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+Internet Research Task Force (IRTF) K. Matsuzono
+Request for Comments: 9273 H. Asaeda
+Category: Informational NICT
+ISSN: 2070-1721 C. Westphal
+ Huawei
+ August 2022
+
+
+ Network Coding for Content-Centric Networking / Named Data Networking:
+ Considerations and Challenges
+
+Abstract
+
+ This document describes the current research outcomes in Network
+ Coding (NC) for Content-Centric Networking (CCNx) / Named Data
+ Networking (NDN) and clarifies the technical considerations and
+ potential challenges for applying NC in CCNx/NDN. This document is
+ the product of the Coding for Efficient Network Communications
+ Research Group (NWCRG) and the Information-Centric Networking
+ Research Group (ICNRG).
+
+Status of This Memo
+
+ This document is not an Internet Standards Track specification; it is
+ published for informational purposes.
+
+ This document is a product of the Internet Research Task Force
+ (IRTF). The IRTF publishes the results of Internet-related research
+ and development activities. These results might not be suitable for
+ deployment. This RFC represents the consensus of the Coding for
+ Efficient Network Communications Research Group of the Internet
+ Research Task Force (IRTF). Documents approved for publication by
+ the IRSG are not candidates for any level of Internet Standard; see
+ Section 2 of RFC 7841.
+
+ Information about the current status of this document, any errata,
+ and how to provide feedback on it may be obtained at
+ https://www.rfc-editor.org/info/rfc9273.
+
+Copyright Notice
+
+ Copyright (c) 2022 IETF Trust and the persons identified as the
+ document authors. All rights reserved.
+
+ This document is subject to BCP 78 and the IETF Trust's Legal
+ Provisions Relating to IETF Documents
+ (https://trustee.ietf.org/license-info) in effect on the date of
+ publication of this document. Please review these documents
+ carefully, as they describe your rights and restrictions with respect
+ to this document.
+
+Table of Contents
+
+ 1. Introduction
+ 2. Terminology
+ 2.1. Definitions Related to NC
+ 2.2. Definitions Related to CCNx/NDN
+ 3. CCNx/NDN Basics
+ 4. NC Basics
+ 5. Advantages of NC and CCNx/NDN
+ 6. Technical Considerations
+ 6.1. Content Naming
+ 6.1.1. Unique Naming for NC Packets
+ 6.1.2. Nonunique Naming for NC Packets
+ 6.2. Transport
+ 6.2.1. Scope of NC
+ 6.2.2. Consumer Operation
+ 6.2.3. Forwarder Operation
+ 6.2.4. Producer Operation
+ 6.2.5. Backward Compatibility
+ 6.3. In-Network Caching
+ 6.4. Seamless Consumer Mobility
+ 7. Challenges
+ 7.1. Adoption of Convolutional Coding
+ 7.2. Rate and Congestion Control
+ 7.3. Security
+ 7.4. Routing Scalability
+ 8. IANA Considerations
+ 9. Security Considerations
+ 10. Informative References
+ Acknowledgments
+ Authors' Addresses
+
+1. Introduction
+
+ Information-Centric Networking (ICN), in general, and Content-Centric
+ Networking (CCNx) [1] or Named Data Networking (NDN) [2], in
+ particular, have emerged as a novel communication paradigm that
+ advocates for the retrieval of data based on their names. This
+ paradigm pushes content awareness into the network layer. It is
+ expected to enable consumers to obtain the content they desire in a
+ straightforward and efficient manner from the heterogenous networks
+ they may be connected to. The CCNx/NDN architecture has introduced
+ innovative ideas and has stimulated research in a variety of areas,
+ such as in-network caching, name-based routing, multipath transport,
+ and content security. One key benefit of requesting content by name
+ is that it eliminates the requirement to establish a session between
+ the client and a specific server, and the content can thereby be
+ retrieved from multiple sources.
+
+ In parallel, there has been a growing interest in both academia and
+ industry for better understanding the fundamental aspects of Network
+ Coding (NC) toward enhancing key system performance metrics, such as
+ data throughput, robustness and reduction in the required number of
+ transmissions through connected networks, and redundant transmission
+ on broadcast or point-to-multipoint connections. NC is a technique
+ that is typically used for encoding packets to recover from lost
+ source packets at the receiver and for effectively obtaining the
+ desired information in a fully distributed manner. In addition, in
+ terms of security aspects, NC can be managed using a practical
+ security scheme that deals with pollution attacks [3] and can be
+ utilized for preventing eavesdroppers from obtaining meaningful
+ information [4] or protecting a wireless video stream while retaining
+ the NC benefits [5] [6].
+
+ From the perspective of the NC transport mechanism, NC can be divided
+ into two major categories: coherent NC and noncoherent NC [7] [8].
+ In coherent NC, the source and destination nodes know the exact
+ network topology and the coding operations available at intermediate
+ nodes. When multiple consumers are attempting to receive the same
+ content, such as live video streaming, coherent NC could enable
+ optimal throughput by sending the content flow over the constructed
+ optimal multicast trees [9]. However, it requires a fully adjustable
+ and specific routing mechanism and a large computational capacity for
+ central coordination. In the case of noncoherent NC, which often
+ uses Random Linear Coding (RLC), it is not necessary to know the
+ network topology nor the intermediate coding operations [10]. As
+ noncoherent NC works in a completely independent and decentralized
+ manner, this approach is more feasible in terms of eliminating such a
+ central coordination.
