summaryrefslogtreecommitdiff
path: root/doc/rfc/rfc4037.txt
diff options
context:
space:
mode:
Diffstat (limited to 'doc/rfc/rfc4037.txt')
-rw-r--r--doc/rfc/rfc4037.txt3139
1 files changed, 3139 insertions, 0 deletions
diff --git a/doc/rfc/rfc4037.txt b/doc/rfc/rfc4037.txt
new file mode 100644
index 0000000..050e145
--- /dev/null
+++ b/doc/rfc/rfc4037.txt
@@ -0,0 +1,3139 @@
+
+
+
+
+
+
+Network Working Group A. Rousskov
+Request for Comments: 4037 The Measurement Factory
+Category: Standards Track March 2005
+
+
+ Open Pluggable Edge Services (OPES) Callout Protocol (OCP) Core
+
+Status of This Memo
+
+ This document specifies an Internet standards track protocol for the
+ Internet community, and requests discussion and suggestions for
+ improvements. Please refer to the current edition of the "Internet
+ Official Protocol Standards" (STD 1) for the standardization state
+ and status of this protocol. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The Internet Society (2005).
+
+Abstract
+
+ This document specifies the core of the Open Pluggable Edge Services
+ (OPES) Callout Protocol (OCP). OCP marshals application messages
+ from other communication protocols: An OPES intermediary sends
+ original application messages to a callout server; the callout server
+ sends adapted application messages back to the processor. OCP is
+ designed with typical adaptation tasks in mind (e.g., virus and spam
+ management, language and format translation, message anonymization,
+ or advertisement manipulation). As defined in this document, the OCP
+ Core consists of application-agnostic mechanisms essential for
+ efficient support of typical adaptations.
+
+Table of Contents
+
+ 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3
+ 1.1. Scope . . . . . . . . . . . . . . . . . . . . . . . . . 4
+ 1.2. OPES Document Map . . . . . . . . . . . . . . . . . . . 5
+ 1.3. Terminology . . . . . . . . . . . . . . . . . . . . . . 6
+ 2. Overall Operation . . . . . . . . . . . . . . . . . . . . . . 7
+ 2.1. Initialization . . . . . . . . . . . . . . . . . . . . . 7
+ 2.2. Original Dataflow . . . . . . . . . . . . . . . . . . . 8
+ 2.3. Adapted Dataflow . . . . . . . . . . . . . . . . . . . . 8
+ 2.4. Multiple Application Messages . . . . . . . . . . . . . 9
+ 2.5. Termination . . . . . . . . . . . . . . . . . . . . . . 9
+ 2.6. Message Exchange Patterns . . . . . . . . . . . . . . . 9
+ 2.7. Timeouts . . . . . . . . . . . . . . . . . . . . . . . . 10
+ 2.8. Environment . . . . . . . . . . . . . . . . . . . . . . 11
+ 3. Messages . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
+
+
+
+Rousskov Standards Track [Page 1]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ 3.1. Message Format . . . . . . . . . . . . . . . . . . . . . 12
+ 3.2. Message Rendering . . . . . . . . . . . . . . . . . . . 13
+ 3.3. Message Examples . . . . . . . . . . . . . . . . . . . . 14
+ 3.4. Message Names . . . . . . . . . . . . . . . . . . . . . 15
+ 4. Transactions . . . . . . . . . . . . . . . . . . . . . . . . . 15
+ 5. Invalid Input . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 6. Negotiation . . . . . . . . . . . . . . . . . . . . . . . . . 16
+ 6.1. Negotiation Phase . . . . . . . . . . . . . . . . . . . 17
+ 6.2. Negotiation Examples . . . . . . . . . . . . . . . . . . 18
+ 7. 'Data Preservation' Optimization . . . . . . . . . . . . . . . 20
+ 8. 'Premature Dataflow Termination' Optimizations . . . . . . . . 21
+ 8.1. Original Dataflow . . . . . . . . . . . . . . . . . . . 22
+ 8.2. Adapted Dataflow . . . . . . . . . . . . . . . . . . . . 23
+ 8.3. Getting Out of the Loop . . . . . . . . . . . . . . . . 24
+ 9. Protocol Element Type Declaration Mnemonic (PETDM) . . . . . . 25
+ 9.1 Optional Parameters . . . . . . . . . . . . . . . . . 27
+ 10. Message Parameter Types . . . . . . . . . . . . . . . . . . . 28
+ 10.1. uri. . . . . . . . . . . . . . . . . . . . . . . . . . 28
+ 10.2. uni. . . . . . . . . . . . . . . . . . . . . . . . . . 28
+ 10.3. size . . . . . . . . . . . . . . . . . . . . . . . . . 29
+ 10.4. offset . . . . . . . . . . . . . . . . . . . . . . . . 29
+ 10.5. percent . . . . . . . . . . . . . . . . . . . . . . . 29
+ 10.6. boolean. . . . . . . . . . . . . . . . . . . . . . . . 30
+ 10.7. xid . . . . . . . . . . . . . . . . . . . . . . . . . 30
+ 10.8. sg-id. . . . . . . . . . . . . . . . . . . . . . . . . 30
+ 10.9. modp. . . . . . . . . . . . . . . . . . . . . . . . . 30
+ 10.10. result. . . . . . . . . . . . . . . . . . . . . . . . 30
+ 10.11. feature . . . . . . . . . . . . . . . . . . . . . . . 32
+ 10.12. features. . . . . . . . . . . . . . . . . . . . . . . 32
+ 10.13. service . . . . . . . . . . . . . . . . . . . . . . . 32
+ 10.14. services. . . . . . . . . . . . . . . . . . . . . . . 33
+ 10.15. Dataflow Specializations. . . . . . . . . . . . . . . 33
+ 11. Message Definitions . . . . . . . . . . . . . . . . . . . . . 33
+ 11.1. Connection Start (CS) . . . . . . . . . . . . . . . . 34
+ 11.2. Connection End (CE) . . . . . . . . . . . . . . . . . 35
+ 11.3. Service Group Created (SGC) . . . . . . . . . . . . . 35
+ 11.4. Service Group Destroyed (SGD) . . . . . . . . . . . . 36
+ 11.5. Transaction Start (TS). . . . . . . . . . . . . . . . 36
+ 11.6. Transaction End (TE). . . . . . . . . . . . . . . . . 36
+ 11.7. Application Message Start (AMS) . . . . . . . . . . . 37
+ 11.8. Application Message End (AME) . . . . . . . . . . . . 37
+ 11.9. Data Use Mine (DUM) . . . . . . . . . . . . . . . . . 38
+ 11.10. Data Use Yours (DUY). . . . . . . . . . . . . . . . . 39
+ 11.11. Data Preservation Interest (DPI). . . . . . . . . . . 39
+ 11.12. Want Stop Receiving Data (DWSR) . . . . . . . . . . . 40
+ 11.13. Want Stop Sending Data (DWSS) . . . . . . . . . . . . 41
+ 11.14. Stop Sending Data (DSS) . . . . . . . . . . . . . . . 41
+ 11.15. Want Data Paused (DWP). . . . . . . . . . . . . . . . 42
+
+
+
+Rousskov Standards Track [Page 2]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ 11.16. Paused My Data (DPM). . . . . . . . . . . . . . . . . 43
+ 11.17. Want More Data (DWM). . . . . . . . . . . . . . . . . 43
+ 11.18. Negotiation Offer (NO). . . . . . . . . . . . . . . . 44
+ 11.19. Negotiation Response (NR) . . . . . . . . . . . . . . 45
+ 11.20. Ability Query (AQ). . . . . . . . . . . . . . . . . . 46
+ 11.21. Ability Answer (AA) . . . . . . . . . . . . . . . . . 46
+ 11.22. Progress Query (PQ) . . . . . . . . . . . . . . . . . 47
+ 11.23. Progress Answer (PA). . . . . . . . . . . . . . . . . 47
+ 11.24. Progress Report (PR). . . . . . . . . . . . . . . . . 48
+ 12. IAB Considerations . . . . . . . . . . . . . . . . . . . . . 48
+ 13. Security Considerations . . . . . . . . . . . . . . . . . . . 48
+ 14. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 50
+ 15. Compliance . . . . . . . . . . . . . . . . . . . . . . . . . 50
+ 15.1. Extending OCP Core . . . . . . . . . . . . . . . . . . 51
+ A. Message Summary . . . . . . . . . . . . . . . . . . . . . . . 52
+ B. State Summary . . . . . . . . . . . . . . . . . . . . . . . 53
+ C. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . 54
+ 16. References . . . . . . . . . . . . . . . . . . . . . . . . . 54
+ 16.1. Normative References . . . . . . . . . . . . . . . . . 54
+ 16.2. Informative References . . . . . . . . . . . . . . . . 54
+ Author's Address. . . . . . . . . . . . . . . . . . . . . . . . . 55
+ Full Copyright Statement. . . . . . . . . . . . . . . . . . . . . 56
+
+1. Introduction
+
+ The Open Pluggable Edge Services (OPES) architecture [RFC3835]
+ enables cooperative application services (OPES services) between a
+ data provider, a data consumer, and zero or more OPES processors.
+ The application services under consideration analyze and possibly
+ transform application-level messages exchanged between the data
+ provider and the data consumer.
+
+ The OPES processor can delegate the responsibility of service
+ execution by communicating with callout servers. As described in
+ [RFC3836], an OPES processor invokes and communicates with services
+ on a callout server by using an OPES callout protocol (OCP). This
+ document specifies the core of that protocol ("OCP Core").
+
+ The OCP Core specification documents general application-independent
+ protocol mechanisms. A separate series of documents describes
+ application-specific aspects of OCP. For example, "HTTP Adaptation
+ with OPES" [OPES-HTTP] describes, in part, how HTTP messages and HTTP
+ meta-information can be communicated over OCP.
+
+ Section 1.2 provides a brief overview of the entire OPES document
+ collection, including documents describing OPES use cases and
+ security threats.
+
+
+
+
+Rousskov Standards Track [Page 3]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+1.1. Scope
+
+ The OCP Core specification documents the behavior of OCP agents and
+ the requirements for OCP extensions. OCP Core does not contain
+ requirements or mechanisms specific for application protocols being
+ adapted.
+
+ As an application proxy, the OPES processor proxies a single
+ application protocol or converts from one application protocol to
+ another. At the same time, OPES processor may be an OCP client,
+ using OCP to facilitate adaptation of proxied messages at callout
+ servers. It is therefore natural to assume that an OPES processor
+ takes application messages being proxied, marshals them over OCP to
+ callout servers, and then puts the adaptation results back on the
+ wire. However, this assumption implies that OCP is applied directly
+ to application messages that OPES processor is proxying, which may
+ not be the case.
+
+ OPES processor scope callout server scope
+ +-----------------+ +-----------------+
+ | pre-processing | OCP scope | |
+ | +- - - - - - - - - - - - - - - - - - -+ |
+ | iteration | <== ( application data ) ==> | adaptation |
+ | +- - - - - - - - - - - - - - - - - - -+ |
+ | post-processing | | |
+ +-----------------+ +-----------------+
+
+ An OPES processor may preprocess (or postprocess) proxied application
+ messages before (or after) they are adapted at callout servers. For
+ example, a processor may take an HTTP response being proxied and pass
+ it as-is, along with metadata about the corresponding HTTP
+ connection. Another processor may take an HTTP response, extract its
+ body, and pass that body along with the content-encoding metadata.
+ Moreover, to perform adaptation, the OPES processor may execute
+ several callout services, iterating over several callout servers.
+ Such preprocessing, postprocessing, and iterations make it impossible
+ to rely on any specific relationship between application messages
+ being proxied and application messages being sent to a callout
+ service. Similarly, specific adaptation actions at the callout
+ server are outside OCP Core scope.
+
+ This specification does not define or require any specific
+ relationship among application messages being proxied by an OPES
+ processor and application messages being exchanged between an OPES
+ processor and a callout server via OCP. The OPES processor usually
+ provides some mapping among these application messages, but the
+ processor's specific actions are beyond OCP scope. In other words,
+ this specification is not concerned with the OPES processor role as
+
+
+
+Rousskov Standards Track [Page 4]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ an application proxy or as an iterator of callout services. The
+ scope of OCP Core is communication between a single OPES processor
+ and a single callout server.
+
+ Furthermore, an OPES processor may choose which proxied application
+ messages or information about them to send over OCP. All proxied
+ messages on all proxied connections (if connections are defined for a
+ given application protocol), everything on some connections, selected
+ proxied messages, or nothing might be sent over OCP to callout
+ servers. OPES processor and callout server state related to proxied
+ protocols can be relayed over OCP as application message metadata.
+
+1.2. OPES Document Map
+
+ This document belongs to a large set of OPES specifications produced
+ by the IETF OPES Working Group. Familiarity with the overall OPES
+ approach and typical scenarios is often essential when one tries to
+ comprehend isolated OPES documents. This section provides an index
+ of OPES documents to assist the reader with finding "missing"
+ information.
+
+ o "OPES Use Cases and Deployment Scenarios" [RFC3752] describes a
+ set of services and applications that are considered in scope for
+ OPES and that have been used as a motivation and guidance in
+ designing the OPES architecture.
+
+ o The OPES architecture and common terminology are described in "An
+ Architecture for Open Pluggable Edge Services (OPES)" [RFC3835].
+
+ o "Policy, Authorization, and Enforcement Requirements of OPES"
+ [RFC3838] outlines requirements and assumptions on the policy
+ framework, without specifying concrete authorization and
+ enforcement methods.
+
+ o "Security Threats and Risks for OPES" [RFC3837] provides OPES risk
+ analysis, without recommending specific solutions.
