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+Internet Engineering Task Force (IETF) P. Saint-Andre
+Request for Comments: 8264 Jabber.org
+Obsoletes: 7564 M. Blanchet
+Category: Standards Track Viagenie
+ISSN: 2070-1721 October 2017
+
+
+ PRECIS Framework: Preparation, Enforcement, and Comparison of
+ Internationalized Strings in Application Protocols
+
+Abstract
+
+ Application protocols using Unicode code points in protocol strings
+ need to properly handle such strings in order to enforce
+ internationalization rules for strings placed in various protocol
+ slots (such as addresses and identifiers) and to perform valid
+ comparison operations (e.g., for purposes of authentication or
+ authorization). This document defines a framework enabling
+ application protocols to perform the preparation, enforcement, and
+ comparison of internationalized strings ("PRECIS") in a way that
+ depends on the properties of Unicode code points and thus is more
+ agile with respect to versions of Unicode. As a result, this
+ framework provides a more sustainable approach to the handling of
+ internationalized strings than the previous framework, known as
+ Stringprep (RFC 3454). This document obsoletes RFC 7564.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 7841.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ https://www.rfc-editor.org/info/rfc8264.
+
+Copyright Notice
+
+ Copyright (c) 2017 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (https://trustee.ietf.org/license-info) in effect on the date of
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 1]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Simplified BSD License text as described in Section 4.e of
+ the Trust Legal Provisions and are provided without warranty as
+ described in the Simplified BSD License.
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 2. Terminology . . . . . . . . . . . . . . . . . . . . . . . . . 6
+ 3. Preparation, Enforcement, and Comparison . . . . . . . . . . 6
+ 4. String Classes . . . . . . . . . . . . . . . . . . . . . . . 8
+ 4.1. Overview . . . . . . . . . . . . . . . . . . . . . . . . 8
+ 4.2. IdentifierClass . . . . . . . . . . . . . . . . . . . . . 9
+ 4.2.1. Valid . . . . . . . . . . . . . . . . . . . . . . . . 9
+ 4.2.2. Contextual Rule Required . . . . . . . . . . . . . . 10
+ 4.2.3. Disallowed . . . . . . . . . . . . . . . . . . . . . 10
+ 4.2.4. Unassigned . . . . . . . . . . . . . . . . . . . . . 10
+ 4.2.5. Examples . . . . . . . . . . . . . . . . . . . . . . 11
+ 4.3. FreeformClass . . . . . . . . . . . . . . . . . . . . . . 11
+ 4.3.1. Valid . . . . . . . . . . . . . . . . . . . . . . . . 11
+ 4.3.2. Contextual Rule Required . . . . . . . . . . . . . . 12
+ 4.3.3. Disallowed . . . . . . . . . . . . . . . . . . . . . 12
+ 4.3.4. Unassigned . . . . . . . . . . . . . . . . . . . . . 12
+ 4.3.5. Examples . . . . . . . . . . . . . . . . . . . . . . 12
+ 4.4. Summary . . . . . . . . . . . . . . . . . . . . . . . . . 12
+ 5. Profiles . . . . . . . . . . . . . . . . . . . . . . . . . . 14
+ 5.1. Profiles Must Not Be Multiplied beyond Necessity . . . . 14
+ 5.2. Rules . . . . . . . . . . . . . . . . . . . . . . . . . . 15
+ 5.2.1. Width Mapping Rule . . . . . . . . . . . . . . . . . 15
+ 5.2.2. Additional Mapping Rule . . . . . . . . . . . . . . . 15
+ 5.2.3. Case Mapping Rule . . . . . . . . . . . . . . . . . . 16
+ 5.2.4. Normalization Rule . . . . . . . . . . . . . . . . . 16
+ 5.2.5. Directionality Rule . . . . . . . . . . . . . . . . . 17
+ 5.3. A Note about Spaces . . . . . . . . . . . . . . . . . . . 18
+ 6. Applications . . . . . . . . . . . . . . . . . . . . . . . . 18
+ 6.1. How to Use PRECIS in Applications . . . . . . . . . . . . 18
+ 6.2. Further Excluded Characters . . . . . . . . . . . . . . . 20
+ 6.3. Building Application-Layer Constructs . . . . . . . . . . 20
+ 7. Order of Operations . . . . . . . . . . . . . . . . . . . . . 21
+ 8. Code Point Properties . . . . . . . . . . . . . . . . . . . . 21
+ 9. Category Definitions Used to Calculate Derived Property . . . 24
+ 9.1. LetterDigits (A) . . . . . . . . . . . . . . . . . . . . 25
+ 9.2. Unstable (B) . . . . . . . . . . . . . . . . . . . . . . 25
+ 9.3. IgnorableProperties (C) . . . . . . . . . . . . . . . . . 25
+ 9.4. IgnorableBlocks (D) . . . . . . . . . . . . . . . . . . . 25
+ 9.5. LDH (E) . . . . . . . . . . . . . . . . . . . . . . . . . 25
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 2]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ 9.6. Exceptions (F) . . . . . . . . . . . . . . . . . . . . . 25
+ 9.7. BackwardCompatible (G) . . . . . . . . . . . . . . . . . 25
+ 9.8. JoinControl (H) . . . . . . . . . . . . . . . . . . . . . 26
+ 9.9. OldHangulJamo (I) . . . . . . . . . . . . . . . . . . . . 26
+ 9.10. Unassigned (J) . . . . . . . . . . . . . . . . . . . . . 26
+ 9.11. ASCII7 (K) . . . . . . . . . . . . . . . . . . . . . . . 26
+ 9.12. Controls (L) . . . . . . . . . . . . . . . . . . . . . . 27
+ 9.13. PrecisIgnorableProperties (M) . . . . . . . . . . . . . . 27
+ 9.14. Spaces (N) . . . . . . . . . . . . . . . . . . . . . . . 27
+ 9.15. Symbols (O) . . . . . . . . . . . . . . . . . . . . . . . 27
+ 9.16. Punctuation (P) . . . . . . . . . . . . . . . . . . . . . 27
+ 9.17. HasCompat (Q) . . . . . . . . . . . . . . . . . . . . . . 28
+ 9.18. OtherLetterDigits (R) . . . . . . . . . . . . . . . . . . 28
+ 10. Guidelines for Designated Experts . . . . . . . . . . . . . . 28
+ 11. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 29
+ 11.1. PRECIS Derived Property Value Registry . . . . . . . . . 29
+ 11.2. PRECIS Base Classes Registry . . . . . . . . . . . . . . 29
+ 11.3. PRECIS Profiles Registry . . . . . . . . . . . . . . . . 30
+ 12. Security Considerations . . . . . . . . . . . . . . . . . . . 32
+ 12.1. General Issues . . . . . . . . . . . . . . . . . . . . . 32
+ 12.2. Use of the IdentifierClass . . . . . . . . . . . . . . . 33
+ 12.3. Use of the FreeformClass . . . . . . . . . . . . . . . . 33
+ 12.4. Local Character Set Issues . . . . . . . . . . . . . . . 33
+ 12.5. Visually Similar Characters . . . . . . . . . . . . . . 33
+ 12.6. Security of Passwords . . . . . . . . . . . . . . . . . 35
+ 13. Interoperability Considerations . . . . . . . . . . . . . . . 36
+ 13.1. Coded Character Sets . . . . . . . . . . . . . . . . . . 36
+ 13.2. Dependency on Unicode . . . . . . . . . . . . . . . . . 37
+ 13.3. Encoding . . . . . . . . . . . . . . . . . . . . . . . . 37
+ 13.4. Unicode Versions . . . . . . . . . . . . . . . . . . . . 37
+ 13.5. Potential Changes to Handling of Certain Unicode Code
+ Points . . . . . . . . . . . . . . . . . . . . . . . . . 37
+ 14. References . . . . . . . . . . . . . . . . . . . . . . . . . 38
+ 14.1. Normative References . . . . . . . . . . . . . . . . . . 38
+ 14.2. Informative References . . . . . . . . . . . . . . . . . 39
+ Appendix A. Changes from RFC 7564 . . . . . . . . . . . . . . . 43
+ Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . 43
+ Authors' Addresses . . . . . . . . . . . . . . . . . . . . . . . 43
+
+1. Introduction
+
+ Application protocols using Unicode code points [Unicode] in protocol
+ strings need to properly handle such strings in order to enforce
+ internationalization rules for strings placed in various protocol
+ slots (such as addresses and identifiers) and to perform valid
+ comparison operations (e.g., for purposes of authentication or
+ authorization). This document defines a framework enabling
+ application protocols to perform the preparation, enforcement, and
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 3]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ comparison of internationalized strings ("PRECIS") in a way that
+ depends on the properties of Unicode code points and thus is more
+ agile with respect to versions of Unicode. (Note: PRECIS is
+ restricted to Unicode and does not support any other coded character
+ set [RFC6365].)
+
+ As described in the PRECIS problem statement [RFC6885], many IETF
+ protocols have used the Stringprep framework [RFC3454] as the basis
+ for preparing, enforcing, and comparing protocol strings that contain
+ Unicode code points, especially code points outside the ASCII range
+ [RFC20]. The Stringprep framework was developed during work on the
+ original technology for internationalized domain names (IDNs), here
+ called "IDNA2003" [RFC3490], and Nameprep [RFC3491] was the
+ Stringprep profile for IDNs. At the time, Stringprep was designed as
+ a general framework so that other application protocols could define
+ their own Stringprep profiles. Indeed, a number of application
+ protocols defined such profiles.
+
+ After the publication of [RFC3454] in 2002, several significant
+ issues arose with the use of Stringprep in the IDN case, as
+ documented in the IAB's recommendations regarding IDNs [RFC4690]
+ (most significantly, Stringprep was tied to Unicode version 3.2).
+ Therefore, the newer IDNA specifications, here called "IDNA2008"
+ [RFC5890] [RFC5891] [RFC5892] [RFC5893] [RFC5894], no longer use
+ Stringprep and Nameprep. This migration away from Stringprep for
+ IDNs prompted other "customers" of Stringprep to consider new
+ approaches to the preparation, enforcement, and comparison of
+ internationalized strings, as described in [RFC6885].
+
+ This document defines a framework for a post-Stringprep approach to
+ the preparation, enforcement, and comparison of internationalized
+ strings in application protocols, based on several principles:
+
+ 1. Define a small set of string classes that specify the Unicode
+ code points appropriate for common application-protocol
+ constructs (where possible, maintaining compatibility with
+ IDNA2008 to help ensure a more consistent user experience).
+
+ 2. Define each PRECIS string class in terms of Unicode code points
+ and their properties so that an algorithm can be used to
+ determine whether each code point or character category is
+ (a) valid, (b) allowed in certain contexts, (c) disallowed, or
+ (d) unassigned.
+
+ 3. Use an "inclusion model" such that a string class consists only
+ of code points that are explicitly allowed, with the result that
+ any code point not explicitly allowed is forbidden.
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 4]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ 4. Enable application protocols to define profiles of the PRECIS
+ string classes if necessary (addressing matters such as width
+ mapping, case mapping, Unicode normalization, and
+ directionality), but strongly discourage the multiplication of
+ profiles beyond necessity in order to avoid violations of the
+ "Principle of Least Astonishment".
