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+Network Working Group A. Bhushan
+Request for Comments: 475 MIT-DMCG
+NIC: 14919 March 6, 1973
+
+
+ FTP AND NETWORK MAIL SYSTEM
+
+ This paper describes my understanding of the results of the Network
+ Mail System meeting SRI-ARC on February 23, 1973, and the
+ implications for FTP (File Transfer Protocol). There was general
+ agreement at the meeting that network mail function should be within
+ FTP.
+
+ FTP currently provides two commands for handling mail. The MAIL
+ command allows a user to send mail via the TELNET connection (the
+ server collects the mail and determines its end by searching for the
+ character sequence "CRLF.CRLF"). The MLFL (mail file) command allows
+ a user to send mail via the data connection (requires a user-FTP to
+ handle the command but transfer is more efficient as server need not
+ search for a special character sequence). These commands are being
+ used to provide network mailing facilities. Local mail and SNDMSG
+ programs have been modified at many sites to include network mailing
+ (e.g., USER@HOST at BBN_TENEX and MAIL host user at MIT-DMCG).
+
+ The network mail system should provide a facility whereby users can
+ conveniently send messages to other network users who have
+ "mailboxes" at one or more hosts. It is not required that the
+ messages or mail be delivered in real-time. The network mail system
+ is not an interactive inter-console communication facility, but it
+ may be possible for some sites to deliver "urgent" mail to users in
+ real-time (e.g., print mail at user console if user is currently
+ logged-in). The mail system also does not provide a general inter-
+ process communication facility, though it may be possible to deliver
+ messages to programs which have mailbox addresses. Inter-process and
+ inter-entity communication facilities are very desirable but are
+ beyond the scope of the network mail system.
+
+ The concepts of "mailbox" and "mailbox addresses" are central to this
+ discussion of network mail system. A mailbox is a place where the
+ mail is stored before a user picks it up. It may be a file in the
+ user's directory or it may be a bin for hard-copy. The mailbox
+ address is the address required by the sender in order to send the
+ mail to its destination mailbox. For users who have an "on-line"
+ network mailbox, the mailbox address contains the Host address and
+ the user's mailbox identification at that Host. The mailbox
+ identification is that which is required by an FTP-server in order
+ that it may put the mail in the desired mailbox. The terms mailbox
+ address will be used to refer to the on-line network mailbox address.
+
+
+
+Bhushan [Page 1]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ NETWORK MAIL SYSTEM FUNCTIONS
+
+ The network mail system should provide the following six functions:
+
+ 1. CREATING: This refers to the manner in which the user creates or
+ composes his message. The FTP servers do not explicitly provide
+ any message editing capability (server's editing conventions may
+ be applicable in the case of MAIL command). Editing conventions
+ such as those for character delete and line cancel vary widely
+ over the network. The user is most familiar with his local Host
+ conventions and these should be used for network mail editing.
+ The user also has access to local editing systems which can be
+ used for composing message files. The message file may then be
+ transmitted via the MAIL or MLFL commands (MLFL being preferable).
+ The present FTP approach of assuming the creation of messages to
+ be sender's responsibility seems adequate. TIP users if they
+ desire editing facilities should use intermediate Hosts for
+ creating and sending messages.
+
+ 2. LOCATING: How sender determines receivers address. FTP assumes
+ that the sender knows the receivers correct address. There is no
+ published or "on-line" list of mailbox addresses. There is,
+ however, a list of network participants maintained (on-line) and
+ published by the Network Information Center (NIC) at SRI-ARC. The
+ network users have been assigned a unique "NIC Ident" and Host
+ site by the NIC. It was therefore specified in FTP that FTP-
+ servers maintain a table that maps NIC Idents to mail-box
+ identifications. The NIC will maintain on-line and publish the
+ local mailbox address information for network participants. It
+ would be possible for users to look up a published list, or querry
+ the NIC on-line to locate destination addresses. The NIC will
+ also provide an on-line facility (similar to FTP) that can be used
+ by programs for retrieving the address information. This latter
+ approach of the NIC's maintaining addresses has several
+ advantages. The user can obtain a number of addresses for a
+ group, and use these to transmit mail. The FTP servers need not
+ maintain NIC Ident Tables, and the NIC can provide a good facility
+ for locating addresses from last names, NIC Idents, or even
+ sketchy information. It may still be desirable that FTP servers
+ accept NIC idents, last names, and other standard forms as mailbox
+ identifiers.
