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+Internet Architecture Board (IAB) O. Kolkman, Ed.
+Request for Comments: 8728 Internet Society
+Obsoletes: 6635 J. Halpern, Ed.
+Category: Informational Ericsson
+ISSN: 2070-1721 R. Hinden, Ed.
+ Check Point Software
+ February 2020
+
+
+ RFC Editor Model (Version 2)
+
+Abstract
+
+ The RFC Editor model described in this document divides the
+ responsibilities for the RFC Series into three functions: the RFC
+ Series Editor, the RFC Production Center, and the RFC Publisher.
+ Internet Architecture Board (IAB) oversight via the RFC Series
+ Oversight Committee (RSOC) is described, as is the relationship
+ between the IETF Administration Limited Liability Company and the
+ RSOC. This document reflects the experience gained with "RFC Editor
+ Model (Version 1)", documented in RFC 5620; and obsoletes RFC 6635 to
+ replace all references to the IETF Administrative Support Activity
+ (IASA) and related structures with those defined by the IASA 2.0
+ Model.
+
+Status of This Memo
+
+ This document is not an Internet Standards Track specification; it is
+ published for informational purposes.
+
+ This document is a product of the Internet Architecture Board (IAB)
+ and represents information that the IAB has deemed valuable to
+ provide for permanent record. It represents the consensus of the
+ Internet Architecture Board (IAB). Documents approved for
+ publication by the IAB are not candidates for any level of Internet
+ Standard; see Section 2 of RFC 7841.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ https://www.rfc-editor.org/info/rfc8728.
+
+Copyright Notice
+
+ Copyright (c) 2020 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (https://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document.
+
+Table of Contents
+
+ 1. Introduction
+ 1.1. The RFC Editor Function
+ 2. RFC Editor Model
+ 2.1. RFC Series Editor
+ 2.1.1. Strategic Leadership and Management of the Publication
+ and Production Functions
+ 2.1.2. Representation of the RFC Series
+ 2.1.2.1. Representation to the IETF
+ 2.1.2.2. External Representation
+ 2.1.3. Development of RFC Production and Publication
+ 2.1.4. Development of the RFC Series
+ 2.1.5. Workload
+ 2.1.6. Qualifications
+ 2.1.7. Conflict of Interest
+ 2.2. RFC Production Center
+ 2.3. RFC Publisher
+ 3. Committees
+ 3.1. RFC Series Oversight Committee (RSOC)
+ 3.1.1. RSOC Composition
+ 4. Administrative Implementation
+ 4.1. Vendor Selection for the Production and Publisher Functions
+ 4.2. Budget
+ 4.3. Disagreements among Entities Related to the RFC Editor
+ 4.4. Issues with Contractual Impact
+ 5. IANA Considerations
+ 6. Security Considerations
+ 7. References
+ 7.1. Normative References
+ 7.2. Informative References
+ IAB Members at the Time of Approval
+ Acknowledgments
+ Authors' Addresses
+
+1. Introduction
+
+ This document reflects the experience gained with "RFC Editor Model
+ (Version 1)", documented in [RFC5620], and updates the RFC Editor
+ Model (Version 2) to be aligned with the new IASA 2.0 Model [RFC8711]
+ that creates the IETF Administration Limited Liability Company (IETF
+ LLC) managed by a board of directors (IETF LLC Board). As part of
+ the IASA 2.0 Model, the IETF Administrative Oversight Committee
+ (IAOC) is eliminated, and its oversight and advising functions
+ transferred to the new IETF LLC. This document obsoletes [RFC6635]
+ to replace all references to the IASA and related structures with
+ those defined by the IASA 2.0 Model.
+
+ The IAB, on behalf of the Internet technical community, is concerned
+ with ensuring the continuity of the RFC Series, orderly RFC Editor
+ succession, RFC quality, and RFC document accessibility. The IAB is
+ also sensitive to the concerns of the IETF LLC about providing the
+ necessary services in a cost-effective and efficient manner.
+
+ The previous RFC Editor model [RFC5620] was first approved by the IAB
+ in October 2008, and our understanding of the model has evolved with
+ our experience since. During the implementation of version 1 of the
+ model [RFC5620], it was quickly realized that the role of the RFC
+ Series Editor (RSE) and the oversight responsibilities needed to be
+ structured differently. In order to gain experience with "running
+ code", a transitional RSE was hired who analyzed the managerial
+ environment and provided recommendations. This was followed by the
+ appointment of an acting RSE, who ably managed the series while work
+ was undertaken to select and hire a permanent RSE. This version of
+ the model is based on the recommendations of both temporary RFC
+ Series Editors and the extensive discussion in the IETF community, on
+ the rfc-interest list, and within the IAB.
+
+ This document, and the resulting structures, will be modified as
+ needed through normal procedures. The RSE, and the IAB, through the
+ RFC Series Oversight Committee (see Section 3.1), will continue to
+ monitor discussions within the community about potential adjustments
+ to the RFC Editor model and recognize that the process described in
+ this document may need to be adjusted to align with any changes that
+ result from such discussions; hence, the version number in the title.
