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+Network Working Group J. Garrett
+Request for Comments: 1433 AT&T Bell Laboratories
+ J. Hagan
+ University of Pennsylvania
+ J. Wong
+ AT&T Bell Laboratories
+ March 1993
+
+
+ Directed ARP
+
+Status of this Memo
+
+ This memo defines an Experimental Protocol for the Internet
+ community. Discussion and suggestions for improvement are requested.
+ Please refer to the current edition of the "IAB Official Protocol
+ Standards" for the standardization state and status of this protocol.
+ Distribution of this memo is unlimited.
+
+Abstract
+
+ A router with an interface to two IP networks via the same link level
+ interface could observe that the two IP networks share the same link
+ level network, and could advertise that information to hosts (via
+ ICMP Redirects) and routers (via dynamic routing protocols).
+ However, a host or router on only one of the IP networks could not
+ use that information to communicate directly with hosts and routers
+ on the other IP network unless it could resolve IP addresses on the
+ "foreign" IP network to their corresponding link level addresses.
+ Directed ARP is a dynamic address resolution procedure that enables
+ hosts and routers to resolve advertised potential next-hop IP
+ addresses on foreign IP networks to their associated link level
+ addresses.
+
+Acknowledgments
+
+ The authors are indebted to Joel Halpern of Network Systems
+ Corporation and David O'Leary who provided valuable comments and
+ insight to the authors, as well as ongoing moral support as the
+ presentation of this material evolved through many drafts. Members
+ of the IPLPDN working group also provided valuable comments during
+ presentations and through the IPLPDN mailing list. Chuck Hedrick of
+ Rutgers University, Paul Tsuchiya of Bell Communications Research,
+ and Doris Tillman of AT&T Bell Laboratories provided early insight as
+ well as comments on early drafts.
+
+
+
+
+
+
+Garrett, Hagan & Wong [Page 1]
+
+RFC 1433 Directed ARP March 1993
+
+
+1. Terminology
+
+ A "link level network" is the upper layer of what is sometimes
+ referred to (e.g., OSI parlance) as the "subnetwork", i.e., the
+ layers below IP. The term "link level" is used to avoid potential
+ confusion with the term "IP sub-network", and to identify addresses
+ (i.e., "link level address") associated with the network used to
+ transport IP datagrams.
+
+ From the perspective of a host or router, an IP network is "foreign"
+ if the host or router does not have an address on the IP network.
+
+2. Introduction
+
+ Multiple IP networks may be administered on the same link level
+ network (e.g., on a large public data network). A router with a
+ single interface on two IP networks could use existing routing update
+ procedures to advertise that the two IP networks shared the same link
+ level network. Cost/performance benefits could be achieved if hosts
+ and routers that were not on the same IP network could use that
+ advertised information, and exchange packets directly, rather than
+ through the dual addressed router. But a host or router can not send
+ packets directly to an IP address without first resolving the IP
+ address to its link level address.
+
+ IP address resolution procedures are established independently for
+ each IP network. For example, on an SMDS network [1], address
+ resolution may be achieved using the Address Resolution Protocol
+ (ARP) [2], with a separate SMDS ARP Request Address (e.g., an SMDS
+ Multicast Group Address) associated with each IP network. A host or
+ router that was not configured with the appropriate ARP Request
+ Address would have no way to learn the ARP Request Address associated
+ with an IP network, and would not send an ARP Request to the
+ appropriate ARP Request Address. On an Ethernet network a host or
+ router might guess that an IP address could be resolved by sending an
+ ARP Request to the broadcast address. But if the IP network used a
+ different address resolution procedure (e.g., administered address
+ resolution tables), the ARP Request might go unanswered.
+
+ Directed ARP is a procedure that enables a router advertising that an
+ IP address is on a shared link level network to also aid in resolving
+ the IP address to its associated link level address. By removing
+ address resolution constraints, Directed ARP enables dynamic routing
+ protocols such as BGP [3] and OSPF [4] to advertise and use routing
+ information that leads to next-hop addresses on "foreign" IP
+ networks. In addition, Directed ARP enables routers to advertise
+ (via ICMP Redirects) next-hop addresses that are "foreign" to hosts,
+ since the hosts can use Directed ARP to resolve the "foreign" next-
+
+
+
+Garrett, Hagan & Wong [Page 2]
+
+RFC 1433 Directed ARP March 1993
+
+
+ hop addresses.
+
+3. Directed ARP
+
+ Directed ARP uses the normal ARP packet format, and is consistent
+ with ARP procedures, as defined in [1] and [2], and with routers and
+ hosts that implement those procedures.
