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+
+Network Working Group J. Linn
+Request for Comments: 1964 OpenVision Technologies
+Category: Standards Track June 1996
+
+
+ The Kerberos Version 5 GSS-API Mechanism
+
+Status of this Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+ABSTRACT
+
+ This specification defines protocols, procedures, and conventions to
+ be employed by peers implementing the Generic Security Service
+ Application Program Interface (as specified in RFCs 1508 and 1509)
+ when using Kerberos Version 5 technology (as specified in RFC 1510).
+
+ACKNOWLEDGMENTS
+
+ Much of the material in this memo is based on working documents
+ drafted by John Wray of Digital Equipment Corporation and on
+ discussions, implementation activities, and interoperability testing
+ involving Marc Horowitz, Ted Ts'o, and John Wray. Particular thanks
+ are due to each of these individuals for their contributions towards
+ development and availability of GSS-API support within the Kerberos
+ Version 5 code base.
+
+1. Token Formats
+
+ This section discusses protocol-visible characteristics of the GSS-
+ API mechanism to be implemented atop Kerberos V5 security technology
+ per RFC-1508 and RFC-1510; it defines elements of protocol for
+ interoperability and is independent of language bindings per RFC-
+ 1509.
+
+ Tokens transferred between GSS-API peers (for security context
+ management and per-message protection purposes) are defined. The
+ data elements exchanged between a GSS-API endpoint implementation and
+ the Kerberos KDC are not specific to GSS-API usage and are therefore
+ defined within RFC-1510 rather than within this specification.
+
+
+
+
+
+
+Linn Standards Track [Page 1]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ To support ongoing experimentation, testing, and evolution of the
+ specification, the Kerberos V5 GSS-API mechanism as defined in this
+ and any successor memos will be identified with the following Object
+ Identifier, as defined in RFC-1510, until the specification is
+ advanced to the level of Proposed Standard RFC:
+
+ {iso(1), org(3), dod(5), internet(1), security(5), kerberosv5(2)}
+
+ Upon advancement to the level of Proposed Standard RFC, the Kerberos
+ V5 GSS-API mechanism will be identified by an Object Identifier
+ having the value:
+
+ {iso(1) member-body(2) United States(840) mit(113554) infosys(1)
+ gssapi(2) krb5(2)}
+
+1.1. Context Establishment Tokens
+
+ Per RFC-1508, Appendix B, the initial context establishment token
+ will be enclosed within framing as follows:
+
+ InitialContextToken ::=
+ [APPLICATION 0] IMPLICIT SEQUENCE {
+ thisMech MechType
+ -- MechType is OBJECT IDENTIFIER
+ -- representing "Kerberos V5"
+ innerContextToken ANY DEFINED BY thisMech
+ -- contents mechanism-specific;
+ -- ASN.1 usage within innerContextToken
+ -- is not required
+ }
+
+ The innerContextToken of the initial context token will consist of a
+ Kerberos V5 KRB_AP_REQ message, preceded by a two-byte token-id
+ (TOK_ID) field, which shall contain the value 01 00.
+
+ The above GSS-API framing shall be applied to all tokens emitted by
+ the Kerberos V5 GSS-API mechanism, including KRB_AP_REP, KRB_ERROR,
+ context-deletion, and per-message tokens, not just to the initial
+ token in a context establishment sequence. While not required by
+ RFC-1508, this enables implementations to perform enhanced error-
+ checking. The innerContextToken field of context establishment tokens
+ for the Kerberos V5 GSS-API mechanism will contain a Kerberos message
+ (KRB_AP_REQ, KRB_AP_REP or KRB_ERROR), preceded by a 2-byte TOK_ID
+ field containing 01 00 for KRB_AP_REQ messages, 02 00 for KRB_AP_REP
+ messages and 03 00 for KRB_ERROR messages.
+
+
+
+
+
+
+Linn Standards Track [Page 2]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+1.1.1. Initial Token
+
+ Relevant KRB_AP_REQ syntax (from RFC-1510) is as follows:
+
+ AP-REQ ::= [APPLICATION 14] SEQUENCE {
+ pvno [0] INTEGER, -- indicates Version 5
+ msg-type [1] INTEGER, -- indicates KRB_AP_REQ
+ ap-options[2] APOptions,
+ ticket[3] Ticket,
+ authenticator[4] EncryptedData
+ }
+
+ APOptions ::= BIT STRING {
+ reserved (0),
+ use-session-key (1),
+ mutual-required (2)
+ }
+
+ Ticket ::= [APPLICATION 1] SEQUENCE {
+ tkt-vno [0] INTEGER, -- indicates Version 5
+ realm [1] Realm,
+ sname [2] PrincipalName,
+ enc-part [3] EncryptedData
+ }
+
+ -- Encrypted part of ticket
+ EncTicketPart ::= [APPLICATION 3] SEQUENCE {
+ flags[0] TicketFlags,
+ key[1] EncryptionKey,
+ crealm[2] Realm,
+ cname[3] PrincipalName,
+ transited[4] TransitedEncoding,
+ authtime[5] KerberosTime,
+ starttime[6] KerberosTime OPTIONAL,
+ endtime[7] KerberosTime,
+ renew-till[8] KerberosTime OPTIONAL,
+ caddr[9] HostAddresses OPTIONAL,
+ authorization-data[10] AuthorizationData OPTIONAL
+ }
+
+ -- Unencrypted authenticator
+ Authenticator ::= [APPLICATION 2] SEQUENCE {
+ authenticator-vno[0] INTEGER,
+ crealm[1] Realm,
+ cname[2] PrincipalName,
+ cksum[3] Checksum OPTIONAL,
+ cusec[4] INTEGER,
+ ctime[5] KerberosTime,
+
+
+
+Linn Standards Track [Page 3]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ subkey[6] EncryptionKey OPTIONAL,
+ seq-number[7] INTEGER OPTIONAL,
+ authorization-data[8] AuthorizationData OPTIONAL
+ }
+
+ For purposes of this specification, the authenticator shall include
+ the optional sequence number, and the checksum field shall be used to
+ convey channel binding, service flags, and optional delegation
+ information. The checksum will have a type of 0x8003 (a value being
+ registered within the Kerberos protocol specification), and a value
+ field of at least 24 bytes in length. The length of the value field
+ is extended beyond 24 bytes if and only if an optional facility to
+ carry a Kerberos-defined KRB_CRED message for delegation purposes is
+ supported by an implementation and active on a context. When
+ delegation is active, a TGT with its FORWARDABLE flag set will be
+ transferred within the KRB_CRED message.