+
+ 3. SENDING: How message is sent to the destination mailbox. The
+ messages may be sent directly to the destination mailbox (via
+ TELNET or Data connections) or via an intermediate Host such as
+ the NIC. FTP does not explicitly provide for mail forwarding by
+ intermediate Hosts but FTP servers may be able to recognize
+ addresses as not being local, and forward mail. In the event mail
+
+
+
+Bhushan [Page 2]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ is to be forwarded, a desirable facility is to have the
+ intermediate site return an acknowledgement (by request) upon
+ delivery of mail or if delivery fails within a specified time.
+ The current FTP specifications recommend that FTP-servers accept
+ multiple addresses but do not require this.
+
+ 4. STORING: Where mail is stored before reading and if information is
+ available for later reference or retrieval. The FTP does not
+ require that sender store mail or keep duplicate copies. It is
+ the receiver's responsibility to store the information for
+ reading, reference, or retrieval. The receiver need not store the
+ mail as a data file but can directly print it out on a user
+ console or line printer. FTP does not specify the procedures for
+ storage handling by intermediate sites. If intermediate site is
+ used for forwarding the mail until it is delivered to its final
+ destination. If the mail is undeliverable then the intermediate
+ site should return the undelivered information to the sender. A
+ similar situation arises when sending of mail is deferred by the
+ sending site (destination host may be down). The sending site
+ then acts as an intermediate forwarder insofar as the user is
+ concerned.
+
+ 5. RECORDING: Should the mail be catalogued and recorded for later
+ reference and retrieval. FTP currently does not provide an
+ explicit mechanism for the receiver to record mail. If an
+ intermediate site (the NIC) is used for mail distribution then a
+ function of such a site could be to record mail, if so requested.
+ NIC is ideal for recording mail, but other sites may also wish to
+ record the mail. If the mail is recorded, then it is not
+ necessary to send the entire contents of the mail. Instead only a
+ citation for the document can be sent and the receiver can
+ retrieve the mail only if he wants to. This is particularly
+ useful for large documents such as NWG/RFC which are distributed
+ to a group. The citation may contain author, title, retrieval
+ pathname, and perhaps an abstract.
+
+ 6. READING: How the mail is finally presented to and read by the
+ user. FTP currently assumes that mail reading is entirely the
+ receiving site's function. However, there are ways in which the
+ sender can aid the receiver in providing improved mail reading
+ facilities. For example, the receiving system, if it knows a
+ message to be urgent can deliver it immediately at a user console.
+ Long messages may be put in separate files with notification in
+ user's regular mail. Alternately, mail could be a citation that
+ the reading program can retrieve upon user request. Selective
+ handling of different classes of mail is important for an improved
+ network mail system.
+
+
+
+
+Bhushan [Page 3]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ MODELS FOR MAIL SYSTEM USE
+
+ The user of a mail system can use intermediate site for locating
+ addresses, recording and/or distributing mail, and for creating and
+ reading mail. We therefore have the following models for mail system
+ use:
+
+ 1. The user connects directly to the destination FTP server and sends
+ mail using the MAIL command. Local editing functions are limited
+ to character delete and line cancel (assuming user is in line-at-
+ a-time mode) and server conventions may also apply. The user only
+ needs a user-TELNET program at his site but needs to know the
+ destination address. This model is specially applicable to TIP
+ and other mini-Host users who do not have a user-FTP or user-Mail
+ programs.
+
+ 2. The user composes the mail using a local editor (or mail system)
+ and then requests his user-FTP or mail program to send the mail
+ directly to the destination via the FTP MAIL or MLFL commands.
+ The user needs to know the destination address. The mail can be
+ deferred by the sending program if the destination Host is down.
+ TIP users can use this model by using the facilities of a "home-
+ base" Host.
+
+ 3. The user uses an intermediate site such as NIC (other sites may
+ provide forwarding services too) for mail distribution. The user
+ need not know the destination addresses but can use NIC idents for
+ individuals and groups of individuals. The mail can be recorded
+ on request and its sending can be deferred (the destination Host
+ may be down, or it may be more economical to defer mail). The
+ message to be mailed may be created at the local site using local
+ editing facilities, or it may be created directly at the
+ intermediate site.
+
+ 4. The user may send a citation of the mail instead of the complete
+ mail item. The citation refers to an existing document which can
+ be retrieved on-line (such as the NIC number of a NIC journal
+ communication).
