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diff --git a/doc/rfc/rfc6660.txt b/doc/rfc/rfc6660.txt new file mode 100644 index 0000000..1bea4d4 --- /dev/null +++ b/doc/rfc/rfc6660.txt @@ -0,0 +1,1347 @@ + + + + + + +Internet Engineering Task Force (IETF) B. Briscoe +Request for Comments: 6660 BT +Obsoletes: 5696 T. Moncaster +Category: Standards Track University of Cambridge +ISSN: 2070-1721 M. Menth + University of Tuebingen + July 2012 + + + Encoding Three Pre-Congestion Notification (PCN) States + in the IP Header Using a Single Diffserv Codepoint (DSCP) + +Abstract + + The objective of Pre-Congestion Notification (PCN) is to protect the + quality of service (QoS) of inelastic flows within a Diffserv domain. + The overall rate of PCN-traffic is metered on every link in the PCN- + domain, and PCN-packets are appropriately marked when certain + configured rates are exceeded. Egress nodes pass information about + these PCN-marks to Decision Points that then decide whether to admit + or block new flow requests or to terminate some already admitted + flows during serious pre-congestion. + + This document specifies how PCN-marks are to be encoded into the IP + header by reusing the Explicit Congestion Notification (ECN) + codepoints within a PCN-domain. The PCN wire protocol for non-IP + protocol headers will need to be defined elsewhere. Nonetheless, + this document clarifies the PCN encoding for MPLS in an informational + appendix. The encoding for IP provides for up to three different PCN + marking states using a single Diffserv codepoint (DSCP): not-marked + (NM), threshold-marked (ThM), and excess-traffic-marked (ETM). + Hence, it is called the 3-in-1 PCN encoding. This document obsoletes + RFC 5696. + +Status of This Memo + + This is an Internet Standards Track document. + + This document is a product of the Internet Engineering Task Force + (IETF). It represents the consensus of the IETF community. It has + received public review and has been approved for publication by the + Internet Engineering Steering Group (IESG). Further information on + Internet Standards is available in Section 2 of RFC 5741. + + Information about the current status of this document, any errata, + and how to provide feedback on it may be obtained at + http://www.rfc-editor.org/info/rfc6660. + + + + +Briscoe, et al. Standards Track [Page 1] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +Copyright Notice + + Copyright (c) 2012 IETF Trust and the persons identified as the + document authors. All rights reserved. + + This document is subject to BCP 78 and the IETF Trust's Legal + Provisions Relating to IETF Documents + (http://trustee.ietf.org/license-info) in effect on the date of + publication of this document. Please review these documents + carefully, as they describe your rights and restrictions with respect + to this document. Code Components extracted from this document must + include Simplified BSD License text as described in Section 4.e of + the Trust Legal Provisions and are provided without warranty as + described in the Simplified BSD License. + +Table of Contents + + 1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . 3 + 1.1. Requirements Language . . . . . . . . . . . . . . . . . . 4 + 2. Definitions and Abbreviations . . . . . . . . . . . . . . . . 4 + 2.1. Terminology . . . . . . . . . . . . . . . . . . . . . . . 4 + 2.2. List of Abbreviations . . . . . . . . . . . . . . . . . . 5 + 3. Definition of 3-in-1 PCN Encoding . . . . . . . . . . . . . . 6 + 4. Requirements for and Applicability of 3-in-1 PCN Encoding . . 7 + 4.1. PCN Requirements . . . . . . . . . . . . . . . . . . . . . 7 + 4.2. Requirements Imposed by Tunnelling . . . . . . . . . . . . 7 + 4.3. Applicable Environments for the 3-in-1 PCN Encoding . . . 8 + 5. Behaviour of a PCN-node to Comply with the 3-in-1 PCN + Encoding . . . . . . . . . . . . . . . . . . . . . . . . . . . 8 + 5.1. PCN-Ingress-Node Behaviour . . . . . . . . . . . . . . . . 8 + 5.2. PCN-Interior-Node Behaviour . . . . . . . . . . . . . . . 11 + 5.2.1. Behaviour Common to All PCN-Interior-Nodes . . . . . . 11 + 5.2.2. Behaviour of PCN-Interior-Nodes Using Two + PCN-Markings . . . . . . . . . . . . . . . . . . . . . 11 + 5.2.3. Behaviour of PCN-Interior-Nodes Using One + PCN-Marking . . . . . . . . . . . . . . . . . . . . . 12 + 5.3. PCN-Egress-Node Behaviour . . . . . . . . . . . . . . . . 13 + 6. Backward Compatibility . . . . . . . . . . . . . . . . . . . . 13 + 6.1. Backward Compatibility with ECN . . . . . . . . . . . . . 13 + 6.2. Backward Compatibility with the Encoding in RFC 5696 . . . 14 + 7. Security Considerations . . . . . . . . . . . . . . . . . . . 14 + 8. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . 15 + 9. Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . 15 + 10. References . . . . . . . . . . . . . . . . . . . . . . . . . . 15 + 10.1. Normative References . . . . . . . . . . . . . . . . . . . 15 + 10.2. Informative References . . . . . . . . . . . . . . . . . . 16 + Appendix A. Choice of Suitable DSCPs . . . . . . . . . . . . . . 18 + Appendix B. Coexistence of ECN and PCN . . . . . . . . . . . . . 19 + + + +Briscoe, et al. Standards Track [Page 2] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + Appendix C. Example Mapping between Encoding of PCN-Marks in + IP and in MPLS Shim Headers . . . . . . . . . . . . . 22 + Appendix D. Rationale for Difference between the Schemes + Using One PCN-Marking . . . . . . . . . . . . . . . . 