+
+ o "OPES Treatment of IAB Considerations" [RFC3914] addresses all
+ architecture-level considerations expressed by the IETF Internet
+ Architecture Board (IAB) when the OPES WG was chartered.
+
+ o At the core of the OPES architecture are the OPES processor and
+ the callout server, two network elements that communicate with
+ each other via an OPES Callout Protocol (OCP). The requirements
+ for this protocol are discussed in "Requirements for OPES Callout
+ Protocols" [RFC3836].
+
+
+
+
+
+Rousskov Standards Track [Page 5]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ o This document specifies an application agnostic protocol core to
+ be used for the communication between an OPES processor and a
+ callout server.
+
+ o "OPES Entities and End Points Communications" [RFC3897] specifies
+ generic tracing and bypass mechanisms for OPES.
+
+ o The OCP Core and communications documents are independent from the
+ application protocol being adapted by OPES entities. Their
+ generic mechanisms have to be complemented by application-specific
+ profiles. "HTTP Adaptation with OPES" [OPES-HTTP] is such an
+ application profile for HTTP. It specifies how
+ application-agnostic OPES mechanisms are to be used and augmented
+ in order to support adaptation of HTTP messages.
+
+ o Finally, "P: Message Processing Language" [OPES-RULES] defines a
+ language for specifying what OPES adaptations (e.g., translation)
+ must be applied to what application messages (e.g., e-mail from
+ bob@example.com). P language is intended for configuring
+ application proxies (OPES processors).
+
+1.3. Terminology
+
+ In this document, the keywords "MUST", "MUST NOT", "REQUIRED",
+ "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY",
+ and "OPTIONAL" in this document are to be interpreted as described in
+ [RFC2119]. When used with the normative meanings, these keywords
+ will be all uppercase. Occurrences of these words in lowercase
+ constitute normal prose usage, with no normative implications.
+
+ The OPES processor works with messages from application protocols and
+ may relay information about those application messages to a callout
+ server. OCP is also an application protocol. Thus, protocol
+ elements such as "message", "connection", or "transaction" exist in
+ OCP and other application protocols. In this specification, all
+ references to elements from application protocols other than OCP are
+ used with an explicit "application" qualifier. References without
+ the "application" qualifier refer to OCP elements.
+
+ OCP message: A basic unit of communication between an OPES processor
+ and a callout server. The message is a sequence of octets
+ formatted according to syntax rules (section 3.1). Message
+ semantics is defined in section 11.
+
+ application message: An entity defined by OPES processor and callout
+ server negotiation. Usually, the negotiated definition would
+ match the definition from an application protocol (e.g., [RFC2616]
+ definition of an HTTP message).
+
+
+
+Rousskov Standards Track [Page 6]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ application message data: An opaque sequence of octets representing a
+ complete or partial application message. OCP Core does not
+ distinguish application message structures (if there are any).
+ Application message data may be empty.
+
+ data: Same as application message data.
+
+ original: Referring to an application message flowing from the OPES
+ processor to a callout server.
+
+ adapted: Referring to an application message flowing from an OPES
+ callout server to the OPES processor.
+
+ adaptation: Any kind of access by a callout server, including
+ modification, generation, and copying. For example, translating
+ or logging an SMTP message is adaptation of that application
+ message.
+
+ agent: The actor for a given communication protocol. The OPES
+ processor and callout server are OCP agents. An agent can be
+ referred to as a sender or receiver, depending on its actions in a
+ particular context.
+
+ immediate: Performing the specified action before reacting to new
+ incoming messages or sending any new messages unrelated to the
+ specified action.
+
+ OCP extension: A specification extending or adjusting this document
+ for adaptation of an application protocol (a.k.a., application
+ profile; e.g., [OPES-HTTP]), new OCP functionality (e.g.,
+ transport encryption and authentication), and/or new OCP Core
+ version.
+
+2. Overall Operation
+
+ The OPES processor may use the OPES callout protocol (OCP) to
+ communicate with callout servers. Adaptation using callout services
+ is sometimes called "bump in the wire" architecture.
+
+2.1. Initialization
+
+ The OPES processor establishes transport connections with callout
+ servers to exchange application messages with the callout server(s)
+ by using OCP. After a transport-layer connection (usually TCP/IP) is
+ established, communicating OCP agents exchange Connection Start (CS)
+ messages. Next, OCP features can be negotiated between the processor
+ and the callout server (see section 6). For example, OCP agents may
+ negotiate transport encryption and application message definition.
+
+
+
+Rousskov Standards Track [Page 7]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ When enough settings are negotiated, OCP agents may start exchanging
+ application messages.
+
+ OCP Core provides negotiation and other mechanisms for agents to
+ encrypt OCP connections and authenticate each other. OCP Core does
+ not require OCP connection encryption or agent authentication.
+ Application profiles and other OCP extensions may document and/or
+ require these and other security mechanisms. OCP is expected to be
+ used, in part, in closed environments where trust and privacy are
+ established by means external to OCP. Implementations are expected
+ to demand necessary security features via the OCP Core negotiation
+ mechanism, depending on agent configuration and environment.
+
+2.2. Original Dataflow
+
+ When the OPES processor wants to adapt an application message, it
+ sends a Transaction Start (TS) message to initiate an OCP transaction
+ dedicated to that application message. The processor then sends an
+ Application Message Start (AMS) message to prepare the callout server
+ for application data that will follow. Once the application message
+ scope is established, application data can be sent to the callout
+ server by using Data Use Mine (DUM) and related OCP message(s). All
+ of these messages correspond to the original dataflow.
+
+2.3. Adapted Dataflow
+
+ The callout server receives data and metadata sent by the OPES
+ processor (original dataflow). The callout server analyses metadata
+ and adapts data as it comes in. The server usually builds its
+ version of metadata and responds to the OPES processor with an
+ Application Message Start (AMS) message. Adapted application message
+ data can be sent next, using Data Use Mine (DUM) OCP message(s). The
+ application message is then announced to be "completed" or "closed"
+ by using an Application Message End (AME) message. The transaction
+ may be closed by using a Transaction End (TE) message, as well. All
+ these messages correspond to adapted data flow.
+
+ +---------------+ +-------+
+ | OPES | == (original data flow) ==> |callout|
+ | processor | <== (adapted data flow) === |server |
+ +---------------+ +-------+
+
+ The OPES processor receives the adapted application message sent by
+ the callout server. Other OPES processor actions specific to the
+ application message received are outside scope of this specification.
+
+
+
+
+
+
+Rousskov Standards Track [Page 8]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+2.4. Multiple Application Messages
+
+ OCP Core specifies a transactions interface dedicated to exchanging a
+ single original application message and a single adapted application
+ message. Some application protocols may require multiple adapted
+ versions for a single original application message or even multiple
+ original messages to be exchanged as a part of a single OCP
+ transaction. For example, a single original e-mail message may need
+ to be transformed into several e-mail messages, with one custom
+ message for each recipient.
+
+ OCP extensions MAY document mechanisms for exchanging multiple
+ original and/or multiple adapted application messages within a single
+ OCP transaction.
+
+2.5. Termination
+
+ Either OCP agent can terminate application message delivery,
+ transaction, or connection by sending an appropriate OCP message.
+ Usually, the callout server terminates adapted application message
+ delivery and the transaction. Premature and abnormal terminations at
+ arbitrary times are supported. The termination message includes a
+ result description.
+
+2.6. Message Exchange Patterns
+
+ In addition to messages carrying application data, OCP agents may
+ also exchange messages related to their configuration, state,
+ transport connections, application connections, etc. A callout
+ server may remove itself from the application message processing
+ loop. A single OPES processor can communicate with many callout
+ servers and vice versa. Though many OCP exchange patterns do not
+ follow a classic client-server model, it is possible to think of an
+ OPES processor as an "OCP client" and of a callout server as an "OCP
+ server". The OPES architecture document [RFC3835] describes
+ configuration possibilities.
+
+ The following informal rules illustrate relationships between
+ connections, transactions, OCP messages, and application messages:
+
+ o An OCP agent may communicate with multiple OCP agents. This is
+ outside the scope of this specification.
+
+ o An OPES processor may have multiple concurrent OCP connections to
+ a callout server. Communication over multiple OCP connections is
+ outside the scope of this specification.
+
+
+
+
+
+Rousskov Standards Track [Page 9]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ o A connection may carry multiple concurrent transactions. A
+ transaction is always associated with a single connection (i.e., a
+ transaction cannot span multiple concurrent connections).
+
+ o A connection may carry at most one message at a time, including
+ control messages and transaction-related messages. A message is
+ always associated with a single connection (i.e., a message cannot
+ span multiple concurrent connections).
+
+ o A transaction is a sequence of messages related to application of
+ a given set of callout services to a single application message.
+
+ A sequence of transaction messages from an OPES processor to a
+ callout server is called original flow. A sequence of transaction
+ messages from a callout server to an OPES processor is called
+ adapted flow. The two flows may overlap in time.
+
+ o In OCP Core, a transaction is associated with a single original
+ and a single adapted application message. OCP Core extensions may
+ extend transaction scope to more application messages.
+
+ o An application message (adapted or original) is transferred by
+ using a sequence of OCP messages.
+
+2.7. Timeouts
+
+ OCP violations, resource limits, external dependencies, and other
+ factors may lead to states in which an OCP agent is not receiving
+ required messages from the other OCP agent. OCP Core defines no
+ messages to address such situations. In the absence of any extension
+ mechanism, OCP agents must implement timeouts for OCP operations. An
+ OCP agent MUST forcefully terminate any OCP connection, negotiation,
+ transaction, etc. that is not making progress. This rule covers
+ both dead- and livelock situations.
+
+ In their implementation, OCP agents MAY rely on transport-level or
+ other external timeouts if such external timeouts are guaranteed to
+ happen for a given OCP operation. Depending on the OCP operation, an
+ agent may benefit from "pinging" the other side with a Progress Query
+ (PQ) message before terminating an OCP transaction or connection.
+ The latter is especially useful for adaptations that may take a long
+ time at the callout server before producing any adapted data.
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 10]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+2.8. Environment
+
+ OCP communication is assumed usually to take place over TCP/IP
+ connections on the Internet (though no default TCP port is assigned
+ to OCP in this specification). This does not preclude OCP from being
+ implemented on top of other transport protocols, or on other
+ networks. High-level transport protocols such as BEEP [RFC3080] may
+ be used. OCP Core requires a reliable and message-order-preserving
+ transport. Any protocol with these properties can be used; the
+ mapping of OCP message structures onto the transport data units of
+ the protocol in question is outside the scope of this specification.
+
+ OCP Core is application agnostic. OCP messages can carry
+ application-specific information as a payload or as
+ application-specific message parameters.
+
+ OCP Core overhead in terms of extra traffic on the wire is about 100
+ - 200 octets per small application message. Pipelining, preview,
+ data preservation, and early termination optimizations, as well as
+ as-is encapsulation of application data, make fast exchange of
+ application messages possible.
+
+3. Messages
+
+ As defined in section 1.3, an OCP message is a basic unit of
+ communication between an OPES processor and a callout server. A
+ message is a sequence of octets formatted according to syntax rules
+ (section 3.1). Message semantics is defined in section 11. Messages
+ are transmitted on top of OCP transport.
+
+ OCP messages deal with transport, transaction management, and
+ application data exchange between a single OPES processor and a
+ single callout server. Some messages can be emitted only by an OPES
+ processor; some only by a callout server; and some by both OPES
+ processor and callout server. Some messages require responses (one
+ could call such messages "requests"); some can only be used in
+ response to other messages ("responses"); some may be sent without
+ solicitation; and some may not require a response.
+
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 11]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+3.1. Message Format
+
+ An OCP message consists of a message name followed by optional
+ parameters and a payload. The exact message syntax is defined by the
+ following Augmented Backus-Naur Form (ABNF) [RFC2234]:
+
+ message = name [SP anonym-parameters]
+ [CRLF named-parameters CRLF]
+ [CRLF payload CRLF]
+ ";" CRLF
+
+ anonym-parameters = value *(SP value) ; space-separated
+ named-parameters = named-value *(CRLF named-value) ; CRLF-separated
+ list-items = value *("," value) ; comma-separated
+
+ payload = data
+
+ named-value = name ":" SP value
+
+ value = structure / list / atom
+ structure = "{" [anonym-parameters] [CRLF named-parameters CRLF] "}"
+ list = "(" [ list-items ] ")"
+ atom = bare-value / quoted-value
+
+ name = ALPHA *safe-OCTET
+ bare-value = 1*safe-OCTET
+ quoted-value = DQUOTE data DQUOTE
+ data = size ":" *OCTET ; exactly size octets
+
+ safe-OCTET = ALPHA / DIGIT / "-" / "_"
+ size = dec-number ; 0-2147483647
+ dec-number = 1*DIGIT ; no leading zeros or signs
+
+ Several normative rules accompany the above ABNF:
+
+ o There is no "implied linear space" (LWS) rule. LWS rules are
+ common to MIME-based grammars but are not used here. The
+ whitespace syntax is restricted to what is explicitly allowed by
+ the above ABNF.
+
+ o All protocol elements are case sensitive unless it is specified
+ otherwise. In particular, message names and parameter names are
+ case sensitive.
+
+ o Sizes are interpreted as decimal values and cannot have leading
+ zeros.
+
+ o Sizes do not exceed 2147483647.
+
+
+
+Rousskov Standards Track [Page 12]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ o The size attribute in a quoted-value encoding specifies the exact
+ number of octets following the column (':') separator. If size
+ octets are not followed by a quote ('"') character, the encoding
+ is syntactically invalid.
