path: root/doc/rfc/rfc6628.txt

Internet Engineering Task Force (IETF)                           S. Shin
Request for Comments: 6628                                     K. Kobara
Category: Experimental                                              AIST
ISSN: 2070-1721                                                June 2012


          Efficient Augmented Password-Only Authentication and
                         Key Exchange for IKEv2

Abstract

   This document describes an efficient augmented password-only
   authentication and key exchange (AugPAKE) protocol where a user
   remembers a low-entropy password and its verifier is registered in
   the intended server.  In general, the user password is chosen from a
   small set of dictionary words that allows an attacker to perform
   exhaustive searches (i.e., off-line dictionary attacks).  The AugPAKE
   protocol described here is secure against passive attacks, active
   attacks, and off-line dictionary attacks (on the obtained messages
   with passive/active attacks), and also provides resistance to server
   compromise (in the context of augmented PAKE security).  In addition,
   this document describes how the AugPAKE protocol is integrated into
   the Internet Key Exchange Protocol version 2 (IKEv2).

Status of This Memo

   This document is not an Internet Standards Track specification; it is
   published for examination, experimental implementation, and
   evaluation.

   This document defines an Experimental Protocol for the Internet
   community.  This document is a product of the Internet Engineering
   Task Force (IETF).  It represents the consensus of the IETF
   community.  It has received public review and has been approved for
   publication by the Internet Engineering Steering Group (IESG).  Not
   all documents approved by the IESG are a candidate for any level of
   Internet Standard; see Section 2 of RFC 5741.

   Information about the current status of this document, any errata,
   and how to provide feedback on it may be obtained at
   http://www.rfc-editor.org/info/rfc6628.










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Copyright Notice

   Copyright (c) 2012 IETF Trust and the persons identified as the
   document authors.  All rights reserved.

   This document is subject to BCP 78 and the IETF Trust's Legal
   Provisions Relating to IETF Documents
   (http://trustee.ietf.org/license-info) in effect on the date of
   publication of this document.  Please review these documents
   carefully, as they describe your rights and restrictions with respect
   to this document.  Code Components extracted from this document must
   include Simplified BSD License text as described in Section 4.e of
   the Trust Legal Provisions and are provided without warranty as
   described in the Simplified BSD License.

Table of Contents

   1. Introduction ....................................................3
      1.1. Keywords ...................................................4
   2. AugPAKE Specification ...........................................4
      2.1. Underlying Group ...........................................4
      2.2. Notation ...................................................5
           2.2.1. Password Processing .................................6
      2.3. Protocol ...................................................7
           2.3.1. Initialization ......................................7
           2.3.2. Actual Protocol Execution ...........................7
   3. Security Considerations .........................................9
      3.1. General Assumptions ........................................9
      3.2. Security against Passive Attacks ..........................10
      3.3. Security against Active Attacks ...........................10
           3.3.1. Impersonation Attacks on User U ....................10
           3.3.2. Impersonation Attacks on Server S ..................11
           3.3.3. Man-in-the-Middle Attacks ..........................11
      3.4. Security against Off-line Dictionary Attacks ..............12
      3.5. Resistance to Server Compromise ...........................12
   4. Implementation Consideration ...................................13
   5. AugPAKE for IKEv2 ..............................................13
      5.1. Integration into IKEv2 ....................................13
      5.2. Payload Formats ...........................................15
           5.2.1. Notify Payload .....................................15
           5.2.2. Generic Secure Password Method Payload .............16
   6. IANA Considerations ............................................16
   7. References .....................................................16
      7.1. Normative References ......................................16
      7.2. Informative References ....................................17
   Appendix A.  Evaluation by PAKE Selection Criteria.................19





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1.  Introduction

   In the real world, many applications, such as Web mail and Internet
   banking/shopping/trading, require secure channels between
   participating parties.  Such secure channels can be established by
   using an authentication and key exchange (AKE) protocol, which allows
   the involved parties to authenticate each other and to generate a
   temporary session key.  The temporary session key is used to protect
   the subsequent communications between the parties.

   Until now, password-only AKE (called PAKE) protocols have attracted
   much attention because password-only authentication is very
   convenient to the users.  However, it is not trivial to design a
   secure PAKE protocol due to the existence of off-line dictionary
   attacks on passwords.  These attacks are possible since passwords are
   chosen from a relatively-small dictionary that allows for an attacker
   to perform the exhaustive searches.  This problem was brought forth
   by Bellovin and Merritt [BM92], and many subsequent works have been
   conducted in the literature (see some examples in [IEEEP1363.2]).  A
   PAKE protocol is said to be secure if the best attack an active
   attacker can take is restricted to the on-line dictionary attacks,
   which allows a guessed password to be checked only by interacting
   with the honest party.