23 + +1. Introduction + + The objective of Pre-Congestion Notification (PCN) [RFC5559] is to + protect the quality of service (QoS) of inelastic flows within a + Diffserv domain in a simple, scalable, and robust fashion. Two + mechanisms are used: admission control, to decide whether to admit or + block a new flow request, and flow termination to terminate some + existing flows during serious pre-congestion. To achieve this, the + overall rate of PCN-traffic is metered on every link in the domain, + and PCN-packets are appropriately marked when certain configured + rates are exceeded. These configured rates are below the rate of the + link, thus providing notification to boundary nodes about overloads + before any real congestion occurs (hence "pre-congestion + notification"). + + [RFC5670] provides for two metering and marking functions that are + generally configured with different reference rates. Threshold- + marking marks all PCN packets once their traffic rate on a link + exceeds the configured reference rate (PCN-threshold-rate). Excess- + traffic-marking marks only those PCN packets that exceed the + configured reference rate (PCN-excess-rate). The PCN-excess-rate is + typically larger than the PCN-threshold-rate [RFC5559]. Egress nodes + monitor the PCN-marks of received PCN-packets and pass information + about these PCN-marks to Decision Points that then decide whether to + admit new flows or terminate existing flows [RFC6661] [RFC6662]. + + The encoding defined in [RFC5696] described how two PCN marking + states (not-marked and PCN-marked) could be encoded into the IP + header using a single Diffserv codepoint. It defined '01' as an + experimental codepoint (EXP), along with guidelines for its use. Two + PCN marking states are sufficient for the Single Marking edge + behaviour [RFC6662]. However, PCN-domains utilising the controlled + load edge behaviour [RFC6661] require three PCN marking states. This + document extends the encoding that originally appeared in RFC 5696 by + redefining the experimental codepoint as a third PCN marking state in + the IP header, but still using a single Diffserv codepoint. This + encoding scheme is therefore called the "3-in-1 PCN encoding". It + obsoletes the [RFC5696] encoding, which provides only a subset of the + same capabilities. + + The full version of the 3-in-1 encoding requires any tunnel endpoint + within the PCN-domain to support the normal tunnelling rules defined + in [RFC6040]. There is one limited exception to this constraint + + + +Briscoe, et al. Standards Track [Page 3] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + where the PCN-domain only uses the excess-traffic-marking behaviour + and where the threshold-marking behaviour is deactivated. This is + discussed in Section 5.2.3.1. + + This document only concerns the PCN wire protocol encoding for IP + headers, whether IPv4 or IPv6. It makes no changes or + recommendations concerning algorithms for congestion marking or + congestion response. Other documents will define the PCN wire + protocol for other header types. Appendix C discusses a possible + mapping between IP and MPLS. + +1.1. Requirements Language + + The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT", + "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this + document are to be interpreted as described in [RFC2119]. + +2. Definitions and Abbreviations + +2.1. Terminology + + The terms PCN-domain, PCN-node, PCN-interior-node, PCN-ingress-node, + PCN-egress-node, PCN-boundary-node, PCN-traffic, PCN-packets, and + PCN-marking are used as defined in [RFC5559]. The following + additional terms are defined in this document: + + PCN encoding: mapping of PCN marking states to specific codepoints + in the packet header. + + PCN-compatible Diffserv codepoint: a Diffserv codepoint indicating + packets for which the ECN field carries PCN-markings rather than + [RFC3168] markings. Note that an operator configures PCN-nodes to + recognise PCN-compatible DSCPs, whereas the same DSCP has no PCN- + specific meaning to a node outside the PCN-domain. + + Threshold-marked codepoint: a codepoint that indicates a packet has + been threshold-marked; that is, a packet that has been marked at a + PCN-interior-node as a result of an indication from the threshold- + metering function [RFC5670]. Abbreviated to ThM codepoint. + + Excess-traffic-marked codepoint: a codepoint that indicates packets + that have been marked at a PCN-interior-node as a result of an + indication from the excess-traffic-metering function [RFC5670]. + Abbreviated to ETM codepoint. + + Not-marked codepoint: a codepoint that indicates PCN-packets that + are not PCN-marked. Abbreviated to NM codepoint. + + + + +Briscoe, et al. Standards Track [Page 4] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + Not-PCN codepoint: a codepoint that indicates packets that are not + PCN-packets. + +2.2. List of Abbreviations + + The following abbreviations are used in this document: + + o AF = Assured Forwarding [RFC2597] + + o CE = Congestion Experienced [RFC3168] + + o CS = Class Selector [RFC2474] + + o DSCP = Diffserv codepoint + + o e2e = end-to-end + + o ECN = Explicit Congestion Notification [RFC3168] + + o ECT = ECN Capable Transport [RFC3168] + + o EF = Expedited Forwarding [RFC3246] + + o ETM = excess-traffic-marked + + o EXP = Experimental + + o NM = not-marked + + o PCN = Pre-Congestion Notification + + o PHB = Per-hop behaviour [RFC2474] + + o ThM = threshold-marked + + + + + + + + + + + + + + + + + +Briscoe, et al. Standards Track [Page 5] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +3. Definition of 3-in-1 PCN Encoding + + The 3-in-1 PCN encoding scheme supports networks that need three PCN- + marking states to be encoded within the IP header, as well as those + that need only two. The full encoding is shown in Figure 1. + + +--------+----------------------------------------------------+ + | | Codepoint in ECN field of IP header | + | DSCP | <RFC3168 codepoint name> | + | +--------------+-------------+-------------+---------+ + | | 00 <Not-ECT> | 10 <ECT(0)> | 01 <ECT(1)> | 11 <CE> | + +--------+--------------+-------------+-------------+---------+ + | DSCP n | not-PCN | NM | ThM | ETM | + +--------+--------------+-------------+-------------+---------+ + + Figure 1: 3-in-1 PCN Encoding + + A PCN-node will be configured to recognise certain DSCPs as PCN- + compatible. Appendix A discusses the choice of suitable DSCPs. In + Figure 1, 'DSCP n' indicates such a PCN-compatible DSCP. In the PCN- + domain, any packet carrying a PCN-compatible DSCP and with the ECN- + field