+
+3.1 ARP Helper Address
+
+ Hosts and routers maintain routing information, logically organized
+ as a routing table. Each routing table entry associates one or more
+ destination IP addresses with a next-hop IP address and a physical
+ interface used to forward a packet to the next-hop IP address. If
+ the destination IP address is local (i.e., can be reached without the
+ aid of a router), the next-hop IP address is NULL (or a logical
+ equivalent, such as the IP address of the associated physical
+ interface). Otherwise, the next-hop IP address is the address of a
+ next-hop router.
+
+ A host or router that implements Directed ARP procedures associates
+ an ARP Helper Address with each routing table entry. If the host or
+ router has been configured to resolve the next-hop IP address to its
+ associated link level address (or to resolve the destination IP
+ address, if the next-hop IP address is NULL), the associated ARP
+ Helper Address is NULL. Otherwise, the ARP Helper Address is the IP
+ address of the router that provided the routing information
+ indicating that the next-hop address was on the same link level
+ network as the associated physical interface. Section 4 provides
+ detailed examples of the determination of ARP Helper Addresses by
+ dynamic routing procedures.
+
+3.2 Address Resolution Procedures
+
+ To forward an IP packet, a host or router searches its routing table
+ for an entry that is the best match based on the destination IP
+ address and perhaps other factors (e.g., Type of Service). The
+ selected routing table entry includes the IP address of a next-hop
+ router (which may be NULL), the physical interface through which the
+ IP packet should be forwarded, an ARP Helper Address (which may be
+ NULL), and other information. The routing function passes the next-
+ hop IP address, the physical interface, and the ARP Helper Address to
+ the address resolution function. The address resolution function
+ must then resolve the next-hop IP address (or destination IP address
+ if the next-hop IP address is NULL) to its associated link level
+ address. The IP packet, the link level address to which the packet
+ should be forwarded, and the interface through which the packet
+ should be forwarded are then passed to the link level driver
+
+
+
+Garrett, Hagan & Wong [Page 3]
+
+RFC 1433 Directed ARP March 1993
+
+
+ associated with the physical interface. The link level driver
+ encapsulates the IP packet in one or more link level frames (i.e.,
+ may do fragmentation) addressed to the associated link level address,
+ and forwards the frame(s) through the appropriate physical interface.
+ The details of the functions performed are described via C pseudo-
+ code below.
+
+ The procedures are organized as two functions, Route() and Resolve(),
+ corresponding to routing and address resolution. In addition, the
+ following low level functions are also used:
+
+ Get_Route(IP_Add,Other) returns a pointer to the routing table
+ entry with the destination field that best matches IP_Add. If no
+ matching entry is found, NULL is returned. Other information such
+ as Type of Service may be considered in selecting the best route.
+
+ Forward(Packet,Link_Level_Add,Phys_Int) fragments Packet (if
+ needed), and encapsulates Packet in one or more Link Level Frames
+ addressed to Link_Level_Add, and forwards the frame(s) through
+ interface, Phys_Int.
+
+ Look_Up_Add_Res_Table(IP_Add,Phys_Int) returns a pointer to the
+ link level address associated with IP_Add in the address
+ resolution table associated with interface, Phys_Int. If IP_Add
+ is not found in the address resolution table, NULL is returned.
+
+ Local_Add_Res(IP_Add,Phys_Int) returns a pointer to the Link Level
+ address associated with IP_Add, using address resolution
+ procedures associated with address, IP_Add, and interface,
+ Phys_Int. If address resolution is unsuccessful, NULL is
+ returned. Note that different address resolution procedures may
+ be used for different IP networks.
+
+ Receive_ARP_Response(IP_Add,Phys_Int) returns a pointer to an ARP
+ Response received through interface, Phys_Int, that resolves
+ IP_Add. If no ARP response is received, NULL is returned.
+
+ Dest_IP_Add(IP_Packet) returns the IP destination address from
+ IP_Packet.
+
+ Next_Hop(Entry) returns the IP address in the next-hop field of
+ (routing table) Entry.
+
+ Interface(Entry) returns the physical interface field of (routing
+ table) Entry.
+
+ ARP_Helper_Add(Entry) returns the IP address in the ARP Helper
+ Address field of (routing table) Entry.
+
+
+
+Garrett, Hagan & Wong [Page 4]
+
+RFC 1433 Directed ARP March 1993
+
+
+ ARP_Request(IP_Add) returns an ARP Request packet with IP_Add as
+ the Target IP address.
+
+ Source_Link_Level(ARP_Response) returns the link level address of
+ the sender of ARP_Response.