+
+ o Empty quoted values are encoded as a 4-octet sequence "0:".
+
+ o Any bare value can be encoded as a quoted value. A quoted value
+ is interpreted after the encoding is removed. For example, number
+ 1234 can be encoded as four octets 1234 or as eight octets
+ "4:1234", yielding exactly the same meaning.
+
+ o Unicode UTF-8 is the default encoding. Note that ASCII is a UTF-8
+ subset, and that the syntax prohibits non-ASCII characters outside
+ of the "data" element.
+
+ Messages violating formatting rules are, by definition, invalid. See
+ section 5 for rules governing processing of invalid messages.
+
+3.2. Message Rendering
+
+ OCP message samples in this specification and its extensions may not
+ be typeset to depict minor syntactical details of OCP message format.
+ Specifically, SP and CRLF characters are not shown explicitly. No
+ rendering of an OCP message can be used to infer message format. The
+ message format definition above is the only normative source for all
+ implementations.
+
+ On occasion, an OCP message line exceeds text width allowed by this
+ specification format. A backslash ("\"), a "soft line break"
+ character, is used to emphasize a protocol-violating
+ presentation-only linebreak. Bare backslashes are prohibited by OCP
+ syntax. Similarly, an "\r\n" string is sometimes used to emphasize
+ the presence of a CRLF sequence, usually before OCP message payload.
+ Normally, the visible end of line corresponds to the CRLF sequence on
+ the wire.
+
+ The next section (section 3.3) contains specific OCP message
+ examples, some of which illustrate the above rendering techniques.
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 13]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+3.3. Message Examples
+
+ OCP syntax provides for compact representation of short control
+ messages and required parameters while allowing for parameter
+ extensions. Below are examples of short control messages. The
+ required CRLF sequence at the end of each line is not shown
+ explicitly (see section 3.2).
+
+ PQ;
+ TS 1 2;
+ DWM 22;
+ DWP 22 16;
+ x-doit "5:xyzzy";
+
+ The above examples contain atomic anonymous parameter values, such as
+ number and string constants. OCP messages sometimes use more
+ complicated parameters such as item lists or structures with named
+ values. As both messages below illustrate, structures and lists can
+ be nested:
+
+ NO ({"32:http://www.iana.org/assignments/opes/ocp/tls"});
+ NO ({"54:http://www.iana.org/assignments/opes/ocp/http/response"
+ Optional-Parts: (request-header)
+ },{"54:http://www.iana.org/assignments/opes/ocp/http/response"
+ Optional-Parts: (request-header,request-body)
+ Transfer-Encodings: (chunked)
+ });
+
+ Optional parameters and extensions are possible with a named
+ parameters approach, as illustrated by the following example. The
+ DWM (section 11.17) message in the example has two anonymous
+ parameters (the last one being an extension) and two named parameters
+ (the last one being an extension).
+
+ DWM 1 3
+ Size-Request: 16384
+ X-Need-Info: "26:twenty six octet extension";
+
+ Finally, any message may have a payload part. For example, the Data
+ Use Mine (DUM) message below carries 8865 octets of raw data.
+
+ DUM 1 13
+ Modp: 75
+ \r\n
+ 8865:... 8865 octets of raw data ...;
+
+
+
+
+
+
+Rousskov Standards Track [Page 14]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+3.4. Message Names
+
+ Most OCP messages defined in this specification have short names,
+ formed by abbreviating or compressing a longer but human-friendlier
+ message title. Short names without a central registration system
+ (such as this specification or the IANA registry) are likely to cause
+ conflicts. Informal protocol extensions should avoid short names.
+ To emphasize what is already defined by message syntax,
+ implementations cannot assume that all message names are very short.
+
+4. Transactions
+
+ An OCP transaction is a logical sequence of OCP messages processing a
+ single original application message. The result of the processing
+
+ may be zero or more application messages, adapted from the original.
+ A typical transaction consists of two message flows: a flow from the
+ OPES processor to the callout server (sending the original
+ application message), and a flow from the callout server to the OPES
+ processor (sending adapted application messages). The number of
+ application messages produced by the callout server and whether the
+ callout server actually modifies the original application message may
+ depend on the requested callout service and other factors. The OPES
+ processor or the callout server can terminate the transaction by
+ sending a corresponding message to the other side.
+
+ An OCP transaction starts with a Transaction Start (TS) message sent
+ by the OPES processor. A transaction ends with the first Transaction
+ End (TE) message sent or received, explicit or implied. A TE message
+ can be sent by either side. Zero or more OCP messages associated
+ with the transaction can be exchanged in between. The figure below
+ illustrates a possible message sequence (prefix "P" stands for the
+ OPES processor; prefix "S" stands for the callout server). Some
+ message details are omitted.
+
+ P: TS 10;
+ P: AMS 10 1;
+ ... processor sending application data to the callout server
+ S: AMS 10 2;
+ ... callout server sending application data to the processor
+ ... processor sending application data to the callout server
+ P: AME 10 1 result;
+ S: AME 10 2 result;
+ P: TE 10 result;
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 15]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+5. Invalid Input
+
+ This specification contains many criteria for valid OCP messages and
+ their parts, including syntax rules, semantics requirements, and
+ relationship to agents state. In this context, "Invalid input" means
+ messages or message parts that violate at least one of the normative
+ rules. A message with an invalid part is, by definition, invalid.
+ If OCP agent resources are exhausted while parsing or interpreting a
+ message, the agent MUST treat the corresponding OCP message as
+ invalid.
+
+ Unless explicitly allowed to do otherwise, an OCP agent MUST
+ terminate the transaction if it receives an invalid message with
+ transaction scope and MUST terminate the connection if it receives an
+ invalid message with a connection scope. A terminating agent MUST
+ use the result status code of 400 and MAY specify termination cause
+ information in the result status reason parameter (see section
+ 10.10). If an OCP agent is unable to determine the scope of an
+ invalid message it received, the agent MUST treat the message as
+ having connection scope.
+
+ OCP usually deals with optional but invasive application message
+ manipulations for which correctness ought to be valued above
+ robustness. For example, a failure to insert or remove certain
+ optional web page content is usually far less disturbing than
+ corrupting (making unusable) the host page while performing that
+ insertion or removal. Most OPES adaptations are high level in
+ nature, which makes it impossible to assess correctness of the
+ adaptations automatically, especially if "robustness guesses" are
+ involved.
+
+6. Negotiation
+
+ The negotiation mechanism allows OCP agents to agree on the mutually
+ acceptable set of features, including optional and
+ application-specific behavior and OCP extensions. For example,
+ transport encryption, data format, and support for a new message can
+ be negotiated. Negotiation implies intent for a behavioral change.
+ For a related mechanism allowing an agent to query capabilities of
+ its counterpart without changing the counterpart's behavior, see the
+ Ability Query (AQ) and Ability Answer (AA) message definitions.
+
+ Most negotiations require at least one round trip time delay. In
+ rare cases when the other side's response is not required
+ immediately, negotiation delay can be eliminated, with an inherent
+ risk of an overly optimistic assumption about the negotiation
+ response.
+
+
+
+
+Rousskov Standards Track [Page 16]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ A detected violation of negotiation rules leads to OCP connection
+ termination. This design reduces the number of negotiation scenarios
+ resulting in a deadlock when one of the agents is not compliant.
+
+ Two core negotiation primitives are supported: negotiation offer and
+ negotiation response. A Negotiation Offer (NO) message allows an
+ agent to specify a set of features from which the responder has to
+ select at most one feature that it prefers. The selection is sent by
+ using a Negotiation Response (NR) message. If the response is
+ positive, both sides assume that the selected feature is in effect
+ immediately (see section 11.19 for details). If the response is
+ negative, no behavioral changes are assumed. In either case, further
+ offers may follow.
+
+ Negotiating OCP agents have to take into account prior negotiated
+ (i.e., already enabled) features. OCP agents MUST NOT make and MUST
+ reject offers that would lead to a conflict with already negotiated
+ features. For example, an agent cannot offer an HTTP application
+ profile for a connection that already has an SMTP application profile
+ enabled, as there would be no way to resolve the conflict for a given
+ transaction. Similarly, once TLSv1 connection encryption is
+ negotiated, an agent must not offer and must reject offers for SSLv2
+ connection encryption (unless a negotiated feature explicitly allows
+ for changing an encryption scheme on the fly).
+
+ Negotiation Offer (NO) messages may be sent by either agent. OCP
+ extensions documenting negotiation MAY assign the initiator role to
+ one of the agents, depending on the feature being negotiated. For
+ example, negotiation of transport security feature should be
+ initiated by OPES processors to avoid situations where both agents
+ wait for the other to make an offer.
+
+ As either agent may make an offer, two "concurrent" offers may be
+ made at the same time, by the two communicating agents. Unmanaged
+ concurrent offers may lead to a negotiation deadlock. By giving OPES
+ processor a priority, offer-handling rules (section 11.18) ensure
+ that only one offer per OCP connection is honored at a time, and that
+ the other concurrent offers are ignored by both agents.
+
+6.1. Negotiation Phase
+
+ A Negotiation Phase is a mechanism ensuring that both agents have a
+ chance to negotiate all features they require before proceeding
+ further. Negotiation Phases have OCP connection scope and do not
+ overlap. For each OCP agent, the Negotiation Phase starts with the
+ first Negotiation Offer (NO) message received or the first
+ Negotiation Response (NR) message sent, provided the message is not a
+ part of an existing Phase. For each OCP agent, Negotiation Phase
+
+
+
+Rousskov Standards Track [Page 17]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ ends with the first Negotiation Response (NR) message (sent or
+ received), after which the agent expects no more negotiations. Agent
+ expectation rules are defined later in this section.
+
+ During a Negotiation Phase, an OCP agent MUST NOT send messages other
+ than the following "Negotiation Phase messages": Negotiation Offer
+ (NO), Negotiation Response (NR), Ability Query (AQ), Ability Answer
+ (AA), Progress Query (PQ), Progress Answer (PA), Progress Report
+ (PR), and Connection End (CE).
+
+ Multiple Negotiation Phases may happen during the lifespan of a
+ single OCP connection. An agent may attempt to start a new
+ Negotiation Phase immediately after the old Phase is over, but it is
+ possible that the other agent will send messages other than
+ "Negotiation Phase messages" before receiving the new Negotiation
+ Offer (NO). The agent that starts a Phase has to be prepared to
+ handle those messages while its offer is reaching the recipient.
+
+ An OPES processor MUST make a negotiation offer immediately after
+ sending a Connection Start (CS) message. If the OPES processor has
+ nothing to negotiate, the processor MUST send a Negotiation Offer
+ (NO) message with an empty features list. These two rules bootstrap
+ the first Negotiation Phase. Agents are expected to negotiate at
+ least the application profile for OCP Core. Thus, these
+ bootstrapping requirements are unlikely to result in any extra work.
+
+ Once a Negotiation Phase starts, an agent MUST expect further
+ negotiations if and only if the last NO sent or the last NR received
+ contained a true "Offer-Pending" parameter value. Informally, an
+ agent can keep the phase open by sending true "Offer-Pending"
+ parameters with negotiation offers or responses. Moreover, if there
+ is a possibility that the agent may need to continue the Negotiation
+ Phase, the agent must send a true "Offer-Pending" parameter.
+
+6.2. Negotiation Examples
+
+ Below is an example of the simplest negotiation possible. The OPES
+ processor is offering nothing and is predictably receiving a
+ rejection. Note that the NR message terminates the Negotiation Phase
+ in this case because neither of the messages contains a true
+ "Offer-Pending" value:
+
+ P: NO ();
+ S: NR;
+
+ The next example illustrates how a callout server can force
+ negotiation of a feature that an OPES processor has not negotiated.
+ Note that the server sets the "Offer-Pending" parameter to true when
+
+
+
+Rousskov Standards Track [Page 18]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ responding to the processor Negotiation Offer (NO) message. The
+ processor chooses to accept the feature:
+
+ P: NO ();
+ S: NR
+ Offer-Pending: true
+ ;
+ S: NO ({"22:ocp://feature/example/"})
+ Offer-Pending: false
+ ;
+ P: NR {"22:ocp://feature/example/"};
+
+ If the server seeks to stop the above negotiations after sending a
+ true "Offer-Pending" value, its only option would be send an empty
+ negotiation offer (see the first example above). If the server does
+ nothing instead, the OPES processor would wait for the server and
+ would eventually time out the connection.
+
+ The following example shows a dialog with a callout server that
+ insists on enabling two imaginary features: strong transport
+ encryption and volatile storage for responses. The server is
+ designed not to exchange sensitive messages until both features are
+ enabled. Naturally, the volatile storage feature has to be
+ negotiated securely. The OPES processor supports one of the strong
+ encryption mechanisms but prefers not to offer (to volunteer support
+ for) strong encryption, perhaps for performance reasons. The server
+ has to send a true "Offer-Pending" parameter to get a chance to offer
+ strong encryption (which is successfully negotiated in this case).
+ Any messages sent by either agent after the (only) successful NR
+ response are encrypted with "strongB" encryption scheme. The OPES
+ processor does not understand the volatile storage feature, and the
+ last negotiation fails (over a strongly encrypted transport
+ connection).
+
+ P: NO ({"29:ocp://example/encryption/weak"})
+ ;
+ S: NR
+ Offer-Pending: true
+ ;
+ S: NO ({"32:ocp://example/encryption/strongA"},\
+ {"32:ocp://example/encryption/strongB"})
+ Offer-Pending: true
+ ;
+ P: NR {"32:ocp://example/encryption/strongB"}
+ ;
+ ... all traffic below is encrypted using strongB ...
