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diff --git a/doc/rfc/rfc5839.txt b/doc/rfc/rfc5839.txt new file mode 100644 index 0000000..39be6f8 --- /dev/null +++ b/doc/rfc/rfc5839.txt @@ -0,0 +1,1403 @@ + + + + + + +Internet Engineering Task Force (IETF) A. Niemi +Request for Comments: 5839 Nokia +Category: Standards Track D. Willis, Ed. +ISSN: 2070-1721 Softarmor Systems + May 2010 + + + An Extension to Session Initiation Protocol (SIP) Events + for Conditional Event Notification + +Abstract + + The Session Initiation Protocol (SIP) events framework enables + receiving asynchronous notification of various events from other SIP + user agents. This framework defines the procedures for creating, + refreshing, and terminating subscriptions, as well as fetching and + periodic polling of resource state. These procedures provide no + tools to avoid replaying event notifications that have already been + received by a user agent. This memo defines an extension to SIP + events that allows the subscriber to condition the subscription + request to whether the state has changed since the previous + notification was received. When such a condition is true, either the + body of a resulting event notification or the entire notification + message is suppressed. + +Status of This Memo + + This is an Internet Standards Track document. + + This document is a product of the Internet Engineering Task Force + (IETF). It represents the consensus of the IETF community. It has + received public review and has been approved for publication by the + Internet Engineering Steering Group (IESG). Further information on + Internet Standards is available in Section 2 of RFC 5741. + + Information about the current status of this document, any errata, + and how to provide feedback on it may be obtained at + http://www.rfc-editor.org/info/rfc5839. + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 1] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +Copyright Notice + + Copyright (c) 2010 IETF Trust and the persons identified as the + document authors. All rights reserved. + + This document is subject to BCP 78 and the IETF Trust's Legal + Provisions Relating to IETF Documents + (http://trustee.ietf.org/license-info) in effect on the date of + publication of this document. Please review these documents + carefully, as they describe your rights and restrictions with respect + to this document. Code Components extracted from this document must + include Simplified BSD License text as described in Section 4.e of + the Trust Legal Provisions and are provided without warranty as + described in the Simplified BSD License. + + This document may contain material from IETF Documents or IETF + Contributions published or made publicly available before November + 10, 2008. The person(s) controlling the copyright in some of this + material may not have granted the IETF Trust the right to allow + modifications of such material outside the IETF Standards Process. + Without obtaining an adequate license from the person(s) controlling + the copyright in such materials, this document may not be modified + outside the IETF Standards Process, and derivative works of it may + not be created outside the IETF Standards Process, except to format + it for publication as an RFC or to translate it into languages other + than English. + + + + + + + + + + + + + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 2] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +Table of Contents + + 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 4 + 1.1. Document Conventions . . . . . . . . . . . . . . . . . . . 5 + 1.2. Terminology . . . . . . . . . . . . . . . . . . . . . . . 5 + 2. Motivations and Background . . . . . . . . . . . . . . . . . . 5 + 2.1. Overview . . . . . . . . . . . . . . . . . . . . . . . . . 5 + 2.2. Problem Description . . . . . . . . . . . . . . . . . . . 5 + 2.3. Requirements . . . . . . . . . . . . . . . . . . . . . . . 6 + 3. Overview of Operation . . . . . . . . . . . . . . . . . . . . 7 + 4. Resource Model for Entity-Tags . . . . . . . . . . . . . . . . 10 + 5. Subscriber Behavior . . . . . . . . . . . . . . . . . . . . . 12 + 5.1. Detecting Support for Conditional Notification . . . . . . 13 + 5.2. Generating SUBSCRIBE Requests . . . . . . . . . . . . . . 13 + 5.3. Receiving NOTIFY Requests . . . . . . . . . . . . . . . . 14 + 5.4. Polling or Fetching Resource State . . . . . . . . . . . . 15 + 5.5. Resuming a Subscription . . . . . . . . . . . . . . . . . 17 + 5.6. Refreshing a Subscription . . . . . . . . . . . . . . . . 18 + 5.7. Terminating a Subscription . . . . . . . . . . . . . . . . 18 + 5.8. Handling Transient Errors . . . . . . . . . . . . . . . . 19 + 6. Notifier Behavior . . . . . . . . . . . . . . . . . . . . . . 20 + 6.1. Generating Entity-tags . . . . . . . . . . . . . . . . . . 20 + 6.2. Suppressing NOTIFY Bodies . . . . . . . . . . . . . . . . 20 + 6.3. Suppressing NOTIFY Requests . . . . . . . . . . . . . . . 21 + 6.4. State Differentials . . . . . . . . . . . . . . . . . . . 21 + 6.5. List Subscriptions . . . . . . . . . . . . . . . . . . . . 22 + 7. Protocol Element Definitions . . . . . . . . . . . . . . . . . 22 + 7.1. 204 (No Notification) Response Code . . . . . . . . . . . 22 + 7.2. Suppress-If-Match Header Field . . . . . . . . . . . . . . 22 + 7.3. Grammar . . . . . . . . . . . . . . . . . . . . . . . . . 22 + 8. IANA Considerations . . . . . . . . . . . . . . . . . . . . . 23 + 8.1. 204 (No Notification) Response Code . . . . . . . . . . . 23 + 8.2. Suppress-If-Match Header Field . . . . . . . . . . . . . . 23 + 9. Security Considerations . . . . . . . . . . . . . . . . . . . 24 + 10. Acknowledgments . . . . . . . . . . . . . . . . . . . . . . . 24 + 11. References . . . . . . . . . . . . . . . . . . . . . . . . . . 24 + 11.1. Normative References . . . . . . . . . . . . . . . . . . . 