+
+ The checksum value field's format is as follows:
+
+ Byte Name Description
+ 0..3 Lgth Number of bytes in Bnd field;
+ Currently contains hex 10 00 00 00
+ (16, represented in little-endian form)
+ 4..19 Bnd MD5 hash of channel bindings, taken over all non-null
+ components of bindings, in order of declaration.
+ Integer fields within channel bindings are represented
+ in little-endian order for the purposes of the MD5
+ calculation.
+ 20..23 Flags Bit vector of context-establishment flags,
+ with values consistent with RFC-1509, p. 41:
+ GSS_C_DELEG_FLAG: 1
+ GSS_C_MUTUAL_FLAG: 2
+ GSS_C_REPLAY_FLAG: 4
+ GSS_C_SEQUENCE_FLAG: 8
+ GSS_C_CONF_FLAG: 16
+ GSS_C_INTEG_FLAG: 32
+ The resulting bit vector is encoded into bytes 20..23
+ in little-endian form.
+ 24..25 DlgOpt The Delegation Option identifier (=1) [optional]
+ 26..27 Dlgth The length of the Deleg field. [optional]
+ 28..n Deleg A KRB_CRED message (n = Dlgth + 29) [optional]
+
+ In computing the contents of the "Bnd" field, the following detailed
+ points apply:
+
+ (1) Each integer field shall be formatted into four bytes, using
+ little-endian byte ordering, for purposes of MD5 hash
+ computation.
+
+
+
+Linn Standards Track [Page 4]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ (2) All input length fields within gss_buffer_desc elements of a
+ gss_channel_bindings_struct, even those which are zero-valued,
+ shall be included in the hash calculation; the value elements of
+ gss_buffer_desc elements shall be dereferenced, and the
+ resulting data shall be included within the hash computation,
+ only for the case of gss_buffer_desc elements having non-zero
+ length specifiers.
+
+ (3) If the caller passes the value GSS_C_NO_BINDINGS instead of
+ a valid channel bindings structure, the Bnd field shall be set
+ to 16 zero-valued bytes.
+
+ In the initial Kerberos V5 GSS-API mechanism token (KRB_AP_REQ token)
+ from initiator to target, the GSS_C_DELEG_FLAG, GSS_C_MUTUAL_FLAG,
+ GSS_C_REPLAY_FLAG, and GSS_C_SEQUENCE_FLAG values shall each be set
+ as the logical AND of the initiator's corresponding request flag to
+ GSS_Init_sec_context() and a Boolean indicator of whether that
+ optional service is available to GSS_Init_sec_context()'s caller.
+ GSS_C_CONF_FLAG and GSS_C_INTEG_FLAG, for which no corresponding
+ context-level input indicator flags to GSS_Init_sec_context() exist,
+ shall each be set to indicate whether their respective per-message
+ protection services are available for use on the context being
+ established.
+
+ When input source address channel binding values are provided by a
+ caller (i.e., unless the input argument is GSS_C_NO_BINDINGS or the
+ source address specifier value within the input structure is
+ GSS_C_NULL_ADDRTYPE), and the corresponding token received from the
+ context's peer bears address restrictions, it is recommended that an
+ implementation of the Kerberos V5 GSS-API mechanism should check that
+ the source address as provided by the caller matches that in the
+ received token, and should return the GSS_S_BAD_BINDINGS major_status
+ value if a mismatch is detected. Note: discussion is ongoing about
+ the strength of recommendation to be made in this area, and on the
+ circumstances under which such a recommendation should be applicable;
+ implementors are therefore advised that changes on this matter may be
+ included in subsequent versions of this specification.
+
+1.1.2. Response Tokens
+
+ A context establishment sequence based on the Kerberos V5 mechanism
+ will perform one-way authentication (without confirmation or any
+ return token from target to initiator in response to the initiator's
+ KRB_AP_REQ) if the mutual_req bit is not set in the application's
+ call to GSS_Init_sec_context(). Applications requiring confirmation
+ that their authentication was successful should request mutual
+ authentication, resulting in a "mutual-required" indication within
+ KRB_AP_REQ APoptions and the setting of the mutual_req bit in the
+
+
+
+Linn Standards Track [Page 5]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ flags field of the authenticator checksum. In response to such a
+ request, the context target will reply to the initiator with a token
+ containing either a KRB_AP_REP or KRB_ERROR, completing the mutual
+ context establishment exchange.
