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+Network Working Group S. Floyd
+Request for Comments: 4774 ICIR
+BCP: 124 November 2006
+Category: Best Current Practice
+
+
+ Specifying Alternate Semantics for
+ the Explicit Congestion Notification (ECN) Field
+
+Status of This Memo
+
+ This document specifies an Internet Best Current Practices for the
+ Internet Community, and requests discussion and suggestions for
+ improvements. Distribution of this memo is unlimited.
+
+Copyright Notice
+
+ Copyright (C) The IETF Trust (2006).
+
+Abstract
+
+ There have been a number of proposals for alternate semantics for the
+ Explicit Congestion Notification (ECN) field in the IP header RFC
+ 3168. This document discusses some of the issues in defining
+ alternate semantics for the ECN field, and specifies requirements for
+ a safe coexistence in an Internet that could include routers that do
+ not understand the defined alternate semantics. This document
+ evolved as a result of discussions with the authors of one recent
+ proposal for such alternate semantics.
+
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+Floyd Best Current Practice [Page 1]
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+RFC 4774 Alternate Semantics for the ECN Field November 2006
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+
+Table of Contents
+
+ 1. Introduction ....................................................2
+ 2. An Overview of the Issues .......................................3
+ 3. Signalling the Use of Alternate ECN Semantics ...................4
+ 3.1. Using the Diffserv Field for Signalling ....................5
+ 4. Issues of Incremental Deployment ................................6
+ 4.1. Option 1: Unsafe for Deployment in the Internet ...........7
+ 4.2. Option 2: Verification that Routers Understand the
+ Alternate ..................................................8
+ 4.3. Option 3: Friendly Coexistence with Competing Traffic .....8
+ 5. Evaluation of the Alternate ECN Semantics ......................10
+ 5.1. Verification of Feedback from the Router ..................10
+ 5.2. Coexistence with Competing Traffic ........................11
+ 5.3. Proposals for Alternate ECN with Edge-to-Edge Semantics ...12
+ 5.4. Encapsulated Packets ......................................12
+ 5.5. A General Evaluation of the Alternate ECN Semantics .......12
+ 6. Security Considerations ........................................12
+ 7. Conclusions ....................................................13
+ 8. Acknowledgements ...............................................13
+ 9. Normative References ...........................................13
+ 10. Informative References ........................................13
+
+1. Introduction
+
+ [RFC3168], a Proposed Standard document, defines the ECN field in the
+ IP header, and specifies the semantics for the codepoints for the ECN
+ field. However, end nodes could specify the use of alternate
+ semantics for the ECN field, e.g., using codepoints in the diffserv
+ field of the IP header.
+
+ There have been a number of proposals in the IETF and in the research
+ community for alternate semantics for the ECN codepoint. One such
+ proposal, [BCF05], proposes alternate ECN semantics for real-time
+ inelastic traffic such as voice, video conferencing, and multimedia
+ streaming in DiffServ networks. In this proposal, the alternate ECN
+ semantics would provide information about two levels of congestion
+ experienced along the path [BCF05]. Another research proposal,
+ [XSSK05], proposes a low-complexity protocol, Variable-structure
+ congestion Control Protocol (VCP), that uses the two bits in the ECN
+ field to indicate low-load, high-load, and overload (congestion),
+ where transport protocols can increase more rapidly during the low-
+ load regime. Some of the proposals for alternate ECN semantics are
+ for when ECN is used in an edge-to-edge context between gateways at
+ the edge of a network region, e.g., for pre-congestion notification
+ for admissions control [BESFC06]. Other proposals for alternate ECN
+ semantics are listed on the ECN Web Page [ECN].
+
+
+
+
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+RFC 4774 Alternate Semantics for the ECN Field November 2006
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+
+ The definition of multiple semantics for the ECN field could have
+ significant implications on both host and router implementations.