+
+ It is expected that this framework will yield the following benefits:
+
+ o Application protocols will be more agile with regard to Unicode
+ versions (recognizing that complete agility cannot be realized in
+ practice).
+
+ o Implementers will be able to share code point tables and software
+ code across application protocols, most likely by means of
+ software libraries.
+
+ o End users will be able to acquire more accurate expectations about
+ the code points that are acceptable in various contexts. Given
+ this more uniform set of string classes, it is also expected that
+ copy/paste operations between software implementing different
+ application protocols will be more predictable and coherent.
+
+ Whereas the string classes define the "baseline" code points for a
+ range of applications, profiling enables application protocols to
+ apply the string classes in ways that are appropriate for common
+ constructs such as usernames [RFC8265], opaque strings such as
+ passwords [RFC8265], and nicknames [RFC8266]. Profiles are
+ responsible for defining the handling of right-to-left code points as
+ well as various mapping operations of the kind also discussed for
+ IDNs in [RFC5895], such as case preservation or lowercasing, Unicode
+ normalization, mapping of certain code points to other code points or
+ to nothing, and mapping of fullwidth and halfwidth code points.
+
+ When an application applies a profile of a PRECIS string class, it
+ transforms an input string (which might or might not be conforming)
+ into an output string that definitively conforms to the profile. In
+ particular, this document focuses on the resulting ability to achieve
+ the following objectives:
+
+ a. Enforcing all the rules of a profile for a single output string
+ to check whether the output string conforms to the rules of the
+ profile and thus determine if a string can be included in a
+ protocol slot, communicated to another entity within a protocol,
+ stored in a retrieval system, etc.
+
+ b. Comparing two output strings to determine if they are equivalent,
+ typically through octet-for-octet matching to test for
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 5]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ "bit-string identity" (e.g., to make an access decision for
+ purposes of authentication or authorization as further described
+ in [RFC6943]).
+
+ The opportunity to define profiles naturally introduces the
+ possibility of a proliferation of profiles, thus potentially
+ mitigating the benefits of common code and violating user
+ expectations. See Section 5 for a discussion of this important
+ topic.
+
+ In addition, it is extremely important for protocol designers and
+ application developers to understand that the transformation of an
+ input string to an output string is rarely reversible. As one
+ relatively simple example, case mapping would transform an input
+ string of "StPeter" to an output string of "stpeter", thus leading to
+ a loss of information about the capitalization of the first and third
+ characters. Similar considerations apply to other forms of mapping
+ and normalization.
+
+ Although this framework is similar to IDNA2008 and includes by
+ reference some of the character categories defined in [RFC5892], it
+ defines additional character categories to meet the needs of common
+ application protocols other than DNS.
+
+ The character categories and calculation rules defined under
+ Sections 8 and 9 are normative and apply to all Unicode code points.
+ The code point table that results from applying the character
+ categories and calculation rules to the latest version of Unicode can
+ be found in an IANA registry (see Section 11).
+
+2. Terminology
+
+ Many important terms used in this document are defined in [RFC5890],
+ [RFC6365], [RFC6885], and [Unicode]. The terms "left-to-right" (LTR)
+ and "right-to-left" (RTL) are defined in Unicode Standard Annex #9
+ [UAX9].
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
+ "OPTIONAL" in this document are to be interpreted as described in
+ BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
+ capitals, as shown here.
+
+3. Preparation, Enforcement, and Comparison
+
+ This document distinguishes between three different actions that an
+ entity can take with regard to a string:
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 6]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ o Enforcement entails applying all of the rules specified for a
+ particular string class, or profile thereof, to a single input
+ string, for the purpose of checking whether the string conforms to
+ all of the rules and thus determining if the string can be used in
+ a given protocol slot.
+
+ o Comparison entails applying all of the rules specified for a
+ particular string class, or profile thereof, to two separate input
+ strings, for the purpose of determining if the two strings are
+ equivalent.
+
+ o Preparation primarily entails ensuring that the code points in a
+ single input string are allowed by the underlying PRECIS string
+ class, and sometimes also entails applying one or more of the
+ rules specified for a particular string class or profile thereof.
+ Preparation can be appropriate for constrained devices that can to
+ some extent restrict the code points in a string to a limited
+ repertoire of characters but that do not have the processing power
+ or onboard memory to perform operations such as Unicode
+ normalization. However, preparation does not ensure that an input
+ string conforms to all of the rules for a string class or profile
+ thereof.
+
+ Note: The term "preparation" as used in this specification and
+ related documents has a much more limited scope than it did in
+ Stringprep; it essentially refers to a kind of preprocessing of
+ an input string, not the actual operations that apply
+ internationalization rules to produce an output string (here
+ termed "enforcement") or to compare two output strings (here
+ termed "comparison").
+
+ In most cases, authoritative entities such as servers are responsible
+ for enforcement, whereas subsidiary entities such as clients are
+ responsible only for preparation. The rationale for this distinction
+ is that clients might not have the facilities (in terms of device
+ memory and processing power) to enforce all the rules regarding
+ internationalized strings (such as width mapping and Unicode
+ normalization), although they can more easily limit the repertoire of
+ characters they offer to an end user. By contrast, it is assumed
+ that a server would have more capacity to enforce the rules, and in
+ any case a server acts as an authority regarding allowable strings in
+ protocol slots such as addresses and endpoint identifiers. In
+ addition, a client cannot necessarily be trusted to properly generate
+ such strings, especially for security-sensitive contexts such as
+ authentication and authorization.
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 7]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+4. String Classes
+
+4.1. Overview
+
+ Starting in 2010, various "customers" of Stringprep began to discuss
+ the need to define a post-Stringprep approach to the preparation and
+ comparison of internationalized strings other than IDNs. This
+ community analyzed the existing Stringprep profiles and also weighed
+ the costs and benefits of defining a relatively small set of Unicode
+ code points that would minimize the potential for user confusion
+ caused by visually similar code points (and thus be relatively
+ "safe") vs. defining a much larger set of Unicode code points that
+ would maximize the potential for user creativity (and thus be
+ relatively "expressive"). As a result, the community concluded that
+ most existing uses could be addressed by two string classes:
+
+ IdentifierClass: a sequence of letters, numbers, and some symbols
+ that is used to identify or address a network entity such as a
+ user account, a venue (e.g., a chat room), an information source
+ (e.g., a data feed), or a collection of data (e.g., a file); the
+ intent is that this class will minimize user confusion in a wide
+ variety of application protocols, with the result that safety has
+ been prioritized over expressiveness for this class.
+
+ FreeformClass: a sequence of letters, numbers, symbols, spaces, and
+ other code points that is used for free-form strings, including
+ passwords as well as display elements such as human-friendly
+ nicknames for devices or for participants in a chat room; the
+ intent is that this class will allow nearly any Unicode code
+ point, with the result that expressiveness has been prioritized
+ over safety for this class. Note well that protocol designers,
+ application developers, service providers, and end users might not
+ understand or be able to enter all of the code points that can be
+ included in the FreeformClass (see Section 12.3 for details).
+
+ Future specifications might define additional PRECIS string classes,
+ such as a class that falls somewhere between the IdentifierClass and
+ the FreeformClass. At this time, it is not clear how useful such a
+ class would be. In any case, because application developers are able
+ to define profiles of PRECIS string classes, a protocol needing a
+ construct between the IdentifierClass and the FreeformClass could
+ define a restricted profile of the FreeformClass if needed.
+
+ The following subsections discuss the IdentifierClass and
+ FreeformClass in more detail, with reference to the dimensions
+ described in Section 5 of [RFC6885]. Each string class is defined by
+ the following behavioral rules:
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 8]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ Valid: Defines which code points are treated as valid for the
+ string.
+
+ Contextual Rule Required: Defines which code points are treated as
+ allowed only if the requirements of a contextual rule are met
+ (i.e., either CONTEXTJ or CONTEXTO as originally defined in the
+ IDNA2008 specifications).
+
+ Disallowed: Defines which code points need to be excluded from the
+ string.
+
+ Unassigned: Defines application behavior in the presence of code
+ points that are unknown (i.e., not yet designated) for the version
+ of Unicode used by the application.
+
+ This document defines the valid, contextual rule required,
+ disallowed, and unassigned rules for the IdentifierClass and
+ FreeformClass. As described under Section 5, profiles of these
+ string classes are responsible for defining the width mapping,
+ additional mapping, case mapping, normalization, and directionality
+ rules.
+
+4.2. IdentifierClass
+
+ Most application technologies need strings that can be used to refer
+ to, include, or communicate protocol strings like usernames,
+ filenames, data feed identifiers, and chat room names. We group such
+ strings into a class called "IdentifierClass" having the following
+ features.
+
+4.2.1. Valid
+
+ o Code points traditionally used as letters and numbers in writing
+ systems, i.e., the LetterDigits ("A") category first defined in
+ [RFC5892] and listed here under Section 9.1.
+
+ o Code points in the range U+0021 through U+007E, i.e., the
+ (printable) ASCII7 ("K") category defined under Section 9.11.
+ These code points are "grandfathered" into PRECIS and thus are
+ valid even if they would otherwise be disallowed according to the
+ property-based rules specified in the next section.
+
+ Note: Although the PRECIS IdentifierClass reuses the LetterDigits
+ category from IDNA2008, the range of code points allowed in the
+ IdentifierClass is wider than the range of code points allowed in
+ IDNA2008. The main reason is that IDNA2008 applies the
+ Unstable ("B") category (Section 9.2) before the LetterDigits
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 9]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ category, thus disallowing uppercase code points, whereas the
+ IdentifierClass does not apply the Unstable category.
+
+4.2.2. Contextual Rule Required
+
+ o A number of code points from the Exceptions ("F") category defined
+ under Section 9.6.
+
+ o Joining code points, i.e., the JoinControl ("H") category defined
+ under Section 9.8.
+
+4.2.3. Disallowed
+
+ o Old Hangul Jamo code points, i.e., the OldHangulJamo ("I")
+ category defined under Section 9.9.
+
+ o Control code points, i.e., the Controls ("L") category defined
+ under Section 9.12.
+
+ o Ignorable code points, i.e., the PrecisIgnorableProperties ("M")
+ category defined under Section 9.13.
+
+ o Space code points, i.e., the Spaces ("N") category defined under
+ Section 9.14.
+
+ o Symbol code points, i.e., the Symbols ("O") category defined under
+ Section 9.15.
+
+ o Punctuation code points, i.e., the Punctuation ("P") category
+ defined under Section 9.16.
+
+ o Any code point that is decomposed and recomposed into something
+ other than itself under Unicode Normalization Form KC, i.e., the
+ HasCompat ("Q") category defined under Section 9.17. These code
+ points are disallowed even if they would otherwise be valid
+ according to the property-based rules specified in the previous
+ section.
+
+ o Letters and digits other than the "traditional" letters and digits
+ allowed in IDNs, i.e., the OtherLetterDigits ("R") category
+ defined under Section 9.18.