anything other than 00 (not-PCN) is a PCN-packet as defined in + [RFC5559]. + + PCN-nodes MUST interpret the ECN field of a PCN-packet using the + 3-in-1 PCN encoding, rather than [RFC3168]. This does not change the + behaviour for any packet with a DSCP that is not PCN-compatible, or + for any node outside a PCN-domain. In all such cases, the 3-in-1 + encoding is not applicable, and so by default the node will interpret + the ECN field using [RFC3168]. + + When using the 3-in-1 encoding, the codepoints of the ECN field have + the following meanings: + + not-PCN: indicates a non-PCN-packet, i.e., a packet that uses a PCN- + compatible DSCP but is not subject to PCN metering and marking. + + NM: not-marked. Indicates a PCN-packet that has not yet been marked + by any PCN marker. + + ThM: threshold-marked. Indicates a PCN-packet that has been marked + by a threshold-marker [RFC5670]. + + ETM: excess-traffic-marked. Indicates a PCN-packet that has been + marked by an excess-traffic-marker [RFC5670]. + + + + + + +Briscoe, et al. Standards Track [Page 6] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +4. Requirements for and Applicability of 3-in-1 PCN Encoding + +4.1. PCN Requirements + + In accordance with the PCN architecture [RFC5559], PCN-ingress-nodes + control packets entering a PCN-domain. Packets belonging to PCN- + controlled flows are subject to PCN-metering and PCN-marking, and + PCN-ingress-nodes mark them as not-marked (PCN-colouring). All nodes + in the PCN-domain perform PCN-metering and PCN-mark PCN-packets if + needed. There are two different metering and marking behaviours: + threshold-marking and excess-traffic-marking [RFC5670]. Some edge + behaviours require only a Single Marking behaviour [RFC6662], others + require both [RFC6661]. In the latter case, three PCN marking states + are needed: not-marked (NM) to indicate not-marked packets, + threshold-marked (ThM) to indicate packets marked by the threshold- + marker, and excess-traffic-marked (ETM) to indicate packets marked by + the excess-traffic-marker [RFC5670]. Threshold-marking and excess- + traffic-marking are configured to start marking packets at different + load conditions, so one marking behaviour indicates more severe pre- + congestion than the other. Therefore, a fourth PCN marking state + indicating that a packet is marked by both markers is not needed. + However, a fourth codepoint is required to indicate packets that use + a PCN-compatible DSCP but do not use PCN-marking (the not-PCN + codepoint). + + In all current PCN edge behaviours that use two marking behaviours + [RFC5559] [RFC6661], excess-traffic-marking is configured with a + larger reference rate than threshold-marking. We take this as a rule + and define excess-traffic-marked as a more severe PCN-mark than + threshold-marked. + +4.2. Requirements Imposed by Tunnelling + + [RFC6040] defines rules for the encapsulation and decapsulation of + ECN markings within IP-in-IP tunnels. The publication of RFC 6040 + removed the tunnelling constraints that existed when the encoding of + [RFC5696] was written (see Section 3.3.2 of [RFC6627]). + + Nonetheless, there is still a problem if there are any legacy (pre- + RFC6040) decapsulating tunnel endpoints within a PCN-domain. If a + PCN-node Threshold-marks the outer header of a tunnelled packet that + has a not-marked codepoint on the inner header, a legacy decapsulator + will forward the packet as not-marked, losing the Threshold-marking. + The rules on applicability in Section 4.3 below are designed to avoid + this problem. + + + + + + +Briscoe, et al. Standards Track [Page 7] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + Even if an operator accidentally breaks these applicability rules, + the order of severity of the 3-in-1 codepoints was chosen to protect + other PCN or non-PCN traffic. Although legacy pre-RFC6040 tunnels + did not propagate '01', all tunnels pre-RFC6040 and post-RFC6040 have + always propagated '11' correctly. Therefore, '11' was chosen to + signal the most severe pre-congestion (ETM), so it would act as a + reliable fail-safe even if an overlooked legacy tunnel was + suppressing '01' (ThM) signals. + +4.3. Applicable Environments for the 3-in-1 PCN Encoding + + The 3-in-1 encoding is applicable in situations where two marking + behaviours are being used in the PCN-domain. The 3-in-1 encoding can + also be used with only one marking behaviour, in which case one of + the codepoints MUST NOT be used anywhere in the PCN-domain (see + Section 5.2.3). + + With one exception (see next paragraph), any tunnel endpoints + (IP-in-IP and IPsec) within the PCN-domain MUST comply with the ECN + encapsulation and decapsulation rules set out in [RFC6040] (see + Section 4.2). + + Operators may not be able to upgrade every pre-RFC6040 tunnel + endpoint within a PCN-domain. In such circumstances, a limited + version of the 3-in-1 encoding can still be used but only under the + following stringent condition. If any pre-RFC6040 tunnel + decapsulator exists within a PCN-domain, then every PCN-node in the + PCN-domain MUST be configured so that it never sets the ThM + codepoint. PCN-interior-nodes in this case MUST solely use the + Excess-traffic-marking function, as defined in Section 5.2.3.1. In + all other situations where legacy tunnel decapsulators might be + present within the PCN-domain, the 3-in-1 encoding is not applicable. + +5. Behaviour of a PCN-node to Comply with the 3-in-1 PCN Encoding + + Any tunnel endpoint implementation on a PCN-node MUST comply with + [RFC6040]. Since PCN is a new capability, this is considered a + reasonable requirement. + +5.1. PCN-Ingress-Node Behaviour + + If packets arrive from another Diffserv domain, any re-mapping of + Diffserv codepoints MUST happen before PCN-ingress processing. + + At each logical ingress link into a PCN-domain, each PCN-ingress-node + will apply the four functions described in Section 4.2 of [RFC5559] + to arriving packets. These functions are applied in the following + order: PCN-classify, PCN-police, PCN-colour, PCN-rate-meter. This + + + +Briscoe, et al. Standards Track [Page 8] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + section describes these four steps, but only the aspects relevant to + packet encoding: + + 1. PCN-classification: The PCN-ingress-node determines whether each + packet matches the filter spec of an admitted flow. Packets that + match are defined as PCN-packets. + + 1b. Extra step if ECN and PCN coexist: If a packet classified as a + PCN-packet arrives with the ECN field already set to a value other + than Not-ECT (i.e., it is from an ECN-capable transport), then to + comply with BCP 124 [RFC4774] it MUST pass through one of the + following preparatory steps before the PCN-policing and PCN- + colouring steps. The choice between these four actions depends on + local policy: + + * Encapsulate ECN-capable PCN-packets across the PCN-domain: + + + either within another IP header using an RFC6040 tunnel; + + + or within a lower-layer protocol capable of being PCN- + marked, such as MPLS (see Appendix C). + + Encapsulation using either of these methods is the RECOMMENDED + policy for ECN-capable PCN-packets, and implementations SHOULD + use IP-in-IP tunnelling as the default. + + If encapsulation is used, it MUST precede PCN-policing and PCN- + colouring so that the encapsulator and decapsulator are + logically outside the PCN-domain (see Appendix B and + specifically Figure 2). + + If MPLS encapsulation is used, note that penultimate hop + popping [RFC3031] is incompatible with PCN, unless the + penultimate hop applies the PCN-egress-node behaviour before it + pops the PCN-capable MPLS label. + + * If some form of encapsulation is not possible, the PCN-ingress- + node can allow through ECN-capable packets without + encapsulation, but it MUST drop CE-marked packets at this + stage. Failure to drop CE-marked packets would risk congestion + collapse, because without encapsulation there is no mechanism + to propagate the CE markings across the PCN-domain (see + Appendix B). + + This policy is NOT RECOMMENDED because there is no tunnel to + protect the e2e ECN capability, which is otherwise disabled + when the PCN-egress-node zeroes the ECN field. + + + + +Briscoe, et al. Standards Track [Page 9] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + * Drop the packet. + + This policy is also NOT RECOMMENDED, because it precludes the + possibility that e2e ECN can coexist with PCN as a means of + controlling congestion. + + * Any other action that complies with [RFC4774] (see Appendix B + for an example). + + Appendix B provides more information about the coexistence of PCN + and ECN. + + 2. PCN-policing: The PCN-policing function only allows appropriate + packets into the PCN behaviour aggregate. Per-flow policing + actions may be required to block rejected flows and to rate-police + accepted flows, but these are specified in the relevant edge- + behaviour document, e.g., [RFC6662] or [RFC6661]. + + Here, we only specify packet-level PCN-policing, which prevents + packets that are not PCN-packets from being forwarded into the + PCN-domain if PCN-interior-nodes would otherwise mistake them for + PCN-packets. A non-PCN-packet will be confused with a PCN-packet + if on arrival it meets all three of the following conditions: + + a) it is not classified as a PCN-packet; + + b) it already carries a PCN-compatible DSCP; and + + c) its ECN field carries a codepoint other than Not-ECT. + + The PCN-ingress-node MUST police packets that meet all three + conditions (a-c) by subjecting them to one of the following + treatments: + + * re-mark the DSCP to a DSCP that is not PCN-compatible; + + * tunnel the packet to the PCN-egress-node with a DSCP in the + outer header that is not PCN-compatible; or + + * drop the packet (NOT RECOMMENDED -- see below). + + The choice between these actions depends on local policy. In the + absence of any operator-specific configuration for this case, an + implementation SHOULD re-mark the DSCP to zero (000000) by + default. + + + + + + +Briscoe, et al. Standards Track [Page 10] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + Whichever policing action is chosen, the PCN-ingress-node SHOULD + log the event and MAY also raise an alarm. Alarms SHOULD be rate- + limited so that the anomalous packets will not amplify into a + flood of alarm messages. + + Rationale: Traffic that meets all three of the above conditions + (a-c) is not PCN-traffic; therefore, ideally a PCN-ingress ought + not to interfere with it, but it has to do something to avoid + ambiguous packet markings. Clearing the ECN field is not an + appropriate policing action, because a network node ought not to + interfere with an e2e signal. Even if such packets seem like an + attack, drop would be overkill, because such an attack can be + neutralised by just re-marking the DSCP. And DSCP re-marking in + the network is legitimate, because the DSCP is not considered an + e2e signal. + + 3. PCN-colouring: If a packet has been classified as a PCN-packet, + once it has been policed, the PCN-ingress-node: + + * MUST set a PCN-compatible Diffserv codepoint on all PCN- + packets. To conserve DSCPs, DSCPs SHOULD be chosen that are + already defined for use with admission-controlled traffic. + Appendix A gives guidance to implementors on suitable DSCPs. + + * MUST set the PCN codepoint of all PCN-packets to not-marked + (NM). + + 4. PCN rate-metering: This fourth step may be necessary depending on + the edge behaviour in force. It is listed for completeness, but + it is not relevant to this encoding document. + +5.2. PCN-Interior-Node Behaviour + +5.2.1. Behaviour Common to All PCN-Interior-Nodes + + Interior nodes MUST NOT change not-PCN to any other codepoint. + + Interior nodes MUST NOT change NM to not-PCN. + + Interior nodes MUST NOT change ThM to NM or not-PCN. + + Interior nodes MUST NOT change ETM to any other codepoint. + +5.2.2. Behaviour of PCN-Interior-Nodes Using Two PCN-Markings + + If the threshold-meter function indicates a need to mark a packet, + the