+
+ The IAB maintains its responsibilities as defined in [RFC2850].
+
+1.1. The RFC Editor Function
+
+ The RFC Series is described in [RFC8729]. Its Section 3.1 defines
+ "RFC Editor":
+
+ | Originally, there was a single person acting as editor of the RFC
+ | Series (the RFC Editor). The task has grown, and the work now
+ | requires the organized activity of several experts, so there are
+ | RFC Editors, or an RFC Editor organization. In time, there may be
+ | multiple organizations working together to undertake the work
+ | required by the RFC Series. For simplicity's sake, and without
+ | attempting to predict how the role might be subdivided among them,
+ | this document refers to this collection of experts and
+ | organizations as the "RFC Editor".
+ |
+ | The RFC Editor is an expert technical editor and series editor,
+ | acting to support the mission of the RFC Series. As such, the RFC
+ | Editor is the implementer handling the editorial management of the
+ | RFC Series, in accordance with the defined processes. In
+ | addition, the RFC Editor is expected to be the expert and prime
+ | mover in discussions about policies for editing, publishing, and
+ | archiving RFCs.
+
+ RFC 8729 does not explore the internal organization of the RFC
+ Editor. However, RFC 8729 envisions changes in the RFC Editor
+ organizational structure. There have been several iterations on
+ efforts to improve and clarify this structure. These have been led
+ by the IAB, in consultation with the community and many leadership
+ bodies within the community. This first resulted in the publication
+ of [RFC5620] and then in further discussions leading to the
+ publication of [RFC6635]. Some of the details on this evolution can
+ be found below. In undertaking this evolution, the IAB considered
+ changes that increase flexibility and operational support options,
+ provide for the orderly succession of the RFC Editor, and ensure the
+ continuity of the RFC Series, while maintaining RFC quality,
+ maintaining timely processing, ensuring document accessibility,
+ reducing costs, and increasing cost transparency. The model set
+ forth below describes the internal organization of the RFC Editor,
+ while remaining consistent with RFC 8729.
+
+ Note that RFC 8729 uses the term "RFC Editor function" or "RFC
+ Editor" as the collective set of responsibilities for which this memo
+ provides a model for internal organization. This memo defines the
+ term "RFC Series Editor" or "Series Editor" for one of the
+ organizational components.
+
+2. RFC Editor Model
+
+ The RFC Editor model divides the responsibilities for the RFC Series
+ into the following components:
+
+ * RFC Series Editor (RSE)
+
+ * RFC Production Center
+
+ * RFC Publisher
+
+ The structure and relationship of the components of the RFC Series
+ production and process is schematically represented by Figure 1. The
+ picture does not depict oversight and escalation relations. It does
+ include the streams and their managers (which are not part of the RFC
+ Series Editor, the RFC Production Center, or Publisher facilities) in
+ order to more fully show the context in which the RFC Series Editor
+ operates.
+
+ +-------------+
+ | |
+ +--------------+ IAB <----------+
+ | | | |
+ | |=============| |
+ | | | |
+ | | RSOC <----------+
+ | | | |
+ | +-------+-----+ +----+----+
+ | | | |
+ | +...........|.........+ |Community|
+ | . | . | at |
+ | . +-------V-----+ . | Large |
+ | . | | . | |
+ | . | RFC | . +----+----+
+ | . | Series | . |
+ | . | Editor <----------+
+ | . | | .
+ | . +-+---------+-+ .
+ | . | | .
+ +-------------+ +-----V-------+ . +--V--+ +--V--+ . +-----+
+ | | | | . | | | | . | |
+ | Independent | | Independent | . | RFC | | | . | E |
+ | Authors +--> Submission +-----> | | | . | n |
+ | | | Editor | . | P | | | . | d |
+ | | | | . | r | | RFC | . | |
+ +-------------+ +-------------+ . | o | | | . | U |
+ +-------------+ +-------------+ . | d | | P | . | s |
+ | | | | . | u | | u | . | e |
+ | IAB +--> IAB +-----> c | | b | . | r |
+ | | | | . | t | | l | . | s |
+ +-------------+ +-------------+ . | i +---> i +--------> |
+ +-------------+ +-------------+ . | o | | s | . | & |
+ | | | | . | n | | h | . | |
+ | IRTF +--> IRSG +---->| | | e | . | R |
+ | | | | . | C | | r | . | e |
+ +-------------+ +-------------+ . | e | | | . | a |
+ +-------------+ +-------------+ . | n | | | . | d |
+ | | | | . | t | | | . | e |
+ | IETF +--> IESG +-----> e | | | . | r |
+ | | | | . | r | | | . | s |
+ +-------------+ +-------------+ . +-----+ +-----+ . +-----+
+ . .