+ There is a huge base of installed hosts and routers in the Internet,
+ and in other IP networks, and updating these is an enormous and
+ potentially expensive undertaking. Some existing devices might be
+ able to support the new ECN semantics with only a software upgrade
+ and without significant degradation in performance. Some other
+ equipment might be able to support the new semantics, but with a
+ degradation in performance -- which could range from trivial to
+ catastrophic. Some other deployed equipment might be able to support
+ the new ECN semantics only with a hardware upgrade, which, in some
+ cases, could be prohibitively expensive to deploy on a very wide
+ scale. For these reasons, it would be difficult and would take a
+ significant amount of time to universally deploy any new ECN
+ semantics. In particular, routers can be difficult to upgrade, since
+ small routers sometimes are not updated frequently, and large routers
+ commonly have specialized forwarding paths to facilitate high
+ performance.
+
+ This document describes some of the technical issues that arise in
+ specifying alternate semantics for the ECN field, and gives
+ requirements for a safe coexistence in a world using the default ECN
+ semantics (or using no ECN at all).
+
+2. An Overview of the Issues
+
+ In this section, we discuss some of the issues that arise if some of
+ the traffic in a network consists of alternate-ECN traffic (i.e.,
+ traffic using alternate semantics for the ECN field). The issues
+ include the following: (1) how routers know which ECN semantics to
+ use with which packets; (2) incremental deployment in a network where
+ some routers use only the default ECN semantics or do not use ECN at
+ all; (3) coexistence of alternate-ECN traffic with competing traffic
+ on the path; and (4) a general evaluation of the alternate ECN
+ semantics.
+
+ (1) The first issue concerns how routers know which ECN semantics to
+ use with which packets in the network:
+
+ How does the connection indicate to the router that its packets
+ are using alternate ECN semantics? Is the specification of
+ alternate-ECN semantics robust and unambiguous? If not, is this
+ a problem?
+
+ As an example, in most of the proposals for alternate ECN
+ semantics, a diffserv field is used to specify the use of
+ alternate ECN semantics. Do all routers that understand this
+ diffserv codepoint understand that it uses alternate ECN
+
+
+
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+ semantics, or not? Diffserv allows routers to re-mark DiffServ
+ Code Point (DSCP) values within the network; what is the effect
+ of this on the alternate ECN semantics?
+
+ This is discussed in more detail in Section 3 below.
+
+ (2) A second issue is that of incremental deployment in a network
+ where some routers only use the default ECN semantics, and other
+ routers might not use ECN at all. In this document, we use the
+ phrase "new routers" to refer to the routers that understand the
+ alternate ECN semantics, and "old routers" to refer to routers
+ that don't understand or aren't willing to use the alternate ECN
+ semantics.
+
+ The possible existence of old routers raises the following
+ question: How does the possible presence of old routers affect
+ the performance of the alternate-ECN connections?
+
+ (3) The possible existence of old routers also raises the question of
+ how the presence of old routers affects the coexistence of the
+ alternate-ECN traffic with competing traffic on the path.
+
+ Issues (2) and (3) are discussed in Section 4 below.
+
+ (4) A final issue is that of the general evaluation of the alternate
+ ECN semantics:
+
+ How well does the alternate-ECN traffic perform, and how well
+ does it coexist with competing traffic on the path, in a "clean"
+ environment with new routers and with the unambiguous
+ specification of the use of alternate ECN semantics?
+
+ These issues are discussed in Section 5.
+
+3. Signalling the Use of Alternate ECN Semantics
+
+ This section discusses question (1) from Section 2:
+
+ (1) How does the connection indicate to the router that its packets
+ are using alternate ECN semantics? Is the specification of
+ alternate ECN semantics robust and unambiguous? If not, is this
+ a problem?
+
+ The assumption of this document is that when alternate semantics are
+ defined for the ECN field, a codepoint in the diffserv field is used
+ to signal the use of these alternate ECN semantics to the router.