+
+ Relevant KRB_AP_REP syntax is as follows:
+
+ AP-REP ::= [APPLICATION 15] SEQUENCE {
+ pvno [0] INTEGER, -- represents Kerberos V5
+ msg-type [1] INTEGER, -- represents KRB_AP_REP
+ enc-part [2] EncryptedData
+ }
+
+ EncAPRepPart ::= [APPLICATION 27] SEQUENCE {
+ ctime [0] KerberosTime,
+ cusec [1] INTEGER,
+ subkey [2] EncryptionKey OPTIONAL,
+ seq-number [3] INTEGER OPTIONAL
+ }
+
+ The optional seq-number element within the AP-REP's EncAPRepPart
+ shall be included.
+
+ The syntax of KRB_ERROR is as follows:
+
+ KRB-ERROR ::= [APPLICATION 30] SEQUENCE {
+ pvno[0] INTEGER,
+ msg-type[1] INTEGER,
+ ctime[2] KerberosTime OPTIONAL,
+ cusec[3] INTEGER OPTIONAL,
+ stime[4] KerberosTime,
+ susec[5] INTEGER,
+ error-code[6] INTEGER,
+ crealm[7] Realm OPTIONAL,
+ cname[8] PrincipalName OPTIONAL,
+ realm[9] Realm, -- Correct realm
+ sname[10] PrincipalName, -- Correct name
+ e-text[11] GeneralString OPTIONAL,
+ e-data[12] OCTET STRING OPTIONAL
+ }
+
+ Values to be transferred in the error-code field of a KRB-ERROR
+ message are defined in [RFC-1510], not in this specification.
+
+
+
+
+
+
+
+
+Linn Standards Track [Page 6]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+1.2. Per-Message and Context Deletion Tokens
+
+ Three classes of tokens are defined in this section: "MIC" tokens,
+ emitted by calls to GSS_GetMIC() (formerly GSS_Sign()) and consumed
+ by calls to GSS_VerifyMIC() (formerly GSS_Verify()), "Wrap" tokens,
+ emitted by calls to GSS_Wrap() (formerly GSS_Seal()) and consumed by
+ calls to GSS_Unwrap() (formerly GSS_Unseal()), and context deletion
+ tokens, emitted by calls to GSS_Delete_sec_context() and consumed by
+ calls to GSS_Process_context_token(). Note: References to GSS-API
+ per-message routines in the remainder of this specification will be
+ based on those routines' newer recommended names rather than those
+ names' predecessors.
+
+ Several variants of cryptographic keys are used in generation and
+ processing of per-message tokens:
+
+ (1) context key: uses Kerberos session key (or subkey, if
+ present in authenticator emitted by context initiator) directly
+
+ (2) confidentiality key: forms variant of context key by
+ exclusive-OR with the hexadecimal constant f0f0f0f0f0f0f0f0.
+
+ (3) MD2.5 seed key: forms variant of context key by reversing
+ the bytes of the context key (i.e. if the original key is the
+ 8-byte sequence {aa, bb, cc, dd, ee, ff, gg, hh}, the seed key
+ will be {hh, gg, ff, ee, dd, cc, bb, aa}).
+
+1.2.1. Per-message Tokens - MIC
+
+Use of the GSS_GetMIC() call yields a token, separate from the user
+data being protected, which can be used to verify the integrity of
+that data as received. The token has the following format:
+
+ Byte no Name Description
+ 0..1 TOK_ID Identification field.
+ Tokens emitted by GSS_GetMIC() contain
+ the hex value 01 01 in this field.
+ 2..3 SGN_ALG Integrity algorithm indicator.
+ 00 00 - DES MAC MD5
+ 01 00 - MD2.5
+ 02 00 - DES MAC
+ 4..7 Filler Contains ff ff ff ff
+ 8..15 SND_SEQ Sequence number field.
+ 16..23 SGN_CKSUM Checksum of "to-be-signed data",
+ calculated according to algorithm
+ specified in SGN_ALG field.
+
+
+
+
+
+Linn Standards Track [Page 7]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ GSS-API tokens must be encapsulated within the higher-level protocol
+ by the application; no embedded length field is necessary.
+
+1.2.1.1. Checksum
+
+ Checksum calculation procedure (common to all algorithms): Checksums
+ are calculated over the data field, logically prepended by the first
+ 8 bytes of the plaintext packet header. The resulting value binds
+ the data to the packet type and signature algorithm identifier
+ fields.
+
+ DES MAC MD5 algorithm: The checksum is formed by computing an MD5
+ [RFC-1321] hash over the plaintext data, and then computing a DES-CBC
+ MAC on the 16-byte MD5 result. A standard 64-bit DES-CBC MAC is
+ computed per [FIPS-PUB-113], employing the context key and a zero IV.
+ The 8-byte result is stored in the SGN_CKSUM field.
+
+ MD2.5 algorithm: The checksum is formed by first DES-CBC encrypting a
+ 16-byte zero-block, using a zero IV and a key formed by reversing the
+ bytes of the context key (i.e. if the original key is the 8-byte
+ sequence {aa, bb, cc, dd, ee, ff, gg, hh}, the checksum key will be
+ {hh, gg, ff, ee, dd, cc, bb, aa}). The resulting 16-byte value is
+ logically prepended to the to-be-signed data. A standard MD5
+ checksum is calculated over the combined data, and the first 8 bytes
+ of the result are stored in the SGN_CKSUM field. Note 1: we refer to
+ this algorithm informally as "MD2.5" to connote the fact that it uses
+ half of the 128 bits generated by MD5; use of only a subset of the
+ MD5 bits is intended to protect against the prospect that data could
+ be postfixed to an existing message with corresponding modifications
+ being made to the checksum. Note 2: This algorithm is fairly novel
+ and has received more limited evaluation than that to which other
+ integrity algorithms have been subjected. An initial, limited
+ evaluation indicates that it may be significantly weaker than DES MAC
+ MD5.