+
+ NC combines multiple packets together with parts of the same content
+ and may do this at the source and/or at other nodes in the network.
+ Network coded packets are not associated with a specific server, as
+ they may have been combined within the network. As NC is focused on
+ what information should be encoded in a network packet instead of the
+ specific host at which it has been generated, it is in line with the
+ architecture of the CCNx/NDN core networking layer. NC allows for
+ recovery of missing packets by encoding the information across
+ several packets. ICN is synergistic with NC, as it allows for
+ caching of data packets throughout the network. In a typical network
+ that uses NC, the sender must transmit enough packets to retrieve the
+ original data. ICN offers an opportunity to retrieve network-coded
+ packets directly from caches in the network, making the combination
+ of ICN and NC particularly effective. In fact, NC has already been
+ implemented for information/content dissemination [11] [12] [13].
+ Montpetit et al. first suggested that NC techniques be exploited to
+ enhance key aspects of system performance in ICN [14]. Although
+ CCNx/NDN excels to exploit the benefits of NC (as described in
+ Section 5), some technical considerations are needed to combine NC
+ and CCNx/NDN owing to the unique features of CCNx/NDN (as described
+ in Section 6).
+
+ In this document, we consider how NC can be applied to the CCNx/NDN
+ architecture and describe the technical considerations and potential
+ challenges for making CCNx/NDN-based communications better using the
+ NC technology. It should be noted that the presentation of specific
+ solutions (e.g., NC optimization methods) for enhancing CCNx/NDN
+ performance metrics by exploiting NC is outside the scope of this
+ document.
+
+ This document represents the collaborative work and consensus of the
+ Coding for Efficient Network Communications Research Group (NWCRG)
+ and the Information-Centric Networking Research Group (ICNRG). This
+ document was read and reviewed by all the active research group
+ members. It is not an IETF product and is not a standard.
+
+2. Terminology
+
+2.1. Definitions Related to NC
+
+ This section provides the terms related to NC used in this document,
+ which are defined in RFC 8406 [15] and produced by the NWCRG.
+
+ Source Packet:
+ A packet originating from the source that contributes to one or
+ more source symbols. The source symbol is a unit of data
+ originating from the source that is used as input to encoding
+ operations. For instance, a Real-time Transport Protocol (RTP)
+ packet as a whole can constitute a source symbol. In other
+ situations (e.g., to address variable size packets), a single RTP
+ packet may contribute to various source symbols.
+
+ Repair Packet:
+ A packet containing one or more coded symbols (also called repair
+ symbol). The coded symbol or repair symbol is a unit of data that
+ is the result of a coding operation, applied either to source
+ symbols or (in case of recoding) source and/or coded symbols.
+ When there is a single repair symbol per repair packet, a repair
+ symbol corresponds to a repair packet.
+
+ Encoding versus Recoding versus Decoding:
+ Encoding is an operation that takes source symbols as input and
+ produces encoding symbols (source or coded symbols) as output.
+ Recoding is an operation that takes encoding symbols as input and
+ produces encoding symbols as output. Decoding is an operation
+ that takes encoding symbols as input and produces source symbols
+ as output.
+
+ The terms regarding coding types are defined as follows:
+
+ Random Linear Coding (RLC):
+ A particular form of linear coding using a set of random coding
+ coefficients. Linear coding performs a linear combination of a
+ set of input symbols (i.e., source and/or coded symbols) using a
+ given set of coefficients and results in a repair symbol.
+
+ Block Coding:
+ A coding technique wherein the input flow(s) must be first
+ segmented into a sequence of blocks. Encoding and decoding are
+ performed independently on a per-block basis.
+
+ Sliding Window Coding or Convolutional Coding:
+ A general class of coding techniques that rely on a sliding
+ encoding window. An encoding window is a set of source (and coded
+ in the case of recoding) symbols used as input to the coding
+ operations. The set of symbols change over time, as the encoding
+ window slides over the input flow(s). This is an alternative
+ solution to block coding.
+
+ Fixed or Elastic Sliding Window Coding:
+ A coding technique that generates coded symbol(s) on the fly, from
+ the set of source symbols present in the sliding encoding window
+ at that time, usually by using linear coding. The sliding window
+ may be either of fixed size or of variable size over time (also
+ known as "Elastic Sliding Window"). For instance, the size may
+ depend on acknowledgments sent by the receiver(s) for a particular
+ source symbol or source packet (received, decoded, or decodable).
+
+ The terms regarding low-level coding aspects are defined as follows:
+
+ Rank of the Linear System or Degrees of Freedom:
+ At a receiver, the number of linearly independent equations of the
+ linear system. It is also known as "Degrees of Freedom". The
+ system may be of "full rank", wherein decoding is possible, or
+ "partial rank", wherein only partial decoding is possible.
