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authorThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
committerThomas Voss <mail@thomasvoss.com> 2024-11-27 20:54:24 +0100
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+
+Internet Engineering Task Force (IETF) E. Ramos
+Request for Comments: 9391 Ericsson
+Category: Standards Track A. Minaburo
+ISSN: 2070-1721 Acklio
+ April 2023
+
+
+ Static Context Header Compression over Narrowband Internet of Things
+
+Abstract
+
+ This document describes Static Context Header Compression and
+ fragmentation (SCHC) specifications, RFCs 8724 and 8824, in
+ combination with the 3rd Generation Partnership Project (3GPP) and
+ the Narrowband Internet of Things (NB-IoT).
+
+ This document has two parts: one normative part that specifies the
+ use of SCHC over NB-IoT and one informational part that recommends
+ some values if 3GPP wants to use SCHC inside their architectures.
+
+Status of This Memo
+
+ This is an Internet Standards Track document.
+
+ This document is a product of the Internet Engineering Task Force
+ (IETF). It represents the consensus of the IETF community. It has
+ received public review and has been approved for publication by the
+ Internet Engineering Steering Group (IESG). Further information on
+ Internet Standards is available in Section 2 of RFC 7841.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ https://www.rfc-editor.org/info/rfc9391.
+
+Copyright Notice
+
+ Copyright (c) 2023 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (https://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document. Code Components extracted from this document must
+ include Revised BSD License text as described in Section 4.e of the
+ Trust Legal Provisions and are provided without warranty as described
+ in the Revised BSD License.
+
+Table of Contents
+
+ 1. Introduction
+ 2. Conventions and Definitions
+ 3. Terminology
+ 4. NB-IoT Architecture
+ 5. Data Transmission in the 3GPP Architecture
+ 5.1. Normative Scenarios
+ 5.1.1. SCHC over Non-IP Data Delivery (NIDD)
+ 5.2. Informational Scenarios
+ 5.2.1. Use of SCHC over the Radio Link
+ 5.2.2. Use of SCHC over the Non-Access Stratum (NAS)
+ 5.2.3. Parameters for Static Context Header Compression and
+ Fragmentation (SCHC) for the Radio Link and DoNAS Use
+ Cases
+ 6. Padding
+ 7. IANA Considerations
+ 8. Security Considerations
+ 9. References
+ 9.1. Normative References
+ 9.2. Informative References
+ Appendix A. NB-IoT User Plane Protocol Architecture
+ A.1. Packet Data Convergence Protocol (PDCP)
+ A.2. Radio Link Protocol (RLC)
+ A.3. Medium Access Control (MAC)
+ Appendix B. NB-IoT Data over NAS (DoNAS)
+ Acknowledgements
+ Authors' Addresses
+
+1. Introduction
+
+ This document defines scenarios where Static Context Header
+ Compression and fragmentation (SCHC) [RFC8724] [RFC8824] are suitable
+ for 3rd Generation Partnership Project (3GPP) and Narrowband Internet
+ of Things (NB-IoT) protocol stacks.
+
+ In the 3GPP and the NB-IoT networks, header compression efficiently
+ brings Internet connectivity to the Device UE (Dev-UE), the radio
+ (RGW-eNB) and network (NGW-MME) gateways, and the Application Server.
+ This document describes the SCHC parameters supporting SCHC over the
+ NB-IoT architecture.
+
+ This document assumes functionality for NB-IoT of 3GPP release 15
+ [R15-3GPP]. Otherwise, the text explicitly mentions other versions'
+ functionality.
+
+ This document has two parts: normative end-to-end scenarios
+ describing how any application must use SCHC over the 3GPP public
+ service and informational scenarios about how 3GPP could use SCHC in
+ their protocol stack network.
+
+2. Conventions and Definitions
+
+ The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
+ "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT RECOMMENDED", "MAY", and
+ "OPTIONAL" in this document are to be interpreted as described in
+ BCP 14 [RFC2119] [RFC8174] when, and only when, they appear in all
+ capitals, as shown here.
+
+3. Terminology
+
+ This document will follow the terms defined in [RFC8724], [RFC8376],
+ and [TR23720].
+
+ Capillary Gateway: Facilitates seamless integration because it has
+ wide-area connectivity through cellular and provides wide-area
+ access as a proxy to other devices using LAN technologies (BT, Wi-
+ Fi, Zigbee, or others).
+
+ Cellular IoT Evolved Packet System (CIoT EPS): A functionality to
+ improve the support of small data transfers.
+
+ Device UE (Dev-UE): As defined in [RFC8376], Section 3.
+
+ Data over Non-Access Stratum (DoNAS): Sending user data within
+ signaling messages over the NAS functional layer.
+
+ Evolved Packet Connectivity (EPC): Core network of 3GPP LTE systems.
+
+ Evolved Universal Terrestrial Radio Access Network (EUTRAN): Radio
+ access network of LTE-based systems.
+
+ Hybrid Automatic Repeat reQuest (HARQ): A combination of high-rate
+ Forward Error Correction (FEC) and Automatic Repeat reQuest (ARQ)
+ error control.
+
+ Home Subscriber Server (HSS): A database that contains users'
+ subscription data, including data needed for mobility management.
+
+ IP address: IPv6 or IPv4 address used.
+
+ InterWorking Service Capabilities Exposure Function (IWK-SCEF): Used
+ in roaming scenarios, is located in the Visited PLMN, and serves
+ for interconnection with the Service Capabilities Exposure
+ Function (SCEF) of the Home PLMN.
+
+ Layer 2 (L2): L2 in the 3GPP architectures includes MAC, RLC, and
+ PDCP layers; see Appendix A.
+
+ Logical Channel ID (LCID): The logical channel instance of the
+ corresponding MAC SDU.
+
+ Medium Access Control (MAC) protocol: Part of L2.
+
+ Non-Access Stratum (NAS): Functional layer for signaling messages
+ that establishes communication sessions and maintains the
+ communication while the user moves.
+
+ Narrowband IoT (NB-IoT): A 3GPP Low-Power WAN (LPWAN) technology
+ based on the LTE architecture but with additional optimization for
+ IoT and using a Narrowband spectrum frequency.