+
+ DES-MAC algorithm: A standard 64-bit DES-CBC MAC is computed on the
+ plaintext data per [FIPS-PUB-113], employing the context key and a
+ zero IV. Padding procedures to accomodate plaintext data lengths
+ which may not be integral multiples of 8 bytes are defined in [FIPS-
+ PUB-113]. The result is an 8-byte value, which is stored in the
+ SGN_CKSUM field. Support for this algorithm may not be present in
+ all implementations.
+
+1.2.1.2. Sequence Number
+
+ Sequence number field: The 8 byte plaintext sequence number field is
+ formed from the sender's four-byte sequence number as follows. If
+ the four bytes of the sender's sequence number are named s0, s1, s2
+
+
+
+Linn Standards Track [Page 8]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ and s3 (from least to most significant), the plaintext sequence
+ number field is the 8 byte sequence: (s0, s1, s2, s3, di, di, di,
+ di), where 'di' is the direction-indicator (Hex 0 - sender is the
+ context initiator, Hex FF - sender is the context acceptor). The
+ field is then DES-CBC encrypted using the context key and an IV
+ formed from the first 8 bytes of the previously calculated SGN_CKSUM
+ field. After sending a GSS_GetMIC() or GSS_Wrap() token, the sender's
+ sequence number is incremented by one.
+
+ The receiver of the token will first verify the SGN_CKSUM field. If
+ valid, the sequence number field may be decrypted and compared to the
+ expected sequence number. The repetition of the (effectively 1-bit)
+ direction indicator within the sequence number field provides
+ redundancy so that the receiver may verify that the decryption
+ succeeded.
+
+ Since the checksum computation is used as an IV to the sequence
+ number decryption, attempts to splice a checksum and sequence number
+ from different messages will be detected. The direction indicator
+ will detect packets that have been maliciously reflected.
+
+ The sequence number provides a basis for detection of replayed
+ tokens. Replay detection can be performed using state information
+ retained on received sequence numbers, interpreted in conjunction
+ with the security context on which they arrive.
+
+ Provision of per-message replay and out-of-sequence detection
+ services is optional for implementations of the Kerberos V5 GSS-API
+ mechanism. Further, it is recommended that implementations of the
+ Kerberos V5 GSS-API mechanism which offer these services should honor
+ a caller's request that the services be disabled on a context.
+ Specifically, if replay_det_req_flag is input FALSE, replay_det_state
+ should be returned FALSE and the GSS_DUPLICATE_TOKEN and
+ GSS_OLD_TOKEN stati should not be indicated as a result of duplicate
+ detection when tokens are processed; if sequence_req_flag is input
+ FALSE, sequence_state should be returned FALSE and
+ GSS_DUPLICATE_TOKEN, GSS_OLD_TOKEN, and GSS_UNSEQ_TOKEN stati should
+ not be indicated as a result of out-of-sequence detection when tokens
+ are processed.
+
+1.2.2. Per-message Tokens - Wrap
+
+ Use of the GSS_Wrap() call yields a token which encapsulates the
+ input user data (optionally encrypted) along with associated
+ integrity check quantities. The token emitted by GSS_Wrap() consists
+ of an integrity header whose format is identical to that emitted by
+ GSS_GetMIC() (except that the TOK_ID field contains the value 02 01),
+ followed by a body portion that contains either the plaintext data
+
+
+
+Linn Standards Track [Page 9]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ (if SEAL_ALG = ff ff) or encrypted data for any other supported value
+ of SEAL_ALG. Currently, only SEAL_ALG = 00 00 is supported, and
+ means that DES-CBC encryption is being used to protect the data.
+
+ The GSS_Wrap() token has the following format:
+
+ Byte no Name Description
+ 0..1 TOK_ID Identification field.
+ Tokens emitted by GSS_Wrap() contain
+ the hex value 02 01 in this field.
+ 2..3 SGN_ALG Checksum algorithm indicator.
+ 00 00 - DES MAC MD5
+ 01 00 - MD2.5
+ 02 00 - DES MAC
+ 4..5 SEAL_ALG ff ff - none
+ 00 00 - DES
+ 6..7 Filler Contains ff ff
+ 8..15 SND_SEQ Encrypted sequence number field.
+ 16..23 SGN_CKSUM Checksum of plaintext padded data,
+ calculated according to algorithm
+ specified in SGN_ALG field.
+ 24..last Data encrypted or plaintext padded data
+
+ GSS-API tokens must be encapsulated within the higher-level protocol
+ by the application; no embedded length field is necessary.
+
+1.2.2.1. Checksum
+
+ Checksum calculation procedure (common to all algorithms): Checksums
+ are calculated over the plaintext padded data field, logically
+ prepended by the first 8 bytes of the plaintext packet header. The
+ resulting signature binds the data to the packet type, protocol
+ version, and signature algorithm identifier fields.
+
+ DES MAC MD5 algorithm: The checksum is formed by computing an MD5
+ hash over the plaintext padded data, and then computing a DES-CBC MAC
+ on the 16-byte MD5 result. A standard 64-bit DES-CBC MAC is computed
+ per [FIPS-PUB-113], employing the context key and a zero IV. The 8-
+ byte result is stored in the SGN_CKSUM field.