+ That is, the end host sets the codepoint in the diffserv field to
+ indicate to routers that alternate semantics to the ECN field are
+
+
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+ being used. Routers that understand this diffserv codepoint would
+ know to use the alternate semantics for interpreting and setting the
+ ECN field. Old ECN-capable routers that do not understand this
+ diffserv codepoint would use the default ECN semantics in
+ interpreting and setting the ECN field.
+
+ In general, the diffserv codepoints are used to signal the per-hop
+ behavior at router queues. One possibility would be to use one
+ diffserv codepoint to signal a per-hop behavior with the default ECN
+ semantics, and a separate diffserv codepoint to signal a similar
+ per-hop behavior with the alternate ECN semantics. Another
+ possibility would be to use a diffserv codepoint to signal the use of
+ best-effort per-hop queueing and scheduling behavior, but with
+ alternate ECN semantics. A detailed discussion of these issues is
+ beyond the scope of this document.
+
+ We note that this discussion does not exclude the possibility of
+ using other methods, including out-of-band mechanisms, for signalling
+ the use of alternate semantics for the ECN field. The considerations
+ in the rest of this document apply regardless of the method used to
+ signal the use of alternate semantics for the ECN field.
+
+3.1. Using the Diffserv Field for Signalling
+
+ We note that the default ECN semantics defined in RFC 3168 are the
+ current default semantics for the ECN field, regardless of the
+ contents of any other fields in the IP header. In particular, the
+ default ECN semantics apply for more than best-effort traffic with a
+ codepoint of '000000' for the diffserv field - the default ECN
+ semantics currently apply regardless of the contents of the diffserv
+ field.
+
+ There are two ways to use the diffserv field to signal the use of
+ alternate ECN semantics. One way is to use an existing diffserv
+ codepoint, and to modify the current definition of that codepoint,
+ through approved IETF processes, to specify the use of alternate ECN
+ semantics with that codepoint. A second way is to define a new
+ diffserv codepoint, and to specify the use of alternate ECN semantics
+ with that codepoint. We note that the first of these two mechanisms
+ raises the possibility that some routers along the path will
+ understand the diffserv codepoint but will use the default ECN
+ semantics with this diffserv codepoint, or won't use ECN at all, and
+ that other routers will use the alternate ECN semantics with this
+ diffserv codepoint.
+
+
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+4. Issues of Incremental Deployment
+
+ This section discusses questions (2) and (3) posed in Section 2:
+
+ (2) How does the possible presence of old routers affect the
+ performance of the alternate-ECN connections?
+
+ (3) How does the possible presence of old routers affect the
+ coexistence of the alternate-ECN traffic with competing traffic
+ on the path?
+
+ When alternate semantics are defined for the ECN field, it is
+ necessary to ensure that there are no problems caused by old routers
+ along the path that don't understand the alternate ECN semantics.
+
+ One possible problem is that of poor performance for the alternate-
+ ECN traffic. Is it essential to the performance of the alternate-ECN
+ traffic that all routers along the path understand the alternate ECN
+ semantics? If not, what are the possible consequences, for the
+ alternate-ECN traffic itself, when some old routers along the path
+ don't understand the alternate ECN semantics? These issues have to
+ be answered in the context of each specific proposal for alternate
+ ECN semantics.
+
+ A second specific problem is that of possible unfair competition with
+ other traffic along the path. If there is an old router along the
+ path that doesn't use ECN, that old router could drop packets from
+ the alternate-ECN traffic, and expect the alternate-ECN traffic to
+ reduce its sending rate as a result. Does the alternate-ECN traffic
+ respond to packet drops as an indication of congestion?
+
+ |--------|
+ Alternate-ECN traffic ----> | | ---> CE-marked packet
+ | Old |
+ Non-ECN traffic ----------> | Router | ---> dropped packet
+ | |
+ RFC-3168 ECN traffic -----> | | ---> CE-marked packet
+ |--------|
+
+ Figure 1: Alternate-ECN traffic, an old router, using RFC-3168 ECN,
+ that is congested and ready to drop or mark the arriving packet.