+ +..... RFC Editor ....+
+
+ Figure 1: Structure of RFC Series Production and Process
+
+ In this model, documents are produced and approved through multiple
+ document streams. The stream manager for each stream is responsible
+ for the content of that stream. The four streams that now exist are
+ described in [RFC8729]. The RFC Editor function is responsible for
+ the packaging and distribution of the documents. As such, documents
+ from these streams are edited and processed by the Production Center
+ and published by the Publisher. The RFC Series Editor will exercise
+ strategic leadership and management over the activities of the RFC
+ Publisher and the RFC Production Center (both of which can be seen as
+ back-office functions) and will be the entity that:
+
+ * Represents the RFC Series and the RFC Editor function within the
+ IETF and externally.
+
+ * Leads the community in the design of improvements to the RFC
+ Series.
+
+ * Is responsible for planning and seeing to the execution of
+ improvements in the RFC Editor production and access processes.
+
+ * Is responsible for the content of the rfc-editor.org web site,
+ which is operated and maintained by the RFC Publisher.
+
+ * Is responsible for developing consensus versions of vision and
+ policy documents. These documents will be reviewed by the RFC
+ Series Oversight Committee (Section 3.1) and subject to its
+ approval before final publication.
+
+ These responsibilities are defined below, although the specific work
+ items under them are a matter for the actual employment contract and
+ its Statement of Work (SOW).
+
+ The IAB maintain its chartered responsibility as defined in
+ [RFC2850]. More details on the oversight by the IAB via the RFC
+ Series Oversight Committee (RSOC) can be found in Section 3.1. For
+ example, the RSE does not have the direct authority to hire or fire
+ RFC Editor contractors or personnel.
+
+2.1. RFC Series Editor
+
+ The RFC Series Editor is the individual with overall responsibility
+ for the quality, continuity, and evolution of the RFC Series.
+
+ The RSE is appointed by the IAB, but formally hired by the IETF LLC.
+ The IAB delegates the direct oversight over the RSE to the RSOC,
+ which it appoints.
+
+ The RSE is expected to cooperate closely with the IETF LLC and the
+ stream managers.
+
+2.1.1. Strategic Leadership and Management of the Publication and
+ Production Functions
+
+ With respect to the RFC Publisher and Production Center functions,
+ the RSE provides input to the IETF LLC budget, SOWs, and manages
+ vendor selection processes. The RSE performs annual reviews of the
+ RFC Production Center and Publisher function, which are then provided
+ to the RSOC, the IETF LLC, and the community. Normally, private
+ financial details would not be included in a public version unless
+ the IETF LLC concludes it is necessary to make such information
+ public.
+
+ The RSE is responsible for the performance of the RFC Production
+ Center and Publisher. The RSE is responsible for issues that go
+ beyond the RFC Production Center or Publisher functions, such as
+ cross-stream coordination of priorities. Issues that require changes
+ to the budget or contracts shall be brought to the attention of the
+ IETF LLC by the RSE.
+
+ The RSE is also responsible for creating documentation and structures
+ that will allow for continuity of the RFC Series in the face of
+ changes in contracts and personnel.
+
+ Vendor selection for the RFC Production Center and Publisher
+ functions is done in cooperation with the streams and under final
+ authority of the IETF LLC. Details on this process can be found in
+ Section 4.1.
+
+2.1.2. Representation of the RFC Series
+
+ The RSE is the primary representative of the RFC Series. This
+ representation is important both internally, relative to the IETF,
+ and externally.
+
+2.1.2.1. Representation to the IETF
+
+ The RSE is the primary point of contact to the IETF on matters
+ relating to the RFC Series in general, or policy matters relating to
+ specific documents. Issues of practical details in the processing of
+ specific documents are generally worked through directly with the RFC
+ Production Center staff.
+
+ This includes providing suitable reports to the community at large,
+ providing email contact for policy questions and inputs, and enabling
+ and participating in suitable on-line forums for discussion of issues
+ related to the RFC Series.
+
+ Due to the history and nature of the interaction between the RSE and
+ the IETF, certain principles, described in the following subsections,
+ must be understood and adhered to by the RSE in his or her
+ interactions with the community. These apply to the representation
+ function, as well as to the leadership the RSE provides for
+ production and series development.
+
+2.1.2.1.1. Volunteerism
+
+ The vast majority of Internet technical community work is led,
+ initiated, and done by community volunteers, including oversight,
+ policy making, and direct production of, for example, many software
+ tools. The RSE, while not a volunteer, is dependent upon these
+ volunteer participants. Also, the spirit of the community is heavily
+ focused on and draws from these volunteers. As such, the RSE needs
+ to support the vitality and effectiveness of volunteer participation.
+
+2.1.2.1.2. Policy Authority
+
+ All decisions are to be made in the overall interest of the broader
+ Internet community. The RSE is responsible for identifying
+ materially concerned interest groups within the Internet community
+ and reaching out to them. Those interest groups include at least the
+ IETF community, the IRTF community, the network research community,
+ and the network operations community. Other interest groups might
+ also be materially interested.