+
+ Generation or Block:
+ With block codes, the set of source symbols of the input flow(s)
+ that are logically grouped into a block before doing encoding.
+
+ Generation Size or Block Size:
+ With block codes, the number of source symbols belonging to a
+ block. It is equivalent to the number of source packets when
+ there is a single source symbol per source packet.
+
+ Coding Coefficient:
+ With linear coding, this is a coefficient in a certain finite
+ field. This coefficient may be chosen in different ways: for
+ instance, randomly, in a predefined table or using a predefined
+ algorithm plus a seed.
+
+ Coding Vector:
+ A set of coding coefficients used to generate a certain coded
+ symbol through linear coding.
+
+ Finite Field:
+ Finite fields, used in linear codes, have the desired property of
+ having all elements (except zero) invertible for + and *, and no
+ operation over any elements can result in an overflow or
+ underflow. Examples of finite fields are prime fields
+ {0..p^(m-1)}, where p is prime. Most used fields use p=2 and are
+ called binary extension fields {0..2^(m-1)}, where m often equals
+ 1, 4, or 8 for practical reasons.
+
+2.2. Definitions Related to CCNx/NDN
+
+ The terminology regarding CCNx/NDN used in this document is defined
+ in RFC 8793 [16], which was produced by the ICNRG. They are
+ consistent with the relevant documents ([17] [18]).
+
+3. CCNx/NDN Basics
+
+ We briefly explain the key concepts of CCNx/NDN. In a CCNx/NDN
+ network, there are two types of packets at the network level:
+ interest and data packet (defined in Section 3.4 of [16]). The term
+ "content object", which means a unit of content data, is an alias to
+ data packet [16]. The ICN consumer (defined in Section 3.2 of [16])
+ requests a content object by sending an interest that carries the
+ name of the data.
+
+ Once an ICN forwarder (defined in Section 3.2 of [16]) receives an
+ interest, it performs a series of lookups. First, it checks if it
+ has a copy of the requested content object available in the cache
+ storage, called Content Store (CS) (defined in Section 3.3 of [16]).
+ If it does, it returns the data, and the transaction is considered to
+ have been successfully completed.
+
+ If it does not have a copy of the requested content object in the CS,
+ it performs a lookup of the Pending Interest Table (PIT) (defined in
+ Section 3.3 of [16]) to check if there is already an outgoing
+ interest for the same content object. If there is no such interest,
+ then it creates an entry in the PIT that lists the name included in
+ the interest and the interfaces from which it received the interest.
+ This is later used to send the content object back, as interest
+ packets do not carry a source field that identifies the consumer. If
+ there is already a PIT entry for this name, it is updated with the
+ incoming interface of this new interest, and the interest is
+ discarded.
+
+ After the PIT lookup, the interest undergoes a Forwarding Information
+ Base (FIB) (defined in Section 3.3 of [16]) lookup for selecting an
+ outgoing interface. The FIB lists name prefixes and their
+ corresponding forwarding interfaces in order to send the interest
+ toward a forwarder that possesses a copy of the requested data.
+
+ Once a copy of the data is retrieved, it is sent back to the
+ consumer(s) using the trail of PIT entries; forwarders remove the PIT
+ state every time that an interest is satisfied and may store the data
+ in their CS.
+
+ Data packets carry some information for verifying data integrity and
+ origin authentication and, in particular, that the data is indeed
+ that which corresponds to the name [19]. This is necessary because
+ authentication of the object is crucial in CCNx/NDN. However, this
+ step is optional at forwarders in order to speed up the processing.
+
+ The key aspect of CCNx/NDN is that the consumer of the content does
+ not establish a session with a specific server. Indeed, the
+ forwarder or producer (defined in Section 3.2 of [16]) that returns
+ the content object is not aware of the network location of the
+ consumer, and the consumer is not aware of the network location of
+ the node that provides the content. This, in theory, allows the
+ interests to follow different paths within a network or even to be
+ sent over completely different networks.
+
+4. NC Basics
+
+ While the forwarding node simply relays received data packets in
+ conventional IP communication networks, NC allows the node to combine
+ some data packets that are already received into one or several
+ output packets to be sent. In this section, we simply describe the
+ basic operations of NC. Herein, we focus on RLC in a block coding
+ manner that is well known as a major coding technique.
+
+ For simplicity, let us consider an example case of end-to-end coding
+ wherein a producer and consumer respectively perform encoding and
+ decoding for a content object. This end-to-end coding is regarded as
+ a special case of NC. The producer splits the content into several
+ blocks called generations. Encoding and decoding are performed
+ independently on a per-block (per-generation) basis. Let us assume
+ that each generation consists of K original source packets of the
+ same size. When the packets do not have the same size, zero padding
+ is added. In order to generate one repair packet within a certain
+ generation, the producer linearly combines K of the original source
+ packets, where additions and multiplications are performed using a
+ coding vector consisting of K coding coefficients that are randomly
+ selected in a certain finite field. The producer may respond to
+ interests to send the corresponding source packets and repair packets
+ in the content flow (called systematic coding), where the repair
+ packets are typically used for recovering lost source packets.