PCN-interior-node MUST change NM to ThM. + + + + +Briscoe, et al. Standards Track [Page 11] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + If the excess-traffic-meter function indicates a need to mark a + packet: + + o the PCN-interior-node MUST change NM to ETM; + + o the PCN-interior-node MUST change ThM to ETM. + + If both the threshold meter and the excess-traffic meter indicate the + need to mark a packet, the Excess-traffic-marking rules MUST take + precedence. + +5.2.3. Behaviour of PCN-Interior-Nodes Using One PCN-Marking + + Some PCN edge behaviours require only one PCN-marking within the PCN- + domain. The Single Marking edge behaviour [RFC6662] requires PCN- + interior-nodes to mark packets using the excess-traffic-meter + function [RFC5670]. It is possible that future schemes may require + only the threshold-meter function. Appendix D explains the rationale + for the behaviours defined in this section. + +5.2.3.1. Marking Using Only the Excess-Traffic-Meter Function + + The threshold-traffic-meter function SHOULD be disabled and MUST NOT + trigger any packet marking. + + The PCN-interior-node SHOULD raise a management alarm if it receives + a ThM packet, but the frequency of such alarms SHOULD be limited. + + If the excess-traffic-meter function indicates a need to mark the + packet: + + o the PCN-interior-node MUST change NM to ETM; + + o the PCN-interior-node MUST change ThM to ETM. It SHOULD also + raise an alarm as above. + +5.2.3.2. Marking Using Only the Threshold-Meter Function + + The excess-traffic-meter function SHOULD be disabled and MUST NOT + trigger any packet marking. + + The PCN-interior-node SHOULD raise a management alarm if it receives + an ETM packet, but the frequency of such alarms SHOULD be limited. + + If the threshold-meter function indicates a need to mark the packet: + + o the PCN-interior-node MUST change NM to ThM; + + + + +Briscoe, et al. Standards Track [Page 12] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + o the PCN-interior-node MUST NOT change ETM to any other codepoint. + It SHOULD raise an alarm as above if it encounters an ETM packet. + +5.3. PCN-Egress-Node Behaviour + + A PCN-egress-node SHOULD set the not-PCN ('00') codepoint on all + packets it forwards out of the PCN-domain. + + The only exception to this is if the PCN-egress-node is certain that + revealing other codepoints outside the PCN-domain won't contravene + the guidance given in [RFC4774]. For instance, if the PCN-ingress- + node has explicitly informed the PCN-egress-node that this flow is + ECN-capable, then it might be safe to expose other ECN codepoints. + Appendix B gives details of how such schemes might work, but such + schemes are currently only tentative ideas. + + If the PCN-domain is configured to use only Excess-traffic-marking, + the PCN-egress-node MUST treat ThM as ETM; if only threshold-marking + is used, it SHOULD treat ETM as ThM. However, it SHOULD raise a + management alarm in either case since this means there is some + misconfiguration in the PCN-domain. + +6. Backward Compatibility + +6.1. Backward Compatibility with ECN + + BCP 124 [RFC4774] gives guidelines for specifying alternative + semantics for the ECN field. It sets out a number of factors to be + taken into consideration. It also suggests various techniques to + allow the coexistence of default ECN and alternative ECN semantics. + The encoding specified in this document uses one of those techniques; + it defines PCN-compatible Diffserv codepoints as no longer supporting + the default ECN semantics within a PCN-domain. As such, this + document is compatible with BCP 124. + + There is not enough space in one IP header for the 3-in-1 encoding to + support both ECN marking end-to-end and PCN-marking within a PCN- + domain. The non-normative Appendix B discusses possible ways to do + this, e.g., by carrying e2e ECN across a PCN-domain within the inner + header of an IP-in-IP tunnel. The normative text in Section 5.1 + requires one of these methods to be configured at the PCN-ingress- + node and recommends that implementations offer tunnelling as the + default. + + In any PCN deployment, traffic can only enter the PCN-domain through + PCN-ingress-nodes and leave through PCN-egress-nodes. PCN-ingress- + nodes ensure that any packets entering the PCN-domain have the ECN + field in their outermost IP header set to the appropriate codepoint. + + + +Briscoe, et al. Standards Track [Page 13] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + PCN-egress-nodes then guarantee that the ECN field of any packet + leaving the PCN-domain has appropriate ECN semantics. This prevents + unintended leakage of ECN marks into or out of the PCN-domain, and + thus reduces backward-compatibility issues. + +6.2. Backward Compatibility with the Encoding in RFC 5696 + + Section 5.1 of the PCN architecture [RFC5559] gives general guidance + on fault detection and diagnosis, including management analysis of + PCN markings arriving at PCN-egress-nodes to detect early signs of + potential faults. Because the PCN encoding has gone through an + obsoleted earlier stage [RFC5696], misconfiguration mistakes may be + more likely. Therefore, extra monitoring, such as in the following + example, may be necessary to detect and diagnose potential problems: + + Informational example: In a controlled-load edge-behaviour + scenario it could be worth the PCN-egress-node detecting the onset + of excess-traffic marking without any prior threshold-marking. + This might indicate that an interior node has been wrongly + configured to mark only ETM (which would have been correct for the + single-marking edge behaviour). + + A PCN-node implemented to use the obsoleted encoding in RFC 5696 + could conceivably have been configured so that the Threshold-meter + function marked what is now defined as the ETM codepoint in the + 3-in-1 encoding. However, there is no known deployment of this + rather unlikely variant of RFC 5696 and no reason to believe that + such an implementation would ever have been