+
+ The RSE must consult with the community on policy issues. The RSE
+ works with the community to achieve policy that meets the overall
+ quality, continuity, and evolution goals the RSE is charged with
+ meeting. As described in Section 3.1, the RSE reports the results of
+ such interactions to the RSOC, including a description of the
+ outreach efforts and the specific recommendations on policy. This
+ enables the RSOC to provide the oversight the IAB is required to
+ apply, as well as to confirm that the Internet community has been
+ properly consulted and considered in making policy.
+
+2.1.2.2. External Representation
+
+ From time to time, individuals or organizations external to the IETF
+ need a contact person to talk to about the RFC Series. The RSE, or
+ the RSE's designate, serves this role.
+
+ Over time, the RSE should determine what, if any, means should be
+ employed to increase end-user awareness of the series, to reinforce
+ the stature of the series, and to provide the contact point for
+ outside parties seeking information on the series or the Editor.
+
+2.1.3. Development of RFC Production and Publication
+
+ Closely related to providing strategic leadership and management to
+ the RFC Production Center and Publisher functions is the need to
+ develop and improve those functions. The RSE is responsible for
+ ensuring that such ongoing development takes place.
+
+ This effort must include the dimensions of document quality,
+ timeliness of production, and accessibility of results. It must also
+ specifically take into account issues raised by the IETF community,
+ including all the streams feeding into the RFC Editor function.
+
+2.1.4. Development of the RFC Series
+
+ In order to develop the RFC Series, the RSE is expected to develop a
+ relationship with the Internet technical community. The Editor is
+ expected to engage with the Internet technical community in a process
+ of articulating and refining a vision for the series and its
+ continuous evolution. The RSE is also expected to engage other users
+ of the RFC Series, in particular, the consumers of these documents,
+ such as those people who use them to specify products, write code,
+ test behaviors, or other related activities.
+
+ Concretely:
+
+ The RSE is responsible for the coordination of discussion on
+ series evolution among the series' stream participants and the
+ broader Internet technical community.
+
+ In time, the RSE is expected to develop and refine a vision for
+ the RFC Series, including examining:
+
+ - The RFC Series, as it continues to evolve. The RSE is expected
+ to take a broad view and look for the best ways to evolve the
+ series for the benefit of the entire Internet community. As
+ such, the RSE may even consider evolution beyond the historical
+ 'by engineers for engineers' emphasis; and
+
+ - Its publication-technical environment, by looking at whether it
+ should be slowly changing in terms of publishing and archiving
+ techniques -- particularly to better serve the communities that
+ produce and depend on the RFC Series. For example, all of
+ those communities have been slowly changing to include a
+ significant population of multi-lingual individuals or non-
+ native speakers of English. Another example is that some of
+ these constituencies also have shifted to include significant
+ groups whose primary focus is on the constraints and
+ consequences of network engineering, rather than a primary
+ interest in the engineering issues themselves.
+
+ For this type of responsibility, the RSE cooperates closely with the
+ community, and operates under oversight of the RSOC: thus,
+ ultimately, under oversight of the IAB.
+
+2.1.5. Workload
+
+ On average, the job is expected to take half of a full-time
+ equivalent position (FTE, thus approximately 20 hrs per week), with
+ the workload per week nearing full time during IETF weeks. In
+ addition, the job is expected to take more than 20 hours per week in
+ the first few months of the engagement and when involved in special
+ projects.
+
+2.1.6. Qualifications
+
+ The RFC Series Editor is a senior technology professional. The
+ following qualifications are desired:
+
+ 1. Strategic leadership and management experience fulfilling the
+ requirements outlined in this document, the many aspects of this
+ role, and the coordination of the overall RFC Editor process.
+
+ 2. Good understanding of the English language and technical
+ terminology related to the Internet.
+
+ 3. Good communication skills.
+
+ 4. Experience with editorial processes.
+
+ 5. Ability to develop strong understanding of the IETF and RFC
+ process.
+
+ 6. Independent worker.
+
+ 7. Willingness to, and availability for, travel.
+
+ 8. The ability to work effectively in a multi-actor and matrixed
+ environment with divided authority and responsibility similar to
+ that described in this document.
+
+ 9. Experience with and ability to participate in, and manage,
+ activities by email and teleconferences, not just face-to-face
+ interactions.
+
+ 10. Demonstrated experience in strategic planning and the management
+ of entire operations.
+
+ 11. Experience as an RFC author.
+
+2.1.7. Conflict of Interest
+
+ The RSE is expected to avoid even the appearance of conflict of
+ interest or judgment in performing these roles. To ensure this, the
+ RSE will be subject to a conflict of interest policy established by
+ the IETF LLC.