   An augmented PAKE protocol (e.g., [BM93], [RFC2945], [ISO]) provides
   extra protection for server compromise in the sense that an attacker,
   who obtains a password verifier from a server, cannot impersonate the
   corresponding user without performing off-line dictionary attacks on
   the password verifier.  This additional security is known as
   "resistance to server compromise".  The AugPAKE protocol described in
   this document is an augmented PAKE, which also achieves measurable
   efficiency over some previous works (i.e., SRP [RFC2945] and AMP
   [ISO]).  We believe the following (see [SKI10] for the formal
   security proof): 1) The AugPAKE protocol is secure against passive
   attacks, active attacks, and off-line dictionary attacks (on the
   obtained messages with passive/active attacks), and 2) It provides
   resistance to server compromise.  At the same time, the AugPAKE
   protocol has similar computational efficiency to the plain Diffie-
   Hellman key exchange [DH76] that does not provide authentication by
   itself.  Specifically, the user and the server need to compute 2 and
   2.17 modular exponentiations, respectively, in the AugPAKE protocol.
   After excluding pre-computable costs, the user and the server are
   required to compute only 1 and 1.17 modular exponentiations,
   respectively.  Compared with SRP [RFC2945] and AMP [ISO], the AugPAKE
   protocol is more efficient 1) than SRP in terms of the user's
   computational costs and 2) than AMP in terms of the server's
   computational costs.




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   This document also describes how the AugPAKE protocol is integrated
   into IKEv2 [RFC5996].

1.1.  Keywords

   The key words "MUST", "MUST NOT", "REQUIRED", "SHALL", "SHALL NOT",
   "SHOULD", "SHOULD NOT", "RECOMMENDED", "MAY", and "OPTIONAL" in this
   document are to be interpreted as described in RFC 2119 [RFC2119].

2.  AugPAKE Specification

2.1.  Underlying Group

   The AugPAKE protocol can be implemented over the following group.

   o  Let p and q be sufficiently large primes such that q is a divisor
      of ((p - 1) / 2), and every factor of ((p - 1) / 2) are also
      primes comparable to q in size.  This p is called a "secure"
      prime.  By G, we denote a multiplicative subgroup of prime order q
      over the field GF(p), the integers modulo p.  Let g be a generator
      for the subgroup G so that all the subgroup elements are generated
      by g.  The group operation is denoted multiplicatively (in modulo
      p).

   By using a secure prime p, the AugPAKE protocol has computational
   efficiency gains.  Specifically, it does not require the order check
   of elements received from the counterpart party.  Note that the
   groups defined in Discrete Logarithm Cryptography [SP800-56A] and RFC
   5114 [RFC5114] are not necessarily the above secure prime groups.

   Alternatively, one can implement the AugPAKE protocol over the
   following groups.

   o  Let p and q be sufficiently large primes such that p = (2 * q) +
      1.  This p is called a "safe" prime.  By G, we denote a
      multiplicative subgroup of prime order q over the field GF(p), the
      integers modulo p.  Let g be any element of G other than 1.  For
      example, g = h^2 mod p where h is a primitive element.  The group
      operation is denoted multiplicatively (in modulo p).

   o  Let p and q be sufficiently large primes such that q is a divisor
      of ((p - 1) / 2).  By G, we denote a multiplicative subgroup of
      prime order q over the field GF(p), the integers modulo p.  Let g
      be a generator for the subgroup G so that all the subgroup
      elements are generated by g.  The group operation is denoted
      multiplicatively (in modulo p).  If p is not a "secure" prime, the
      AugPAKE protocol MUST perform the order check of received
      elements.



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2.2.  Notation

   The AugPAKE protocol is a two-party protocol where a user and a
   server authenticate each other and generate a session key.  The
   following notation is used in this document:

   U
      The user's identity (e.g., as defined in [RFC4282]).  It is a
      string in {0,1}^* where {0,1}^* indicates a set of finite binary
      strings.

   S
      The server's identity (e.g., as defined in [RFC4282]).  It is a
      string in {0,1}^*.

   b = H(a)
      A binary string a is given as input to a secure one-way hash
      function H (e.g., SHA-2 family [FIPS180-3]), which produces a
      fixed-length output b.  The hash function H maps {0,1}^* to
      {0,1}^k, where {0,1}^k indicates a set of binary strings of length
      k and k is a security parameter.

   b = H'(a)
      A binary string a is given as input to a secure one-way hash
      function H', which maps the input a in {0,1}^* to the output b in
      Z_q^*, where Z_q^* is a set of positive integers modulo prime q.

   a | b
      It denotes a concatenation of binary strings a and b in {0,1}^*.

   0x
      A hexadecimal value is shown preceded by "0x".