+
+ Repair packets can also be used for performing encoding. If the
+ forwarding nodes know each coding vector and generation identifier
+ (hereinafter referred to as generation ID) of the received repair
+ packets, they may perform an encoding operation (called recoding),
+ which is the most distinctive feature of NC compared to other coding
+ techniques.
+
+ At the consumer, decoding is performed by solving a set of linear
+ equations that are represented by the coding vectors of the received
+ source and repair packets (possibly only repair packets) within a
+ certain generation. In order to obtain all the source packets, the
+ consumer requires K linearly independent equations. In other words,
+ the consumer must receive at least K linearly independent data
+ packets (called innovative packets). As receiving a linearly
+ dependent data packet is not useful for decoding, recoding should
+ generate and provide innovative packets. One of the major benefits
+ of RLC is that, even for a small-sized finite field (e.g., q=2^8),
+ the probability of generating linearly dependent packets is
+ negligible [9].
+
+5. Advantages of NC and CCNx/NDN
+
+ Combining NC and CCNx/NDN can contribute to effective large-scale
+ content/information dissemination. They individually provide similar
+ benefits, such as throughput/capacity gain and robustness
+ enhancement. The difference between their approaches is that the
+ former considers content flow as algebraic information that is to be
+ combined [7], while the latter focuses on the content/information
+ itself at the networking layer. Because these approaches are
+ complementary and their combination would be advantageous, it is
+ natural to combine them.
+
+ The name-based communication in CCNx/NDN enables consumers to obtain
+ requested content objects without establishing and maintaining end-
+ to-end communication channels between nodes. This feature
+ facilitates the exploitation of the in-network cache and multipath/
+ multisource retrieval and also supports consumer mobility without the
+ need for updating the location information/identifier during handover
+ [1]. Furthermore, the name-based communication intrinsically
+ supports multicast communication because identical interests are
+ aggregated at the forwarders.
+
+ NC can enable the CCNx/NDN transport system to effectively distribute
+ and cache the data associated with multipath data retrieval [14].
+ Exploiting multipath data retrieval and in-network caching with NC
+ contributes to not only improving the cache hit rate but also
+ expanding the anonymity set of each consumer (the set of potential
+ routers that can serve a given consumer) [20]. The expansion makes
+ it difficult for adversaries to infer the content consumed by others
+ and thus contributes to improving cache privacy. Others also have
+ introduced some use cases of the application of NC in CCNx/NDN, such
+ as the cases of content dissemination with in-network caching [21]
+ [22] [23], seamless consumer mobility [24] [25], and low-latency low-
+ loss video streaming [26]. In this context, it is well worth
+ considering NC integration in CCNx/NDN.
+
+6. Technical Considerations
+
+ This section presents the considerations for CCNx/NDN with NC in
+ terms of network architecture and protocol. This document focuses on
+ NC when employed in a block coding manner.
+
+6.1. Content Naming
+
+ Naming content objects is as important for CCNx/NDN as naming hosts
+ is in the current-day Internet [19]. In this section, two possible
+ naming schemes are presented.
+
+6.1.1. Unique Naming for NC Packets
+
+ Each source and repair packet (hereinafter referred to as NC packet)
+ may have a unique name, as each original content object has in CCNx/
+ NDN and as PIT and CS operations typically require a unique name for
+ identifying the NC packet. As a method of naming an NC packet that
+ takes into account the feature of block coding, the coding vector and
+ the generation ID can be used as a part of the content object name.
+ As in [21], when the generation ID is "g-id", generation size is 4,
+ and coding vector is (1,0,0,0), the name could be /CCNx.com/video-A/
+ g-id/1000. Some other identifiers and/or parameters related to the
+ encoding scheme can also be used as name components. For instance,
+ the encoding ID specifying the coding scheme may be used with
+ "enc-id", such as /CCNx.com/video-A/enc-id/g-id/1000, as defined in
+ the FEC Framework (FECFRAME) [27]. This naming scheme is simple and
+ can support the delivery of NC packets with exactly the same
+ operations in the PIT/CS as those for the content objects.
+
+ If a content-naming schema, such as the one presented above, is used,
+ an interest requesting an NC packet may have the full name including
+ a generation ID and coding vector (/CCNx.com/video-A/g-id/1000) or
+ only the name prefix including only a generation ID (/CCNx.com/video-
+ A/g-id). In the former case, exact name matching to the PIT is
+ simply performed at data forwarders (as in CCNx/NDN). The consumer
+ is able to specify and retrieve an innovative packet necessary for
+ the consumer to decode successfully. This could shift the generation
+ of the coding vector from the data forwarder onto the consumer.
+
+ In the latter case, partial name matching is required at the data
+ forwarders. As the interest with only the prefix name matches any NC
+ packet with the same prefix, the consumer could immediately obtain an
+ NC packet from a nearby CS (in-network cache) without knowing the
+ coding vectors of the cached NC packets in advance. In the case
+ wherein NC packets in transit are modified by in-network recoding
+ performed at forwarders, the consumer could also receive the modified
+ NC packets. However, in contrast to the former case, the consumer
+ may fail to obtain sufficient degrees of freedom (see Section 6.2.3).