+
+
+
+
+ ROUTE(IP_Packet)
+ {
+ Entry = Get_Route(Dest_IP_Add(IP_Packet),Other(IP_Packet));
+ If (Entry == NULL) /* No matching entry in routing table */
+ Return; /* Discard IP_Packet */
+ else
+ { /* Resolve next-hop IP address to link level address */
+ If (Next_Hop(Entry) != NULL) /* Route packet via next-hop router */
+ Next_IP = Next_Hop(Entry);
+ else /* Destination is local */
+ Next_IP = Dest_IP_Add(IP_Packet);
+ L_L_Add = Resolve(Next_IP,Interface(Entry),ARP_Helper_Add(Entry));
+ If (L_L_Add != NULL)
+ Forward(IP_Packet,L_L_Add,Interface(Entry));
+ else /* Couldn't resolve next-hop IP address */
+ Return; /* Discard IP_Packet */
+ Return;
+ }
+ }
+
+ Figure 1: C Pseudo-Code for the Routing function.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Garrett, Hagan & Wong [Page 5]
+
+RFC 1433 Directed ARP March 1993
+
+
+ Resolve(IP_Add,Interface,ARP_Help_Add)
+ {
+ If ((L_L_Add = Look_Up_Add_Res_Table(IP_Add,Interface)) != NULL)
+ { /* Found it in Address Resolution Table */
+ Return L_L_Add;
+ }
+ else
+ {
+ If (ARP_Help_Add == NULL)
+ { /* Do local Address Resolution Procedure */
+ Return Local_Add_Res(IP_Add,Interface);
+ }
+ else /* ARP_Help_Add != NULL */
+ {
+ L_L_ARP_Help_Add = Look_Up_Add_Res_Table(ARP_Help_Add,Interface);
+ If (L_L_ARP_Help_Add == NULL)
+ /* Not in Address Resolution Table */
+ L_L_ARP_Help_Add = Local_Add_Res(ARP_Help_Add,Interface);
+ If (L_L_ARP_Help_Add == NULL) /* Can't Resolve ARP Helper Add */
+ Return NULL; /* Address Resolution Failed */
+ else
+ { /* ARP for IP_Add */
+ Forward(ARP_Request(IP_Add),L_L_ARP_Help_Add,Interface);
+ ARP_Resp = Receive_ARP_Response(IP_Add,Interface);
+ If (ARP_Resp == NULL) /* No ARP Response (after persistence) */
+ Return NULL; /* Address Resolution Failed */
+ else
+ Return Source_Link_Level(ARP_Resp);
+ }
+ }
+ }
+ }
+ }
+
+ Figure 2: C Pseudo-Code for Address Resolution function.
+
+
+
+3.3 Forwarding ARP Requests
+
+ A host that implements Directed ARP procedures uses normal procedures
+ to process received ARP Requests. That is, if the Target IP address
+ is the host's address, the host uses normal procedures to respond to
+ the ARP Request. If the Target IP address is not the host's address,
+ the host silently discards the ARP Request.
+
+ If the Target IP address of an ARP Request received by a router is
+ the router's address, the router uses normal procedures to respond to
+
+
+
+Garrett, Hagan & Wong [Page 6]
+
+RFC 1433 Directed ARP March 1993
+
+
+ the ARP Request. But if the Target IP address is not the router's
+ address, the router may forward the ARP Request back through the same
+ interface it was received from, addressed to a Link Level Address
+ that corresponds to an ARP Helper Address in the router's routing
+ table. The procedures used to process an ARP Request are described
+ via C pseudo-code below. The function Receive() describes procedures
+ followed by hosts and routers, and the function Direct() describes
+ additional procedures followed by routers. In addition, the
+ following low level functions are also used:
+
+ Is_Local_IP_Add(IP_Add,Phys_Int) returns TRUE if Phys_Int has been
+ assigned IP address, IP_Add. Otherwise, returns FALSE.
+
+ Do_ARP_Processing(ARP_Request,Interface) processes ARP_Request
+ using ARP procedures described in [2].
+
+ I_Am_Router returns TRUE if device is a router and False if device
+ is a host.
+
+ Target_IP(ARP_Request) returns the Target IP address from
+ ARP_Request.
+
+ Filter(ARP_Request,Phys_Int) returns TRUE if ARP_Request passes
+ filtering constraints, and FALSE if filtering constraints are not
+ passed. See section 3.4.
+
+ Forward(Packet,Link_Level_Add,Phys_Int) fragments Packet (if
+ needed), and encapsulates Packet in one or more Link Level Frames
+ addressed to Link_Level_Add, and forwards the frame(s) through
+ interface, Phys_Int.
