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+Network Working Group V. Cerf
+Request for Comments: 1174 CNRI
+ August 1990
+
+ IAB Recommended Policy on Distributing Internet Identifier Assignment
+ and
+ IAB Recommended Policy Change to Internet "Connected" Status
+
+
+Status of this Memo
+
+ This informational RFC represents the official view of the Internet
+ Activities Board (IAB), and describes the recommended policies and
+ procedures on distributing Internet identifier assignments and
+ dropping the connected status requirement. This RFC does not specify
+ a standard. Distribution of this memo is unlimited.
+
+Table of Contents
+
+ Status of this Memo............................................... 1
+ Overview.......................................................... 1
+ 1. Recommendation about Internet Identifiers..................... 2
+ 1.1. Summary..................................................... 2
+ 1.2. Introduction................................................ 2
+ 1.3. Proposed Method of Operation................................ 2
+ 2. Recommendation about Connected Status......................... 3
+ 2.1. Summary..................................................... 3
+ 2.2. Introduction................................................ 3
+ 2.3. Recommendations............................................. 4
+ 2.a.1. Attachment 1.............................................. 4
+ 2.a.1.1. Summary................................................. 4
+ 2.a.1.2. Background.............................................. 4
+ 2.a.1.3. Recommendation.......................................... 6
+ 2.a.1.4. Discussion.............................................. 7
+ 2.a.2. Attachment 2.............................................. 8
+ Security Considerations........................................... 8
+ Author's Address.................................................. 9
+
+Overview
+
+ This RFC includes two recommendations from the IAB to the FNC. The
+ first is a "Recommended Policy on Distributing Internet Identifier
+ Assignment", that is, a suggestion to distribute the function of
+ assigning network and autonomous system numbers. The second is a
+ "Recommended Policy Change to Internet 'Connected' Status", that is,
+ a suggestion to drop the notion of connected status in favor of
+ recording the acceptable use policy and traffic access policy for
+ each network. Included in this second recommendation is the explict
+
+
+
+Cerf [Page 1]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+ suggestion that any registered network may be entered into the DNS
+ database without regard to connected status.
+
+1. Recommendation about Internet Identifiers
+
+ To: Chairman, Federal Networking Council
+ From: Chairman, Internet Activities Board
+ CC: IAB, IESG
+ Subject: Recommended Policy on Distributing Internet
+ Identifier Assignment
+
+1.1. Summary
+
+ This document recommends procedures for distributing assignment of
+ Internet identifiers (network and autonomous system numbers).
+
+1.2. Introduction
+
+ Throughout its entire history, the Internet system has employed a
+ central Internet Assigned Numbers Authority (IANA) for the allocation
+ and assignment of various numeric identifiers needed for the
+ operation of the Internet. The IANA function is performed by USC
+ Information Sciences Institute. The IANA has the discretionary
+ authority to delegate portions of this responsibility and, with
+ respect to numeric network and autonomous system identifiers, has
+ lodged this responsibility with an Internet Registry (IR). This
+ function is performed by SRI International at its Network Information
+ Center (DDN-NIC).
+
+ With the rapid escalation of the number of networks in the Internet
+ and its concurrent internationalization, it is timely to consider
+ further delegation of assignment and registration authority on an
+ international basis. It is also essential to take into consideration
+ that such identifiers, particularly network identifiers of class A
+ and B type, will become an increasingly scarce commodity whose
+ allocation must be handled with thoughtful care.
+
+1.3. Proposed Method of Operation
+
+ It is proposed to retain the centralized IANA and IR functions.
+
+ The IR would continue to be the principal registry for all network
+ and autonomous system numbers. It would also continue to maintain
+ the list of root Domain Name System servers and a database of
+ registered nets and autonomous systems.
+
+ In addition, however, the IR would also allocate to organizations
+ approved by the Coordinating Committee for Intercontinental Research
+
+
+
+Cerf [Page 2]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+ Networking (CCIRN) blocks of network and autonomous system numbers,
+ as needed, and delegate to them further assignment authority.
+
+ It is recommended that, at least initially, the IR serve as the
+ default registry in cases where no delegated registration authority
+ has been identified.