+
+ Network Gateway - CIoT Serving Gateway Node (NGW-CSGN): As defined
+ in [RFC8376], Section 3.
+
+ Network Gateway - Cellular Serving Gateway (NGW-CSGW): Routes and
+ forwards the user data packets through the access network.
+
+ Network Gateway - Mobility Management Entity (NGW-MME): An entity in
+ charge of handling mobility of the Dev-UE.
+
+ Network Gateway - Packet Data Network Gateway (NGW-PGW): An
+ interface between the internal and external network.
+
+ Network Gateway - Service Capability Exposure Function (NGW-SCEF): E
+ PC node for exposure of 3GPP network service capabilities to third
+ party applications.
+
+ Non-IP Data Delivery (NIDD): End-to-end communication between the UE
+ and the Application Server.
+
+ Packet Data Convergence Protocol (PDCP): Part of L2.
+
+ Public Land-based Mobile Network (PLMN): A combination of wireless
+ communication services offered by a specific operator.
+
+ Protocol Data Unit (PDU): A data packet including headers that are
+ transmitted between entities through a protocol.
+
+ Radio Link Protocol (RLC): Part of L2.
+
+ Radio Gateway - evolved Node B (RGW-eNB): Base Station that controls
+ the UE.
+
+ Service Data Unit (SDU): A data packet (PDU) from higher-layer
+ protocols used by lower-layer protocols as a payload of their own
+ PDUs.
+
+4. NB-IoT Architecture
+
+ The NB-IoT architecture has a complex structure. It relies on
+ different Network Gateways (NGWs) from different providers. It can
+ send data via different paths, each with different characteristics in
+ terms of bandwidth, acknowledgments, and L2 reliability and
+ segmentation.
+
+ Figure 1 shows this architecture, where the Network Gateway -
+ Cellular IoT Serving Gateway Node (NGW-CSGN) optimizes co-locating
+ entities in different paths. For example, a Dev-UE using the path
+ formed by the Network Gateway - Mobility Management Entity (NGW-MME),
+ the NGW-CSGW, and the Network Gateway - Packet Data Network Gateway
+ (NGW-PGW) may get a limited bandwidth transmission from a few bytes/s
+ to one thousand bytes/s only.
+
+ Another node introduced in the NB-IoT architecture is the Network
+ Gateway - Service Capability Exposure Function (NGW-SCEF), which
+ securely exposes service and network capabilities to entities
+ external to the network operator. The Open Mobile Alliance (OMA)
+ [OMA0116] and the One Machine to Machine (OneM2M) [TR-0024] define
+ the northbound APIs. [TS23222] defines architecture for the common
+ API framework for 3GPP northbound APIs. [TS33122] defines security
+ aspects for a common API framework for 3GPP northbound APIs. In this
+ case, the path is small for data transmission. The main functions of
+ the NGW-SCEF are path connectivity and device monitoring.
+
+ +---+ +---------+ +------+
+ |Dev| \ | +-----+ | ---| HSS |
+ |-UE| \ | | NGW | | +------+
+ +---+ | | |-MME |\__
+ \ / +-----+ | \
+ +---+ \+-----+ /| | | +------+
+ |Dev| ----| RGW |- | | | | NGW- |
+ |-UE| |-eNB | | | | | SCEF |---------+
+ +---+ /+-----+ \| | | +------+ |
+ / \ +------+| |
+ / |\| NGW- || +-----+ +-----------+
+ +---+ / | | CSGW |--| NGW-|---|Application|
+ |Dev| | | || | PGW | | Server |
+ |-UE| | +------+| +-----+ +-----------+
+ +---+ | |
+ |NGW-CSGN |
+ +---------+
+
+ Figure 1: 3GPP Network Architecture
+
+5. Data Transmission in the 3GPP Architecture
+
+ NB-IoT networks deal with end-to-end user data and in-band signaling
+ between the nodes and functions to configure, control, and monitor
+ the system functions and behaviors. The signaling uses a different
+ path with specific protocols, handling processes, and entities but
+ can transport end-to-end user data for IoT services. In contrast,
+ the end-to-end application only transports end-to-end data.
+
+ The recommended 3GPP MTU size is 1358 bytes. The radio network
+ protocols limit the packet sizes over the air, including radio
+ protocol overhead, to 1600 bytes; see Section 5.2.3. However, the
+ recommended 3GPP MTU is smaller to avoid fragmentation in the network
+ backbone due to the payload encryption size (multiple of 16) and the
+ additional core transport overhead handling.
+
+ 3GPP standardizes NB-IoT and, in general, the interfaces and
+ functions of cellular technologies. Therefore, the introduction of
+ SCHC entities to Dev-UE, RGW-eNB, and NGW-CSGN needs to be specified
+ in the NB-IoT standard.
+
+ This document identifies the use cases of SCHC over the NB-IoT
+ architecture.
+
+ The first use case is of the radio transmission (see Section 5.2.1)
+ where the Dev-UE and the RGW-eNB can use the SCHC functionalities.
+
+ The second is where the packets transmitted over the control path can
+ also use SCHC when the transmission goes over the NGW-MME or NGW-SCEF
+ (see Section 5.2.2).
+
+ These two use cases are also valid for any 3GPP architecture and not
+ only for NB-IoT. And as the 3GPP internal network is involved, they
+ have been put in the informational part of this section.
+
+ And the third covers the SCHC over Non-IP Data Delivery (NIDD)
+ connection or at least up to the operator network edge (see
+ Section 5.1.1). In this case, SCHC functionalities are available in
+ the application layer of the Dev-UE and the Application Servers or a
+ broker function at the edge of the operator network. NGW-PGW or NGW-
+ SCEF transmit the packets that are Non-IP traffic, using IP tunneling
+ or API calls. It is also possible to benefit legacy devices with
+ SCHC by using the Non-IP transmission features of the operator
+ network.
+
+ A Non-IP transmission refers to an L2 transport that is different
+ from NB-IoT.
+
+5.1. Normative Scenarios
+
+ These scenarios do not modify the 3GPP architecture or any of its
+ components. They only use the architecture as an L2 transmission.
+
+5.1.1. SCHC over Non-IP Data Delivery (NIDD)
+
+ This section specifies the use of SCHC over NIDD services of 3GPP.