+
+ Similarly, what if there is an old router along the path that
+ understands only the default ECN semantics from RFC 3168, as in
+ Figure 1 above? In times of congestion, the old default-ECN router
+ could see an alternate-ECN packet with one of the ECN-Capable
+ Transport (ECT) codepoints set in the ECN field in the IP header, as
+ defined in RFC 3168, and set the Congestion Experienced (CE)
+
+
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+ codepoint in the ECN field as an alternative to dropping the packet.
+ The router in this case would expect the alternate-ECN connection to
+ respond, in terms of congestion control, as it would if the packet
+ has been dropped. If the alternate-ECN traffic fails to respond
+ appropriately to the CE codepoint being set by an old router, this
+ could increase the aggregate traffic arriving at the old router,
+ resulting in an increase in the packet-marking and packet-dropping
+ rates at that router, further resulting in the alternate-ECN traffic
+ crowding out the other traffic competing for bandwidth on that link.
+
+ Basically, there are three possibilities for avoiding scenarios where
+ the presence of old routers along the path results in the alternate-
+ ECN traffic competing unfairly with other traffic along the path:
+
+ Option 1: Alternate-ECN traffic is clearly understood as unsafe for
+ deployment in the global Internet; or
+
+ Option 2: All alternate-ECN traffic deploys some mechanism for
+ verifying that all routers on the path understand and agree to use
+ the alternate ECN semantics for this traffic; or
+
+ Option 3: The alternate ECN semantics are defined in such a way as
+ to ensure the fair and peaceful coexistence of the alternate-ECN
+ traffic with best-effort and other traffic, even in environments that
+ include old routers that do not understand the alternate ECN
+ semantics.
+
+ Each of these alternatives is explored in more detail below.
+
+4.1. Option 1: Unsafe for Deployment in the Internet
+
+ The first option specified above is for the alternate-ECN traffic to
+ be clearly understood as only suitable for enclosed environments, and
+ as unsafe for deployment in the global Internet. Specifically, this
+ would mean that it would be unsafe for packets using the alternate
+ ECN semantics to be unleashed in the global Internet. This
+ restriction would prevent the alternate-ECN traffic from traversing
+ an old router outside of the enclosed environment that didn't
+ understand the alternate semantics. This document doesn't comment on
+ whether a mechanism would be required to ensure that the alternate
+ ECN semantics would not be let loose on the global Internet. This
+ document also doesn't comment on the chances that this scenario would
+ be considered acceptable for standardization by the IETF community.
+
+
+
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+4.2. Option 2: Verification that Routers Understand the Alternate
+ Semantics
+
+ The second option specified above is for the alternate-ECN traffic to
+ include a mechanism for ensuring that all routers along the path
+ understand and agree to the use of the alternate ECN semantics for
+ this traffic. As an example, such a mechanism could consist of a
+ field in an IP option that all routers along the path decrement if
+ they agree to use the alternate ECN semantics with this traffic. (A
+ similar mechanism is proposed for Quick-Start, for verifying that all
+ of the routers along the path understand the Quick-Start IP Option
+ [QuickStart].) Using such a mechanism, a sender could have
+ reasonable assurance that the packets that are sent specifying the
+ use of alternate ECN semantics only traverse routers that, in fact,
+ understand and agree to use these alternate semantics for these
+ packets. Note, however, that most existing routers are optimized for
+ IP packets with no options, or with only some very well-known and
+ simple IP options. Thus, the definition and use of any new IP option
+ may have a serious detrimental effect on the performance of many
+ existing IP routers.