+
+ Look_Up_Next_Hop_Route_Table(IP_Add) returns a pointer to the
+ routing table entry with the next-hop field that matches IP_Add.
+ If no matching entry is found, NULL is returned.
+
+ Look_Up_Dest_Route_Table(IP_Add) returns a pointer to the routing
+ table entry with the destination field that best matches IP_Add.
+ If no matching entry is found, NULL is returned.
+
+ Link_Level_ARP_Req_Add(IP_Add,Phys_Int) returns the link level
+ address to which an ARP Request to resolve IP_Add should be
+ forwarded. If ARP is not used to perform local address resolution
+ of IP_Add, NULL is returned.
+
+ Local_Add_Res(IP_Add,Phys_Int) returns a pointer to the Link Level
+ address associated with IP_Add, using address resolution
+ procedures associated with address, IP_Add, and interface,
+ Phys_Int. If address resolution is unsuccessful, NULL is
+
+
+
+Garrett, Hagan & Wong [Page 7]
+
+RFC 1433 Directed ARP March 1993
+
+
+ returned. Note that different address resolution procedures may
+ be used for different IP networks.
+
+ Next_Hop(Entry) returns the IP address in the next-hop field of
+ (routing table) Entry.
+
+ Interface(Entry) returns the physical interface field of (routing
+ table) Entry.
+
+ ARP_Helper_Add(Entry) returns the IP address in the ARP Helper
+ Address field of (routing table) Entry.
+
+ Source_Link_Level(ARP_Request) returns the link level address of
+ the sender of ARP_Request.
+
+
+
+
+
+ Receive(ARP_Request,Interface)
+ {
+ If (Is_Local_IP_Add(Target_IP(ARP_Request),Interface))
+ Do_ARP_Processing(ARP_Request,Interface);
+ else /* Not my IP Address */
+ If (I_Am_Router) /* Hosts don't Direct ARP Requests */
+ If (Filter(ARP_Request,Interface)) /* Passes Filter Test */
+ /* See Section 3.4 */
+ Direct(ARP_Request,Interface); /* Directed ARP Procedures */
+ Return;
+ }
+
+ Figure 3: C Pseudo-Code for Receiving ARP Requests.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Garrett, Hagan & Wong [Page 8]
+
+RFC 1433 Directed ARP March 1993
+
+
+ Direct(ARP_Request,Phys_Int)
+ {
+ Entry = Look_Up_Next_Hop_Route_Table(Target_IP(ARP_Request));
+ If (Entry == NULL) /* Target_IP Address is not a next-hop */
+ { /* in Routing Table */
+ Entry = Look_Up_Dest_Route_Table(Target_IP(ARP_Request));
+ If (Entry == NULL) /* Not a destination either */
+ Return; /* Discard ARP Request */
+ else
+ If (Next_Hop(Entry) != NULL) /* Not a next-hop and Not local */
+ Return; /* Discard ARP Request */
+ }
+ If (Interface(Entry) != Phys_Int)
+ /* Must be same physical interface */
+ Return; /* Discard ARP Request */
+ If (ARP_Helper_Add(Entry) != NULL)
+ {
+ L_L_ARP_Helper_Add = Resolve(ARP_Helper_Add(Entry),Phys_Int,NULL);
+ If (L_L_ARP_Helper_Add != NULL)
+ Forward(ARP_Request,L_L_ARP_Helper_Add,Phys_Int);
+ /* Forward ARP_Request to ARP Helper Address */
+ Return;
+ }
+ else /* Do local address resolution. */
+ {
+ L_L_ARP_Req_Add =
+ Link_Level_ARP_Req_Add(Target_IP(ARP_Request),Phys_Int);
+ If (L_L_ARP_Req_Add != NULL)
+ { /* Local address resolution procedure is ARP. */
+ /* Forward ARP_Request. */
+ Forward(ARP_Request,L_L_ARP_Req_Add,Phys_Int);
+ Return;
+ }
+ else
+ { /* Local address resolution procedure is not ARP. */
+ /* Do "published ARP" on behalf of Target IP Address */
+ Target_Link_Level =
+ Local_Add_Res(Target_IP(ARP_Request),Phys_Int);
+ If (Target_Link_Level != NULL) /* Resolved Address */
+ {
+ Forward(ARP_Response,Source_Link_Level(ARP_Request),Phys_Int);
+ }
+ Return;
+ }
+ }
+ }
+
+ Figure 4: C Pseudo_Code for Directing ARP Requests.