+
+ MAILING TO TIP USERS
+
+ The TIP does not currently provide an FTP server or mailbox
+ facilities. While it is possible to send mail to TIP terminals (such
+ as line printers) it seems undesirable to do so because of the
+ possibility of losing mail, the lack of privacy, and the fact that
+ user may be several (or several hundred) miles away from the location
+ of the TIP. The TIP users normally have a "home-base" computer where
+ they do their computing work most of the time. The TIP user problem
+
+
+
+Bhushan [Page 4]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ is best solved by requiring that TIP users rent mailboxes at their
+ "home-base" Host. Such a Host can provide good mail reading and
+ querry facilities. A TIP user can request his "home" Host to send
+ him notification of mail on a TIP terminal. If RDML command (NWG/RFC
+ 458) is accepted in FTP, TIP users could use such a command. More
+ important, if the user has a number of mailboxes on different Hosts,
+ the RDML (or RDMF) command can be used to read his mail at all the
+ sites where he has mailboxes.
+
+ ACCESS CONTROL IN MAIL SYSTEM
+
+ It has been suggested that FTP specification should require that mail
+ function (for receiving mail) should be "free", i.e., FTP servers
+ should not require the user to "login" (send the USER, PASS, and ACCT
+ commands). In the absence of the access control commands the FTP
+ server should charge the cost of receiving mail to an overhead or
+ browsing account. It should be noted that this "free" mail function
+ using default "USER" account may not allow non mail-related commands
+ without reinitializing. This requirement will improve communication
+ among the network users.
+
+ Some systems, such as Multics, have mechanisms for access control in
+ the receipt of mail. That is a user can specify who is eligible to
+ send him mail (normally users give then access ".*.*.*.", i.e., any
+ one can send mail). The access control commands would be required to
+ gain privileged access. The USER command does not seem the best way
+ to identify the sender of mail. Consider users logged in as GUEST,
+ ICCC, NETWORK, MIT-DMCG, and NETWORK-USER. A separate FROM command
+ seems desirable. Such a command can be used to identify the sender
+ as well as to send acknowledgments and replies. The receiving site
+ can tag the mail as: FROM AKB at MIT-DMCG, logged in as GUEST. The
+ receiver can then send reply to the mailbox address AKB at Host 70
+ (SNDMSG AKB@DMCG or MAIL DMCG AKB).
+
+ NETWORK INFORMATION CENTER FUNCTIONS
+
+ The NIC is a very special facility for handling mail. It provides
+ facilities for recording and distributing mail to individuals and
+ groups of individuals, and for locating users' addresses. The NIC
+ will also undertake to provide distribution of unrecorded mail.
+ Currently the NIC requires that users log into the NIC and use NLS to
+ create and distribute mail. Using NLS for creating mail has been a
+ frustrating experience for many who are used to different editing
+ systems. Recently there has been a problem that NIC is overloaded at
+ most times of the day and even if one can get a "network terminal"
+ and log in, the interaction is quite slow. As NIC (or NLS) is
+ designed for character-at-a-time interaction with remote echo, the
+
+
+
+
+Bhushan [Page 5]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ use is inefficient. Using NIC is particularly unbearable when the
+ user falls behind in his echo by as much as an entire line.
+
+ An alternative to direct use of NIC is to use the NIC via FTP and
+ programs at the user's site. The user can create journal documents
+ using his own local editing system and then transfer it to NIC via
+ FTP. The user may have to specify such information as author, title,
+ where the acknowledgment should be sent, and journal number if the
+ item is to be recorded. It should also be possible for users to send
+ sequential files to NIC and have them restructuredinto NLS form
+ without having to do an "input sequential" (a suggestion is to "NLS"
+ the file if its name is suffixed with a .NLS). Alternately it should
+ be possible for user's to retrieve journal documents and other
+ sequential files without having to do a previous "output sequential".
+
+ The NIC currently delivers mail via hardcopy and/or on-line. On-line
+ currently means that user must log into NIC to see if he has a
+ message and read it by "print branch". The messages are not seen by
+ the destination users for several days and many users get their hard
+ copy before they have had a chance to examine their on-line NIC mail.
+ If the NIC were to deliver mail via FTP to network users, then the
+ mail turn-around time will be greatly speeded and the users will not
+ have to log into the NIC. Large documents need not be mailed to the
+ user in their entirety but only a citation need be sent. The NIC
+ willhave to collect the information on the mailbox addresses of
+ Network participants for delivering mail, especially since it appears
+ that many FTP servers are not "respecting" NIC idents. It is
+ recognized that a user may have only one (the most used) of these
+ addresses.