+
+ Such a mechanism should be robust in the presence of paths with
+ multi-path routing, and in the presence of routing or configuration
+ changes along the path while the connection is in use. In
+ particular, if this option is used, connections could include some
+ form of monitoring for changes in path behavior and/or periodic
+ monitoring that all routers along the path continue to understand the
+ alternate ECN semantics.
+
+4.3. Option 3: Friendly Coexistence with Competing Traffic
+
+ The third option specified above is for the alternate ECN semantics
+ to be defined so that traffic using the alternate semantics would
+ coexist safely in the Internet on a path with one or more old routers
+ that use only the default ECN semantics. In this scenario, a
+ connection sending alternate-ECN traffic would have to respond
+ appropriately to a CE packet (a packet with the ECN codepoint "11")
+ received at the receiver, using a conformant congestion control
+ response. Hopefully, the connection sending alternate-ECN traffic
+ would also respond appropriately to a dropped packet, which could be
+ a congestion indication from a router that doesn't use ECN.
+
+ RFC 3168 defines the default ECN semantics as follows:
+
+ "Upon the receipt by an ECN-Capable transport of a single CE packet,
+ the congestion control algorithms followed at the end-systems MUST be
+ essentially the same as the congestion control response to a *single*
+ dropped packet. For example, for ECN-Capable TCP the source TCP is
+
+
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+ required to halve its congestion window for any window of data
+ containing either a packet drop or an ECN indication."
+
+ The only conformant congestion control mechanisms currently
+ standardized in the IETF are TCP [RFC2581] and protocols using TCP-
+ like congestion control (e.g., SCTP [RFC2960], DCCP with CCID-2
+ ([RFC4340], [RFC4341])), and TCP-Friendly Rate Control (TFRC)
+ [RFC3448], and protocols with TFRC-like congestion control (e.g.,
+ DCCP using CCID-3 [RFC4342]). TCP uses Additive-Increase
+ Multiplicative-Decrease congestion control, and responds to the loss
+ or ECN-marking of a single packet by halving its congestion window.
+ In contrast, the equation-based congestion control mechanism in TFRC
+ estimates the loss event rate over some period of time, and uses a
+ sending rate that would be comparable, in packets per round-trip-
+ time, to that of a TCP connection experiencing the same loss event
+ rate.
+
+ So what are the requirements for alternate-ECN traffic to compete
+ appropriately with other traffic on a path through an old router that
+ doesn't understand the alternate ECN semantics (and therefore might
+ be using the default ECN semantics)? The first and second
+ requirements below concern compatibility between traffic using
+ alternate ECN semantics and routers using default ECN semantics.
+
+ The first requirement for compatibility with routers using default
+ ECN is that if a packet is marked with the ECN codepoint "11" in the
+ network, this marking is not changed on the packet's way to the
+ receiver (unless the packet is dropped before it reaches the
+ receiver). This requirement is necessary to ensure that congestion
+ indications from a default-ECN router make it to the transport
+ receiver.
+
+ A second requirement for compatibility with routers using default ECN
+ is that the end-nodes respond to packets that are marked with the ECN
+ codepoint "11" in a way that is friendly to flows using IETF-
+ conformant congestion control. This requirement is needed because
+ the "11"-marked packets might have come from a congested router that
+ understands only the default ECN semantics, and that expects that
+ end-nodes will respond appropriately to CE packets. This requirement
+ would ensure that the traffic using the alternate semantics does not
+ `bully' competing traffic that it might encounter along the path, and
+ that it does not drive up congestion on the shared link
+ inappropriately.
+
+ Additional requirements concern compatibility between traffic using
+ default ECN semantics and routers using alternate ECN semantics.
+ This situation could occur if a diffserv codepoint using default ECN
+ semantics is redefined to use alternate ECN semantics, and traffic
+
+
+
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+ from an "old" source traverses a "new" router. If the router "knows"
+ that a packet is from a sender using alternate semantics (e.g.,
+ because the packet is using a certain diffserv codepoint, and all
+ packets with that diffserv codepoint use alternate semantics for the
+ ECN field), then the requirements below are not necessary, and the
+ rules for the alternate semantics apply.