+
+4.2.4. Unassigned
+
+ Any code points that are not yet designated in the Unicode coded
+ character set are considered unassigned for purposes of the
+ IdentifierClass, and such code points are to be treated as
+ disallowed. See Section 9.10.
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+4.2.5. Examples
+
+ As described in the Introduction to this document, the string classes
+ do not handle all issues related to string preparation and comparison
+ (such as case mapping); instead, such issues are handled at the level
+ of profiles. Examples for profiles of the IdentifierClass can be
+ found in [RFC8265] (the UsernameCaseMapped and UsernameCasePreserved
+ profiles).
+
+4.3. FreeformClass
+
+ Some application technologies need strings that can be used in a
+ free-form way, e.g., as a password in an authentication exchange (see
+ [RFC8265]) or a nickname in a chat room (see [RFC8266]). We group
+ such things into a class called "FreeformClass" having the following
+ features.
+
+ Security Warning: As mentioned, the FreeformClass prioritizes
+ expressiveness over safety; Section 12.3 describes some of the
+ security hazards involved with using or profiling the
+ FreeformClass.
+
+ Security Warning: Consult Section 12.6 for relevant security
+ considerations when strings conforming to the FreeformClass, or a
+ profile thereof, are used as passwords.
+
+4.3.1. Valid
+
+ o Traditional letters and numbers, i.e., the LetterDigits ("A")
+ category first defined in [RFC5892] and listed here under
+ Section 9.1.
+
+ o Code points in the range U+0021 through U+007E, i.e., the
+ (printable) ASCII7 ("K") category defined under Section 9.11.
+
+ o Space code points, i.e., the Spaces ("N") category defined under
+ Section 9.14.
+
+ o Symbol code points, i.e., the Symbols ("O") category defined under
+ Section 9.15.
+
+ o Punctuation code points, i.e., the Punctuation ("P") category
+ defined under Section 9.16.
+
+ o Any code point that is decomposed and recomposed into something
+ other than itself under Unicode Normalization Form KC, i.e., the
+ HasCompat ("Q") category defined under Section 9.17.
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ o Letters and digits other than the "traditional" letters and digits
+ allowed in IDNs, i.e., the OtherLetterDigits ("R") category
+ defined under Section 9.18.
+
+4.3.2. Contextual Rule Required
+
+ o A number of code points from the Exceptions ("F") category defined
+ under Section 9.6.
+
+ o Joining code points, i.e., the JoinControl ("H") category defined
+ under Section 9.8.
+
+4.3.3. Disallowed
+
+ o Old Hangul Jamo code points, i.e., the OldHangulJamo ("I")
+ category defined under Section 9.9.
+
+ o Control code points, i.e., the Controls ("L") category defined
+ under Section 9.12.
+
+ o Ignorable code points, i.e., the PrecisIgnorableProperties ("M")
+ category defined under Section 9.13.
+
+4.3.4. Unassigned
+
+ Any code points that are not yet designated in the Unicode coded
+ character set are considered unassigned for purposes of the
+ FreeformClass, and such code points are to be treated as disallowed.
+
+4.3.5. Examples
+
+ As described in the Introduction to this document, the string classes
+ do not handle all issues related to string preparation and comparison
+ (such as case mapping); instead, such issues are handled at the level
+ of profiles. Examples for profiles of the FreeformClass can be found
+ in [RFC8265] (the OpaqueString profile) and [RFC8266] (the Nickname
+ profile).
+
+4.4. Summary
+
+ The following table summarizes the differences between the
+ IdentifierClass and the FreeformClass (i.e., the disposition of a
+ code point as valid, contextual rule required, disallowed, or
+ unassigned), depending on its PRECIS category.
+
+
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ +===============================+=================+===============+
+ | CATEGORY | IDENTIFIERCLASS | FREEFORMCLASS |
+ +===============================+=================+===============+
+ | (A) LetterDigits | Valid | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (B) Unstable | [N/A (unused)] |
+ +-------------------------------+-----------------+---------------+
+ | (C) IgnorableProperties | [N/A (unused)] |
+ +-------------------------------+-----------------+---------------+
+ | (D) IgnorableBlocks | [N/A (unused)] |
+ +-------------------------------+-----------------+---------------+
+ | (E) LDH | [N/A (unused)] |
+ +-------------------------------+-----------------+---------------+
+ | (F) Exceptions | Contextual | Contextual |
+ | | Rule Required | Rule Required |
+ +-------------------------------+-----------------+---------------+
+ | (G) BackwardCompatible | [Handled by IDNA Rules] |
+ +-------------------------------+-----------------+---------------+
+ | (H) JoinControl | Contextual | Contextual |
+ | | Rule Required | Rule Required |
+ +-------------------------------+-----------------+---------------+
+ | (I) OldHangulJamo | Disallowed | Disallowed |
+ +-------------------------------+-----------------+---------------+
+ | (J) Unassigned | Unassigned | Unassigned |
+ +-------------------------------+-----------------+---------------+
+ | (K) ASCII7 | Valid | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (L) Controls | Disallowed | Disallowed |
+ +-------------------------------+-----------------+---------------+
+ | (M) PrecisIgnorableProperties | Disallowed | Disallowed |
+ +-------------------------------+-----------------+---------------+
+ | (N) Spaces | Disallowed | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (O) Symbols | Disallowed | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (P) Punctuation | Disallowed | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (Q) HasCompat | Disallowed | Valid |
+ +-------------------------------+-----------------+---------------+
+ | (R) OtherLetterDigits | Disallowed | Valid |
+ +-------------------------------+-----------------+---------------+
+
+ Table 1: Comparative Disposition of Code Points
+
+
+
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+5. Profiles
+
+ This framework document defines the valid, contextual rule required,
+ disallowed, and unassigned rules for the IdentifierClass and the
+ FreeformClass. A profile of a PRECIS string class MUST define the
+ width mapping, additional mapping (if any), case mapping,
+ normalization, and directionality rules. A profile MAY also restrict
+ the allowable code points above and beyond the definition of the
+ relevant PRECIS string class (but MUST NOT add as valid any code
+ points that are disallowed by the relevant PRECIS string class).
+ These matters are discussed in the following subsections.
+
+ Profiles of the PRECIS string classes are registered with the IANA as
+ described under Section 11.3. Profile names use the following
+ convention: they are of the form "Profilename of BaseClass", where
+ the "Profilename" string is a differentiator and "BaseClass" is the
+ name of the PRECIS string class being profiled; for example, the
+ profile used for opaque strings such as passwords is the OpaqueString
+ profile of the FreeformClass [RFC8265].
+
+5.1. Profiles Must Not Be Multiplied beyond Necessity
+
+ The risk of profile proliferation is significant because having too
+ many profiles will result in different behavior across various
+ applications, thus violating what is known in user interface design
+ as the "Principle of Least Astonishment".
+
+ Indeed, we already have too many profiles. Ideally, we would have at
+ most two or three profiles. Unfortunately, numerous application
+ protocols exist with their own quirks regarding protocol strings.
+ Domain names, email addresses, instant messaging addresses, chat room
+ names, user nicknames or display names, filenames, authentication
+ identifiers, passwords, and other strings already exist in the wild
+ and need to be supported in existing application protocols such as
+ DNS, SMTP, the Extensible Messaging and Presence Protocol (XMPP),
+ Internet Relay Chat (IRC), NFS, the Internet Small Computer System
+ Interface (iSCSI), the Extensible Authentication Protocol (EAP), and
+ the Simple Authentication and Security Layer (SASL) [RFC4422], among
+ others.
+
+ Nevertheless, profiles must not be multiplied beyond necessity.
+
+ To help prevent profile proliferation, this document recommends
+ sensible defaults for the various options offered to profile creators
+ (such as width mapping and Unicode normalization). In addition, the
+ guidelines for designated experts provided under Section 10 are meant
+ to encourage a high level of due diligence regarding new profiles.
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+5.2. Rules
+
+5.2.1. Width Mapping Rule
+
+ The width mapping rule of a profile specifies whether width mapping
+ is performed on a string and how the mapping is done. Typically,
+ such mapping consists of mapping fullwidth and halfwidth code points,
+ i.e., code points with a Decomposition Type of Wide or Narrow, to
+ their decomposition mappings; as an example, "0" (FULLWIDTH DIGIT
+ ZERO, U+FF10) would be mapped to "0" (DIGIT ZERO U+0030).
+
+ The normalization form specified by a profile (see below) has an
+ impact on the need for width mapping. Because width mapping is
+ performed as a part of compatibility decomposition, a profile
+ employing either Normalization Form KD (NFKD) or Normalization
+ Form KC (NFKC) does not need to specify width mapping. However, if
+ Unicode Normalization Form C (NFC) is used (as is recommended), then
+ the profile needs to specify whether to apply width mapping; in this
+ case, width mapping is in general RECOMMENDED because allowing
+ fullwidth and halfwidth code points to remain unmapped to their
+ compatibility variants would violate the "Principle of Least
+ Astonishment". For more information about the concept of width in
+ East Asian scripts within Unicode, see Unicode Standard Annex #11
+ [UAX11].
+
+ Note: Because the East Asian width property is not guaranteed to
+ be stable by the Unicode Standard (see
+ <http://unicode.org/policies/stability_policy.html> for details),
+ the results of applying a given width mapping rule might not be
+ consistent across different versions of Unicode.
+
+5.2.2. Additional Mapping Rule
+
+ The additional mapping rule of a profile specifies whether additional
+ mappings are performed on a string, such as:
+
+ o Mapping of delimiter code points (such as '@', ':', '/', '+',
+ and '-').
+
+ o Mapping of special code points (e.g., non-ASCII space code points
+ to SPACE (U+0020) or control code points to nothing).
+
+ The PRECIS mappings document [RFC7790] describes such mappings in
+ more detail.
+
+
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+5.2.3. Case Mapping Rule
+
+ The case mapping rule of a profile specifies whether case mapping
+ (instead of case preservation) is performed on a string and how the
+ mapping is applied (e.g., mapping uppercase and titlecase code points
+ to their lowercase equivalents).
+
+ If case mapping is desired (instead of case preservation), it is
+ RECOMMENDED to use the Unicode toLowerCase() operation defined in the
+ Unicode Standard [Unicode]. In contrast to the Unicode toCaseFold()
+ operation, the toLowerCase() operation is less likely to violate the
+ "Principle of Least Astonishment", especially when an application
+ merely wishes to convert uppercase and titlecase code points to their
+ lowercase equivalents while preserving lowercase code points.
+ Although the toCaseFold() operation can be appropriate when an
+ application needs to compare two strings (such as in search
+ operations), in general few application developers and even fewer
+ users understand its implications, so toLowerCase() is almost always
+ the safer choice.
+
+ Note: Neither toLowerCase() nor toCaseFold() is designed to handle
+ various language-specific issues, such as the character "ı" (LATIN
+ SMALL LETTER DOTLESS I, U+0131) in several Turkic languages. The
+ reader is referred to the PRECIS mappings document [RFC7790],
+ which describes these issues in greater detail.