+
+
+
+
+
+Rousskov Standards Track [Page 19]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ S: NO ({"31:ocp://example/storage/volatile"})
+ Offer-Pending: false
+ ;
+ P: NR
+ Unknowns: ({"31:ocp://example/storage/volatile"})
+ ;
+ S: CSE { 400 "33:lack of VolStore protocol support" }
+ ;
+
+ The following example from [OPES-HTTP] illustrates successful HTTP
+ application profile negotiation:
+
+ P: NO ({"54:http://www.iana.org/assignments/opes/ocp/http/response"
+ Aux-Parts: (request-header,request-body)
+ })
+ SG: 5;
+ S: NR {"54:http://www.iana.org/assignments/opes/ocp/http/response"
+ Aux-Parts: (request-header)
+ Pause-At-Body: 30
+ Wont-Send-Body: 2147483647
+ Content-Encodings: (gzip)
+ }
+ SG: 5;
+
+7. 'Data Preservation' Optimization
+
+ Many adaptations do not require any data modifications (e.g., message
+ logging or blocking). Some adaptations modify only a small portion
+ of application message content (e.g., HTTP cookies filtering or ad
+ insertion). Yet, in many cases, the callout service has to see
+ complete data. By default, unmodified data would first travel from
+ the OPES processor to the callout server and then back. The "data
+ preservation" optimization in OCP helps eliminate the return trip if
+ both OCP agents cooperate. Such cooperation is optional: OCP agents
+ MAY support data preservation optimization.
+
+ To avoid sending back unmodified data, a callout service has to know
+ that the OPES processor has a copy of the data. As data sizes can be
+ very large and the callout service may not know in advance whether it
+ will be able to use the processor copy, it is not possible to require
+ the processor to keep a copy of the entire original data. Instead,
+ it is expected that a processor may keep some portion of the data,
+ depending on processor settings and state.
+
+ When an OPES processor commits to keeping a data chunk, it announces
+ its decision and the chunk parameters via a Kept parameter of a Data
+ Use Mine (DUM) message. The callout server MAY "use" the chunk by
+ sending a Data Use Yours (DUY) message referring to the preserved
+
+
+
+Rousskov Standards Track [Page 20]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ chunk. That OCP message does not have payload and, therefore, the
+ return trip is eliminated.
+
+ As the mapping between original and adapted data is not known to the
+ processor, the processor MUST keep the announced-as-preserved chunk
+ until the end of the corresponding transaction, unless the callout
+ server explicitly tells the processor that the chunk is not needed.
+ As implied by the above requirement, the processor cannot assume that
+ a data chunk is no longer needed just because the callout server sent
+ a Data Use Yours (DUY) message or adapted data with, for instance,
+ the same offset as the preserved chunk.
+
+ For simplicity, preserved data is always a contiguous chunk of
+ original data, described by an (offset, size) pair using a "Kept"
+ parameter of a Data Use Mine (DUM) message. An OPES processor may
+ volunteer to increase the size of the kept data. An OPES processor
+ may increase the offset if the callout server indicated that the kept
+ data is no longer needed.
+
+ Both agents may benefit from data reuse. An OPES processor has to
+ allocate storage to support this optimization, but a callout server
+ does not. On the other hand, it is the callout server that is
+ responsible for relieving the processor from data preservation
+ commitments. There is no simple way to resolve this conflict of
+ interest on a protocol level. Some OPES processors may allocate a
+ relatively small buffer for data preservation purposes and stop
+ preserving data when the buffer becomes full. This technique would
+ benefit callout services that can quickly reuse or discard kept data.
+ Another processor strategy would be to size the buffer based on
+ historical data reuse statistics. To improve chances of beneficial
+ cooperation, callout servers are strongly encouraged to immediately
+ notify OPES processors of unwanted data. The callout server that
+ made a decision not to send Data Use Yours (DUY) messages (for a
+ specific data ranges or at all) SHOULD immediately inform the OPES
+ processor of that decision with the corresponding Data Preservation
+ Interest (DPI) message(s) or other mechanisms.
+
+8. 'Premature Dataflow Termination' Optimizations
+
+ Many callout services adapt small portions of large messages and
+ would preferably not to be in the loop when that adaptation is over.
+ Some callout services may not seek data modification and would
+ preferably not send data back to the OPES processor, even if the OPES
+ processor is not supporting the data preservation optimization
+ (Section 7). By OCP design, unilateral premature dataflow
+ termination by a callout server would lead to termination of an OCP
+ transaction with an error. Thus, the two agents must cooperate to
+ allow for error-free premature termination.
+
+
+
+Rousskov Standards Track [Page 21]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ This section documents two mechanisms for premature termination of
+ original or adapted dataflow. In combination, the mechanisms allow
+ the callout server to get out of the processing loop altogether.
+
+8.1. Original Dataflow
+
+ There are scenarios where a callout server is not interested in the
+ remaining original dataflow. For example, a simple access blocking
+ or "this site is temporary down" callout service has to send an
+ adapted (generated) application message but would preferably not
+ receive original data from the OPES processor.
+
+ OCP Core supports premature original dataflow termination via the
+ Want Stop Receiving Data (DWSR) message. A callout server that does
+ not seek to receive additional original data (beyond a certain size)
+ sends a DWSR message. The OPES processor receiving a DWSR message
+ terminates original dataflow by sending an Application Message End
+ (AME) message with a 206 (partial) status code.
+
+ The following figure illustrates a typical sequence of events. The
+ downward lines connecting the two dataflows illustrate the
+ transmission delay that allows for more OCP messages to be sent while
+ an agent waits for the opposing agent reaction.
+
+ OPES Callout
+ Processor Server
+ DUM> <DUM
+ DUM> <DWSR <-- Server is ready to stop receiving
+ ... _____/<DUM <-- Server continues as usual
+ DUM>______/ <DUM
+ AME> ... <-- Processor stops sending original data
+ \_____ <DUM
+ \______<DUM
+ <DUM <-- Server continues to send adapted data
+ ...
+ <AME
+
+ The mechanism described in this section has no effect on the adapted
+ dataflow. Receiving an Application Message End (AME) message with
+ 206 (partial) result status code from the OPES processor does not
+ introduce any special requirements for the adapted dataflow
+ termination. However, it is not possible to terminate adapted
+ dataflow prematurely after the original dataflow has been prematurely
+ terminated (see section 8.3).
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 22]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+8.2. Adapted Dataflow
+
+ There are scenarios where a callout service may want to stop sending
+ adapted data before a complete application message has been sent.
+ For example, a logging-only callout service has to receive all
+ application messages but would preferably not send copies back to the
+ OPES processor.
+
+ OCP Core supports premature adapted dataflow termination via a
+ combination of Want Stop Sending Data (DWSS) and Stop Sending Data
+ (DSS) messages. A callout service that seeks to stop sending data
+ sends a DWSS message, soliciting an OPES processor permission to
+ stop. While waiting for the permission, the server continues with
+ its usual routine.
+
+ An OPES processor receiving a Want Stop Sending Data message responds
+ with a Stop Sending Data (DSS) message. The processor may then pause
+ to wait for the callout server to terminate the adapted dataflow or
+ may continue sending original data while making a copy of it. Once
+ the server terminates the adapted dataflow, the processor is
+ responsible for using original data (sent or paused after sending
+ DSS) instead of the adapted data.
+
+ The callout server receiving a DSS message terminates the adapted
+ dataflow (see the Stop Sending Data (DSS) message definition for the
+ exact requirements and corner cases).
+
+ The following figure illustrates a typical sequence of events,
+ including a possible pause in original dataflow when the OPES
+ processor is waiting for the adapted dataflow to end. The downward
+ lines connecting the two dataflows illustrate the transmission delay
+ that allows for more OCP messages to be sent while an agent waits for
+ the opposing agent reaction.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 23]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ OPES Callout
+ Processor Server
+ DUM> <DUM
+ DUM> <DWSS <-- Server is ready to stop sending
+ ... _____/<DUM <-- Server continues as usual,
+ DUM>______/ <DUM waiting for DSS
+ DSS> ...
+ \_____ <DUM
+ possible \______<DUM
+ org-dataflow <AME 206 <-- Server terminates adapted dataflow
+ pause _____/ upon receiving the DSS message
+ ______/
+ DUM> <-- Processor resumes original dataflow
+ DUM> to the server and starts using
+ ... original data without adapting it
+ AME>
+
+ Premature adapted dataflow preservation is not trivial, as the OPES
+ processor relies on the callout server to provide adapted data
+ (modified or not) to construct the adapted application message. If
+ the callout server seeks to quit its job, special care must be taken
+ to ensure that the OPES processor can construct the complete
+ application message. On a logical level, this mechanism is
+ equivalent to switching from one callout server to another
+ (non-modifying) callout server in the middle of an OCP transaction.
+
+ Other than a possible pause in the original dataflow, the mechanism
+ described in this section has no effect on the original dataflow.
+ Receiving an Application Message End (AME) message with 206 (partial)
+ result status code from the callout server does not introduce any
+ special requirements for the original dataflow termination.
+
+8.3. Getting Out of the Loop
+
+ Some adaptation services work on application message prefixes and do
+ not seek to be in the adaptation loop once their work is done. For
+ example, an ad insertion service that did its job by modifying the
+ first fragment of a web "page" would not seek to receive more
+ original data or to perform further adaptations. The 'Getting Out of
+ the Loop' optimization allows a callout server to get completely out
+ of the application message processing loop.
+
+ The "Getting Out of the Loop" optimization is made possible by
+ terminating the adapted dataflow (section 8.2) and then by
+ terminating the original dataflow (section 8.1). The order of
+ termination is very important.
+
+
+
+
+
+Rousskov Standards Track [Page 24]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ If the original dataflow is terminated first, the OPES processor
+ would not allow the adapted dataflow to be terminated prematurely, as
+ the processor would not be able to reconstruct the remaining portion
+ of the adapted application message. The processor would not know
+ which suffix of the remaining original data has to follow the adapted
+ parts. The mapping between original and adapted octets is known only
+ to the callout service.
+
+ An OPES processor that received a DWSS message followed by a DWSR
+ message MUST NOT send an AME message with a 206 (partial) status code
+ before sending a DSS message. Informally, this rule means that a
+ callout server that wants to get out of the loop fast should send a
+ DWSS message immediately followed by a DWSR message; the server does
+ not have to wait for the OPES processor's permission to terminate
+ adapted dataflow before requesting that the OPES processor terminates
+ original dataflow.
+
+9. Protocol Element Type Declaration Mnemonic (PETDM)
+
+ A protocol element type is a named set of syntax and semantics rules.
+ This section defines a simple, formal declaration mnemonic for
+ protocol element types, labeled PETDM. PETDM simplicity is meant to
+ ease type declarations in this specification. PETDM formality is
+ meant to improve interoperability among implementations. Two
+ protocol elements are supported by PETDM: message parameter values
+ and messages.
+
+ All OCP Core parameter and message types are declared by using PETDM.
+ OCP extensions SHOULD use PETDM when declaring new types.
+
+ Atom, list, structure, and message constructs are four available base
+ types. Their syntax and semantics rules are defined in section 3.1.
+ New types can be declared in PETDM to extend base types semantics by
+ using the following declaration templates. The new semantics rules
+ are meant to be attached to each declaration using prose text.
+
+ Text in angle brackets "<>" are template placeholders, to be
+ substituted with actual type names or parameter name tokens. Square
+ brackets "[]" surround optional elements such as structure members or
+ message payload.
+
+ o Declaring a new atomic type:
+ <new-type-name>: extends atom;
+
+ o Declaring a new list with old-type-name items:
+ <new-type-name>: extends list of <old-type-name>;
+ Unless it is explicitly noted otherwise, empty lists are valid and
+ have the semantics of an absent parameter value.
+
+
+
+Rousskov Standards Track [Page 25]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ o Declaring a new structure with members:
+ <new-type-name>: extends structure with {
+ <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
+ <member-name1>: <old-type-name1>;
+ <member-name2>: <old-type-name2>;
+ [<member-name3>: <old-type-name3>];
+ ...
+ };
+
+ The new structure may have anonymous members and named members.
+ Neither group has to exist. Note that it is always possible for
+ extensions to add more members to old structures without affecting
+ type semantics because unrecognized members are ignored by compliant
+ agents.
+
+ o Declaring a new message with parameters:
+ <new-type-name>: extends message with {
+ <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
+ <parameter-name1>: <old-type-name1>;
+ <parameter-name2>: <old-type-name2>;
+ [<parameter-name3>: <old-type-name3>];
+ ...
+ };
+
+ The new type name becomes the message name. Just as when a structure
+ is extended, the new message may have anonymous parameters and named
+ parameters. Neither group has to exist. Note that it is always
+ possible for extensions to add more parameters to old messages
+ without affecting type semantics because unrecognized parameters are
+ ignored by compliant agents.
+
+ o Extending a type with more semantics details:
+
+ <new-type-name>: extends <old-type-name>;
+
+ o Extending a structure- or message-base type:
+ <new-type-name>: extends <old-type-name> with {
+ <old-type-nameA> <old-type-nameB> [<old-type-nameC>] ...;
+ <member-name1>: <old-type-name1>;
+ <member-name2>: <old-type-name2>;
+ [<member-name3>: <old-type-name3>];
+ ...
+ };
+ New anonymous members are appended to the anonymous members of the
+ old type, and new named members are merged with named members of the
+ old type.
+
+
+
+
+
+Rousskov Standards Track [Page 26]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ o Extending a message-base type with payload semantics:
+ <new-type-name>: extends <old-type-name> with {
+ ...
+ } and payload;
+ Any any OCP message can have payload, but only some message types
+ have known payload semantics. Like any parameter, payload may be
+ required or optional.