+ The NIDD services of 3GPP enable the transmission of SCHC packets
+ compressed by the application layer. The packets can be delivered
+ between the NGW-PGW and the Application Server or between the NGW-
+ SCEF and the Application Server, using IP-tunnels or API calls. In
+ both cases, as compression occurs before transmission, the network
+ will not understand the packet, and the network does not have context
+ information of this compression. Therefore, the network will treat
+ the packet as Non-IP traffic and deliver it to the other side without
+ any other protocol stack element, directly over L2.
+
+5.1.1.1. SCHC Entities Placing over NIDD
+
+ In the two scenarios using NIDD compression, SCHC entities are
+ located almost on top of the stack. The NB-IoT connectivity services
+ implement SCHC in the Dev-UE, an in the Application Server. The IP
+ tunneling scenario requires that the Application Server send the
+ compressed packet over an IP connection terminated by the 3GPP core
+ network. If the transmission uses the NGW-SCEF services, it is
+ possible to utilize an API call to transfer the SCHC packets between
+ the core network and the Application Server. Also, an IP tunnel
+ could be established by the Application Server if negotiated with the
+ NGW-SCEF.
+
+ +---------+ XXXXXXXXXXXXXXXXXXXXXXXX +--------+
+ | SCHC | XXX XXX | SCHC |
+ |(Non-IP) +-----XX........................XX....+--*---+(Non-IP)|
+ +---------+ XX +----+ XX | | +--------+
+ | | XX |SCEF+-------+ | | |
+ | | XXX 3GPP RAN & +----+ XXX +---+ UDP |
+ | | XXX CORE NETWORK XXX | | |
+ | L2 +---+XX +------------+ | +--------+
+ | | XX |IP TUNNELING+--+ | |
+ | | XXX +------------+ +---+ IP |
+ +---------+ XXXX XXXX | +--------+
+ | PHY +------+ XXXXXXXXXXXXXXXXXXXXXXX +---+ PHY |
+ +---------+ +--------+
+ Dev-UE Application
+ Server
+
+ Figure 2: End-to-End Compression: SCHC Entities Placed when Using
+ Non-IP Delivery (NIDD) 3GPP Services
+
+5.1.1.2. Parameters for Static Context Header Compression and
+ Fragmentation (SCHC)
+
+ These scenarios MAY use the SCHC header compression capability to
+ improve the transmission of IPv6 packets.
+
+ * SCHC Context Initialization
+
+ The application layer handles the static context. Consequently,
+ the context distribution MUST be according to the application's
+ capabilities, perhaps utilizing IP data transmissions up to
+ context initialization. Also, the static context delivery may use
+ the same IP tunneling or NGW-SCEF services used later for the
+ transport of SCHC packets.
+
+ * SCHC Rules
+
+ For devices acting as a capillary gateway, several rules match the
+ diversity of devices and protocols used by the devices associated
+ with the gateway. Meanwhile, simpler devices may have
+ predetermined protocols and fixed parameters.
+
+ * RuleID
+
+ This scenario can dynamically set the RuleID size before the
+ context delivery, for example, by negotiating between the
+ applications when choosing a profile according to the type of
+ traffic and application deployed. Transmission optimization may
+ require only one Physical Layer transmission. SCHC overhead
+ SHOULD NOT exceed the available number of effective bits of the
+ smallest physical Transport Block (TB) available to optimize the
+ transmission. The packets handled by 3GPP networks are byte-
+ aligned. Thus, to use the smallest TB, the maximum SCHC header
+ size is 12 bits. On the other hand, more complex NB-IoT devices
+ (such as a capillary gateway) might require additional bits to
+ handle the variety and multiple parameters of higher-layer
+ protocols deployed. The configuration may be part of the agreed
+ operation profile and content distribution. The RuleID field size
+ may range from 2 bits, resulting in 4 rules, to an 8-bit value,
+ yielding up to 256 rules for use by operators. A 256-rule maximum
+ limit seems to be quite reasonable, even for a device acting as a
+ NAT. An application may use a larger RuleID, but it should
+ consider the byte alignment of the expected Compression Residue.
+ In the minimum TB size case, 2 bits of RuleID leave only 6 bits
+ available for Compression Residue.
+
+ * SCHC MAX_PACKET_SIZE
+
+ In these scenarios, the maximum RECOMMENDED MTU size is 1358 bytes
+ since the SCHC packets (and fragments) are traversing the whole
+ 3GPP network infrastructure (core and radio), not only the radio
+ as in the IP transmissions case.
+
+ * Fragmentation
+
+ Packets larger than 1358 bytes need the SCHC fragmentation
+ function. Since the 3GPP uses reliability functions, the No-ACK
+ fragmentation mode MAY be enough in point-to-point connections.
+ Nevertheless, additional considerations are described below for
+ more complex cases.
+
+ * Fragmentation Modes
+
+ A global service assigns a QoS to the packets, e.g., depending on
+ the billing. Packets with very low QoS may get lost before
+ arriving in the 3GPP radio network transmission, e.g., in between
+ the links of a capillary gateway or due to buffer overflow
+ handling in a backhaul connection. The use of SCHC fragmentation
+ with the ACK-on-Error mode is RECOMMENDED to secure additional
+ reliability on the packets transmitted with a small trade-off on
+ further transmissions to signal the end-to-end arrival of the
+ packets if no transport protocol takes care of retransmission.
+ Also, the ACK-on-Error mode could be desirable to keep track of
+ all the SCHC packets delivered. In that case, the fragmentation
+ function could be activated for all packets transmitted by the
+ applications. SCHC ACK-on-Error fragmentation MAY be activated in
+ transmitting Non-IP packets on the NGW-MME. A Non-IP packet will
+ use SCHC reserved RuleID for non-compressing packets as [RFC8724]
+ allows it.
+
+ * Fragmentation Parameters
+
+ SCHC profile will have specific Rules for the fragmentation modes.
+ The rule will identify which fragmentation mode is in use, and
+ Section 5.2.3 defines the RuleID size.