+
+ MD2.5 algorithm: The checksum is formed by first DES-CBC encrypting a
+ 16-byte zero-block, using a zero IV and a key formed by reversing the
+ bytes of the context key (i.e., if the original key is the 8-byte
+ sequence {aa, bb, cc, dd, ee, ff, gg, hh}, the checksum key will be
+ {hh, gg, ff, ee, dd, cc, bb, aa}). The resulting 16-byte value is
+ logically pre-pended to the "to-be-signed data". A standard MD5
+ checksum is calculated over the combined data, and the first 8 bytes
+ of the result are stored in the SGN_CKSUM field.
+
+
+
+Linn Standards Track [Page 10]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ DES-MAC algorithm: A standard 64-bit DES-CBC MAC is computed on the
+ plaintext padded data per [FIPS-PUB-113], employing the context key
+ and a zero IV. The plaintext padded data is already assured to be an
+ integral multiple of 8 bytes; no additional padding is required or
+ applied in order to accomplish MAC calculation. The result is an 8-
+ byte value, which is stored in the SGN_CKSUM field. Support for this
+ lgorithm may not be present in all implementations.
+
+1.2.2.2. Sequence Number
+
+ Sequence number field: The 8 byte plaintext sequence number field is
+ formed from the sender's four-byte sequence number as follows. If
+ the four bytes of the sender's sequence number are named s0, s1, s2
+ and s3 (from least to most significant), the plaintext sequence
+ number field is the 8 byte sequence: (s0, s1, s2, s3, di, di, di,
+ di), where 'di' is the direction-indicator (Hex 0 - sender is the
+ context initiator, Hex FF - sender is the context acceptor).
+
+ The field is then DES-CBC encrypted using the context key and an IV
+ formed from the first 8 bytes of the SEAL_CKSUM field.
+
+ After sending a GSS_GetMIC() or GSS_Wrap() token, the sender's
+ sequence numbers are incremented by one.
+
+1.2.2.3. Padding
+
+ Data padding: Before encryption and/or signature calculation,
+ plaintext data is padded to the next highest multiple of 8 bytes, by
+ appending between 1 and 8 bytes, the value of each such byte being
+ the total number of pad bytes. For example, given data of length 20
+ bytes, four pad bytes will be appended, and each byte will contain
+ the hex value 04. An 8-byte random confounder is prepended to the
+ data, and signatures are calculated over the resulting padded
+ plaintext.
+
+ After padding, the data is encrypted according to the algorithm
+ specified in the SEAL_ALG field. For SEAL_ALG=DES (the only non-null
+ algorithm currently supported), the data is encrypted using DES-CBC,
+ with an IV of zero. The key used is derived from the established
+ context key by XOR-ing the context key with the hexadecimal constant
+ f0f0f0f0f0f0f0f0.
+
+1.2.3. Context deletion token
+
+ The token emitted by GSS_Delete_sec_context() is based on the packet
+ format for tokens emitted by GSS_GetMIC(). The context-deletion
+ token has the following format:
+
+
+
+
+Linn Standards Track [Page 11]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ Byte no Name Description
+ 0..1 TOK_ID Identification field.
+ Tokens emitted by
+ GSS_Delete_sec_context() contain
+ the hex value 01 02 in this field.
+ 2..3 SGN_ALG Integrity algorithm indicator.
+ 00 00 - DES MAC MD5
+ 01 00 - MD2.5
+ 02 00 - DES MAC
+ 4..7 Filler Contains ff ff ff ff
+ 8..15 SND_SEQ Sequence number field.
+ 16..23 SGN_CKSUM Checksum of "to-be-signed data",
+ calculated according to algorithm
+ specified in SGN_ALG field.
+
+ SGN_ALG and SND_SEQ will be calculated as for tokens emitted by
+ GSS_GetMIC(). The SGN_CKSUM will be calculated as for tokens emitted
+ by GSS_GetMIC(), except that the user-data component of the "to-be-
+ signed" data will be a zero-length string.
+
+2. Name Types and Object Identifiers
+
+ This section discusses the name types which may be passed as input to
+ the Kerberos V5 GSS-API mechanism's GSS_Import_name() call, and their
+ associated identifier values. It defines interface elements in
+ support of portability, and assumes use of C language bindings per
+ RFC-1509. In addition to specifying OID values for name type
+ identifiers, symbolic names are included and recommended to GSS-API
+ implementors in the interests of convenience to callers. It is
+ understood that not all implementations of the Kerberos V5 GSS-API
+ mechanism need support all name types in this list, and that
+ additional name forms will likely be added to this list over time.
+ Further, the definitions of some or all name types may later migrate
+ to other, mechanism-independent, specifications. The occurrence of a
+ name type in this specification is specifically not intended to
+ suggest that the type may be supported only by an implementation of
+ the Kerberos V5 mechanism. In particular, the occurrence of the
+ string "_KRB5_" in the symbolic name strings constitutes a means to
+ unambiguously register the name strings, avoiding collision with
+ other documents; it is not meant to limit the name types' usage or
+ applicability.
+
+ For purposes of clarification to GSS-API implementors, this section's
+ discussion of some name forms describes means through which those
+ forms can be supported with existing Kerberos technology. These
+ discussions are not intended to preclude alternative implementation
+ strategies for support of the name forms within Kerberos mechanisms
+ or mechanisms based on other technologies. To enhance application
+
+
+
+Linn Standards Track [Page 12]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ portability, implementors of mechanisms are encouraged to support
+ name forms as defined in this section, even if their mechanisms are
+ independent of Kerberos V5.