+ To address this issue, a new TLV type in an interest message may be
+ required for specifying further coding information in order to limit
+ the NC packets to be received. For instance, this is enabled by
+ specifying the coding vectors of innovative packets for the consumer
+ (also called decoding matrix) as in [14]. This extension may incur
+ an interest packet of significantly increased size, and it may thus
+ be useful to use compression techniques for coding vectors [28] [29].
+ Without such coding information provided by the interest, the
+ forwarder would be required to maintain some records regarding the
+ interest packets that were satisfied previously (see Section 6.2.3).
+
+6.1.2. Nonunique Naming for NC Packets
+
+ An NC packet may have a name that indicates that it is an NC packet
+ and move the coding information into a metadata field in the payload
+ (i.e., the name includes the data type, source, or repair packet).
+ This would not be beneficial for applications or services that may
+ not need to understand the packet payload. Owing to the possibility
+ that multiple NC packets may have the same name, some mechanism is
+ required for the consumer to obtain innovative packets. As described
+ in Section 6.3, a mechanism for managing the multiple innovative
+ packets in the CS would also be required. In addition, extra
+ computational overhead would be incurred when the payload is being
+ encrypted.
+
+6.2. Transport
+
+ The pull-based request-response feature of CCNx/NDN is a fundamental
+ principle of its transport layer; one interest retrieves, at most,
+ one data packet. This means that a forwarder or producer cannot
+ inject unrequested data packets on its own initiative. It is
+ believed that it is important that this rule not be violated, as 1)
+ it would open denial-of-service (DoS) attacks, 2) it invalidates
+ existing congestion control approaches following this rule, and 3) it
+ would reduce the efficiency of existing consumer mobility approaches.
+ Thus, the following basic operation should be considered for applying
+ NC to CCNx/NDN. Nevertheless, such security considerations must be
+ addressed if this rule were to be violated.
+
+6.2.1. Scope of NC
+
+ An open question is whether a data forwarder can perform in-network
+ recoding with data packets that are being received in transit or if
+ only the data that matches an interest can be subject to NC
+ operations. In the latter case, encoding or recoding is performed to
+ generate the NC packet at any forwarder that is able to respond to
+ the interest. This could occur when each NC packet has a unique name
+ and interest has the full name. On the other hand, if interest has a
+ partial name without any coding vector information or multiple NC
+ packets have the same name, the former case may occur; recoding
+ occurs anywhere in the network where it is possible to modify the
+ received NC packet and forward it. As CCNx/NDN comprises mechanisms
+ for ensuring the integrity of the data during transfer, in-network
+ recoding introduces complexities in the network that needs
+ consideration for the integrity mechanisms to still work. Similarly,
+ in-network caching of NC packets at forwarders may be valuable;
+ however, the forwarders would require some mechanisms to validate the
+ NC packets (see Section 9).
+
+6.2.2. Consumer Operation
+
+ To obtain NC benefits (possibly associated with in-network caching),
+ the consumer is required to issue interests that direct the forwarder
+ (or producer) to respond with innovative packets if available. In
+ the case where each NC packet may have a unique name (as described in
+ Section 6.1), by issuing an interest specifying a unique name with
+ g-id and the coding vector for an NC packet, the consumer could
+ appropriately receive an innovative packet if it is available at some
+ forwarders.
+
+ In order to specify the exact name of the NC packet to be retrieved,
+ the consumer is required to know the valid naming scheme. From a
+ practical viewpoint, it is desirable for the consumer application to
+ automatically construct the right name components without depending
+ on any application specifications. To this end, the consumer
+ application may retrieve and refer to a manifest [17] that enumerates
+ the content objects, including NC packets, or may use some coding
+ scheme specifier as a name component to construct the name components
+ of interests to request innovative packets.
+
+ Conversely, the consumer without decoding capability (e.g., specific
+ sensor node) may want to receive only the source packets. As
+ described in Section 6.1, because the NC packet can have a name that
+ is explicitly different from source packets, issuing interests for
+ retrieving source packets is possible.
+
+6.2.3. Forwarder Operation
+
+ If the forwarder constantly responds to the incoming interests by
+ returning non-innovative packets, the consumer(s) cannot decode and
+ obtain the source packets. This issue could happen when 1) incoming
+ interests for NC packets do not specify some coding parameters, such
+ as the coding vectors to be used, and 2) the forwarder does not have
+ a sufficient number of linearly independent NC packets (possibly in
+ the CS) to use for recoding. In this case, the forwarder is required
+ to determine whether or not it can generate innovative packets to be
+ forwarded to the interface(s) at which the interests arrived. An
+ approach to deal with this issue is that the forwarder maintains a
+ tally of the interests for a specific name, generation ID, and the
+ incoming interface(s) in order to record how many degrees of freedom
+ have already been provided [21]. As such a scheme requires state
+ management (and potentially timers) in forwarders, scalability and
+ practicality must be considered. In addition, some transport
+ mechanism for in-network loss detection and recovery [25][26] at a
+ forwarder, as well as a consumer-driven mechanism, could be
+ indispensable for enabling fast loss recovery and realizing NC gains.