+
+ o Extending type semantics without renaming the type:
+ <old-type-name>: extends <namespace>::<old-type-name>;
+ The above template can be used by OCP Core extensions that seek to
+ change the semantics of OCP Core types without renaming them. This
+ technique is essential for extending OCP messages because the message
+ name is the same as the message type name. For example, an SMTP
+ profile for OCP might use the following declaration to extend an
+ Application Message Start (AMS) message with Am-Id, a parameter
+ defined in that profile:
+
+ AMS: extends Core::AMS with {
+ Am-Id: am-id;
+ };
+
+ All extended types may be used as replacements of the types they
+ extend. For example, a Negotiation Offer (NO) message uses a
+ parameter of type Features. Features (section 10.12) is a list of
+ feature (section 10.11) items. A Feature is a structure-based type.
+ An OCP extension (e.g., an HTTP application profile) may extend the
+ feature type and use a value of that extended type in a negotiation
+ offer. Recipients that are aware of the extension will recognize
+ added members in feature items and negotiate accordingly. Other
+ recipients will ignore them.
+
+ The OCP Core namespace tag is "Core". OCP extensions that declare
+ types MUST define their namespace tags (so that other extensions and
+ documentation can use them in their PETDM declarations).
+
+9.1. Optional Parameters
+
+ Anonymous parameters are positional: The parameter's position (i.e.,
+ the number of anonymous parameters to the left) is its "name". Thus,
+ when a structure or message has multiple optional anonymous
+ parameters, parameters to the right can be used only if all
+ parameters to the left are present. The following notation
+
+ [name1] [name2] [name3] ... [nameN]
+
+ is interpreted as
+
+
+
+
+Rousskov Standards Track [Page 27]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ [name1 [ name2 [ name3 ... [nameN] ... ]]]
+
+ When an anonymous parameter is added to a structure or message that
+ has optional anonymous parameters, the new parameter has to be
+ optional and can only be used if all old optional parameters are in
+ use. Named parameters do not have these limitations, as they are not
+ positional, but associative; they are identified by their explicit
+ and unique names.
+
+10. Message Parameter Types
+
+ This section defines parameter value types that are used for message
+ definitions (section 11). Before using a parameter value, an OCP
+ agent MUST check whether the value has the expected type (i.e.,
+ whether it complies with all rules from the type definition). A
+ single rule violation means that the parameter is invalid. See
+ Section 5 for rules on processing invalid input.
+
+ OCP extensions MAY define their own types. If they do, OCP
+ extensions MUST define types with exactly one base format and MUST
+ specify the type of every new protocol element they introduce.
+
+10.1. uri
+
+ uri: extends atom;
+
+ Uri (universal resource identifier) is an atom formatted according to
+ URI rules in [RFC2396].
+
+ Often, a uri parameter is used as a unique (within a given scope)
+ identifier. Uni semantics is incomplete without the scope
+ specification. Many uri parameters are URLs. Unless it is noted
+ otherwise, URL identifiers do not imply the existence of a
+ serviceable resource at the location they specify. For example, an
+ HTTP request for an HTTP-based URI identifier may result in a 404
+ (Not Found) response.
+
+10.2. uni
+
+ uni: extends atom;
+
+ Uni (unique numeric identifier) is an atom formatted as dec-number
+ and with a value in the [0, 2147483647] range, inclusive.
+
+ A uni parameter is used as a unique (within a given scope)
+ identifier. Uni semantics is incomplete without the scope
+ specification. Some OCP messages create identifiers (i.e., bring
+ them into scope). Some OCP messages destroy them (i.e, remove them
+
+
+
+Rousskov Standards Track [Page 28]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ from scope). An OCP agent MUST NOT create the same uni value more
+ than once within the same scope. When creating a new identifier of
+ the same type and within the same scope as some old identifier, an
+ OCP agent MUST use a higher numerical value for the new identifier.
+ The first rule makes uni identifiers suitable for cross-referencing
+ logs and other artifacts. The second rule makes efficient checks of
+ the first rule possible.
+
+ For example, a previously used transaction identifier "xid" must not
+ be used for a new Transaction Start (TS) message within the same OCP
+ transaction, even if a prior Transaction End (TE) message was sent
+ for the same transaction.
+
+ An OCP agent MUST terminate the state associated with uni uniqueness
+ scope if all unique values have been used up.
+
+10.3. size
+
+ size: extends atom;
+
+ Size is an atom formatted as dec-number and with a value in the [0,
+ 2147483647] range, inclusive.
+
+ Size value is the number of octets in the associated data chunk.
+
+ OCP Core cannot handle application messages that exceed 2147483647
+ octets in size, that require larger sizes as a part of OCP marshaling
+ process, or that use sizes with granularity other than 8 bits. This
+ limitation can be addressed by OCP extensions, as hinted in section
+ 15.1.
+
+10.4. offset
+
+ offset: extends atom;
+
+ Offset is an atom formatted as dec-number and with a value in the [0,
+ 2147483647] range, inclusive.
+
+ Offset is an octet position expressed in the number of octets
+ relative to the first octet of the associated dataflow. The offset
+ of the first data octet has a value of zero.
+
+10.5. percent
+
+ percent: extends atom;
+
+ Percent is an atom formatted as dec-number and with a value in the
+ [0, 100] range, inclusive.
+
+
+
+Rousskov Standards Track [Page 29]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ Percent semantics is incomplete unless its value is associated with a
+ boolean statement or assertion. The value of 0 indicates absolute
+ impossibility. The value of 100 indicates an absolute certainty. In
+ either case, the associated statement can be relied upon as if it
+ were expressed in boolean rather than probabilistic terms. Values in
+ the [1,99] inclusive range indicate corresponding levels of certainty
+ that the associated statement is true.
+
+10.6. boolean
+
+ boolean: extends atom;
+
+ Boolean type is an atom with two valid values: true and false. A
+ boolean parameter expresses the truthfulness of the associated
+ statement.
+
+10.7. xid
+
+ xid: extends uni;
+
+ Xid, an OCP transaction identifier, uniquely identifies an OCP
+ transaction within an OCP connection.
+
+10.8. sg-id
+
+ sg-id: extends uni;
+
+ Sg-id, a service group identifier, uniquely identifies a group of
+ services on an OCP connection.
+
+10.9. modp
+
+ modp: extends percent;
+
+ Modp extends the percent type to express the sender's confidence that
+ application data will be modified. The boolean statement associated
+ with the percentage value is "data will be modified". Modification
+ is defined as adaptation that changes the numerical value of at least
+ one data octet.
+
+10.10. result
+
+ result: extends structure with {
+ atom [atom];
+ };
+
+ The OCP processing result is expressed as a structure with two
+ documented members: a required Uni status code and an optional
+
+
+
+Rousskov Standards Track [Page 30]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ reason. The reason member contains informative textual information
+ not intended for automated processing. For example:
+
+ { 200 OK }
+ { 200 "6:got it" }
+ { 200 "27:27 octets in UTF-8 encoding" }
+
+ This specification defines the following status codes:
+
+ Result Status Codes
+
+ +--------+--------------+-------------------------------------------+
+ | code | text | semantics |
+ +--------+--------------+-------------------------------------------+
+ | 200 | OK | Overall success. This specification does |
+ | | | not contain any general actions for a 200 |
+ | | | status code recipient. |
+ | 206 | partial | Partial success. This status code is |
+ | | | documented for Application Message End |
+ | | | (AME) messages only. The code indicates |
+ | | | that the agent terminated the |
+ | | | corresponding dataflow prematurely (i.e., |
+ | | | more data would be needed to reconstruct |
+ | | | a complete application message). |
+ | | | Premature termination of one dataflow |
+ | | | does not introduce any special |
+ | | | requirements for the other dataflow |
+ | | | termination. See dataflow termination |
+ | | | optimizations (section 8) for use cases. |
+ | 400 | failure | An error, exception, or trouble. A |
+ | | | recipient of a 400 (failure) result of an |
+ | | | AME, TE, or CE message MUST destroy any |
+ | | | state or data associated with the |
+ | | | corresponding dataflow, transaction, or |
+ | | | connection. For example, an adapted |
+ | | | version of the application message data |
+ | | | must be purged from the processor |
+ | | | cache if the OPES processor receives an |
+ | | | Application Message End (AME) message |
+ | | | with result code of 400. |
+ +--------+--------------+-------------------------------------------+
+
+ Specific OCP messages may require code-specific actions.
+
+ Extending result semantics is made possible by adding new "result"
+ structure members or by negotiating additional result codes (e.g., as
+ a part of a negotiated profile). A recipient of an unknown (in
+
+
+
+
+Rousskov Standards Track [Page 31]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ then-current context) result code MUST act as if code 400 (failure)
+ were received.
+
+ The recipient of a message without the actual result parameter, but
+ with an optional formal result parameter, MUST act as if code 200
+ (OK) were received.
+
+ Textual information (the second anonymous parameter of the result
+ structure) is often referred to as "reason" or "reason phrase". To
+ assist manual troubleshooting efforts, OCP agents are encouraged to
+ include descriptive reasons with all results indicating a failure.
+
+ In this specification, an OCP message with result status code of 400
+ (failure) is called "a message indicating a failure".
+
+10.11. feature
+
+ feature: extends structure with {
+ uri;
+ };
+
+ The feature type extends structure to relay an OCP feature identifier
+ and to reserve a "place" for optional feature-specific parameters
+ (sometimes called feature attributes). Feature values are used to
+ declare support for and to negotiate use of OCP features.
+
+ This specification does not define any features.
+
+10.12. features
+
+ features: extends list of feature;
+
+ Features is a list of feature values. Unless it is noted otherwise,
+ the list can be empty, and features are listed in decreasing
+ preference order.
+
+10.13. service
+
+ service: extends structure with {
+ uri;
+ };
+
+ Service structure has one anonymous member, an OPES service
+ identifier of type uri. Services may have service-dependent
+ parameters. An OCP extension defining a service for use with OCP
+ MUST define service identifier and service-dependent parameters, if
+ there are any, as additional "service" structure members. For
+ example, a service value may look like this:
+
+
+
+Rousskov Standards Track [Page 32]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ {"41:http://www.iana.org/assignments/opes/ocp/tls" "8:blowfish"}
+
+10.14. services
+
+ services: extends list of service;
+
+ Services is a list of service values. Unless it is noted otherwise,
+ the list can be empty, and the order of the values is the requested
+ or actual service application order.
+
+10.15. Dataflow Specializations
+
+ Several parameter types, such as offset apply to both original and
+ adapted dataflow. It is relatively easy to misidentify a type's
+ dataflow affiliation, especially when parameters with different
+ affiliations are mixed together in one message declaration. The
+ following statements declare new dataflow-specific types by using
+ their dataflow-agnostic versions (denoted by a <type> placeholder).
+
+ The following new types refer to original data only:
+
+ org-<type>: extends <type>;
+
+ The following new types refer to adapted data only:
+
+ adp-<type>: extends <type>;
+
+ The following new types refer to the sender's dataflow only:
+
+ my-<type>: extends <type>;
+
+ The following new types refer to the recipient's dataflow only:
+
+ your-<type>: extends <type>;
+
+ OCP Core uses the above type-naming scheme to implement dataflow
+ specialization for the following types: offset, size, and sg-id. OCP
+ extensions SHOULD use the same scheme.
+
+11. Message Definitions
+
+ This section describes specific OCP messages. Each message is given
+ a unique name and usually has a set of anonymous and/or named
+ parameters. The order of anonymous parameters is specified in the
+ message definitions below. No particular order for named parameters
+ is implied by this specification. OCP extensions MUST NOT introduce
+ order-dependent named parameters. No more than one named-parameter
+
+
+
+
+Rousskov Standards Track [Page 33]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ with a given name can appear in the message; messages with multiple
+ equally named parameters are semantically invalid.
+
+ A recipient MUST be able to parse any message in valid format (see
+ section 3.1), subject to the limitations of the recipient's
+ resources.
+
+ Unknown or unexpected message names, parameters, and payloads may be
+ valid extensions. For example, an "extra" named parameter may be
+ used for a given message, in addition to what is documented in the
+ message definition below. A recipient MUST ignore any valid but
+ unknown or unexpected name, parameter, member, or payload.
+
+ Some message parameter values use uni identifiers to refer to various
+ OCP states (see section 10.2 and Appendix B). These identifiers are
+ created, used, and destroyed by OCP agents via corresponding
+ messages. Except when creating a new identifier, an OCP agent MUST
+ NOT send a uni identifier that corresponds to an inactive state
+ (i.e., that was either never created or already destroyed). Such
+ identifiers invalidate the host OCP message (see section 5). For
+ example, the recipient must terminate the transaction when the xid
+ parameter in a Data Use Mine (DUM) message refers to an unknown or
+ already terminated OCP transaction.
+
+11.1. Connection Start (CS)
+
+ CS: extends message;
+
+ A Connection Start (CS) message indicates the start of an OCP
+ connection. An OCP agent MUST send this message before it sends any
+ other message on the connection. If the first message an OCP agent
+ receives is not Connection Start (CS), the agent MUST terminate the
+ connection with a Connection End (CE) message having 400 (failure)
+ result status code. An OCP agent MUST send Connection Start (CS)
+ message exactly once. An OCP agent MUST ignore repeated Connection
+ Start (CS) messages.
+
+ At any time, a callout server MAY refuse further processing on an OCP
+ connection by sending a Connection End (CE) message with the status
+ code 400 (failure). Note that the above requirement to send a CS
+ message first still applies.