+
+2.1. Mandatory Name Forms
+
+ This section discusses name forms which are to be supported by all
+ conformant implementations of the Kerberos V5 GSS-API mechanism.
+
+2.1.1. Kerberos Principal Name Form
+
+ This name form shall be represented by the Object Identifier {iso(1)
+ member-body(2) United States(840) mit(113554) infosys(1) gssapi(2)
+ krb5(2) krb5_name(1)}. The recommended symbolic name for this type
+ is "GSS_KRB5_NT_PRINCIPAL_NAME".
+
+ This name type corresponds to the single-string representation of a
+ Kerberos name. (Within the MIT Kerberos V5 implementation, such
+ names are parseable with the krb5_parse_name() function.) The
+ elements included within this name representation are as follows,
+ proceeding from the beginning of the string:
+
+ (1) One or more principal name components; if more than one
+ principal name component is included, the components are
+ separated by `/`. Arbitrary octets may be included within
+ principal name components, with the following constraints and
+ special considerations:
+
+ (1a) Any occurrence of the characters `@` or `/` within a
+ name component must be immediately preceded by the `\`
+ quoting character, to prevent interpretation as a component
+ or realm separator.
+
+ (1b) The ASCII newline, tab, backspace, and null characters
+ may occur directly within the component or may be
+ represented, respectively, by `\n`, `\t`, `\b`, or `\0`.
+
+ (1c) If the `\` quoting character occurs outside the contexts
+ described in (1a) and (1b) above, the following character is
+ interpreted literally. As a special case, this allows the
+ doubled representation `\\` to represent a single occurrence
+ of the quoting character.
+
+ (1d) An occurrence of the `\` quoting character as the last
+ character of a component is illegal.
+
+
+
+
+
+
+Linn Standards Track [Page 13]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ (2) Optionally, a `@` character, signifying that a realm name
+ immediately follows. If no realm name element is included, the
+ local realm name is assumed. The `/` , `:`, and null characters
+ may not occur within a realm name; the `@`, newline, tab, and
+ backspace characters may be included using the quoting
+ conventions described in (1a), (1b), and (1c) above.
+
+2.1.2. Host-Based Service Name Form
+
+ This name form has been incorporated at the mechanism-independent
+ GSS-API level as of GSS-API, Version 2. This subsection retains the
+ Object Identifier and symbolic name assignments previously made at
+ the Kerberos V5 GSS-API mechanism level, and adopts the definition as
+ promoted to the mechanism-independent level.
+
+ This name form shall be represented by the Object Identifier {iso(1)
+ member-body(2) United States(840) mit(113554) infosys(1) gssapi(2)
+ generic(1) service_name(4)}. The previously recommended symbolic
+ name for this type is "GSS_KRB5_NT_HOSTBASED_SERVICE_NAME". The
+ currently preferred symbolic name for this type is
+ "GSS_C_NT_HOSTBASED_SERVICE".
+
+ This name type is used to represent services associated with host
+ computers. This name form is constructed using two elements,
+ "service" and "hostname", as follows:
+
+ service@hostname
+
+ When a reference to a name of this type is resolved, the "hostname"
+ is canonicalized by attempting a DNS lookup and using the fully-
+ qualified domain name which is returned, or by using the "hostname"
+ as provided if the DNS lookup fails. The canonicalization operation
+ also maps the host's name into lower-case characters.
+
+ The "hostname" element may be omitted. If no "@" separator is
+ included, the entire name is interpreted as the service specifier,
+ with the "hostname" defaulted to the canonicalized name of the local
+ host.
+
+ Values for the "service" element will be registered with the IANA.
+
+2.1.3. Exported Name Object Form for Kerberos V5 Mechanism
+
+ Support for this name form is not required for GSS-V1
+ implementations, but will be required for use in conjunction with the
+ GSS_Export_name() call planned for GSS-API Version 2. Use of this
+ name form will be signified by a "GSS-API Exported Name Object" OID
+ value which will be defined at the mechanism-independent level for
+
+
+
+Linn Standards Track [Page 14]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ GSS-API Version 2.
+
+ This name type represents a self-describing object, whose framing
+ structure will be defined at the mechanism-independent level for
+ GSS-API Version 2. When generated by the Kerberos V5 mechanism, the
+ Mechanism OID within the exportable name shall be that of the
+ Kerberos V5 mechanism. The name component within the exportable name
+ shall be a contiguous string with structure as defined for the
+ Kerberos Principal Name Form.
+
+ In order to achieve a distinguished encoding for comparison purposes,
+ the following additional constraints are imposed on the export
+ operation:
+
+ (1) all occurrences of the characters `@`, `/`, and `\` within
+ principal components or realm names shall be quoted with an
+ immediately-preceding `\`.
+
+ (2) all occurrences of the null, backspace, tab, or newline
+ characters within principal components or realm names will be
+ represented, respectively, with `\0`, `\b`, `\t`, or `\n`.
+
+ (3) the `\` quoting character shall not be emitted within an
+ exported name except to accomodate cases (1) and (2).
+
+2.2. Optional Name Forms
+
+ This section discusses additional name forms which may optionally be
+ supported by implementations of the Kerberos V5 GSS-API mechanism.