+
+ In order to maximize entropy and minimize the potential for false
+ accepts, it is NOT RECOMMENDED for application protocols to map
+ uppercase and titlecase code points to their lowercase equivalents
+ when strings conforming to the FreeformClass, or a profile thereof,
+ are used in passwords; instead, it is RECOMMENDED to preserve the
+ case of all code points contained in such strings and then perform
+ case-sensitive comparison. See also the related discussion in
+ Section 12.6 of this document and in [RFC8265].
+
+5.2.4. Normalization Rule
+
+ The normalization rule of a profile specifies which Unicode
+ Normalization Form (D, KD, C, or KC) is to be applied (see Unicode
+ Standard Annex #15 [UAX15] for background information).
+
+ In accordance with [RFC5198], Normalization Form C (NFC) is
+ RECOMMENDED.
+
+ Protocol designers and application developers need to understand that
+ certain Unicode normalization forms, especially NFKC and NFKD, can
+ result in significant loss of information in various circumstances
+ and that these circumstances can depend on the language and script of
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ the strings to which the normalization forms are applied. Extreme
+ care should be taken when specifying the use of these normalization
+ forms.
+
+5.2.5. Directionality Rule
+
+ The directionality rule of a profile specifies how to treat strings
+ containing what are often called "right-to-left" (RTL) code points
+ (see Unicode Standard Annex #9 [UAX9]). RTL code points come from
+ scripts that are normally written from right to left and are
+ considered by Unicode to, themselves, have right-to-left
+ directionality. Some strings containing RTL code points also contain
+ "left-to-right" (LTR) code points, such as ASCII numerals, as well as
+ code points without directional properties. Consequently, such
+ strings are known as "bidirectional strings".
+
+ Presenting bidirectional strings in different layout systems (e.g., a
+ user interface that is configured to handle primarily an RTL script
+ vs. an interface that is configured to handle primarily an LTR
+ script) can yield display results that, while predictable to those
+ who understand the display rules, are counterintuitive to casual
+ users. In particular, the same bidirectional string (in PRECIS
+ terms) might not be presented in the same way to users of those
+ different layout systems, even though the presentation is consistent
+ within any particular layout system. In some applications, these
+ presentation differences might be considered problematic and thus the
+ application designers might wish to restrict the use of bidirectional
+ strings by specifying a directionality rule. In other applications,
+ these presentation differences might not be considered problematic
+ (this especially tends to be true of more "free-form" strings) and
+ thus no directionality rule is needed.
+
+ The PRECIS framework does not directly address how to deal with
+ bidirectional strings across all string classes and profiles nor does
+ it define any new directionality rules, because at present there is
+ no widely accepted and implemented solution for the safe display of
+ arbitrary bidirectional strings beyond the Unicode bidirectional
+ algorithm [UAX9]. Although rules for management and display of
+ bidirectional strings have been defined for domain name labels and
+ similar identifiers through the "Bidi Rule" specified in the IDNA2008
+ specification on right-to-left scripts [RFC5893], those rules are
+ quite restrictive and are not necessarily applicable to all
+ bidirectional strings.
+
+ The authors of a PRECIS profile might believe that they need to
+ define a new directionality rule of their own. Because of the
+ complexity of the issues involved, such a belief is almost always
+ misguided, even if the authors have done a great deal of careful
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ research into the challenges of displaying bidirectional strings.
+ This document strongly suggests that profile authors who are thinking
+ about defining a new directionality rule should think again and
+ instead consider using the "Bidi Rule" [RFC5893] (for profiles based
+ on the IdentifierClass) or following the Unicode bidirectional
+ algorithm [UAX9] (for profiles based on the FreeformClass or in
+ situations where the IdentifierClass is not appropriate).
+
+5.3. A Note about Spaces
+
+ With regard to the IdentifierClass, the consensus of the PRECIS
+ Working Group was that spaces are problematic for many reasons,
+ including the following:
+
+ o Many Unicode code points are confusable with SPACE (U+0020).
+
+ o Even if non-ASCII space code points are mapped to SPACE (U+0020),
+ space code points are often not rendered in user interfaces,
+ leading to the possibility that a human user might consider a
+ string containing spaces to be equivalent to the same string
+ without spaces.
+
+ o In some locales, some devices are known to generate a code point
+ other than SPACE (U+0020), such as ZERO WIDTH JOINER (U+200D),
+ when a user performs an action like pressing the space bar on a
+ keyboard.
+
+ One consequence of disallowing space code points in the
+ IdentifierClass might be to effectively discourage their use within
+ identifiers created in newer application protocols; given the
+ challenges involved with properly handling space code points
+ (especially non-ASCII space code points) in identifiers and other
+ protocol strings, the PRECIS Working Group considered this to be a
+ feature, not a bug.
+
+ However, the FreeformClass does allow spaces; this in turn enables
+ application protocols to define profiles of the FreeformClass that
+ are more flexible than any profiles of the IdentifierClass. In
+ addition, as explained in Section 6.3, application protocols can also
+ define application-layer constructs containing spaces.
+
+6. Applications
+
+6.1. How to Use PRECIS in Applications
+
+ Although PRECIS has been designed with applications in mind,
+ internationalization is not suddenly made easy through the use of
+ PRECIS. Indeed, because it is extremely difficult for protocol
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ designers and application developers to do the right thing for all
+ users when supporting internationalized strings, often the safest
+ option is to support only the ASCII range [RFC20] in various protocol
+ slots. This state of affairs is unfortunate but is the direct result
+ of the complexities involved with human languages (e.g., the vast
+ number of code points, scripts, user communities, and rules with
+ their inevitable exceptions), which kinds of strings application
+ developers and their users wish to support, the wide range of devices
+ that users employ to access services enabled by various Internet
+ protocols, and so on.
+
+ Despite these significant challenges, application and protocol
+ developers sometimes persevere in attempting to support
+ internationalized strings in their systems. These developers need to
+ think carefully about how they will use the PRECIS string classes, or
+ profiles thereof, in their applications. This section provides some
+ guidelines to application developers (and to expert reviewers of
+ application-protocol specifications).
+
+ o Don't define your own profile unless absolutely necessary (see
+ Section 5.1). Existing profiles have been designed for wide
+ reuse. It is highly likely that an existing profile will meet
+ your needs, especially given the ability to specify further
+ excluded code points (Section 6.2) and to build application-layer
+ constructs (see Section 6.3).
+
+ o Do specify:
+
+ * Exactly which entities are responsible for preparation,
+ enforcement, and comparison of internationalized strings (e.g.,
+ servers or clients).
+
+ * Exactly when those entities need to complete their tasks (e.g.,
+ a server might need to enforce the rules of a profile before
+ allowing a client to gain network access).
+
+ * Exactly which protocol slots need to be checked against which
+ profiles (e.g., checking the address of a message's intended
+ recipient against the UsernameCaseMapped profile [RFC8265] of
+ the IdentifierClass or checking the password of a user against
+ the OpaqueString profile [RFC8265] of the FreeformClass).
+
+ See [RFC8265] and [RFC7622] for definitions of these matters for
+ several applications.
+
+
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+6.2. Further Excluded Characters
+
+ An application protocol that uses a profile MAY specify particular
+ code points that are not allowed in relevant slots within that
+ application protocol, above and beyond those excluded by the string
+ class or profile.
+
+ That is, an application protocol MAY do either of the following:
+
+ 1. Exclude specific code points that are allowed by the relevant
+ string class.
+
+ 2. Exclude code points matching certain Unicode properties (e.g.,
+ math symbols) that are included in the relevant PRECIS string
+ class.
+
+ As a result of such exclusions, code points that are defined as valid
+ for the PRECIS string class or profile will be defined as disallowed
+ for the relevant protocol slot.
+
+ Typically, such exclusions are defined for the purpose of backward
+ compatibility with legacy formats within an application protocol.
+ These are defined for application protocols, not profiles, in order
+ to prevent multiplication of profiles beyond necessity (see
+ Section 5.1).
+
+6.3. Building Application-Layer Constructs
+
+ Sometimes, an application-layer construct does not map in a
+ straightforward manner to one of the PRECIS string classes or a
+ profile thereof. Consider, for example, the "simple username"
+ construct in SASL [RFC4422]. Depending on the deployment, a simple
+ username might take the form of a user's full name (e.g., the user's
+ personal name followed by a space and then the user's family name).
+ Such a simple username cannot be defined as an instance of the
+ IdentifierClass or a profile thereof, because space code points are
+ not allowed in the IdentifierClass; however, it could be defined
+ using a space-separated sequence of IdentifierClass instances, as in
+ the following ABNF [RFC5234] from [RFC8265]:
+
+ username = userpart *(1*SP userpart)
+ userpart = 1*(idpoint)
+ ;
+ ; an "idpoint" is a Unicode code point that
+ ; can be contained in a string conforming to
+ ; the PRECIS IdentifierClass
+ ;
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ Similar techniques could be used to define many application-layer
+ constructs, say of the form "user@domain" or "/path/to/file".
+
+7. Order of Operations
+
+ To ensure proper comparison, the rules specified for a particular
+ string class or profile MUST be applied in the following order:
+
+ 1. Width Mapping Rule
+
+ 2. Additional Mapping Rule
+
+ 3. Case Mapping Rule
+
+ 4. Normalization Rule
+
+ 5. Directionality Rule
+
+ 6. Behavioral rules for determining whether a code point is valid,
+ allowed under a contextual rule, disallowed, or unassigned
+
+ As already described, the width mapping, additional mapping, case
+ mapping, normalization, and directionality rules are specified for
+ each profile, whereas the behavioral rules are specified for each
+ string class. Some of the logic behind this order is provided under
+ Section 5.2.1 (see also the PRECIS mappings document [RFC7790]). In
+ addition, this order is consistent with IDNA2008, and with both
+ IDNA2003 and Stringprep before then, for the purpose of enabling code
+ reuse and of ensuring as much continuity as possible with the
+ Stringprep profiles that are obsoleted by several PRECIS profiles.
+
+ Because of the order of operations specified here, applying the rules
+ for any given PRECIS profile is not necessarily an idempotent
+ procedure (e.g., under certain circumstances, such as when Unicode
+ Normalization Form KC is used, performing Unicode normalization after
+ case mapping can still yield uppercase characters for certain code
+ points). Therefore, an implementation SHOULD apply the rules
+ repeatedly until the output string is stable; if the output string
+ does not stabilize after reapplying the rules three (3) additional
+ times after the first application, the implementation SHOULD
+ terminate application of the rules and reject the input string as
+ invalid.
+
+8. Code Point Properties
+
+ In order to implement the string classes described above, this
+ document does the following:
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ 1. Reviews and classifies the collections of code points in the
+ Unicode coded character set by examining various code point
+ properties.
+
+ 2. Defines an algorithm for determining a derived property value,
+ which can depend on the string class being used by the relevant
+ application protocol.
+
+ This document is not intended to specify precisely how derived
+ property values are to be applied in protocol strings. That
+ information is the responsibility of the protocol specification that
+ uses or profiles a PRECIS string class from this document. The value
+ of the property is to be interpreted as follows.
+
+ PROTOCOL VALID Those code points that are allowed to be used in any
+ PRECIS string class (currently, IdentifierClass and
+ FreeformClass). The abbreviated term "PVALID" is used to refer to
+ this value in the remainder of this document.