+ If a forwarder cannot either return a matching innovative packet from
+ its local content store, nor produce on the fly a recoded packet that
+ is innovative, it is important that the forwarder not simply return a
+ non-innovative packet but instead do a forwarding lookup in its FIB
+ and forward the interest toward the producer or upstream forwarder
+ that can provide an innovative packet. In this context, to retrieve
+ an innovative packet effectively and quickly, an appropriate setting
+ of the FIB and efficient interest-forwarding strategies should also
+ be considered.
+
+ In another possible case, when receiving interests only for source
+ packets, the forwarder may attempt to decode and obtain all the
+ source packets and store them (if the full cache capacity are
+ available), thus enabling a faster response to subsequent interests.
+ As recoding or decoding results in an extra computational overhead,
+ the forwarder is required to determine how to respond to received
+ interests according to the use case (e.g., a delay-sensitive or
+ delay-tolerant application) and the forwarder situation, such as
+ available cache space and computational capability.
+
+6.2.4. Producer Operation
+
+ Before performing NC for specified content in CCNx/NDN, the producer
+ is responsible for splitting the overall content into small content
+ objects to avoid packet fragmentation that could cause unnecessary
+ packet processing and degraded throughput. The size of the content
+ objects should be within the allowable packet size in order to avoid
+ packet fragmentation in a CCNx/NDN network. The producer performs
+ the encoding operation for a set of the small content objects and the
+ naming process for the NC packets.
+
+ If the producer takes the lead in determining what coding vectors to
+ use in generating the NC packets, there are three general strategies
+ for naming and producing the NC packets:
+
+ 1. Consumers themselves understand in detail the naming conventions
+ used for NC packets and thereby can send the corresponding
+ interests toward the producer to obtain NC packets whose coding
+ parameters have already been determined by the producer.
+
+ 2. The producer determines the coding vectors and generates the NC
+ packets after receiving interests specifying the packets the
+ consumer wished to receive.
+
+ 3. The naming scheme for specifying the coding vectors and
+ corresponding NC packets is explicitly represented via a
+ "Manifest" (e.g., FLIC [30]) that can be obtained by the consumer
+ and used to select among the available coding vectors and their
+ corresponding packets and thereby send the corresponding
+ interests.
+
+ In the first case, although the consumers cannot flexibly specify a
+ coding vector for generating the NC packet to obtain, the latency for
+ obtaining the NC packet is less than in the latter two cases. For
+ the second case, there is a latency penalty for the additional NC
+ operations performed after receiving the interests. For the third
+ case, the NC packets to be included in the manifest must be pre-
+ computed by the producer (since the manifest references NC packets by
+ their hashes, not their names), but the producer can select which to
+ include in the manifest and produce multiple manifests either in
+ advance or on demand with different coding tradeoffs, if so desired.
+
+ A common benefit of the first two approaches to end-to-end coding is
+ that, if the producer adds a signature on the NC packets, data
+ validation becomes possible throughout (as is the case with the CCNx/
+ NDN operation in the absence of NC). The third approach of using a
+ manifest trades off the additional latency incurred by the need to
+ fetch the manifest against the efficiency of needing a signature only
+ on the manifest and not on each individual NC packet.
+
+6.2.5. Backward Compatibility
+
+ NC operations should be applied in addition to the regular ICN
+ behavior and should function alongside regular ICN operations.
+ Hence, nodes that do not support NC should still be able to properly
+ handle packets, not only in being able to forward the NC packets but
+ also to cache these packets. An NC framework should be compatible
+ with a regular framework in order to facilitate backward
+ compatibility and smooth migration from one framework to the other.
+
+6.3. In-Network Caching
+
+ Caching is a useful technique used for improving throughput and
+ latency in various applications. In-network caching in CCNx/NDN
+ essentially provides support at the network level and is highly
+ beneficial, owing to the involved exploitation of NC for enabling
+ effective multicast transmission [31], multipath data retrieval [21]
+ [24], and fast loss recovery [26]. However, there remain several
+ issues to be considered.
+
+ There generally exist limitations in the CS capacity, and the caching
+ policy affects the consumer's performance [32] [33] [34]. It is thus
+ crucial for forwarders to determine which content objects should be
+ cached and which discarded. As delay-sensitive applications often do
+ not require an in-network cache for a long period, owing to their
+ real-time constraints, forwarders have to know the necessity for
+ caching received content objects to save the caching volume. In
+ CCNx, this could be made possible by setting a Recommended Cache Time
+ (RCT) in the optional header of the data packet at the producer side.
+ The RCT serves as a guideline for the CS cache in determining how
+ long to retain the content object. When the RCT is set as zero, the
+ forwarder recognizes that caching the content object is not useful.
+ Conversely, the forwarder may cache it when the RCT has a greater
+ value. In NDN, the TLV type of FreshnessPeriod could be used.
+
+ One key aspect of in-network caching is whether or not forwarders can
+ cache NC packets in their CS. They may be caching the NC packets
+ without having the ability to perform a validation of the content
+ objects. Therefore, the caching of the NC packets would require some
+ mechanism to validate the NC packets (see Section 9). In the case
+ wherein the NC packets have the same name, it would also require some
+ mechanism to identify them.