24 + 11.2. Informative References . . . . . . . . . . . . . . . . . . 24 + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 3] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +1. Introduction + + The Session Initiation Protocol (SIP) events framework provides an + extensible facility for requesting notification of certain events + from other SIP user agents. This framework includes procedures for + creating, refreshing, and terminating subscriptions, as well as the + possibility to fetch or periodically poll the event resource. + + Several instantiations of this framework, called event packages have + been defined, e.g., for presence [RFC3856], message waiting + indications [RFC3842], and registrations [RFC3680]. + + By default, every SUBSCRIBE request generates a NOTIFY request + containing the latest event state. Typically, a SUBSCRIBE request is + issued by the subscriber whenever it needs a subscription to be + installed, periodically refreshed, or terminated. Once the + subscription has been installed, the majority of the NOTIFYs + generated by the subscription refreshes are superfluous; the + subscriber usually is in possession of the event state already, + except in the unlikely case where a state change exactly coincides + with the periodic subscription refresh. In most cases, the final + event state generated upon terminating the subscription similarly + contains resource state that the subscriber already has. + + Fetching or polling of resource state behaves in a similarly + suboptimal way in cases where the state has not changed since the + previous poll occurred. In general, the problem lies with the + inability to persist state across a SUBSCRIBE request. + + This memo defines an extension to optimize the SIP events framework. + This extension allows a notifier to tag notifications (called entity- + tags hereafter) and the subscriber to condition its subsequent + SUBSCRIBE requests for actual changes since a notification carrying + that entity-tag was issued. The solution is similar to conditional + requests defined in the Hypertext Transfer Protocol (HTTP) [RFC2616], + and follows the mechanism already defined for the PUBLISH [RFC3903] + method for issuing conditional event publications. + + This memo is structured as follows. Section 2 explains the + background, motivations, and requirements for the work; Section 3 + gives a general overview of the mechanism; Section 4 explains the + underlying model for resources and entities as they apply to + conditional notification; Section 5 defines the subscriber behavior; + Section 6 defines the notifier behavior; Section 7 includes the + protocol element definitions; Section 8 includes the IANA + considerations; and Section 9 includes the security considerations. + + + + + +Niemi & Willis Standards Track [Page 4] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +1.1. Document Conventions + + The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", + "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this + document are to be interpreted as described in BCP 14, RFC 2119 + [RFC2119] and indicate requirement levels for compliant + implementations. + +1.2. Terminology + + In addition to the terminology introduced in [RFC3261], [RFC3265], + and [RFC3903], this specification uses these additional terms to + describe the objects of conditional notification: + + resource + An object identified by a URI whose resource state can be accessed + using the SIP Event Notification framework. There is a single + authoritative notifier responsible for communicating the resource + state. + + entity + The representation of resource state. An entity consists of the + state data carried in the body of a NOTIFY message, as well as + related meta-data in the message header. There may be many + versions of an entity, one current and the others stale. Each + version of an entity is identified by an entity-tag, which is + guaranteed to be unique across all versions of all entities for a + resource and event package. + +2. Motivations and Background + +2.1. Overview + + A SUBSCRIBE request creates a subscription with a finite lifetime. + This lifetime is negotiated using the Expires header field, and + unless the subscription is refreshed by the subscriber before the + expiration is met, the subscription is terminated. The frequency of + these subscription refreshes depends on the event package, and + typically ranges from minutes to hours. + +2.2. Problem Description + + The SIP events framework does not include different protocol methods + for initiating and terminating of subscriptions, subscription + refreshes, and fetches inside and outside of the SIP dialog. The + SUBSCRIBE method is overloaded to perform all of these functions. + The difference between a fetch that does not create a (lasting) + subscription and a SUBSCRIBE that creates one is in the Expires + + + +Niemi & Willis Standards Track [Page 5] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + header field value of the SUBSCRIBE; a zero-expiry SUBSCRIBE only + generates a single NOTIFY, after which the subscription immediately + terminates. Lasting subscriptions typically have relatively short + expiry periods, requiring periodic sending of new SUBSCRIBE requests + in order to refresh the subscription. + + Each new SUBSCRIBE request generates a NOTIFY request containing the + latest resource state. Even if the state has not changed, it is sent + again in response to each poll or subscription refresh. This is very + similar to the HTTP [RFC2616] problem of repeated GET operations on a + resource. HTTP solves the problem using conditional requests. The + server versions each entity with an entity-tag that identifies a + specific instance of that entity. Clients making GET requests can + then include the entity-tag for