+
+
+
+Garrett, Hagan & Wong [Page 9]
+
+RFC 1433 Directed ARP March 1993
+
+
+3.4 Filtering Procedures
+
+ A router performing Directed ARP procedures must filter the
+ propagation of ARP Request packets to constrain the scope of
+ potential "ARP floods" caused by misbehaving routers or hosts, and to
+ terminate potential ARP loops that may occur during periods of
+ routing protocol instability or as a result of inappropriate manual
+ configurations. Specific procedures to filter the propagation of ARP
+ Request packets are beyond the scope of this document. The following
+ procedures are suggested as potential implementations that should be
+ sufficient. Other procedures may be better suited to a particular
+ implementation.
+
+ To control the propagation of an "ARP flood", a router performing
+ Directed ARP procedures could limit the number of identical ARP
+ Requests (i.e., same Source IP address and same Target IP address)
+ that it would forward per small time interval (e.g., no more than one
+ ARP Request per second). This is consistent with the procedure
+ suggested in [5] to prevent ARP flooding.
+
+ Forwarding of ARP Request packets introduces the possibility of ARP
+ loops. The procedures used to control the scope of potential ARP
+ floods may terminate some ARP loops, but additional procedures are
+ needed if the time required to traverse a loop is longer than the
+ timer used to control ARP floods. A router could refuse to forward
+ more than N identical ARP Requests per T minutes, where N and T are
+ administered numbers. If T and N are chosen so that T/N minutes is
+ greater than the maximum time required to traverse a loop, such a
+ filter would terminate the loop. In some cases a host may send more
+ than one ARP Request with the same Source IP address,Target IP
+ address pair (i.e., N should be greater than 1). For example, the
+ first ARP Request might be lost. However, once an ARP Response is
+ received, a host would normally save the associated information, and
+ therefore would not generate an identical ARP Request for a period of
+ time on the order of minutes. Therefore, T may be large enough to
+ ensure that T/N is much larger than the time to traverse any loop.
+
+ In some implementations the link level destination address of a frame
+ used to transport an ARP Request to a router may be available to the
+ router's Directed ARP filtering process. An important class of
+ simple ARP loops will be prevented from starting if a router never
+ forwards an ARP Request to the same link level address to which the
+ received ARP Request was addressed. Of course, other procedures such
+ as the one described in the paragraph above will stop all loops, and
+ are needed, even if filters are implemented that prevent some loops
+ from starting.
+
+
+
+
+
+Garrett, Hagan & Wong [Page 10]
+
+RFC 1433 Directed ARP March 1993
+
+
+ Host requirements [5] specify that "the packet receive interface
+ between the IP layer and the link layer MUST include a flag to
+ indicate whether the incoming packet was addressed to a link-level
+ broadcast address." An important class of simple ARP floods can be
+ eliminated if routers never forward ARP Requests that were addressed
+ to a link-level broadcast address.
+
+4. Use of Directed ARP by Routing
+
+ The exchange and use of routing information is constrained by
+ available address resolution procedures. A host or router can not
+ use a next-hop IP address learned via dynamic routing procedures if
+ it is unable to resolve the next-hop IP address to the associated
+ link level address. Without compatible dynamic address resolution
+ procedures, a router may not advertise a next-hop address that is not
+ on the same IP network as the host or router receiving the
+ advertisement. Directed ARP is a procedure that enables a router
+ that advertises routing information to make the routing information
+ useful by also providing assistance in resolving the associated
+ next-hop IP addresses.
+
+ The following subsections describe the use of Directed ARP to expand
+ the scope of ICMP Redirects [6], distance-vector routing protocols
+ (e.g., BGP [3]), and link-state routing protocols (e.g., OSPF [4]).
+
+4.1 ICMP Redirect
+
+ If a router forwards a packet to a next-hop address that is on the
+ same link level network as the host that originated the packet, the
+ router may send an ICMP Redirect to the host. But a host can not use
+ a next-hop address advertised via an ICMP Redirect unless the host
+ has a procedure to resolve the advertised next-hop address to its
+ associated link level address. Directed ARP is a procedure that a
+ host could use to resolve an advertised next-hop address, even if the
+ host does not have an address on the same IP network as the
+ advertised next-hop address.
+
+ A host that implements Directed ARP procedures includes an ARP Helper
+ Address with each routing table entry. The ARP Helper Address
+ associated with an entry learned via an ICMP Redirect is NULL if the
+ associated next-hop address matches a routing table entry with a NULL
+ next-hop and a NULL ARP Helper Address (i.e., the host already knows
+ how to resolve the next-hop address). Otherwise, the ARP Helper
+ Address is the IP address of the router that sent the ICMP Redirect.