+
+ With TCP/IP as transport, raw TCP connections (local and remote peer
+ IP addresses with port numbers) identify an OCP connection. Other
+ transports may provide OCP connection identifiers to distinguish
+ logical connections that share the same transport. For example, a
+ single BEEP [RFC3080] channel may be designated as a single OCP
+ connection.
+
+
+
+Rousskov Standards Track [Page 34]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+11.2. Connection End (CE)
+
+ CE: extends message with {
+ [result];
+ };
+
+ A Connection End (CE) Indicates the end of an OCP connection. The
+ agent initiating closing or termination of a connection MUST send
+ this message immediately prior to closing or termination. The
+ recipient MUST free associated state, including transport state.
+
+ Connection termination without a Connection End (CE) message
+ indicates that the connection was prematurely closed, possibly
+ without the closing-side agent's prior knowledge or intent. When an
+ OCP agent detects a prematurely closed connection, the agent MUST act
+ as if a Connection End (CE) message indicating a failure was
+ received.
+
+ A Connection End (CE) message implies the end of all transactions,
+ negotiations, and service groups opened or active on the connection
+ being ended.
+
+11.3. Service Group Created (SGC)
+
+ SGC: extends message with {
+ my-sg-id services;
+ };
+
+ A Service Group Created (SGC) message informs the recipient that a
+ list of adaptation services has been associated with the given
+ service group identifier ("my-sg-id"). Following this message, the
+ sender can refer to the group by using the identifier. The recipient
+ MUST maintain the association until a matching Service Group
+ Destroyed (SGD) message is received or the corresponding OCP
+ connection is closed.
+
+ Service groups have a connection scope. Transaction management
+ messages do not affect existing service groups.
+
+ Maintaining service group associations requires resources (e.g.,
+ storage to keep the group identifier and a list of service IDs).
+ Thus, there is a finite number of associations an implementation can
+ maintain. Callout servers MUST be able to maintain at least one
+ association for each OCP connection they accept. If a recipient of a
+ Service Group Created (SGC) message does not create the requested
+ association, it MUST immediately terminate the connection with a
+ Connection End (CE) message indicating a failure.
+
+
+
+
+Rousskov Standards Track [Page 35]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+11.4. Service Group Destroyed (SGD)
+
+ SGD: extends message with {
+ my-sg-id;
+ };
+
+ A Service Group Destroyed (SGD) message instructs the recipient to
+ forget about the service group associated with the specified
+ identifier. The recipient MUST destroy the identified service group
+ association.
+
+11.5. Transaction Start (TS)
+
+ TS: extends message with {
+ xid my-sg-id;
+ };
+
+ Sent by an OPES processor, a Transaction Start (TS) message indicates
+ the start of an OCP transaction. Upon receiving this message, the
+ callout server MAY refuse further transaction processing by
+ responding with a corresponding Transaction End (TE) message. A
+ callout server MUST maintain the state until it receives a message
+ indicating the end of the transaction or until it terminates the
+ transaction itself.
+
+ The required "my-sg-id" identifier refers to a service group created
+ with an a Service Group Created (SGC) message. The callout server
+ MUST apply the list of services associated with "my-sg-id", in the
+ specified order.
+
+ This message introduces the transaction identifier (xid).
+
+11.6. Transaction End (TE)
+
+ TE: extends message with {
+ xid [result];
+ };
+
+ A Transaction End (TE) indicates the end of the identified OCP
+ transaction.
+
+ An OCP agent MUST send a Transaction End (TE) message immediately
+ after it makes a decision to send no more messages related to the
+ corresponding transaction. Violating this requirement may cause, for
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 36]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ example, unnecessary delays, rejection of new transactions, and even
+ timeouts for agents that rely on this end-of-file condition to
+ proceed.
+
+ This message terminates the life of the transaction identifier (xid).
+
+11.7. Application Message Start (AMS)
+
+ AMS: extends message with {
+ xid;
+ [Services: services];
+ };
+
+ An Application Message Start (AMS) message indicates the start of the
+ original or adapted application message processing and dataflow. The
+ recipient MAY refuse further processing by sending an Application
+ Message End (AME) message indicating a failure.
+
+ When an AMS message is sent by the OPES processor, the callout server
+ usually sends an AMS message back, announcing the creation of an
+ adapted version of the original application message. This
+ announcement may be delayed. For example, the callout server may
+ wait for more information from the OPES processor.
+
+ When an AMS message is sent by the callout server, an optional
+ "Services" parameter describes OPES services that the server MAY
+ apply to the original application message. Usually, the "services"
+ value matches what was asked by the OPES processor. The callout
+ server SHOULD send a "Services" parameter if its value would differ
+ from the list of services requested by the OPES processor. As the
+ same service may be known under many names, the mismatch does not
+ necessarily imply an error.
+
+11.8. Application Message End (AME)
+
+ AME: extends message with {
+ xid [result];
+ };
+
+ An Application Message End (AME) message indicates the end of the
+ original or adapted application message processing and dataflow. The
+ recipient should expect no more data for the corresponding
+ application message.
+
+ An Application Message End (AME) message ends any data preservation
+ commitments and any other state associated with the corresponding
+ application message.
+
+
+
+
+Rousskov Standards Track [Page 37]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ An OCP agent MUST send an Application Message End (AME) message
+ immediately after it makes a decision to stop processing of its
+ application message. Violating this requirement may cause, for
+ example, unnecessary delays, rejection of new transactions, and even
+ timeouts for agents that rely on this end-of-file condition to
+ proceed.
+
+11.9. Data Use Mine (DUM)
+
+ DUM: extends message with {
+ xid my-offset;
+ [As-is: org-offset];
+ [Kept: org-offset org-size ];
+ [Modp: modp];
+ } and payload;
+
+ A Data Use Mine (DUM) message carries application data. It is the
+ only OCP Core message with a documented payload. The sender MUST NOT
+ make any gaps in data supplied by Data Use Mine (DUM) and Data Use
+ Yours (DUY) messages (i.e., the my-offset of the next data message
+ must be equal to the my-offset plus the payload size of the previous
+ data message). Messages with gaps are invalid. The sender MUST send
+ payload and MAY use empty payload (i.e., payload with zero size). A
+ DUM message without payload is invalid. Empty payloads are useful
+ for communicating meta-information about the data (e.g., modification
+ predictions or preservation commitments) without sending data.
+
+ An OPES processor MAY send a "Kept" parameter to indicate its current
+ data preservation commitment (section 7) for original data. When an
+ OPES processor sends a "Kept" parameter, the processor MUST keep a
+ copy of the specified data (the preservation commitment starts or
+ continues). The Kept offset parameter specifies the offset of the
+ first octet of the preserved data. The Kept size parameter is the
+ size of preserved data. Note that data preservation rules allow
+ (i.e., do not prohibit) an OPES processor to decrease offset and to
+ specify a data range not yet fully delivered to the callout server.
+ OCP Core does not require any relationship between DUM payload and
+ the "Kept" parameter.
+
+ If the "Kept" parameter value violates data preservation rules but
+ the recipient has not sent any Data Use Yours (DUY) messages for the
+ given OCP transaction yet, then the recipient MUST NOT use any
+ preserved data for the given transaction (i.e., must not sent any
+ Data Use Yours (DUY) messages). If the "Kept" parameter value
+ violates data preservation rules and the recipient has already sent
+ Data Use Yours (DUY) messages, the DUM message is invalid, and the
+ rules of section 5 apply. These requirements help preserve data
+ integrity when "Kept" optimization is used by the OPES processor.
+
+
+
+Rousskov Standards Track [Page 38]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ A callout server MUST send a "Modp" parameter if the server can
+ provide a reliable value and has not already sent the same parameter
+ value for the corresponding application message. The definition of
+ "reliable" is entirely up to the callout server. The data
+ modification prediction includes DUM payload. That is, if the
+ attached payload has been modified, the modp value cannot be 0%.
+
+ A callout server SHOULD send an "As-is" parameter if the attached
+ data is identical to a fragment at the specified offset in the
+ original dataflow. An "As-is" parameter specifying a data fragment
+ that has not been sent to the callout server is invalid. The
+ recipient MUST ignore invalid "As-is" parameters. Identical means
+ that all adapted octets have the same numeric value as the
+ corresponding original octets. This parameter is meant to allow for
+ partial data preservation optimizations without a preservation
+ commitment. The preserved data still crosses the connection with the
+ callout server twice, but the OPES processor may be able to optimize
+ its handling of the data.
+
+ The OPES processor MUST NOT terminate its data preservation
+ commitment (section 7) in reaction to receiving a Data Use Mine (DUM)
+ message.
+
+11.10. Data Use Yours (DUY)
+
+ DUY: extends message with {
+ xid org-offset org-size;
+ };
+
+ The callout server tells the OPES processor to use the "size" bytes
+ of preserved original data, starting at the specified offset, as if
+ that data chunk came from the callout server in a Data Use Mine (DUM)
+ message.
+
+ The OPES processor MUST NOT terminate its data preservation
+ commitment (section 7) in reaction to receiving a Data Use Yours
+ (DUY) message.
+
+11.11. Data Preservation Interest (DPI)
+
+ DPI: extends message with {
+ xid org-offset org-size;
+ };
+
+ The Data Preservation Interest (DPI) message describes an original
+ data chunk by using the first octet offset and size as parameters.
+ The chunk is the only area of original data that the callout server
+ may be interested in referring to in future Data Use Yours (DUY)
+
+
+
+Rousskov Standards Track [Page 39]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ messages. This data chunk is referred to as "reusable data". The
+ rest of the original data is referred to as "disposable data". Thus,
+ disposable data consists of octets below the specified offset and at
+ or above the (offset + size) offset.
+
+ After sending this message, the callout server MUST NOT send Data Use
+ Yours (DUY) messages referring to disposable data chunk(s). If an
+ OPES processor is not preserving some reusable data, it MAY start
+ preserving that data. If an OPES processor preserves some disposable
+ data, it MAY stop preserving that data. If an OPES processor does
+ not preserve some disposable data, it MAY NOT start preserving that
+ data.
+
+ A callout server MUST NOT indicate reusable data areas that overlap
+ with disposable data areas indicated in previous Data Preservation
+ Interest (DPI) messages. In other words, reusable data must not
+ grow, and disposable data must not shrink. If a callout server
+ violates this rule, the Data Preservation Interest (DPI) message is
+ invalid (see section 5).
+
+ The Data Preservation Interest (DPI) message cannot force the OPES
+ processor to preserve data. In this context, the term reusable
+ stands for callout server interest in reusing the data in the future,
+ given the OPES processor cooperation.
+
+ For example, an offset value of zero and the size value of 2147483647
+ indicate that the server may want to reuse all the original data.
+ The size value of zero indicates that the server is not going to send
+ any more Data Use Yours (DUY) messages.
+
+11.12. Want Stop Receiving Data (DWSR)
+
+ DWSR: extends message with {
+ xid org-size;
+ };
+
+ The Want Stop Receiving Data (DWSR) message informs OPES processor
+ that the callout server wants to stop receiving original data any
+ time after receiving at least an org-size amount of an application
+ message prefix. That is, the server is asking the processor to
+ terminate original dataflow prematurely (see section 8.1) after
+ sending at least org-size octets.
+
+ An OPES processor receiving a Want Stop Receiving Data (DWSR) message
+ SHOULD terminate original dataflow by sending an Application Message
+ End (AME) message with a 206 (partial) status code.
+
+
+
+
+
+Rousskov Standards Track [Page 40]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ An OPES processor MUST NOT terminate its data preservation commitment
+ (section 7) in reaction to receiving a Want Stop Receiving Data
+ (DWSR) message. Just like with any other message, an OPES processor
+ may use information supplied by Want Stop Receiving Data (DWSR) to
+ decide on future preservation commitments.
+
+11.13. Want Stop Sending Data (DWSS)
+
+ DWSS: extends message with {
+ xid;
+ };
+
+ The Want Stop Sending Data (DWSS) message informs the OPES processor
+ that the callout server wants to stop sending adapted data as soon as
+ possible; the server is asking the processor for permission to
+ terminate adapted dataflow prematurely (see section 8.2). The OPES
+ processor can grant this permission by using a Stop Sending Data
+ (DSS) message.
+
+ Once the DWSS message is sent, the callout server MUST NOT
+ prematurely terminate adapted dataflow until the server receives a
+ DSS message from the OPES processor. If the server violates this
+ rule, the OPES processor MUST act as if no DWSS message were
+ received. The latter implies that the OCP transaction is terminated
+ by the processor, with an error.
+
+ An OPES processor receiving a DWSS message SHOULD respond with a Stop
+ Sending Data (DSS) message, provided the processor would not violate
+ DSS message requirements by doing so. The processor SHOULD respond
+ immediately once DSS message requirements can be satisfied.
+
+11.14. Stop Sending Data (DSS)
+
+ DSS: extends message with {
+ xid;
+ };
+
+ The Stop Sending Data (DSS) message instructs the callout server to
+ terminate adapted dataflow prematurely by sending an Application
+ Message End (AME) message with a 206 (partial) status code. A
+ callout server is expected to solicit the Stop Sending Data (DSS)
+ message by sending a Want Stop Sending Data (DWSS) message (see
+ section 8.2).
+
+ A callout server receiving a solicited Stop Sending Data (DSS)
+ message for a yet-unterminated adapted dataflow MUST immediately
+ terminate dataflow by sending an Application Message End (AME)
+ message with a 206 (partial) status code. If the callout server
+
+
+
+Rousskov Standards Track [Page 41]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ already terminated adapted dataflow, the callout server MUST ignore
+ the Stop Sending Data (DSS) message. A callout server receiving an
+ unsolicited DSS message for a yet-unterminated adapted dataflow MUST
+ either treat that message as invalid or as solicited (i.e., the
+ server cannot simply ignore unsolicited DSS messages).