the version of the entity that they + believe to be current in an "If-None-Match" header field. The server + can compare this entity-tag to the entity it believes to be current + and suppress resending the entity in the response if the server + believes the client's version matches. In other words, the server + doesn't resend information that the client has already received. + + The SIP PUBLISH [RFC3903] method uses a similar mechanism, where a + refresh of a publication is done by reference to its assigned entity- + tag, instead of retransmitting the event state each time the + publication expiration is extended. + +2.3. Requirements + + As a summary, here is the required functionality to solve the + presented issues: + + REQ1: It must be possible to suppress the NOTIFY request (or at a + minimum, the event body therein) if the subscriber is already + in possession of (or has previously received and discarded) + the latest event state of the resource. + + REQ2: This mechanism must apply to initial subscriptions in which + the subscriber is attempting to resume an earlier + subscription that has been paused. + + REQ3: This mechanism must apply to refreshing a subscription. + + REQ4: This mechanism must apply to terminating a subscription + (i.e., an unsubscribe). + + REQ5: This mechanism must apply to fetching or polling of resource + state. + + + + + +Niemi & Willis Standards Track [Page 6] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +3. Overview of Operation + + Whenever a subscriber initiates a subscription, it issues a SUBSCRIBE + request. The SUBSCRIBE request is sent, routed, and processed by the + notifier normally, i.e., according to the Session Initiation Protocol + [RFC3261] and SIP-Specific Event Notification [RFC3265]. + + If the notifier receiving the SUBSCRIBE request supports conditional + subscriptions, it generates an entity-tag for the current entity, and + includes it in a SIP-ETag header field of the NOTIFY request. The + entity-tag is unique across all versions of all entities for a + resource and event package. See Section 4 for more on this. + + Entity-tags are independent of subscriptions. This allows + notifications generated to a fetch or a poll to have valid entity- + tags even across subsequent fetches or polls. + + The subscriber will store the entity-tag received in the notification + along with the resource state. It can then later use this entity-tag + to make a SUBSCRIBE contain a condition in the form of a "Suppress- + If-Match" header field. Unlike the "If-Match" condition in a PUBLISH + [RFC3903] request, which applies to whether the PUBLISH succeeds or + returns an error, this condition applies to the stream of + notifications that are sent after the SUBSCRIBE request has been + processed. + + The Suppress-If-Match header field contains the last entity-tag seen + by the subscriber. This condition, if true, instructs the notifier + to suppress either the body of a subsequent notification, or the + entire notification. + + The condition is evaluated by matching the value of the header field + against the entity-tag of the entity that would normally be sent in + the associated NOTIFY message. There is also a wildcard entity-tag + with a special value of "*" that always matches. + + + + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 7] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Subscriber Notifier + ---------- -------- + + (1) SUBSCRIBE --------> + Expires: 3600 + <-------- (2) 200 (or 202) + + <-------- (3) NOTIFY + Subscription-State: active + SIP-ETag: ffee2 + (4) 200 --------> + + ... time passes ... + + (5) SUBSCRIBE --------> \ if "ffee2" + Suppress-If-Match: ffee2 | matches + Expires: 3600 | local + | entity-tag + | + <-------- (6) 204 / then + + ... time passes and resource state (entity) changes... + + + <-------- (7) NOTIFY + Subscription-State: active + SIP-ETag: ca89a + (8) 200 --------> + + + ... time passes ... + + + (9) SUBSCRIBE --------> \ if "ca89" + Suppress-If-Match: ca89a | matches + Expires: 0 | local + | entity-tag + | + <-------- (10) 204 / then + + Figure 1: Example Message Flow + + Figure 1 describes a typical message flow for conditional + notification: + + (1) The subscriber initiates a subscription by sending a SUBSCRIBE + request for a resource. + + + + +Niemi & Willis Standards Track [Page 8] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + (2) After proper authentication and authorization, the notifier + accepts the subscription. + + (3) The notifier then immediately sends the initial event + notification, including a unique entity-tag in a SIP-ETag + header field. + + (4) The subscriber accepts the notification and stores the entity- + tag value along with the resource state. + + (5) Later, the subscriber refreshes the subscription, and includes + an entity-tag in a Suppress-If-Match header field. + + (6) The notifier evaluates the condition by matching its local + entity-tag value for the resource against the value of the + Suppress-If-Match header field. If the condition evaluates to + true, the notifier informs the subscriber that the notification + will not be sent. + + (7) At some point, the state of the resource changes, e.g., the + presence status of a user changes from online to busy. This + triggers an event notification with a new value in the SIP-ETag + header field. + + (8) The subscriber accepts the notification and stores the new + entity-tag along with the resource state. + + (9) After a while, the subscriber decides to terminate the + subscription. It adds a condition for Suppress-If-Match, and + includes the entity-tag it received in the previous NOTIFY. + + (10) The notifier evaluates the condition by matching its entity-tag + for the resource against the value of the Suppress-If-Match + header field. If the condition evaluates to true, the notifier + informs the subscriber that no notification will be sent. This + concludes the subscription. + + The benefit of using conditional notification in this example is in + the reduction of the number of NOTIFY requests the subscriber can + expect to receive. Each event notification that the subscriber has + already seen is suppressed by the notifier. This example illustrates + only one use case for the mechanism; the same principles can be used + to optimize the flow of messages related to other event notification + use cases. + + + + + + + +Niemi & Willis Standards Track [Page 9] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +4. Resource Model for Entity-Tags + + The key to understanding how conditional notification works is + understanding the underlying resource model of event notification. + In general, this model is similar to the resource model of HTTP with + some key differences. This section explains in detail the model as + it applies to SIP events. Figure 2 illustrates the model. + + +-----+ + ............ | | + . . | URI | + . Represen . | | + . tation . +-----+ + . . |* + ............ | + . | + . V + . +----------+ +---------+ + composition | |* | Event | + +------<>| Resource |----------->| Package |<----. + | | | | | | + | +----------+ +----.----+ | + | /_\ | + |* | classification + +--------+ | | + | | .----------------.------' | + | Entity | | | | + | | | | |* + +--------+ +----------+ +------------+ +----------+ + ^ | | | | | | + | | Presence | | Conference | | Template | + | | | | | | | + |1..* +----------+ +------------+ +----.-----+ + +---------+ /_\ + | | | + | Version | | + | | +---------+ + +---------+ | Watcher | + |1 | Info | + | | | + V +---------+ + +---------+ + | Entity- | + | Tag | + | | + +---------+ + + Figure 2: Resource Model Diagram + + + +Niemi & Willis Standards Track [Page 10] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + For a given event package, there is a single authoritative agent + responsible for zero or more resources. That is, even for a + distributed agent, the resource state is uniform across all + instances. The resource itself can be a list of resources [RFC4662]. + Conditional notification for list subscriptions is addressed in + Section 6.5. + + A resource is identified by zero or more URIs, which can be SIP URIs, + pres URIs [RFC3859], or similar. Subscribers use this URI to + subscribe to the resource for certain types of events, identified by + the event package. + + With a successful subscription, a subscriber receives event + notifications that communicate the resource state and the changes + thereto. Each event notification carries a representation of the + current resource state. This representation is influenced by many + factors, e.g., authorization and filtering rules, and the event + composition rules of the notifier. + + This representation is realized in an "entity". Each resource may be + associated with zero or more entities. For example, there may be + multiple subscribers to the presence information of a single user (a + resource), and each subscriber may have a different filtered view of + that resource, producing one entity per subscriber. However, each + entity is associated with one and only one resource; there is no + "compositing" of resources at the entity level. Resources may + themselves be made up of information from other resources (be + "composite resources"), but this does not change the one-resource- + per-entity rule. + + An entity consists of the data carried in the body of a NOTIFY + message and related meta-data in the message header. Whenever the + data in the body or any of the meta-data changes, the notifier MUST + produce a new entity-tag. This meta-data MUST include, but is not + limited to the following SIP header fields defined in the Session + Initiation Protocol [RFC3261] and SIP Specific Event Notification + [RFC3265]: + + 1. Content-Disposition + + 2. Content-Encoding + + 3. Content-Language + + 4. Content-Length + + 5. Content-Type + + + + +Niemi & Willis Standards Track [Page 11] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + 6. Event + + Note that the Subscription-State is explicitly not part of the + entity. In the future, event packages may define additional fields + that implementations need to consider as part of the entity. + + An entity has one or more versions of which only one is current and + all others stale. Each version has an entity-tag, which uniquely + identifies it across all versions of all entities pertaining to a + single resource and event package. + + Note that two entity-tags for different resources being equal does + not indicate identical entities. In other words, if an entity-tag + received for a subscription to a first resource matches an entity-tag + received for a subscription to a second resource, the subscriber + cannot assume that the two entity values are equal. + + With partial event notification, the NOTIFY message only carries the + delta state, or the set of changes to the previous version of the + entity. In that case, implementations MUST consider the full event + state as the version of the entity to which the entity-tag in the + NOTIFY message applies. + + The conditional notification mechanism is independent of the way in + which subscriptions are installed. In other words, the mechanism + supports implicit subscriptions, such as those associated with the + REFER method [RFC3515]. + + It is possible that the same resource is in some shape or form + accessible through another mechanism in addition to SIP Event + Notification, e.g., HTTP or the SIP PUBLISH method. In general, + implementations MUST NOT expect the entity-tags to be shared between + the mechanisms, unless event packages or specific applications of SIP + events explicitly define such dependencies. + +5. Subscriber Behavior + + This section