+
+ A requirement for compatibility with end-nodes using default ECN is
+ that if a packet that *could* be using default semantics is marked
+ with the ECN codepoint "00", this marking must not be changed to
+ "01", "10", or "11" in the network. This prevents the packet from
+ being represented incorrectly to a default-ECN router downstream as
+ ECN-Capable. Similarly, if a packet that *could* be using default
+ semantics is marked with the ECN codepoint "01", then this codepoint
+ should not be changed to "10" in the network (and a "10" codepoint
+ should not be changed to "01"). This requirement is necessary to
+ avoid interference with the transport protocol's use of the ECN nonce
+ [RFC3540].
+
+ As discussed earlier, the current conformant congestion control
+ responses to a dropped or default-ECN-marked packet consist of TCP
+ and TCP-like congestion control, and of TFRC (TCP-Friendly Rate
+ Control). Another possible response considered in RFC 3714, but not
+ standardized in a standards-track document, is that of simply
+ terminating an alternate-ECN connection for a period of time if the
+ long-term sending rate is higher than would be that of a TCP
+ connection experiencing the same packet dropping or marking rates
+ [RFC3714]. We note that the use of such a congestion control
+ response to CE-marked packets would require specification of time
+ constants for measuring the loss rates and for stopping transmission,
+ and would require a consideration of issues of packet size.
+
+5. Evaluation of the Alternate ECN Semantics
+
+ This section discusses question (4) posed in Section 2:
+
+ (4) How well does the alternate-ECN traffic perform, and how well
+ does it coexist with competing traffic on the path, in a "clean"
+ environment with new routers and with the unambiguous
+ specification of the use of alternate ECN semantics?
+
+5.1. Verification of Feedback from the Router
+
+ One issue in evaluating the alternate ECN semantics concerns
+ mechanisms to discourage lying from the transport receiver to the
+ transport sender. In many cases, the sender is a server that has an
+ interest in using the alternate ECN semantics correctly, while the
+
+
+
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+ receiver has more incentive to lie about the congestion experienced
+ along the path.
+
+ In the default ECN semantics, two of the four ECN codepoints are used
+ for ECN-Capable(0) and ECN-Capable(1). The use of two codepoints for
+ ECN-Capable, instead of one, permits the data sender to verify the
+ receiver's reports that packets were actually received unmarked at
+ the receiver. In particular, the sender can specify that the
+ receiver report to the sender whether each unmarked packet was
+ received ECN-Capable(0) or ECN-Capable(1), as discussed in RFC 3540
+ [RFC3540]. This use of ECN-Capable(0) and ECN-Capable(1) is
+ independent of the semantics of the other ECN codepoints, and could
+ be used, if desired, with alternate semantics for the other
+ codepoints.
+
+ If alternate semantics for the ECN codepoint don't include the use of
+ two separate codepoints to indicate ECN-Capable, then the connections
+ using those semantics have lost the ability to verify that the data
+ receiver is accurately reporting the received ECN codepoint to the
+ data sender. In this case, it might be necessary for the alternate-
+ ECN framework to include alternate mechanisms for ensuring that the
+ data receiver is reporting feedback appropriately to the sender. As
+ one possibility, policers could be used in routers to ensure that end
+ nodes are responding appropriately to marked packets.
+
+5.2. Coexistence with Competing Traffic
+
+ A second general issue concerns the coexistence of alternate-ECN
+ traffic with competing traffic along the path, in a clean environment
+ where all routers understand and are willing to use the alternate ECN
+ semantics for the traffic that specifies its use.
+
+ If the traffic using the alternate ECN semantics is best-effort
+ traffic, then it is subject to the general requirement of fair
+ competition with TCP and other traffic along the path [RFC2914].