+
+ SCHC parametrization considers that NB-IoT aligns the bit and uses
+ padding and the size of the Transfer Block. SCHC will try to reduce
+ padding to optimize the compression of the information. The header
+ size needs to be a multiple of 4. The Tiles MAY keep a fixed value
+ of 4 or 8 bits to avoid padding, except for when the transfer block
+ equals 16 bits as the Tiles may be 2 bits. The transfer block size
+ has a wide range of values. Two configurations are RECOMMENDED for
+ the fragmentation parameters.
+
+ * For Transfer Blocks smaller than or equal to 304 bits using an
+ 8-bit Header_size configuration, with the size of the header
+ fields as follows:
+
+ - RuleID from 1 - 3 bits
+
+ - DTag 1 bit
+
+ - FCN 3 bits
+
+ - W 1 bits
+
+ * For Transfer Blocks bigger than 304 bits using a 16-bit
+ Header_size configuration, with the size of the header fields as
+ follows:
+
+ - RulesID from 8 - 10 bits
+
+ - DTag 1 or 2 bits
+
+ - FCN 3 bits
+
+ - W 2 or 3 bits
+
+ * WINDOW_SIZE of (2^N)-1 is RECOMMENDED.
+
+ * Reassembly Check Sequence (RCS) will follow the default size
+ defined in Section 8.2.3 of [RFC8724], with a length equal to the
+ L2 Word.
+
+ * MAX_ACK_REQ is RECOMMENDED to be 2, but applications MAY change
+ this value based on transmission conditions.
+
+ The IoT devices communicate with small data transfers and use the
+ Power Save Mode and the Idle Mode Discontinuous Reception (DRX),
+ which govern how often the device wakes up, stays up, and is
+ reachable. The use of the different modes allows the battery to last
+ ten years. Table 10.5.163a in [TS24008] defines the radio timer
+ values with units incrementing by N. The units of N can be 1 hour or
+ 10 hours. The range used for IoT is of N to 3N, where N increments
+ by one. The Inactivity Timer and the Retransmission Timer can be set
+ based on these limits.
+
+5.2. Informational Scenarios
+
+ These scenarios show how 3GPP could use SCHC for their transmissions.
+
+5.2.1. Use of SCHC over the Radio Link
+
+ Deploying SCHC over the Radio Link only would require placing it as
+ part of the protocol stack for data transfer between the Dev-UE and
+ the RGW-eNB. This stack is the functional layer responsible for
+ transporting data over the wireless connection and managing radio
+ resources. There is support for features such as reliability,
+ segmentation, and concatenation. The transmissions use link
+ adaptation, meaning that the system will optimize the transport
+ format used according to the radio conditions, the number of bits to
+ transmit, and the power and interference constraints. That means
+ that the number of bits transmitted over the air depends on the
+ selected Modulation and Coding Schemes (MCSs). Transport Block (TB)
+ transmissions happen in the Physical Layer at network-synchronized
+ intervals called Transmission Time Interval (TTI). Each TB has a
+ different MCS and number of bits available to transmit. The MAC
+ layer [TR36321] defines the characteristics of the TBs. The Radio
+ Link stack shown in Figure 3 comprises the Packet Data Convergence
+ Protocol (PDCP) [TS36323], the Radio Link Protocol (RLC) [TS36322],
+ the Medium Access Control protocol (MAC) [TR36321], and the Physical
+ Layer [TS36201]. Appendix A gives more details about these
+ protocols.
+
+ +---------+ +---------+ |
+ |IP/Non-IP+------------------------------+IP/Non-IP+->+
+ +---------+ | +---------------+ | +---------+ |
+ | PDCP +-------+ PDCP | GTP|U +------+ GTP-U |->+
+ | (SCHC) + + (SCHC)| + + | |
+ +---------+ | +---------------+ | +---------+ |
+ | RLC +-------+ RLC |UDP/IP +------+ UDP/IP +->+
+ +---------+ | +---------------+ | +---------+ |
+ | MAC +-------+ MAC | L2 +------+ L2 +->+
+ +---------+ | +---------------+ | +---------+ |
+ | PHY +-------+ PHY | PHY +------+ PHY +->+
+ +---------+ +---------------+ +---------+ |
+ C-Uu/ S1-U SGi
+ Dev-UE RGW-eNB NGW-CSGN
+ Radio Link
+
+ Figure 3: SCHC over the Radio Link
+
+5.2.1.1. Placing SCHC Entities over the Radio Link
+
+ The 3GPP architecture supports Robust Header Compression (ROHC)
+ [RFC5795] in the PDCP layer. Therefore, the architecture can deploy
+ SCHC header compression entities similarly without the need for
+ significant changes in the 3GPP specifications.
+
+ The RLC layer has three functional modes: Transparent Mode (TM),
+ Unacknowledged Mode (UM), and Acknowledged Mode (AM). The mode of
+ operation controls the functionalities of the RLC layer. TM only
+ applies to signaling packets, while AM or UM carry signaling and data
+ packets.
+
+ The RLC layer takes care of fragmentation except for the TM. In AM
+ or UM, the SCHC fragmentation is unnecessary and SHOULD NOT be used.
+ While sending IP packets, the Radio Link does not commonly use the
+ RLC TM. However, if other protocol overhead optimizations are
+ targeted for NB-IoT traffic, SCHC fragmentation may be used for TM
+ transmission in the future.
+
+5.2.2. Use of SCHC over the Non-Access Stratum (NAS)
+
+ This section consists of IETF suggestions to the 3GPP. The NGW-MME
+ conveys mainly signaling between the Dev-UE and the cellular network
+ [TR24301]. The network transports this traffic on top of the Radio
+ Link.
+
+ This kind of flow supports data transmissions to reduce the overhead
+ when transmitting infrequent small quantities of data. This
+ transmission is known as Data over Non-Access Stratum (DoNAS) or
+ Control Plane CIoT EPS optimizations. In DoNAS, the Dev-UE uses the
+ pre-established security, can piggyback small uplink data into the
+ initial uplink message, and uses an additional message to receive a
+ downlink small data response.
+
+ The NGW-MME performs the data encryption from the network side in a
+ DoNAS PDU. Depending on the data type signaled indication (IP or
+ Non-IP data), the network allocates an IP address or establishes a
+ direct forwarding path. DoNAS is regulated under rate control upon
+ previous agreement, meaning that a maximum number of bits per unit of
+ time is agreed upon per device subscription beforehand and configured
+ in the device.