built. Therefore, it + seems safe to ignore this issue. + +7. Security Considerations + + PCN-marking only carries a meaning within the confines of a PCN- + domain. This encoding document is intended to stand independently of + the architecture used to determine how specific packets are + authorised to be PCN-marked, which will be described in separate + documents on PCN-boundary-node behaviour. + + This document assumes the PCN-domain to be entirely under the control + of a single operator, or a set of operators who trust each other. + However, future extensions to PCN might include inter-domain versions + where trust cannot be assumed between domains. If such schemes are + proposed, they must ensure that they can operate securely despite the + lack of trust. However, such considerations are beyond the scope of + this document. + + + + + + +Briscoe, et al. Standards Track [Page 14] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + One potential security concern is the injection of spurious PCN-marks + into the PCN-domain. However, these can only enter the domain if a + PCN-ingress-node is misconfigured. The precise impact of any such + misconfiguration will depend on which of the proposed PCN-boundary- + node behaviours is used; however, in general, spurious marks will + lead to admitting fewer flows into the domain or potentially + terminating too many flows. In either case, good management should + be able to quickly spot the problem since the overall utilisation of + the domain will rapidly fall. + +8. Conclusions + + The 3-in-1 PCN encoding uses a PCN-compatible DSCP and the ECN field + to encode PCN-marks. One codepoint allows non-PCN traffic to be + carried with the same PCN-compatible DSCP and three other codepoints + support three PCN marking states with different levels of severity. + In general, the use of this PCN encoding scheme presupposes that any + tunnel endpoints within the PCN-domain comply with [RFC6040]. + +9. Acknowledgements + + Many thanks to Philip Eardley for providing extensive feedback, + criticism and advice. Thanks also to Teco Boot, Kwok Ho Chan, + Ruediger Geib, Georgios Karagiannis, James Polk, Tom Taylor, Adrian + Farrel, and everyone else who has commented on the document. + +10. References + +10.1. Normative References + + [RFC2119] Bradner, S., "Key words for use in RFCs to Indicate + Requirement Levels", BCP 14, RFC 2119, March 1997. + + [RFC2474] Nichols, K., Blake, S., Baker, F., and D. Black, + "Definition of the Differentiated Services Field (DS + Field) in the IPv4 and IPv6 Headers", RFC 2474, + December 1998. + + [RFC3168] Ramakrishnan, K., Floyd, S., and D. Black, "The Addition + of Explicit Congestion Notification (ECN) to IP", + RFC 3168, September 2001. + + [RFC5559] Eardley, P., "Pre-Congestion Notification (PCN) + Architecture", RFC 5559, June 2009. + + [RFC5670] Eardley, P., "Metering and Marking Behaviour of PCN- + Nodes", RFC 5670, November 2009. + + + + +Briscoe, et al. Standards Track [Page 15] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + [RFC6040] Briscoe, B., "Tunnelling of Explicit Congestion + Notification", RFC 6040, November 2010. + +10.2. Informative References + + [RFC2597] Heinanen, J., Baker, F., Weiss, W., and J. Wroclawski, + "Assured Forwarding PHB Group", RFC 2597, June 1999. + + [RFC3031] Rosen, E., Viswanathan, A., and R. Callon, "Multiprotocol + Label Switching Architecture", RFC 3031, January 2001. + + [RFC3246] Davie, B., Charny, A., Bennet, J., Benson, K., Le Boudec, + J., Courtney, W., Davari, S., Firoiu, V., and D. + Stiliadis, "An Expedited Forwarding PHB (Per-Hop + Behavior)", RFC 3246, March 2002. + + [RFC3540] Spring, N., Wetherall, D., and D. Ely, "Robust Explicit + Congestion Notification (ECN) Signaling with Nonces", + RFC 3540, June 2003. + + [RFC4594] Babiarz, J., Chan, K., and F. Baker, "Configuration + Guidelines for DiffServ Service Classes", RFC 4594, + August 2006. + + [RFC4774] Floyd, S., "Specifying Alternate Semantics for the + Explicit Congestion Notification (ECN) Field", BCP 124, + RFC 4774, November 2006. + + [RFC5127] Chan, K., Babiarz, J., and F. Baker, "Aggregation of + Diffserv Service Classes", RFC 5127, February 2008. + + [RFC5129] Davie, B., Briscoe, B., and J. Tay, "Explicit Congestion + Marking in MPLS", RFC 5129, January 2008. + + [RFC5462] Andersson, L. and R. Asati, "Multiprotocol Label Switching + (MPLS) Label Stack Entry: "EXP" Field Renamed to "Traffic + Class" Field", RFC 5462, February 2009. + + [RFC5696] Moncaster, T., Briscoe, B., and M. Menth, "Baseline + Encoding and Transport of Pre-Congestion Information", + RFC 5696, November 2009. + + [RFC5865] Baker, F., Polk, J., and M. Dolly, "A Differentiated + Services Code Point (DSCP) for Capacity-Admitted Traffic", + RFC 5865, May 2010. + + + + + + +Briscoe, et al. Standards Track [Page 16] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + [RFC6627] Karagiannis, G., Chan, K., Moncaster, T., Menth, M., + Eardley, P., and B. Briscoe, "Overview of Pre-Congestion + Notification Encoding", RFC 6627, July 2012. + + [RFC6661] Charny, A., Huang, F., Karagiannis, G., Menth, M., and T. + Taylor, Ed., "Pre-Congestion Notification (PCN) Boundary- + Node Behaviour for the Controlled Load (CL) Mode of + Operation", RFC 6661, July 2012. + + [RFC6662] Charny, A., Zhang, J., Karagiannis, G., Menth, M., and T. + Taylor, Ed., "Pre-Congestion Notification (PCN) Boundary- + Node Behaviour for the Single Marking (SM) Mode of + Operation", RFC 6662, July 2012. + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Briscoe, et al. Standards Track [Page 17] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +Appendix A. Choice of Suitable DSCPs + + This appendix is informative not normative. + + A single DSCP has not been defined for use with PCN for several + reasons. Firstly, the PCN mechanism is applicable to a variety of + different traffic classes. Secondly, Standards Track DSCPs are in + increasingly short supply. Thirdly, PCN is not a scheduling + behaviour -- rather, it should be seen as being a marking