+
+ If the traffic using the alternate ECN semantics is diffserv traffic,
+ then the requirements are governed by the overall guidelines for that
+ class of diffserv traffic. It is beyond the scope of this document
+ to specify the requirements, if any, for the coexistence of diffserv
+ traffic with other traffic on the link; this should be addressed in
+ the specification of the diffserv codepoint itself.
+
+
+
+
+
+
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+5.3. Proposals for Alternate ECN with Edge-to-Edge Semantics
+
+ RFC 3168 specifies the use of the default ECN semantics by an end-
+ to-end transport protocol, with the requirement that "upon the
+ receipt by an ECN-Capable transport of a single CE packet, the
+ congestion control algorithms followed at the end-systems MUST be
+ essentially the same as the congestion control response to a *single*
+ dropped packet" ([RFC3168], Section 5). In contrast, some of the
+ proposals for alternate ECN semantics are for ECN used in an edge-
+ to-edge context between gateways at the edge of a network region,
+ e.g., [BESFC06].
+
+ When alternate ECN is defined with edge-to-edge semantics, this
+ definition needs to ensure that the edge-to-edge semantics do not
+ conflict with a connection using other ECN semantics end-to-end. One
+ way to avoid conflict would be for the edge-to-edge ECN proposal to
+ include some mechanism to ensure that the edge-to-edge ECN is not
+ used for connections that are using other ECN semantics (standard or
+ otherwise) end-to-end. Alternately, the edge-to-edge semantics could
+ be defined so that they do not conflict with a connection using other
+ ECN semantics end-to-end.
+
+5.4. Encapsulated Packets
+
+ RFC 3168 has an extensive discussion of the interactions between ECN
+ and IP tunnels, including IPsec and IP in IP. Proposals for
+ alternate ECN semantics might interact with IP tunnels differently
+ than default ECN. As a result, proposals for alternate ECN semantics
+ must explicitly consider the issue of interactions with IP tunnels.
+
+5.5. A General Evaluation of the Alternate ECN Semantics
+
+ A third general issue concerns the evaluation of the general merits
+ of the proposed alternate ECN semantics. Again, it would be beyond
+ the scope of this document to specify requirements for the general
+ evaluation of alternate ECN semantics.
+
+6. Security Considerations
+
+ This document doesn't propose any new mechanisms for the Internet
+ protocol, and therefore doesn't introduce any new security
+ considerations.
+
+
+
+
+
+
+
+
+
+Floyd Best Current Practice [Page 12]
+
+RFC 4774 Alternate Semantics for the ECN Field November 2006
+
+
+7. Conclusions
+
+ This document has discussed some of the issues to be considered in
+ the specification of alternate semantics for the ECN field in the IP
+ header.
+
+ Specifications of alternate ECN semantics must clearly state how they
+ address the issues raised in this document, particularly the issues
+ discussed in Section 2. In addition, specifications for alternate
+ ECN semantics must meet the requirements in Section 5.2 for
+ coexistence with competing traffic.
+
+8. Acknowledgements
+
+ This document is based in part on conversations with Jozef Babiarz,
+ Kwok Ho Chan, and Victor Firoiu on their proposal for an alternate
+ use of the ECN field in DiffServ environments. Many thanks to
+ Francois Le Faucheur for feedback recommending that the document
+ include a section at the beginning discussing the potential issues
+ that need to be addressed. Thanks also to Mark Allman, Fred Baker,
+ David Black, Gorry Fairhurst, and to members of the TSVWG working
+ group for feedback on these issues.
+
+9. Normative References
+
+ [RFC3168] Ramakrishnan, K., Floyd, S., and D. Black, "The Addition
+ of Explicit Congestion Notification (ECN) to IP", RFC
+ 3168, September 2001.
+
+10. Informative References
+
+ [BCF05] Babiarz, J., Chan, K., and V. Firoiu, "Congestion
+ Notification Process for Real-Time Traffic", Work in
+ Progress, July 2005.