+
+2.2. RFC Production Center
+
+ The RFC Production Center function is performed by a paid contractor,
+ and the contractor's responsibilities include the following:
+
+ 1. Editing inputs from all RFC streams to comply with the RFC Style
+ Manual, under the direction of the RSE;
+
+ 2. Creating records of edits performed on documents;
+
+ 3. Identifying where editorial changes might have technical impact
+ and seeking necessary clarification;
+
+ 4. Engaging in dialog with authors, document shepherds, IANA, and/
+ or stream-dependent contacts when clarification is needed;
+
+ 5. Creating records of dialog with document authors;
+
+ 6. Requesting advice from the RFC Series Editor as needed;
+
+ 7. Providing suggestions to the RFC Series Editor as needed;
+
+ 8. Providing sufficient resources to support reviews of RFC
+ Publisher performance by the RFC Series Editor and external
+ reviews of the RFC Editor function initiated by the IAB or IETF
+ LLC;
+
+ 9. Coordinating with IANA to ensure correct documentation of IANA-
+ performed protocol registry actions;
+
+ 10. Assigning RFC numbers;
+
+ 11. Establishing publication readiness of each document through
+ communication with the authors, document shepherds, IANA, and/or
+ stream-dependent contacts, and, if needed, with the RFC Series
+ Editor;
+
+ 12. Forwarding documents that are ready for publication to the RFC
+ Publisher;
+
+ 13. Forwarding records of edits and author dialog to the RFC
+ Publisher so these can be preserved;
+
+ 14. Liaising with the streams as needed.
+
+ All these activities will be done under the general direction, but
+ not day-to-day management, of the RSE and need some level of
+ coordination with various submission streams and the RSE.
+
+ The RFC Production Center contractor is to be selected through an
+ IETF LLC Request for Proposal (RFP) process as described in
+ Section 4.1.
+
+2.3. RFC Publisher
+
+ The RFC Publisher responsibilities include the following:
+
+ 1. Announcing and providing on-line access to RFCs.
+
+ 2. Providing an on-line system to submit RFC Errata.
+
+ 3. Providing on-line access to approved RFC Errata.
+
+ 4. Providing backups.
+
+ 5. Providing storage and preservation of records.
+
+ 6. Authenticating RFCs for legal proceedings.
+
+ All these activities will be done under the general direction, but
+ not day-to-day management, of the RSE and need some level of
+ coordination with various submission streams and the RSE.
+
+ The RFC Publisher contractor is to be selected through an IETF LLC
+ RFP process as described in Section 4.1.
+
+3. Committees
+
+3.1. RFC Series Oversight Committee (RSOC)
+
+ The IAB is responsible for the oversight of the RFC Series and acts
+ as a body for final conflict resolution, including the process
+ described in Section 4.3.
+
+ In order to provide continuity over periods longer than the NomCom
+ appointment cycle [RFC8713] and assure that oversight includes
+ suitable subject matter expertise, the IAB will establish a group
+ that implements oversight for the IAB, the RFC Series Oversight
+ Committee (RSOC).
+
+ The RSOC will act with authority delegated from the IAB: in general,
+ it will be the RSOC that will approve consensus policy and vision
+ documents as developed by the RSE in collaboration with the
+ community. While it is expected that the IAB will exercise due
+ diligence in its supervision of the RSOC, the RSOC should be allowed
+ the latitude to do its job without undue interference from the IAB.
+ Therefore, it is expected that the IAB will accord RSOC reports and
+ recommendations the benefit of the doubt.
+
+ For all decisions that affect the RSE individually (e.g., hiring and
+ firing), the RSOC prepares recommendations for the IAB. The final
+ recommendation to the IETF LLC is the responsibility of the IAB,
+ after discussion with RSOC on the recommendations. For instance the
+ RSOC would do the following:
+
+ * perform annual reviews of the RSE and report the result of these
+ reviews to the IAB.
+
+ * manage RSE candidate selection and advise the IAB on candidate
+ appointment (in other words, select the RSE subject to IAB
+ approval).
+
+ RSOC members are expected to recognize potential conflicts of
+ interest and behave accordingly.
+
+ For the actual recruitment and selection of the RSE, the RSOC will
+ propose a budget for the search process. It will work with the IETF
+ LLC to refine that budget and develop remuneration criteria and an
+ employment agreement or contracting plans, as appropriate.
+
+ The RSOC will be responsible for ensuring that the RFC Series is run
+ in a transparent and accountable manner.
+
+ The RSOC shall develop and publish its own rules of order.
+
+ The initial RSOC was charged with designing and executing a
+ solicitation, search, and selection process for the first actual (not
+ transitional or "acting") RSE appointment. That process involved
+ iteration on this and related documents and evaluation of various
+ strategies and options. During the creation of what became
+ [RFC6635], it was expected that the RSOC would describe the process
+ it ultimately selected to the community. The RSOC did involve the
+ community in interim considerations when that was likely to be of
+ value. Following completion of the selection process, the RSOC will
+ determine the best way to share information learned and experience
+ gained with the community and determine how to best preserve that
+ information for future use.