+
+ The OPES processor sending a Stop Sending Data (DSS) message MUST be
+ able to reconstruct the adapted application message correctly after
+ the callout server terminates dataflow. This requirement implies
+ that the processor must have access to any original data sent to the
+ callout after the Stop Sending Data (DSS) message, if there is any.
+ Consequently, the OPES processor either has to send no data at all or
+ has to keep a copy of it.
+
+ If a callout server receives a DSS message and, in violation of the
+ above rules, waits for more original data before sending an
+ Application Message End (AME) response, a deadlock may occur: The
+ OPES processor may wait for the Application Message End (AME) message
+ to send more original data.
+
+11.15. Want Data Paused (DWP)
+
+ DWP: extends message with {
+ xid your-offset;
+ };
+
+ The Want Data Paused (DWP) message indicates the sender's temporary
+ lack of interest in receiving data starting with the specified
+ offset. This disinterest implies nothing about sender's intent to
+ send data.
+
+ The "your-offset" parameter refers to dataflow originating at the OCP
+ agent receiving the parameter.
+
+ If, at the time the Want Data Paused (DWP) message is received, the
+ recipient has already sent data at the specified offset, the message
+ recipient MUST stop sending data immediately. Otherwise, the
+ recipient MUST stop sending data immediately after it sends the
+ specified offset. Once the recipient stops sending more data, it
+ MUST immediately send a Paused My Data (DPM) message and MUST NOT
+ send more data until it receives a Want More Data (DWM) message.
+
+ As are most OCP Core mechanisms, data pausing is asynchronous. The
+ sender of the Want Data Paused (DWP) message MUST NOT rely on the
+ data being paused exactly at the specified offset or at all.
+
+
+
+
+
+
+Rousskov Standards Track [Page 42]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+11.16. Paused My Data (DPM)
+
+ DPM: extends message with {
+ xid;
+ };
+
+ The Paused My Data (DPM) message indicates the sender's commitment to
+ send no more data until the sender receives a Want More Data (DWM)
+ message.
+
+ The recipient of the Paused My Data (DPM) message MAY expect the data
+ delivery being paused. If the recipient receives data despite this
+ expectation, it MAY abort the corresponding transaction with a
+ Transaction End (TE) message indicating a failure.
+
+11.17. Want More Data (DWM)
+
+ DWM: extends message with {
+ xid;
+ [Size-request: your-size];
+ };
+
+ The Want More Data (DWM) message indicates the sender's need for more
+ data.
+
+ Message parameters always refer to dataflow originating at the other
+ OCP agent. When sent by an OPES processor, your-size is adp-size;
+ when sent by a callout server, your-size is org-size.
+
+ The "Size-request" parameter refers to dataflow originating at the
+ OCP agent receiving the parameter. If a "Size-request" parameter is
+ present, its value is the suggested minimum data size. It is meant
+ to allow the recipient to deliver data in fewer chunks. The
+ recipient MAY ignore the "Size-request" parameter. An absent
+ "Size-request" parameter implies "any size".
+
+ The message also cancels the Paused My Data (DPM) message effect. If
+ the recipient was not sending any data because of its DPM message,
+ the recipient MAY resume sending data. Note, however, that the Want
+ More Data (DWM) message can be sent regardless of whether the
+ dataflow in question has been paused. The "Size-request" parameter
+ makes this message a useful stand-alone optimization.
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 43]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+11.18. Negotiation Offer (NO)
+
+ NO: extends message with {
+ features;
+ [SG: my-sg-id];
+ [Offer-Pending: boolean];
+ };
+
+ A Negotiation Offer (NO) message solicits a selection of a single
+ "best" feature out of a supplied list, using a Negotiation Response
+ (NR) message. The sender is expected to list preferred features
+ first when it is possible. The recipient MAY ignore sender
+ preferences. If the list of features is empty, the negotiation is
+ bound to fail but remains valid.
+
+ Both the OPES processor and the callout server are allowed to send
+ Negotiation Offer (NO) messages. The rules in this section ensure
+ that only one offer is honored if two offers are submitted
+ concurrently. An agent MUST NOT send a Negotiation Offer (NO)
+ message if it still expects a response to its previous offer on the
+ same connection.
+
+ If an OPES processor receives a Negotiation Offer (NO) message while
+ its own offer is pending, the processor MUST disregard the server
+ offer. Otherwise, it MUST respond immediately.
+
+
+ If a callout server receives a Negotiation Offer (NO) message when
+ its own offer is pending, the server MUST disregard its own offer.
+ In either case, the server MUST respond immediately.
+
+ If an agent receives a message sequence that violates any of the
+ above rules in this section, the agent MUST terminate the connection
+ with a Connection End (CE) message indicating a failure.
+
+ An optional "Offer-Pending" parameter is used for Negotiation Phase
+ maintenance (section 6.1). The option's value defaults to "false".
+
+ An optional "SG" parameter is used to narrow the scope of
+ negotiations to the specified service group. If SG is present, the
+ negotiated features are negotiated and enabled only for transactions
+ that use the specified service group ID. Connection-scoped features
+ are negotiated and enabled for all service groups. The presence of
+ scope does not imply automatic conflict resolution common to
+ programming languages; no conflicts are allowed. When negotiating
+ connection-scoped features, an agent MUST check for conflicts within
+ each existing service group. When negotiating group-scoped features,
+ an agent MUST check for conflicts with connection-scoped features
+
+
+
+Rousskov Standards Track [Page 44]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ already negotiated. For example, it must not be possible to
+ negotiate a connection-scoped HTTP application profile if one service
+ group already has an SMTP application profile, and vice versa.
+
+ OCP agents SHOULD NOT send offers with service groups used by pending
+ transactions. Unless it is explicitly noted otherwise in a feature
+ documentation, OCP agents MUST NOT apply any negotiations to pending
+ transactions. In other words, negotiated features take effect with
+ the new OCP transaction.
+
+ As with other protocol elements, OCP Core extensions may document
+ additional negotiation restrictions. For example, specification of a
+ transport security feature may prohibit the use of the SG parameter
+ in negotiation offers, to avoid situations where encryption is
+ enabled for only a portion of overlapping transactions on the same
+ transport connection.
+
+11.19. Negotiation Response (NR)
+
+ NR: extends message with {
+ [feature];
+ [SG: my-sg-id];
+ [Rejects: features];
+ [Unknowns: features];
+ [Offer-Pending: boolean];
+ };
+
+ A Negotiation Response (NR) message conveys recipient's reaction to a
+ Negotiation Offer (NO) request. An accepted offer (a.k.a., positive
+ response) is indicated by the presence of an anonymous "feature"
+ parameter, containing the selected feature. If the selected feature
+ does not match any of the offered features, the offering agent MUST
+ consider negotiation failed and MAY terminate the connection with a
+ Connection End (CE) message indicating a failure.
+
+ A rejected offer (negative response) is indicated by omitting the
+ anonymous "feature" parameter.
+
+ The successfully negotiated feature becomes effective immediately.
+ The sender of a positive response MUST consider the corresponding
+ feature enabled immediately after the response is sent; the recipient
+ of a positive response MUST consider the corresponding feature
+ enabled immediately after the response is received. Note that the
+ scope of the negotiated feature application may be limited to a
+ specified service group. The negotiation phase state does not affect
+ enabling of the feature.
+
+
+
+
+
+Rousskov Standards Track [Page 45]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ If negotiation offer contains an SG parameter, the responder MUST
+ include that parameter in the Negotiation Response (NR) message. The
+ recipient of an NR message without the expected SG parameter MUST
+ treat negotiation response as invalid.
+
+ If the negotiation offer lacks an SG parameter, the responder MUST
+ NOT include that parameter in the Negotiation Response (NR) message.
+ The recipient of an NR message with an unexpected SG parameter MUST
+ treat the negotiation response as invalid.
+
+ An optional "Offer-Pending" parameter is used for Negotiation Phase
+ maintenance (section 6.1). The option's value defaults to "false".
+
+ When accepting or rejecting an offer, the sender of the Negotiation
+ Response (NR) message MAY supply additional details via Rejects and
+ Unknowns parameters. The Rejects parameter can be used to list
+ features that were known to the Negotiation Offer (NO) recipient but
+ could not be supported given negotiated state that existed when NO
+ message was received. The Unknowns parameter can be used to list
+ features that were unknown to the NO recipient.
+
+11.20. Ability Query (AQ)
+
+ AQ: extends message with {
+ feature;
+ };
+
+ An Ability Query (AQ) message solicits an immediate Ability Answer
+ (AA) response. The recipient MUST respond immediately with an AA
+ message. This is a read-only, non-modifying interface. The
+ recipient MUST NOT enable or disable any features due to an AQ
+ request.
+
+ OCP extensions documenting a feature MAY extend AQ messages to supply
+ additional information about the feature or the query itself.
+
+ The primary intended purpose of the ability inquiry interface is
+ debugging and troubleshooting and not automated fine-tuning of agent
+ behavior and configuration. The latter may be better achieved by the
+ OCP negotiation mechanism (section 6).
+
+11.21. Ability Answer (AA)
+
+ AA: extends message with {
+ boolean;
+ };
+
+
+
+
+
+Rousskov Standards Track [Page 46]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ An Ability Answer (AA) message expresses the sender's support for a
+ feature requested via an Ability Query (AQ) message. The sender MUST
+ set the value of the anonymous boolean parameter to the truthfulness
+ of the following statement: "At the time of this answer generation,
+ the sender supports the feature in question". The meaning of
+ "support" and additional details are feature specific. OCP
+ extensions documenting a feature MUST document the definition of
+ "support" in the scope of the above statement and MAY extend AA
+ messages to supply additional information about the feature or the
+ answer itself.
+
+11.22. Progress Query (PQ)
+
+ PQ: extends message with {
+ [xid];
+ };
+
+ A Progress Query (PQ) message solicits an immediate Progress Answer
+ (PA) response. The recipient MUST immediately respond to a PQ
+ request, even if the transaction identifier is invalid from the
+ recipient's point of view.
+
+11.23. Progress Answer (PA)
+
+ PA: extends message with {
+ [xid];
+ [Org-Data: org-size];
+ };
+
+ A PA message carries the sender's state. The "Org-Data" size is the
+ total original data size received or sent by the agent so far for the
+ identified application message (an agent can be either sending or
+ receiving original data, so there is no ambiguity). When referring
+ to received data, progress information does not imply that the data
+ has otherwise been processed in some way.
+
+ The progress inquiry interface is useful for several purposes,
+ including keeping idle OCP connections "alive", gauging the agent
+ processing speed, verifying the agent's progress, and debugging OCP
+ communications. Verifying progress, for example, may be essential to
+ implement timeouts for callout servers that do not send any adapted
+ data until the entire original application message is received and
+ processed.
+
+ A recipient of a PA message MUST NOT assume that the sender is not
+ working on any transaction or application message not identified in
+ the PA message. A PA message does not carry information about
+ multiple transactions or application messages.
+
+
+
+Rousskov Standards Track [Page 47]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ If an agent is working on the transaction identified in the Progress
+ Query (PQ) request, the agent MUST send the corresponding transaction
+ ID (xid) when answering the PQ with a PA message. Otherwise, the
+ agent MUST NOT send the transaction ID. If an agent is working on
+ the original application message for the specified transaction, the
+ agent MUST send the Org-Data parameter. If the agent has already
+ sent or received the Application Message End (AME) message for the
+ original dataflow, the agent MUST NOT send the Org-data parameter.
+
+ Informally, the PA message relays the sender's progress with the
+ transaction and original dataflow identified by the Progress Query
+ (PQ) message, provided the transaction identifier is still valid at
+ the time of the answer. Absent information in the answer indicates
+ invalid, unknown, or closed transaction and/or original dataflow from
+ the query recipient's point of view.
+
+11.24. Progress Report (PR)
+
+ PR: extends message with {
+ [xid];
+ [Org-Data: org-size];
+ };
+
+ A Progress Report (PR) message carries the sender's state. The
+ message semantics and associated requirements are identical to those
+ of a Progress Answer (PA) message except that the PR message, is sent
+ unsolicited. The sender MAY report progress at any time. The sender
+ MAY report progress unrelated to any transaction or original
+ application message or related to any valid (current) transaction or
+ original dataflow.
+
+ Unsolicited progress reports are especially useful for OCP extensions
+ dealing with "slow" callout services that introduce significant
+ delays for the final application message recipient. The report may
+ contain progress information that will make that final recipient more
+ delay tolerant.
+
+12. IAB Considerations
+
+ OPES treatment of IETF Internet Architecture Board (IAB)
+ considerations [RFC3238] are documented in [RFC3914].
+
+13. Security Considerations
+
+ This section examines security considerations for OCP. OPES threats
+ are documented in [RFC3837]
+
+
+
+
+
+Rousskov Standards Track [Page 48]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ OCP relays application messages that may contain sensitive
+ information. Appropriate transport encryption can be negotiated to
+ prevent information leakage or modification (see section 6), but OCP
+ agents may support unencrypted transport by default. These
+ configurations will expose application messages to third-party
+ recording and modification, even if OPES proxies themselves are
+ secure.
+
+ OCP implementation bugs may lead to security vulnerabilities in OCP
+ agents, even if OCP traffic itself remains secure. For example, a
+ buffer overflow in a callout server caused by a malicious OPES
+ processor may grant that processor access to information from other
+ (100% secure) OCP connections, including connections with other OPES
+ processors.