+
+ [BESFC06] Briscoe, B., et al., "An edge-to-edge Deployment Model
+ for Pre-Congestion Notification: Admission Control over
+ a DiffServ Region", Work in Progress, June 2006.
+
+ [ECN] ECN Web Page, URL <www.icir.org/floyd/ecn.html>.
+
+ [QuickStart] S. Floyd, M. Allman, A. Jain, and P. Sarolahti, "Quick-
+ Start for TCP and IP", Work in Progress, October 2006.
+
+ [RFC2581] Allman, M., Paxson, V., and W. Stevens, "TCP Congestion
+ Control", RFC 2581, April 1999.
+
+
+
+
+
+Floyd Best Current Practice [Page 13]
+
+RFC 4774 Alternate Semantics for the ECN Field November 2006
+
+
+ [RFC2914] Floyd, S., "Congestion Control Principles", BCP 41, RFC
+ 2914, September 2000.
+
+ [RFC2960] Stewart, R., Xie, Q., Morneault, K., Sharp, C.,
+ Schwarzbauer, H., Taylor, T., Rytina, I., Kalla, M.,
+ Zhang, L., and V. Paxson, "Stream Control Transmission
+ Protocol", RFC 2960, October 2000.
+
+ [RFC3448] Handley, M., Floyd, S., Padhye, J., and J. Widmer, "TCP
+ Friendly Rate Control (TFRC): Protocol Specification",
+ RFC 3448, January 2003.
+
+ [RFC3540] Spring, N., Wetherall, D., and D. Ely, "Robust Explicit
+ Congestion Notification (ECN) Signaling with Nonces",
+ RFC 3540, June 2003.
+
+ [RFC3714] Floyd, S. and J. Kempf, "IAB Concerns Regarding
+ Congestion Control for Voice Traffic in the Internet",
+ RFC 3714, March 2004.
+
+ [RFC4340] Kohler, E., Handley, M., and S. Floyd, "Datagram
+ Congestion Control Protocol (DCCP)", RFC 4340, March
+ 2006.
+
+ [RFC4341] Floyd, S. and E. Kohler, "Profile for Datagram
+ Congestion Control Protocol (DCCP) Congestion Control ID
+ 2: TCP-like Congestion Control", RFC 4341, March 2006.
+
+ [RFC4342] Floyd, S., Kohler, E., and J. Padhye, "Profile for
+ Datagram Congestion Control Protocol (DCCP) Congestion
+ Control ID 3: TCP-Friendly Rate Control (TFRC)", RFC
+ 4342, March 2006.
+
+ [XSSK05] Y. Xia, L. Subramanian, I. Stoica, and S. Kalyanaraman,
+ One More Bit Is Enough, SIGCOMM 2005, September 2005.
+
+Author's Address
+
+ Sally Floyd
+ ICIR (ICSI Center for Internet Research)
+
+ Phone: +1 (510) 666-2989
+ EMail: floyd@icir.org
+ URL: http://www.icir.org/floyd/
+
+
+
+
+
+
+
+Floyd Best Current Practice [Page 14]
+
+RFC 4774 Alternate Semantics for the ECN Field November 2006
+
+
+Full Copyright Statement
+
+ Copyright (C) The IETF Trust (2006).
+
+ This document is subject to the rights, licenses and restrictions
+ contained in BCP 78, and except as set forth therein, the authors
+ retain all their rights.
+
+ This document and the information contained herein are provided on an
+ "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
+ OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST,
+ AND THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES,
+ EXPRESS OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT
+ THE USE OF THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY
+ IMPLIED WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR
+ PURPOSE.
+
+Intellectual Property
+
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+
+Acknowledgement
+
+ Funding for the RFC Editor function is currently provided by the
+ Internet Society.
+
+
+
+
+
+
+Floyd Best Current Practice [Page 15]
+