+
+3.1.1. RSOC Composition
+
+ The RSOC will operate under the authority of the IAB, with the IAB
+ retaining final responsibility. The IAB will delegate authority and
+ responsibility to the RSOC as appropriate and as RSOC and RSE
+ relationships evolve. The RSOC will include people who are not
+ current IAB members. Currently, this is aligned with the IAB program
+ structure. The IAB will designate the membership of the RSOC with
+ the following goals: preserving effective stability; keeping it small
+ enough to be effective, and keeping it large enough to provide
+ general Internet community expertise, specific IETF expertise,
+ publication expertise, and stream expertise. Members serve at the
+ pleasure of the IAB and are expected to bring a balance between
+ short- and long-term perspectives. Specific input about, and
+ recommendations of, members will be sought from the streams, the IETF
+ LLC, and the RSE.
+
+ In addition to the members from outside of the IAB appointed to the
+ RSOC, IAB members may participate as full members of the RSOC. Under
+ most circumstances, there will be a specific individual IAB member
+ appointed by the IAB as the program lead, who will be a full member
+ of the RSOC. This member's role is distinct from any RSOC-internal
+ organizational roles, such as would be created by the RSOC choosing
+ to appoint a chair from among its members. Other IAB members may
+ choose to be full members of the RSOC, with the consent of the IAB.
+ This consent is primarily concerned with avoiding overpopulating the
+ RSOC and providing it with relatively stable membership, which will
+ work best if it is not too large a committee.
+
+ The IETF LLC will appoint an individual to serve as its liaison to
+ the RSOC. The RSE and the IETF LLC Liaison will serve as non-voting
+ ex officio members of the RSOC. Either or both can be excluded from
+ its discussions if necessary.
+
+4. Administrative Implementation
+
+ The exact implementation of the administrative and contractual
+ activities described here are a responsibility of the IETF
+ Administration Limited Liability Company [RFC8711] in cooperation
+ with the RFC Series Editor. The authority structure is described in
+ Figure 2.
+
+ +----------------+ +----------------+
+ | | | |
+ | IAB | | IETF LLC |
+ | | | |
+ +==========+-----+ +-+--------------+
+ | | .
+ | RSOC | .
+ | | .
+ +----+-----+ .
+ | .
+ | .
+ | ...................
+ | . .
+ +--------V---V----+ .
+ | | .
+ | RFC | .
+ | Series | .
+ | Editor | .
+ | | .
+ +--------+--------+ .
+ | .
+ | .................
+ | . .
+ +--+----------------+ .
+ | . | .
+ | . | .
+ +---V-----V--+ +--V----V---+
+ | RFC | | RFC |
+ | Production | | Publisher |
+ | Center | | |
+ +------------+ +-----------+
+
+ Legend:
+
+ ------- IAB RFC Series Oversight
+ ....... IETF LLC Contract/Budget Oversight
+
+ Figure 2: Authority Structure of the RFC Series
+
+4.1. Vendor Selection for the Production and Publisher Functions
+
+ As stated earlier, vendor selection is done in cooperation with the
+ streams and under the final authority of the IETF LLC.
+
+ The RSE owns and develops the work definition (the SOW) and
+ participates in the IETF LLC vendor selection process. The work
+ definition is created within the IETF LLC budget and takes into
+ account the stream managers and community input.
+
+ The process to select and contract for an RFC Production Center, RFC
+ Publisher, and other RFC-related services, is as follows:
+
+ * The IETF LLC establishes the contract process, including the steps
+ necessary to issue an RFP when necessary, the timing, and the
+ contracting procedures.
+
+ * The IETF LLC establishes the Selection Committee, which will
+ consist of the RSE, the IETF LLC Executive Director, and other
+ members selected by the RSOC and the IETF LLC. The Committee
+ shall be chaired by the RSE.
+
+ * The Selection Committee selects the vendor, subject to the
+ successful negotiation of a contract approved by the IETF LLC. In
+ the event that a contract cannot be reached, the matter shall be
+ referred to the Selection Committee for further action.
+
+ * The Selection Committee may select an RFC Publisher either through
+ the IETF LLC RFP process or, at the Committee's option, the
+ Committee may select the IETF Secretariat to provide RFC Publisher
+ services, subject to negotiations in accordance with the IETF LLC
+ procedures.
+
+4.2. Budget
+
+ The expenses discussed in this document are not new expenses. They
+ have been and remain part of the IETF Administration Limited
+ Liability Company [RFC8711] budget.
+
+ The RFC Series portion of the IETF LLC budget shall include funding
+ to support the RSE, RFC Production Center, RFC Publisher, and the
+ Independent Stream.
+
+ The IETF LLC has the responsibility to approve the total RFC Editor
+ budget (and the authority to deny it). The RSE must work within the
+ IETF LLC budgetary process.