augments the subscriber behavior defined in RFC 3265 + [RFC3265]. It first discusses general issues related to indicating + support for the mechanism (Section 5.1) and creating conditions in + SUBSCRIBE requests (Section 5.2). Next, it describes subscriber + behavior for receiving NOTIFY requests (Section 5.3), and specific + client workflows for polling resource state (Section 5.4), resuming a + subscription (Section 5.5), refreshing a subscription (Section 5.6), + and terminating a subscription (Section 5.7). Finally, handling of + transient errors is discussed (Section 5.8). + + + + + +Niemi & Willis Standards Track [Page 12] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +5.1. Detecting Support for Conditional Notification + + The mechanism defined in this memo is backwards compatible with SIP + events [RFC3265] in that a notifier supporting this mechanism will + insert a SIP entity-tag in its NOTIFY requests, and a subscriber that + understands this mechanism will know how to use it in creating a + conditional request. + + Unaware subscribers will simply ignore the entity-tag, make requests + without conditions, and receive the default treatment from the + notifier. Unaware notifiers will simply ignore the conditional + header fields and continue normal operation. + +5.2. Generating SUBSCRIBE Requests + + When creating a conditional SUBSCRIBE request, the subscriber MUST + include a single conditional header field including an entity-tag in + the request. The condition is evaluated by comparing the entity-tag + of the subscribed resource with the entity-tag carried in the + conditional header field. If they match, the condition evaluates to + true. + + Unlike the condition introduced for the SIP PUBLISH [RFC3903] method, + these conditions do not apply to the SUBSCRIBE request itself, but to + the resulting NOTIFY requests. When true, the condition drives the + notifier to change its behavior with regard to sending the + notifications after the SUBSCRIBE. + + This specification defines a new header field called Suppress-If- + Match. This header field introduces a condition to the SUBSCRIBE + request. If true, it instructs the notifier either to omit the body + of the resulting NOTIFY message (if the SUBSCRIBE is not sent within + an existing dialog) or to suppress (i.e., block) the NOTIFY request + that would otherwise be triggered by the SUBSCRIBE (for an + established dialog). In the latter case, the SUBSCRIBE message will + be answered with a 204 (No Notification) response. As long as the + condition remains true, it also instructs the notifier either to + suppress any subsequent NOTIFY request or, if there are reportable + changes in the NOTIFY header, e.g., the Subscription-State has + changed, to suppress the body of any subsequent NOTIFY request. + + If the condition is false, the notifier follows its default behavior. + + If the subscriber receives a 204 (No Notification) response to an in- + dialog SUBSCRIBE, the subscriber MUST consider the event state and + the subscription state unchanged. + + + + + +Niemi & Willis Standards Track [Page 13] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + The value of the Suppress-If-Match header field is an entity-tag, + which is an opaque token that the subscriber simply copies (byte- + wise) from a previously received NOTIFY request. Inclusion of an + entity-tag in a Suppress-If-Match header field of a SUBSCRIBE request + indicates that the client has a copy of, or is capable of recreating + a copy of, the entity associated with that entity-tag. + + Example: + + Suppress-If-Match: b4cf7 + + The header field can also be wildcarded using the special "*" entity- + tag value. Such a condition always evaluates to true regardless of + the value of the current entity-tag for the resource. + + Example: + + Suppress-If-Match: * + + Such a wildcard condition effectively quenches a subscription; the + only notifications received are those reporting changes to the + subscription state and those in response to a SUBSCRIBE message sent + outside of an existing dialog. In both cases, the notifications will + not contain a body. + + A subscription with a wildcard Suppress-If-Match condition is + useful in scenarios where the subscriber wants to temporarily put + a subscription in dormant mode. For example, a host may want to + conserve bandwidth and power when it detects from screen or input + device inactivity that the user isn't actively monitoring the + presence statuses of contacts. + +5.3. Receiving NOTIFY Requests + + When a subscriber receives a NOTIFY request that contains a SIP-ETag + header field, it MUST store the entity-tag if it wishes to make use + of the conditional notification mechanism. The subscriber MUST be + prepared to receive a NOTIFY with any entity-tag value, including a + value that matches any previous value that the subscriber might have + seen. + + The subscriber MUST NOT infer any meaning from the value of an + entity-tag; specifically, the subscriber MUST NOT assume identical + entities (i.e., event state) for NOTIFYs with identical entity-tag + values when those NOTIFYs result from subscription to different + resources. + + + + + +Niemi & Willis Standards Track [Page 14] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Note that there are valid cases for which identical entity-tag + values on different resources may occur. For example, it is + possible to generate entity-tag values using a one-way hash + function, resulting in the possibility that two different + resources having the same entity-value will also have the same + entity-tag. Clients however MUST NOT assume that this is the + case, as the algorithm for the generation of entity-tags is + notifier-dependent and not negotiated with the subscriber. + Consequently, the subscriber cannot differentiate between two + entity-tags