+ Note that the router that sent the ICMP Redirect is the current
+ next-hop to the advertised destination [5]. Therefore, the host
+ should have an entry in its address resolution table for the new ARP
+ Helper Address. If the host is unable to resolve the next-hop IP
+
+
+
+Garrett, Hagan & Wong [Page 11]
+
+RFC 1433 Directed ARP March 1993
+
+
+ address advertised in the ICMP Redirect (e.g., because the associated
+ ARP Helper Address is on a foreign IP network; i.e., was learned via
+ an old ICMP Redirect, and the address resolution table entry for that
+ ARP Helper Address timed out), the host must flush the associated
+ routing table entry. Directed ARP procedures do not recursively use
+ Directed ARP to resolve an ARP Helper Address.
+
+ A router that performs Directed ARP procedures might advertise a
+ foreign next-hop to a host that does not perform Directed ARP.
+ Following existing procedures, the host would silently discard the
+ ICMP Redirect. A router that does not implement Directed ARP should
+ not advertise a next-hop on a foreign IP network, as specified by
+ existing procedures. If it did, and the ICMP Redirect was received
+ by a host that implemented Directed ARP procedures, the host would
+ send an ARP Request for the foreign IP address to the advertising
+ router, which would silently discard the ARP Request. When address
+ resolution fails, the host should flush the associated entry from its
+ routing table.
+
+ For various reasons a host may ignore an ICMP Redirect and may
+ continue to forward packets to the same router that sent the ICMP
+ Redirect. For example, a host that does not implement Directed ARP
+ procedures would silently discard an ICMP Redirect advertising a
+ next-hop address on a foreign IP network. Routers should implement
+ constraints to control the number of ICMP Redirects sent to hosts.
+ For example, a router might limit the number of repeated ICMP
+ Redirects sent to a host to no more than N ICMP Redirects per T
+ minutes, where N and T are administered values.
+
+4.2 Distance Vector Routing Protocol
+
+ A distance-vector routing protocol provides procedures for a router
+ to advertise a destination address (e.g., an IP network), an
+ associated next-hop address, and other information (e.g., associated
+ metric). But a router can not use an advertised route unless the
+ router has a procedure to resolve the advertised next-hop address to
+ its associated link level address. Directed ARP is a procedure that
+ a router could use to resolve an advertised next-hop address, even if
+ the router does not have an address on the same IP network as the
+ advertised next-hop address.
+
+ The following procedures assume a router only accepts routing updates
+ if it knows the IP address of the sender of the update, can resolve
+ the IP address of the sender to its associated link level address,
+ and has an interface on the same link level network as the sender.
+
+ A router that implements Directed ARP procedures includes an ARP
+ Helper Address with each routing table entry. The ARP Helper Address
+
+
+
+Garrett, Hagan & Wong [Page 12]
+
+RFC 1433 Directed ARP March 1993
+
+
+ associated with an entry learned via a routing protocol update is
+ NULL if the associated next-hop address matches a routing table entry
+ with a NULL next-hop and NULL ARP Helper Address (i.e., the router
+ already knows how to resolve the next-hop address). Otherwise, the
+ ARP Helper Address is the IP address of the router that sent the
+ routing update.
+
+ Some distance-vector routing protocols (e.g., BGP [3]) provide syntax
+ that would permit a router to advertise an address on a foreign IP
+ network as a next-hop. If a router that implements Directed ARP
+ procedures advertises a foreign next-hop IP address to a second
+ router that does not implement Directed ARP procedures, the second
+ router can not use the advertised foreign next-hop. Depending on the
+ details of the routing protocol implementation, it might be
+ appropriate for the first router to also advertise a next-hop that is
+ not on a foreign IP network (e.g., itself), perhaps at a higher cost.
+ Or, if the routing relationship is an administered connection (e.g.,
+ BGP relationships are administered TCP/IP connections), the
+ administrative procedure could determine whether foreign next-hop IP
+ addresses should be advertised.
+
+ A distance-vector routing protocol could advertise that a destination
+ is directly reachable by specifying that the router receiving the
+ advertisement is, itself, the next-hop to the destination. In
+ addition, the advertised metric for the route might be zero. If the
+ router did not already have a routing table entry that specified the
+ advertised destination was local (i.e., NULL next-hop address), the
+ router could add the new route with NULL next-hop, and the IP address
+ of the router that sent the update as ARP Helper Address.