behaviour + similar to ECN but intended for inelastic traffic. The choice of + which DSCP is most suitable for a given PCN-domain is dependent on + the nature of the traffic entering that domain and the link rates of + all the links making up that domain. In PCN-domains with sufficient + aggregation, the appropriate DSCPs would currently be those for the + Real-Time Treatment Aggregate [RFC5127]. It is suggested that + admission control could be used for the following service classes + (defined in [RFC4594] unless otherwise stated): + + o Telephony (EF) + + o Real-time interactive (CS4) + + o Broadcast Video (CS3) + + o Multimedia Conferencing (AF4) + + o the VOICE-ADMIT codepoint defined in [RFC5865]. + + CS5 is excluded from this list since PCN is not expected to be + applied to signalling traffic. + + PCN-marking is intended to provide a scalable admission-control + mechanism for traffic with a high degree of statistical multiplexing. + PCN-marking would therefore be appropriate to apply to traffic in the + above classes, but only within a PCN-domain containing sufficiently + aggregated traffic. In such cases, the above service classes may + well all be subject to a single forwarding treatment (treatment + aggregate [RFC5127]). However, this does not imply all such IP + traffic would necessarily be identified by one DSCP -- each service + class might keep a distinct DSCP within the highly aggregated region + [RFC5127]. + + Guidelines for conserving DSCPs by allowing non-admission-controlled- + traffic to compete with PCN-traffic are given in Appendix B.1 of + [RFC5670]. + + + + + + +Briscoe, et al. Standards Track [Page 18] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + Additional service classes may be defined for which admission control + is appropriate, whether through some future standards action or + through local use by certain operators, e.g., the Multimedia + Streaming service class (AF3). This document does not preclude the + use of PCN in more cases than those listed above. + + Note: The above discussion is informative not normative, as operators + are ultimately free to decide whether to use admission control for + certain service classes and whether to use PCN as their mechanism of + choice. + +Appendix B. Coexistence of ECN and PCN + + This appendix is informative not normative. It collects together + material relevant to coexistence of ECN and PCN, including that + spread throughout the body of this specification. If this results in + any conflict or ambiguity, the normative text in the body of the + specification takes precedence. + + ECN [RFC3168] is an e2e congestion notification mechanism. As such + it is possible that some traffic entering the PCN-domain may also be + ECN-capable. The PCN encoding described in this document reuses the + bits of the ECN field in the IP header. Consequently, this disables + ECN within the PCN-domain. + + For the purposes of this appendix, we define two forms of traffic + that might arrive at a PCN-ingress-node. These are admission- + controlled traffic (PCN-traffic) and non-admission-controlled traffic + (non-PCN-traffic). + + Flow signalling identifies admission-controlled traffic, by + associating a filter spec with the need for admission control (e.g., + through RSVP or some equivalent message, such as from a SIP server to + the ingress or from a logically centralised network control system). + The PCN-ingress-node re-marks admission-controlled traffic matching + that filter spec to a PCN-compatible DSCP. Note that the term "flow" + need not imply just one microflow, but instead could match an + aggregate and/or could depend on the incoming DSCP (see Appendix A). + + All other traffic can be thought of as non-admission-controlled (and + therefore outside the scope of PCN). However, such traffic may still + need to share the same DSCP as the admission-controlled traffic. + This may be due to policy (for instance, if it is high-priority voice + traffic), or may be because there is a shortage of local DSCPs. + + Unless specified otherwise, for any of the cases in the list below, + an IP-in-IP tunnel that complies with [RFC6040] can be used to + preserve ECN markings across the PCN-domain. The tunnelling action + + + +Briscoe, et al. Standards Track [Page 19] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + should be applied wholly outside the PCN-domain as illustrated in + Figure 2. Then, by the rules of RFC 6040, the tunnel egress + propagates the ECN field from the inner header, because the PCN- + egress will have zeroed the outer ECN field. + + . . . . . . PCN-domain . . . . . . + . ,---------. ,--------. . + . _| PCN- |___________________| PCN- |_ . + . / | ingress | | egress | \ . + .| `---------' `--------' |. + | . . . . . . . . . . . . . . .| + ,---------. ,--------. + _____| Tunnel | | Tunnel |____ + | Ingress | - - ECN preserved inside tunnel - - | Egress | + `---------' `--------' + + Figure 2: Separation of Tunnelling and PCN Actions + + There are three cases for how e2e ECN traffic may wish to be treated + while crossing a PCN-domain: + + a) Traffic that does not require PCN admission control: + For example, traffic that does not match flow signalling being + used for admission control. In this case, the e2e ECN traffic is + not treated as PCN-traffic. There are two possible scenarios: + + * Arriving traffic does not carry a PCN-compatible DSCP: no + action required. + + * Arriving traffic carries a DSCP that clashes with a PCN- + compatible DSCP. There are two options: + + 1. The ingress maps the DSCP to a local DSCP with the same + scheduling PHB as the original DSCP, and the egress re-maps + it to the original PCN-compatible DSCP. + + 2. The ingress tunnels the traffic, setting the DSCP in the + outer header to a local DSCP with the same scheduling PHB + as the original DSCP. + + 3. The ingress tunnels the traffic, using the original DSCP in + the outer header but setting not-PCN in the outer header; + note that this turns off ECN for this traffic within the + PCN-domain. + + The