+
+ The RSE is responsible for managing the RFC Editor function to
+ operate within those budgets. If production needs change, the RSE is
+ responsible for working with the Production Center, and where
+ appropriate, other RFC Editor component institutions, relevant
+ streams, and/or the RSOC to determine what the correct response
+ should be. If they agree that a budgetary change is needed, that
+ decision needs to be taken to the IETF LLC.
+
+4.3. Disagreements among Entities Related to the RFC Editor
+
+ The RFC Series Editor and the RFC Production Center and Publisher
+ facilities work with the various streams to produce RFCs.
+ Disagreements may arise between these entities during the execution
+ of the RFC Editor operations. In particular, different streams may
+ disagree with each other, or disagree with the RFC Editor function.
+ Potentially, even the RSOC or the IETF LLC could find themselves in
+ disagreement with some aspect of the RFC Editor operations. Note
+ that disagreements between an author and the RFC Production Center
+ are not cross-entity issues, and they are to be resolved by the RSE,
+ in accordance with the rest of this document.
+
+ If such cross-entity disagreements arise, the community would
+ generally hope that they can be resolved politely and directly.
+ However, this is not always possible. At that point, any relevant
+ party would first formally request a review and reconsideration of
+ the decision. If the party still disagrees after the
+ reconsideration, that party may ask the RSE to decide or, especially
+ if the RSE is involved, the party may ask the IAB Chair (for a
+ technical or procedural matter) to mediate or appoint a mediator to
+ aid in the discussions, although he or she not is obligated to do so.
+ All parties should work informally and in good faith to reach a
+ mutually agreeable conclusion. As noted below, any such issues that
+ involve contractual matters must be brought to the attention of the
+ IETF LLC. If the IAB Chair is asked to assist in resolving the
+ matter, the Chair may ask for advice or seek assistance from anyone
+ the Chair deems helpful. The Chair may also alert any appropriate
+ individuals or organizations to the existence of the issue.
+
+ If such a conclusion is not possible through the above less formal
+ processes, then the matter must be registered with the RFC Series
+ Oversight Committee. The RSOC may choose to offer advice to the RSE
+ or more general advice to the parties involved and may ask the RSE to
+ defer a decision until it formulates its advice. However, if a
+ timely decision cannot be reached through discussion, mediation, and
+ mutual agreement, the RSE is expected to make whatever decisions are
+ needed to ensure the smooth operation of the RFC Editor function;
+ those decisions are final.
+
+ The RSE may make final decisions unilaterally only to assure the
+ functioning of the process, and only while there is an evaluation of
+ current policies to determine whether they are appropriately
+ implemented in the decision or need adjustment. In particular, it
+ should be noted that final decisions about the technical content of
+ individual documents are the exclusive responsibility of the stream
+ approvers from which those documents originate, as shown in the
+ illustration in Figure 1.
+
+ If informal agreements cannot be reached, then formal RSOC review and
+ decision making may be required. If so, the RSE must present the
+ issues involved to the community so that the community is aware of
+ the situation. The RSE will then report the issue to the RSOC for
+ formal resolution by the RSOC with confirmation by the IAB in its
+ oversight capacity.
+
+ IAB and community discussion of any patterns of disputes are expected
+ to inform future changes to RFC Series policies, including possible
+ updates to this document.
+
+4.4. Issues with Contractual Impact
+
+ If a disagreement or decision has immediate or future contractual
+ consequences, it falls under [RFC8711]. If this happens, the RSE
+ must identify the issue and provide advice to the IETF LLC.
+ Additionally, if the RSOC has also developed advice, it should
+ forward that advice to the IETF LLC.
+
+ The IETF LLC must notify the RSOC and IAB regarding the action it
+ concludes is required to resolve the issue based on its applicable
+ procedures and provisions in the relevant contracts.
+
+5. IANA Considerations
+
+ This document defines several functions within the overall RFC Editor
+ structure, and it places the responsibility for coordination of
+ registry value assignments with the RFC Production Center. The IETF
+ LLC will facilitate the establishment of the relationship between the
+ RFC Production Center and IANA.
+
+ This document does not create a new registry nor does it register any
+ values in existing registries, and no IANA action is required.
+
+6. Security Considerations
+
+ The same security considerations as those in [RFC8729] apply. The
+ processes for the publication of documents must prevent the
+ introduction of unapproved changes. Since the RFC Editor maintains
+ the index of publications, sufficient security must be in place to
+ prevent these published documents from being changed by external
+ parties. The archive of RFC documents, any source documents needed
+ to recreate the RFC documents, and any associated original documents
+ (such as lists of errata, tools, and, for some early items, originals
+ that are not machine readable) need to be secured against any kind of
+ data storage failure.
+
+ The IETF LLC should take these security considerations into account
+ during the implementation and enforcement of the RFC Editor component
+ contracts.
+
+7. References
+
+7.1. Normative References
+
+ [RFC2850] Internet Architecture Board and B. Carpenter, Ed.,
+ "Charter of the Internet Architecture Board (IAB)",
+ BCP 39, RFC 2850, DOI 10.17487/RFC2850, May 2000,
+ <https://www.rfc-editor.org/info/rfc2850>.