   X * Y mod p
      It indicates a multiplication of X and Y modulo prime p.

   X = g^x mod p
      The g^x indicates a multiplication computation of g by x times.
      The resultant value modulo prime p is assigned to X.  The discrete
      logarithm problem says that it is computationally hard to compute
      the discrete logarithm x from X, g, and p.

   w
      The password remembered by the user.  This password may be used as
      an effective password (instead of itself) in the form of H'(0x00 |
      U | S | w).





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   W
      The password verifier registered in the server.  This password
      verifier is computed as follows: W = g^w mod p where the user's
      password w is used itself, or W = g^w' mod p where the effective
      password w' = H'(0x00 | U | S | w) is used.

   bn2bin(X)
      It indicates a conversion of a multiple precision integer X to the
      corresponding binary string.  If X is an element over GF(p), its
      binary representation MUST have the same bit length as the binary
      representation of prime p.

   U -> S: msg
      It indicates a message transmission that the user U sends a
      message msg to the server S.

   U:
      It indicates a local computation of user U (without any outgoing
      messages).

2.2.1.  Password Processing

   The input password MUST be processed according to the rules of the
   [RFC4013] profile of [RFC3454].  The password SHALL be considered a
   "stored string" per [RFC3454], and unassigned code points are
   therefore prohibited.  The output SHALL be the binary representation
   of the processed UTF-8 character string.  Prohibited output and
   unassigned code points encountered in SASLprep pre-processing SHALL
   cause a failure of pre-processing, and the output SHALL NOT be used
   with the AugPAKE protocol.

   The following table shows examples of how various character data is
   transformed by the rules of the [RFC4013] profile.

   #  Input            Output     Comments
   -  -----            ------     --------
   1  I<U+00AD>X       IX         SOFT HYPHEN mapped to nothing
   2  user             user       no transformation
   3  USER             USER       case preserved, will not match #2
   4  <U+00AA>         a          output is NFKC, input in ISO 8859-1
   5  <U+2168>         IX         output is NFKC, will match #1
   6  <U+0007>                    Error - prohibited character
   7  <U+0627><U+0031>            Error - bidirectional check








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2.3.  Protocol

   The AugPAKE protocol consists of two phases: initialization and
   actual protocol execution.  The initialization phase SHOULD be
   finished in a secure manner between the user and the server, and it
   is performed all at once.  Whenever the user and the server need to
   establish a secure channel, they can run the actual protocol
   execution through an open network (i.e., the Internet) in which an
   active attacker exists.

2.3.1.  Initialization

   U -> S: (U, W)
      The user U computes W = g^w' mod p, where w' is the effective
      password, and transmits W to the server S.  The W is registered in
      the server as the password verifier of user U.  Of course, user U
      just remembers password w only.

   If resistance to server compromise is not necessary and a node needs
   to act as both initiator and responder, e.g., as a gateway, then the
   node can store w' instead of W even when it acts as server S.  In
   either case, server S SHOULD NOT store any plaintext passwords.

   As noted above, this phase SHOULD be performed securely and all at
   once.

2.3.2.  Actual Protocol Execution

   The actual protocol execution of the AugPAKE protocol allows the user
   and the server to share an authenticated session key through an open
   network (see Figure 1).




















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   +-----------------+                              +------------------+
   |     User U      |                              |  Server S (U,W)  |
   |                 |            (U, X)            |                  |
   |                 |----------------------------->|                  |
   |                 |                              |                  |
   |                 |            (S, Y)            |                  |
   |                 |<-----------------------------|                  |
   |                 |                              |                  |
   |                 |             V_U              |                  |
   |                 |----------------------------->|                  |
   |                 |                              |                  |
   |                 |             V_S              |                  |
   |                 |<-----------------------------|                  |
   |                 |                              |                  |
   +-----------------+                              +------------------+

                    Figure 1: Actual Protocol Execution

   U -> S: (U, X)
      The user U chooses a random element x from Z_q^* and computes its
      Diffie-Hellman public value X = g^x mod p.  The user sends the
      first message (U, X) to the server S.

   S -> U: (S, Y)
      If the received X from user U is 0, 1, or -1 (mod p), server S
      MUST terminate the protocol execution.  Otherwise, the server
      chooses a random element y from Z_q^* and computes Y = (X *
      (W^r))^y mod p where r = H'(0x01 | U | S | bn2bin(X)).  Note that
      X^y * g^(w * r * y) mod p can be computed from y and (w * r * y)
      efficiently using Shamir's trick [MOV97].  Then, server S sends
      the second message (S, Y) to the user U.