+
+ SPECIFIC CLASS PROTOCOL VALID Those code points that are allowed to
+ be used in specific string classes. In the remainder of this
+ document, the abbreviated term *_PVAL is used, where * = (ID |
+ FREE), i.e., either "FREE_PVAL" for the FreeformClass or "ID_PVAL"
+ for the IdentifierClass. In practice, the derived property
+ ID_PVAL is not used in this specification, because every ID_PVAL
+ code point is PVALID.
+
+ CONTEXTUAL RULE REQUIRED Some characteristics of the code point,
+ such as its being invisible in certain contexts or problematic in
+ others, require that it not be used in a string unless specific
+ other code points or properties are present in the string. As in
+ IDNA2008, there are two subdivisions of CONTEXTUAL RULE REQUIRED:
+ the first for Join_controls (called "CONTEXTJ") and the second for
+ other code points (called "CONTEXTO"). A string MUST NOT contain
+ any characters whose validity is context-dependent, unless the
+ validity is positively confirmed by a contextual rule. To check
+ this, each code point identified as CONTEXTJ or CONTEXTO in the
+ "PRECIS Derived Property Value" registry (Section 11.1) MUST have
+ a non-null rule. If such a code point is missing a rule, the
+ string is invalid. If the rule exists but the result of applying
+ the rule is negative or inconclusive, the proposed string is
+ invalid. The most notable of the CONTEXTUAL RULE REQUIRED code
+ points are the Join Control code points ZERO WIDTH JOINER (U+200D)
+ and ZERO WIDTH NON-JOINER (U+200C), which have a derived property
+ value of CONTEXTJ. See Appendix A of [RFC5892] for more
+ information.
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ DISALLOWED Those code points that are not permitted in any PRECIS
+ string class.
+
+ SPECIFIC CLASS DISALLOWED Those code points that are not to be
+ included in one of the string classes but that might be permitted
+ in others. In the remainder of this document, the abbreviated
+ term *_DIS is used, where * = (ID | FREE), i.e., either "FREE_DIS"
+ for the FreeformClass or "ID_DIS" for the IdentifierClass. In
+ practice, the derived property FREE_DIS is not used in this
+ specification, because every FREE_DIS code point is DISALLOWED.
+
+ UNASSIGNED Those code points that are not designated (i.e., are
+ unassigned) in the Unicode Standard.
+
+ The algorithm to calculate the value of the derived property is as
+ follows (implementations MUST NOT modify the order of operations
+ within this algorithm, because doing so would cause inconsistent
+ results across implementations):
+
+ If .cp. .in. Exceptions Then Exceptions(cp);
+ Else If .cp. .in. BackwardCompatible Then BackwardCompatible(cp);
+ Else If .cp. .in. Unassigned Then UNASSIGNED;
+ Else If .cp. .in. ASCII7 Then PVALID;
+ Else If .cp. .in. JoinControl Then CONTEXTJ;
+ Else If .cp. .in. OldHangulJamo Then DISALLOWED;
+ Else If .cp. .in. PrecisIgnorableProperties Then DISALLOWED;
+ Else If .cp. .in. Controls Then DISALLOWED;
+ Else If .cp. .in. HasCompat Then ID_DIS or FREE_PVAL;
+ Else If .cp. .in. LetterDigits Then PVALID;
+ Else If .cp. .in. OtherLetterDigits Then ID_DIS or FREE_PVAL;
+ Else If .cp. .in. Spaces Then ID_DIS or FREE_PVAL;
+ Else If .cp. .in. Symbols Then ID_DIS or FREE_PVAL;
+ Else If .cp. .in. Punctuation Then ID_DIS or FREE_PVAL;
+ Else DISALLOWED;
+
+ The value of the derived property calculated can depend on the string
+ class; for example, if an identifier used in an application protocol
+ is defined as profiling the PRECIS IdentifierClass then a space
+ character such as SPACE (U+0020) would be assigned to ID_DIS, whereas
+ if an identifier is defined as profiling the PRECIS FreeformClass
+ then the character would be assigned to FREE_PVAL. For the sake of
+ brevity, the designation "FREE_PVAL" is used herein, instead of the
+ longer designation "ID_DIS or FREE_PVAL". In practice, the derived
+ properties ID_PVAL and FREE_DIS are not used in this specification,
+ because every ID_PVAL code point is PVALID and every FREE_DIS code
+ point is DISALLOWED.
+
+
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ Use of the name of a rule (such as "Exceptions") implies the set of
+ code points that the rule defines, whereas the same name as a
+ function call (such as "Exceptions(cp)") implies the value that the
+ code point has in the Exceptions table.
+
+ The mechanisms described here allow determination of the value of the
+ property for future versions of Unicode (including code points added
+ after Unicode 5.2 or 7.0, depending on the category, because some
+ categories mentioned in this document are simply pointers to IDNA2008
+ and therefore were defined at the time of Unicode 5.2). Changes in
+ Unicode properties that do not affect the outcome of this process
+ therefore do not affect this framework. For example, a code point
+ can have its Unicode General_Category value change from So to Sm, or
+ from Lo to Ll, without affecting the algorithm results. Moreover,
+ even if such changes were to result, the BackwardCompatible list
+ (Section 9.7) can be adjusted to ensure the stability of the results.
+
+9. Category Definitions Used to Calculate Derived Property
+
+ The derived property obtains its value based on a two-step procedure:
+
+ 1. Code points are placed in one or more character categories either
+ (1) based on core properties defined by the Unicode Standard or
+ (2) by treating the code point as an exception and addressing the
+ code point based on its code point value. These categories are
+ not mutually exclusive.
+
+ 2. Set operations are used with these categories to determine the
+ values for a property specific to a given string class. These
+ operations are specified under Section 8.
+
+ Note: Unicode property names and property value names might have
+ short abbreviations, such as "gc" for the General_Category
+ property and "Ll" for the Lowercase_Letter property value of the
+ gc property.
+
+ In the following specification of character categories, the operation
+ that returns the value of a particular Unicode code point property
+ for a code point is designated by using the formal name of that
+ property (from the Unicode PropertyAliases.txt file [PropertyAliases]
+ followed by "(cp)" for "code point". For example, the value of the
+ General_Category property for a code point is indicated by
+ General_Category(cp).
+
+ The first ten categories (A-J) shown below were previously defined
+ for IDNA2008 and are referenced from [RFC5892] to ease the
+ understanding of how PRECIS handles various code points. Some of
+ these categories are reused in PRECIS, and some of them are not;
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 24]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ however, the lettering of categories is retained to prevent overlap
+ and to ease implementation of both IDNA2008 and PRECIS in a single
+ software application. The next eight categories (K-R) are specific
+ to PRECIS.
+
+9.1. LetterDigits (A)
+
+ This category is defined in Section 2.1 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+9.2. Unstable (B)
+
+ This category is defined in Section 2.2 of [RFC5892]. However, it is
+ not used in PRECIS.
+
+9.3. IgnorableProperties (C)
+
+ This category is defined in Section 2.3 of [RFC5892]. However, it is
+ not used in PRECIS.
+
+ Note: See the PrecisIgnorableProperties ("M") category below for a
+ more inclusive category used in PRECIS identifiers.
+
+9.4. IgnorableBlocks (D)
+
+ This category is defined in Section 2.4 of [RFC5892]. However, it is
+ not used in PRECIS.
+
+9.5. LDH (E)
+
+ This category is defined in Section 2.5 of [RFC5892]. However, it is
+ not used in PRECIS.
+
+ Note: See the ASCII7 ("K") category below for a more inclusive
+ category used in PRECIS identifiers.
+
+9.6. Exceptions (F)
+
+ This category is defined in Section 2.6 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+9.7. BackwardCompatible (G)
+
+ This category is defined in Section 2.7 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+ Note: Management of this category is handled via the processes
+ specified in [RFC5892]. At the time of this writing (and also at the
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 25]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ time that RFC 5892 was published), this category consisted of the
+ empty set; however, that is subject to change as described in
+ RFC 5892.
+
+9.8. JoinControl (H)
+
+ This category is defined in Section 2.8 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+ Note: In particular, the code points ZERO WIDTH JOINER (U+200D) and
+ ZERO WIDTH NON-JOINER (U+200C) are necessary to produce certain
+ combinations of characters in certain scripts (e.g., Arabic, Persian,
+ and Indic scripts), but if used in other contexts, they can have
+ consequences that violate the "Principle of Least Astonishment".
+ Therefore, these code points are allowed only in contexts where they
+ are appropriate, specifically where the relevant rule (CONTEXTJ or
+ CONTEXTO) has been defined. See [RFC5892] and [RFC5894] for further
+ discussion.
+
+9.9. OldHangulJamo (I)
+
+ This category is defined in Section 2.9 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+ Note: Exclusion of these code points results in disallowing certain
+ archaic Korean syllables and in restricting supported Korean
+ syllables to preformed, modern Hangul characters.
+
+9.10. Unassigned (J)
+
+ This category is defined in Section 2.10 of [RFC5892] and is included
+ by reference for use in PRECIS.
+
+9.11. ASCII7 (K)
+
+ This PRECIS-specific category consists of all printable, non-space
+ code points from the 7-bit ASCII range. By applying this category,
+ the algorithm specified under Section 8 exempts these code points
+ from other rules that might be applied during PRECIS processing, on
+ the assumption that these code points are in such wide use that
+ disallowing them would be counterproductive.
+
+ K: cp is in {0021..007E}
+
+
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 26]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+9.12. Controls (L)
+
+ This PRECIS-specific category consists of all control code points,
+ such as LINE FEED (U+000A).
+
+ L: Control(cp) = True
+
+9.13. PrecisIgnorableProperties (M)
+
+ This PRECIS-specific category is used to group code points that are
+ discouraged from use in PRECIS string classes.
+
+ M: Default_Ignorable_Code_Point(cp) = True or
+ Noncharacter_Code_Point(cp) = True
+
+ The definition for Default_Ignorable_Code_Point can be found in the
+ DerivedCoreProperties.txt file [DerivedCoreProperties].
+
+ Note: In general, these code points are constructs such as so-called
+ "soft hyphens", certain joining code points, various specialized code
+ points for use within Unicode itself (e.g., language tags and
+ variation selectors), and so on. Disallowing these code points in
+ PRECIS reduces the potential for unexpected results in the use of
+ internationalized strings.
+
+9.14. Spaces (N)
+
+ This PRECIS-specific category is used to group code points that are
+ spaces.
+
+ N: General_Category(cp) is in {Zs}
+
+9.15. Symbols (O)
+
+ This PRECIS-specific category is used to group code points that are
+ symbols.
+
+ O: General_Category(cp) is in {Sm, Sc, Sk, So}
+
+9.16. Punctuation (P)
+
+ This PRECIS-specific category is used to group code points that are
+ punctuation.
+
+ P: General_Category(cp) is in {Pc, Pd, Ps, Pe, Pi, Pf, Po}
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 27]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+9.17. HasCompat (Q)
+
+ This PRECIS-specific category is used to group any code point that is
+ decomposed and recomposed into something other than itself under
+ Unicode Normalization Form KC.