+
+ The NIC identification subsystem (currently accessible via NLS only)
+ contains information on users (such as affiliation, US Mail address,
+ telephone numbers, etc.) and groups (members, etc.). The on-line
+ mailbox address information can be added here. The NIC will
+ undertake to provide a facility whereby the identification subsystem
+ can be querried by programs, allowing mailing programs to retrieve
+ the addresses automatically. This facility will be separate from
+ FTP.
+
+ FTP MODIFICATIONS
+
+ The FTP currently does not provide explicit facilities for recording
+ mail, communicating sender's address, sending program readable
+ citations, specifying author and title for documents, requesting
+ acknowledgments, and indicating message type (urgent, ordinary, and
+ long). To overcome these deficiencies, we can take any of the
+ following approaches:
+
+
+
+
+Bhushan [Page 6]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ 1. Kludge the desired features in the pathname syntax of the MAIL and
+ MLFL commands, justifying the kludge on the grounds that most of
+ the functions are to be used only by the NIC.
+
+ 2. Add new commands for the desired functions and alter the MAIL and
+ MLFL commands somewhat to recognize the existence of the new
+ commands.
+
+ 3. Define a new mail command which incorporates the missing functions
+ (in the process defining new commands for the desired functions).
+ The MAIL and MLFL commands can be used in their present form but
+ may be gradually phased out.
+
+ The first approach seems undesirable to me as many of the missing
+ functions can be used by other sites as well. In addition it will be
+ easier to write programs to deal with commands rather than a complex
+ syntax. The second and the third approaches are not very different
+ from each other. The third approach seems preferable as it will
+ allow existing mail programs to function in their present form.
+ Using the third approach consider the following new FTP commands:
+
+ 1. MLTO (mail to): The argument is one or more mailbox identifiers
+ separated by "," (commas). It is suggested that if there is no
+ argument, the mail should be sent to some responsible user or
+ printed on a printer. This command starts the sequence of
+ optional FTP mail related commands described below. The sequence
+ ends with the TEXT, FILE, or CITA (citation) commands.
+
+ 2. FROM: The argument is the address of the sender or senders. It is
+ in a standard form that can be interpreted by programs as well as
+ human users. The information is to be used for identifying the
+ sender(s), for sending replies, and for sending acknowledgments if
+ the receiver is an intermediate forwarding site.
+
+ 3. MTYP (mail type): This identifies the type of mail as U (urgent),
+ O (ordinary), and L (long). The receiving system can take the
+ appropriate actions from this knowledge. The default assumption
+ is ordinary mail.
+
+ 4. RECO (record the mail): The argument if present is the identifying
+ information for recording (such as NIC Journal number). If no
+ argument is present the server will assign the recording
+ information and send an appropriate reply (real-time or deferred).
+
+ 5. AUTH (author): Identifies the author of the document in a form
+ acceptable to the server (NIC ident may be required by NIC).
+
+
+
+
+
+Bhushan [Page 7]
+
+RFC 475 FTP AND NETWORK MAIL SYSTEM March 1973
+
+
+ 6. TITL (title): Identifies the title of the document. The argument
+ is an ASCII string ending with the sequence "CRLF.CRLF".
+
+ 7. ACKN (acknowledge): Relevant for intermediate forwarding sites.
+ Asks the server to send acknowledgment on delivery or if delivery
+ fails within a specified time.
+
+ 8. TEXT: No arguments. Starts the transfer of mail over TELNET
+ connection in an identical manner as MAIL.
+
+ 9. FILE: No arguments. Starts transfer of mail over the data
+ connection in an identical manner as MLFL.
+
+ 10. CITA (citation): Argument is the pathname of retrievable file.
+
+ We also need to define new reply codes for handling mail. Some sites
+ have expressed the need for replies such as "send only X bytes of
+ mail". Other replies could specifically request additional commands
+ such as USER/PASS/ACCT for privileged mailing, FROM/ACKN for mail
+ forwarding, and AUTH/TITL for recorded mail. Another suggestion that
+ may be given consideration is allowing TYPE/BYTE other than A/8 for
+ FILE command. Mailing large files between like machines such as
+ PDP-10s is more efficient in I/36. The RDML and RDMF commands
+ proposed by Bressler and Thomas (NWG/RFC 458) also merit
+ consideration as they would aid the handling of mail for users who
+ have mailboxes at different Hosts.
+
+
+ [This RFC was put into machine readable form for entry]
+ [into the online RFC archives by Kelly Tardif, Viagenie 10/99]
+
+
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+Bhushan [Page 8]
+