+
+ [RFC6635] Kolkman, O., Ed., Halpern, J., Ed., and IAB, "RFC Editor
+ Model (Version 2)", RFC 6635, DOI 10.17487/RFC6635, June
+ 2012, <https://www.rfc-editor.org/info/rfc6635>.
+
+ [RFC8711] Haberman, B., Hall, J., and J. Livingood, "Structure of
+ the IETF Administrative Support Activity, Version 2.0",
+ BCP 101, RFC 8711, DOI 10.17487/RFC8711, February 2020,
+ <https://www.rfc-editor.org/info/rfc8711>.
+
+ [RFC8729] Housley, R., Ed. and L. Daigle, Ed., "The RFC Series and
+ RFC Editor", RFC 8729, DOI 10.17487/RFC8729, February
+ 2020, <https://www.rfc-editor.org/info/rfc8729>.
+
+7.2. Informative References
+
+ [RFC5620] Kolkman, O., Ed. and IAB, "RFC Editor Model (Version 1)",
+ RFC 5620, DOI 10.17487/RFC5620, August 2009,
+ <https://www.rfc-editor.org/info/rfc5620>.
+
+ [RFC8713] Kucherawy, M., Ed., Hinden, R., Ed., and J. Livingood,
+ Ed., "IAB, IESG, IETF Trust, and IETF LLC Selection,
+ Confirmation, and Recall Process: Operation of the IETF
+ Nominating and Recall Committees", BCP 10, RFC 8713,
+ DOI 10.17487/RFC8713, February 2020,
+ <https://www.rfc-editor.org/info/rfc8713>.
+
+IAB Members at the Time of Approval
+
+ Internet Architecture Board Members at the time this document was
+ approved for publication were:
+
+ Jari Arkko
+ Alissa Cooper
+ Stephen Farrell
+ Wes Hardaker
+ Ted Hardie
+ Christian Huitema
+ Zhenbin Li
+ Erik Nordmark
+ Mark Nottingham
+ Melinda Shore
+ Jeff Tantsura
+ Martin Thomson
+ Brian Trammell
+
+Acknowledgments
+
+ The RFC Editor model was conceived and discussed in hallways and on
+ mailing lists. The first iteration of the text on which this
+ document is based was first written by Leslie Daigle, Russ Housley,
+ and Ray Pelletier. In addition to the members of the IAOC and IAB in
+ conjunction with those roles, major and minor contributions were made
+ by (in alphabetical order): Bob Braden, Brian Carpenter, Sandy
+ Ginoza, Joel M. Halpern, Alfred Hoenes, Paul Hoffman, John Klensin,
+ Subramanian Moonesamy, Alice Russo, and Jim Schaad.
+
+ The IAOC members at the time RFC 6635 was approved were (in
+ alphabetical order): Bernard Aboba (ex officio), Eric Burger, Dave
+ Crocker, Marshall Eubanks, Bob Hinden, Russ Housley (ex officio), Ole
+ Jacobsen, Ray Pelletier (non-voting), and Lynn St. Amour (ex
+ officio).
+
+ The IAB members at the time the initial RFC Editor model (Version 1,
+ RFC 5620) was approved were (in alphabetical order): Loa Andersson,
+ Gonzalo Camarillo, Stuart Cheshire, Russ Housley, Olaf Kolkman,
+ Gregory Lebovitz, Barry Leiba, Kurtis Lindqvist, Andrew Malis, Danny
+ McPherson, David Oran, Dave Thaler, and Lixia Zhang. In addition,
+ the IAB included two ex officio members: Dow Street, who was serving
+ as the IAB Executive Director, and Aaron Falk, who was serving as the
+ IRTF Chair.
+
+ The IAB members at the time RFC 6635 was approved were (in
+ alphabetical order): Bernard Aboba, Ross Callon, Alissa Cooper,
+ Spencer Dawkins, Joel Halpern, Russ Housley, David Kessens, Olaf
+ Kolkman, Danny McPherson, Jon Peterson, Andrei Robachevsky, Dave
+ Thaler, and Hannes Tschofenig. In addition, at the time of approval
+ of RFC 6635, the IAB included two ex officio members: Mary Barnes who
+ was serving as the IAB Executive Director, and Lars Eggert, who was
+ serving as the IRTF Chair.
+
+ Bob Hinden served as document editor for this RFC to align it with
+ the IASA 2.0 structure.
+
+Authors' Addresses
+
+ Olaf Kolkman (editor)
+ Internet Society
+
+ Email: kolkman@isoc.org
+
+
+ Joel M. Halpern (editor)
+ Ericsson
+
+ Email: joel.halpern@ericsson.com
+
+
+ Robert M. Hinden (editor)
+ Check Point Software
+ 959 Skyway Road
+ San Carlos, CA 94070
+ United States of America
+
+ Email: bob.hinden@gmail.com