+
+ Q: toNFKC(cp) != cp
+
+ Typically, this category is true of code points that are
+ "compatibility decomposable characters" as defined in the Unicode
+ Standard.
+
+ The toNFKC() operation returns the code point in Normalization
+ Form KC. For more information, see Unicode Standard Annex #15
+ [UAX15].
+
+9.18. OtherLetterDigits (R)
+
+ This PRECIS-specific category is used to group code points that are
+ letters and digits other than the "traditional" letters and digits
+ grouped under the LetterDigits ("A") category (see Section 9.1).
+
+ R: General_Category(cp) is in {Lt, Nl, No, Me}
+
+10. Guidelines for Designated Experts
+
+ Experience with internationalization in application protocols has
+ shown that protocol designers and application developers usually do
+ not understand the subtleties and trade-offs involved with
+ internationalization and that they need considerable guidance in
+ making reasonable decisions with regard to the options before them.
+
+ Therefore:
+
+ o Protocol designers are strongly encouraged to question the
+ assumption that they need to define new profiles, because existing
+ profiles are designed for wide reuse (see Section 5 for further
+ discussion).
+
+ o Those who persist in defining new profiles are strongly encouraged
+ to clearly explain a strong justification for doing so and to
+ publish a stable specification that provides all of the
+ information described under Section 11.3.
+
+ o The designated experts for profile registration requests ought to
+ seek answers to all of the questions provided under Section 11.3
+ and ought to encourage applicants to provide a stable
+ specification documenting the profile (even though the
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 28]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ registration policy for PRECIS profiles is "Expert Review" and a
+ stable specification is not strictly required).
+
+ o Developers of applications that use PRECIS are strongly encouraged
+ to apply the guidelines provided under Section 6 and to seek out
+ the advice of the designated experts or other knowledgeable
+ individuals in doing so.
+
+ o All parties are strongly encouraged to help prevent the
+ multiplication of profiles beyond necessity, as described under
+ Section 5.1, and to use PRECIS in ways that will minimize user
+ confusion and insecure application behavior.
+
+ Internationalization can be difficult and contentious; designated
+ experts, profile registrants, and application developers are strongly
+ encouraged to work together in a spirit of good faith and mutual
+ understanding to achieve rough consensus on profile registration
+ requests and the use of PRECIS in particular applications. They are
+ also encouraged to bring additional expertise into the discussion if
+ that would be helpful in adding perspective or otherwise resolving
+ issues.
+
+11. IANA Considerations
+
+11.1. PRECIS Derived Property Value Registry
+
+ IANA has created and now maintains the "PRECIS Derived Property
+ Value" registry (<https://www.iana.org/assignments/precis-tables/>),
+ which records the derived properties for each version of Unicode
+ released starting from version 6.3. The derived property value is to
+ be calculated in cooperation with a designated expert [RFC8126]
+ according to the rules specified under Sections 8 and 9.
+
+ The IESG is to be notified if backward-incompatible changes to the
+ table of derived properties are discovered or if other problems arise
+ during the process of creating the table of derived property values
+ or during Expert Review. Changes to the rules defined under
+ Sections 8 and 9 require IETF Review.
+
+ Note: IANA is requested to not make further updates to this registry
+ until it receives notice from the IESG that the issues described in
+ [IAB-Statement] and Section 13.5 of this document have been settled.
+
+11.2. PRECIS Base Classes Registry
+
+ IANA has created the "PRECIS Base Classes" registry
+ (<https://www.iana.org/assignments/precis-parameters/>). In
+ accordance with [RFC8126], the registration policy is "RFC Required".
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 29]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ The registration template is as follows:
+
+ Base Class: [the name of the PRECIS string class]
+
+ Description: [a brief description of the PRECIS string class and its
+ intended use, e.g., "A sequence of letters, numbers, and symbols
+ that is used to identify or address a network entity."]
+
+ Reference: [the RFC number]
+
+ The initial registrations are as follows:
+
+ Base Class: FreeformClass
+ Description: A sequence of letters, numbers, symbols, spaces, and
+ other code points that is used for free-form strings.
+ Specification: Section 4.3 of RFC 8264
+
+ Base Class: IdentifierClass
+ Description: A sequence of letters, numbers, and symbols that is
+ used to identify or address a network entity.
+ Specification: Section 4.2 of RFC 8264
+
+11.3. PRECIS Profiles Registry
+
+ IANA has created the "PRECIS Profiles" registry
+ (<https://www.iana.org/assignments/precis-parameters/>) to identify
+ profiles that use the PRECIS string classes. In accordance with
+ [RFC8126], the registration policy is "Expert Review". This policy
+ was chosen in order to ease the burden of registration while ensuring
+ that "customers" of PRECIS receive appropriate guidance regarding the
+ sometimes complex and subtle internationalization issues related to
+ profiles of PRECIS string classes.
+
+ The registration template is as follows:
+
+ Name: [the name of the profile]
+
+ Base Class: [which PRECIS string class is being profiled]
+
+ Applicability: [the specific protocol elements to which this profile
+ applies, e.g., "Usernames in security and application protocols."]
+
+ Replaces: [the Stringprep profile that this PRECIS profile replaces,
+ if any]
+
+ Width Mapping Rule: [the behavioral rule for handling of width,
+ e.g., "Map fullwidth and halfwidth code points to their
+ compatibility variants."]
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 30]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ Additional Mapping Rule: [any additional mappings that are required
+ or recommended, e.g., "Map non-ASCII space code points to SPACE
+ (U+0020)."]
+
+ Case Mapping Rule: [the behavioral rule for handling of case, e.g.,
+ "Apply the Unicode toLowerCase() operation."]
+
+ Normalization Rule: [which Unicode normalization form is applied,
+ e.g., "NFC"]
+
+ Directionality Rule: [the behavioral rule for handling of right-to-
+ left code points, e.g., "The 'Bidi Rule' defined in RFC 5893
+ applies."]
+
+ Enforcement: [which entities enforce the rules, and when that
+ enforcement occurs during protocol operations]
+
+ Specification: [a pointer to relevant documentation, such as an RFC
+ or Internet-Draft]
+
+ In order to request a review, the registrant shall send a completed
+ template to the <precis@ietf.org> list or its designated successor.
+
+ Factors to focus on while defining profiles and reviewing profile
+ registrations include the following:
+
+ o Would an existing PRECIS string class or profile solve the
+ problem? If not, why not? (See Section 5.1 for related
+ considerations.)
+
+ o Is the problem being addressed by this profile well defined?
+
+ o Does the specification define what kinds of applications are
+ involved and the protocol elements to which this profile applies?
+
+ o Is the profile clearly defined?
+
+ o Is the profile based on an appropriate dividing line between user
+ interface (culture, context, intent, locale, device limitations,
+ etc.) and the use of conformant strings in protocol elements?
+
+ o Are the width mapping, case mapping, additional mapping,
+ normalization, and directionality rules appropriate for the
+ intended use?
+
+ o Does the profile explain which entities enforce the rules and when
+ such enforcement occurs during protocol operations?
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 31]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ o Does the profile reduce the degree to which human users could be
+ surprised or confused by application behavior (the "Principle of
+ Least Astonishment")?
+
+ o Does the profile introduce any new security concerns such as those
+ described under Section 12 of this document (e.g., false accepts
+ for authentication or authorization)?
+
+12. Security Considerations
+
+12.1. General Issues
+
+ If input strings that appear "the same" to users are programmatically
+ considered to be distinct in different systems or if input strings
+ that appear distinct to users are programmatically considered to be
+ "the same" in different systems, then users can be confused. Such
+ confusion can have security implications, such as the false accepts
+ and false rejects discussed in [RFC6943] (the terms "false positives"
+ and "false negatives" are used in that document). One starting goal
+ of work on the PRECIS framework was to limit the number of times that
+ users are confused (consistent with the "Principle of Least
+ Astonishment"). Unfortunately, this goal has been difficult to
+ achieve given the large number of application protocols already in
+ existence. Despite these difficulties, profiles should not be
+ multiplied beyond necessity (see Section 5.1). In particular,
+ designers of application protocols should think long and hard before
+ defining a new profile instead of using one that has already been
+ defined, and if they decide to define a new profile then they should
+ clearly explain their reasons for doing so.
+
+ The security of applications that use this framework can depend in
+ part on the proper preparation, enforcement, and comparison of
+ internationalized strings. For example, such strings can be used to
+ make authentication and authorization decisions, and the security of
+ an application could be compromised if an entity providing a given
+ string is connected to the wrong account or online resource based on
+ different interpretations of the string (again, see [RFC6943]).
+
+ Specifications of application protocols that use this framework are
+ strongly encouraged to describe how internationalized strings are
+ used in the protocol, including the security implications of any
+ false accepts and false rejects that might result from various
+ enforcement and comparison operations. For some helpful guidelines,
+ refer to [RFC6943], [RFC5890], [UTR36], and [UTS39].
+
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 32]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+12.2. Use of the IdentifierClass
+
+ Strings that conform to the IdentifierClass, and any profile thereof,
+ are intended to be relatively safe for use in a broad range of
+ applications, primarily because they include only letters, digits,
+ and "grandfathered" non-space code points from the ASCII range; thus,
+ they exclude spaces, code points with compatibility equivalents, and
+ almost all symbols and punctuation marks. However, because such
+ strings can still include so-called "confusable code points" (see
+ Section 12.5), protocol designers and implementers are encouraged to
+ pay close attention to the security considerations described
+ elsewhere in this document.
+
+12.3. Use of the FreeformClass
+
+ Strings that conform to the FreeformClass, and many profiles thereof,
+ can include virtually any Unicode code point. This makes the
+ FreeformClass quite expressive, but also problematic from the
+ perspective of possible user confusion. Protocol designers are
+ hereby warned that the FreeformClass contains code points they might
+ not understand, and they are encouraged to profile the
+ IdentifierClass wherever feasible; however, if an application
+ protocol requires more code points than are allowed by the
+ IdentifierClass, protocol designers are encouraged to define a
+ profile of the FreeformClass that restricts the allowable code points
+ as tightly as possible. (The PRECIS Working Group considered the
+ option of allowing "superclasses" as well as profiles of PRECIS
+ string classes but decided against allowing superclasses to reduce
+ the likelihood of security and interoperability problems.)
+
+12.4. Local Character Set Issues
+
+ When systems use local character sets other than ASCII and Unicode,
+ this specification leaves the problem of converting between the local
+ character set and Unicode up to the application or local system. If
+ different applications (or different versions of one application)
+ implement different rules for conversions among coded character sets,
+ they could interpret the same name differently and contact different
+ application servers or other network entities. This problem is not
+ solved by security protocols, such as Transport Layer Security (TLS)
+ [RFC5246] and SASL [RFC4422], that do not take local character sets
+ into account.
+
+12.5. Visually Similar Characters
+
+ Some code points are visually similar and thus can cause confusion
+ among humans. Such characters are often called "confusable
+ characters" or "confusables".