   U -> S: V_U
      If the received Y from server S is 0, 1, or -1 (mod p), user U
      MUST terminate the protocol execution.  Otherwise, the user
      computes K = Y^z mod p where z = 1 / (x + (w * r)) mod q and r =
      H'(0x01 | U | S | bn2bin(X)).  Also, user U generates an
      authenticator V_U = H(0x02 | U | S | bn2bin(X) | bn2bin(Y) |
      bn2bin(K)).  Then, the user sends the third message V_U to the
      server S.











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   S -> U: V_S
      If the received V_U from user U is not equal to H(0x02 | U | S |
      bn2bin(X) | bn2bin(Y) | bn2bin(K)) where K = g^y mod p, server S
      MUST terminate the protocol execution.  Otherwise, the server
      generates an authenticator V_S = H(0x03 | U | S | bn2bin(X) |
      bn2bin(Y) | bn2bin(K)) and a session key SK = H(0x04 | U | S |
      bn2bin(X) | bn2bin(Y) | bn2bin(K)).  Then, server S sends the
      fourth message V_S to the user U.

   U:
      If the received V_S from server S is not equal to H(0x03 | U | S |
      bn2bin(X) | bn2bin(Y) | bn2bin(K)), user U MUST terminate the
      protocol execution.  Otherwise, the user generates a session key
      SK = H(0x04 | U | S | bn2bin(X) | bn2bin(Y) | bn2bin(K)).

   In the actual protocol execution, the sequential order of message
   exchanges is very important to avoid any possible attacks.  For
   example, if the server S sends the second message (S, Y) and the
   fourth message V_S together, any attacker can easily derive the
   correct password w with off-line dictionary attacks.

   The session key SK, shared only if the user and the server
   authenticate each other successfully, MAY be generated by using a key
   derivation function (KDF) [SP800-108].  After generating SK, the user
   and the server MUST delete all the internal states (e.g., Diffie-
   Hellman exponents x and y) from memory.

   For the formal proof [SKI10] of the AugPAKE protocol, we need to
   slightly change the computation of Y (in the above S -> U: (S, Y))
   and K (in the above S -> U: V_S) as follows: Y = (X * (W^r))^y' and K
   = g^y' where y' = H'(0x05 | bn2bin(y)).

3.  Security Considerations

   This section shows why the AugPAKE protocol (i.e., the actual
   protocol execution) is secure against passive attacks, active
   attacks, and off-line dictionary attacks, and also provides
   resistance to server compromise.

3.1.  General Assumptions

   o  An attacker is computationally bounded.

   o  Any hash functions used in the AugPAKE protocol are secure in
      terms of pre-image resistance (one-wayness), second pre-image
      resistance, and collision resistance.





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3.2.  Security against Passive Attacks

   An augmented PAKE protocol is said to be secure against passive
   attacks in the sense that an attacker, who eavesdrops the exchanged
   messages, cannot compute an authenticated session key (shared between
   the honest parties in the protocol).

   In the AugPAKE protocol, an attacker can get the messages (U, X),
   (S,Y), V_U, V_S by eavesdropping, and then wants to compute the
   session key SK.  That is, the attacker's goal is to derive the
   correct K from the obtained messages X and Y, because the hash
   functions are secure and the only secret in the computation of SK is
   K = g^y mod p.  Note that

   X =     g^x mod p and

   Y =     (X * (W^r))^y = X^y * W^(r * y) = X^y * (g^y)^t = X^y * K^t

   hold where t = w' * r mod q.  Though t is determined from possible
   password candidates and X, the only way for the attacker to extract K
   from X and Y is to compute X^y.  However, the probability for the
   attacker to compute X^y is negligible in the security parameter for
   the underlying groups since both x and y are random elements chosen
   from Z_q^*.  Therefore, the AugPAKE protocol is secure against
   passive attacks.

3.3.  Security against Active Attacks

   An augmented PAKE protocol is said to be secure against active
   attacks in the sense that an attacker, who completely controls the
   exchanged messages, cannot compute an authenticated session key
   (shared with the honest party in the protocol) with the probability
   better than that of on-line dictionary attacks.  In other words, the
   probability for an active attacker to compute the session key is
   restricted by the on-line dictionary attacks where it grows linearly
   to the number of interactions with the honest party.

   In the AugPAKE protocol, the user (respectively, the server) computes
   the session key SK only if the received authenticator V_S
   (respectively, V_U) is valid.  There are three cases to be considered
   in the active attacks.

3.3.1.  Impersonation Attacks on User U

   When an attacker impersonates the user U, the attacker can compute
   the same SK (to be shared with the server S) only if the
   authenticator V_U is valid.  For a valid authenticator V_U, the
   attacker has to compute the correct K from X and Y because the hash



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   functions are secure.  In this impersonation attack, the attacker of
   course knows the discrete logarithm x of X and guesses a password w''
   from the password dictionary.  So, the probability for the attacker
   to compute the correct K is bounded by the probability of w = w''.
   That is, this impersonation attack is restricted by the on-line
   dictionary attacks where the attacker can try a guessed password
   communicating with the honest server S.  Therefore, the AugPAKE
   protocol is secure against impersonation attacks on user U.