+
+ The system will use DoNAS when a terminal in a power-saving state
+ requires a short transmission and receives an acknowledgment or short
+ feedback from the network. Depending on the size of the buffered
+ data to be transmitted, the Dev-UE might deploy the connected mode
+ transmission instead. The connected mode would limit and control the
+ DoNAS transmissions to predefined thresholds, and it would be a good
+ resource optimization balance for the terminal and the network. The
+ support for mobility of DoNAS is present but produces additional
+ overhead. Appendix B gives additional details of DoNAS.
+
+5.2.2.1. Placing SCHC Entities over DoNAS
+
+ SCHC resides in this scenario's Non-Access Stratum (NAS) protocol
+ layer. The same principles as for Section 5.2.1 apply here as well.
+ Because the NAS protocol already uses ROHC [RFC5795], it can also
+ adapt SCHC for header compression. The main difference compared to
+ the Radio Link (Section 5.2.1) is the physical placing of the SCHC
+ entities. On the network side, the NGW-MME resides in the core
+ network and is the terminating node for NAS instead of the RGW-eNB.
+
+ +--------+ +--------+--------+ + +--------+
+ | IP/ +--+-----------------+--+ IP/ | IP/ +-----+ IP/ |
+ | Non-IP | | | | Non-IP | Non-IP | | | Non-IP |
+ +--------+ | | +-----------------+ | +--------+
+ | NAS +-----------------------+ NAS |GTP-C/U +-----+GTP-C/U |
+ |(SCHC) | | | | (SCHC) | | | | |
+ +--------+ | +-----------+ | +-----------------+ | +--------+
+ | RRC +-----+RRC |S1|AP+-----+ S1|AP | | | | |
+ +--------+ | +-----------+ | +--------+ UDP +-----+ UDP |
+ | PDCP* +-----+PDCP*|SCTP +-----+ SCTP | | | | |
+ +--------+ | +-----------+ | +-----------------+ | +--------+
+ | RLC +-----+ RLC | IP +-----+ IP | IP +-----+ IP |
+ +--------+ | +-----------+ | +-----------------+ | +--------+
+ | MAC +-----+ MAC | L2 +-----+ L2 | L2 +-----+ L2 |
+ +--------+ | +-----------+ | +-----------------+ | +--------+
+ | PHY +--+--+ PHY | PHY +--+--+ PHY | PHY +-----+ PHY |
+ +--------+ +-----+-----+ +--------+--------+ | +--------+
+ C-Uu/ S1 SGi
+ Dev-UE RGW-eNB NGW-MME NGW-PGW
+
+ *PDCP is bypassed until AS security is activated TGPP36300.
+
+ Figure 4: SCHC Entities Placement in the 3GPP CIOT Radio Protocol
+ Architecture for DoNAS Transmissions
+
+5.2.3. Parameters for Static Context Header Compression and
+ Fragmentation (SCHC) for the Radio Link and DoNAS Use Cases
+
+ If 3GPP incorporates SCHC, it is recommended that these scenarios use
+ the SCHC header compression [RFC8724] capability to optimize the data
+ transmission.
+
+ * SCHC Context Initialization
+
+ The Radio Resource Control (RRC) protocol is the main tool used to
+ configure the parameters of the Radio Link. It will configure
+ SCHC and the static context distribution as it has been made for
+ ROHC operation [RFC5795] [TS36323].
+
+ * SCHC Rules
+
+ The network operator defines the number of rules in these
+ scenarios. For this, the network operator must know the IP
+ traffic the device will carry. The operator might supply rules
+ compatible with the device's use case. For devices acting as a
+ capillary gateway, several rules match the diversity of devices
+ and protocols used by the devices associated with the gateway.
+ Meanwhile, simpler devices may have predetermined protocols and
+ fixed parameters. The use of IPv6 and IPv4 may force the operator
+ to develop more rules to deal with each case.
+
+ * RuleID
+
+ There is a reasonable assumption of 9 bytes of radio protocol
+ overhead for these transmission scenarios in NB-IoT, where PDCP
+ uses 5 bytes due to header and integrity protection and where RLC
+ and MAC use 4 bytes. The minimum physical TBs that can withhold
+ this overhead value, according to the 3GPP Release 15
+ specification [R15-3GPP], are 88, 104, 120, and 144 bits. As for
+ Section 5.1.1.2, these scenarios must optimize the Physical Layer
+ where the smallest TB is 12 bits. These 12 bits must include the
+ Compression Residue in addition to the RuleID. On the other hand,
+ more complex NB-IoT devices (such as a capillary gateway) might
+ require additional bits to handle the variety and multiple
+ parameters of higher-layer protocols deployed. In that sense, the
+ operator may want flexibility on the number and type of rules
+ independently supported by each device; consequently, these
+ scenarios require a configurable value. The configuration may be
+ part of the agreed operation profile with the content
+ distribution. The RuleID field size may range from 2 bits,
+ resulting in 4 rules, to an 8-bit value, yielding up to 256 rules
+ for use with the operators. A 256-rule maximum limit seems to be
+ quite reasonable, even for a device acting as a NAT. An
+ application may use a larger RuleID, but it should consider the
+ byte alignment of the expected Compression Residue. In the
+ minimum TB size case, 2 bits of RuleID leave only 6 bits available
+ for Compression Residue.
+
+ * SCHC MAX_PACKET_SIZE
+
+ The Radio Link can handle the fragmentation of SCHC packets if
+ needed, including reliability. Hence, the packet size is limited
+ by the MTU that is handled by the radio protocols, which
+ corresponds to 1600 bytes for the 3GPP Release 15.
+
+ * Fragmentation
+
+ For the Radio Link (Section 5.2.1) and DoNAS (Section 5.2.2)
+ scenarios, the SCHC fragmentation functions are disabled. The RLC
+ layer of NB-IoT can segment packets into suitable units that fit
+ the selected TB for transmissions of the Physical Layer. The
+ block selection is made according to the link adaptation input
+ function in the MAC layer and the quantity of data in the buffer.