that have the same value because they are similar + hashes of identical entities, or because two notifiers happen to + have used the same sequential number as an entity-tag. Entity + tags are only required to be unique for a given resource, not + globally unique. + +5.4. Polling or Fetching Resource State + + Polling with conditional notification allows a user agent to + efficiently poll resource state. This is accomplished using the + Suppress-If-Match condition: + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 15] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Subscriber Notifier + ---------- -------- + + (1) SUBSCRIBE --------> + Expires: 0 + <-------- (2) 202 + + <-------- (3) NOTIFY + Subscription-State: terminated + SIP-ETag: f2e45 + Content-Length: 17539 + + (4) 200 --------> + + + ... poll interval elapses ... + + + (5) SUBSCRIBE --------> + Suppress-If-Match: f2e45 + Expires: 0 + <-------- (6) 202 + + <-------- (7) NOTIFY + Subscription-State: terminated + SIP-ETag: f2e45 + Content-Length: 0 + + (8) 200 --------> + + Figure 3: Polling Resource State + + (1) The subscriber polls for resource state by sending a SUBSCRIBE + with zero expiry (expires immediately). + + (2) The notifier accepts the SUBSCRIBE with a 202 (Accepted) + response. + + (3) The notifier then immediately sends a first (and last) NOTIFY + request with the current resource state and the current entity- + tag in the SIP-ETag header field. + + (4) The subscriber accepts the notification with a 200 (OK) + response. + + (5) After some arbitrary poll interval, the subscriber sends another + SUBSCRIBE with a Suppress-If-Match header field that includes + the entity-tag received in the previous NOTIFY. + + + +Niemi & Willis Standards Track [Page 16] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + (6) The notifier accepts the SUBSCRIBE with a 202 (Accepted) + response. (202 would be used to indicate that the subscription + request was understood without also indicating that it was + authorized, as per Section 3.1.6.1 of SIP-Specific Event + Notification [RFC3265].) + + (7) Since the resource state has not changed since the previous poll + occurred, the notifier sends a NOTIFY message with no body. It + also mirrors the current entity-tag of the resource in the SIP- + ETag header field. + + (8) The subscriber accepts the notification with a 200 (OK) + response. + +5.5. Resuming a Subscription + + Resuming a subscription means the ability to continue an earlier + subscription that either closed abruptly or was explicitly + terminated. When resuming, the subscription is established without + transmitting the resource state. This is accomplished with + conditional notification and the Suppress-If-Match header field: + + Subscriber Notifier + ---------- -------- + + (1) SUBSCRIBE --------> + Suppress-If-Match: ega23 + Expires: 3600 + <-------- (2) 202 + + <-------- (3) NOTIFY + Subscription-State: active + SIP-ETag: ega23 + Content-Length: 0 + (4) 200 --------> + + Figure 4: Resuming a Subscription + + (1) The subscriber attempts to resume an earlier subscription by + including a Suppress-If-Match header field with the entity-tag + it last received. + + (2) The notifier accepts the subscription after proper + authentication and authorization, by sending a 202 (Accepted) + response. + + + + + + +Niemi & Willis Standards Track [Page 17] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + (3) Since the condition is true, the notifier then immediately sends + an initial NOTIFY request that has no body. It also mirrors the + current entity-tag of the resource in the SIP-ETag header field. + + (4) The subscriber accepts the NOTIFY and sends a 200 (OK) response. + + Had the entity-tag not been valid any longer, the condition would + have evaluated to false, and the NOTIFY would have had a body + containing the latest resource state. + +5.6. Refreshing a Subscription + + To refresh a subscription using conditional notification, the + subscriber creates a subscription refresh before the subscription + expires, and uses the Suppress-If-Match header field: + + Subscriber Notifier + ---------- -------- + + (1) SUBSCRIBE --------> + Suppress-If-Match: aba91 + Expires: 3600 + + <-------- (2) 204 + Expires: 3600 + + Figure 5: Refreshing a Subscription + + (1) Before the subscription expires, the subscriber sends a + SUBSCRIBE request that includes the Suppress-If-Match header + field with the latest entity-tag it has seen. + + (2) If the condition evaluates to true, the notifier sends a 204 (No + Notification) response and sends no NOTIFY request. The Expires + header field of the 204 (No Notification) response indicates the + new expiry time. + +5.7. Terminating a Subscription + + To terminate a subscription using conditional notification, the + subscriber creates a SUBSCRIBE request with a Suppress-If-Match + condition: + + + + + + + + + +Niemi & Willis Standards Track [Page 18] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Subscriber Notifier + ---------- -------- + + (1) SUBSCRIBE --------> + Suppress-If-Match: ega23 + Expires: 0 + + <-------- (2) 204 + + Figure 6: Terminating a Subscription + + (1) The subscriber decides to terminate the subscription and sends a + SUBSCRIBE request with the Suppress-If-Match condition with the + entity-tag it has last seen. + + (2) If the condition evaluates to true, the notifier sends a 204 (No + Notification) response, which concludes the subscription, and + the subscriber can clear all state related to the subscription. + +5.8. Handling Transient Errors + + This section is non-normative. + + In some deployments, there may be Back-to-Back User Agent (B2BUA) + devices that track SIP dialogs such as subscription dialogs. These + devices may be unaware of the conditional notification mechanism. + + It is possible that some B2BUA devices may