3.3.2.  Impersonation Attacks on Server S

   When an attacker impersonates the server S, the attacker can compute
   the same SK (to be shared with the user U) only if the authenticator
   V_S is valid.  For a valid authenticator V_S, the attacker has to
   compute the correct K from X and Y because the hash functions are
   secure.  In this impersonation attack, the attacker chooses a random
   element y and guesses a password w'' from the password dictionary so
   that

   Y =     (X * (W'^r))^y = X^y * W'^(r * y) = X^y * (g^y)^t'

   where t' = w'' * r mod q.  The probability for the attacker to
   compute the correct K is bounded by the probability of w = w''.
   Also, the attacker knows whether the guessed password is equal to w
   or not by seeing the received authenticator V_U.  However, when w is
   not equal to w'', the probability for the attacker to compute the
   correct K is negligible in the security parameter for the underlying
   groups since the attacker has to guess the discrete logarithm x
   (chosen by user U) as well.  That is, this impersonation attack is
   restricted by the on-line dictionary attacks where the attacker can
   try a guessed password communicating with the honest user U.
   Therefore, the AugPAKE protocol is secure against impersonation
   attacks on server S.

3.3.3.  Man-in-the-Middle Attacks

   When an attacker performs the man-in-the-middle attack, the attacker
   can compute the same SK (to be shared with the user U or the server
   S) only if one of the authenticators V_U, V_S is valid.  Note that if
   the attacker relays the exchanged messages honestly, it corresponds
   to the passive attacks.  In order to generate a valid authenticator
   V_U or V_S, the attacker has to compute the correct K from X and Y
   because the hash functions are secure.  So, the attacker is in the
   same situation as discussed above.  Though the attacker can test two
   passwords (one with user U and the other with server S), it does not
   change the fact that this attack is restricted by the on-line
   dictionary attacks where the attacker can try a guessed password




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   communicating with the honest party.  Therefore, the AugPAKE protocol
   is also secure against man-in-the-middle attacks.

3.4.  Security against Off-line Dictionary Attacks

   An augmented PAKE protocol is said to be secure against off-line
   dictionary attacks in the sense that an attacker, who completely
   controls the exchanged messages, cannot reduce the possible password
   candidates better than on-line dictionary attacks.  Note that in the
   on-line dictionary attacks, an attacker can test one guessed password
   by running the protocol execution (i.e., communicating with the
   honest party).

   As discussed in Section 3.2, an attacker in the passive attacks does
   not compute X^y (and the correct K = g^y mod p) from the obtained
   messages X, Y.  This security analysis also indicates that, even if
   the attacker can guess a password, the K is derived independently
   from the guessed password.  Next, we consider an active attacker
   whose main goal is to perform the off-line dictionary attacks in the
   AugPAKE protocol.  As in Section 3.3, the attacker can 1) test one
   guessed password by impersonating the user U or the server S, or 2)
   test two guessed passwords by impersonating the server S (to the
   honest user U) and impersonating the user U (to the honest server S)
   in the man-in-the-middle attacks.  Whenever the honest party receives
   an invalid authenticator, the party terminates the actual protocol
   execution without sending any message.  In fact, this is important to
   prevent an attacker from testing more than one password in the active
   attacks.  Since passive attacks and active attacks cannot remove the
   possible password candidates more efficiently than on-line dictionary
   attacks, the AugPAKE protocol is secure against off-line dictionary
   attacks.

3.5.  Resistance to Server Compromise

   We consider an attacker who has obtained a (user's) password verifier
   from a server.  In the (augmented) PAKE protocols, there are two
   limitations [BJKMRSW00]: 1) the attacker can find out the correct
   password from the password verifier with the off-line dictionary
   attacks because the verifier has the same entropy as the password;
   and 2) if the attacker impersonates the server with the password
   verifier, this attack is always possible because the attacker has
   enough information to simulate the server.  An augmented PAKE
   protocol is said to provide resistance to server compromise in the
   sense that the attacker cannot impersonate the user without
   performing off-line dictionary attacks on the password verifier.