+
+6.4. Seamless Consumer Mobility
+
+ A key feature of CCNx/NDN is that it is sessionless, which enables
+ the consumer and forwarder to send multiple interests toward
+ different copies of the content in parallel, by using multiple
+ interfaces at the same time in an asynchronous manner. Through the
+ multipath data retrieval, the consumer could obtain the content from
+ multiple copies that are distributed while using the aggregate
+ capacity of multiple interfaces. For the link between the consumer
+ and the multiple copies, the consumer can perform a certain rate
+ adaptation mechanism for video streaming [24] or congestion control
+ for content acquisition [35].
+
+ NC adds a reliability layer to CCNx in a distributed and asynchronous
+ manner, because NC provides a mechanism for ensuring that the
+ interests sent to multiple copies of the content in parallel retrieve
+ innovative packets, even in the case of packet losses on some of the
+ paths/networks to these copies. This applies to consumer mobility
+ events [24], wherein the consumer could receive additional degrees of
+ freedom with any innovative packet if at least one available
+ interface exists during the mobility event. An interest-forwarding
+ strategy at the consumer (and possibly forwarder) for efficiently
+ obtaining innovative packets would be required for the consumer to
+ achieve seamless consumer mobility.
+
+7. Challenges
+
+ This section presents several primary challenges and research items
+ to be considered when applying NC in CCNx/NDN.
+
+7.1. Adoption of Convolutional Coding
+
+ Several block coding approaches have been proposed thus far; however,
+ there is still not sufficient discussion and application of the
+ convolutional coding approach (e.g., sliding or elastic window
+ coding) in CCNx/NDN. Convolutional coding is often appropriate for
+ situations wherein a fully or partially reliable delivery of
+ continuous data flows is required and especially when these data
+ flows feature real-time constraints. As in [36], on an end-to-end
+ coding basis, it would be advantageous for continuous content flow to
+ adopt sliding window coding in CCNx/NDN. In this case, the producer
+ is required to appropriately set coding parameters and let the
+ consumer know the information, and the consumer is required to send
+ interests augmented with feedback information regarding the data
+ reception and/or decoding status. As CCNx/NDN utilizes the hop-by-
+ hop forwarding state, it would be worth discussing and investigating
+ how convolutional coding can be applied in a hop-by-hop manner and
+ what benefits might accrue. In particular, in the case wherein in-
+ network recoding could occur at forwarders, both the encoding window
+ and CS management would be required, and the corresponding
+ feasibility and practicality should be considered.
+
+7.2. Rate and Congestion Control
+
+ The addition of redundancy using repair packets may result in further
+ network congestion and could adversely affect the overall throughput.
+ In particular, in a situation wherein fair bandwidth sharing is more
+ desirable, each streaming flow must adapt to the network conditions
+ to fairly consume the available link bandwidth. It is thus necessary
+ that each content flow cooperatively implement congestion control to
+ adjust the consumed bandwidth [37]. From this perspective, an
+ effective deployment approach (e.g., a forwarder-supported approach
+ that can provide benefits under partial deployment) is required.
+
+ As described in Section 6.4, NC can contribute to seamless consumer
+ mobility by obtaining innovative packets without receiving duplicated
+ packets through multipath data retrieval, and avoiding duplicated
+ packets has congestion control benefits as well. It can be
+ challenging to develop an effective rate and congestion control
+ mechanism in order to achieve seamless consumer mobility while
+ improving the overall throughput or latency by fully exploiting NC
+ operations.
+
+7.3. Security
+
+ While CCNx/NDN introduces new security issues at the networking layer
+ that are different from the IP network, such as a cache poisoning,
+ pollution attacks, and a DoS attack using interest packets, some
+ security approaches are already provided [19] [38]. The application
+ of NC in CCNx/NDN brings two potential security aspects that need to
+ be dealt with.
+
+ The first is in-network recoding at forwarders. Some mechanism for
+ ensuring the integrity of the NC packets newly produced by in-network
+ recoding is required in order for consumers or other forwarders to
+ receive valid NC packets. To this end, there are some possible
+ approaches described in Section 9, but there may be a more effective
+ method with lower complexity and computation overhead.
+
+ The second is that attackers maliciously request and inject NC
+ packets, which could amplify some attacks. As NC packets are
+ unpopular in general use, they could be targeted by a cache pollution
+ attack that requests less popular content objects more frequently to
+ undermine popularity-based caching by skewing the content popularity.
+ Such an attack needs to be dealt with in order to maintain the in-
+ network cache efficiency. By injecting invalid NC packets with the
+ goal of filling the CSs at the forwarders with them, the cache
+ poisoning attack could be effectual depending on the exact integrity
+ coverage on NC packets. On the assumption that each NC packet has
+ the valid signature, the straightforward approach would comprise the
+ forwarders verifying the signature within the NC packets in transit
+ and only transmitting and storing the validated NC packets. However,
+ as performing a signature verification by the forwarders may be
+ infeasible at line speed, some mechanisms should be considered for
+ distributing and reducing the load of signature verification in order
+ to maintain in-network cache benefits, such as latency and network-
+ load reduction.