+
+
+
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+
+RFC 8264 PRECIS Framework October 2017
+
+
+ The problem of confusable characters is not necessarily caused by the
+ use of Unicode code points outside the ASCII range. For example, in
+ some presentations and to some individuals the string "ju1iet"
+ (spelled with DIGIT ONE (U+0031) as the third character) might appear
+ to be the same as "juliet" (spelled with LATIN SMALL LETTER L
+ (U+006C)), especially on casual visual inspection. This phenomenon
+ is sometimes called "typejacking".
+
+ However, the problem is made more serious by introducing the full
+ range of Unicode code points into protocol strings. A well-known
+ example is confusion between "а" CYRILLIC SMALL LETTER A (U+0430) and
+ "a" LATIN SMALL LETTER A (U+0061). As another example, the
+ characters "ᏚᎢᎵᏋᎢᏋᏒ" (U+13DA U+13A2 U+13B5 U+13AC U+13A2 U+13AC
+ U+13D2) from the Cherokee block look similar to the ASCII code points
+ representing "STPETER" as they might appear when presented using a
+ "creative" font family. Confusion among such characters is perhaps
+ not unexpected, given that the alphabetic writing systems involved
+ all bear a family resemblance or historical lineage. Perhaps more
+ surprising is confusion among characters from disparate writing
+ systems, such as "O" (LATIN CAPITAL LETTER O, U+004F), "0" (DIGIT
+ ZERO, U+0030), "໐" (LAO DIGIT ZERO, U+0ED0), "ዐ" (ETHIOPIC SYLLABLE
+ PHARYNGEAL A, U+12D0), and other graphemes that have the appearance
+ of open circles. And the reader needs to be aware that the foregoing
+ represent merely a small sample of characters that are confusable in
+ Unicode.
+
+ In some instances of confusable characters, it is unlikely that the
+ average human could tell the difference between the real string and
+ the fake string. (Indeed, there is no programmatic way to
+ distinguish with full certainty which is the fake string and which is
+ the real string; in some contexts, the string formed of Cherokee code
+ points might be the real string and the string formed of ASCII code
+ points might be the fake string.) Because PRECIS-compliant strings
+ can contain almost any properly encoded Unicode code point, it can be
+ relatively easy to fake or mimic some strings in systems that use the
+ PRECIS framework. The fact that some strings are easily confused
+ introduces security vulnerabilities of the kind that have also
+ plagued the World Wide Web, specifically the phenomenon known as
+ phishing.
+
+ Despite the fact that some specific suggestions about identification
+ and handling of confusable characters appear in the Unicode Security
+ Considerations [UTR36] and the Unicode Security Mechanisms [UTS39],
+ it is also true (as noted in [RFC5890]) that "there are no
+ comprehensive technical solutions to the problems of confusable
+ characters." Because it is impossible to map visually similar
+ characters without a great deal of context (such as knowing the font
+ families used), the PRECIS framework does nothing to map similar-
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 34]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ looking characters together, nor does it prohibit some characters
+ because they look like others.
+
+ Nevertheless, specifications for application protocols that use this
+ framework are strongly encouraged to describe how confusable
+ characters can be abused to compromise the security of systems that
+ use the protocol in question, along with any protocol-specific
+ suggestions for overcoming those threats. In particular, software
+ implementations and service deployments that use PRECIS-based
+ technologies are strongly encouraged to define and implement
+ consistent policies regarding the registration, storage, and
+ presentation of visually similar characters. The following
+ recommendations are appropriate:
+
+ 1. An application service SHOULD define a policy that specifies the
+ scripts or blocks of code points that the service will allow to
+ be registered (e.g., in an account name) or stored (e.g., in a
+ filename). Such a policy SHOULD be informed by the languages and
+ scripts that are used to write registered account names; in
+ particular, to reduce confusion, the service SHOULD forbid
+ registration or storage of strings that contain code points from
+ more than one script and SHOULD restrict registrations to code
+ points drawn from a very small number of scripts (e.g., scripts
+ that are well understood by the administrators of the service, to
+ improve manageability).
+
+ 2. User-oriented application software SHOULD define a policy that
+ specifies how internationalized strings will be presented to a
+ human user. Because every human user of such software has a
+ preferred language or a small set of preferred languages, the
+ software SHOULD gather that information either explicitly from
+ the user or implicitly via the operating system of the user's
+ device.
+
+ The challenges inherent in supporting the full range of Unicode code
+ points have in the past led some to hope for a way to
+ programmatically negotiate more restrictive ranges based on locale,
+ script, or other relevant factors; to tag the locale associated with
+ a particular string; etc. As a general-purpose internationalization
+ technology, the PRECIS framework does not include such mechanisms.
+
+12.6. Security of Passwords
+
+ Two goals of passwords are to maximize the amount of entropy and to
+ minimize the potential for false accepts. These goals can be
+ achieved in part by allowing a wide range of code points and by
+ ensuring that passwords are handled in such a way that code points
+ are not compared aggressively. Therefore, it is NOT RECOMMENDED for
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 35]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ application protocols to profile the FreeformClass for use in
+ passwords in a way that removes entire categories (e.g., by
+ disallowing symbols or punctuation). Furthermore, it is
+ NOT RECOMMENDED for application protocols to map uppercase and
+ titlecase code points to their lowercase equivalents in such strings;
+ instead, it is RECOMMENDED to preserve the case of all code points
+ contained in such strings and to compare them in a case-sensitive
+ manner.
+
+ That said, software implementers need to be aware that there exist
+ trade-offs between entropy and usability. For example, allowing a
+ user to establish a password containing "uncommon" code points might
+ make it difficult for the user to access a service when using an
+ unfamiliar or constrained input device.
+
+ Some application protocols use passwords directly, whereas others
+ reuse technologies that themselves process passwords (one example of
+ such a technology is SASL [RFC4422]). Moreover, passwords are often
+ carried by a sequence of protocols with backend authentication
+ systems or data storage systems such as RADIUS [RFC2865] and the
+ Lightweight Directory Access Protocol (LDAP) [RFC4510]. Developers
+ of application protocols are encouraged to look into reusing these
+ profiles instead of defining new ones, so that end-user expectations
+ about passwords are consistent no matter which application protocol
+ is used.
+
+ In protocols that provide passwords as input to a cryptographic
+ algorithm such as a hash function, the client will need to perform
+ proper preparation of the password before applying the algorithm,
+ because the password is not available to the server in plaintext
+ form.
+
+ Further discussion of password handling can be found in [RFC8265].
+
+13. Interoperability Considerations
+
+13.1. Coded Character Sets
+
+ It is known that some existing applications and systems do not
+ support the full Unicode coded character set, or even any characters
+ outside the ASCII repertoire [RFC20]. If two (or more) applications
+ or systems need to interoperate when exchanging data (e.g., for the
+ purpose of authenticating the combination of a username and
+ password), naturally they will need to have in common at least one
+ coded character set and the repertoire of characters being exchanged
+ (see [RFC6365] for definitions of these terms). Establishing such a
+ baseline is a matter for the application or system that uses PRECIS,
+ not for the PRECIS framework.
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 36]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+13.2. Dependency on Unicode
+
+ The only coded character set supported by PRECIS is Unicode. If an
+ application or system does not support Unicode or uses a different
+ coded character set [RFC6365], then the PRECIS rules cannot be
+ applied to that application or system.
+
+13.3. Encoding
+
+ Although strings that are consumed in PRECIS-based application
+ protocols are often encoded using UTF-8 [RFC3629], the exact encoding
+ is a matter for the application protocol that uses PRECIS, not for
+ the PRECIS framework or for specifications that define PRECIS string
+ classes or profiles thereof.
+
+13.4. Unicode Versions
+
+ It is extremely important for protocol designers and application
+ developers to understand that various changes can occur across
+ versions of the Unicode Standard, and such changes can result in
+ instability of PRECIS categories. The following are merely a few
+ examples:
+
+ o As described in [RFC6452], between Unicode 5.2 (current at the
+ time IDNA2008 was originally published) and Unicode 6.0, three
+ code points underwent changes in their GeneralCategory, resulting
+ in modified handling, depending on which version of Unicode is
+ available on the underlying system.
+
+ o The HasCompat() categorization of a given input string could
+ change if, for example, the string includes a precomposed
+ character that was added in a recent version of Unicode.
+
+ o The East Asian width property, which is used in many PRECIS width
+ mapping rules, is not guaranteed to be stable across Unicode
+ versions.
+
+13.5. Potential Changes to Handling of Certain Unicode Code Points
+
+ As part of the review of Unicode 7.0 for IDNA, a question was raised
+ about a newly added code point that led to a re-analysis of the
+ normalization rules used by IDNA and inherited by this document
+ (Section 5.2.4). Some of the general issues are described in
+ [IAB-Statement] and pursued in more detail in [IDNA-Unicode].
+
+ At the time of this writing, these issues have yet to be settled.
+ However, implementers need to be aware that this specification is
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 37]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ likely to be updated in the future to address these issues. The
+ potential changes include but might not be limited to the following:
+
+ o The range of code points in the LetterDigits category
+ (Sections 4.2.1 and 9.1) might be narrowed.
+
+ o Some code points with special properties that are now allowed
+ might be excluded.
+
+ o More additional mapping rules (Section 5.2.2) might be defined.
+
+ o Alternative normalization methods might be added.
+
+ As described in Section 11.1, until these issues are settled, it is
+ reasonable for the IANA to apply the same precautionary principle
+ described in [IAB-Statement] to the "PRECIS Derived Property Value"
+ registry as is applied to the "IDNA Parameters" registry
+ <https://www.iana.org/assignments/idna-tables/>: that is, to not make
+ further updates to the registry.
+
+ Nevertheless, implementations and deployments are unlikely to
+ encounter significant problems as a consequence of these issues or
+ potential changes if they follow the advice given in this
+ specification to use the more restrictive IdentifierClass whenever
+ possible or, if using the FreeformClass, to allow only a restricted
+ set of code points, particularly avoiding code points whose
+ implications they do not understand.
+
+14. References
+
+14.1. Normative References
+
+ [RFC20] Cerf, V., "ASCII format for network interchange", STD 80,
+ RFC 20, DOI 10.17487/RFC0020, October 1969,
+ <https://www.rfc-editor.org/info/rfc20>.
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119,
+ DOI 10.17487/RFC2119, March 1997,
+ <https://www.rfc-editor.org/info/rfc2119>.
+
+ [RFC5198] Klensin, J. and M. Padlipsky, "Unicode Format for Network
+ Interchange", RFC 5198, DOI 10.17487/RFC5198, March 2008,
+ <https://www.rfc-editor.org/info/rfc5198>.
+
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 38]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ [RFC6365] Hoffman, P. and J. Klensin, "Terminology Used in
+ Internationalization in the IETF", BCP 166, RFC 6365,
+ DOI 10.17487/RFC6365, September 2011,
+ <https://www.rfc-editor.org/info/rfc6365>.
+
+ [RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
+ 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
+ May 2017, <https://www.rfc-editor.org/info/rfc8174>.
+
+ [Unicode] The Unicode Consortium, "The Unicode Standard",
+ <http://www.unicode.org/versions/latest/>.