   In order to show resistance to server compromise in the AugPAKE
   protocol, we consider an attacker who has obtained the password



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   verifier W and then tries to impersonate the user U without off-line
   dictionary attacks on W.  As a general attack, the attacker chooses
   two random elements c and d from Z_q^*, and computes

   X =     (g^c) * (W^d) mod p

   and sends the first message (U, X) to the server S.  In order to
   impersonate user U successfully, the attacker has to compute the
   correct K = g^y mod p where y is randomly chosen by server S.  After
   receiving Y from the server, the attacker's goal is to find out a
   value e satisfying Y^e = K mod p.  That is,

            log_g (Y^e) = log_g K mod q

            (c + (w' * d) + (w' * r)) * y * e = y mod q

            (c + w' * (d + r)) * e = 1 mod q

   where log_g K indicates the logarithm of K to the base g.  Since
   there is no off-line dictionary attacks on W, the above solution is
   that e = 1 / c mod q and d = -r mod q.  However, the latter is not
   possible since r is determined by X (i.e., r = H'(0x01 | U | S |
   bn2bin(X))) and H' is a secure hash function.  Therefore, the AugPAKE
   protocol provides resistance to server compromise.

4.  Implementation Consideration

   As discussed in Section 3, the AugPAKE protocol is secure against
   passive attacks, active attacks, and off-line dictionary attacks, and
   provides resistance to server compromise.  However, an attacker in
   the on-line dictionary attacks can check whether one password
   (guessed from the password dictionary) is correct or not by
   interacting with the honest party.  Let N be the number of possible
   passwords within a dictionary.  Certainly, the attacker's success
   probability grows with the probability of (I / N) where I is the
   number of interactions with the honest party.  In order to provide a
   reasonable security margin, implementation SHOULD take a
   countermeasure to the on-line dictionary attacks.  For example, it
   would take about 90 years to test 2^(25.5) passwords with a one
   minute lock-out for 3 failed password guesses (see Appendix A in
   [SP800-63]).

5.  AugPAKE for IKEv2

5.1.  Integration into IKEv2

   IKE is a primary component of IPsec in order to provide mutual
   authentication and establish security associations between two peers.



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   The AugPAKE protocol, described in Section 2, can be easily
   integrated into IKEv2 [RFC5996] as a "weak" pre-shared key
   authentication method (see Figure 2).  This integrated protocol
   preserves the IKEv2 structure and security guarantees (e.g., identity
   protection).  Note that the AugPAKE protocol can be used in three
   scenarios for IKEv2: "Security Gateway to Security Gateway Tunnel",
   "Endpoint-to-Endpoint Transport", and "Endpoint to Security Gateway
   Tunnel".

    Initiator                               Responder
   -----------                             -----------

   IKE_SA_INIT:

    HDR, SAi1, KEi, Ni,
    N(SECURE_PASSWORD_METHODS)      -->
                                    <--  HDR, SAr1, KEr, Nr,
                                         N(SECURE_PASSWORD_METHODS)

   IKE_AUTH:

    HDR, SK {IDi, GSPM(PVi), [IDr,]
             SAi2, TSi, TSr}        -->
                                    <--  HDR, SK {IDr, GSPM(PVr)}
    HDR, SK {AUTHi}                 -->
                                    <--  HDR, SK {AUTHr, SAr2, TSi, TSr}

                       Figure 2: AugPAKE into IKEv2

   The changes from IKEv2 are summarized as follows:

   o  In addition to IKEv2, one round trip is added.

   o  The initiator (respectively, the responder) sends an
      N(SECURE_PASSWORD_METHODS) notification to indicate its
      willingness to use AugPAKE in the IKE_SA_INIT exchange.

   o  The added values GSPM(PVi) and GSPM(PVr) in the IKE_AUTH exchange
      correspond to X and Y of the AugPAKE protocol in Section 2,
      respectively.

   o  From K (represented as an octet string) derived in Section 2, the
      AUTH values in the IKE_AUTH exchange are computed as

         AUTHi = prf( prf(K, "AugPAKE for IKEv2"),
         <InitiatorSignedOctets> | GSPM(PVi) | GSPM(PVr) | IDi | IDr)





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         AUTHr = prf( prf(K, "AugPAKE for IKEv2"),
         <ResponderSignedOctets> | GSPM(PVr) | GSPM(PVi) | IDr | IDi)

5.2.  Payload Formats

5.2.1.  Notify Payload

   The Notify Payload N(SECURE_PASSWORD_METHODS) [RFC6467], indicating a
   willingness to use AugPAKE in the IKE_SA_INIT exchange, is defined as
   follows:

                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Next Payload  !C!  RESERVED   !         Payload Length        !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !  Protocol ID  !   SPI Size    !      Notify Message Type      !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !                                                               !
   ~                Security Parameter Index (SPI)                 ~
   !                                                               !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !                                                               !
   ~                       Notification Data                       ~
   !                                                               !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   As in [RFC5996], the Protocol ID and SPI Size SHALL be set to zero
   and, therefore, the SPI field SHALL be empty.  The Notify Message
   Type will be 16424 [RFC6467].