+
+7.4. Routing Scalability
+
+ In CCNx/NDN, a name-based routing protocol without a resolution
+ process streamlines the routing process and reduces the overall
+ latency. In IP routing, the growth in the routing table size has
+ become a concern. It is thus necessary to use a hierarchical naming
+ scheme in order to improve the routing scalability by enabling the
+ aggregation of the routing information.
+
+ To realize the benefits of NC, consumers need to efficiently obtain
+ innovative packets using multipath retrieval mechanisms of CCNx/NDN.
+ This would require some efficient routing mechanism to appropriately
+ set the FIB and also an efficient interest-forwarding strategy. Such
+ routing coordination may create routing scalability issues. It would
+ be challenging to achieve effective and scalable routing for
+ interests requesting NC packets, as well as to simplify the routing
+ process.
+
+8. IANA Considerations
+
+ This document has no IANA actions.
+
+9. Security Considerations
+
+ In-network recoding is a distinguishing feature of NC. Only valid NC
+ packets produced by in-network recoding must be requested and
+ utilized (and possibly stored). To this end, there exist some
+ possible approaches. First, as a signature verification approach,
+ the exploitation of multi-signature capability could be applied.
+ This allows not only the original content producer but also some
+ forwarders responsible for in-network recoding to have their own
+ unique signing key. Each forwarder of the group signs a newly
+ generated NC packet in order for other nodes to be able to validate
+ the data with the signature. The CS may verify the signature within
+ the NC packet before storing it to avoid invalid data caching.
+ Second, as a consumer-dependent approach, the consumer puts a
+ restriction on the matching rule using only the name of the requested
+ data. The interest ambiguity can be clarified by specifying both the
+ name and the key identifier (the producer's public key digest) used
+ for matching to the requested data. This KeyId restriction is built
+ in the CCNx design [17]. Only the requested data packet satisfying
+ the interest with the KeyId restriction would be forwarded and stored
+ in the CS, thus resulting in a reduction in the chances of cache
+ poisoning. Moreover, in the CCNx design, there exists the rule that
+ the CS obeys in order to avoid amplifying invalid data; if an
+ interest has a KeyId restriction, the CS must not reply unless it
+ knows that the signature on the matching content object is correct.
+ If the CS cannot verify the signature, the interest may be treated as
+ a cache miss and forwarded to the upstream forwarder(s). Third, as a
+ certificate chain management approach (possibly without certificate
+ authority), some mechanism, such as [39], could be used to establish
+ a trustworthy data delivery path. This approach adopts the hop-by-
+ hop authentication mechanism, wherein the forwarding-integrated hop-
+ by-hop certificate collection is performed to provide suspension
+ certificate chains such that the data retrieval is trustworthy.
+
+ Depending on the adopted caching strategy, such as cache replacement
+ policies, forwarders should also take caution when storing and
+ retaining the NC packets in the CS, as they could be targeted by
+ cache pollution attacks. In order to mitigate the cache pollution
+ attacks' impact, forwarders should check the content request
+ frequencies to detect the attack and may limit requests by ignoring
+ some of the consecutive requests. The forwarders can then decide to
+ apply or change to the other cache replacement mechanism.
+
+ The forwarders or producers require careful attention to the DoS
+ attacks aimed at provoking the high load of NC operations by using
+ the interests for NC packets. In order to mitigate such attacks, the
+ forwarders could adopt a rate-limiting approach. For instance, they
+ could monitor the PIT size growth for NC packets per content to
+ detect the attacks and limit the interest arrival rate when
+ necessary. If the NC application wishes to secure an interest
+ (considered as the NC actuator) in order to prevent such attacks, the
+ application should consider using an encrypted wrapper and an
+ explicit protocol.
+
+10. Informative References
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+ Erasure Correction (FEC) Coding and Congestion Control in
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+ and G. Boggia, "Information-Centric Networking: Evaluation
+ and Security Considerations", RFC 7945,
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+ Authentication for Secure In-Network Big-Data Retrieval",
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+
+Acknowledgments
+
+ The authors would like to thank ICNRG and NWCRG members, especially
+ Marie-Jose Montpetit, David Oran, Vincent Roca, and Thierry Turletti,
+ for their valuable comments and suggestions on this document.
+
+Authors' Addresses
+
+ Kazuhisa Matsuzono
+ National Institute of Information and Communications Technology
+ 4-2-1 Nukui-Kitamachi, Tokyo
+ 184-8795
+ Japan
+ Email: matsuzono@nict.go.jp
+
+
+ Hitoshi Asaeda
+ National Institute of Information and Communications Technology
+ 4-2-1 Nukui-Kitamachi, Tokyo
+ 184-8795
+ Japan
+ Email: asaeda@nict.go.jp
+
+
+ Cedric Westphal
+ Huawei
+ 2330 Central Expressway
+ Santa Clara, California 95050
+ United States of America
+ Email: cedric.westphal@futurewei.com,