+
+ Copies of the aggregate Internet registration database(s) should be
+ maintained by the IR and copies provided to each delegated registry
+ to improve redundancy and access to this information. Updates to the
+ database, however, would still be centralized at the IR with complete
+ copies redistributed by file transfer or other means on a timely
+ basis.
+
+ It is recommended that candidate delegated registries meet with the
+ IANA and IR to review operational procedures and requirements and to
+ produce documentation to be issued as RFCs describing the details of
+ the proposed distributed mode of operation.
+
+ It is recommended that host Domain Name registration continue in its
+ present form which already accommodates distribution of this
+ function.
+
+2. Recommendation about Connected Status
+
+ To: Chairman, Federal Networking Council (FNC)
+ From: Chairman, Internet Activities Board
+ CC: IAB, IESG
+ Subject: Recommended Policy Change to Internet "Connected" Status
+
+2.1. Summary
+
+ This memorandum recommends a change in the current policy for
+ associating "connected" status to a subset of networks which have
+ been assigned an Internet identifier.
+
+2.2. Introduction
+
+ In the following, the term Internet Assigned Number Authority (IANA)
+ refers to the organization which has primary authority to allocate
+ and assign numeric identifiers required for operation of the
+ Internet. This function is presently performed by USC Information
+ Sciences Institute. The term Internet Registry (IR) refers to the
+ organization which has the responsibility for gathering and
+ registering information about networks to which identifiers (network
+ numbers, autonomous system numbers) have been assigned by the IR. At
+ present, SRI International serves as the IR.
+
+
+
+
+Cerf [Page 3]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+ Attachments (1) and (2) outline the rationale for and implications of
+ changing the current policy for associating "connected" status with
+ only a subset of networks which have been assigned Internet
+ identifiers.
+
+2.3. Recommendations
+
+ The following actions are recommended:
+
+ 1. The Internet Registry should be instructed to drop all
+ reference to "connected" status in its databases and in its forms
+ for Internet network and autonomous system registration.
+
+ 2. The Internet Registry should be instructed to request brief
+ statements of acceptable network usage, access and transit policy
+ for external traffic (i.e., traffic entering from or exiting to
+ other networks) from each applicant for a network or autonomous
+ system identifier. For example, some networks conform to the
+ National Science Foundation acceptable use guidelines; other
+ networks will carry any traffic (e.g., common carriers); others
+ may prohibit transit use. Retrospective statements should be
+ gathered by the IR for networks already registered. Such
+ statements should be made available on-line and widely publicized.
+
+ 3. The Internet Registry should be instructed to allow any
+ registered networks to be entered into the Domain Name Server
+ database without regard to "connected" status.
+
+ Attachment: (1) Recommendation for replacement of "Connected" Status
+ (2) Recommendation on DNS and Connectivity
+
+2.a.1. Attachment 1
+
+Recommendation for Replacement of "Connected" Status
+
+2.a.1.1. Summary
+
+ A revision of the current Internet procedures controlling connection
+ to the Internet is recommended to solve urgent problems caused by
+ Internet growth both in the US and internationally. The
+ recommendation involves relaxation of the present "connected" status
+ rule and the creation of a policy database to guide network
+ administrators.
+
+2.a.1.2. Background
+
+ With the demise of the ARPANET and the growth of a global Internet,
+ the administration and registration of Internet network numbers has
+
+
+
+Cerf [Page 4]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+ outgrown its initially conceived client base: military, government
+ and government-sponsored research organizations. Since the
+ international growth has extended the Internet community to industry
+ and a broad range of academic and research institutions, we must re-
+ evaluate some of the criteria for assignment and use of Internet
+ network numbers.
+
+ In the early phases of the Internet research project, numbers were
+ assigned only to networks of organizations that were participating in
+ the research effort. Later, as the system became more stable and
+ expanded into a widespread infrastructure, other organizations with
+ networks were assigned network numbers and allowed to interconnect if
+ they were parts of the U.S. Government or sponsored by a Government
+ organization. To ensure global uniqueness, a single Internet
+ Registry (IR) was designated: the Defense Data Net Network
+ Information Center (DDN-NIC) at SRI International.