   The Notification Data contains the list of the 16-bit secure password
   method numbers:

                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Secure Password Method #1     ! Secure Password Method #2     !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Secure Password Method #3     ! ...                           !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+

   The response Notify Payload contains exactly one 16-bit secure
   password method number (i.e., for AugPAKE here) inside the
   Notification Data field.






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5.2.2.  Generic Secure Password Method Payload

   The Generic Secure Password Method (GSPM) Payload, denoted GSPM(PV)
   in Section 5.1, is defined as follows:

                        1                   2                   3
    0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   ! Next Payload  !C!  RESERVED   !         Payload Length        !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
   !                                                               !
   ~                                                               ~
   !          Data Specific to the Secure Password Method          !
   ~                                                               ~
   !                                                               !
   +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
                The GSPM Payload Type will be 49 [RFC6467].

   Since the GSPM(PV) value is a group element, the encoded octet string
   is actually used in the "Data Specific to the Secure Password Method"
   field.

6.  IANA Considerations

   IANA has assigned value 2 to the method name "AugPAKE" from the
   "IKEv2 Secure Password Methods" registry in [IKEV2-IANA].

7.  References

7.1.  Normative References

   [FIPS180-3]   Information Technology Laboratory, "Secure Hash
                 Standard (SHS)", NIST FIPS Publication 180-3, October
                 2008, <http://csrc.nist.gov/publications/fips/
                 fips180-3/fips180-3_final.pdf>.

   [IKEV2-IANA]  IANA, "Internet Key Exchange Version 2 (IKEv2)
                 Parameters",
                 <http://www.iana.org/assignments/ikev2-parameters>.

   [RFC2119]     Bradner, S., "Key words for use in RFCs to Indicate
                 Requirement Levels", BCP 14, RFC 2119, March 1997.

   [RFC3454]     Hoffman, P. and M. Blanchet, "Preparation of
                 Internationalized Strings ("stringprep")", RFC 3454,
                 December 2002.





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   [RFC4013]     Zeilenga, K., "SASLprep: Stringprep Profile for User
                 Names and Passwords", RFC 4013, February 2005.

   [RFC4282]     Aboba, B., Beadles, M., Arkko, J., and P. Eronen, "The
                 Network Access Identifier", RFC 4282, December 2005.

   [RFC5996]     Kaufman, C., Hoffman, P., Nir, Y., and P. Eronen,
                 "Internet Key Exchange Protocol Version 2 (IKEv2)", RFC
                 5996, September 2010.

   [SP800-108]   Chen, L., "Recommendation for Key Derivation Using
                 Pseudorandom Functions (Revised)", NIST Special
                 Publication 800-108, October 2009,
                 <http://csrc.nist.gov/publications/
                 nistpubs/800-108/sp800-108.pdf>.

7.2.  Informative References

   [BJKMRSW00]   Bellare, M., Jablon, D., Krawczyk, H., MacKenzie, P.,
                 Rogaway, P., Swaminathan, R., and T. Wu, "Proposal for
                 P1363 Study Group on Password-Based
                 Authenticated-Key-Exchange Methods", IEEE P1363.2:
                 Password-Based Public-Key Cryptography, Submissions to
                 IEEE P1363.2 , February 2000, <http://grouper.ieee.org/
                 groups/1363/passwdPK/contributions/p1363-pw.pdf>.

   [BM92]        Bellovin, S. and M. Merritt, "Encrypted Key Exchange:
                 Password-based Protocols Secure against Dictionary
                 Attacks", Proceedings of the IEEE Symposium on Security
                 and Privacy, IEEE Computer Society, 1992.

   [BM93]        Bellovin, S. and M. Merritt, "Augmented Encrypted Key
                 Exchange: A Password-based Protocol Secure against
                 Dictionary Attacks and Password File Compromise",
                 Proceedings of the 1st ACM Conference on Computer and
                 Communication Security, ACM Press, 1993.

   [DH76]        Diffie, W. and M. Hellman, "New Directions in
                 Cryptography", IEEE Transactions on Information Theory
                 Volume IT-22, Number 6, 1976.











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   [H10]         Harkins, D., "Password-Based Authentication in IKEv2:
                 Selection Criteria and Considerations", Work in
                 Progress, October 2010.

   [IEEEP1363.2] IEEE P1363.2, "Password-Based Public-Key Cryptography",
                 Submissions to IEEE P1363.2 , <http://grouper.ieee.org/
                 groups/1363/passwdPK/submissions.html>.

   [ISO]         ISO/IEC JTC 1/SC 27 11770-4, "Information technology --
                 Security techniques -- Key management -- Part 4:
                 Mechanisms based on weak secrets", April 2006,
                 <http://www.iso.org/iso/iso_catalogue/catalogue_tc/
                 catalogue_detail.htm?csnumber=39723>.