+ The link adaptation layer may produce different results at each
+ TTI, resulting in varying physical TBs that depend on the network
+ load, interference, number of bits transmitted, and QoS. Even if
+ setting a value that allows the construction of data units
+ following the SCHC tiles principle, the protocol overhead may be
+ greater or equal to allowing the Radio Link protocols to take care
+ of the fragmentation intrinsically.
+
+ * Fragmentation in RLC TM
+
+ The RLC TM mostly applies to control signaling transmissions.
+ When RLC operates in TM, the MAC layer mechanisms ensure
+ reliability and generate overhead. This additional reliability
+ implies sending repetitions or automatic retransmissions.
+
+ The ACK-Always fragmentation mode of SCHC may reduce this overhead
+ in future operations when data transmissions may use this mode.
+ The ACK-Always mode may transmit compressed data with fewer
+ possible transmissions by using fixed or limited TBs compatible
+ with the tiling SCHC fragmentation handling. For SCHC
+ fragmentation parameters, see Section 5.1.1.2.
+
+6. Padding
+
+ NB-IoT and 3GPP wireless access, in general, assumes a byte-aligned
+ payload. Therefore, the L2 Word for NB-IoT MUST be considered 8
+ bits, and the padding treatment should use this value accordingly.
+
+7. IANA Considerations
+
+ This document has no IANA actions.
+
+8. Security Considerations
+
+ This document does not add any security considerations and follows
+ [RFC8724] and the 3GPP access security document specified in
+ [TS33122].
+
+9. References
+
+9.1. Normative References
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119,
+ DOI 10.17487/RFC2119, March 1997,
+ <https://www.rfc-editor.org/info/rfc2119>.
+
+ [RFC8174] Leiba, B., "Ambiguity of Uppercase vs Lowercase in RFC
+ 2119 Key Words", BCP 14, RFC 8174, DOI 10.17487/RFC8174,
+ May 2017, <https://www.rfc-editor.org/info/rfc8174>.
+
+ [RFC8724] Minaburo, A., Toutain, L., Gomez, C., Barthel, D., and JC.
+ Zuniga, "SCHC: Generic Framework for Static Context Header
+ Compression and Fragmentation", RFC 8724,
+ DOI 10.17487/RFC8724, April 2020,
+ <https://www.rfc-editor.org/info/rfc8724>.
+
+ [RFC8824] Minaburo, A., Toutain, L., and R. Andreasen, "Static
+ Context Header Compression (SCHC) for the Constrained
+ Application Protocol (CoAP)", RFC 8824,
+ DOI 10.17487/RFC8824, June 2021,
+ <https://www.rfc-editor.org/info/rfc8824>.
+
+9.2. Informative References
+
+ [OMA0116] Open Mobile Alliance, "Common definitions for RESTful
+ Network APIs", Version 1.0, January 2018,
+ <https://www.openmobilealliance.org/release/
+ REST_NetAPI_Common/V1_0-20180116-A/OMA-TS-
+ REST_NetAPI_Common-V1_0-20180116-A.pdf>.
+
+ [R15-3GPP] 3GPP, "Release 15", April 2019, <https://www.3gpp.org/
+ specifications-technologies/releases/release-15>.
+
+ [RFC5795] Sandlund, K., Pelletier, G., and L-E. Jonsson, "The RObust
+ Header Compression (ROHC) Framework", RFC 5795,
+ DOI 10.17487/RFC5795, March 2010,
+ <https://www.rfc-editor.org/info/rfc5795>.
+
+ [RFC8376] Farrell, S., Ed., "Low-Power Wide Area Network (LPWAN)
+ Overview", RFC 8376, DOI 10.17487/RFC8376, May 2018,
+ <https://www.rfc-editor.org/info/rfc8376>.
+
+ [TR-0024] OneM2M, "3GPP_Interworking", TR-0024-V4.3.0, March 2020,
+ <https://ftp.onem2m.org/work%20programme/WI-0037/TR-0024-
+ 3GPP_Interworking-V4_3_0.DOCX>.
+
+ [TR23720] 3GPP, "Study on architecture enhancements for Cellular
+ Internet of Things", 3GPP TR 23.720 V13.0.0, March 2016,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/23_series/23.720/23720-d00.zip>.
+
+ [TR24301] 3GPP, "Non-Access-Stratum (NAS) protocol for Evolved
+ Packet System (EPS); Stage 3", 3GPP TS 24.301 V15.8.0,
+ December 2019, <https://www.3gpp.org/ftp//Specs/
+ archive/24_series/24.301/24301-f80.zip>.
+
+ [TR36321] 3GPP, "Evolved Universal Terrestrial Radio Access
+ (E-UTRA); Medium Access Control (MAC) protocol
+ specification", 3GPP TS 36.321 V13.2.0, June 2016,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/36_series/36.321/36321-d20.zip>.
+
+ [TS23222] 3GPP, "Functional architecture and information flows to
+ support Common API Framework for 3GPP Northbound APIs;
+ Stage 2", 3GPP TS 23.222 V15.6.0, September 2022,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/23_series/23.222/23222-f60.zip>.
+
+ [TS24008] 3GPP, "Mobile radio interface Layer 3 specification; Core
+ network protocols; Stage 3", 3GPP TS 24.008 V15.5.0,
+ December 2018, <https://www.3gpp.org/ftp//Specs/
+ archive/24_series/24.008/24008-f50.zip>.
+
+ [TS33122] 3GPP, "Security aspects of Common API Framework (CAPIF)
+ for 3GPP northbound APIs", 3GPP TS 33.122 V15.3.0, March
+ 2019, <https://www.3gpp.org/ftp//Specs/
+ archive/33_series/33.122/33122-f30.zip>.
+
+ [TS36201] 3GPP, "Evolved Universal Terrestrial Radio Access
+ (E-UTRA); LTE physical layer; General description", 3GPP
+ TS 36.201 V15.1.0, June 2018,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/36_series/36.201/36201-f10.zip>.
+
+ [TS36322] 3GPP, "Evolved Universal Terrestrial Radio Access
+ (E-UTRA); Radio Link Control (RLC) protocol
+ specification", 3GPP TS 36.322 V15.0.1, April 2018,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/36_series/36.322/36322-f01.zip>.