+
+4.3 Link State Routing Protocol
+
+ A link-state routing protocol provides procedures for routers to
+ identify links to other entities (e.g., other routers and networks),
+ determine the state or cost of those links, reliably distribute
+ link-state information to other routers in the routing domain, and
+ calculate routes based on link-state information received from other
+ routers. A router with an interface to two (or more) IP networks via
+ the same link level interface is connected to those IP networks via a
+ single link, as described above. If a router could advertise that it
+ used the same link to connect to two (or more) IP networks, and would
+ perform Directed ARP procedures, routers on either of the IP networks
+ could forward packets directly to hosts and routers on both IP
+ networks, using Directed ARP procedures to resolve addresses on the
+ foreign IP network. With Directed ARP, the cost of the direct path
+ to the foreign IP network would be less than the cost of the path
+ through the router with addresses on both IP networks.
+
+
+
+
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+RFC 1433 Directed ARP March 1993
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+ To benefit from Directed ARP procedures, the link-state routing
+ protocol must include procedures for a router to advertise
+ connectivity to multiple IP networks via the same link, and the
+ routing table calculation process must include procedures to
+ calculate ARP Helper Addresses and procedures to accurately calculate
+ the reduced cost of the path to a foreign IP network reached directly
+ via Directed ARP procedures.
+
+ The Shortest Path First algorithm for calculating least cost routes
+ is based on work by Dijkstra [7], and was first used in a routing
+ protocol by the ARPANET, as described by McQuillan [8]. A router
+ constructs its routing table by building a shortest path tree, with
+ itself as root. The process is iterative, starting with no entries
+ on the shortest path tree, and the router, itself, as the only entry
+ in a list of candidate vertices. The router then loops on the
+ following two steps.
+
+ 1. Remove the entry from the candidate list that is closest to
+ root, and add it to the shortest path tree.
+
+ 2. Examine the link state advertisement from the entry added to
+ the shortest path tree in step 1. For each neighbor (i.e.,
+ router or IP network to which a link connects)
+
+ - If the neighbor is already on the shortest path tree, do
+ nothing.
+
+ - If the neighbor is on the candidate list, recalculate the
+ distance from root to the neighbor. Also recalculate the
+ next-hop(s) to the neighbor.
+
+ - If the neighbor is not on the candidate list, calculate
+ the distance from root to the neighbor and the next-hop(s)
+ from root to the neighbor, and add the neighbor to the
+ candidate list.
+
+The process terminates when there are no entries on the candidate list.
+
+To take advantage of Directed ARP procedures, the link-state protocol
+must provide procedures to advertise that a router accesses two or more
+IP networks via the same link. In addition, the Shortest Path First
+calculation is modified to calculate ARP Helper Addresses and recognize
+path cost reductions achieved via Directed ARP.
+
+ 1. If a neighbor under consideration is an IP network, and its
+ parent (i.e., the entry added to the shortest path tree in step
+ 1, above) has advertised that the neighbor is reached via the
+ same link as a network that is already on the shortest path
+
+
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+RFC 1433 Directed ARP March 1993
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+ tree, the distance from root and next-hop(s) from root to the
+ neighbor are the same as the distance and next-hop(s)
+ associated with the network already on the shortest path tree.
+ If the ARP Helper Address associated with the network that is
+ already on the shortest path tree is not NULL, the neighbor
+ also inherits the ARP Helper Address from the network that is
+ already on the shortest path tree.
+
+ 2. If the calculated next-hop to the neighbor is not NULL, the
+ neighbor inherits the ARP Helper Address from its parent.
+ Otherwise, except as described in item 1, the ARP Helper
+ Address is the IP address of the next-hop to the neighbor's
+ parent. Note that the next-hop to root is NULL.
+
+ For each router or IP network on the shortest path tree, the Shortest
+ Path First algorithm described above must calculate one or more
+ next-hops that can be used to access the router or IP network. A
+ router that advertises a link to an IP network must include an IP
+ address that can be used by other routers on the IP network when
+ using the router as a next-hop. A router might advertise that it was
+ connected to two IP networks via the same link by advertising the
+ same next-hop IP address for access from both IP networks. To
+ accommodate the address resolution constraints of routers on both IP
+ networks the router might advertise two IP addresses (one from each
+ IP network) as next-hop IP addresses for access from both IP
+ networks.
+
+5. Robustness
+
+ Hosts and routers can use Directed ARP to resolve third-party next-
+ hop addresses; i.e., next-hop addresses learned from a routing
+ protocol peer or current next-hop router. Undetected failure of a
+ third party next-hop can result in a routing "black hole". To avoid
+ "black holes", host requirements [5] specify that a host "...MUST be
+ able to detect the failure of a 'next-hop' gateway that is listed in
+ its route cache and to choose an alternate gateway." A host may
+ receive feedback from protocol layers above IP (e.g., TCP) that
+ indicates the status of a next-hop router, and may use other
+ procedures (e.g., ICMP echo) to test the status of a next-hop router.