   [MOV97]       Menezes, A., Oorschot, P., and S. Vanstone,
                 "Simultaneous Multiple Exponentiation", in Handbook of
                 Applied Cryptography, CRC Press, 1997.

   [RFC2945]     Wu, T., "The SRP Authentication and Key Exchange
                 System", RFC 2945, September 2000.

   [RFC5114]     Lepinski, M. and S. Kent, "Additional Diffie-Hellman
                 Groups for Use with IETF Standards", RFC 5114, January
                 2008.

   [RFC6467]     Kivinen, T., "Secure Password Framework for Internet
                 Key Exchange Version 2 (IKEv2)", RFC 6467, December
                 2011.

   [SKI10]       Shin, S., Kobara, K., and H. Imai, "Security Proof of
                 AugPAKE", Cryptology ePrint Archive:  Report 2010/334,
                 June 2010, <http://eprint.iacr.org/2010/334>.

   [SP800-56A]   Barker, E., Johnson, D., and M. Smid, "Recommendation
                 for Pair-Wise Key Establishment Schemes Using Discrete
                 Logarithm Cryptography (Revised)", NIST Special
                 Publication 800-56A, March 2007, <http://csrc.nist.gov/
                 publications/nistpubs/800-56A/
                 SP800-56A_Revision1_Mar08-2007.pdf>.

   [SP800-63]    Burr, W., Dodson, D., and W. Polk, "Electronic
                 Authentication Guideline", NIST Special Publication
                 800-63 Version 1.0.2, April 2006,
                 <http://csrc.nist.gov/publications/
                 nistpubs/800-63/SP800-63V1_0_2.pdf>.






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Appendix A.  Evaluation by PAKE Selection Criteria

   Below is a self-evaluation of the AugPAKE protocol following PAKE
   selection criteria [H10].

   SEC1: AugPAKE is zero knowledge (password) proof.  It is secure
         against passive/active/off-line dictionary attacks.  It is also
         resistant to server-compromise impersonation attacks.

   SEC2: AugPAKE provides Perfect Forward Secrecy (PFS) and is secure
         against Denning-Sacco attack.

   SEC3: IKEv2 identity protection is preserved.

   SEC4: Any cryptographically secure Diffie-Hellman groups can be used.

   SEC5: The formal security proof of AugPAKE can be found at [SKI10].

   SEC6: AugPAKE can be easily used with strong credentials.

   SEC7: In the case of server compromise, an attacker has to perform
         off-line dictionary attacks while computing modular
         exponentiation with a password candidate.

   SEC8: AugPAKE is secure regardless of the transform negotiated by
         IKEv2.


   IPR1: AugPAKE was publicly disclosed on Oct. 2008.

   IPR2: AIST applied for a patent in Japan on July 10, 2008.  AIST
         would provide royal-free license of AugPAKE.

   IPR3: IPR disclosure (see https://datatracker.ietf.org/ipr/1284/)


   MISC1:  AugPAKE adds one round trip to IKEv2.

   MISC2:  The initiator needs to compute only 2 modular exponentiation
           computations while the responder needs to compute 2.17
           modular exponentiation computations.  AugPAKE needs to
           exchange 2 group elements and 2 hash values.  This is almost
           the same computation/communication costs as the plain Diffie-
           Hellman (DH) key exchange.  If we use a large (e.g.,
           2048/3072-bits) parent group, the hash size would be
           relatively small.

   MISC3:  AugPAKE has the same performance for any type of secret.



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   MISC4:  Internationalization of character-based passwords can be
           supported.

   MISC5:  AugPAKE can be implemented over any ECP (Elliptic Curve Group
           over GF[P]), EC2N (Elliptic Curve Group over GF[2^N]), and
           MODP (Modular Exponentiation Group) groups.

   MISC6:  AugPAKE has request/response nature of IKEv2.

   MISC7:  No additional negotiation is needed.

   MISC8:  No Trusted Third Party (TTP) and clock synchronization

   MISC9:  No additional primitive (e.g., Full Domain Hashing (FDH)
           and/or ideal cipher) is needed.

   MISC10: As above, AugPAKE can be implemented over any ECP/EC2N
           groups.

   MISC11: Easy implementation.  We already implemented AugPAKE and have
           been testing in AIST.

Authors' Addresses

   SeongHan Shin
   AIST
   Central 2, 1-1-1, Umezono
   Tsukuba, Ibaraki 305-8568
   JP

   Phone: +81 29-861-2670
   EMail: seonghan.shin@aist.go.jp


   Kazukuni Kobara
   AIST

   EMail: kobara_conf@m.aist.go.jp













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