+
+ Careless OCP implementations may rely on various OCP identifiers to
+ be unique across all OCP agents. A malicious agent can inject an OCP
+ message that matches identifiers used by other agents, in an attempt
+ to gain access to sensitive data. OCP implementations must always
+ check an identifier for being "local" to the corresponding connection
+ before using that identifier.
+
+ OCP is a stateful protocol. Several OCP commands increase the amount
+ of state that the recipient has to maintain. For example, a Service
+ Group Created (SGC) message instructs the recipient to maintain an
+ association between a service group identifier and a list of
+ services.
+
+ Implementations that cannot correctly handle resource exhaustion
+ increase security risks. The following are known OCP-related
+ resources that may be exhausted during a compliant OCP message
+ exchange:
+
+ OCP message structures: OCP message syntax does not limit the nesting
+ depth of OCP message structures and does not place an upper limit
+ on the length (number of OCTETs) of most syntax elements.
+
+ concurrent connections: OCP does not place an upper limit on the
+ number of concurrent connections that a callout server may be
+ instructed to create via Connection Start (CS) messages.
+
+ service groups: OCP does not place an upper limit on the number of
+ service group associations that a callout server may be instructed
+ to create via Service Group Created (SGC) messages.
+
+ concurrent transactions: OCP does not place an upper limit on the
+ number of concurrent transactions that a callout server may be
+ instructed to maintain via Transaction Start (TS) messages.
+
+
+
+Rousskov Standards Track [Page 49]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ concurrent flows: OCP Core does not place an upper limit on the
+ number of concurrent adapted flows that an OPES processor may be
+ instructed to maintain via Application Message Start (AMS)
+ messages.
+
+14. IANA Considerations
+
+ The IANA maintains a list of OCP features, including application
+ profiles (section 10.11). For each feature, its uri parameter value
+ is registered along with the extension parameters (if there are any).
+ Registered feature syntax and semantics are documented with PETDM
+ notation (section 9).
+
+ The IESG is responsible for assigning a designated expert to review
+ each standards-track registration prior to IANA assignment. The OPES
+ working group mailing list may be used to solicit commentary for both
+ standards-track and non-standards-track features.
+
+ Standards-track OCP Core extensions SHOULD use
+ http://www.iana.org/assignments/opes/ocp/ prefix for feature uri
+ parameters. It is suggested that the IANA populate resources
+ identified by such "uri" parameters with corresponding feature
+ registrations. It is also suggested that the IANA maintain an index
+ of all registered OCP features at the
+ http://www.iana.org/assignments/opes/ocp/ URL or on a page linked
+ from that URL.
+
+ This specification defines no OCP features for IANA registration.
+
+15. Compliance
+
+ This specification defines compliance for the following compliance
+ subjects: OPES processors (OCP client implementations), callout
+ servers (OCP server implementations), and OCP extensions. An OCP
+ agent (a processor or callout server) may also be referred to as the
+ "sender" or "recipient" of an OCP message.
+
+ A compliance subject is compliant if it satisfies all applicable
+ "MUST" and "SHOULD" requirements. By definition, to satisfy a "MUST"
+ requirement means to act as prescribed by the requirement; to satisfy
+ a "SHOULD" requirement means either to act as prescribed by the
+ requirement or to have a reason to act differently. A requirement is
+ applicable to the subject if it instructs (addresses) the subject.
+
+ Informally, OCP compliance means that there are no known "MUST"
+ violations, and that all "SHOULD" violations are deliberate. In
+ other words, "SHOULD" means "MUST satisfy or MUST have a reason to
+ violate". It is expected that compliance claims be accompanied by a
+
+
+
+Rousskov Standards Track [Page 50]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ list of unsupported SHOULDs (if any), in an appropriate format,
+ explaining why the preferred behavior was not chosen.
+
+ Only normative parts of this specification affect compliance.
+ Normative parts are those parts explicitly marked with the word
+ "normative", definitions, and phrases containing unquoted capitalized
+ keywords from [RFC2119]. Consequently, examples and illustrations
+ are not normative.
+
+15.1. Extending OCP Core
+
+ OCP extensions MUST NOT change the OCP Core message format, as
+ defined by ABNF and accompanying normative rules in Section 3.1.
+ This requirement is intended to allow OCP message viewers,
+ validators, and "intermediary" software to at least isolate and
+ decompose any OCP message, even a message with semantics unknown to
+ them (i.e., extended).
+
+ OCP extensions are allowed to change normative OCP Core requirements
+ for OPES processors and callout servers. However, OCP extensions
+ SHOULD NOT make these changes and MUST require on a "MUST"-level that
+ these changes are negotiated prior to taking effect. Informally,
+ this specification defines compliant OCP agent behavior until changes
+ to this specification (if any) are successfully negotiated.
+
+ For example, if an RTSP profile for OCP requires support for offsets
+ exceeding 2147483647 octets, the profile specification can document
+ appropriate OCP changes while requiring that RTSP adaptation agents
+ negotiate "large offsets" support before using large offsets. This
+ negotiation can be bundled with negotiating another feature (e.g.,
+ negotiating an RTSP profile may imply support for "large offsets").
+
+ As implied by the above rules, OCP extensions may dynamically alter
+ the negotiation mechanism itself, but such an alternation would have
+ to be negotiated first, using the negotiation mechanism defined by
+ this specification. For example, successfully negotiating a feature
+ might change the default "Offer-Pending" value from false to true.
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 51]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+Appendix A. Message Summary
+
+ This appendix is not normative. The table below summarizes key OCP
+ message properties. For each message, the table provides the
+ following information:
+
+ name: Message name as seen on the wire.
+
+ title: Human-friendly message title.
+
+ P: Whether this specification documents message semantics as sent by
+ an OPES processor.
+
+ S: Whether this specification documents message semantics as sent by
+ a callout server.
+
+ tie: Related messages such as associated request, response message,
+ or associated state message.
+
+ +-------+----------------------------+-------+-------+--------------+
+ | name | title | P | S | tie |
+ +-------+----------------------------+-------+-------+--------------+
+ | CS | Connection Start | X | X | CE |
+ | CE | Connection End | X | X | CS |
+ | SGC | Service Group Created | X | X | SGD TS |
+ | SGD | Service Group Destroyed | X | X | SGC |
+ | TS | Transaction Start | X | | TE SGC |
+ | TE | Transaction End | X | X | TS |
+ | AMS | Application Message Start | X | X | AME |
+ | AME | Application Message End | X | X | AMS DSS |
+ | DUM | Data Use Mine | X | X | DUY DWP |
+ | DUY | Data Use Yours | | X | DUM DPI |
+ | DPI | Data Preservation Interest | | X | DUY |
+ | DWSS | Want Stop Sending Data | | X | DWSR DSS |
+ | DWSR | Want Stop Receiving Data | | X | DWSS |
+ | DSS | Stop Sending Data | X | | DWSS |
+ | DWP | Want Data Paused | X | X | DPM |
+ | DPM | Paused My Data | X | X | DWP DWM |
+ | DWM | Want More Data | X | X | DPM |
+ | NO | Negotiation Offer | X | X | NR SGC |
+ | NR | Negotiation Response | X | X | NO |
+ | PQ | Progress Query | X | X | PA |
+ | PA | Progress Answer | X | X | PQ PR |
+ | PR | Progress Report | X | X | PA |
+ | AQ | Ability Query | X | X | AA |
+ | AA | Ability Answer | X | X | AQ |
+ +-------+----------------------------+-------+-------+--------------+
+
+
+
+
+Rousskov Standards Track [Page 52]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+Appendix B. State Summary
+
+ This appendix is not normative. The table below summarizes OCP
+ states. Some states are maintained across multiple transactions and
+ application messages. Some correspond to a single request/response
+ dialog; the asynchronous nature of most OCP message exchanges
+ requires OCP agents to process other messages while waiting for a
+ response to a request and, hence, while maintaining the state of the
+ dialog.
+
+ For each state, the table provides the following information:
+
+ state: Short state label.
+
+ birth: Messages creating this state.
+
+ death: Messages destroying this state.
+
+ ID: Associated identifier, if any.
+
+ +-------------------------------+-------------+-------------+-------+
+ | state | birth | death | ID |
+ +-------------------------------+-------------+-------------+-------+
+ | connection | CS | CE | |
+ | service group | SGC | SGD | sg-id |
+ | transaction | TS | TE | xid |
+ | application message and | AMS | AME | |
+ | dataflow | | | |
+ | premature org-dataflow | DWSR | AME | |
+ | termination | | | |
+ | premature adp-dataflow | DWSS | DSS AME | |
+ | termination | | | |
+ | paused dataflow | DPM | DWM | |
+ | preservation commitment | DUM | DPI AME | |
+ | negotiation | NO | NR | |
+ | progress inquiry | PQ | PA | |
+ | ability inquiry | PQ | PA | |
+ +-------------------------------+-------------+-------------+-------+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 53]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+Appendix C. Acknowledgements
+
+ The author gratefully acknowledges the contributions of Abbie Barbir
+ (Nortel Networks), Oskar Batuner (Independent Consultant), Larry
+ Masinter (Adobe), Karel Mittig (France Telecom R&D), Markus Hofmann
+ (Bell Labs), Hilarie Orman (The Purple Streak), Reinaldo Penno
+ (Nortel Networks), and Martin Stecher (Webwasher), as well as an
+ anonymous OPES working group participant.
+
+ Special thanks to Marshall Rose for his xml2rfc tool.
+
+16. References
+
+16.1. Normative References
+
+ [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate
+ Requirement Levels", BCP 14, RFC 2119, March 1997.
+
+ [RFC2234] Crocker, D. and P. Overell, "Augmented BNF for Syntax
+ Specifications: ABNF", RFC 2234, November 1997.
+
+ [RFC2396] Berners-Lee, T., Fielding, R., and L. Masinter, "Uniform
+ Resource Identifiers (URI): Generic Syntax", RFC 2396,
+ August 1998.
+
+ [RFC3835] Barbir, A., Penno, R., Chen, R., Hofmann, M., and H.
+ Orman, "An Architecture for Open Pluggable Edge Services
+ (OPES)", RFC 3835, August 2004.
+
+16.2. Informative References
+
+ [RFC3836] Beck, A., Hofmann, M., Orman, H., Penno, R., and A.
+ Terzis, "Requirements for Open Pluggable Edge Services
+ (OPES) Callout Protocols", RFC 3836, August 2004.
+
+ [RFC3837] Barbir, A., Batuner, O., Srinivas, B., Hofmann, M., and
+ H. Orman, "Security Threats and Risks for Open Pluggable
+ Edge Services (OPES)", RFC 3837, August 2004.
+
+ [RFC3752] Barbir, A., Burger, E., Chen, R., McHenry, S., Orman,
+ H., and R. Penno, "Open Pluggable Edge Services (OPES)
+ Use Cases and Deployment Scenarios", RFC 3752, April
+ 2004.
+
+ [RFC3838] Barbir, A., Batuner, O., Beck, A., Chan, T., and H.
+ Orman, "Policy, Authorization, and Enforcement
+ Requirements of the Open Pluggable Edge Services
+ (OPES)", RFC 3838, August 2004.
+
+
+
+Rousskov Standards Track [Page 54]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+ [RFC3897] Barbir, A., "Open Pluggable Edge Services (OPES)
+ Entities and End Points Communication", RFC 3897,
+ September 2004.
+
+ [OPES-RULES] Beck, A. and A. Rousskov, "P: Message Processing
+ Language", Work in Progress, October 2003.
+
+ [RFC3914] Barbir, A. and A. Rousskov, "Open Pluggable Edge
+ Services (OPES) Treatment of IAB Considerations", RFC
+ 3914, October 2004.
+
+ [OPES-HTTP] Rousskov, A. and M. Stecher, "HTTP adaptation with
+ OPES", Work in Progress, January 2004.
+
+ [RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H.,
+ Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext
+ Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999.
+
+ [RFC3080] Rose, M., "The Blocks Extensible Exchange Protocol
+ Core", RFC 3080, March 2001.
+
+ [RFC3238] Floyd, S. and L. Daigle, "IAB Architectural and Policy
+ Considerations for Open Pluggable Edge Services", RFC
+ 3238, January 2002.
+
+Author's Address
+
+ Alex Rousskov
+ The Measurement Factory
+
+ EMail: rousskov@measurement-factory.com
+ URI: http://www.measurement-factory.com/
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 55]
+
+RFC 4037 OPES Callout Protocol Core March 2005
+
+
+Full Copyright Statement
+
+ Copyright (C) The Internet Society (2005).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY AND THE INTERNET
+ ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS OR IMPLIED,
+ INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF THE
+ INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
+ WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
+
+Intellectual Property
+
+ The IETF takes no position regarding the validity or scope of any
+ Intellectual Property Rights or other rights that might be claimed to
+ pertain to the implementation or use of the technology described in
+ this document or the extent to which any license under such rights
+ might or might not be available; nor does it represent that it has
+ made any independent effort to identify any such rights. Information
+ on the procedures with respect to rights in RFC documents can be
+ found in BCP 78 and BCP 79.
+
+ Copies of IPR disclosures made to the IETF Secretariat and any
+ assurances of licenses to be made available, or the result of an
+ attempt made to obtain a general license or permission for the use of
+ such proprietary rights by implementers or users of this
+ specification can be obtained from the IETF on-line IPR repository at
+ http://www.ietf.org/ipr.
+
+ The IETF invites any interested party to bring to its attention any
+ copyrights, patents or patent applications, or other proprietary
+ rights that may cover technology that may be required to implement
+ this standard. Please address the information to the IETF at ietf-
+ ipr@ietf.org.
+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+
+Rousskov Standards Track [Page 56]
+