+ It is recognized that some of the name forms cited here are derived
+ from UNIX(tm) operating system platforms; some listed forms may be
+ irrelevant to non-UNIX platforms, and definition of additional forms
+ corresponding to such platforms may also be appropriate. It is also
+ recognized that OS-specific functions outside GSS-API are likely to
+ exist in order to perform translations among these forms, and that
+ GSS-API implementations supporting these forms may themselves be
+ layered atop such OS-specific functions. Inclusion of this support
+ within GSS-API implementations is intended as a convenience to
+ applications.
+
+2.2.1. User Name Form
+
+ This name form shall be represented by the Object Identifier {iso(1)
+ member-body(2) United States(840) mit(113554) infosys(1) gssapi(2)
+ generic(1) user_name(1)}. The recommended symbolic name for this
+ type is "GSS_KRB5_NT_USER_NAME".
+
+ This name type is used to indicate a named user on a local system.
+
+
+
+Linn Standards Track [Page 15]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ Its interpretation is OS-specific. This name form is constructed as:
+
+ username
+
+ Assuming that users' principal names are the same as their local
+ operating system names, an implementation of GSS_Import_name() based
+ on Kerberos V5 technology can process names of this form by
+ postfixing an "@" sign and the name of the local realm.
+
+2.2.2. Machine UID Form
+
+ This name form shall be represented by the Object Identifier {iso(1)
+ member-body(2) United States(840) mit(113554) infosys(1) gssapi(2)
+ generic(1) machine_uid_name(2)}. The recommended symbolic name for
+ this type is "GSS_KRB5_NT_MACHINE_UID_NAME".
+
+ This name type is used to indicate a numeric user identifier
+ corresponding to a user on a local system. Its interpretation is
+ OS-specific. The gss_buffer_desc representing a name of this type
+ should contain a locally-significant uid_t, represented in host byte
+ order. The GSS_Import_name() operation resolves this uid into a
+ username, which is then treated as the User Name Form.
+
+2.2.3. String UID Form
+
+ This name form shall be represented by the Object Identifier {iso(1)
+ member-body(2) United States(840) mit(113554) infosys(1) gssapi(2)
+ generic(1) string_uid_name(3)}. The recommended symbolic name for
+ this type is "GSS_KRB5_NT_STRING_UID_NAME".
+
+ This name type is used to indicate a string of digits representing
+ the numeric user identifier of a user on a local system. Its
+ interpretation is OS-specific. This name type is similar to the
+ Machine UID Form, except that the buffer contains a string
+ representing the uid_t.
+
+3. Credentials Management
+
+ The Kerberos V5 protocol uses different credentials (in the GSSAPI
+ sense) for initiating and accepting security contexts. Normal
+ clients receive a ticket-granting ticket (TGT) and an associated
+ session key at "login" time; the pair of a TGT and its corresponding
+ session key forms a credential which is suitable for initiating
+ security contexts. A ticket-granting ticket, its session key, and
+ any other (ticket, key) pairs obtained through use of the ticket-
+ granting-ticket, are typically stored in a Kerberos V5 credentials
+ cache, sometimes known as a ticket file.
+
+
+
+
+Linn Standards Track [Page 16]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ The encryption key used by the Kerberos server to seal tickets for a
+ particular application service forms the credentials suitable for
+ accepting security contexts. These service keys are typically stored
+ in a Kerberos V5 key table, or srvtab file. In addition to their use
+ as accepting credentials, these service keys may also be used to
+ obtain initiating credentials for their service principal.
+
+ The Kerberos V5 mechanism's credential handle may contain references
+ to either or both types of credentials. It is a local matter how the
+ Kerberos V5 mechanism implementation finds the appropriate Kerberos
+ V5 credentials cache or key table.
+
+ However, when the Kerberos V5 mechanism attempts to obtain initiating
+ credentials for a service principal which are not available in a
+ credentials cache, and the key for that service principal is
+ available in a Kerberos V5 key table, the mechanism should use the
+ service key to obtain initiating credentials for that service. This
+ should be accomplished by requesting a ticket-granting-ticket from
+ the Kerberos Key Distribution Center (KDC), and decrypting the KDC's
+ reply using the service key.
+
+4. Parameter Definitions
+
+ This section defines parameter values used by the Kerberos V5 GSS-API
+ mechanism. It defines interface elements in support of portability,
+ and assumes use of C language bindings per RFC-1509.
+
+4.1. Minor Status Codes
+
+ This section recommends common symbolic names for minor_status values
+ to be returned by the Kerberos V5 GSS-API mechanism. Use of these
+ definitions will enable independent implementors to enhance
+ application portability across different implementations of the
+ mechanism defined in this specification. (In all cases,
+ implementations of GSS_Display_status() will enable callers to
+ convert minor_status indicators to text representations.) Each
+ implementation should make available, through include files or other
+ means, a facility to translate these symbolic names into the concrete
+ values which a particular GSS-API implementation uses to represent
+ the minor_status values specified in this section.
+
+ It is recognized that this list may grow over time, and that the need
+ for additional minor_status codes specific to particular
+ implementations may arise. It is recommended, however, that
+ implementations should return a minor_status value as defined on a
+ mechanism-wide basis within this section when that code is accurately
+ representative of reportable status rather than using a separate,
+ implementation-defined code.