+
+ [TS36323] 3GPP, "Evolved Universal Terrestrial Radio Access
+ (E-UTRA); Packet Data Convergence Protocol (PDCP)
+ specification", 3GPP TS 36.323 V13.2.0, June 2016,
+ <https://www.3gpp.org/ftp/Specs/
+ archive/36_series/36.323/36323-d20.zip>.
+
+ [TS36331] 3GPP, "Evolved Universal Terrestrial Radio Access
+ (E-UTRA); Radio Resource Control (RRC); Protocol
+ specification", 3GPP TS 36.331 V15.5.1, April 2019,
+ <https://www.3gpp.org/ftp//Specs/
+ archive/36_series/36.331/36331-f51.zip>.
+
+Appendix A. NB-IoT User Plane Protocol Architecture
+
+A.1. Packet Data Convergence Protocol (PDCP)
+
+ Each of the Radio Bearers (RBs) is associated with one PDCP entity
+ [TS36323]. Moreover, a PDCP entity is associated with one or two RLC
+ entities, depending on the unidirectional or bidirectional
+ characteristics of the RB and RLC mode used. A PDCP entity is
+ associated with either a control plane or a user plane with
+ independent configuration and functions. The maximum supported size
+ for NB-IoT of a PDCP SDU is 1600 octets. The primary services and
+ functions of the PDCP sublayer for NB-IoT for the user plane include:
+
+ * Header compression and decompression using ROHC [RFC5795]
+
+ * Transfer of user and control data to higher and lower layers
+
+ * Duplicate detection of lower-layer SDUs when re-establishing
+ connection (when RLC with Acknowledge Mode is in use for User
+ Plane only)
+
+ * Ciphering and deciphering
+
+ * Timer-based SDU discard in uplink
+
+A.2. Radio Link Protocol (RLC)
+
+ RLC [TS36322] is an L2 protocol that operates between the User
+ Equipment (UE) and the base station (eNB). It supports the packet
+ delivery from higher layers to MAC, creating packets transmitted over
+ the air, optimizing the TB utilization. RLC flow of data packets is
+ unidirectional, and it is composed of a transmitter located in the
+ transmission device and a receiver located in the destination device.
+ Therefore, to configure bidirectional flows, two sets of entities,
+ one in each direction (downlink and uplink), must be configured and
+ effectively peered to each other. The peering allows the
+ transmission of control packets (e.g., status reports) between
+ entities. RLC can be configured for a data transfer in one of the
+ following modes:
+
+ * Transparent Mode (TM)
+
+ RLC does not segment or concatenate SDUs from higher layers in
+ this mode and does not include any header with the payload. RLC
+ receives SDUs from upper layers when acting as a transmitter and
+ transmits directly to its flow RLC receiver via lower layers.
+ Similarly, upon reception, a TM RLC receiver would not process the
+ packets and only deliver them to higher layers.
+
+ * Unacknowledged Mode (UM)
+
+ This mode provides support for segmentation and concatenation of
+ payload. The RLC packet's size depends on the indication given at
+ a particular transmission opportunity by the lower layer (MAC) and
+ is octet-aligned. The packet delivery to the receiver does not
+ include reliability support, and the loss of a segment from a
+ packet means a complete packet loss. Also, in lower-layer
+ retransmissions, there is no support for re-segmentation in case
+ the radio conditions change and trigger the selection of a smaller
+ TB. Additionally, it provides PDU duplication detection and
+ discards, out-of-sequence reordering, and loss detection.
+
+ * Acknowledged Mode (AM)
+
+ In addition to the same functions supported by UM, this mode also
+ adds a moving windows-based reliability service on top of the
+ lower-layer services. It also supports re-segmentation, and it
+ requires bidirectional communication to exchange acknowledgment
+ reports, called RLC Status Reports, and to trigger
+ retransmissions. This model also supports protocol-error
+ detection. The mode used depends on the operator configuration
+ for the type of data to be transmitted. For example, data
+ transmissions supporting mobility or requiring high reliability
+ would be most likely configured using AM. Meanwhile, streaming
+ and real-time data would be mapped to a UM configuration.
+
+A.3. Medium Access Control (MAC)
+
+ MAC [TR36321] provides a mapping between the higher layers
+ abstraction called Logical Channels (which are comprised by the
+ previously described protocols) and the Physical Layer channels
+ (transport channels). Additionally, MAC may multiplex packets from
+ different Logical Channels and prioritize which ones to fit into one
+ TB if there is data and space available to maximize data transmission
+ efficiency. MAC also provides error correction and reliability
+ support through Hybrid Automatic Repeat reQuest (HARQ), transport
+ format selection, and scheduling information reported from the
+ terminal to the network. MAC also adds the necessary padding and
+ piggyback control elements, when possible, as well as the higher
+ layers data.
+
+ <Max. 1600 bytes>
+ +---+ +---+ +------+
+ Application |AP1| |AP1| | AP2 |
+ (IP/Non-IP) |PDU| |PDU| | PDU |
+ +---+ +---+ +------+
+ | | | | | |
+ PDCP +--------+ +-------- +-----------+
+ |PDCP|AP1| |PDCP|AP1| |PDCP| AP2 |
+ |Head|PDU| |Head|PDU| |Head| PDU |
+ +--------+ +--------+ +--------+--\
+ | | | | | | | | |\ `--------\
+ +---------------------------+ | |(1)| `-------\(2)\
+ RLC |RLC |PDCP|AP1|RLC |PDCP|AP1| +-------------+ +----|---+
+ |Head|Head|PDU|Head|Head|PDU| |RLC |PDCP|AP2| |RLC |AP2|
+ +-------------|-------------+ |Head|Head|PDU| |Head|PDU|
+ | | | | | +---------|---+ +--------+
+ | | | LCID1 | | / / / / /
+ / / / _/ _// _/ _/ / LCID2 /
+ | | | | | / _/ _/ / ___/
+ | | | | || | | / /
+ +------------------------------------------+ +-----------+---+
+ MAC |MAC|RLC|PDCP|AP1|RLC|PDCP|AP1|RLC|PDCP|AP2| |MAC|RLC|AP2|Pad|
+ |Hea|Hea|Hea |PDU|Hea|Hea |PDU|Hea|Hea |PDU| |Hea|Hea|PDU|din|
+ |der|der|der | |der|der | |der|der | | |der|der| |g |
+ +------------------------------------------+ +-----------+---+
+ TB1 TB2
+
+ (1) Segment One
+ (2) Segment Two
+
+ Figure 5: Example of User Plane Packet Encapsulation for Two
+ Transport Blocks
+
+Appendix B. NB-IoT Data over NAS (DoNAS)
+
+ The Access Stratum (AS) protocol stack used by DoNAS is specific
+ because the radio network still needs to establish the security
+ associations and reduce the protocol overhead so that the PDCP is
+ bypassed until the AS security is activated. By default, RLC uses
+ the AM. However, depending on the network's features and the
+ terminal, RLC may change to other modes by the network operator. For
+ example, the TM does not add any header nor process the payload to
+ reduce the overhead, but the MTU would be limited by the TB used to
+ transmit the data, which is a couple of thousand bits maximum. If UM
+ (only terminals compatible with 3GPP Release 15 [R15-3GPP]) is used,
+ the RLC mechanisms of reliability are disabled, and only the
+ reliability provided by the MAC layer by HARQ is available. In this
+ case, the protocol overhead might be smaller than the AM case because
+ of the lack of status reporting, but the overhead would have the same
+ support for segmentation up to 1600 bytes. NAS packets are
+ encapsulated within an RRC [TS36331] message.