treat a NOTIFY with + suppressed body as an error, or may expect all SUBSCRIBE messages to + have an associated NOTIFY message. + + In general, there is very little that an endpoint can do to recover + from such transient errors. The most that can be done is to try to + detect such errors, and define a fallback behavior. + + If subscribers encounter transient errors in conditional + notification, they should disable the feature and fall back to normal + subscription behavior. + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 19] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +6. Notifier Behavior + + This section augments the notifier behavior as specified in RFC 3265 + [RFC3265]. + +6.1. Generating Entity-tags + + An entity-tag is a token carried in the SIP-ETag header field, and it + is opaque to the client. The notifier is free to decide on any means + for generating the entity-tag. It can have any value, except for + "*". For example, one possible method is to implement the entity-tag + as a simple counter, incrementing it by one for each generated + notification per resource. + + A notifier MUST generate entity-tags for event notifications of all + resources for which it is responsible. The entity-tag MUST be unique + across all versions of all entities for each state of a resource as + reported by a given event package. Otherwise said, for any + subscription or sequence of subscriptions to a specific resource + using a singular event package, each entity-tag produced MUST map to + one and only one presentation of resource state (entity). Two + identical entities for a specific resource might or might not have + identical entity-tags; this decision is left to the notifier. + + An entity-tag is considered valid for as long as the entity exists. + An entity becomes stale when its version is no longer the current + one. The notifier MUST remember (or be able to recalculate) the + entity-tag of an entity as long as the version of the entity is + current. The notifier MAY remember the entity-tag longer than this, + e.g., for implementing journaled state differentials (Section 6.4). + + The entity-tag values used in publications are not necessarily shared + with the entity-tag values used in subscriptions. This is because + there may not always be a one-to-one mapping between a publication + and a notification of state change; there may be several sources to + the event composition process, and a publication into a resource may + not affect the resulting entity. + +6.2. Suppressing NOTIFY Bodies + + When a condition in a SUBSCRIBE request for suppressing notifications + is true (i.e., the local entity-tag for the resource state and the + entity-tag in a Suppress-If-Match header field are byte-wise + identical) but there are reportable changes in the NOTIFY header + (e.g., the Subscription-State has changed), the notifier MUST + suppress the body of the NOTIFY request. That is, the resulting + NOTIFY contains no Content-Type header field, the Content-Length is + set to zero, and no payload is attached to the message. + + + +Niemi & Willis Standards Track [Page 20] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Additionally, when a condition in a SUBSCRIBE request for suppressing + notifications is true and the SUBSCRIBE message is not sent within an + established dialog, the notifier MUST send a NOTIFY request with a + suppressed entity body. + + Suppressing the entity body of a NOTIFY does not change the current + entity-tag of the resource. Hence, the NOTIFY MUST contain a SIP- + ETag header field that contains the unchanged entity-tag of the + resource state. + + A Suppress-If-Match header field that includes an entity-tag with the + value of "*" MUST always evaluate to true. + +6.3. Suppressing NOTIFY Requests + + When a condition in a SUBSCRIBE request to suppress notifications is + true (i.e., the local entity-tag of the resource and the entity-tag + in a Suppress-If-Match header field match), and the SUBSCRIBE is sent + within an established dialog, then the notifier MUST suppress the + resulting NOTIFY request, and generate a 204 (No Notification) + response. As long as the condition remains true, and there are no + reportable changes in the NOTIFY header, all subsequent NOTIFY + requests MUST also be suppressed. + + Notifiers MUST NOT suppress a NOTIFY unless the corresponding + SUBSCRIBE message was sent in an established dialog. + + A successful conditional SUBSCRIBE request MUST extend the + subscription expiry time. + + Suppressing the entire NOTIFY has no effect on the entity-tag of the + resource. In other words, it remains unchanged. + + A Suppress-If-Match header field that includes an entity-tag with the + value of "*" MUST always evaluate to true. + +6.4. State Differentials + + Some event packages support a scheme where notifications contain + state differentials, or state deltas [RFC3265], instead of complete + resource state. + + Further extensions could define means for notifiers to keep track of + the state changes of a resource, e.g., storing the changes in a + journal. If a condition fails, the notifier would then send a state + differential in the NOTIFY rather than the full state of the event + resource. This is only possible if the event package and the + subscriber both support a payload format that has this capability. + + + +Niemi & Willis Standards Track [Page 21] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + When state differentials are sent, the SIP-ETag header field MUST + contain an entity-tag that corresponds to the full resource state. + +6.5. List Subscriptions + + The Event Notification Extension for Resource Lists [RFC4662] defines + a mechanism for subscribing to a homogeneous list of resources using + the SIP events framework. + + A list subscription delivers event notifications that contain both + Resource List Meta-Information (RLMI) documents as well as the + resource state of the individual resources on the list. + + Implementations MUST consider the full resource state of a resource + list including RLMI and the entity-header as the entity to which the + entity-tag applies. + +7. Protocol Element Definitions + + This section describes the protocol extensions required for + conditional notification. + +7.1. 