+
+
+
+Linn Standards Track [Page 17]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+4.1.1. Non-Kerberos-specific codes
+
+ GSS_KRB5_S_G_BAD_SERVICE_NAME
+ /* "No @ in SERVICE-NAME name string" */
+ GSS_KRB5_S_G_BAD_STRING_UID
+ /* "STRING-UID-NAME contains nondigits" */
+ GSS_KRB5_S_G_NOUSER
+ /* "UID does not resolve to username" */
+ GSS_KRB5_S_G_VALIDATE_FAILED
+ /* "Validation error" */
+ GSS_KRB5_S_G_BUFFER_ALLOC
+ /* "Couldn't allocate gss_buffer_t data" */
+ GSS_KRB5_S_G_BAD_MSG_CTX
+ /* "Message context invalid" */
+ GSS_KRB5_S_G_WRONG_SIZE
+ /* "Buffer is the wrong size" */
+ GSS_KRB5_S_G_BAD_USAGE
+ /* "Credential usage type is unknown" */
+ GSS_KRB5_S_G_UNKNOWN_QOP
+ /* "Unknown quality of protection specified" */
+
+4.1.2. Kerberos-specific-codes
+
+ GSS_KRB5_S_KG_CCACHE_NOMATCH
+ /* "Principal in credential cache does not match desired name" */
+ GSS_KRB5_S_KG_KEYTAB_NOMATCH
+ /* "No principal in keytab matches desired name" */
+ GSS_KRB5_S_KG_TGT_MISSING
+ /* "Credential cache has no TGT" */
+ GSS_KRB5_S_KG_NO_SUBKEY
+ /* "Authenticator has no subkey" */
+ GSS_KRB5_S_KG_CONTEXT_ESTABLISHED
+ /* "Context is already fully established" */
+ GSS_KRB5_S_KG_BAD_SIGN_TYPE
+ /* "Unknown signature type in token" */
+ GSS_KRB5_S_KG_BAD_LENGTH
+ /* "Invalid field length in token" */
+ GSS_KRB5_S_KG_CTX_INCOMPLETE
+ /* "Attempt to use incomplete security context" */
+
+4.2. Quality of Protection Values
+
+ This section defines Quality of Protection (QOP) values to be used
+ with the Kerberos V5 GSS-API mechanism as input to GSS_Wrap() and
+ GSS_GetMIC() routines in order to select among alternate integrity
+ and confidentiality algorithms. Additional QOP values may be added in
+ future versions of this specification. Non-overlapping bit positions
+ are and will be employed in order that both integrity and
+
+
+
+Linn Standards Track [Page 18]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+ confidentiality QOP may be selected within a single parameter, via
+ inclusive-OR of the specified integrity and confidentiality values.
+
+4.2.1. Integrity Algorithms
+
+ The following Quality of Protection (QOP) values are currently
+ defined for the Kerberos V5 GSS-API mechanism, and are used to select
+ among alternate integrity checking algorithms.
+
+ GSS_KRB5_INTEG_C_QOP_MD5 (numeric value: 1)
+ /* Integrity using partial MD5 ("MD2.5") of plaintext */
+
+ GSS_KRB5_INTEG_C_QOP_DES_MD5 (numeric value: 2)
+ /* Integrity using DES MAC of MD5 of plaintext */
+
+ GSS_KRB5_INTEG_C_QOP_DES_MAC (numeric value: 3)
+ /* Integrity using DES MAC of plaintext */
+
+4.2.2. Confidentiality Algorithms
+
+ Only one confidentiality QOP value is currently defined for the
+ Kerberos V5 GSS-API mechanism:
+
+ GSS_KRB5_CONF_C_QOP_DES (numeric value: 0)
+ /* Confidentiality with DES */
+
+ Note: confidentiality QOP should be indicated only by GSS-API calls
+ capable of providing confidentiality services. If non-zero
+ confidentiality QOP values are defined in future to represent
+ different algorithms, therefore, the bit positions containing those
+ values should be cleared before being returned by implementations of
+ GSS_GetMIC() and GSS_VerifyMIC().
+
+4.3. Buffer Sizes
+
+ All implementations of this specification shall be capable of
+ accepting buffers of at least 16 Kbytes as input to GSS_GetMIC(),
+ GSS_VerifyMIC(), and GSS_Wrap(), and shall be capable of accepting
+ the output_token generated by GSS_Wrap() for a 16 Kbyte input buffer
+ as input to GSS_Unwrap(). Support for larger buffer sizes is optional
+ but recommended.
+
+
+
+
+
+
+
+
+
+
+Linn Standards Track [Page 19]
+
+RFC 1964 Kerberos Version 5 GSS-API June 1996
+
+
+5. Security Considerations
+
+ Security issues are discussed throughout this memo.
+
+6. References
+
+
+ [RFC-1321]: Rivest, R., "The MD5 Message-Digest Algorithm", RFC
+ 1321, April 1992.
+
+ [RFC-1508]: Linn, J., "Generic Security Service Application Program
+ Interface", RFC 1508, September 1993.
+
+ [RFC-1509]: Wray, J., "Generic Security Service Application Program
+ Interface: C-bindings", RFC 1509, September 1993.
+
+ [RFC-1510]: Kohl, J., and C. Neuman, "The Kerberos Network
+ Authentication Service (V5)", RFC 1510, September 1993.
+
+ [FIPS-PUB-113]: National Bureau of Standards, Federal Information
+ Processing Standard 113, "Computer Data Authentication", May 1985.
+
+AUTHOR'S ADDRESS
+
+ John Linn
+ OpenVision Technologies
+ One Main St.
+ Cambridge, MA 02142 USA
+
+ Phone: +1 617.374.2245
+ EMail: John.Linn@ov.com
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Linn Standards Track [Page 20]
+