+
+ Depending on the data type indication signaled (IP or Non-IP data),
+ the network allocates an IP address or establishes a direct
+ forwarding path. DoNAS is regulated under rate control upon previous
+ agreement, meaning that a maximum number of bits per unit of time is
+ agreed upon per device subscription beforehand and configured in the
+ device. The use of DoNAS is typically expected when a terminal in a
+ power-saving state requires a short transmission and is receiving an
+ acknowledgment or short feedback from the network. Depending on the
+ size of buffered data to be transmitted, the UE might be instructed
+ to deploy the connected mode transmissions instead, limiting and
+ controlling the DoNAS transmissions to predefined thresholds and a
+ good resource optimization balance for the terminal and the network.
+ The support for mobility of DoNAS is present but produces additional
+ overhead.
+
+ +--------+ +--------+ +--------+
+ | | | | | | +-----------------+
+ | UE | | C-BS | | C-SGN | |Roaming Scenarios|
+ +----|---+ +--------+ +--------+ | +--------+ |
+ | | | | | | |
+ +----------------|------------|+ | | P-GW | |
+ | Attach | | +--------+ |
+ +------------------------------+ | | |
+ | | | | | |
+ +------|------------|--------+ | | | |
+ |RRC connection establishment| | | | |
+ |with NAS PDU transmission | | | | |
+ |& Ack Rsp | | | | |
+ +----------------------------+ | | | |
+ | | | | | |
+ | |Initial UE | | | |
+ | |message | | | |
+ | |----------->| | | |
+ | | | | | |
+ | | +---------------------+| | |
+ | | |Checks Integrity || | |
+ | | |protection, decrypts || | |
+ | | |data || | |
+ | | +---------------------+| | |
+ | | | Small data packet |
+ | | |------------------------------->
+ | | | Small data packet |
+ | | |<-------------------------------
+ | | +----------|---------+ | | |
+ | | Integrity protection,| | | |
+ | | encrypts data | | | |
+ | | +--------------------+ | | |
+ | | | | | |
+ | |Downlink NAS| | | |
+ | |message | | | |
+ | |<-----------| | | |
+ +-----------------------+ | | | |
+ |Small data delivery, | | | | |
+ |RRC connection release | | | | |
+ +-----------------------+ | | | |
+ | |
+ | |
+ +-----------------+
+
+ Figure 6: DoNAS Transmission Sequence from an Uplink Initiated Access
+
+ +---+ +---+ +---+ +----+
+ Application |AP1| |AP1| |AP2| |AP2 |
+ (IP/Non-IP) |PDU| |PDU| |PDU| ............... |PDU |
+ +---+ +---+ +---+ +----+
+ | | | | | | | |
+ | | | | | | | |
+ | | | | | | | |
+ | | | | | | | |
+ | |/ / | \ | |
+ NAS /RRC +--------+---|---+----+ +---------+
+ |NAS/|AP1|AP1|AP2|NAS/| |NAS/|AP2 |
+ |RRC |PDU|PDU|PDU|RRC | |RRC |PDU |
+ +--------+-|-+---+----+ +---------|
+ | | | | |
+ | |\ | | |
+ |<--Max. 1600 bytes-->|__ |_ |
+ | | \__ \___ \_ \
+ | | \ \ \__ \
+ | | \ | | \_
+ +---------------|+-----|----------+ \ \
+ RLC |RLC | NAS/RRC ||RLC | NAS/RRC | +----|-------+
+ |Head| PDU(1/2)||Head | PDU (2/2)| |RLC |NAS/RRC|
+ +---------------++----------------+ |Head|PDU |
+ | | | \ | +------------+
+ | | LCID1 | \ | | /
+ | | | \ \ | |
+ | | | \ \ | |
+ | | | \ \ \ |
+ +----+----+----------++-----|----+---------++----+---------|---+
+ MAC |MAC |RLC | RLC ||MAC |RLC | RLC ||MAC | RLC |Pad|
+ |Head|Head| PAYLOAD ||Head |Head| PAYLOAD ||Head| PDU | |
+ +----+----+----------++-----+----+---------++----+---------+---+
+ TB1 TB2 TB3
+
+ Figure 7: Example of User Plane Packet Encapsulation for Data
+ over NAS
+
+Acknowledgements
+
+ The authors would like to thank (in alphabetic order): Carles Gomez,
+ Antti Ratilainen, Pascal Thubert, Tuomas Tirronen, and Éric Vyncke.
+
+Authors' Addresses
+
+ Edgar Ramos
+ Ericsson
+ Hirsalantie 11
+ FI-02420 Jorvas, Kirkkonummi
+ Finland
+ Email: edgar.ramos@ericsson.com
+
+
+ Ana Minaburo
+ Acklio
+ 1137A Avenue des Champs Blancs
+ 35510 Cesson-Sevigne Cedex
+ France
+ Email: ana@ackl.io