+
+14.2. Informative References
+
+ [DerivedCoreProperties]
+ The Unicode Consortium, "DerivedCoreProperties-
+ 10.0.0.txt", Unicode Character Database, March 2017,
+ <http://www.unicode.org/Public/UCD/latest/ucd/
+ DerivedCoreProperties.txt>.
+
+ [Err4568] RFC Errata, Erratum ID 4568, RFC 7564,
+ <https://www.rfc-editor.org/errata/eid4568>.
+
+ [IAB-Statement]
+ Internet Architecture Board, "IAB Statement on Identifiers
+ and Unicode 7.0.0", February 2015,
+ <https://www.iab.org/documents/
+ correspondence-reports-documents/2015-2/
+ iab-statement-on-identifiers-and-unicode-7-0-0/>.
+
+ [IDNA-Unicode]
+ Klensin, J. and P. Faltstrom, "IDNA Update for Unicode
+ 7.0.0", Work in Progress, draft-klensin-idna-5892upd-
+ unicode70-04, March 2015.
+
+ [PropertyAliases]
+ The Unicode Consortium, "PropertyAliases-10.0.0.txt",
+ Unicode Character Database, February 2017,
+ <http://www.unicode.org/Public/UCD/latest/ucd/
+ PropertyAliases.txt>.
+
+ [RFC2865] Rigney, C., Willens, S., Rubens, A., and W. Simpson,
+ "Remote Authentication Dial In User Service (RADIUS)",
+ RFC 2865, DOI 10.17487/RFC2865, June 2000,
+ <https://www.rfc-editor.org/info/rfc2865>.
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 39]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ [RFC3454] Hoffman, P. and M. Blanchet, "Preparation of
+ Internationalized Strings ("stringprep")", RFC 3454,
+ DOI 10.17487/RFC3454, December 2002,
+ <https://www.rfc-editor.org/info/rfc3454>.
+
+ [RFC3490] Faltstrom, P., Hoffman, P., and A. Costello,
+ "Internationalizing Domain Names in Applications (IDNA)",
+ RFC 3490, DOI 10.17487/RFC3490, March 2003,
+ <https://www.rfc-editor.org/info/rfc3490>.
+
+ [RFC3491] Hoffman, P. and M. Blanchet, "Nameprep: A Stringprep
+ Profile for Internationalized Domain Names (IDN)",
+ RFC 3491, DOI 10.17487/RFC3491, March 2003,
+ <https://www.rfc-editor.org/info/rfc3491>.
+
+ [RFC3629] Yergeau, F., "UTF-8, a transformation format of ISO
+ 10646", STD 63, RFC 3629, DOI 10.17487/RFC3629, November
+ 2003, <https://www.rfc-editor.org/info/rfc3629>.
+
+ [RFC4422] Melnikov, A., Ed. and K. Zeilenga, Ed., "Simple
+ Authentication and Security Layer (SASL)", RFC 4422,
+ DOI 10.17487/RFC4422, June 2006,
+ <https://www.rfc-editor.org/info/rfc4422>.
+
+ [RFC4510] Zeilenga, K., Ed., "Lightweight Directory Access Protocol
+ (LDAP): Technical Specification Road Map", RFC 4510,
+ DOI 10.17487/RFC4510, June 2006,
+ <https://www.rfc-editor.org/info/rfc4510>.
+
+ [RFC4690] Klensin, J., Faltstrom, P., Karp, C., and IAB, "Review and
+ Recommendations for Internationalized Domain Names
+ (IDNs)", RFC 4690, DOI 10.17487/RFC4690, September 2006,
+ <https://www.rfc-editor.org/info/rfc4690>.
+
+ [RFC5234] Crocker, D., Ed. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", STD 68, RFC 5234,
+ DOI 10.17487/RFC5234, January 2008,
+ <https://www.rfc-editor.org/info/rfc5234>.
+
+ [RFC5246] Dierks, T. and E. Rescorla, "The Transport Layer Security
+ (TLS) Protocol Version 1.2", RFC 5246,
+ DOI 10.17487/RFC5246, August 2008,
+ <https://www.rfc-editor.org/info/rfc5246>.
+
+ [RFC5890] Klensin, J., "Internationalized Domain Names for
+ Applications (IDNA): Definitions and Document Framework",
+ RFC 5890, DOI 10.17487/RFC5890, August 2010,
+ <https://www.rfc-editor.org/info/rfc5890>.
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 40]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ [RFC5891] Klensin, J., "Internationalized Domain Names in
+ Applications (IDNA): Protocol", RFC 5891,
+ DOI 10.17487/RFC5891, August 2010,
+ <https://www.rfc-editor.org/info/rfc5891>.
+
+ [RFC5892] Faltstrom, P., Ed., "The Unicode Code Points and
+ Internationalized Domain Names for Applications (IDNA)",
+ RFC 5892, DOI 10.17487/RFC5892, August 2010,
+ <https://www.rfc-editor.org/info/rfc5892>.
+
+ [RFC5893] Alvestrand, H., Ed. and C. Karp, "Right-to-Left Scripts
+ for Internationalized Domain Names for Applications
+ (IDNA)", RFC 5893, DOI 10.17487/RFC5893, August 2010,
+ <https://www.rfc-editor.org/info/rfc5893>.
+
+ [RFC5894] Klensin, J., "Internationalized Domain Names for
+ Applications (IDNA): Background, Explanation, and
+ Rationale", RFC 5894, DOI 10.17487/RFC5894, August 2010,
+ <https://www.rfc-editor.org/info/rfc5894>.
+
+ [RFC5895] Resnick, P. and P. Hoffman, "Mapping Characters for
+ Internationalized Domain Names in Applications (IDNA)
+ 2008", RFC 5895, DOI 10.17487/RFC5895, September 2010,
+ <https://www.rfc-editor.org/info/rfc5895>.
+
+ [RFC6452] Faltstrom, P., Ed. and P. Hoffman, Ed., "The Unicode Code
+ Points and Internationalized Domain Names for Applications
+ (IDNA) - Unicode 6.0", RFC 6452, DOI 10.17487/RFC6452,
+ November 2011, <https://www.rfc-editor.org/info/rfc6452>.
+
+ [RFC6885] Blanchet, M. and A. Sullivan, "Stringprep Revision and
+ Problem Statement for the Preparation and Comparison of
+ Internationalized Strings (PRECIS)", RFC 6885,
+ DOI 10.17487/RFC6885, March 2013,
+ <https://www.rfc-editor.org/info/rfc6885>.
+
+ [RFC6943] Thaler, D., Ed., "Issues in Identifier Comparison for
+ Security Purposes", RFC 6943, DOI 10.17487/RFC6943, May
+ 2013, <https://www.rfc-editor.org/info/rfc6943>.
+
+ [RFC7564] Saint-Andre, P. and M. Blanchet, "PRECIS Framework:
+ Preparation, Enforcement, and Comparison of
+ Internationalized Strings in Application Protocols",
+ RFC 7564, DOI 10.17487/RFC7564, May 2015,
+ <https://www.rfc-editor.org/info/rfc7564>.
+
+
+
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 41]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+ [RFC7622] Saint-Andre, P., "Extensible Messaging and Presence
+ Protocol (XMPP): Address Format", RFC 7622,
+ DOI 10.17487/RFC7622, September 2015,
+ <https://www.rfc-editor.org/info/rfc7622>.
+
+ [RFC7790] Yoneya, Y. and T. Nemoto, "Mapping Characters for Classes
+ of the Preparation, Enforcement, and Comparison of
+ Internationalized Strings (PRECIS)", RFC 7790,
+ DOI 10.17487/RFC7790, February 2016,
+ <https://www.rfc-editor.org/info/rfc7790>.
+
+ [RFC8126] Cotton, M., Leiba, B., and T. Narten, "Guidelines for
+ Writing an IANA Considerations Section in RFCs", BCP 26,
+ RFC 8126, DOI 10.17487/RFC8126, June 2017,
+ <https://www.rfc-editor.org/info/rfc8126>.
+
+ [RFC8265] Saint-Andre, P. and A. Melnikov, "Preparation,
+ Enforcement, and Comparison of Internationalized Strings
+ Representing Usernames and Passwords", RFC 8265,
+ DOI 10.17487/RFC8265, October 2017,
+ <https://www.rfc-editor.org/info/rfc8265>.
+
+ [RFC8266] Saint-Andre, P., "Preparation, Enforcement, and Comparison
+ of Internationalized Strings Representing Nicknames",
+ RFC 8266, DOI 10.17487/RFC8266, October 2017,
+ <https://www.rfc-editor.org/info/rfc8266>.
+
+ [UAX11] Unicode Standard Annex #11, "East Asian Width", edited by
+ Ken Lunde. An integral part of The Unicode Standard,
+ <http://unicode.org/reports/tr11/>.
+
+ [UAX15] Unicode Standard Annex #15, "Unicode Normalization Forms",
+ edited by Mark Davis and Ken Whistler. An integral part
+ of The Unicode Standard,
+ <http://unicode.org/reports/tr15/>.
+
+ [UAX9] Unicode Standard Annex #9, "Unicode Bidirectional
+ Algorithm", edited by Mark Davis, Aharon Lanin, and Andrew
+ Glass. An integral part of The Unicode Standard,
+ <http://unicode.org/reports/tr9/>.
+
+ [UTR36] Unicode Technical Report #36, "Unicode Security
+ Considerations", edited by Mark Davis and Michel Suignard,
+ <http://unicode.org/reports/tr36/>.
+
+ [UTS39] Unicode Technical Standard #39, "Unicode Security
+ Mechanisms", edited by Mark Davis and Michel Suignard,
+ <http://unicode.org/reports/tr39/>.
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 42]
+
+RFC 8264 PRECIS Framework October 2017
+
+
+Appendix A. Changes from RFC 7564
+
+ The following changes were made from [RFC7564].
+
+ o Recommended the Unicode toLowerCase() operation over the Unicode
+ toCaseFold() operation in most PRECIS applications.
+
+ o Clarified the meaning of "preparation", and described the
+ motivation for including it in PRECIS.
+
+ o Updated references.
+
+ See [RFC7564] for a description of the differences from [RFC3454].
+
+Acknowledgements
+
+ Thanks to Martin Duerst, William Fisher, John Klensin, Christian
+ Schudt, and Sam Whited for their feedback. Thanks to Sam Whited also
+ for submitting [Err4568].
+
+ See [RFC7564] for acknowledgements related to the specification that
+ this document supersedes.
+
+ Some algorithms and textual descriptions have been borrowed from
+ [RFC5892]. Some text regarding security has been borrowed from
+ [RFC5890], [RFC8265], and [RFC7622].
+
+Authors' Addresses
+
+ Peter Saint-Andre
+ Jabber.org
+ P.O. Box 787
+ Parker, CO 80134
+ United States of America
+
+ Phone: +1 720 256 6756
+ Email: stpeter@jabber.org
+ URI: https://www.jabber.org/
+
+
+ Marc Blanchet
+ Viagenie
+ 246 Aberdeen
+ Québec, QC G1R 2E1
+ Canada
+
+ Email: Marc.Blanchet@viagenie.ca
+ URI: http://www.viagenie.ca/
+
+
+
+Saint-Andre & Blanchet Standards Track [Page 43]