+
+ As the Internet protocols became popular in the commercial
+ marketplace, many organizations purchased and installed private
+ networks that needed network number assignments but were not intended
+ to be connected to the federally-sponsored system. The IR adopted a
+ policy of assigning network numbers to all who requested them, while
+ distinguishing networks permitted to link to the global Internet by
+ assigning them "connected" status. Essentially, this meant that the
+ network to which the number was assigned had the sanction of a U.S.
+ Government sponsoring organization to link to the Internet.
+
+ The present day Internet encompasses networks that serve as
+ intermediaries to access the federally-sponsored backbones. Many of
+ these intermediate networks were initiated under the sponsorship of
+ the National Science Foundation. Some have been founded without
+ federal assistance as consortia of using organizations. The
+ Government has expressed a desire that all such networks be self-
+ supporting, without the need for federal subsidy. To achieve this
+ goal, it has been essential for the intermediate networks to support
+ an increasingly varied range of users. A great many industrial
+ participants can be found on the intermediate level networks. Their
+ use of the federally-sponsored backbones is premised on the basis
+ that the traffic is in support of academic, scholarly or other
+ research work. The criteria for use of the intermediate level
+ networks alone is sometimes more relaxed and, in the cases of the
+ newly-formed commercial networks, there are no restrictions at all.
+
+ In essence, each network needs to be able to determine, on the basis
+ of its own criteria, with which networks it will interconnect and for
+ which networks it will support transit service. There is no longer a
+ simple binary correlation between "connected" status and acceptable
+ use policy. The matter becomes even more complex as we contemplate
+
+
+
+Cerf [Page 5]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+ the large and growing number of non-U.S. networks joining the global
+ Internet. It is inappropriate to require that all of these networks
+ adhere to U.S. access and use criteria; rather, it can only be
+ required that the traffic they send through the federally-sponsored
+ networks be consistent with the federal criteria.
+
+2.a.1.3. Recommendation
+
+ Since the concept of a single, global "connected" status is no longer
+ meaningful, it is recommended that it be retired and to define new
+ characteristics that could be used by networks within the Internet to
+ determine a specific network's eligibility to communicate with other
+ networks.
+
+ Some attributes which might be useful to track and could be used as
+ criteria to determine the acceptability of Internet traffic for
+ routing purposes include:
+
+ 1) Country codes
+
+ 2) Conformance to acceptable use policy for:
+ NSFNET, MILNET, NSI, ESnet, NORDUnet, ...
+
+ To implement this idea, the IR would update the current Internet-
+ Number-Template to query applicants for the necessary information.
+ This information would then be collected in a database containing,
+ for instance, a matrix of network numbers over policies. Note that
+ the policies might be presented in narrative form. In addition, the
+ usage policies of the various networks must be publicly available so
+ that applicants and other interested parties can be advised of policy
+ issues as they relate to various networks.
+
+ Under this proposal, the IR would be charged with the registration
+ and administration of the Internet number space but not with the
+ enforcement of policy. The IR should collect enough information to
+ permit network administrators to make intelligent decisions as to the
+ acceptability of traffic destined to or from each and every
+ legitimate Internet number. Enforcement of policies is discussed
+ below.
+
+ At a later step, we anticipate that it will be desirable to
+ distribute the IR function among multiple centers, e.g., with centers
+ on different continents. This should be straight-forward once the IR
+ function is divorced from policy enforcement.
+
+
+
+
+
+
+
+Cerf [Page 6]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+2.a.1.4. Discussion
+
+ It is already true in the current Internet that there are
+ restrictions on certain traffic on particular networks. For example,
+ two intermediate level networks that are willing to carry arbitrary
+ traffic can link with each other but are barred from passing
+ commercial traffic or any other traffic that is not for academic or
+ scholarly purposes across the federally-sponsored backbones.