204 (No Notification) Response Code + + The 204 (No Notification) response code indicates that the request + was successful, but the notification associated with the request will + not be sent. It is valid only in response to a SUBSCRIBE message + sent within an established dialog. + + The response code is added to the "Success" production rule in the + SIP [RFC3261] message grammar. + +7.2. Suppress-If-Match Header Field + + The Suppress-If-Match header field is added to the definition of the + "message-header" rule in the SIP [RFC3261] grammar. Its use is + described in Sections 5, 6.3, and 6.2. + + This header field is allowed to appear in any request, but its + behavior is only defined for the SUBSCRIBE request. + +7.3. Grammar + + This section defines the formal syntax for extensions described in + this memo in Augmented BNF (ABNF) [RFC5234]. The rules defined here + augment and reference the syntax defined in RFC 3261 [RFC3261] and + RFC 3903 [RFC3903]. + + + + +Niemi & Willis Standards Track [Page 22] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + Success =/ "204" ; No Notification + + ; Success is defined in RFC 3261. + + message-header =/ Suppress-If-Match + + ; message-header is defined in RFC 3261. + + Suppress-If-Match = "Suppress-If-Match" HCOLON ( entity-tag / "*" ) + + ; entity-tag is defined in RFC 3903. + +8. IANA Considerations + + This document registers a new response code and a new header field + name. + +8.1. 204 (No Notification) Response Code + + This document registers a new response code. This response code is + defined by the following information, which has been added to the + methods and response-codes sub-registry available from + http://www.iana.org. + + This information has been added under "Successful 2xx" category. + + +---------------------+-----------+ + | Response Code | Reference | + +---------------------+-----------+ + | 204 No Notification | [RFC5839] | + +---------------------+-----------+ + +8.2. Suppress-If-Match Header Field + + This document registers a new SIP header field called Suppress-If- + Match. This header field is defined by the following information, + which has been added to the header fields sub-registry available from + http://www.iana.org. + + +-------------------+---------+-----------+ + | Header Name | Compact | Reference | + +-------------------+---------+-----------+ + | Suppress-If-Match | | [RFC5839] | + +-------------------+---------+-----------+ + + + + + + + +Niemi & Willis Standards Track [Page 23] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + +9. Security Considerations + + The security considerations for SIP event notification are + extensively discussed in RFC 3265 [RFC3265]. This specification + introduces an optimization to SIP event notification, which in itself + does not alter the security properties of the protocol. + +10. Acknowledgments + + The following people have contributed corrections and suggestions to + this document: Adam Roach, Sean Olson, Johnny Vrancken, Pekka Pessi, + Eva Leppanen, Krisztian Kiss, Peili Xu, Avshalom Houri, David + Viamonte, Jonathan Rosenberg, Qian Sun, Dale Worley, Tolga Asveren, + Brian Stucker, Eric Rescorla, Arun Arunachalam, and the SIP and + SIMPLE working groups. + +11. References + +11.1. Normative References + + [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate + Requirement Levels", BCP 14, RFC 2119, March 1997. + + [RFC3261] Rosenberg, J., Schulzrinne, H., Camarillo, G., Johnston, + A., Peterson, J., Sparks, R., Handley, M., and E. + Schooler, "SIP: Session Initiation Protocol", RFC 3261, + June 2002. + + [RFC3265] Roach, A., "Session Initiation Protocol (SIP)-Specific + Event Notification", RFC 3265, June 2002. + + [RFC3903] Niemi, A., "Session Initiation Protocol (SIP) Extension + for Event State Publication", RFC 3903, October 2004. + + [RFC5234] Crocker, D. and P. Overell, "Augmented BNF for Syntax + Specifications: ABNF", STD 68, RFC 5234, January 2008. + +11.2. Informative References + + [RFC2616] Fielding, R., Gettys, J., Mogul, J., Frystyk, H., + Masinter, L., Leach, P., and T. Berners-Lee, "Hypertext + Transfer Protocol -- HTTP/1.1", RFC 2616, June 1999. + + [RFC3515] Sparks, R., "The Session Initiation Protocol (SIP) Refer + Method", RFC 3515, April 2003. + + [RFC3680] Rosenberg, J., "A Session Initiation Protocol (SIP) Event + Package for Registrations", RFC 3680, March 2004. + + + +Niemi & Willis Standards Track [Page 24] + +RFC 5839 Entity-Tags for SIP Events May 2010 + + + [RFC3842] Mahy, R., "A Message Summary and Message Waiting + Indication Event Package for the Session Initiation + Protocol (SIP)", RFC 3842, August 2004. + + [RFC3856] Rosenberg, J., "A Presence Event Package for the Session + Initiation Protocol (SIP)", RFC 3856, August 2004. + + [RFC3859] Peterson, J., "Common Profile for Presence (CPP)", + RFC 3859, August 2004. + + [RFC4662] Roach, A., Campbell, B., and J. Rosenberg, "A Session + Initiation Protocol (SIP) Event Notification Extension for + Resource Lists", RFC 4662, August 2006. + +Authors' Addresses + + Aki Niemi + Nokia + P.O. Box 407 + NOKIA GROUP, FIN 00045 + Finland + + Phone: +358 50 389 1644 + EMail: aki.niemi@nokia.com + + + Dean Willis (editor) + Softarmor Systems + 3100 Independence Pkwy #311-164 + Plano, TX 75075 + USA + + Phone: +1 214 504 1987 + EMail: dean.willis@softarmor.com + + + + + + + + + + + + + + + + + +Niemi & Willis Standards Track [Page 25] + |