Email Authentication
+ Result Names" registry:
+
+ Codes: none, unknown, temperror, permerror, pass, fail
+
+ Defined: RFC 7293
+
+ Auth Method(s): rrvs
+
+ Meaning: Section 11 of RFC 7293
+
+ Status: active
+
+16. Acknowledgments
+
+ Erling Ellingsen proposed the idea.
+
+ Reviews and comments were provided by Michael Adkins, Kurt Andersen,
+ Eric Burger, Alissa Cooper, Dave Cridland, Dave Crocker, Ned Freed,
+ John Levine, Alexey Melnikov, Jay Nancarrow, Hector Santos, Gregg
+ Stefancik, and Ed Zayas.
+
+
+
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 22]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+17. References
+
+17.1. Normative References
+
+ [ABNF] Crocker, D. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", STD 68, RFC 5234, January 2008.
+
+ [DATETIME] Klyne, G., Ed. and C. Newman, "Date and Time on the
+ Internet: Timestamps", RFC 3339, July 2002.
+
+ [IANA-HEADERS]
+ Klyne, G., Nottingham, M., and J. Mogul, "Registration
+ Procedures for Message Header Fields", BCP 90, RFC 3864,
+ September 2004.
+
+ [KEYWORDS] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [MAIL] Resnick, P., Ed., "Internet Message Format", RFC 5322,
+ October 2008.
+
+ [NTP] Mills, D., Martin, J., Burbank, J., and W. Kasch, "Network
+ Time Protocol Version 4: Protocol and Algorithms
+ Specification", RFC 5905, June 2010.
+
+ [ROLES] Crocker, D., "Mailbox Names for Common Services, Roles and
+ Functions", RFC 2142, May 1997.
+
+ [SMTP] Klensin, J., "Simple Mail Transfer Protocol", RFC 5321,
+ October 2008.
+
+17.2. Informative References
+
+ [AUTHRES] Kucherawy, M., "Message Header Field for Indicating
+ Message Authentication Status", RFC 7001, September 2013.
+
+ [DSN] Moore, K. and G. Vaudreuil, "An Extensible Message Format
+ for Delivery Status Notifications", RFC 3464, January
+ 2003.
+
+ [DSN-SMTP] Moore, K., "Simple Mail Transfer Protocol (SMTP) Service
+ Extension for Delivery Status Notifications (DSNs)", RFC
+ 3461, January 2003.
+
+ [EMAIL-ARCH]
+ Crocker, D., "Internet Mail Architecture", RFC 5598, July
+ 2009.
+
+
+
+
+Mills & Kucherawy Standards Track [Page 23]
+
+RFC 7293 Require-Recipient-Valid-Since July 2014
+
+
+ [ESC] Vaudreuil, G., "Enhanced Mail System Status Codes", RFC
+ 3463, January 2003.
+
+Authors' Addresses
+
+ William J. Mills
+ Yahoo! Inc.
+
+ EMail: wmills_92105@yahoo.com
+
+
+ Murray S. Kucherawy
+ Facebook, Inc.
+ 1 Hacker Way
+ Menlo Park, CA 94025
+ USA
+
+ EMail: msk@fb.com
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Mills & Kucherawy Standards Track [Page 24]
+