first or second options are recommended unless the operator + is short of local DSCPs. + + + + +Briscoe, et al. Standards Track [Page 20] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + b) Traffic that requires admission-control: + In this case, the e2e ECN traffic is treated as PCN-traffic across + the PCN-domain. There are two options. + + * The PCN-ingress-node places this traffic in a tunnel with a + PCN-compatible DSCP in the outer header. The PCN-egress zeroes + the ECN-field before decapsulation. + + * The PCN-ingress-node drops CE-marked packets and otherwise sets + the ECN-field to NM and sets the DSCP to a PCN-compatible DSCP. + The PCN-egress zeroes the ECN field of all PCN packets; note + that this turns off e2e ECN. + + The second option is emphatically not recommended, unless perhaps + as a last resort if tunnelling is not possible for some + insurmountable reason. + + c) Traffic that requires PCN admission control where the endpoints + ask to see PCN marks: + Note that this scheme is currently only a tentative idea. + + For real-time data generated by an adaptive codec, schemes have + been suggested where PCN marks may be leaked out of the PCN-domain + so that end hosts can drop to a lower data-rate, thus deferring + the need for admission control. Currently, such schemes require + further study and the following is for guidance only. + + The PCN-ingress-node needs to tunnel the traffic as in Figure 2, + taking care to comply with [RFC6040]. In this case, the PCN- + egress does not zero the ECN field (contrary to the recommendation + in Section 5.3), so that the [RFC6040] tunnel egress will preserve + any PCN-marking. Note that a PCN-interior-node may change the + ECN-field from '10' to '01' (NM to ThM), which would be + interpreted by the e2e ECN as a change from ECT(0) into ECT(1). + This would not be compatible with the (currently experimental) ECN + nonce [RFC3540]. + + + + + + + + + + + + + + + +Briscoe, et al. Standards Track [Page 21] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +Appendix C. Example Mapping between Encoding of PCN-Marks in IP and in + MPLS Shim Headers + + This appendix is informative not normative. + + The 6 bits of the DS field in the IP header provide for 64 + codepoints. When encapsulating IP traffic in MPLS, it is useful to + make the DS field information accessible in the MPLS header. + However, the MPLS shim header has only a 3-bit traffic class (TC) + field [RFC5462] providing for 8 codepoints. The operator has the + freedom to define a site-local mapping of the 64 codepoints of the DS + field onto the 8 codepoints in the TC field. + + [RFC5129] describes how ECN markings in the IP header can also be + mapped to codepoints in the MPLS TC field. Appendix A of [RFC5129] + gives an informative description of how to support PCN in MPLS by + extending the way MPLS supports ECN. [RFC5129] was written while PCN + specifications were in early draft stages. The following provides a + clearer example of a mapping between PCN in IP and in MPLS using the + PCN terminology and concepts that have since been specified. + + To support PCN in a MPLS domain, a PCN-compatible DSCP ('DSCP n') + needs codepoints to be provided in the TC field for all the PCN-marks + used. That means, when, for instance, only excess-traffic-marking is + used for PCN purposes, the operator needs to define a site-local + mapping to two codepoints in the MPLS TC field for IP headers with: + + o DSCP n and NM + + o DSCP n and ETM + + If both excess-traffic-marking and threshold-marking are used, the + operator needs to define a site-local mapping to codepoints in the + MPLS TC field for IP headers with all three of the 3-in-1 codepoints: + + o DSCP n and NM + + o DSCP n and ThM + + o DSCP n and ETM + + In either case, if the operator wishes to support the same Diffserv + PHB but without PCN marking, it will also be necessary to define a + site-local mapping to an MPLS TC codepoint for IP headers marked + with: + + o DSCP n and not-PCN + + + + +Briscoe, et al. Standards Track [Page 22] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + + The above sets of codepoints are required for every PCN-compatible + DSCP. Clearly, given so few TC codepoints are available, it may be + necessary to compromise by merging together some capabilities. + Guidelines for conserving TC codepoints by allowing non-admission- + controlled-traffic to compete with PCN-traffic are given in Appendix + B.1 of [RFC5670]. + +Appendix D. Rationale for Difference between the Schemes Using One + PCN-Marking + + Readers may notice a difference between the two behaviours in + Sections 5.2.3.1 and 5.2.3.2. With only Excess-traffic-marking + enabled, an unexpected ThM packet can be re-marked to ETM. However, + with only Threshold-marking, an unexpected ETM packet cannot be re- + marked to ThM. + + This apparent inconsistency is deliberate. The behaviour with only + Threshold-marking keeps to the rule of Section 5.2.1 that ETM is more + severe and must never be changed to ThM even though ETM is not a + valid marking in this case. Otherwise, implementations would have to + allow operators to configure an exception to this rule, which would + not be safe practice and would require different code in the data + plane compared to the common behaviour. + + + + + + + + + + + + + + + + + + + + + + + + + + + + +Briscoe, et al. Standards Track [Page 23] + +RFC 6660 3-in-1 PCN Encoding July 2012 + + +Authors' Addresses + + Bob Briscoe + BT + B54/77, Adastral Park + Martlesham Heath + Ipswich IP5 3RE + UK + + Phone: +44 1473 645196 + EMail: bob.briscoe@bt.com + URI: http://bobbriscoe.net/ + + + Toby Moncaster + University of Cambridge Computer Laboratory + William Gates Building, J J Thomson Avenue + Cambridge CB3 0FD + UK + + EMail: toby.moncaster@cl.cam.ac.uk + + + Michael Menth + University of Tuebingen + Sand 13 + 72076 Tuebingen + Germany + + Phone: +49-7071-2970505 + EMail: menth@uni-tuebingen.de + + + + + + + + + + + + + + + + + + + + +Briscoe, et al. Standards Track [Page 24] + |