+
+ Routing of traffic based upon acceptable-use policies requires a
+ technical ability known as "policy-based routing" (PBR). At the
+ present time, the PBR mechanism available in the Internet operates as
+ the level of an entire network; all users and hosts on a network are
+ subject to the same routes for a given destination. Using this PBR
+ mechanism, a network maintains routes (and provides transit services)
+ only for networks with compatible use policies. For an intermediate
+ level network, for example, the routing decisions must be made on the
+ basis of the network numbers assigned to the organizations; some
+ might be considered to have traffic conformant with federal use
+ policies and some might not.
+
+ Although it is much more fine-grained than the current "on or off"
+ rule of connected status, the use of PBR based on networks is still a
+ very coarse measure of control. Since the decision on acceptability
+ is made at the network level, one has to assign a set of
+ characteristics to all traffic emanating from or entering into a
+ given network to make this access control strategy work. Strict
+ application of such controls could prevent a commercial organization
+ from legitimately sending research or scholarly data across the
+ federal backbone (e.g., IBM needs to communicate with MCI and MERIT
+ about NSFNET, but other parts of IBM may need to communicate on
+ commercial matters). Organizations with a variety of uses might have
+ to artificially define several networks with which to associate
+ different use policies.
+
+ The practical result is that in order to support desirable usage
+ patterns, government-sponsored networks will sometimes have to depend
+ upon self-policing by traffic sources, rather than upon strict
+ mechanical enforcement of acceptable use policies. Higher certainty
+ on usage will have a cost in terms of limiting desirable access.
+
+ An important project now underway in the Internet Engineering Task
+ Force (IETF) is developing a more general mechanism for PBR that will
+ allow control at the level of individual hosts and possibly even
+ user. It will give an end host or user the ability to select routes,
+ taking into consideration issues such as cost, performance and
+ reliability of the transit networks.
+
+
+
+
+Cerf [Page 7]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+2.a.2. Attachment 2
+
+IAB Policy Recommendation on DNS and Connectivity
+
+ The Internet Domain Name system (DNS) is an essential part of the
+ networking infrastructure. It establishes a global distributed
+ database for mapping host names into IP addresses and for delivering
+ electronic mail. Its efficient and reliable functioning is vital to
+ nearly all Internet users.
+
+ Some DNS operations depend upon the existence of a complete database
+ at certain "root" servers, in particular at the Internet Registry
+ (IP) located at the Defense Data Net Network Information Center at
+ SRI International (DDN-NIC). The past policy has been to tie
+ inclusion in this database to approval of Internet interconnection by
+ a U.S. Government agency. This "connected" status restriction is no
+ longer viable, and recommendations for its replacement have been put
+ forward.
+
+ In any case, we believe that the DNS database is not the proper
+ architectural level for enforcement of administrative access
+ restrictions, e.g., controls over the announcement of networks in the
+ routing protocols.
+
+ The Internet Activities Board (IAB) therefore strongly endorses the
+ following recommendation from the Federal Engineering Planning Group
+ to the Federal Networking Council, to provide DNS service regardless
+ of access control policies:
+
+ "There has been a great deal of discussion about domain
+ nameservers, the IN-ADDR domain, and "connected" status as the
+ Internet has grown to include many more nations than just the
+ United States. As we move to a more global Internet, it seems
+ like it would be a good idea to re-evaluate some of the rules that
+ have governed the naming and registration policies that exist.
+
+ The naming and routing should be completely decoupled. In
+ particular, it should be possible to register both a name/domain,
+ as well as address servers within the IN-ADDR domain, independent
+ of whether the client has "connected" status or not. This should
+ be implemented immediately by the IR at the DDN-NIC. No U.S.
+ Government sponsor should be required for domain name/address
+ registration."
+
+Security Considerations
+
+ Security issues are not addressed in this memo.
+
+
+
+
+Cerf [Page 8]
+
+RFC 1174 Identifier Assignment and Connected Status August 1990
+
+
+Author's Address
+
+ Vinton G. Cerf
+ Corporation for National Research Initiatives
+ 1895 Preston White Drive, Suite 100
+ Reston, VA 22091
+
+ Phone: (703) 620-8990
+
+ EMail: vcerf@nri.reston.va.us
+
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