+ But the complexity of routing is borne by routers, whose routing
+ information must be consistent with the information known to their
+ peers. Routing protocols such as BGP [3], OSPF [4], and others,
+ require that routers must stand behind routing information that they
+ advertise. Routers tag routing information with the IP address of
+ the router that advertised the information. If the information
+ becomes invalid, the router that advertised the information must
+ advertise that the old information is no longer valid. If a source
+ of routing information becomes unavailable, all information received
+
+
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+RFC 1433 Directed ARP March 1993
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+ from that source must be marked as no longer valid. The complexity
+ of dynamic routing protocols stems from procedures to ensure routers
+ either receive routing updates sent by a peer, or are able to
+ determine that they did not receive the updates (e.g., because
+ connectivity to the peer is no longer available).
+
+ Third-party next-hops can also result in "black holes" if the
+ underlying link layer network connectivity is not transitive. For
+ example, SMDS filters [9] could be administered to permit
+ communication between the SMDS addresses of router R1 and router R2,
+ and between the SMDS addresses of router R2 and router R3, and to
+ block communication between the SMDS addresses of router R1 and
+ router R3. Router R2 could advertise router R3 as a next-hop to
+ router R1, but SMDS filters would prevent direct communication
+ between router R1 and router R3. Non-symmetric filters might permit
+ router R3 to send packets to router R1, but block packets sent by
+ router R1 addressed to router R3.
+
+ A host or router could verify link level connectivity with a next-hop
+ router by sending an ICMP echo to the link level address of the
+ next-hop router. (Note that the ICMP echo is sent directly to the
+ link level address of the next-hop router, and is not routed to the
+ IP address of the next-hop router. If the ICMP echo is routed, it
+ may follow a path that does not verify link level connectivity.) This
+ test could be performed before adding the associated routing table
+ entry, or before the first use of the routing table entry. Detection
+ of subsequent changes in link level connectivity is a dynamic routing
+ protocol issue and is beyond the scope of this memo.
+
+References
+
+ [1] Piscitello, D., and J. Lawrence, "The Transmission of IP
+ Datagrams over the SMDS Service", RFC 1209, Bell Communications
+ Research, March 1991.
+
+ [2] Plummer, D., "An Ethernet Address Resolution Protocol - or -
+ Converting Network Protocol Addresses to 48.bit Ethernet Address
+ for Transmission on Ethernet Hardware", RFC 826, Symbolics, Inc.,
+ November 1982.
+
+ [3] Lougheed, K. and Y. Rekhter, "A Border Gateway Protocol 3 (BGP-
+ 3)", RFC 1267, cisco Systems and IBM T. J. Watson Research
+ Center, October 1991.
+
+ [4] Moy, J., "OSPF Version 2", RFC 1247, Proteon, Inc., July 1991.
+
+ [5] Braden, R., editor, "Requirements for Internet Hosts --
+ Communication Layers", STD 3, RFC 1122, USC/Information Sciences
+
+
+
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+
+RFC 1433 Directed ARP March 1993
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+ Institute, October 1989.
+
+ [6] Postel, J., "Internet Control Message Protocol - DARPA Internet
+ Program Protocol Specification", STD 5, RFC 792, USC/Information
+ Sciences Institute, September 1981.
+
+ [7] Dijkstra, E. W., "A Note on Two Problems in Connection with
+ Graphs", Numerische Mathematik, Vol. 1, pp. 269-271, 1959.
+
+ [8] McQuillan, J. M., I. Richer, and E. C. Rosen, "The New Routing
+ Algorithm for the ARPANET", IEEE Transactions on Communications,
+ Vol. COM-28, May 1980.
+
+ [9] "Generic System Requirements In Support of Switched Multi-
+ megabit Data Service", Technical Reference TR-TSV-000772, Bell
+ Communications Research Technical Reference, Issue 1, May 1991.
+
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+Security Considerations
+
+ Security issues are not discussed in this memo.
+
+Authors' Addresses
+
+ John Garrett
+ AT&T Bell Laboratories
+ 184 Liberty Corner Road
+ Warren, N.J. 07060-0906
+
+ Phone: (908) 580-4719
+ EMail: jwg@garage.att.com
+
+
+ John Dotts Hagan
+ University of Pennsylvania
+ Suite 221A
+ 3401 Walnut Street
+ Philadelphia, PA 19104-6228
+
+ Phone: (215) 898-9192
+ EMail: Hagan@UPENN.EDU
+
+
+ Jeffrey A. Wong
+ AT&T Bell Laboratories
+ 184 Liberty Corner Road
+ Warren, N.J. 07060-0906
+
+ Phone: (908) 580-5361
+ EMail: jwong@garage.att.com
+
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